# Amicus Curiae Brief — Garcetti v. Ceballos

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385016_0042%3A15

## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 2006
- **Citation:** 547 U.S. 410

## Text

OFFICE OF THE CLERK

IN THE

Supreme Court of the United States

Git GARCETTI, et al.,
Petitioners,
Vv.

RICHARD CEBALLOS,
Respondent.

On Writ of Certiorari to the
United States Court of Appeals
for the Ninth Circuit

BRIEF FOR THE NATIONAL TREASURY
EMPLOYEES UNION AS AMICUS CURIAE
SUPPORTING RESPONDENT

GREGORY O’DUDEN *
General Counsel

ELAINE D. KAPLAN
Senior Deputy General Counsel

BARBARA A. ATKIN
Deputy General Counsel

JULIE SARAH LEHRMAN
Assistant Counsel

NATIONAL TREASURY

EMPLOYEES UNION
1750 H Street, N.W.
Washington, DC 20006
(202) 572-5500

* Counsel of Record Counsel for Amicus Curiae

WILSON-EPES PRINTING CO., INC. — (202)789-0096 — WASHINGTON, D.C. 20001

© Topics have ranged from speech
relating to the employee's working conditions'’ or those of
co-workers,” to speech | relating to the conditions of the

employee's “customers.” "> Often, the speech reports the re-

Police stating that his on-the-job investigation led him to be aware of
exculpatory evidence in a murder case).

* See. e.g., Nicholl, 197 F.3d at 1294 (letters to Board of County Com-
missioners); Fikes, 79 F.3d at 1081 (officer reported allegations of
improper use of a confiscated vehicle and failure to terminate a high speed
chase to the Alabama Bureau of Investigation); Kennedy v. Tangipahoa
Parish Library Sys., 224 F.3d 359, 363 (5" Cir. 2000) (library employee
wrote letter to Library Board of Control and branch managers suggesting
that library employees not be alone in library for safety reasons).

* See, e.g. Waters, 511 U.S. at 664-65 (nurse made statements to
colleague, while at work but on a break, about hospital working
conditions).

" See, e.g., Pickering, 301 U.S. at 566 (teacher wrote letter to
newspaper editor criticizing Board of Education); Mt. Healthy City Sch.
Dist. Bd. of Educ. v. Doyle, 429 U.S. 274, 282 (1977) (teacher called radio
station to publicize school’s plan to implement teacher dress code); Perry
v. Sind mann, 408 U.S. 593, 595 (1972) (advertisement critical of
college administration appeared over teacher's name).

"? See, e.g., Lewis, 165 F.3d at 159 (lottery officer refused to present
proposed change to state lottery system to Board in positive light without
presenting risks).

'* See, e.g., Kennedy, 224 F.3d at 362-63, supra, note 9.

* See, e.g., Connick, 461 U.S. at 149, supra, note 7; Givhan, 439 U.S.
at 413, supra, note 8; Nicholl, 197 F.3d at 1294, supra, note 9.

'* See, e.g. Rodgers, 344 F.3d at 592-93, supra, note 8.

12

sults of an employee's investigation into misconduct by co-
workers or public officials. '°

The common denominator in all of these cases is obviously
the work-related nature of the speech, whether because of the
location where it is made or its content. The importance of
the message to the public understanding—the degree of
public concern implicated—is often directly correlated to the
degree to which the mess.ge relates to the employee's duties.
The more an employee knows about a particular topic (in
many cases precisely because it is his or her particular area of
work expertise), the more useful the speech will be in
generating informed debate. The purpose of creating
informed debate is ill-served by offering no First Amendment
protection to the very speakers who can contribute the most.

B. Petitioners Would Deny First Amendment Pro-
tection to Much Work-Related Speech by Public
Employees on Matters of Public Concern if It
Happens To Be in Furtherance of the Employees’
Duties

Petitioners ask this Court to adopt a new per se test, under
which all employee speech found to be expressed “pursuant
to the duties of employment” would be denied constitutional
protection—tregardless of whether it addressed a matter of
public concern. Pet. Br. at 25-35. As we discuss below, this
new test finds no support in this Court’s jurisprudence. To
the contrary, the Court’s prior holdings point firmly to the
opposite conclusion: that such speech is indeed protected,
subject to the public concern test and, of course, the Pickering
balancing test. In addition, as we demonstrate, the proposed
new test is unworkable in application, unnecessary to protect

© See, e.g., Taylor, 338 F.3d at 640, supra, note 8; Delgado, 282 F.3d
at 514, supra, note 8; Baldassare v. New Jersey, 250 F.3d 188, 192-93 (3d
Cir. 2001); Dill, 155 F.3d at 1201, supra, note 8; Fikes, 79 F.3d at 1081,
supra, note 9.

13

the government's legitimate interests, and will inevitably chill
speech that furthers the interests not only of the speaker but
also of the public and the government.

1. Petitioners have misread the Connick/Pickering frame-
work as establishing a “citizen/employee” dichotomy, under
which the “hat” worn by the employee at the time of the
speech is determinative. Thus, in addition to determining
whether the speech was on a matter of public concern or
addressed purely personal matters, petitioners would have the
courts evaluate whether the speech was made in the em-
ployee’s “personal” capacity—deemed to be “citizen” speech
—or whether it was made by the employee qua “employee.”
The latter category, according to petitioners, necessarily
encompasses all speech that is variously described as “job-
required” (Pet. Br. at 16), made “pursuant to the duties of
employment” (id. at 25), or made “during the normal course
and scope of employment, in accordance with the duties of
employment” (id. at 27).'’ In essence, petitioners would try
to identify a subset of employee speech that is job-required
and deprive it of any constitutional protection.

There is nothing in Connick, Pickering, or any other
precedent of this Court to indicate that the Court considers
anything other than the speaker’s message itself to be relevant
to the first prong of the Pickering balancing test.'* Certainly

'’ The United States, as amicus, prefers formulations that reference the
carrying out of “job duties” or “job responsibilities.” See, e.g., U.S. Br. at
9, 15, 16, 25, 28.

'* Petitioners misread N7TEU in citing it as support for their claim that
this Court places weight on the absence of any “relevance” to government
employment in finding speech protected. Pet. Br. at 27. See also U.S. Br.
at 17. The Court there stressed the lack of a nexus between the speech
and the speakers’ government jobs as part of its finding that the gov-
ernment’s interest was slight and could not justify the burden placed on
speech by the statute at issue. NTEU, 513 U.S. at 474. It certainly did not
suggest that the speech would be unprotected—and the Pickering balance
unnecessary — if the speech had had a closer tie to the employees’ jobs.

14

there is nothing to show that the Court intended the role of the
speaker to be dispositive. To the contrary, this Court in
Givhan discussed only whether private expression is con-
stitutionally protected, and did not find it necessary to
determine whether the teacher was speaking as an
“employee” or “citizen” when she raised her concerns about
racially discriminatory practices in a meeting with her
principal. 439 U.S. at 413-16.

In Connick itself, the Court focused only on the content of
Myers’ speech and did not address the fact that she was
undeniably wearing her employee “hat” when she circulated
the questionnaire on the job, during office hours, and to her
colleagues. Had that questionnaire been a means of in-
forming the public “that the District Attorney’s Office was
not discharging its governmental responsibilities in the
investigation or prosecution of criminal cases,” the Court
suggested that Myers would have been engaging in speech
“as a citizen” on matters of public concern. Connick, 461
U.S. at 148. That speech, of course, would have been
intimately connected to her professional responsibilities as a
prosecutor and arguably as “required” by that work as were
Ceballos’ disclosures in the instant case.

Petitioners err in attaching substantive significance to the
reference in Connick to speech “as a citizen upon matters of
public concern,” which is compared to speech “as an em-
ployee upon matters only of personal interest.” Connick, 461
U.S. at 147 (emphasis added). This reference is more
accurately viewed as a shorthand way of capturing and
distinguishing between the two possible types of expression,
both of which consist of speech by employees that has some
nexus to government employment. As shown supra, pp. 8-9,
“employee speech” most often refers to speech relating to
employee grievances or other personal problems of the
employee in the workplace of limited general interest.
Similarly, under the Connick/Pickering line of cases, “citizen

15

speech” ref-re *o speech by employees either at work or off-
work but on work-related matters, in both instances where the
speech has ramifications beyond the workplace. Thus, “cit'-
zen speech” simply connotes “major issue of broad import”
while “employee speech” connotes “minor, personal issue.”

There is no indication that the Court intended any other
weight to be accorded to the terms. Indeed, as shown below,
the distinction that petitioners would draw between “em-
ployee” and “citizen” is illusory and virtually impossible of
application. It is axiomatic that public employees are
simultaneously citizens who largely retain their First Amend-
ment right to comment on important issues of the day. See
Pickering, 391 U.S. at 568.'” They can speak as “citizens” —
meaning on important issues—both on and off the job.
Attempting to ascertain the “capacity” in which they are
speakin at any particular time simply does not advance the
relevant inquiry, which is whether the message addresses a
matter of public concern.

2. The test proposed by the petitioners leads to artificial
distinctions and absurd results. There can be no merit to a
test that would deprive any constitutional protection to
Pharmacologist A’s discussion with his supervisor about his
findings regarding the side effects of a drug that he was
assigned to analyze, while protecting that identical speech if
uttered by Microbiologist B who learned of the issue from his

' Pickering similarly referred to “citizen speech” in discussing the
need to balance “the interests of the teacher, as a citizen, in commenting
upon matters of public concern and the interests of the State, as an
employer, in promoting the efficiency of the public services it performs
through its employees.” 391 U.S. at 568. This reflects the Court’s
concern for protecting all speech by public employees on matters of
public concern, subject, of course, to the balancing test, for the critical
reason that they are citizens and have a strong interest in making their
views heard.

16

friend A in the FDA cafeteria. It is similarly absurd—and
contrary to this Court’s holding in Givhan—to deny protec-
tion to A’s internal communications with his superiors on the
side effects, while protecting A’s lunch-time conversations
with B (and A’s subsequent efforts to alert the public to the
drug’s harmful potential).

In drawing such arbitrary and irrational distinctions,
petitioners have created perverse incentives that run counter
to broader government interests. The government has a
critical interest in establishing an environment in which
employees do not fear to raise concerns in a timely fashion on
important issues, such as potential problems with the
construction of a nuclear power plant, dangerous lead levels
or bacterial contamination in the water supply, or gaps in
border crossing controls that could permit entry by a terrorist.
It similarly has an important interest in resolving allegations
of wrongdoing or disputes over policy before the problems
reach a critical level. In an optimum world, this is done
quickly and internally. Neither of these interests is advanced
by petitioners’ proposed test; to the contrary, they are
affirmatively thwarted by it.

Speech in furtherance of employees’ duties—speech that
perhaps has the most potential of making an informed
contribution to the public debate—is also the speech that is
the most vulnerable to suppression. Agencies, under the
guise of supervisory review or high-level policy review, have
been known to tone down messages of potential hazards, or to
censor them entirely. Career public servants have seen their
reports amended or suppressed because they did not conform
to the general policy objectives or political imperatives of the
current political appointees heading their respective agencies
or other reviewing authorities within the Administration. Dr.
David Graham, the scientist with the FDA who was directed

17

to soften his conclusions regarding dangerous side effects of
Vioxx, is only one of many examples.” Those who protest

*® Graham, associate science director at the Office of Drug Safety at the
FDA, prepared a study in which he concluded that the pain drug Vioxx
had dangerous side effects. He claims that he was pressured by superiors
to soften his conclusions, and that he complied only as much as he could
to avoid compromising his “deeply held convictions.” He was conse-
quently threatened and ostracized by the FDA. The drug manufacturer
withdrew Vioxx from the market when an independent study confirmed
his conclusions. FDA Failed Public on Vioxx, Scientist Says, at http:/
www.msnbc.msn.com/id/6520630 (last updated Nov. 19, 2004); Marc
Kauffman, FDA Official Alleges Pressure to Suppress Vioxx Findings,
Washington Post, Oct. 8, 2004, at A23.

See also Andrew Eller, a biologist working on Florida panther-related
issues with the U.S. Fish and Wildlife Service, who was terminated after
accusing his agency of purposely relying on flawed scientific information
regarding the Florida panther’s likelihood of survival in the face of real
estate development. The agency did so, he maintained, in order to
facilitate the granting of construction permits to influential developers.
The agency has reinstated Eller, conceding that some of his conclusions
were correct. Manuel Roig-Franzia, Biologist Rehired by the U.S. Fish
and Wildlife Service, Washington Post, July 6, 2005, at AIS. It has been
alleged that the agency is under severe pressure from its political superiors
to accommodate campaign contributors. See Public Employees for
Environmental Responsibility: Campaigns: Scientific Integrity at http://
peer.org/campaigns/eller/index.php (last visited July 20, 2005).

John Fitzgerald, an environmental analyst with the U.S. Agency for
International Development in 2002, was responsible for monitoring
compliance on certain overseas development projects. He attempted to
report to Congress legal violations and environmental mismanagement
regarding questionable energy projects in Africa, South America, and
Eastern Europe, but Treasury officials removed the information from his
report before it reached Congress. His position was subsequently
eliminated. Whistleblower’s Information Deleted by Treasury Depart-
ment Before Report Went to Congress, at hitp://www.bushgreenwatch.
org/mt_archives/000194 php (September 28, 2004). In September 2004,
the Merit Systems Protection Board granted him a hearing on the merits
of his allegations, finding that he had made “a non- frivolous allegation of

18

and persist in pressing their conclusions—particularly those
who feel compelled to take the dispute to Congress or the
media—are prime targets for retaliation.

Denial of constitutional protection to such speech creates
an obvious disincentive to report misconduct or to voice
opinions that may be unpopular with superiors or managers.
Perversely, the greater the magnitude of the problem and the
cost, monetarily or politically, of correcting it, the greater is
the risk to the small voice who is urging caution. Not all
employees have the courage of Coleen Rowley, the FBI
employee who attempted to draw attention within the FBI to
its institutional failure to respond to indicators about
impending terrorist attacks.”! The employee who identifies a

a protected disclosure.” Fitzgerald v. Dept. of Agric., 97 MSPR 181
(2004). His case was subsequently settled.

Richard Fdster, Medicare's chief actuary, was responsible for providing
cost estimates to Congress regarding several Medicare proposals under
debate. Foster estimated that the actual cost of legislation would be 25%
to 50% higher than the administration's public estimates but was
prevented from providing his finding to Congress by the former
Administrator of the Centers for Medicare and Medicaid Services (CMS).
An investigation by the HHS Office of Inspector General concluded that
CMS failed to provide the proper information requested by Congress and
that the Administrator had warned Foster that he would be disciplined if
he released his disfavored findings. Statement of Dana Corrigan, Acting
Principal Deputy Inspector General Department of Health and Human
Services on Thomas Scully and Richard Foster Investigation 07/07/04,
available at http://oig.hhs.gov/publications/pressmaterials. html; Medicare
Chief Actuary Foster Says He Informed White House Officials in June
That Medicare Legislation Would Cost More Than Lawmakers Expected,
(March 25, 2004) available at http://www.kaisernetwork.org/daily
_reports/rep_index.cfm?hint+ 3&DR_1ID=22867.

*' Rowley, an FBI employee in the Minneapolis field office, wrote a
letter to FBI Director Robert Mueller outlining her concerns that the FBI
had not adequately responded to internal memoranda and other indicators
about impending terror attacks prior to September 11, 2001. She at-
tempted, without success, to contact Mueller’s office to alert him to errors in
his statements post-September || regarding the absence of advance warning

ee ee eee

19

serious institutional lapse that may have contributed to the
nation’s vulnerability to a terrorist attack, like the employee
who sees a safety risk threatening an imminent space shuttle
flight or the opening of a new nuclear power plant, needs
extraordinary courage to persist, once her views are heard and
brushed aside. The loss of constitutional protection to this
dissent only increases the disincentives. If these employees
choose the safer course and remain silent, the cost to the
public could be enormous. Protection of employees’ freedom
to speak out on such issues of public concern is essential to
the proper and efficient functioning of agencies and the
assurance of a safer and better-run nation.”

At the same time, it is essential that employees not be
discouraged from raising these issues in the first instance
within the agency. Denial of constitutional protection to
speech made to a supervisor in the course of an employee's
duties creates a strong disincentive to solve problems
internally. Anyone advising an employee anxious to report a
major problem uncovered on the job would have to counsel
the employee to consider bringing the debate directly into

indicators. She was therefore forced to contact Congress with her infor-
mation. FB/ Whistleblower Describes “Roadblocks”, at bhittp://archives.
enn.com/2002/ALLPOLITICS/06/06/terror.lapses/ (June 6, 2002).

*? Whether there are whistleblower protections is, of course, irrelevant
to whether there should be constitutional protection. But, it should be
noted that whistleblower protections are severely limited. Courts have
denied whistleblower protection to employees who are performing their
normal ly assigned duties in reporting waste, fraud and abuse. See Sasse v.
United States Dept. of Labor, 409 F.3d 773 (6th Cir. 2005); Huffman vy.
Office of Pers. Mgmt., 263 F.3d 1341, 1351-54 (Fed. Cir. 2001); Willis v.
Dept. of Agric., 141 F.3d 1139, 1144 (Fed. Cir. 1998). The Federal
Circuit has also held that mere differences of opinion on debatable policy
decisions by agencies do not constitute protected disclosures under the
Whistleblower Protection Act, 5 U.S.C. § 2302(b)(8). See White v. Dept.
of Air Force, 391 F.3d 1377, 1382 (Fed. Cir. 2004),

20

the public forum, even given the risks that such disclosure
would entail.

These difficult issues are circumvented if the government
preserves current incentives to solve problems internally. A
harmonious public employer-employee relationship is to be
fostered, not hindered; such a relationship maintains and
improves the organization in a more efficient manner than if
the employee is forced to seek external aid.

3. Aside from its substantive defects, petitioners’ test is,
bluntly put, unworkable. As a practical matter, it would be
impossible in the case of many government positions to
determine precisely what speech was “required” or made “in
furtherance of the employee's duties.”

Petitioners themselves do not argue that all speech “on the
job” or made while the employee was “on the clock” is
unprotected. They similarly do not argue that all speech that
relates to the employee’s job is unprotected. Thus, they
evidently concede that much speech on work-related topics
by public employees to their co-workers or supervisors,
during working hours and in the workplace, is still protected
under their formulation. Courts attempting to apply their
proposed test would therefore be faced with the daunting and
subjective task of determining what, precisely, were the
employee’s job responsibilities and how the speech in
question meshed with those duties.

The employee's position description is not likely to be
particularly helpful in resolving this factual issue. Not all
public employees have formal position descriptions; if they
do have one, it often does not accurately reflect their actual
daily duties. Some define their own assignments. Virtually
all have occasion to perform tasks that are not specified
among their formal job responsibilities, ranging from clerical
support tasks such as word-processing, copying, and faxing,
to training of colleagues, to filling in as needed to perform the

21

notorious “other duties as assigned.” This is particularly true
in times of crisis.”> Moreover, in the federal government with
the increased emphasis on the need for greater personnel
flexibilities, more and more employees may be functioning
under unwritten “performance expectations” that could take
the form of “individual, team, and/or work unit goals or
objectives.” Department of Homeland Security Human
Resources Management System, 70 Fed. Reg. 5272, 5274
(Feb. 1, 2005); see also id. at 5303 (to be codified at 5 C.F.R.
§ 9701.406(c)). These unwritten and vaguely defined “ex-
pectations” would compound the difficulty of determining
exactly what the job “requires.”

The lack of clarity in the precise nature of the employee’s
duties, however, is only part of the problem. Perhaps the
more serious barrier to application of petitioners’ proposed
test is the broad discretion given to many government
employees (particularly mid-rank and senior-level employ-
ees) in determining how they are to carry out their job
responsibilities. The federal government, for example,
employs a host of highly educated professional employees:
scientists; engineers; architects; teachers and professors at
primary, secondary, undergraduate and graduate levels;
attorneys and judges; medical doctors and other health care
professionals; accountants; economists; mathematicians and
statisticians; historians; and chaplains—to name just a few.
See, e.g., Handbook of Occupational Groups and Fam-
ilies, available at http://www.opm.gov/fedclass/gshbkocc.pdf

** As illustrated in the wake of September 11, 2001, public employees
have historically done whatever is necessary to help handle emergency
situations. In any event, even assuming, arguendo, that employees did not
volunteer, governments have ample flexibility to assign additional
responsibilities. The Federal Service Labor-Management Relations Stat-
ute, 5 U.S.C. § 7101, et seg., which covers labor relations in the federal
sector for a majority of federal employees, specifies that agencies have the
right “to take whatever actions may be necessary to carry out the agency
mission during emergencies.” 5 U.S.C. § 7106(a)(2)(D).

22

(August, 2002). These professionals fulfill their responsi-
bilities in accordance with the general guete’ines of their
employing agency, but also in accordance with their pro-
fession’s ethical proscriptions or standards and their own
educated judgment. They frequently have enormous discre-
tion in deciding, not only what they should be saying or
doing, but also how and when they should be saying or doing
it.* A chaplain with the Veterans Administration, a professor
at the Naval Academy, an. economist with the Federal
Reserve, or a pharmacologist with the Food and Drug
Administration does not have neatly cabined duties or pre-
determined metiiods for achieving his or her objectives.”

** The Solicitor General is flatly wrong in claiming that public employ-
ees have “no personal interest” in the content of speech in furtherance of
their duties. U.S. Br. at 19. As the majority pointed out in the decision on
review, for many employees, “promoting the public good is a deeply
personal mission that is at least as important as personal career advance-
ment.” Ceballos v. Garcetti, 361 F.3d 1168, 1175 (9" Cir. 2004). Public
employees like the scientists at the Nuclear Regulatory Commission and
the Food and Drug Administration care deeply about the issues on which
they work; their professional conclusions are their own, the product of
their educated judgments and the tenets of their profession. While the
government employer obviously sets the general parameters of their work
(and can discipline them for unacceptable performance), the emple yees
themselves are personally responsible for the validity of their conclusions.
Indeed, NRC and FDA both give employees the right to preserve in the
record their professional disagreements of opinion. See 21 C.F.R. § 10.70
(FDA); NRC Directive 10.159 (The NRC Differing Professional Opinions
Program). In both agencies, however, employees care so deeply about the
integrity of their professional opinions, and feel so vulnerable to
retaliation, that NTEU has negotiated contractual rights paralleling and
supplementing those agency-mandated procedures. See NTEU-FDA
Collective Bargaining Agreement, Art. 5, Sec. 20; NTEU-NRC Collective
Bargaining Agreement, Art. 3.9.

* The difficulty in distinguishing between “job-related” and “job-
required” speech is not, of course, limited to speech by professional
employees. To illustrate: Most government employees are required to
attend internal office meetings, to obtain general instructions or
assignments, but it may be far from clear whether their decision to speak

23

Whether a particular report, speech, letter, or conversation
with a member of the public is “required” by the job or only
“related to” it may be impossible to determine, either by
the affected employee, by his or her manager, or by the
reviewing court, given the absence of a clear line between the
two concepts.

4. The error in focusing on whether the speech is “required
by” or “in furtherance of’ employees’ duties is further
illustrated by the numerous responsibilities imposed on
employees that are unrelated to their particular work
assignments. The clearest example is the virtually uniform
obligation imposed on federal executive branch employees to
report misconduct to the appropriate authorities, even when
investigation of misconduct ordinarily forms no part of the
employees’ duties.

Government-wide regulations require all executive branch
employees to “disclose waste, fraud, abuse, and corruption to
appropriate authorities.” 5 C.F.R. § 2635.101(b)(11). Indi-
vidual agencies impose similar obligations, which are often
posted at the worksite. The Department of Treasury, for
example, requires employees to report “any information”
indicating that an employee or contractor engaged in crimi-
nal conduct or violated the rules of conduct. 31 C.F.R.
§ 0.107(a)(3). Employees of the Bureau of Customs and
Border Protection (CBP), Department of Homeland Security,
are subject to disciplinary action if they fail to report
information concerning the violation of a law, policy, or
procedure by a fellow CBP employee. See U.S. Customs and
Border Protection Table of Offenses and Penalties, Instruc-

up at a meeting, volunteering concerns or lodging objections, is required
by their job. Similarly, many government employees, such as IRS
Revenue Officers and CBP Officers (formerly Customs Inspectors),
regularly interact with members of the public in situations where it is
virtually impossible to determine which statements are “job-required” and
which are only “job-related.”

24

tions on Use, available at http://www.customs.gov/xp/
cgov/careers/neo_kit/additional_info/standards_of_conduct/tb
_off_penalties.xml (last visited July 20, 2005). Thus, it is fair
to say that a federal employee attempting to report
government corruption or other malfeasance is merely acting
in furtherance of his duties, and would have no constitutional
protection against retaliation for doing so, if petitioners’
formulation were adopted by this Court.

5. Finally, the adoption of petitioners’ test is simply not
necessary to protect the government’s interests. There is no
basis for the contention by petitioners and their amici that
protection of job-required speech will lead to an “operational
nightmare” for government agencies, under which managers
attempting necessary and appropriate employment action
would be chilled and the courts inundated with a flood of
constitutional cases. See Pet. Br. at 35-40; U.S. Br. at 22.

As an initial matter, it bears emphasis that the Ninth
Circuit's protection of job-required speech is, and has been,
the prevailing judicial position for many years. See Re-
spondent’s Br. in Opposition at 11-18. During this time,
there has hardly been a flood of cases threatening to
overwhelm the courts. Those cases that are filed in federal
court have been, and can continue to be, effectively resolved
using the Pickering balance.

Pickering requires a “fact-sensitive and deferential weigh-
ing of the government's legitimate interests.” Umbehr, 518
U.S. at 677. In Umbehr, the Court concluded that “proper
application of the Pickering balancing test [can] accom-
modate the differences between employees and independent
contractors,” providing the necessary “nuanced approach
[that] recognizes the variety of interests that may arise... .”
Id. at 678. Those same principles apply with even greater
force here, where the balancing requires only the traditional
weighing of the government’s interests in effective and

25

efficient operations against the employee’s interest in speak-
ing about matters directly related to his or her duties.

The Pickering approach readily accommodates the con-
cerns raised here by petitioners and their amici. The govern-
ment, after all, need only show that its belief that the speech
would disrupt the workplace was reasonable. See Waters,
511 U.S. at 680 (plurality); id. at 684-85 (Souter, J., concur-
ring); Connick, 461 U.S. at 154. The potential for disruptive-
ness and interference with legitimate government operations
is manifest in the hypothetical cases of an attorney who filed
a brief making representations contrary to the instructions of
his superiors (U.S. Br. at 22), a White House press secretary
who deliberately ignored the President’s instructions on the
message to be delivered to the press corps (Pet. Br. 36), or a
teacher who discussed birth control in a class in violation of
school board policy (Nat’! School Boards Assn. Br. at 19).7°
In each of those instances, the interests of the government
would readily outweigh the employee’s interest in expression.
See, e.g., Waters, 511 U.S. at 681 (plurality termed the
potential disruptiveness enough, “[a]s a matter of law,” to
outweigh “whatever First Amendment value the speech might

*© Petitioners and the Solicitor General analogize employees’ work-
required speech with government-funded speech, arguing that it can
control the message because it has funded the speech. See Pet. Br. at 32-
34; U.S. Br. at 19-21. In those cases, however, the government has
directed that a certain message be conveyed through its funding and is
responsible for the content of the state-funded speech. See Board of
Regents of the Univ. of Wisconsin v. Southworth, 529 U.S. 217, 229
(2000). Assuming, for the sake of argument, that government-funding
cases are applicable at all, their relevance would be confined to cases
where the government has directed the employee to deliver a specific
message, as in the case of an agency spokesperson. In most cases, of
course, the government has not directed its employees to convey a specific
message. Instead, it has assigned them tasks, leaving it to them to form
judgments and convey their conclusions drawn from their execution of
those tasks.

26

have had”). The nature of the employee’s responsibilities and
the fact that the expression was made in furtherance of the
employee’s duties might well be relevant factors adding to
the weight of the government’s side of the balance.”’ They
are not, however, relevant to the other side of the balance:
whether the speech addresses a matter of public concern.

In short, petitioners have no basis for their dire predictions
of an increased litigation burden if allegations of retaliation
for speech made in the course of the employee’s duties are
allowed to survive a motion to dismiss. Even assuming they
are correct that the balance cannot be struck in favor of the
government as a matter of law (but see Waters, 511 U.S. at
681), the government’s interests are amply protected under
the Pickering balancing test. Moreover, we must underscore
that adoption of petitioners’ proposed test is hardly likely to
reduce the litigation burden. As discussed above, courts
would be required to wrestle with difficult evidentiary ques-
tions regarding the nature of the employee’s duties, whether
the speech was in furtherance of those duties, and—perhaps
worst of all—whether the person was speaking as a “citizen”
or an “employee.” It seems highly unlikely that these issues
could be resolved by motion, without an evidentiary hearing.

*” Without suggesting how it would resolve the balance in any specific
situation, the Court noted in Pickering that the balancing could be affected
by such considerations as whether there was a great need for confi-
dentiality or whether “the relationship between superior and subordinate is
of such a personal and intimate nature that certain forms of public
criticism of the superior by the subordinate would seriously undermine the
effectiveness of the working relationship between them... .” 391 U.S. at
570 n.3. Accord Rankin, 483 U.S. at 390-91 (in weighing the State’s
interest, “some attention” must be paid to employee’s job responsibilities,
for the “burden of caution” borne by the employee varies with “the extent
of authority and public accountability” the employee's job entails), Lewis,
165 F.3d at 162 (Pickering balance affected by nature of responsibilities,
including degree of confidentiality, policy-making, or public contact in
employee's job).

27
CONCLUSION

For the foregoing reasons, the decision of the court of
appeals should be affirmed.

Respectfully submitted,

GREGORY O’DUDEN *
General Counsel

ELAINE D. KAPLAN
Senior Deputy General Counsel

BARBARA A. ATKIN
Deputy General Counsel

JULIE SARAH LEHRMAN
Assistant Counsel

NATIONAL TREASURY _

EMPLOYEES UNION
1750 H Street, N.W.
Washington, DC 20006
(202) 572-5500

* Counsel of Record Counsel for Amicus Curiae

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385016_0042%3A15. Public record. Not legal advice.
