# Petitioners Brief — Gonzales v. Oregon

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385016_0051%3A23

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petitioners Brief
- **Published:** January 1, 2006
- **Citation:** 546 U.S. 243

## Text

No. 04-623

In the Supreme Court of the United States

ALBERTO R. GONZALES, ATTORNEY GENERAL, ET AL.,
PETITIONERS

STATE OF OREGON, ET AL.

ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE NINTH CIRCUIT

BRIEF FOR THE PETITIONERS

PAUL D. CLEMENT
Acting Solicitor Geveral
Counsel of Record
PETER D. KEISLER
Assistant Attorney General
EDWIN S. KNEEDLER
Deputy Solicitor General
GREGORY G. KATSAS
Deputy Assistant Attorney
General
DOUGLAS HALLWARD-DRIEMEIER
Assistant To The Solicitor
General
MARK B. STFRN
JONATHAN H. LEVY
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217

QUESTION PRESENTED

Whether the Attorney General has permissibly construed
the Controlled Substances Act, 21 U.S.C. 801 et seq., and its
implementing regulations to prohibit the distribution of fed-
erally controlled substances for the purpose of facilitating an
individual’s suicide, regardless of any state law purporting to
authorize such distribution.

(I)

II

PARTIES TO THE PROCEEDING

Petitioners are Alberto R. Gonzales, Attorney General of
the United States, Karen Tandy, Administrator of the Drug
Enforcement Administration, Kenneth W. McGee, Assistant
Special Agent-In-Charge of the Portland Office of the Drug
Enforcement Administration, the United States of America,
the United States Department of Justice, and the Drug En-
forcement Administration.

Respondents are the State of Oregon, Peter A. Ras-
mussen, David Malcolm Hochhalter, John Doe #1, and Don

W. James.

Opinions below
Jurisciction
Statutory provisions involved
Statement
Summary of argument

TABLE OF CONTENTS

Argument:

I.

The Controlled Substances Act establishes a
comprehensive and uniform national system
for regulating controlled substances, and the
Attorney General's interpretive ruling imple-
menting the Act is supported by the over-

whelming weight of authority

A. The prohibition on dispensing controlled
substances for other than a “legitimate
medical purpose” in the “usual course of
professional treatment” is central to the
regulatory scheme established by the
Controlled Substances Act

B. The Attorney General’s conclusion that

facilitating an individual’s suicide is not a
“legitimate medical purpose” in “treatment”
for purposes of the Controlled Substances
Act is supported by the overwhelming

weight authority

1. The language of the CSA demonstrates
that Congress did not authorize phy-
sicians to prescribe controlled sub-
stances for the purpose of ending their
patients’ lives

(III)

— oo — — —

14

14

IV

Table of Contents—Continued:

II.

2.

The Attorney General's interpretation
of the phrases legitimate medical pur-
pose and professional treatment“

to exclude physici: « sisted suicide
is supported by his ical tradition and
the near-unanimity of state and federal
authority

C. The Controlled Substances Act has a
uniform meaning, determined by federal

law, throughout the United States

1.

2.

3.

There is a presumption in favor of a
uniform national standard

Judicial decisions in —
CSA confirm that it provides a uniform
federal-law standard

The CSA’s legislative history confirms
that there is a uniform federal-law
standard

The court of appeals’ rejection of the Attorney
General's interpretive ruling was based on a
fundamental misunderstanding of the applicable

principles of statutory construction

A. The Controlled Substances Act does not

intrude upon the core sovereignty of the
States in a way that implicates the clear

statement rule of Gregory v. Ashcroft .............

The presumption against preemption of

state law furnishes no basis for refusing to
give uniform effect to a provision of federal

law

21

Table of Contents—Continued:

C. The additional reasons given by the court
of appeals for invalidating the Attorney
General's interpretive ruling are also
flawed

TABLE OF AUTHORITIES

Cases:

Alliance for Cannabis Therapeutics v. DEA,
15 F.3d 1131 (D.C. Cir. 1994)

Asgrow Seed Co. v. Winterboer, 513 U.S. 179

(1995)
Auer v. Robbins, 519 US. 452 (1997) ...

California Div. of Labor Standards Enforcement
v. Dillingham Contrs. N.A., Inc., 519 US.
316 (1997)

California Fed. Sav. & Loan Ass'n v. Guerra,
479 U.S. 272 (1987)

Caron v. United States, 524 U.S. 308 (1998)

Chevron U.S.A. Inc. v. NRDC, Inc., 467 U.S. 837
(1984)

City of Edmonds v. Oxford House, Inc., 514 US.
725 (1995)

Dickerson v. New Banner Inst., Inc., 460 US.

103 (1983)
FDIC v. Meyer, 510 US. 471 (1994)

Gately v. Massachusetts 2 F. d 1221 (ist Cir.

Gooding v. United States, 416 U.S. 430 (1974)

8 &

Gregory v. Ashcroft, 501 U.S. 452 (1991) “ 9, 13, 37, 38, 39

Hammer v. Dagenhart, 247 US. 251 (1918)

Hodel v. Virginia Surface Mining & Reclamation
Ass'n, 452 U.S. 264 (1981)

Jerome v. United States, 318 US. 101 (1943

VI

Cases—Continued: Page
Kane v. Kulongoski, 871 P.2d 993 (Or. 1994). 6, 22, 44
Lambert v. Yellowley, 272 U.S. 581 (1926) 40
Linder v. United States, 268 US. 5 (1925) 37, 40
Medtronic, Inc. v. Lohr, 518 US. 470 (1976) 42, 43
Minor v. United States, 396 US. 87 (1969) 40
Mississippi Band of Choctaw Indians v.

Holyfield, 490 U.S. 30 (1989) 10, 11, 25
Reina v. United States, 364 U.S. 507 (1960) 41
Reves v. Ernst & Young, 494 US. 56 (1990) 25
Robbins v. Footer, 553 F. 2d 123 (D.C. Cir. 1977 36
Salt Lake Tribune Publ g Co. v. Management

Planning, Inc., 390 F.3d 684 (10th Cir. 2004) 25
Solid Waste Agency v. United States Army Corps

Engers, 531 U.S. 159 (2001) 9,41
Thomas Jefferson Univ. v. Shalala,

512 U.S. 504 (1994) 21
Trawick v. DEA, 861 F 2d 72 (4th Cir. 19889 21
United States v. Chin, 795 F.2d 496 (Sth Cir.

1986) 17
United States v. Daniel, 3 F 3d 775 (4th Cir.

1993), cert. denied, 510 U.S. 1130 (1994). 16, 17, 32
United States v. Darby, 312 U.S. 100 (1941) 40
United States v. Doremus, 249 U.S. 86 (19199 33
United States v. Hammond, 781 F.2d 1536 (11th

Cir. 1986) 17
United States v. Hayes, 794 F 2d 1348 (9th Cir.

1986), cert. denied, 479 U.S. 1086 (1987) 32
United States v. Hughes, 895 F. 2d 1135 (6th Cir.

1990) 17
United States v. Jamieson, 806 F 2d 949 (10th

Cir. 1986) 16
United States v. Kaplan, 895 F 2d 618 (9th Cir.

1990) 16

United States v. Kennedy, 107 Fed. Appx. 518
(6th Cir. 2004) 32

Vil
Cases—Continued: Page
United States v. Kirk, 584 F.2d 773 (6th Cir.),

cert. denied, 439 U.S. 1048 (1978) 17
United States v. Leal, 75 F.3d 219 (6th Cir.

1996) 32, 33, 35, 42
United States v. Lot 5, Fox Grove, 23 F.3d 359

(11th Cir. 1994) 39
United States v. Moore, 423 U.S. 122 (1975) passim
United States v. Nelson, 383 F.3d 1227 (10th Cir.

2004) 17
United States v. Norris, 780 F.2d 1207 (5th Cir.

1986) 8 32
United States v. Oakland Cannabis Buyers’

Coop., 532 U.S. 483 (2001) 3, 12, 28, 41, 44
United States v. Pelzer, 312 U.S. 399 (1941) 25
United States v. Plesons, 560 F 2d 890 (8th Cir.

1977) 17

United States v. Rosenberg, 515 F 2d 190 (9th
Cir.), cert. denied, 423 U.S. 1031 (1975)
United States v. Tran Trong Cuong, 18 F.3d 1132

17, 32, 35, 42

(4th Cir. 1994) 17
United States v. Turley, 352 U.S. 407 (1957) 25
United States v. Vamos, 797 F.2d 1146

(2d Cir. 1986), cert. denied, 479 U.S. 1036 (1987) ............. 32
United States v. Webb, 249 U.S. 96 (1919) 33
Vacco v. Quill, 521 U.S. 793 (1997) 20, 22
Washington v. Glucksberg, 521 U.S. 702 (1997) ............. 8, 21,

22, 23, 39
Webb v. United States, 249 US. 96 (1919) 19, 40
Constitution, statutes and regulations:
US. Const.:

Art. I. § 8, Cl. 3 (Commerce Clause) 40, 41

Art. VI, Cl. 2 (Supremacy Clause) 43, 44
Assisted Suicide Funding Restriction Act of 1997,

Pub. L. No. 105-12, 111 Stat. 23 24

VIII IX

Statutes and regulations Continued: Page Statutes and regulations Continued: Page
Children's Health Act of 2000, Pub. L. No. 106-310, 21 U.S.C. 828(a) 4
Tit. XXXVI, Div. B, § 3652, 114 Stat. 1239 (21 U.S.C. 21 U.S.C. 828(e) 16
830(b)(3)) 17 21 U.S.C. 829 3
Comprehensive Drug Abuse Prevention and 21 U.S.C. Na) 3, 16, 17
Control Act of 1970, Pub. L. No. 91-513, 84 21 U.S. C. 82%b) 16, 17
Stat. 1236: 21 U.S.C. 82%c) 16
Pmbl., 84 Stat. 1236 2 21 U.S.C. 830(b)(3) 17
§ 303(f), 84 Stat. 1253 34 21 U.S.C. 830(b)(3)(A (ii) 5, 18
Controlled Substances Act, 21 U.S.C. 801 ef S 2 21 U.S.C. 830(b(3)(D\iv) 17
21 U.S.C. 801(1) 14, 15, 20, 26, 46 21 U.S.C. 841(a) 2, 15, 26
21 U.S.C. 801(2) 26, 45 21 U.S.C. 841(a)(1) 3, 15
21 U.S.C. SO%,Lj 26 21 U.S.C. 844(a) 15
21 U.S.C. 802010) 2,15 21 U.S.C. 871(b) 4
21 U.S.C. 802(12) 45 21 U.S. C. 877 9
21 U.S.C. 802(21) 2, 5, 15, 17 21 U.S.C. 903 4, 27
21 USC. 811 4, 46 Harrison Act of 1914, ch. 1, 38 Stat. 785 19
21 U.S.C. 811(a) 15, 26, 28 Indian Child Welfare Act, 25 U.S.C. 1911(a) 25
21 US.C. 812 3 Narcotic Addict Treatment Act of 1974, Pub. L. No.
21 U.S.C. 812(b) 15, 20, 26, 27, 45 93-201, 88 Stat. 124 34
21 U.S.C. 812(b\(1) 3 National Motor Vehicle Theft Act, 18 U.S.C. 2312 25
21 U.S.C. 812(b\ 1B) 7, 15 Revenue Act of 1932, ch. 209, 5 504 0b), 47 Stat. 247 25
21 U.S.C. 812(b\(2B) 3, 5, 15, 30 Securities Exchange Act of 1934, 15 U.S.C.
21 U.S.C. Sb) 3, 5, 15 78e(aX10) 25
21 U.S.C. 812(b4(B) 3, 5, 15 21 U.S.C. 321(g)\(1) 45
21 U.S.C. Sb,) 3, 5, 15 21 U.S.C. 321(g1B) 45
21 USC. 812%c) 4 21 U.S.C. 352(j) (2000 & Supp. II 2002) 42
21 U.S.C. 821 4 21 U.S.C. 355(d) 42
21 U.S.C. Aa) 2 21 U.S.C. 355(i) (2000 & Supp. II 2002) 3
21 USC. cb) 3, 26 42 U.S.C. 257a (1970) 32, 33, 47
21 U.S.C. 823(aX(1) 16, 46 42 U.S.C. 290bb-2a (2000) 32, 33, 47, 48
21 US.C. 823(f) 2, 10, 15, 34, 46, 49 42 U.S. C. 120 0-50 (I) 42
21 UCS. C. 823(f X3) 10 42 US.C. 1320c-5(b) 42
21 U.S.C. 823(f 4) 10, 49 42 U.S.C. 1395y(aX1)(A) (2000 & Supp. 12001) 43
21 U.S.C. Af 10, 46 Cal. Health & Safety Code Ann. § 11362.5(B\(1)(A)
21 USC. ig 34, 49 (West 2004 Supp.) 28
21 U.S. C. ,x, 4) 2, 46 Md. Code Crim. Law § 3-102 (Michie 2002) 22

X

Statutes and regulations Continued: Page
22

Ohio Rev. Code Ann. § 3795.02 (Page 2003 Supp.) 5
Oregon Death with Dignity Act, Or. Rev. Stat. (2003):
§§ 127.800-127.995
§ 127.800
127.800(11)
127.815
127.815(d)
127.820
127.885(1)
§ 127.897
Or. Rev. Stat. § 163.125(1)(b) (2003) 6, 22
S.C. Code Ann. § 16-3-1090 (2003)
Va. Code Ann. § § 8.01-622.) (i\"ichie 2000)
W. Va. Code § 16-30-15 (Michie 201)
2005 Wyo. Sess. Laws Ch. 161 (H.B. 107)
21 C. F. R.:
Section 306.04(a) 4, 50
Section 1306.04 1, 4, 11, 14, 18, 21, 50
Section 1306.04(a) 4, 5, 16, 17, 18, 19, 24, 29
Section 1308.12(e) 29
28 C. F. R. 0.100%b) 4
Miscellaneous:
American Med. Ass’n, Current Opinions of the
Council of Ethical and Judicial Affairs, Opinion
No. E-2.211 Physicians-Assisted Suicide
23
Assisted Suicide in the United States: Hearing
Before the Subcomm. on the Constitution of the
House Comm. on the Judiciary, 104th Cong.,
2d Sess. (1996) 20
Center for Medicare & Medicaid Services, Medicare
Benefit Policy Manual (2003) .......... 8, 24, 47

2
or

PrP Mm mH

7

XI

Miscellaneous—Continued:
130 Cong. Rec. (1984):
p. 1586

p. 25,849

p. 25,850

p. 25,851
36 Fed. Reg. 7799 (1971)
38 Fed. Reg. 26,609 (1973)
51 Fed. Reg. (1986):

p. 17,476

p. 17,477
64 Fed. Reg. 35,928-35,930 (1979)
66 Fed. Reg. 56,607 (2001)
H.R. Rep. No. 1444, 91st Cong., 2d Sess. (1970)

H.R. Rep. No. 884, 93d Cong., 2d Sess (1974)
Kevin F. O'Malley et al., Federal Jury Practice
and Instructions (5th ed. 2000)
Kurt Hohenstein, Just What the Doctor Ordered: The
Harrison Anti-Narcotic Act, the Supreme Court
and the Federal Regulation of Medical Practice,
1915-1919, 26 J. Sup. Ct. Hist. 231 (2001)
New York State Task Force on Life and the Law,
When Death in Sought: Assisted Suicide and
Euthanasia in the Medical Context (May 1994)
9 Oxford English Dictionary (2d ed. 1989)
S. Rep. No. 225, 98th Cong., Ist Sess. (1983)
The Random House Diction ur of the English
Language (2d ed. 1987)
Theodore Silver, One Hundred Years of Harmful
Error: The Historical Jurisprudence of Medical
Malpractice, 1992 Wis. L. Rev. 1193
Jon R. Waltz, The Rise and Gradual Fall of the
Locality Rule in Medical Malpractice Litigation, 18
LePaul L. Rev. 408 (1968-1969)
Webster's Third New International Dictionary
(1986)

19

In the Supreme Court of the United States

No. 04-623

ALBERTO R. GONZALES, ATTORNEY GENERAL, ET AL.,
PETITIONERS

.
STATE OF OREGON, ET AL.

ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE NINTH CIRCUIT

BRIEF FOR THE PETITIONERS

OPINIONS BELOW

The opinion of the court of appeals (Pet. App. la-63a) is
reported at 368 F.3d 1118. The order of the district court
granting respondents’ motion for summary judgment (Pet.
App. 64a-97a) is reported at 192 F. Supp. 2d 1077.

JURISDICTION

The judgment of the court of appeals was entered on May
26, 2004. A petition for rehearing was denied on August 11,
2004 (Pet. App. 98a-99a). The petition for a writ of certiorari
was filed on November 9, 2004, and was granted on Febru-
ary 22, 2005. The jurisdiction of this Court rests on 28
U.S.C. 1254(1).

STATUTORY PROVISIONS INVOLVED

Relevant provisions of the Controlled Substances Act, 21
U.S.C. 801 et seg., and the implementing regulation, 21
C.F.R. 1306.04, are set forth in the appendix to the petition.

Pet. App. 149a-16la. Relevant provisions of the Oregon
Death With Dignity Act, Or. Rev. Stat. §§ 127.800-127.995

(1)

2

(2003), are also set forth in the appendix to ihe petition.
Pet. App. 162a-165a.
STATEMENT

1. a. The Controlled Substances Act (CSA or Act), 21
U.S.C. 801 et seg., was enacted in 1970 to provide stronger
federal controls over drugs and other substances that are
susceptible to abuse. Comprehensive Drug Abuse Preven-
tion and Control (Controlled Substances) Act of 1970, pre-
amble, 84 Stat. 1236; H.R. Rep. No. 1444, 91st Cong., 2d
Sess. 1 (1970) (House Report). The CSA establishes a fed-
eral scheme that comprehensively regulates the manufac-
ture, distribution, and possession of controlled substances.
The CSA thus makes it unlawful to “manufacture, distribute,
or dispense, or possess with intent to manufacture, distrib-
ute, or dispense” any controlled substance, “[e]xcept as
authorized by [21 U.S.C. 801-904].” 21 U.S.C. 841(a)(1)." .

To dispense controlled substances lawfully, a physician or
other practitioner must “obtain from the Attorney General a
registration.” 21 U.S.C. 822(a)(2). The CSA authorizes the
Attorney General to deny or revoke the registration of a
practitioner “if he determines that the issuance of such reg-
istration would be inconsistent with the public interest.” 21
U.S.C. 823(f); accord 21 U.S.C. 824(a)(4). In determining the
“public interest” for registration purposes, the Attorney
General considers a number of factors, including the regis-
trant’s compliance with federal, state, and local laws relating
to controlled substances and “such other conduct which may
threaten the public health and safety.” 21 U.S.C. 823(f).

Registered physicians or other practitioners may dispense
controlled substances only “in the course of professional
practice or research,” 21 U.S.C. 802(21), and only “to the ex-

Under the CSA, the term “dispense” includes the issuance of a pre-
scription by a practitioner as well as delivering a controlled substance di-
rectly to a patient. 21 U.S.C. 802(10).

3

tent authorized by their registration and in conformity with
the other provisions of [the CSA],” 21 U.S.C. 822(b). A phy-
sician who dispenses controlled substances outside the “ac-
cepted limits” of medical practice is subject to prosecution
under 21 U.S.C. 841(a)(1). United States v. Moore, 423 U.S.
122, 142 (1975).

Under the CSA, each controlled substance is placed on
one of five schedules, depending on whether the substance
has a currently accepted medical use in treatment in the
United States, the relative abuse potential of the substance,
and the extent to which abuse of the substance may lead to
physical or psychological dependence. 21 U.S.C. 812. The
Act imposes varying regulatory restrictions on controlled
substances depending on the applicable schedule. Sub-
stances in schedule I—the most restricted schedule—have
“no currently accepted medical use in treatment in the
United States” and “a lack of accepted safety for use * * *
under medical supervision.” 21 U.S.C. 812(b)(1). Human
consumption of schedule I controlled substances is permissi-
ble only in a research setting where the research has been
approved by the Food and Drug Administration (FDA) and
the researcher has obtained from the Drug Enforcement
Administration (DEA) a registration authorizing the specific
research protocol. 21 U.S.C. 355(i) (2000 & Supp. II 2002),
823(f); see United States v. Oakland Cannabis Buyers’ Co-
operative, 582 U.S. 483, 491 (2001). By contrast, substances
in schedules II through V have a “currently accepted medi-
cal use in treatment in the United States,” 21 U.S.C.
812(b)(2)(B), (3)(B), (4)(B) and (5)(B), and therefore may be
dispensed for medical use. 21 U.S.C. 828. With narrow ex-
ceptions not relevant here, substances in schedules II, III.
and IV may be dispensed only pursuant to the “prescription
of a practitioner.” 21 U.S.C. 82%a) and (b).

When the CSA was enacted in 1970, Congress made an
initial assignment of controlled substances to the schedules it

1

believed appropriate. 21 U.S.C. 81A e). Congress authorized
the Attorney General, in consultation with the Secretary of
Health and Human Services, to add or remove substances or
to transfer substances from one schedule to another based
upon statutory criteria that take into account changes in
medical and scientific *nderstanding and shifts in patterns of
abuse. 21 U.S.C. 81:, 512. In addition, Congress provided
the Attorney General with broad authority to promulgate
“rules and regulations * * * relating to the registration and
control of the manufacture, distribution, and dispensing of
controlled substances,” 21 U.S.C. 821, and “any rules, regula-
tions, and procedures which he may deem necessary and ap-
propriate for the efficient execution of his functions” under
the Act, 21 U.S.C. 871(b); see 21 U.S.C. 828(a) (making it
“unlawful for any person to distribute” certain controlled
substances except pursuant to an order form issued by the
Attorney General in accordance with “regulations prescribed
by him”). The Attorney General has delegated his functions
under the Act to the Administrator of the DEA. 28 C.F.R.
0.100(b).

States remain free to enact their own laws relating to con-
trolled substances, such as their own criminal penalties, but
state laws are preempted to the extent of any “positive con-
flict” between a provision of state law and the CSA such that
the two “cannot consistently stand together.” 21 U.S.C. 903.

b. When the CSA became effective in 1971, DEA’s
predecessor (the Bureau of Narcotics and Dangerous Drugs)
issued regulations to implement the Act through notice-and-
comment rulemaking. One of those regulations, now found
at 21 C.F.R. 1306.04(a),” requires that in order “to be effec-
tive,” a prescription for a controlled substance “must be is-
sued for a legitimate medical purpose by an individual prac-

2 This regulation was initially codified at 21 C. F. R. 306.04(a), see 36
Fed. Reg. 7799 (1971), and subsequently recodified at 21 C.F.R. 1306.04,
see 38 Fed. Reg. 26,609 (1973).

5

titioner acting in the usual course of his professional prac-
tice.” A “purported prescription” that is not issued “in the
usual course of professional treatment or in legitimate and
authorized research” does not qualify as a “prescription
within the meaning * * * of * * * 21 U.S.C. 829,” and, if
issued knowingly, will subject the practitioner “to the penal-
ties provided for violations of the provisions of law relating
to controlled substances.” 21 C. F. R. 1306.04(a).

As this Court noted in Moore, the requirement that a con-
trolled substance be prescribed for a legitimate medical pur-
pose may be implicit in various provisions of the CSA, such
as 21 U.S.C. 829, but is, in any event, made explicit by virtue
of the implementing regulation, 21 C.F.R. 1306.04(a). See
Moore, 423 U.S. at 137-139 & n.13. Essentially the same re-
quirement flows from the fact that a physician issuing a pre-
scription under the CSA must act “in the course of profes-
sional practice or research.” 21 U.S.C. 802(21); accord 21
U.S.C. 844(a) (forbidding possession of controlled substances
except “pursuant to a valid prescription or order, from a
practitioner, while acting in the course of his professional
practice”). Certain reporting requirements imposed by the
CSA similarly define a “valid prescription” as one “issued for
a legitimate medical purpose by an individual practitioner
* * * acting in the usual course of the practitioner’s profes-
sional practice.” 21 U.S.C. 830(b)(3A)ii). Indeed, a central
condition for the lawful manufacture, distribution, or dis-
pensing of a substance under schedules II through V is that
the substance “has a currently accepted medical use in
treatment in the United States.” 21 U.S.C. 812(b)(2)B),
(3)(B), (4B), and (5B).

2. In November 1994, Oregon voters passed a ballot ini-
tiative referred to as the Oregon Death with Dignity Act
(DWDA), Or. Rev. Stat. §§ 127.800-127.995 (2003). The
DWDA allows, as a matter of Oregon law, the prescribing
and dispensing of “medication” for the purpose of enabling

6

an individual with a terminal disease to commit suicide. /d.
§§ 127.800(11), 127.897. It requires the physician prescribing
or dispensing the lethal substance to ensure that the patient
is a resident of Oregon, is competent, has a terminal disease
with less than six months of life-expectancy, and is making a
voluntary and informed decision to obtain the substance for
the purpose of ending his or her life. See id. §§ 127.800,
127.815. A second physician must also verify most of those
facts. Id. §§ 127.815(d), 127.820. The DWDA provides that a
physician who prescribes or dispenses a lethal amount or
combination of drugs in accordance with the DWDA shall not
“be subject to civil or criminal liability or professional disci-
plinary action” for doing so. Id. § 127.885(1). The DWDA
thus “exempt[s] physicians who comply [with the DWDA’s
requirements] * from prosecution under [Or. Rev. Stat.
§ 163.125(1)(b)],” which otherwise makes it a crime under
Oregon law for anyone, including a physician, to aid a suicide.
Kane v. Kulongoski, 871 P.2d 993, 998 (Or. 1994). Oregon is
the only State in the Union that purports to authorize physi-
cian-assisted suicide.

3. In 2001, the Attorney General sought an opinion from
the Office of Legal Counsel (OLC) in the Department of Jus-
tice on the question whether prescribing drugs for the pur-
pose of assisting in a person’s suicide, as contemplated in
Oregon’s DWDA, would constitute a valid prescription pur-
suant to the CSA and its implementing regulations. On June
27, 2001, OLC issued a memorandum concluding that “as-
sisting in suicide is not a ‘legitimate medical purpose’ that
would justify a physician’s dispensing controlled substances
consistent with the CSA.” Pet. App. 130a; see id. at 106a-
148a.

No interpretive rule had previously been issued by the Attorney
General on this subject. As OLC noted in its memorandum to the Attor-
ney General, the Administrator of the DEA had previously responded to a
query from the Chairman of the House of Representatives Committee on

ws

7

The OLC memorandum explained that the CSA estab-
lishes a uniform, nation-wide statutory scheme for regulat-
ing the distribution of controlled substances,” Pet. App.
130a, and noted that this Court had held, in Oakland Canna-
bis, that a California voter initiative purporting to recognize
a medical use for marijuana as a matter of California law
could not provide the basis for an implied “medical neces-
sity” exception or defense in the CSA in the face of Con-
gress’s placement of marijuana in schedule I, which is for
substances with “no currently accepted medical use in
treatment in the United States,” 21 U.S.C. 812(b)(1)(B). Pet.
App. 131la-133a. The OLC memorandum concluded that Ore-
gon’s ballot initiative likewise could not immunize a physi-
cian from federal prosecution or loss of registration under
the CSA, if the Attorney General determined, pursuant to
the regulatory authority granted to him in the CSA, that as-
sisting an individual to commit suicide does not constitute a
“legitimate medical purpose” for which controlled substances
can be prescribed. /d. at 133a-134a.

The OLC memorandum also canvassed the views of medi-
cal and nursing associations, federal and state law, and judi-
cial opinions and concluded, based on that review, that de-
spite the Oregon voters’ approval, physician-assisted suicide
is not a “legitimate medical purpose.” Pet. App. 114a. The
memorandum explained that “state law and policy, with the
sole exception of Oregon’s, emphatically oppose assisted sui-
cide,” id. at 117a, and that federal law likewise prohibits such
conduct in federal medical facilities and denies federal finan-
cial assistance in support of it, id. at 119a-122a. For example,
the memorandum noted that the Health Care Financing

the Judiciary by stating that assisting suicide in accordance with the
DWDA would violate the CSA, see Pet. App. 108a & n.5, but then-
Attorney General Janet Reno indicated a different conclusion in a subse-
quent letter to the Committee Chairman, see id. at 109a & n.7; Patients’
Br. in Opp. 50a. Neither of those letters was published in the Federal

Register.

8

Administration in the Department of Health and Human
Services had determined that physician-assisted suicide is
not eligible for reimbursement under Medicare because it is
“not reasonable and necessary to the diagnosis and treat-
ment of disease or injury. Id. at 121a (internal quotation
marks omitted). In addition, the OLC memorandum re-
viewed the position of leading organizations of the medical
profession, including the American Medical Association,
American Nurses Association, and American Psychiatric As-
_sociation, all of which took the view that physician-assisted
suicide was “fundamentally incompatible with the physi-
cian’s role as healer.” Jd. at 124a (quoting AMA Br. at 5,
Washington v. Glucksberg, 521 U.S. 702 (1997) (No. 96-110)).

On November 9, 2001, the Attorney General published an
interpretive rule in the Federal Register (66 Fed. Reg.
56,607) that adopted the analysis of the OLC Memorandum.
Pet. App. 100a-105a. The Attorney General! determined that
“assisting suicide is not a ‘legitimate medical purpose’ within
the meaning of 21 CFR § 1306.04,” and therefore that “pre-
scribing, dispensing, or administering federally controlled
substances to assist suicide violates the CSA.” Id. at 102a.
The Attorney General made clear that those conclusions
“appl[y] regardless of whether state law authorizes or per-
mits such conduct by practitioners or others.” Ibid.

4. The State of Oregon and others challenged the Attor-
ney General's interpretive rule in the United States District

The Health Care Financing Administration is now called the Centers
for Medicare and Medicaid Services (CMS). CMS maintains this policy at
present, and it is currently reflected in the Medicare Benefit Policy Man-
wal ch. 16, § 20 (2003) .

The Attorney General distinguished assisted suicide from pain man-
agement and made clear that the latter, including “providing sufficient
dosages of pain medication necessary to eliminate or alleviate pain,” “has
long been recognized as a legitimate medical purpose justifying physicians’
dispensing of controlled substances.” Pet. App. 103a.

9

Court for the District of Oregon. That court held the inter-
pretive rule invalid and enjoined its application. Pet. App.
64a-97a. The federal parties appealed.

The court of appeals first held that the district court had
lacked jurisdiction over respondents’ suit. Jd. at 2a-3a & n.1,
56a-6la. However, the court of appeals treated the action as
a petition for review under 21 U.S.C. 877 that had been mis-
takenly filed in district court and transferred to the court of
appeals. Pet. App. 2a-3a & n. I, 56a-6la. The court noted
that there was a question whether any parties other than the
health care practitioner parties had standing to challenge the
Attorney General’s interpretive ruling. Id. at 3a & n.2. In
light of its determination that the practitioners could prop-
erly challenge the rule, the court of appeals declined to ad-
dress whether the State of Oregon or patients also had
standing. Ibid. On the merits, a divided panel granted the
petitions for review.

a. The majority concluded that the interpretive rule was
invalid absent an “unmistakably clear” indication of congres-
sional intent to regulate physician-assisted suicide, because,
in the majority’s view, the rule “invokes the outer limits of
Congress’ power” by altering “the usual constitutional bal-
ance between the States and the Federal Government.” Pet.
App. 12a-13a (quoting Solid Waste Agency v. United States
Army Corps. of Eng’rs, 531 U.S. 159, 172-173 (2001), and
Gregory v. Ashcroft, 501 U.S. 452, 461 (1991) (citations and
internal quotation marks omitted)). The court also held that
the interpretive rule violates “the plain language of the
CSA,” id. at 13a, which, according to the majority, (1) only
addresses drug abuse,” id. at 13a-14a, (2) establishes a prin-
ciple of non-preemption, id. at 14a, (3) entrusts medical deci-
sions to the Secretary of Health and Human Services (not
the Attorney General), id. at 15a, and (4) requires the Attor-
ney General to address all five statutory factors in 21 U.S.C.

823(f), including, in particular, whether the physician’s con-

10

duct complies with state law, before adopting an interpretive
rule that would affect physician registration under the CSA,
Pet. App. at 16a. The court also found that the Attorney
General’s interpretive ruling, which it had already held to
exceed the scope of his statutory authority, was not entitled
to deference. Id. at 2la-23a. The panel therefore granted
the petitions for review and “continued” the district court’s
injunction. Id. at 25a.

b. Senior Judge Wallace dissented. Pet. App. 25a-63a.
He noted the presumption that Congress does not make the
application of federal statutes dependent on state law, id. at
36a (citing Mississippi Band of Choctaw Indians v. Holy-
field, 490 U.S. 30, 43 (1989)), and observed that, while a phy-
sician’s compliance with state law is relevant under the CSA
in determining whether his or her registration would be con-
sistent with the public interest, id. at 37a (citing 21 U.S.C.
823(f)(3) and (4)), other factors, including whether the physi-
cian’s conduct “may threaten the public health and safety,”
are not dependent on state law, ibid. (citing 21 U.S.C.
823(f)(5)). The dissent further noted that, while the Secre-
tary of Health and Human Services is specifically delegated
certain functions under the CSA, responsibility under the
Act for determining whether a physician’s registration is
consistent with the public interest is assigned to the Attor-
ney General alone. Id. at 39a-40a.

Judge Wallace also rejected the majority’s suggestion that
application of the CSA to the dispensing of controlled sub-
stances to assist suicide is at the limits of Congress’s power
or would alter federal-state relations. Pet. App. 45a. He
noted, rather, that Congress’s authority under the Com-
merce Clause to regulate the distribution of controlled sub-
stances is well established. Id. at 49a-50a. Finally, the dis-
sent observed that the Attorney General’s conclusion that
physician-assisted suicide is not a legitimate medical purpose

11

is well supported by an “overwhelming historical, legal, and
medical consensus.” Id. at 56a.

e. The court of appeals denied the government’s petition
for rehearing and rehearing en banc. Pet. App. 98a-99a.

SUMMARY OF ARGUMENT

The court of appeals acknowledged that the Controlled
Substances Act prohibits practitioners from prescribing or
dispensing controlled substances except for a “legitimate
medical purpose” and “in the usual course of professional
treatment.” Pet. App. 5a (quoting 21 C.F.R. 1306.04). Re-
spondents nonetheless seek to overturn the Attorney Gen-
eral’s determination that the prescription of controlled sub-
stances, not for ordinary treatment, but for the express pur-
pose of ending an individual’s life, does not constitute a le-
gitimate medical purpose or treatment under federal law.
Respondents essentially submit that the Attorney General’s
interpretation of federal law would frustrate the purposes of
a state-law voter initiative, and so the federal law must
yield. Thus, the issue presented in this case is “who gets to
decide,” id. at 9a, whether a practitioner’s conduct comports
with this requirement of federal law—the Attorney General,
pursuant to a uniform national standard, or each of the 50
States, according to 50 different views regarding the proper
use of controlled substances. The text and structure of the
CSA, as well as general principles of federalism, make clear
that the Attorney General’s interpretation of federal law
need not yield to Oregon’s contrary policy choices.

It is well established that the federal government, rather
than the States, normally defines the terms in federal laws,
giving them a single, nationwide definition. See Mississippi
Band of Choctaw Indians v. Holyfield, 490 U.S. 30 (1989).
There is no basis to depart from this general rule in inter-
preting the terms “legitimate medical purpose” and “treat-
ment” in the context of the CSA. To the contrary, it is clear
that Congress intended the CSA to set uniform nationwide

12

minimum standards for controlled substances, and, in light of
the centrality of the “legitimate medical purpose” and “treat-
ment” limitations to the entire federal scheme, those terms
must also be given a uniform federal meaning.

Indeed, decisions of this Court already recognize that the
CSA establishes national rules that do not yield to contrary
medical policy that an individual State might seek to follow
as a matter of state law. In United States v. Oakland Can-
nabis Buyers’ Cooperative, 532 U.S. 483 (2001), the Court
made clear that the federal determination that marijuana
has no “accepted medical use in treatment in the United
States” foreclosed the assertion of a “medical necessity” de-
fense to a federal prosecution under the CSA, despite a Cali-
fornia law purporting to recognize a valid medical use of
marijuana and to permit its use in certain circumstances.

There is no reason to believe that a different result is re-
quired when federal law determines that a drug has a le-
gitimate medical purpose, but that not all uses of that drug
are legitimate. This Court, for example, upheld a CSA con-
viction based on a physician’s prescription of a schedule II
drug—one that has a recognized and accepted medical use—
for illegitimate purposes and did so on the basis of a national
standard for medical practice. See United States v. Moore,
423 U.S. 122 (1975).

The conclusion that the Attorney General reached on this
issue—that assisting suicide is not a legitimate medical pur-
pose—finds overwhelming support in tradition, history, law,
and medical expertise. The Attorney General’s conclusion is
consistent with the laws of 49 States, other laws and policies
of the federal government, and leading associations of the
medical profession. These facts alone demonstrate that the
Attorney General’s conclusion is reasonable and therefore
must be upheld in light of the deference to which his views
are entitled.

13

In the decision below, the court of appeals majority ig-
nored the Mississippi Band line of cases, and declined to
follow Oakland Cannabis and Moore in upholding the uni-
form national scope of the CSA. The court concluded that in
order for the federal government to regulate controlled sub-
stances in a way that limits the practice of medicine in Ore-
gon, a clear Congressional statement of its intent to do so
was necessary. Pet. App. lla. Citing Gregory v. Ashcroft,
501 U.S. 452, 460 (1991), the court of appeals held that a clear
statement is necessary whenever federal law impacts upon
an area within the traditional regulatory authority of the
States, such as the practice of medicine. Pet. App. lla. But
Gregory applies only to federal laws that have an impact
upon essential aspects of State sovereignty, such as the ten-
ure of judges and location of a State’s Capital. To expand
Gregory to all areas of private conduct traditionally regu-
lated by the States, as the court of appeals did here, would
dramatically expand the clear statement requirement to en-
compass virtually all areas of federal regulation, in light of
the breadth of the States’ traditional police powers. The
Lochner-era authority that the court of appeals cited for the
proposition that certain categories of activity are presump-
tively beyond the authority of the federal government has
long ago been rejected by this Court as both unworkable and
unfounded, and there is no basis for resurrecting it now.

The court of appeals’ belief that the Attorney General’s
ruling implicates the presumption against preemption, Pet.
App. 14a-15a, was similarly misplaced. It is not “preemp-
tion” for the federal government to prohibit conduct as a
matter of federal law that a particular State would deem
permissible under its own laws. Oregon is free to decrimi-
nalize assisted suicide as a matter of Oregon law, as it has
done. But Oregon could not displace contrary federal law by
prefacing its state statutes with the phrase “notwithstanding
any provision of federal law,” and no presumption against

14

preemption allows it to exempt its physicians from compli-
ance with federal directives sub silentio. Federal law does
not yield even when it frustrates the purposes of state law.

There is no basis in the statutory language or purpose of
the CSA for subordinating the Attorney General’s ability to
administer the Act’s comprehensive national scheme for con-
trolling dangerous substances to the views of each of the
States regarding those substances’ permissible uses.

ARGUMENT

I. THE CONTROLLED SUBSTANCES ACT ESTAB-
LISHES A COMPREHENSIVE AND UNIFORM NA-
TIONAL SYSTEM FOR REGULATING CON-
TROLLED SUBSTANCES, AND THE ATTORNEY
GENERAL’S INTERPRETIVE RULING IMPLE-
MENTING THE ACT IS SUPPORTED BY THE
OVERWHELMING WEIGHT OF AUTHORITY

A. The Prohibition On Dispensing Controlled Sub-
stances For Other Than A “Legitimate Medical Pur-
pose” In The “Usual Course Of Professional Treat-
ment” Is Central To The Regulatory Scheme Estab-
lished By The Controlled Substances Act

The CSA prohibits a practitioner from prescribing con-
trolled substances except “for a legitimate medical purpose”
and “in the usual course of professional treatment.” Pet.
App. 5a (quoting 21 C.F.R. 1306.04). Those limitations ap-
pear throughout the CSA, reflecting their centrality to the
comprehensive national scheme Congress established to
regulate controlled substances. The starting point of the Act
(indeed, its first provision) is the recognition that “[mJany of
the drugs included within this subchapter have a useful and
legitimate medical purpose and are necessary to maintain
the health and general welfare of the American people.” 21
U.S.C. 801(1). And the entire federal scheme for regulating
controlled substances is built upon the dual principles that
the dispensing of controlled substances should be allowed for

15

such “legitimate medical purposels],“ but that their distribu-
tion for illegitimate purposes should be prohibited. /bid.

The Attorney General is charged under the CSA, 21
U.S.C. 811(a), with assigning controlled substances to the
appropriate “schedule” according to whether they have a
“currently accepted medical use in treatment in the United
States,” 21 U.S.C. 812(b), and other factors. A substance for
which the Attorney General has determined there is “no cur-
rently accepted medical use in treatment in the United
States” is placed in schedule I, 21 U.S.C. 812(b)(1)(B), and
may not be prescribed or dispensed except pursuant to a re-
search protocol specifically approved by the Attorney Gen-
eral and the Secretary of Health and Human Services to en-
sure the substance will not be diverted from “legitimate
medical or scientific use,” 21 U.S.C. 823(f). Substances in
other schedules may be dispensed by practitioners only be-
cause they have “a currently accepted medical use in treat-
ment in the United States,” 21 U.S.C. 812(b)(2)(B), (3B),
(4)(B), and (5)(B), thereby underscoring the centrality of
“medical use” in “treatment” as a necessary condition for
allowing a scheduled substance to be dispensed at all.

Other provisions of the Act similarly confine a practi-
tioner’s latitude in dispensing drugs in schedules II through
V to legitimate medical uses in the course of treatment. The
CSA makes it unlawful for “any person” to “dispense” a con-
trolled substance lelxcept as authorized” by the CSA. 21
U.S.C. 841(a) and (a1). The Act defines “dispense” to in-
clude the “prescribing” of a controlled substance by a “prac-
titioner,” 21 U.S C. 802(10), and defines “practitioner” to in-
clude a professiunally-licensed physician dispensing con-
trolled substances “in the course of professional practice,” 21
U.S.C. 802(21). The CSA reiterates the “in the course of * *
* professional practice” limitation in other provisions con-
cerning the misuse of federal order forms, 21 U.S.C. 828(e),
and unlawful possession of controlled substances, 21 U.S.C.

16

844(a). The “legitimate medical purpose” requirement is also
reiterated in 21 U.S.C. 823(a)(1), which requires the Attor-
ney General to ensure that there is an “adequate
* * * supply” of schedule I and schedule II substances “for
legitimate medical, scientific, research, and industrial pur-
poses.”

Consistent with those various provisions of the Act, the
Attorney General’s regulation confirms that a prescription
for a controlled substance “must be issued for a legitimate
medical purpose” and that “[aJn order purporting to be a
prescription issued not in the usual course of professional
treatment or in legitimate and authorized research is not a
prescription” within the meaning of the CSA. 21 C.F.R.
1306.04(a).

This Court has similarly recognized and enforced the
CSA’s prohibition on the prescription of controlled sub-
stances for other than legitimate medical purposes. In
United States v. Moore, 423 U.S. 122 (1975), the Court un-
animously held that physicians violate the CSA “when their
activities fall outside the usual course of professional prac-
tice.” Jd. at 124; see id. at 141-142 (“provisions throughout
the Act reflect the intent of Congress to confine authorized
medical practice within accepted limits”). In so holding, the
Court noted that “(t]he medical purpose requirement,”
which is explicit in 21 U.S.C. 82%c), could be implicit in 21
U.S.C. 829(a) and (b) and is, in any event, made explicit with
respect to those provision by the Attorney General’s regula-
tion, now codified at 21 C.F.R. 1306.04(a). 423 U.S. at 137
n.13. Following Moore, the courts of appeals have consis-
tently applied a “legitimate medical purpose” standard in
CSA prosecutions of physicians and pharmacists. See, e. g.,
United States v. Daniel, 3 F.3d 775, 778 (4th Cir. 1993), cert.
denied, 510 U.S. 1130 (1994); United States v. Kaplan, 895
F.2d 618, 619 (9th Cir. 1990); United States v. Jamieson, 806
F.2d 949, 951 (10th Cir. 1986); United States v. Chin, 795

17

F.2d 496, 503 (5th Cir. 1986); United States v. Hammond,
781 F.2d 1536, 1537 (11th Cir. 1986); United States v.
Plesons, 560 F. 2d 890, 896-897 & n.6 (8th Cir. 1977); accord
United States v. Hughes, 895 F.2d 1135, 1143 (6th Cir. 1990)
(“legitimate medical practice“).

In fact, Congress has adopted a statutory definition of
“valid prescription” that mirrors the Attorney General’s. In
2000, Congress revised the reporting requirements for dis-
tributions of certain listed chemicals. See Children’s Health
Act of 2000, Pub. L. No. 106-310, Tit. XXXVI, Div. B, § 3652,
114 Stat. 1239 (21 U.S.C. 830(b)(3)). In so doing, Congress
exempted from the reporting requirements “{dJistributions
* * pursuant to a valid prescription.” 21 U.S.C.
830(b)\(3)(D)\(iv). Congress defined the phrase valid pre-
scription” in terms almost identical to those used by the At-
torney General regarding the requirement for a “prescrip-
tion” under 21 U.S.C. 829(a) and (b), as one “issued for a le-
gitimate medical purpose by an individual practitioner * * *

6 The phrases “legitimate medical purpose,” 21 C.F.R. 1306.04(a), and
“in the course of professional practice,” 21 U.S.C. 802(21), both reflect a
concern for allowing only legitimate or professionally appropriate uses of
controlled substances and reflect essentially the same standard. See, e. g.,
Daniel, 3 F.3d at 778 (allegation that drug distributions were not “for a
legitimate medical purpose” was sufficient to allege that they fell “outside
the boundaries of the registrant’s professional practice”); United States v.
Kirk, 584 F.2d 773, 784 (6th Cir.) (There is no difference in the meanings
of the statutory phrase, ‘In the usual course of professional practice’ and
the regulations’ phrase, legitimate medical purpose.“), cert. denied, 439
U.S. 1048 (1978); Plesons, 560 F.2d at 897 n.6 (same); United States v.
Rosenberg, 515 F.2d 190, 196-197 (9th Cir.) (phrases “not ‘in the usual
course of professional practice’ and not ‘for any legitimate medical or re-
search purposes “have essentially the same meaning”), cert. denied, 423
U.S. 1031 (1975); United States v. Nelson, 383 F.3d 1227, 1231 (10th Cir.
2004) (noting that “there is considerable room to doubt” whether the
phrases “outside the usual course of medical practice” and “without le-
gitimate medical purpose” have different meanings). Cf. United States v.
Tran Trong Cuong, 18 F.3d 1132, 1138 (4th Cir. 1994) (stating the “legiti-
mate medical purpose” standard is, if anything, more favorable to the de-
fendant than the standard stated in Moore).

18

acting in the usual course of the practitioner’s professional
practice,” 21 U.S.C. 830(b)(3)( A)(ii).
B. The Attorney General’s Conclusion That Facilitating
An Individual’s Suicide Is Not A “Legitimate Medical
Purpose” In “Treatment” For Purposes Of The Con-
trolled Substances Act Is Supported By The Over-
whelming Weight Of Authority

The overwhelming weight of authority supports the At-
torney General’s conclusion that dispensing drugs for the
purpose of hastening a person’s death is outside “the usual
course of professional treatment” and not a “legitimate
medical purpose” under the federal regulatory scheme. 21
C. F. R. 1306.04. The Attorney General's conclusion is sup-
ported by the ordinary meaning of the CSA’s text and by
centuries of almost uniform opposition to the practice of as-
sisted suicide, including the current opposition of leading
medical societies, federal law, and the law of 49 of the 50
States. In light of the deference owed to the Attorney Gen-
eral’s construction of the CSA, this broad consensus amply
supports the reasonableness of his conclusion.

1. The language of the CSA demonstrates that
Congress did not authorize physicians to pre-
scribe controlled substances for the purpose of
ending their patients’ lives

As explained above, the operative requirements for a
“prescription” to be valid under the CSA are that it be is-
sued for a “legitimate medical purpose” and “in the usual
course of professional treatment.” 21 C.F.R. 1306.04(a). See
21 U.S.C. 830(b)\(3)(A)ii). Because the CSA and imple-
menting regulations do not specifically define those terms,
they should be given their “ordinary meaning.” See, ¢.g.,
Asgrow Seed Co. v. Winterboer, 513 U.S. 179, 187 (1995);
FDIC v. Meyer, 510 U.S. 471, 476 (1994). The ordinary
meaning of the term “medical” is AIplertaining or related to
the healing art or * to medieine, 9 Oxford English

—— kg ieee

19

Dictionary 546 (2d ed. 1989), and the term “medicine” refers
to At hat department of knowledge and practice which is
concerned with the cure, alleviation, and prevention of dis-
ease in human beings, and with the restoration and preser-
vation of health,” id. at 549; see Webster’s Third New Inter-
national Dictionary 1402 (1966) (“the science and art dealing
with the maintenance of health and the prevention, allevia-
tion, or cure of disease”); The Random House Dictionary of
the English Language 1194 (2d ed. 1987) (“the art or science
of restoring or preserving heaith or due physical condition”).
Whatever else the provision of controlled substances for the
express purpose of hastening death may constitute, it clearly
crosses a line and involves something other than the restora-
tion or preservation of health, i. e., involves something other
than medicine. Indeed, in one of this Court’s first decisions
to construe the Harrison Act of 1914, ch. 1, 38 Stat. 785 (Har-
rison Act)—the precursor to the CSA—the Court held that
the term “prescription” by itself plainly connoted a require-
ment that the physician be attempting to “treat[]” or “cure”
an illness. See Webb v. United States, 249 U.S. 96, 99-100
(1919) (To call a doctor’s order for morphine that was “not
* * * issued * in the course of professional treatment
in the attempted cure of the habit” “a physician’s prescrip-
tion would be so plain a perversion of meaning that no dis-
cussion of the subject is required.”). Assisting an individ-
ual’s suicide does not fit within the ordinary meaning of the
phrases “legitimate medical purpose” or “usual course of
professional treatment,” 21 C.F.R. 1306.04(a), because it
does not aim to preserve the patient’s health or to cure, alle-
viate, prevent, or “treat” the disease or its symptoms in the
patient. To the contrary, it aims to bring about the patient’s
death.

Moreover, the context within which these phrases are
used within the CSA confirms that Congress intended them

to be construed according to their ordinary usage. For ex-

20

ample, the legislative findings that accompany the CSA re-
flect that Congress associated “legitimate medical purpose”
with “maintain[ing] the health and general welfare of the
American people.” 21 U.S.C. 801(1). Similarly, Congress’s
direction that controlled substances be scheduled according
to whether they have a “currently accepted medical use in
treatment” and an “accepted safety for use under
medical supervision,” 21 U.S.C. 812(b) (emphasis added), re-
flects Congress’s intent that physicians dispense controlled
substances to preserve and enhance—not end—their pa-
tients’ lives. It certainly makes no sense to talk avout the
“safety for use” of drugs when they are dispensed to end a
person’s life. “A doctor who assists a suicide * * * ‘must,
necessarily and indubitably, intend primarily that the pa-
tient be made dead“ Vacco v. Quill, 521 U.S. 793, 802
(1997) (quoting Assisted Suicide in the United States: Hear-
ing Before the Subcomm. on the Constitution of the House
Comm. on the Judiciary, 104th Cong., 2d Sess. 367 (1996)
(testimony of Dr. Leon R. Kass)). The CSA’s repeated use of
the word “medical” in conjunction with the words “treat-
ment,” “health,” and “safety” confirms that suicide is not a
“legitimate medical purpose” under the CSA, because any
procedure intended to cause the death of a patient is not
“treatment” and does not promote the patient’s “health” or
Safety.“

7 The Attorney General's interpretive ruling distinguishes between a
physician who intentionally brings about his patient’s death and one who
treats the pain associated with illness, even though such treatment may
have the unintended consequence of hastening the patient’s death. Pet.
App. 108a. See Vacco, 521 U.S. at 802 (noting the significance of this dis-
tinction).

21

2. The Attorney General’s interpretation of the
phrases “legitimate medical purpose” and “pro-
Sessional treatment” to exclude physician-
assisted suicide is supported by historical tra-
dition and the near-unanimity of state and fed-
eral authority

Even if the provisions of the CSA were not themselves
clear, deference is owed to the Attorney General’s construc-
tion of the Act and the implementing regulation describing
what constitutes a valid prescription for purposes of federal
law. See Chevron U.S.A. Inc. v. NRDC, Inc., 467 U.S. 837,
843-844 (1984). The Attorney General, and his delegee the
Administrator of the DEA, are, after all, the federal officers
with primary responsibility for enforcing the CSA. See Al-
liance for Cannabis Therapeutics v. DEA, 930 F. 2d 936, 939
(D.C. Cir. 1991) (“neither the statute nor its legislative his-
tory precisely defines the term ‘currently accepted medical
use’; therefore, we are obliged to defer to the Administra-
tor’s interpretation of that phrase if reasonable”); Trawick v.
DEA, 861 F.2d 72, 75-76 (4th Cir. 1988) (deferring to DEA
Administrator’s determination that registrant’s actions were
inconsistent with the public interest and that his registration
should be revoked). Indeed, the Attorney General’s inter-
pretation of his own regulation, 21 C.F.R. 1306.04, is entitled
to particular deference under Awer v. Robbins, 519 U.S. 452,
461 (1997), and Thomas Jefferson University v. Shalala, 512
U.S. 504, 512 (1994).

The Attorney General’s conclusion—that the provision of
drugs for the express purpose of ending life is something
other than legitimate medical treatment—is consistent with
the position adopted by 49 States, the federal government in
other contexts, and leading associations of the medical pro-
fession. As the Court noted in Washington v. Glucksberg,
521 U.S. 702 (1997):

22

In almost every State—indeed, in almost every western
democracy—it is a crime to assist a suicide. The States’
assisted-suicide bans are not innovations. Rather, they
are longstanding expressions of the States’ commitment
to the protection and preservation of all numan life.

Id. at 710. See id. at 710 n.8 (citing compilation of state
authorities); id. at 776 n.14 (Souter, J., concurring) (citing
state statutes expressly prohibiting assisting a suicide)."
The laws of all 49 states, apart from Oregon, express their
disapproval in one form or another of assisted suicide. See
ibid.; Vacco, 521 U.S. at 805-806 & n.9 (collecting health-care
and living-will statutes of 49 States and two territories dis-
approving of suicide and assisted suicide). It is Oregon’s
physician-assisted suicide statute that is contrary to long-
standing historical practices as well as to the contemporary
state of the law. Glucksberg, 521 U.S. at 710-719; id. at 723
(Wie are confronted with a consistent and almost universal
tradition that has long rejected [a right to physician-assisted
suicide], and continues explicitly to reject it today, even for
terminally ill, mentally competent adults.“) Oregon is free
to change its state law; but doing so does not require the At-
torney General to change his interpretation of federal law.

Since Glucksberg was decided, Maryland and South Carolina have
passed statutes expressly prohibiting assisted suicide. See Md. Code,
Crim. Law § 3-102 (Michie 2002); S.C. Code Ann. § 16-3-1090 (2003). In
addition, West Virginia and Wyoming have adopted new statutes that
expressly provide that laws permitting the withdraw of medical treatment
do not authorize assisted suicide. See W. Va. Code § 16-30-15 (Michie
2001), 2005 Wyo. Laws ch. 161 (H.B. 107) (to be codified at Wyo. Stat. § 35-
22-414(c)). Virginia and Ohio have passed statutes declaring their opposi-
tion to assisted suicide and authorizing their courts to enjoin the assis-
tance of suicide. Va. Code Ann. § 8.01-622.1 (Michie 2000); Ohio Rev. Code
Ann. § 3795.02 (Page 2003 Supp.).

Indeed, Oregon as well criminalizes assisting another’s suicide if
done by anyone other than a physician acting pursuant to the DWDA. See
Or. Rev. Stat. § 163.125(1)(b) (2003); Kane v. Kulongoski, 871 P.2d 993, 998
(Or. 1994).

23

The Attorney General did not ignore the laws of the
States in interpreting the CSA to bar the dispensing of con-
trolled substances to facilitate suicide. To the contrary, his
interpretation is consistent with the position of the over-
whelming majority of the States. In light of the historical
unanimity of opinion on this issue, and the fact that the CSA
predated Oregon’s DWDA by several decades, it is incon-
ceivable that Congress, in enacting the CSA, regarded as-
sisted suicide as a legitimate “medical” practice in the
“treatment” of disease.

Numerous health care experts have likewise agreed that
physician-assisted suicide is not a legitimate medical treat-
ment. In Glucksberg, the Court noted that New York
State’s Task Force on Life and the Law—a group including
doctors, ethicists, lawyers, religious leaders and interested
laypersons—had unanimously concluded that “(legalizing
assisted suicide and euthanasia would pose profound risks to
many individuals who are ill and vulnerable. . [T)he po-
tential dangers of this dramatic change in public policy would
outweigh any benefit that might be achieved.” 521 U. S. at
719 (quoting New York State Task Force on Life and the
Law, When Death is Sought: Assisted Suicide and Euthana-
sia in the Medical Context 120 (May 1994)). Likewise, as
OLC noted in the memorandum on which the Attorney Gen-
eral’s interpretive ruling was based, the American Medical
Association (AMA), American Nurses Association, and
American Psychiatric Association filed a joint brief in
Glucksberg taking the position that physician-assisted sui-
cide is “fundamentally incompatible with the physician’s role
as healer.” Pet. App. 124a (quoting AMA Br. at 5, Washing-
ton v. Glucksberg, 521 U.S. 702 (1997) (No. 96-110)); see
Glucksberg, 521 U.S. at 731 (quoting same). The ethical
guidelines of the AMA continue to state that “[pJhysician
assisted suicide is fundamentally incompatible with the phy-
sician’s role as healer.” AMA, Current Opinions of the

24

Council of Ethical and Judicial Affairs, Opinion No.
E-2.211, Physician-Assisted Suicide (last visited Apr. 28,
2005) .

In other federal laws and programs as well, physician-
assisted suicide is not regarded as a legitimate medical prac-
tice. In 1997, Congress passed a broad ban on the federal
funding of assisted suicide. See Assisted Suicide Funding
Restriction Act of 1997, Pub. L. No. 105-12, § 3(a), 111 Stat.
23. Administratively, the Department of Health and Human
Services’s Health Care Financing Administration (now the
Centers for Medicare and Medicaid Services) similarly has
determined that physician-assisted suicide is not eligible for
reimbursement under Medicare because it is “not reasonable
and necessary to the diagnosis and treatment of disease or
injury.“ Pet. App. I2la (internal quotation marks omitted);
Medicare Benefit Policy Manual ch. 16, § 20 (2003).

There can be no question, then, that the Attorney Gen-
eral’s interpretive ruling is consistent with the prevailing
legal and medical views regarding medical practice and on
that basis is, at the very least, a reasonable interpretation of
federal law, which is entitled to deference.

C. The Controlled Substances Act Has A Uniform
Meaning, Determined By Federal Law, Throughout
The United States

As the court of appeals recognized, the principal question
presented by this case is “who gets to decide,” Pet. App. 9a,
whether particular conduct comports with the federal re-
quirement under the CSA that a prescription be issued for a
“legitimate medical purpose” and in the “usual course of pro-
fessional treatment,” 21 C.F.R. 1306.04(a). Although Con-
gress presumably could develop a statutory scheme that de-
pended entirely on state law and varied across the Nation, it
did not do so in the CSA. The text and structure of the CSA,
as reinforced by general principles of federalism, make clear

25

that a uniform federal standard determines what constitutes
a legitimate medical purpose under this federal statute.

1. There is a presumption in favor of a uniform national
standard. It is a well-established principle of statutory con-
struction that, “in the absence of a plain indication to the
contrary, . . . Congress when it enacts a statute is not
making the application of the federal act dependent on state
law.” Mississippi Band of Choctaw Indians v. Holyfield,
490 U.S. 30, 43, 47 (1989) (quoting Jerome v. United States,
318 U.S. 101, 104 (1943), and holding that the word “domi-
cile” used in the Indian Child Welfare Act, 25 U.S.C. 1911(a),
should have a uniform meaning rather than vary according
to state law). Rather, “[bJecause federal law applies nation-
ally,” the assumption is “that Congress desires national uni-
formity in the application of its laws.” Salt Lake Tribune
Publ g Co. v. Management Planning, Inc., 390 F.3d 684, 688
(10th Cir. 2004). Accordingly, this Court has repeatedly
adopted uniform national definitions for the terms in federal
laws and refused to make the definitions of those terms de-
pendent upon the vagaries of state law. See, e.g., Reves v.
Ernst & Young, 494 U.S. 56, 71 (1990) (the meaning of the
word “maturity” in the Securities Exchange Act of 1934, 15
U.S.C. 78e(a)(10), “is a question of federal law” and does not
differ from State to State based on differences in state law);
United States v. Turley, 352 U.S. 407 (1957) (same for the
word “stolen” in the National Motor Vehicle Theft Act, 18
U.S.C. 2312); United States v. Pelzer, 312 U.S. 399 (1941)
(same for the phrase “future interests” in the Revenue Act
of 1982, ch. 209, § 504(b), 47 Stat. 247). Because nothing in
either the CSA or its implementing regulations makes the
definition of “legitimate medical purpose” or “treatment”
depend upon state law, this Court’s decisions in Mississippi
Band and similar cases mandate that those phrases be given
uniform federal definitions and not vary from State to State.

26

Indeed, the Mississippi Band presumption is particularly
appropriate with respect to the CSA, which establishes a
“comprehensive federal scheme” for regulating controlled
substances. Gooding v. United States, 416 U.S. 430, 449
(1974). The CSA contains numerous provisions reflecting
the need for uniform minimum federal standards. Congress
emphasized that when employed for a “legitimate medical
purpose,” controlled substances are “necessary to maintain
the health and general welfare of the American people,” 21
U.S.C. 801(1), but that “illegal * * * distribution * * *
and improper use of controlled substances have a substantial
and detrimental effect on the health and general welfare of
the American people,” 21 U.S.C. 801(2). And Congress spe-
cifically found that “/fJederal control” of all incidents of the
traffic in controlled substances, including intrastate inci-
dents, is “essential to the effective control” of such sub-
stances. 21 U.S.C. 801(6) (emphasis added). Accordingly,
the core provisions of the CSA prohibit the dispensing of
controlled substances “[e]xcept as authorized by this sub-
chapter,” 21 U.S.C. 841(a) (emphasis added), and authorize
registered physicians to prescribe controlled substances only
“to the extent authorized by their registration and in con-
formity with the other provisions of this subchapter,” 21
U.S.C. 822(b) (emphasis added). The repeated cross-refer-
ences to the provisions of the CSA itself, without any com-
parable references to state law, demonstrate Congress’s in-
tent to create a comprehensive federal system of regulation.

Other provisions of the CSA confirm that the requirement
of a legitimate “medical” purpose in “treatment” cannot be
construed as a delegation to the States to determine what
constitutes legitimate medical practices for purposes of the
CSA. The CSA authorizes the Attorney General to assign
controlled substances to particular schedules, 21 U.S.C.
811(a), depending on whether they have “accepted medical
use in treatment in the United States,” 21 U.S.C. 812(b) (em-

27

phasis added). The CSA’s scheduling provisions plainly con-
template a single national determination of accepted “medi-
cal” use; there is no such thing as a controlled substance that
appears in schedule I in those States that do not recognize
any accepted “medical” use for the substance but appears in
a different schedule in other States that do recognize such a
use. Moreover, the fact that Congress itself initially put cer-
tain drugs on schedule I—subject to rescheduling based on
the judgments of federal, not state, officials—is a particu-
larly strong indication that the Congress that enacted the
CSA believed medical judgments could and should be made
on the national level. See pp. 28-30, infra.

2. Judicial decisions interpreting the CSA confirm that
it provides a uniform federal-law standard. This Court’s
decisions confirm that the minimum standards established
by the CSA for dispensing controlled substances are uniform
throughout the Nation and are not subject to revision by the
States.“ As the Court has recognized, “the application of
federal legislation is nationwide and at times the federal
program would be impaired if state law were to control.”
Dickerson v. New Banner Inst., Inc., 460 U.S. 103, 119-120
(1983). The determination whether a drug has a “currently
accepted medical use in treatment in the United States,” for
purposes of scheduling the substance under 21 U.S.C. 812(b),
is such an instance in which the need for federal uniformity
precludes resort to 50 different state laws.

10 The fact that the CSA sets national minimum standards as a matter
of federal law does not mean that it preempts the entire field of controlled
substances regulation. It does not. See 21 U.S.C. 903; House Report 29.
The CSA does expressly preempt state law when there is a “positive con-
flict between [a] provision of [the CSA] and [a] State law so that the two
cannot consistently stand together.” 21 U.S.C. 908. In that event, how-
ever, it is state law, not federal law, that must yield. The CSA clearly
creates a uniform minimum federal regulation of controlled substances;
States may relax or eliminate their own state regulatory schemes or im-
pose stricter state limits on controlled substances, but they are not free to
revise the uniform federal standard.

28

a. In Oakland Cannabis, for example, the Court consid-
ered a ballot initiative passed by California voters that es-
tablished, for purposes of state law, that seriously ill Califor-
nians could “use marijuana for medical purposes.” 532 U.S.
at 486 (quoting Cal. Health & Safety Code Ann. §
11362.5(b)(1)(A) (West 2004 Supp.)). Nonetheless, this Court
rejected a marijuana cooperative’s reliance on the state law
as supporting a “medical necessity” defense to a federal
prosecution under the CSA. The Court held that such a de-
fense would be inconsistent with Congress’s finding, in clas-
sifying marijuana in schedule I, that the substance has “no
currently accepted medical use in treatment in the United
States.” Id. at 492, see id. at 493 (notwithstanding the Cali-
fornia law, “Congress has made a determination that mari-
juana has no medical benefits worthy of an exception,” and
neither the State nor the Court could “override a legislative
determination” to that effect).

Although Congress, rather than the Attorney General,
had made the initial determination that marijuana has no
generally accepted medical use in treatment in the United
States, that distinction makes no difference as to the deter-
mination’s binding effect on the States. Indeed, the Court
expressly rejected the converse argument—that Congres-
sional determinations were entitled to less deference—in
Oakland Cannabis, 532 U.S. at 492-493, and the CSA ex-
pressly grants the Attorney General authority to assign sub-
stances to the appropriate schedule, and to move substances
(including those originally classified by Congress) among
schedules. 21 U.S.C. 811(a).

b. Just as California’s ballot initiative purporting to rec-
ognize, as a matter of state law, a permissible “use [for]
marijuana for medical purposes,” Cal. Health & Safety Code
§ 11362.5(b)(1)(A), did not compel recognition in Oakland
Cannabis of an exception to the generally applicable federal
rule under the CSA that a schedule I substance has no “gen-

—— ee ———ů— RR NOT Re

29

erally accepted medical use in treatment in the United
States,” such a state law would not compel the Attorney
General to reclassify marijuana to a different schedule under
the CSA. Rather, such a reclassification requires an inde-
pendent federal assessment of the medical and scientific evi-
dence and, if supported by substantial evidence, would bind
the entire Nation for purposes of the CSA. See Alliance for
Cannabis Therapeutics v. DEA, 15 F.3d 1131 (D.C. Cir.
1994) (upholding DEA’s refusal to reschedule marijuana as
supported by substantial evidence); see also Gettman v.
DEA, 290 F.3d 430, 432 (D.C. Cir. 2002) (explaining CSA
procedures for rescheduling a controlled substance). As the
D.C. Circuit held in Alliance for Cannabis, “only rigorous
scientific proof can satisfy the CSA’s ‘currently accepted
medical use’ requirement.” 15 F.3d at 1137. There is no ba-
sis in the CSA for substituting a ballot initiative, such as
California voters’ approval of medical marijuana or Oregon
voters’ endorsement of physician-assisted suicide, for the
“rigorous scientific proof” required by the CSA for a sub-
stance to be found to have an “accepted medical use.” Ibid.
Nor is there any reason to conclude, as the court of ap-
peals did in this case, that the Attorney General’s determi-
nation whether a particular use of a controlled substance
qualifies as a “legitimate medical purpose” “in the usual
course of professional treatment” for CSA purposes, 21
C.F.R. 1306.04(a), is any less binding in the States than his
determination whether a substance has any accepted medi-
cal use. Oakland Cannabis makes clear that the Attorney
General could reclassify the schedule II substances typically
used by Oregon physicians to assist suicide“ to schedule I if
the medical and scientific evidence warranted—despite Ore-

According to the Oregon Department of Human Services, the three
drugs that have been dispensed pursuant to the DWDA are secobarbital,
pentobarbital, and amobarbital, all of which are schedule II depressants.
See Patients’ Br. in Opp. 29a-30a; 21 C. F. R. 1308.12(e).

30

gon’s assisted suicide initiative. There is no reason he should
have less authority to determine that, while those schedule
II substances have other generally accepted medical uses in
treatment, deliberately assisting a person to commit suicide
is not one of them.

The Attorney General imposed just that type of limitation
on the use of a schedule II substance when he transferred
the substance dronabinol (which was approved by the FDA
in a particular form marketed under the brand name Mari-
-nol) from schedule I to schedule II. Dronabinol is an isomer
of tetrahydrocannabinols (THC), which is the principal psy-
choactive substance in marijuana. 51 Fed. Reg. 17,476
(1986). After the FDA determined that Marinol has a le-
gitimate medical use in alleviating nausea associated with
cancer treatment, id. at 17,477, DEA issued a rule transfer-
ring the substance from schedule I to schedule II—as a drug
with “a currently accepted medical use with severe restric-
tions,” 21 U.S.C. 812(b)\(2)(B); 51 Fed. Reg. at 17,476. In so
doing, however, DEA recognized the significant risk that
Marinol would be dispensed by physicians for improper pur-
poses, rather than the accepted use recognized by the FDA,
and that practitioners might “attempt to justify illegal or
improper distribution or dispensing by claiming unique
knowledge of [the] drug’s effectiveness for a broad range of
medical indications.” Id. at 17,477. For that reason, at the
same time DEA moved Marinol to schedule II, it also made
clear that a physician who dispenses Marinol “for medical
indications outside the approved use associated with cancer
treatment, except within the confines of a structured and
recognized research program,” would be subject to revoca-
tion of his or her registration and possible criminal prosecu-
tion. Ibid.”

2 DEA subsequently retransferred Marinol to schedule III under the
CSA. See 64 Fed. Reg. 35,928-35,930 (1999). The Federal Register notice
of the final rule moving Marinol to Schedule III noted that the FDA had

31

ce. This Court’s decision in Moore also strongly supports
the conclusion that the CSA establishes a uniform federal
standard for the permissible dispensing of substances regu-
lated under the Act. Moore involved the prosecution of a
physician who prescribed large quantities of methadone
tablets with little or no medical assessment or supervision.
See 423 U.S. at 126. He was convicted under the CSA for
prescribing controlled substances outside the usual course of
professional practice. The Court held that the CSA was in-
tended to limit a physician’s distribution of controlled sub-
stances to actions “as a physician” and in the course of “pro-
fessional practice.” Jd. at 140, 141.

The opinion in Moore makes clear that Moore’s conviction,
which the Court affirmed, was based on a uniform nation-
wide standard for determining the lawfulness of the pre-
scriptions under the CSA: Whether the prescriptions were
“in accordance with a standard of medical practice generaily
recognized and accepted in the United States.” 423 U.S. at
139 (quoting jury instructions) (emphasis added). The Court
recognized that one of Congress’s objectives in replacing the
Harrison Act with the CSA was precisely to establish clear
and consistent federal “limits on free experimentation with
drugs” by physicians, id. at 143, and to clarify that “physi-
cians who go beyond approved practice,” as determined by
the Secretary of Health, Education and Welfare (now Health
and Human Services) and the Attorney General, are subject
to criminal prosecution, id. at 144. See ibid. (noting that the
CSA “requires the Secretary * * *, after concultation with
the Attorney General and national addict treatment organi-
zations, to ‘determine the appropriate methods of profes-
sional practice in the medical treatment of . . . narcotic ad-

expanded the indications for Marinol’s use to include the treatment of ano-
rexia associated with weight loss in patients with AIDS, but that notice
did not expressly continue the prior policy statement concerning restric-
tions on prescribing Marinol.

32

dition’” (quoting 42 U.S.C. 257a (1970), recodified at 42
U.S.C. 290bb-2a (2000)), and that those federal officials
would “clarify for the medical profession . . . the extent to
which they may safely go in treating narcotic addicts as pa-
tients” (quoting House Report 14, 15)).

With the exception of the decision below, the courts of ap-
peals have followed Moore and applied a national standard
for professional practice under the CSA. See United States
v. Vamos, 797 F.2d 1146, 1151, 1153 (2d Cir. 1986) (CSA in-
corporates the standard of professional practice “generally
recognized and accepted in the United States”), cert. denied,
479 U.S. 1036 (1987); United States v. Hayes, 794 F.2d 1348,
1351-1352 (9th Cir. 1986) (“the standard of medical practice
generally recognized in the country”), cert. denied, 479 U.S.
1086 (1987); United States v. Norris, 780 F.2d 1207, 1209 &
n.2 (5th Cir. 1986) (same as Vamos); United States v. Daniel,
3 F.3d 775, 778 (4th Cir. 1993) (same), cert. denied, 510 U.S.
1130 (1994); Kevin F. O’Malley et al., Federal Jury Practice
and Instructions (Criminal) § 64.16, at 428 (5th ed. 2000)
(same). Indeed, several courts, including the court below,
have specifically rejected arguments by practitioner-defen-
dants that their federal-law obligations under the CSA
should depend on state law. In United States v. Rosenberg,
515 F.2d 190, 198 (1975), the Ninth Circuit affirmed the con-
viction of a California doctor under the CSA and rejected as
“singularly unpersuasive” his contention that “the determi-
nation of whether or not he was acting in the course of his
professional practice must be determined by the state of
California.” Similarly, in United States v. Leal, 75 F.3d 219
(1996), the Sixth Circuit rejected a pharmacist’s defense
against prosecution for violating the CSA that state law im-
posed no duty to identify suspicious prescriptions. Id. at
226-227." As the Sixth Circuit held, “[wJhether state law

13 Leal was later overruled on other grounds. See United States v.
Kennedy, 107 Fed. Appx. 518 (6th Cir. 2004).

33

imposes an equivalent civil or criminal duty is irrelevant” to
whether the pharmacist had violated his “federal duty * * *
to be vigilant in filling prescriptions.” /d. at 227.

3. The CSA’s legislative history confirms that there is a
uniform federal-law standard. The CSA’s legislative his-
tory reflects Congress’s understanding that the Harrison
Act, the predecessor to the CSA, created a federal standard
for determining what constitutes a legitimate medical prac-
tice and its intent to clarify that federal standard, not to
cloud that standard by overlaying potentially disparate state
standards. The House Report noted that “for the last 50
years” physicians had been subject to federal prosecution
under the Harrison Act if their “methods of prescribing nar-
cotie drugs have not conformed to the opinions of Federal
prosecutors of what constitutes appropriate methods of pro-
fessional practice.” House Report 15.“ The House Report
states an intent “to clarify for the medical profession in the
United States the extent to which they may safely go in
treating narcotic addicts as patients,” id. at 14, and the CSA
directed the Secretary, working together with the Attorney
General, to do so, 42 U.S.C. 290bb-2a (2000) (formerly codi-
fied at 42 U.S.C. 257a (1970)). The House Report leaves no
doubt that Congress intended to establish a uniform federal
standard for the use of narcotics in medical treatment,
rather than to confuse standards by incorporating varying

4 Congress’s understanding of the Harrison Act was clearly correct.
“What ensued soon after passage of the act can fairly be described as the
most comprehensive general criminal enforcement of any law against
medical professionals in U.S. history.” Kurt Hohenstein, Just What the
Doctor Ordered: The Harrison Anti-Narcotic Act, the Supreme Court,
and the Federal Regulation of Medical Practice, 1915-1919, 26 J. Sup. Ct.
Hist. 231, 231-232 (2001). See, eg., United States v. Webb, 249 U.S. 96
(1919); United States v. Doremus, 249 U.S. 86 (1919).

34

state law duties. See House Report 14-15; Moore, 423 U.S.
at 144 (discussing same)“

Moreover, in subsequent amendments to the CSA, Con-
gress has diminished the relevance of state law in the one
area where the Act refers to it. As originally enacted, the
CSA incorporated state law only with respect to the stan-
dards for obtaining a registration. See Comprehensive Drug
Abuse Prevention and Control Act of 1970, Pub. L. No. 91-
513, § 303(f), 84 Stat. 1253; Moore, 423 U.S. at 138 n.15
(“Registration was mandatory for practitioners with state
licenses.”). But Congress modified those standards in 1984
to allow the Attorney General to make practitioner registra-
tion determinations on independent federal grounds, see 21
U.S.C. 823(f) (making compliance with state law only one of
several factors in determining whether the public interest
would be served by registering a physician), precisely be-
cause States were not adequately regulating abuses by phy-
sicians of their prescription-writing authority. See, e.g., S.
Rep. No. 225, 98th Cong., Ist Sess. 262 (1983) (noting that it
“may clearly be contrary to the public interest” to require
the Attorney General to grant a practitioner’s registration
application to any practitioner licensed under state law); 130
Cong. Rec. 25,849 (1984) (statement of Rep. Fish) (“State
laws regarding the dispensing of controlled substances are *
* * jinadequate.”); id. at 1586 (statement of Sen. Laxalt)
(Congress intended to “expand[] the standards for practitio-
ner registration beyond the * * * exclusive reliance upon

1 The parts of the 1970 Act specific to the treatment of narcotics ad-
diction were superseded by the Narcotic Addict Treatment Act of 1974,
Pub. L. No. 93-281, 88 Stat. 124. The 1974 law also prescribed specific and
uniform federal standards with respect to the use of controlled substances
in the treatment of narcotics addiction. It requires federal registration for
narcotic treatment programs, 21 U.S.C. 823(g), which is “predicated on the
demonstrated ability to comply with medical standards established by the
FDA and security standards established by DEA,” H.R. Rep. No. 884, 98d
Cong., 2d Sess. 4 (1974) (emphasis added).

— — —

35

authorization by the practitioner’s own jurisdiction”); see
also id. at 25,850 (statement of Rep. Hughes) (drugs “pre-
scribed by physicians * * * account for about 60 percent of
the overdoses each year”); id. at 25,851 (statement of Rep.
Gilman) (physician prescriptions are responsible for the di-
version of “close to 1 million doses of dangerous drugs per
year” from legitimate channels to illegitimate channels).
Congress wanted to “make it easier” for DEA “to suspend or
revoke the authority of physicians and pharmacists who
write or dispense prescriptions in a way that is threatening
to the public health or safety.” Ibid. Thus, even where the
CSA had incorporated state law by reference, Congress has
revised the Act to make the federal regulation of controlled
substances less dependent on the varying determinations of
state authorities, and thereby even more uniformly applied
throughout the Nation.

The court of appeals’ ruling could have a significant ad-
verse impact on federal prosecutions of physicians under the
CSA outside the context of assisted suicide and would pro-
vide even less clarity and uniformity than under the Har-
rison Act regime that Congress desired to replace. As noted
above, the courts of appeals have, until now, recognized that
the “standard of medical practice generally recognized and
accepted” for purposes of the CSA, Moore, 423 U.S. at 139, is
a national one. If, however, the Court were to hold that the
CSA implicitly incorporates the views of each of the 50
States regarding acceptable practice with respect to the dis-
pensing of controlled substances, the prosecution of physi-
cians would become much more difficult. In most instances,
there would be no state statutory law governing the par-
ticular matter in question, and defendants would be free to
assert their own view of accepted medical practice in that
State. See Rosenberg, 515 F.2d at 198 n.14 (physician’s at-
tempted defense that prescription of the drugs at issue in
limited quantities was permissible under sate law); Leal, 75

36

F.3d at 226-227 (pharmacist’s attempted defense that state
law permitted pharmacist to fill prescription without in-
quiring into its appropriateness).

Ironically, the court of appeals’ decision presumes that
Congress intended to make federal requirements under the
CSA dependent upon the 50 States’ different views of medi-
cal practice at precisely the same time that the States were
moving away from local practice standards in favor of na-
tional ones. By 1970, when Congress enacted the CSA, the
States were in the process of abandoning the “locality rule”
that doctors were to be judged according to the standard of
care “in the same or similar locality.” Jon R. Waltz, The Rise
and Gradual Fall of the Locality Rule in Medical Malprac-
tice Litigation, 18 DePaul L. Rev. 408, 409 (1968-1969); see
id. at 410 (noting that the rule “is about to disappear almost
completely”); Theodore Silver, One Hundred Years of
Harmful Error: The Historical Jurisprudence of Medical
Malpractice, 1992 Wis. L. Rev. 1193, 1234 (As lince the 1960s,
conventional wisdom has characterized the locality rule as an
obsolete doctrine”). Some of the chief reasons that the
States abandoned the locality rule were that it required
plaintiffs to produce local experts, who might be unwilling to
testify against a colleague, and that it effectively immunized
doctors who, however low their standards, were the only
ones in the community. Waltz, supra, 18 DePaul L. Rev. at
420; Silver, supra, 1992 Wis. L. Rev. at 1227; Robbins v.
Footer, 553 F.2d 123, 128, 130 (D.C. Cir. 1977) (rejecting lo-
cality rule in the District of Columbia for similar reasons
and, on that basis, vacating and remanding district court’s
disqualification of an expert witness who was not adequately
expert in local practices): Where, as in most instances, no
state statute specifies the standard of practice at issue, fed-
eral prosecutors would have to contend with all the problems
that led to the rejection of the locality rule in malpractice

SG ETT — — — —̃ —E 8 -

37

actions. There is nothing in the CSA, however, that sup-
ports such a result.

II. THE COURT OF APPEALS’ REJECTION OF THE
ATTORNEY GENERAL’S INTERPRETIVE RULING
WAS BASED ON A FUNDAMENTAL MISUNDER-
STANDING OF APPLICABLE PRINCIPLES OF
STATUTORY CONSTRUCTION

A. The Controlled Substances Act Does Not Intrude
Upon The Core Sovereignty Of The States In A Way
That Implicates The Clear Statement Rule Of Greg-
ory v. Ashcroft

Rather than follow Oakland Cannabis, Moore, and Mis-
sissippi Band, the court of appeals concluded that under
Gregory v. Ashcroft, 501 U.S. 452 (1991), state law must con-
trol the question whether a physician’s conduct constitutes a
legitimate medical practice under the CSA, absent a clear
statement by Congress that federal law should govern the
inquiry. Pet. App. lla. The court of appeals’ holding repre-
sents a drastic and unwarranted extension of Gregory that
would, in effect, require that virtually any exercise of federal
regulatory authority satisfy a judicially-imposed “clear
statement” test. There is no basis in this Court’s precedents
for such a rule.

The court of appeals majority had to reach back to the
Lochner-era for support for the proposition that “direct con-
trol of medical practice is beyond the power of the federal
government.” Pet. App. 10a (quoting Linder v. United
States, 268 U.S. 5, 18 (1925)). From that flawed premise, the
court of appeals reasoned that the Attorney General’s inter-
pretive ruling “invokes the outer limits of Congress’s power
by encroaching on state authority to regulate medical prac-
tice.” Id. at 12a (citing Linder). In the court of appeals’
view, for federal law to determine the content of the Con-
trolled Substances Act’s “legitimate medical purpose” re-
quirement would intrude upon “an area of law traditionally

38

reserved for state authority,” id. at Ila, and thereby “alter
the usual constitutional balance between the States and the
Federal Government,” ibid. (quoting Gregory, 501 U.S. at
460 (additional internal quotation marks and citations omit-
ted)). Thus, the court concluded that, under Gregory, the
Attorney General lacked authority to adopt the interpretive
rule because the CSA did not make “unmistakably clear”
that federal, rather than state, law would govern the legiti-
mate medical purpose inquiry for purposes of federal law,
ibid.

The court of appeals’ conclusion that federal regulation of
the distribution of controlled substances “alter[s] the usual
constitutional balance between the States and the Federal
Government” in a manner that implicate’s Gregory’s “unmis-
takably clear” statement rule, Pet. App. Ila, fundamentally
misunderstands that rule. Gregory concerned the question
whether a provision in the Missouri constitution requiring
state judges to retire at age 70 violated federal age-dis-
crimination laws. 501 U.S. at 455. This Court noted that the
Missouri constitutional provision at issue involved “the
authority of the people of the States to determine the quali-
fications of their most important government officials,” id. at
463—“an authority that lies at the heart of representative
government,” ibid. (internal quotation marks and citation
omitted). Gregory stressed that a State’s decision as to the
tenure of and qualifications for its own judges was a “deci-
sion of the most fundamental sort for a sovereign entity.” Jd.
at 460.

Gregory does not apply in a case in which an Act of Con-
gress may have an effect on private conduct as to which a
State may also have its own, potentially differing, views. By
its terms, Gregory is limited to circumstances in which the
application of federal law would encroach upon how “a State
defines itself as a Sovereign.” 501 U.S. at 460. And the
courts of appeals, other than the Ninth Circuit in this case,

—_

39

have recognized the need to restrict Gregory to such intru-
sions on a State’s sovereignty. See United States v. Lot 5,
Fox Grove, 23 F.3d 359, 362 (11th Cir. 1994) (noting that “the
Gregory plain statement preemption rule is limited to federal
laws impacting a state’s self-identification as a sovereignty”);
Gately v. Massachusetts, 2 F.3d 1221, 1230 (1st Cir. 1993)
(noting that Gregory is limited to protecting “a core function
going to the ‘heart of representative government“).

Contrary to the view of the majority below, Gregory’s
clear statement rule does not apply whenever the federal
government “exercise[s] control over an area of law tradi-
tionally reserved for state authority.” Pet. App. Ila.
Rather, Gregory emphasized that the State’s interest in set-
ting the qualifications of judicial office went “beyond an area
traditionally regulated by the States,” to the core of state
sovereignty. 501 U.S. at 460 (emphasis added). See City of
Edmonds v. Oxford House, Inc., 514 U.S. 725, 732 n.5 (1995)
(emphasizing the same with respect to Gregory). The court
of appeals’ expansion of Gregory would mean that virtually
every federal regulation would need a clear statement from
Congress, since the States’ regulatory powers encompass
everything not forbidden by the Constitution. Hodel v. Vir-
ginia Surface Mining & Reclamation Ass’n, 452 U.S. 264,
311 (1981) (ATme reserved police powers of the States
* * * are plenary unless challenged as violating some spe-
cific provision of the Constitution.”).

The court of appeals’ view that federal regulation of the -
distribution of controlled substances raises significant con-
stitutional concerns is incorrect both as a matter of history
and this Court’s precedents. The application of the CSA at
issue here does not encroach on “an area of law traditionally
reserved for state authority,” Pet. App. lla, because, as
Glucksberg makes clear, there is no tradition of State’s
authorizing physician-assisted suicide. 521 U.S. at 723.
Similarly, with respect to controlled substances more gener-

40

ally, Congress has regulated prescriptions for 90 years under
the CSA and its predecessor, the Harrison Act, and that
regulation has always involved federal evaluation of the
medical uses of controlled substances. Moore, 423 U.S. at
142; Webb, 249 U.S. at 99-100; see pp. 24-36, supra.

The court of appeals cited Linder as authority for the
proposition that “direct control of medical practice in the
states is beyond the power of the federal government,” Pet.
App. 10a, and for the further conclusion that the Attorney
-General’s interpretive ruling “invokes the outer limits of
Congress’ power by encroaching on state authority to regu-
late medical practice,” id. at 12a. Notably, the Court’s
Lochner-era decision in Linder relied upon the then-pre-
vailing view, articulated in such cases as Hammer v. Dagen-
hart, 247 U.S. 251 (1918), that certain categories of conduct
were beyond Congress’s enumerated powers, such as its
power under the Commerce Clause. Linder, 268 U.S. at 17
(citing Hammer, among other decisions, for the proposition
that “an act of Congress ostensibly enacted under power
granted by the Constitution, not naturally and reasonably
adapted to the effective exercise of such power but solely to
the achievement of something plainly within power reserved
to the States, is invalid and cannot be enforced”). That
holding of Hammer was expressly overruled in United
States v. Darby, 312 U.S. 100, 115-117 (1941). The Ninth Cir-
cuit’s approach threatens to resurrect the long-discredited
categorical approach of Hammer for purposes of a clear
statement test. Such an approach would prove no more
workable as a matter of clear statement jurisprudence than
it did as an interpretation of the Commerce Clause.

In any event, this Court’s decisions applying the CSA, and
similar decisions dating back to the Linder/Lochner era, es-
tablish that the federal government can regulate the distri-
bution of controlled substances. Minor v. United States, 396
U.S. 87, 98 n.13 (1969) (ban on sale of narcotics is within

|

CTO (eee Nee, —

41

Congress’s constitutional power); Reina v. United States,
364 U.S. 507, 511 (1960) (Congress had “undoubted power to
enact the narcotics laws”). Further, the Court has made
clear that Linder provides no defense against the prosecu-
tion of a physician under a statute enacted pursuant to Con-
gress’s constitutional powers. In Lambert v. Yellowley, 272
U.S. 581 (1926), the Court rejected a physician’s argument
that he was immune from prosecution under federal prohibi-
tion laws because he was distributing liquor as a “medicinal
agent” and because, in the words of Linder, “control [over]
medical practice in the states is beyond the power of the fed-
eral government.” Id. at 596. The Court made clear that
“(t]here is no right to practice medicine which is not subor-
dinate to * * * the power of Congress to make laws neces-
sary and proper” to its constitutional authority. Ibid.“
Subsequent decisions of the Court have further estab-
lished that the CSA is binding federal law even when it ren-
ders unlawful practices deemed permissible under state law.
See Oukland Cannabis, 532 U.S. 492-493 (upholding federal
determination in the CSA that marijuana lacks an acceptable
medical use, despite state law purporting to recognize such
medical uses); Moore, 423 U.S. at 139, 141-142, 143 (recog-

16 In addition to Gregory, the court of appeals also cited Solid Waste
Agency v. United States Army Corps of Engineers, 531 U.S. 159 (2001), as
establishing a clear statement rule where a regulation “invokes the outer
limits of Congress’ power.” Pet. App. 12a (quoting Solid Waste Agency,
531 U.S. at 172). In Solid Waste Agency, the Court applied the doctrine of
constitutional avoidance: “Where an administrative interpretation of a
statute invokes the outer limits of Congress’ power, we expect a clear in-
dication that Congress intended that result.” 531 U.S. at 172. The “sig-
nificant constitutional question[{]” avoided in Solid Waste Agency was
whether application of the Clean Water Act to “nonnavigable, isolated,
intrastate waters” would be within Congress’s Commerce Clause author-
ity. Id. at 172-173. There is no similar constitutionally dubious application
to be avoided here. As the Court held in Minor and Reina, regulation of
the distribution of controlled substances pursuant to the CSA does not
“invoke[] the outer limits of Congress’ power” or “push the limit of con-
gressional authority” under the Commerce Clause. Ibid.

42

nizing that “provisions throughout the Act reflect the intent
of Congress to confine authorized medical practice within
accepted limits,” and upholding CSA conviction based upon a
finding that the physician’s “experiment[al] * * * theory of
detoxification” was not “in accordance with a standard of
medical practice generally recognized and accepted in the
United States”). See also Rosenberg, 515 F.2d at 198 n.14
(rejecting physician’s defense against CSA prosecution that
prescriptions were not impermissible under state law, ex-
plaining that t he question of whether federal criminal laws
have been violated is a federal issue to be determined in fed-
eral courts”); Leal, 75 F.3d at 227 (rejecting a pharmacist’s
defense that state law imposed no duty to identify suspicious
prescriptions because whether state law imposes an equi-
valent civil or criminal duty is irrelevant” to whether the
pharmacist violated his “federal duty” under the CSA).
Beyond the area of controlled substances, Congress has
extended federal regulatory authority over other subject
matters that also may have an impact on the practice of
medicine. The federal government has regulated the compo-
sition and labeling of drugs since 1906, and medical devices
since 1938, see Medtronic, Inc. v. Lohr, 518 U.S. 470, 475-476
(1976), and does so in a manner that turns on federal deter-
minations regarding the safety and effectiveness of those
medical products or devices. See, e.g., 21 U.S.C. 355(d) (re-
quiring FDA to deny application for new drug that has not
been determined to be safe and effective for its intended
purpose); 21 U.S.C. 352(j) (2000 & Supp. II 2002) (drug is
“misbranded” if “it is dangerous to health when used in the
dosage or manner, or with the frequency or duration pre-
scribed, recommended, or suggested in the labeling there-
of”). The federal Medicare program also establishes federal
standards for “medically necessary” treatment. 42 U.S.C.
1320c-5(aX(1) and (b) (requiring any “health care practitio-
ner” participating in Medicare to provide only “medically

43

necessary” services to Medicare beneficiaries, and allowing
the Secretary to bar violators from participating in the Medi-
care program); 42 U.S.C. 1395y(a)(1)(A) (2000 & Supp. I
2001) (authorizing Medicare to reimburse only “reasonable
and necessary” medical services).

In short, Congress often attaches consequences under
federal statutes to a determination by a federal official re-
garding what constitutes proper, necessary, safe, or effective
medical care. See Medtronic, 518 U.S. at 475 (“Despite the
prominence of the States in matters of public health and
safety, in recent decades the Federal Government has
played an increasingly significant role in the protection of
the health of our people.”). The uniform application of such
statutory schemes is cast into doubt by the court of appeals’
decision in this case.

B. The Presumption Against Preemption Of State Law

Furnishes No Basis For Refusing To Give Uniform
Effect To A Provision Of Federal Law

In addition to the clear-statement rule of Gregory, the
court of appeals also invoked a presumption against federai
preemption of state law as a reason to invalidate the Attor-
ney General’s interpretive ruling. See Pet. App. 14a-l5a
(citing California Div. of Labor Standards Enforcement v.
Dillingham Constr. N.A., Inc., 519 U.S. 316, 325 (1997)).
That presumption is inapposite here because the question is
whether the Attorney General’s interpretive ruling about
the meaning of a prescription for purposes of federal law is
valid, not whether it preempts Oregon’s assisted suicide law.
When a “state statute is pre-empted by federal law,” it is
thereby rendered “invalid under the Supremacy Clause of
the Constitution.” California Fed. Sav. & Loan Ass'n v.
Guerra, 479 U.S. 272, 280 (1987). There is simply no issue of
preemption or the Supremacy Clause in this case. At most,
there is a concern that the federal law frustrates the pur-
poses of Oregon’s voter initiative. As Oregon has conceded,

44

the Attorney General’s interpretive ruling “does not suggest
that the [Oregon law] is invalid. He asserts only that his
authority over controlled substances allows him to prevent
* * * use [of such controlled substances] for purposes
authorized by the Oregon law.” Or. Br. in Opp. 9 n. 7. Ore-
gon’s law remains valid and continues to have the effect of
exemptling] physicians who comply with the provisions of
the * * * from prosecution under [Or. Rev. Stat. §
161.125(b)(1) (2003)],” which otherwise makes it a crime un-
der state law for anyone, including a physician, to aid a sui-
cide. Kane v. Kulongoski, 871 P.2d 993, 998 (Or. 1994).
Moreover, to the extent doctors in Oregon dispense sub-
stances other than those regulated under the CSA to hasten
their patients’ deaths, the Attorney General’s interpretive
ruling has no relevance to their conduct.

Oregon’s de-criminalization law for physician-assisted sui-
cide is no more preempted than California’s laws de-crimi-
nalizing the possession and use of marijuana for medical pur-
poses was preempted in Oakland Cannabis. Both state
statutes have undeniable effects on state law. But despite
their ability to remove parallel and duplicative state-law
prohibitions, States are not free to displace the federal-law
duty to comply with the CSA. See Oakland Cannabis, 532
U.S. at 494-495 (CSA precludes “medical necessity” defense,
despite a California law recognizing marijuana’s purported
medical utility). The continued existence of the federal-law
prohibition may frustrate the achievement of the full pur-
poses of the change in state law, but that has never been
enough to raise a concern about preemption. Such a view
would stand the Supremacy Clause on its head, presump-
tively “preempting” federal law whenever it frustrated the
purposes of state law.

7 The Ninth Circuit's Linder analysis can be understood as a kind of
reverse field preemption, at least for clear statement purposes, and its
presumption against preemption analysis can be understood as a kind of

———_

— EERO.

„„ ·——U— ee ·˖ 0

45

C. The Additional Reasons Given By The Court Of Ap-
peals For Invalidating The Attorney General's In-
terpretive Ruling Are Also Flawed

1. The court of appeals suggested that the Attorney
General’s interpretation was not entitled to deference be-
cause Congress intended to limit the CSA “to the field of
drug abuse and addiction.” Pet. App. 23a; accord id. at 13a-
14a & n.7, 17a, 24a. As an initial matter, the taking of drugs
to commit suicide is a form of “drug abuse.” Congress in-
tended that controlled substances be used for “medical” pur-
poses, a word that connotes cure, amelioration, treatment, or
prevention of disease. See pp. 18-19, supra. Indeed, a nec-
essary condition under the CSA for a controlled substance to
be dispensed by a physician is that it have a “currently ac-
cepted medical use in treatment in the United States.” 21
U.S.C. 812(b) (emphasis added). And the term “drug” is it-
self defined in federal law as an article intended for “diagno-
sis, cure, mitigation, treatment, or prevention of disease.” 21
U.S.C. 321(g)(1)(B); see 21 U.S.C. 802(12) (incorporating
definition of Section 321(g)(1)). Thus, by definition, inten-
tional use of a drug to take a life, rather than for one of the
purposes identified in the statute, is a form of drug “abuse.”

Moreover, in enacting the CSA, Congress expressly stated
its goals broadly as encompassing “illegal importation, manu-
facture, distribution, and possession and improper use of
controlled substances.” 21 U.S.C. 801(2) (emphasis added).
A Congress concerned with fatal overdoses, House Report
34, could hardly be unconcerned with intentional overdoses.
Indeed, there is no doubt that Congress viewed the use of
controlled substances for suicide to be a form of abuse or im-
proper use. The House Report specifically referred to the
Imlisuse of a drug in suicides and attempted suicides,” and
noted that “injuries resulting from unsupervised use are re-

reverse conflict preemption analysis. Both stand the relevant Supremacy
Clause analysis on its head.

46

garded as indicative of a drug’s potential for abuse.” Id. at
35; see id. at 34 (potential for abuse indicated by “evidence
that individuals are taking the drug * * * in amounts suffi-
cient to create a hazard to their health”) (internal quotation
marks and citation omitted); 21 U.S.C. 80i(1) (noting con-
gressional purpose “to maintain the health and general wel-
fare of the American people”); 21 U.S.C. 823(f)(5) (requiring
the Attorney General to consider threats to “the public
health and safety” in issuing and revoking registrations of
physicians to distribute controlled substances).

2. The court of appeals also stated that the Attorney
General’s interpretive rule was beyond his authority because
it intruded upon the role of the Secretary of Health and Hu-
man Services under the CSA. See Pet. App. 15a, 17a-19a &
n.10. The CSA does expressly assign certain functions with
respect to its implementation to the Secretary, but the At-
torney General shares a role even in many of those functions.
E. g., 21 U.S.C. 811 (allocating to both the Attorney General
and the Secretary responsibility for assessing factors in sub-
section (c) for scheduling a substance); 21 U.S.C. 823(f) (as-
signing to both the Secretary and the Attorney General roles
in assessing proposed research projects relating to schedule
I drugs). However, many other responsibilities under the
CSA that require making determinations respecting the “le-
gitimate medical use” of substances are assigned to the At-
torney General alone. For example, under 21 U.S.C.
823(a)1), the Attorney General is responsible for ensuring
an adequate supply of schedule II substances for “legitimate
medical * * * purposes,” which obviously requires that he
first determine what are such legitimate purposes. Simi-
larly, only che Attorney General can determine whether a
physician has violated federal drug laws or engaged in activi-
ties that threaten the public health and safety for the pur-
pose of making registration decisions under the Act. See 21
U.S.C. 823(f), 824(aX4). Thus, the court of appeals’ categori-

47

cal statement that only the Secretary may “make medical
decisions under the Act,” Pet. App. 18a, is incorrect. In any
event, the determination whether dispensing drugs to facili-
tate suicide constitutes a “legitimate medical use” in “treat-
ment” is a legal issue that turns on an interpretation of the
CSA and a regulation of the Attorney General, and does not
require an assessment of technical medical or scientific evi-
dence of the sort that the CSA has assigned to the Secretary
in other contexts.

The court of appeals cited (Pet. App. 15a) this Court’s ref-
erence in Moore to the Secretary’s function in determining
“the appropriate methods of professional practice in the
medical treatment of . . . narcotic addiction.” 423 U.S. at
144 (quoting 42 U.S.C. 257a (1970) (recodified at 42 U.S.C.
290bb-2a (2000)). That provision is not at issue here.
Moreover, the fact that that provision expressly confers cer-
tain medical-related responsibilities on the Secretary rein-
forces the conclusion that the Attorney General is solely re-
sponsible for administering and interpreting provisions of
the CSA and its implementing regulations where, as here,
the relevant provisions do not give the Secretary any com-
parable role.

The court of appeals also cited legislative history that it
believed supported the conclusion that the Secretary is the

18 Even if the Secretary were the appropriate decision-maker with re-
spect to whether physician-assisted suicide is a “legitimate medical pur-
pose” in the usual course of professional “treatment,” that conclusion
would not support the court of appeals’ judgment. The OLC memorandum
on which the Attorney General based his interpretive ruling explained
that the Secretary, through the Centers for Medicare and Medicaid Serv-
ices, had already determined that physician-assisted suicide is “not rea-
sonable and necessary to the diagnosis and treatment of disease or in-
jury.” Pet. App. 120a-121a (quoting the policy that physician-assisted sui-
cide is not eligible for reimbursement under Medicare); Medicare Benefit
Policy Manual ch. 16, § 20 (2008). Thus, there is no conflict between the
Attorney General's interpretive ruling and the views of the “principal
health agency of the federal government.” Pet. App. 18.

48

appropriate decision-maker for medical issues under the
CSA. Pet. App. 18a-19a. That reliance was misplaced. In
the first place, the statements referred to by the court actu-
ally confirm the government’s position here that medical
standards under the CSA are uniform federal standards.
They thereby undermine the court of appeals’ principal ra-
tionale in this case—that those standards are governed by
state law. For example, the House Report on the CSA
stressed, with respect to “having federal officials determine
the appropriate method of the practice of medicine,” that
“this section will provide guidelines, determined by the prin-
cipal health agency of the federal government.” Pet. App.
18a (quoting House Report 15) (emphasis added). Likewise,
as the court of appeals noted, the House Report on the 1974
amendments to the CSA stated that “[aJll decisions of a
medical nature are to be made by the Secretary [of Health
and Human Services].“ Id. 19a (quoting H.R. Rep. No. 884,
93d Cong., 2d Sess. 6 (1974) (court of appeals’ emphasis omit-
ted)). Those passages leave no doubt that Congress under-
stood the CSA to establish federal policy with respect to the
medical decisions relevant to the statute’s implementation.

Further, the legislative history cited by the court of ap-
peals concerns the statutory provisions that expressly assign
to the Secretary the responsibility for establishing methods
of professional practice in the medical treatment of narcotic
addiction. See p. 47, supra. Like the statutory provisions it
describes, that legislative history further demonstrates that
when Congress desired to made the Secretary the official
responsible to set federal standards under the CSA, it did so
expressly. The necessary implication is that, with respect to
those responsibilities under the CSA that Congress assigned
to the Attorney General, without reference to the Secretary,
it is the Attorney General who interprets the Act and estab-
lishes the uniform federal standards for implementing the
Act.

49

Finally, it is clear that the proper allocation of authority
among federal actors was not the basis of the court of ap-
peals’ decision. If it had been, the proper resolution would
have been to remand the question to the Attorney General
to solicit the views of the Secretary. Instead, the court of
appeals continued the district court’s permanent injunction
of the Attorney General’s interpretive ruling. In fact, in a
footnote, the court of appeals recognized that it’s holding
also precludes the Secretary from making a determination
whether physician-assisted suicide is a “legitimate medical
practice” under the CSA. Pet. App. 17a n.10. Thus, the
lower court’s discussion of the CSA’s allocation of authority
between the Attorney General and the Secretary is ulti-
mately irrelevant to its decision.

3. The court of appeals’ conclusion that the Attorney
General violated 21 U.S.C. 823(f) by failing to consider all of
the factors addressed in that section is also flawed. By its
terms, Section 823(f) applies only to actions by the Attorney
General to deny or revoke a CSA registration. The Attorney
General’s ruling at issue here is not such a denial or revoca-
tion. It is, rather, an interpretation of the substantive provi-
sions of the Act, violation of which may in turn lead to a
revocation of registration. In any event, Section 823(f) re-
quires the Attorney General to consider a number of factors,
including both compliance with state laws, 21 U.S.C.
823(f)(4), and others, such as “[cjompliance with applicable
* * * Federal * * * laws” applicable to controlled sub-
stances, 21 U.S.C. 823(f)(4), and any threat to the public
health and safety, 21 U.S.C. 823(f)(5), that plainly call for an
independent determination by the Attorney General. The
court of appeals’ ruling would preclude the Attorney General
from exercising his statutory responsibility to ascertain
whether a physician’s registration is consiste t with the
public interest by requiring the Attorney General to make
one factor—compliance with state law—determinative of

50

that question, and indeed determinative of the question
whether dispensing drugs to facilitate suicide even violates
the CSA in the first place. There is no support in the CSA’s
text and purposes for those extraordinary conclusions.’

CONCLUSION

For the foregoing reasons, the judgment of the court of
appeals should be reversed, and the case remanded with in-
structions to dissolve any injunctions and dismiss.

Respectfully submitted.

PAUL D. CLEMENT
PETER D. KEISLER
Assistant Attorney General
EDWIN S. KNEEDLER
Deputy Solicitor General

DOUGLAS HALLWARD-DRIEMEIER
Assistant To The Solicitor
General
MARK B. STERN
JONATHAN H. LEVY
Attorneys
MAY 2005

18 The court of appeals also stated, without explanation, that the At-
torney Generals construction of 21 C. F. R. 1306.04 was not entitled to def-
erence because it conflicted with this Court’s interpretation of that provi-
sion in Moore. See Pet. App. 22a. That characterization of Moore is diffi-
cult to comprehend. Moores only substantive discussion of Section
1306.04 (then Section 306.04) notes with approval that the regulation
“makes * * * explicit” the “medical purpose requirement” implicit in 21
U.S.C. s requirement of a “prescription.” 423 U.S. at 136-137 nn.12 &
13. That conclusion is fully consistent with the Attorney General’s inter-
pretation of his regulation at issue here. The discussion on the particular
page of the Moore opinion referred to by the court of appeals, Pet. App.
22a (citing 423 U.S. at 144), confirms that “physicians who go beyond ap-
proved practice remain subject to serious criminal penalties.” That too is
entirely consistent with the Attorney General's position here.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385016_0051%3A23. Public record. Not legal advice.
