# Record and brief — Decker v. Northwest Environmental Defense Center

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Record and brief
- **Published:** January 1, 2013
- **Citation:** 568 U.S. 597

## Text

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'NY, SUPREME COURT

“eee” OF THE UNITED STATES

No. 11-338
Vide 11-347
Title Doug Decker. in His Official Capacity as Oregon State Forester, et al. Petitioners
V
Northwest Environmenta! Defense Center
Docketed September 16. 2011
Linked with 11A146
Lower Ct: United States Court of Appeals for the Ninth Circuit
Case Nos. (07-35266)
Decision Date May 17, 2011
Questions
Presented
~~~Date~~~ ~~~~~~~ Proceedings and Orders

Jul 29 2011 Application (11A146) to extend the time to file a petition for a writ of certiorari from
August 15, 2011 to September 14. 2011, submitted to Justice Kennedy.

Aug 32011 Application (11A146) granted by Justice Kennedy extending the time to file unti!
September 14. 2011.

Sep 13 2011 Petition for a writ of certiorari filed. (Response due October 17, 2011)

Sep 21 2011 Consent to the fiing of amicus curiae briefs. in suport of either party or of neither party
received from counsel! for the petitioners.

Sep 23 2011 Consent to the filing of amicus curiae briefs, in support of either party or of neither party
received from counse! for the respondent. VIDED.

Sep 30 2011 Order extending time to file response to petition to and including November 18, 2011.
Oct 12 2011 Brief amici curiae of Nationa! Association of Counties. et al. filed. VIDED.

Oct 142011 Brief amici curiae of Alabama Forestry Association, et al. filed. VIDED

Oct 14 2011 Brief amici curiae of Arkansas, et al. filed VIDED.

Oct 17 2011 Brief amici curiae of National Alliance of Forest Owners. et al filed VIDED

Oct 17 2011 Brief amici curiae of American Forest Resource Council, et al. filed. VIDED

Oct 17 2011 Brief amici curiae of Mountain States Lega! Foundation

Nov 10 2011 Brief of respondent Northwest Environmental Defense Center in opposition filed VIDED.
Nov 22 2011 DISTRIBUTED for Conference of December 9, 2011

Nov 22 2011 Reply of petitioners Marvin Brown, in His Official Capacity as Oregon State Forester, et
al. filed. (Distributed)

Dec 12 2011 The Solicitor General is invited to file a brief in this case expressing the views of the
United States. Justice Breyer took no part in the consideration or decision of this
petition

Mar 24 2012 Brief amicus curiae of United States filed. VIDED

Jun 4 2012

Jun 4 2012

Jun 5 2012

Jun 25 2012

Jul 12 2012

Jul 12 2012

Jul 18 2012

Jul 23 2012

Jul 25 2012

Jul 25 2012

Supplemental! brief of respondent Northwest Environmental Defense Center filed
VIDED

Supplemental! brief of petitioners Marvin Brown, in His Official Capacity as Oregon State
Forester, et al. filed

DISTRIBUTED for Conference of June 21. 2012

Petition GRANTED The petition for a writ of certiorari in No. 11-347 is granted. The
Cases are consolidated and a total of one hour is allotted for oral argument. Justice
Breyer took no part in the consideration or decision of this petition.

The time to file the joint appendix and petitioners’ briefs on the merits is extended to and
including August 21. 2012. VIDED.

The time to file respondents’ brief on the merits is extended to and including October 2
2012 VIDED.

Consent to the filing of amicus curiae briefs in support of either party or neither party
received from counsel! for the respondents. VIDED

Consent to the filing of amicus curiae briefs, in support of either party or of neither party
received from counsel for the petitioners.

The time to file the joint appendix and petitioners’ briefs on the merits is further extended
to and including August 28, 2012. VIDED

The time to file respondents’ brief on the merits is further extended to and including
October 16, 2012. VIDED

Aug 22 2012 Brief amici curiae of Association of Oregon Counties, et al. filed. VIDED.
Aug 28 2012 Brief of petitioners Doug Decker. in his official capacity as Oregon State Forester. et al

filed.

Aug 28 2012 Joint appendix filed. (Jt. Appendix in 2 volumes) VIDED.

Aug 28 2012 Brief amicus curiae of The Ruffed Grouse Society filed VIDED

Aug 29 2012 Brief amici curiae of American Forest Resource Council, et al. filed. VIDED.
Aug 30 2012 Brief amici curiae of Nationa! Governors Association. et al filed VIDED.
Aug 31 2012 Brief amici curiae of Nationa! Association of Home Builders, et al. filed

Sep 4 2012
Sep 4 2012
Sep 4 2012

Sep 4 2012
Sep 4 2012
Sep 4 2012
Sep 4 2012
Sep 4 2012

Brief amicus curiae of United States filea. VIDED

Brief amici curiae of Law Professors filed. VIDED.

Brief amicus curiae of Chamber of Commerce of the United States of America filed
VIDED.

Brief amici curiae of Arkansas, et al. filed VIDED.

Brief amici curiae of National Alliance of Forest Owners. et al. filed VIDED

Brief amicus curiae of Mountain States Lega! Foundation filed VIDED. (Distributed)
Brief amici curiae of Society of American Foresters. et a! filed. VIDED.

Brief amici curiae of Pacific Legal Foundation, et al. filled. VIDED

Sep 14 2012 SET FOR ARGUMENT ON Monday, December 3, 2012.
Sep 28 2012 Record received from U.S.C.A. for 9th Circuit (1 envelope)
Sep 28 2012 Record from U.S D.C. for District of Oregon is electronic

Oct 16 2012

Oct 17 2012
Oct 17 2012

Brief of respondent Northwest Environmenta! Defense Center. et a!. filed VIDED.
(Distributed)

CIRCULATED.

Motion of the Solicitor General for leave to participate in oral argument as amicus curiae

and for divided argument filed. VIDED

Oct 23 2012 Brief amici curiae of Law Professors on Section 1369(b) Jurisdiction filed. VIDED
(Distributed)

Oct 23 2012 Brief amici curiae of Western Division of the American Fisheries Society. et al. filed
VIDED. (Distributed)

Oct 23 2012 Brief amici curiae of Robert Wayland, et a! filed. VIDED. (Distributed)

Oct 23 2012 Brief amicus curiae of Dr. Kevin Boston filed. VIDED. (Distributed)

Oct 23 2012 Brief amici curiae of Pacific Coast Federation of Fishermen's Associations. et al. filed
VIDED. (Distributed)

Oct 23 2012 Brief amici curiae of Environmenta! Protection Information Center. et al. filed VIDED
(Distributed)

Oct 23 2012 Brief amici curiae of Law Professors on the Propriety of Administrative Deference filed
VIDED. (Distributed)

Oct 23 2012 Brief amici curiae of Northwest Environmental Advocates. et al. filed. VIDED.
(Distributed)

Oct 30 2012 Letter dated October 30, 2012, with attached Eleventh Circuit Decision, received from
counsel! for respondent Northwest Environmenta! Defense Center. Filed. VIDED.
(Distributed)

Nov 13 2012 Motion of the Solicitor General for leave to participate in oral argument as amicus curiae
and for divided argument GRANTED. Justice Breyer took no part in the consideration or
decision of this motion.

Nov 14 2012 Reply of petitioners Doug Decker, in his official capacity as Oregon State Forester, et al.
filed. (Distributed)

Nov 30 2012 Letter from counsel! for petitioners Georgia-Pacific West, Inc., et al. received and
distributed. VIDED

Dec 32012 Argued. For petitoners: Timothy S. Bishop, Chicago, Ill; and Malcolm L. Stewart. Deputy
Solicitor General, Department of Justice, Washington, D. C. (for United States, as
amicus curiae.) For respondent: Jeffrey L. Fisher. Stanford, Cal.

Dec 20 2012 Motion to file a supplemental brief after argument filed by petitioners Doug Decker. in his
Official capacity as Oregon State Forester. et al. (Distributed)

Jan 82013 Motion to file a supplemental! brief after argument filed by petitioners GRANTED. The
motion of petitioners in No. 11-338 for leave to file a supplemental brief after argument
is granted. The other parties to these cases and the Solicitor Genera! may file
supplemental! briefs, not to exceed 3,000 words each. addressing the effect of the
Environmental Protection Agency s amendment to its stormwater-discharge rule on or
before Tuesday, January 22, 2013. Justice Breyer took no part in the consideration or
decision of this motion. Justice Breyer took no part in the consideration or decision of
this motion. VIDED

PETITION
FOR

WRIT OF

CERTIORARI

Lormcs oF mE cer
In the Supreme Court

of the United States

DOUG DECKER, the Oregon State Forester, in his
official capacity; JOHN BLACKWELL; SYBIL
ACKERMAN; PETER HAYES; CALVIN
MUKUMOTO; JENNIFER PHILLIPPI; GARY
SPRINGER and STEVE WILSON, the members of
the Oregon Board of Forestry, in their official
capacities,

Petitioners,

Vv.

NORTHWEST ENVIRONMENTAL DEFENSE
CENTER, an Oregon non-profit corporation,

Respondent.

Petition for Writ of Certiorari to the United
States Court of Appeals for the Ninth Circuit

PETITION FOR WRIT OF CERTIORARI

JOHN R. KROGER

Attorney General of Oregon

*MARY H. WILLIAMS

Solicitor General

ERIN C. LAGESEN

Assistant Attorney General

1162 Court Street

Salem, Oregon 97301-4096

Phone: (503) 378-4402

mary.williams@doj.state.or.us

Counsel for Petitioners

*Counsel of Record
ES RE ST TED AIS; SSDI TIES
WILSON-EPES PRINTING Co., INC. — (202) 789-0096 — WASHINGTON, D. C. 20002

QUESTIONS PRESENTED

(1) Congress has authorized citizens dissatisfied
with the Environmental Protection Agency’s (EPA’s)
rules implementing the Clean Water Act’s (CWA’s)
National Pollutant Discharge Elimination System
(NPDES) permitting program to seek judicial review
of those rules in the Courts of Appeals. See 33 U.S.C.
§ 1369(b). Congress further specified that those rules
cannot be challenged in any civil or criminal enforce-
ment proceeding. Consistent with the terms of the
statute, multiple circuit courts have held that if a rule
is reviewable under 33 U.S.C. § 1369, it is exclusively
reviewable under that statute and cannot be chal-
lenged in another proceeding.

Did the Ninth Circuit err when, in conflict with
those circuits, it held that a citizen may bypass judi-
cial review of an NPDES permitting rule under 33
U.S.C. § 1369, and may instead challenge the validity
of the rule in a citizen suit to enforce the CWA?

(2) In 33 U.S.C. § 1342(p), Congress required
NPDES permits for stormwater discharges “associ-
ated with industrial activity,” and delegated to EPA
the responsibility to determine what activities quali-
fied as “industrial” for purposes of the permitting
program. EPA determined that stormwater from log-
ging roads and other specified silvicultural activities
is non-industrial stormwater that does not require an
NPDES permit. See 40 C.F.R. § 122.26(b)(14).

Did the Ninth Circuit err when it held that storm-
water from logging roads is industrial stormwater

under the CWA and EPA’s rules, even though EPA
has determined that it is not industrial stormwater?

il

PARTIES TO THE PROCEEDING

Petitioners, who were defendants-appellees below,
are the Oregon State Forester and the members of
the Oregon Board of Forestry, in their official capaci-
ties. In accordance with Supreme Court Rule 35(3),
petitioners have used the names of the persons cur-
rently holding those offices in the caption of this peti-
tion and in the petition itself.

Other interested parties are defendants-appellees
below Georgia-Pacific West LLC, Hampton Tree
Farms, Inc., Stimson Lumber Company, and Swanson
Group, Inc; and intervenor defendants-appellees be-
low American Forest and Paper Association, Oregon
Forest Industries Council, and Tillamook County,
Oregon. These parties are filing a separate certiorari
petition.

Respondent, who was plaintiff-appellant below, is
the Northwest Environmental Defense Center, an
Oregon non-profit corporation.

TABLE OF CONTENTS

Page
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PARTIES TO THE PROCEEDING ............................ iii
I isi siinniaiectriniiniabibduneneninnanmimantenie 1
I isiiistiasitinleietinnsidbiedieaiianiibiebiniameniiainindaminans 1
STATUTORY AND REGULATORY
PR ee Bt re ic ccecccccccccsccccccescccccccccncecsccene 2
STATEMENT OF THE CASE..................ccceceeeeeeeeeeeees 2

A. The regulation of stormwater runoff from
logging roads under the Clean Water Act and
EPA’s silvicultural and stormwater rules. ......... 2

1. Congress enacted the Clean Water Act to
establish a uniform, nationwide system for
protecting the waters of the United States..... 2

2. To implement the CWA, EPA adopted the
silvicultural rule to identify which
silvicultural activities require NPDES
permits and which do not. ...................cceeceeeeeee 3

3. Congress adopted amendments to the CWA
to address water pollution caused by
i cctcscnsminnticcnstetansnmmminsmmnnnnenemiens 6

4. EPA implemented the 1987 stormwater
amendments by adopting the Phase I and
the Phase II stormwater rules. ....................... 8

iv

B. Plaintiff filed a citizen suit alleging that
defendants are violating the CWA by
discharging stormwater runoff from
logging roads without NPDES permits,
and the district court dismissed for failure
re istncrtetinciniininntseaiiatatadttatintiidiimainmnionse 10

C. The Ninth Circuit reversed, holding that
stormwater runoff from logging roads that
ultimately is discharged into the waters of
the United States is a discharge “associated
with industrial activity” that requires an
NPDES permit whenever it is collected in
roadside ditches and culverts. ...................:.0008+ 12

REASONS FOR GRANTING THE PETITION ........ 17
A. The Ninth Circuit’s jurisdictional ruling
creates a circuit split and should be
reviewed because it undermines Congress’s

objective of establishing a uniform system
for protecting the nation’s waters. .................... 19

B. The Ninth Circuit’s ruling that stormwater
discharges from logging roads require
NPDES permits displaces the longstanding
scheme for regulating runoff. .....................0000+ 24

C. The Ninth Circuit’s ruling that stormwater
discharges from logging roads are stormwater
discharges associated with industrial activity
under EPA’s stormwater rule conflicts with
this Court’s established methodology for
interpreting administrative rules. .................... 28

D. The Ninth Circuit’s ruling that stormwater
discharges from logging roads are discharges
associated with industrial activity under 33
U.S.C. § 1342(p) conflicts with this Court’s
established methodology for reviewing an
agency’s interpretation of a statute that it

II cscitciresntnsscisivnsigmnenidibcngnintininadinntimenesieeninns 30
Se ciccnrnincensnnenttenmsscininntacmmintennstadtideninigned 33
APPENDIX

Ninth Circuit Opinion ......................2..eeeeeeeeee App. 1
District Court Opinion ............ccccccccsccccscecees App. 53
Statutes and Regulations.........................0.. App. 78

TABLE OF AUTHORITIES

Page
Cases Cited

Am. Mining Cong. v. EPA,

965 F.2d 759 (9th Cir. 1992) ........ eee eee eee eeeeeeees 20
Arkansas v. Oklahoma,

EC ene 2, 22, 31
Cent. Hudson Gas and Elec. Corp. v. EPA,

587 F.2d 549 (2d Cir. 1978)................ccecseeeceseeeeeeees 20

Chase Bank USA, N.A. v. McCoy,
562 U.S. __, 131 S. Ct. 871,
Pe een 28

Chevron U.S.A. Inc. v. Natural Resources
Defense Council, Inc.,

467 U.S. 837 (1984) .............ccceceeceessceeee 18, 30, 31, 33
Del. Valley Citizens Council for Clean Air v. Davis,

932 F.2d 256 (3rd Cir. 1991).............. ccc cee eee eteeeeeeeee 20
E.I. DuPont de Nemours & Co. v. Train,

I iii ici eterinnenitins 19
Envtl. Def. Ctr., Inc. v. EPA (EDC),

344 F.3d 832 (9th Cir. 2003)................ cee eee ee neon 10
Maier v. EPA,

114 F.3d 1032 (10th Cir. 1997).............0......06. 20, 21

Mayo Foundation for Med. Educ.
& Research v. United States,
__ U.S. _., 131 S. Ct. 704,
Be ee ls ie I IED evciceccssnnseccensetsnnntccensinis 30, 31

Morton v. Ruiz,

SE eR eC ee 31
Nat'l Cotton Council v. EPA,

553 F.3d 927 (6th Cir. 2009) .............cccccc eee eeseeceneees 20
Nat'l Pork Producers Council v. EPA,

635 F.3d 738 (5th Cir. 2011) ........... cece ec eec eee eens 20
Natural Res. Def. Council v. EPA,

673 F.2d 400 (D.C. Cir. 1982) ...................- 20, 21, 24
Natural Res. Def. Council v. EPA,

966 F.2d 1292 (9th Cir. 1992) ........ cece ec cee cee eeee es i)
Natural Res. Def. Council, Inc. v. Costle,

568 F.2d 1369 (D.C. Cir. 1977) ............c.ccceeceeesee es 3, 4
Natural Res. Def. Council, Inc. v. Train,

396 F. Supp. 1393 (D.D.C. 1975), ........................ 3, 4
Nw. Envtl. Def. Ctr. v. Brown,

476 F. Supp. 2d 1188 (D. Or. 2007) ......................... 1
Nw. Envtl. Def. Ctr. v. Brown,

617 F.3d 1176 (9th Cir. 2010).................. ce cce eee ee eee 12
Nw. Envtl. Def. Ctr. v. Brown,

640 F.3d 1063 (9th Cir. 2011) ........... ccc eee eee eee eee e ee 1

Talk Am., Inc. v. Mich. Bell Tel. Co.,
__ US. __, 131 S. Ct. 2254

180 L. Ed. 2d 96 (2O11) 00... cee eee e cece eeeeeeeeeeees 28
United Steelworkers v. Oregon Steel Mills, Inc.,
322 F.3d 1222 (10th Cir. 2003) .......00.. 0. cece cece eee 20

Vili

Constitutional and Statutory Provisions

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Be I Oe Be itichtc scactectanstetsnasenbisscaiendpamnenviiabiicbadiadinlihde 16, 30
33 U.S.C. § 1342(p)......... i, 2, 11, 15, 16, 18, 30, 31, 33
ee ey Oe icttancccrensiciniainnscianutiecdssiivesuciinies 6
ee re Oe SN aiiiiicnccsnnsisicinamtnnaiiiiondpmniasiiuniia 6
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Se ee ee ciincrtinricisntsensoniiepernnnianaessiniibidioeninsnibiiie 6
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ae Mi ishiibcisntintdiintinpipinnninnnietstinieanieeaiaeeun 10
ne ee iaiiiiiconiehitisiensiestniiieitanieininnanienniiaiananiabeninnl 2
ee ie BE ciiincnsinsinaretinriniteninninsniipaniddaminniipedsitneiaadeaiin 2
33 U.S.C. § 1369.............. i, 9, 13, 17, 19, 20, 21, 22, 23
ee Oe EE icitcnttnncsncnisntainndmminiiensiitunminnianiasin i, 2
es ee itiinniinnsenisticcnighininnieieiieminiabiitisiciata 21, 24
Be ee Oe I ectenticticinscinisnincidinsniimsitiitnaiaaniasiiatniin 19
Se a: We SERIE vnciicncnnicicnmsionnsacnniacsinsasenseiinns 19
ey Se ci otesiinsinstnnnmseecittieaieieibibencibanintuibaiind 19
a es I, Oe ED ds iciincnncntannitincsaninendiceenaiichin 25

Administrative Rules

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40 C.F.R. § 122.26(a)(9)(iM(A)-(B)...........ceeeescceeeeeeeeeeees 10
40 C.F.R. § 122.26(b)(14)................... i, 2, 9, 16, 29, 31
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Sr ae © ee Ca iicenccnciciescnnsecasoencsnssnincesnsncssens 4
GOGAT Ee G BE Ce vccccctccescccccccnsccescsccescsennccensses 3
Or. Admin. R. 629-624-0330 ................ccccsccssseersenseees 25
Or. Admin. R. 629-625-0000(3) ............. cc ceceeeeceeeeeeeees 25
Or. Admin. R. 629-625-O0200(2) .............:ccscssseeereeeeeees 25
Or. Admin. R. 629-625-O0300(2) ..............cceceeseeeeeeee eens 25
Or. Admin. R. 629-625-0430...................cccecsccccesereeees 26
Or. Admin. R. 629-625-0600 .................cccrcrccscccerccceees 26
Or. Admin R. 629-625-0700 ................ccccssecsssscsscrccsees 26
Or. Admin. R. 629-635-0100(7)(a) ..............cccceseee eee es 26
On. AGRE. TE. GRGSO-GE AD ..cccccccccescvscccessccccceessocsseses 26
Or. Admin. KR. G29-GS5-O1D10...........cccrcrccccccscroserescccoees 26
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Con. CER, TE. GR. GE, GW. GFW. cccccscccccevcecccccssessescsene 26

Other Authorities

1 Env’t & Natural Res. Pol’y Div.,
Cong, Research Serv., A Legislative History

of the Water Quality Act of 1987 ............ccccecceee0s 7,32
2A Legislative History of the Water

TILT ST EE RT Re OREO OTE 31
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Webdster’s Third New Int'l Dictionary

eB cendninisintncislionmaiscnnatiounanennsntiinnns 3

PETITION FOR WRIT OF CERTIORARI

Petitioners Doug Decker, the Oregon State For-
ester, John Blackwell, the chair of the Oregon Board
of Forestry, and Sybil Ackerman, Peter Hayes, Calvin
Mukumoto, Jennifer Phillippi, Gary Springer, and
Steve Wilson, the members of the Oregon Board of
Forestry, respectfully petition for a writ of certiorari
to review the judgment of the United States Court of
Appeals for the Ninth Circuit in this case.

OPINIONS BELOW

The opinion of the court of appeals is reported.
Nw. Envtl. Def. Ctr. v. Brown, 640 F.3d 1063 (9th Cir.
2011).' It is included in the appendix to this petition.
(Pet. App. 1-52). The opinion of the district court is
reported. Nw. Envtl. Def. Ctr. v. Brown, 476 F. Supp.
2d 1188 (D. Or. 2007). It is included in the appendix.
(Pet. App. 53-77).

JURISDICTION

The court of appeals filed its original opinion
on August 17, 2010. The court of appeals denied re-
hearing and issued a superseding opinion on May 17,
2011. In Case No. 11A146, Justice Kennedy granted
petitioners’ application for an extension of time in
which to file the petition for certiorari, allowing for
the petition to be filed on or before September 14,
2011. This Court’s jurisdiction is invoked under 28
U.S.C. § 1254(1).

* The Ninth Circuit’s original opinion was reported at
617 F.3d 1176 (9th Cir. 2010).

2

STATUTORY AND REGULATORY PROVISIONS
INVOLVED

The relevant statutory and regulatory provisions
are reproduced in the appendix to this petition. The
pertinent statutory provisions involved are 33 U.S.C.
§ 1342(p); 33 U.S.C. § 13862(12) and (14); 33 U.S.C.
§ 1365(a) and (f); and 33 U.S.C. § 1369(b) (Pet. App.
78-87). The pertinent regulatory provisions are 40
C.F.R. § 122.26(a)(1) and (b)(14); and 40 C.F.R.
§ 122.27 (Pet. App. 88-96).

STATEMENT OF THE CASE

A. The regulation of stormwater runoff from
logging roads under the Clean Water Act and
EPA’s silvicultural and stormwater rules.

1. Congress enacted the Clean Water Act to
establish a uniform, nationwide system
for protecting the waters of the United
States.

Congress enacted the CWA in 1972. Its objective
was to create a uniform system for protecting the wa-
ters of the United States from pollution. See, e.g., Ar-
kansas v. Oklahoma, 503 U.S. 91, 110 (1992) (CWA’s
objective was “authorizing the EPA to create and
manage a uniform system of interstate water pollu-
tion regulation.”). Before the enactment of the CWA,
protection of the waters was handled by individual
states, leading to wide discrepancies in the levels of
water protection across the country. See S. Rep. No.
92-414, at 1-11 (1971).

3

To accomplish its objective, Congress, among other
things, created a permitting requirement for “point
source” discharges, i.e., discharges of pollutants
through “any discernible, confined and discrete con-
veyance, including but not limited to any pipe, ditch,
channel, tunnel, conduit, well, discrete fissure, con-
tainer, rolling stock, concentrated animal feeding op-
eration, or vessel or other floating craft....” 33
U.S.C. § 1362(14). The permitting program for point
source discharges is the National Pollutant Discharge
Elimination System (NPDES) permitting program.

2. To implement the CWA, EPA adopted the
silvicultural rule to identify which silvi-
cultural activities require NPDES permits
and which do not.

EPA promulgated rules to implement the NPDES
permitting program, including rules clarifying when
permits were and were not required. One of those
rules was an early version of the current silvicultural
rule.* It stated that, in general, all discharges con-
nected to silvicultural activities—both point source
and nonpoint source discharges—were exempt from
the NPDES permit requirements. 40 C.F.R § 125.4(j)
(1975). The United States District Court for the Dis-
trict of Columbia invalidated that rule in Natural
Res. Def. Council, Inc. v. Train, 396 F. Supp. 1393
(D.D.C. 1975), affd sub nom. Natural Res. Def. Coun-

2 “Silviculture” means “a phase of forestry that
deals with the establishment, development, reproduc-
tion, and care of forest trees.” Webster’s Third New
Intl Dictionary at 2120 (unabridged ed. 1993).

4

cil, Inc. v. Costle, 568 F.2d 1369 (D.C. Cir. 1977). The
court reasoned that EPA lacked authority “to exempt
entire classes of point sources from the NPDES per-
mit requirements.” Id. at 1396.

Although the court invalidated the rule, it recog-
nized that Congress had delegated to EPA the power
to determine precisely what silvicultural activities
constitute point sources subject to the NPDES per-
mitting program: “it appears that Congress intended
for the agency to determine, at least in the agricul-
tural and silvicultural areas, which activities consti-
tute point and nonpoint sources.” Jd. at 1401-1402.°

EPA promulgated a new silvicultural rule in 1976
to replace the invalidated one. Unlike the old rule,
the new rule did not exempt all discharges from silvi-
cultural activities from the permitting program. In-
stead, it defined what silvicultural activities were
point sources and what were not, explaining that
those activities resulting in discharges of runoff from
“precipitation events” were nonpoint source activities.
The rule further stated that only those silvicultural
activities defined as point sources were subject to the
NPDES permitting requirements. 40 C.F.R. § 124.85
(1976). Specifically, it provided that “silvicultural
point source” did not “include nonpoint source activi-
ties inherent to silviculture such as. . . surface drain-

° The D.C. Circuit reiterated the same point on appeal:
“We agree with the district court ‘that the power to define
point and nonpoint sources is vested in EPA and should be
reviewed by the court only after opportunity for full
agency review and examination.” Costle, 568 F.2d at 1382
(quoting Train, 396 F. Supp at 1396).

5

age, and road construction and maintenance from
which runoff results from precipitation events.” Jd.

The current version of the silvicultural rule is
nearly identical to the rule promulgated in 1976. Last
amended in 1980, it provides, in part:

(a) Permit requirement. Silvicultural point
sources, as defined in this section, as point
sources subject to the NPDES permit program.

(b) Definitions.

(1) Silvicultural point source means any dis-
cernible, confined and discrete conveyance re-
lated to rock crushing, gravel washing, log sort-
ing, or log storage facilities which are operated
in connection with silvicultural activities and
from which pollutants are discharged into wa-
ters of the United States. The term does not in-
clude non-point source silvicultural activities
such as nursery operations, site preparation,
reforestation and subsequent cultural treat-
ment, thinning, prescribed burning, pest and
fire control, harvesting operations, surface
drainage, or road construction and mainte-
nance from which there is natural runoff. How-
ever, some of these activities (such as stream
crossing for roads) may involve point source
discharges of dredged or fill material which
may require a CWA section 404 permit (See 33
CFR 209.120 and part 233).

40 C.F.R. § 122.27. No one sought judicial review of
the validity of the silvicultural rule when it was

6

promulgated in 1976, or when it was amended in
1980.

3. Congress adopted amendments to the CWA
to address water pollution caused by
stormwater.

In 1987, Congress amended the CWA to more ef-
fectively regulate water pollution caused by stormwa-
ter. In the amendments, Congress addressed both
point source and nonpoint source discharges of
stormwater.

With respect to point source discharges of storm-
water, the amendments created a two-phase scheme
for the development of NPDES permitting programs
for those stormwater discharges. The amendments
required EPA to develop permitting programs within
a few years for five specific types of stormwater dis-
charges (“Phase I”) and prohibited EPA from requir-
ing permits for other types of stormwater discharges
(“Phase II”) before October 1, 1994. 33 U.S.C. §
1342(pX1), (pX2)-(4) (2006). One of the five types of
Phase I stormwater discharges is the category of “dis-
chargel[s] associated with industrial activity.” 33
U.S.C. § 1342(p)(2)(B). The amendments directed
EPA to conduct a study to identify the types of
stormwater discharges that were not Phase I dis-
charges (i.e., the Phase II discharges), 33 U.S.C. §
1342(p)(5), and to “establish a comprehensive pro-
gram to regulate such designated sources.” 33 U.S.C.
§ 1342(pX6).

At the same time that it established its two-phase
program to address stormwater discharges from point

7

source activities, Congress enacted 33 U.S.C. § 1329
to better guard against water pollution resulting from
stormwater associated with nonpoint-source activi-
ties. Congress recognized that stormwater from non-
point-source activities, including, among other things,
runoff from logging roads and timber harvesting op-
erations, caused a substantial amount of water pollu-
tion, undermining the objective of the CWA.* Con-
gress further recognized that such water pollution re-
sulting from nonpoint source activities is best regu-
lated at a local level. To that end, 33 U.S.C. § 1329
requires states to develop management programs for

* See 1 Env’'t & Natural Res. Pol’y Div., Cong. Research
Serv., A Legislative History of the Water Quality Act of
1987, at 353 (statement of Mr. Bonker) (nonpoint program
“targets one of the most significant, and most elusive,
causes of water pollution: nonpoint source pollution from
poor forestry and farming practices....”) {hereinafter
Legislative History of the Water Quality Act of 1987); 1 id.
at 483 (statement of Mr. Durenberger) (nonpoint source
program targets “runoff from farms and cities, construc-
tion sites and timber cutting operations”); 1 id. at 498
(statement of Mr. Simpson) (“For the first time we have
included a provision in the Clean Water Act related to
non-point source pollution that comes from farm lands,
timber operations, and other sources of runoff which are
not considered point-sources.”); 2 id. at 639-41 (statement
of Mr. Durenberger) (new nonpoint source program re-
quires development of management programs to manage
nonpoint source pollution, including that from silviculture;
management practices for reducing runoff from silvicul-
tural areas include “careful road placement, culverting,
grassing of abandoned roads and skid trails).

8

nonpoint-source pollution and report to EPA on the
best management practices used to reduce water pol-
lution from nonpoint sources. See generally 33 U.S.C.
§ 1329. ‘

4. EPA implemented the 1987 stormwater
amendments by adopting the Phase I and
the Phase II stormwater rules.

As required by the 1987 amendments, EPA prom-
ulgated additional rules to govern stormwater dis-
charges. It first promulgated its Phase I rule to iden-
tify what stormwater discharges were subject to the
Phase I permitting requirements. In the rule, EPA
identified what activities qualify as “industrial activ-
ity” for purposes of the stormwater permitting re-
quirements. Among other things, EPA specified that
“(flacilities classified as Standard Industrial Classifi-
cation[] 24 (except 2434)” are “considered to be engag-
ing in ‘industrial activity” under the rule. 40 C.F.R.
§ 122.26(b)(14)(ii). Logging and other wood products
businesses are listed under Standard Industrial Clas-
sification 24.

Although the rule provides that activities identi-
fied in Standard Industrial Classification 24 fall
within the definition of “industrial activity,” EPA also
states in the rule that not all activities listed in Stan-
dard Industrial Classification 24 qualify as “indus-
trial activity” for the purpose of the Phase I stormwa-
ter rule. 40 C.F.R. § 122.26(b)(14Xii). In particular,
EPA excluded those silvicultural activities defined as
“nonpoint source” activities in the silvicultural rule
from the definition of “industrial activity”:

9

Storm water discharge associated with indus-
trial activity means the discharge from any
conveyance that is used for collecting and con-
veying storm water and that is directly related
to manufacturing, processing or raw materials
storage areas at an industrial! plant. The term
does not include discharges from facilities or
activities excluded from the NPDES program
under this part 122.

40 C.F.R. § 122.26(b)(14) (second emphasis added).
EPA explained in the preamble to the Phase I regula-
tions that the term “industrial activity” excludes
those silvicultural activities defined to be nonpoint
sources by 40 C.F.R. § 122.27: “the definition of ‘storm
water discharge associated with industrial activity
does not include sources that may be included under
[Standard Industrial Classification] 24, but which are
excluded under 40 CFR 122.27.” 55 Fed. Reg. 47,990,
48,011 (Nov. 16, 1990).

The validity of the Phase I stormwater rule was
challenged on judicial review under 33 U.S.C. § 1369
in Natural Res. Def. Council v. EPA, 966 F.2d 1292
(9th Cir. 1992). No one contested the validity of EPA’s
determination that those activities defined by the sil-
vicultural rule as “nonpoint source silvicultural ac-
tivities” were not “industrial activity.” See generally
id. The Ninth Circuit upheld the Phase I rule in most
respects, but invalidated it to the extent that it ex-
empted certain construction sites from the Phase I
permit requirements. Jd. at 1306.

EPA subsequently promulgated Phase II stormwa-
ter regulations. In them, EPA created permit re-

10

quirements for two additional types of stormwater
discharges, but did not include stormwater discharges
from logging roads (or any other silvicultural storm-
water discharges) in those rules. 40 C.F.R.
§ 122.26(a)(9)(iA)-(B); see also Envtl. Def. Ctr., Inc.
v. EPA (EDC), 344 F.3d 832, 842-43, 860-63 (9th Cir.
2003) (explaining development of Phase II rules). In
2003, on judicial review of the Phase II regulations,
the Ninth Circuit directed EPA to evaluate further
whether stormwater discharges from forest roads
should be regulated under Phase II, holding that the
1987 amendments to the CWA triggered an obligation
for the EPA to analyze forest roads in its program to
protect water quality under § 402(p)6) (the provision
requiring Phase II regulation). EDC, 344 F.3d at 861-
62. EPA has not responded to that remand order.

B. Plaintiff filed a citizen suit alleging that de-
fendants are violating the CWA by discharg-
ing stormwater runoff from logging roads
without NPDES permits, and the district
court dismissed for failure to state a claim.

Plaintiff filed this action as a citizen suit under 33
U.S.C. § 1365. Plaintiff alleged that state defendants
own or operate two logging roads (Trask Road and
Sam Downs Road) in Tillamook County, Oregon, and
that private defendants maintain and harvest timber
along those two roads. (Pet. App. 56). Plaintiff further
alleged that defendants are violating the CWA by dis-
charging stormwater runoff from those logging roads
without NPDES permits. (Pet. App. 56). Plaintiff con-
tended that stormwater runoff from those logging
roads is runoff “associated with industrial activity,”

11

as defined by 40 C.F.R. § 122.26(b)(14) that therefore
requires a permit under EPA’s Phase I rule and 33
U.S.C § 1342(p). (Pet. App. 56, 64-65; C.R. 7, First
Amended Complaint 17-21).

Tillamook County, which owns and operates the
Trask Road, intervened as a defendant in the case, as
did the Oregon Forest Industries Council and the
American Forest and Paper Association. Defendants
and intervenor-defendants then moved to dismiss un-
der Federal Rule of Civil Procedure 12(b)(6). (Pet.
App. 55-56). Defendants argued that EPA’s silvicul-
tural rule and stormwater rule each provide that
stormwater runoff from logging roads does not re-
quire NPDES permits, even when the runoff is col-
lected in roadside ditches and culverts and ultimately
discharged into the waters of the United States. (Pet.
App 66-67). EPA submitted an amicus brief explain-
ing that its silvicultural rule and its stormwater rule
mean that no NPDES permits are required for
stormwater runoff from logging roads. (Pet. App. 56,
71-72; C.R. 44, United States Amicus Curiae Brief).

The district court granted the motion to dismiss. It
ruled that the silvicultural rule, as interpreted by
EPA, establishes that the stormwater discharges
from logging roads alleged in the complaint do not re-
quire NPDES permits. (Pet. App. 71-72). The court
did not address whether EPA’s stormwater rule also
operates to exclude from the NPDES permitting pro-
gram the stormwater discharges alleged in the com-
plaint. (Pet. App. 72). Plaintiff appealed.

12

C. The Ninth Circuit reversed, holding that
stormwater runoff from logging roads that
ultimately is discharged into the waters of
the United States is a discharge “associated
with industrial activity” that requires an
NPDES permit whenever it is collected in
roadside ditches and culverts.

On appeal, plaintiff asserted that stormwater dis-
charges from logging roads are discharges “associated
with industrial activity” under the stormwater rule,
as it had in the district court; plaintiff also asserted
that the rules were invalid to the extent that they
provided that the alleged stormwater discharges from
logging roads did not require NPDES permits. (Plain-
tiff-Appellant’s Opening Br. 10-14, 27-28, 52-53;
Plaintiff-Appellant’s Reply Br. 31-35). EPA again sub-
mitted an amicus brief confirming its longstanding
view that, under the silvicultural and stormwater
rules, an NPDES permit is not required for stormwa-
ter discharges from logging roads. (United States
Amicus Curiae Br. 28-32, Nov. 17, 2007).

The Ninth Circuit reversed the district court. It
concluded that EPA’s stormwater and silvicultural
rules are invalid to the extent the rules specify that
NPDES permits are not required for stormwater run-
off from logging roads that is collected in ditches and
culverts. Nw. Envtl. Def. Ctr. v. Brown, 617 F.3d 1176
(9th Cir. 2010). Defendants filed petitions for panel
rehearing with a suggestion for rehearing en banc.
While the petitions for rehearing were pending, the
court requested that the parties respond to questions

13

about its jurisdiction to invalidate EPA’s rules im-
plementing the NPDES permitting program in a citi-
zen suit. (Pet. App. 8). The United States submitted
another amicus brief, arguing that 33 U.S.C. § 1369
usually would preclude the court from reviewing the
validity of EPA’s rules in a citizen suit, but that it did
not do so in this case because, in the United States’
view, plaintiff would not have been aware of EPA’s
interpretation of the challenged rules before EPA
filed its amicus briefs in this case. (Pet. App. 8-10).

The court denied the petitions for rehearing, but
vacated its original opinion and issued a superseding
opinion in which it again reversed the judgment of
the district court. (Pet. App. 4). The Ninth Circuit
first addressed whether it had jurisdiction to review
the validity of EPA’s silvicultural and stormwater
rules in this citizen suit. (Pet. App. 8-10). Recognizing
that 33 U.S.C. § 1369 ordinarily provides the exclu-
sive avenue for challenging the validity of EPA’s rules
implementing the NPDES permitting system, the
court nonetheless held 33 U.S.C. § 1369 did not pre-
clude it from reviewing the validity of EPA’s silvicul-
tural and stormwater rules. (Pet. App. 8-10). The
court reasoned that before EPA filed its amicus briefs
in this case, plaintiff could not have known that EPA
interpreted its rules to exclude from the NPDES per-
mitting program stormwater discharges from logging
roads and their associated ditches and culverts. (Pet.
App. 9). Plaintiff thus could not have sought review of
EPA’s rules when they were promulgated. (Pet. App.
9). As a result, the court concluded that the challenge
to EPA’s rules could proceed in this citizen suit, and

14

did not have to be brought in a judicial review pro-
ceeding under 33 U.S.C. § 1369. (Pet. App. 8-10).

Next, the court addressed whether the silvicul-
tural rule established that the stormwater discharges
from logging roads alleged in the complaint did not
require NPDES permits. The court recognized that
EPA interprets the silvicultural rule to exclude
stormwater discharges from logging roads from the
NPDES permitting system even when that water is
collected and channeled in roadside ditches and cul-
verts. (Pet. App. 36). It also acknowledged that EPA’s
interpretation of the rule is reasonable. (Pet. App. 36,
acknowledging that EPA’s interpretation of its silvi-
cultural rule is one of two “possible” interpretations).
However, it concluded that the rule, as interpreted by
EPA, is invalid, and thus does not excuse defendants
from obtaining NPDES permits for the stormwater
discharges alleged in the complaint.® (Pet. App. 36-
37).

° The court initially stated that it did not need to de-
termine affirmatively what the silvicultural rule meant,
reasoning that if the rule means what EPA says it means,
then it is invalid, but if the rule means what plaintiff con-
tends it means, it does not exempt runoff from logging
roads from the NPDES permitting program if that runoff
is collected in ditches and culverts. (Pet. App. 36-37).
However, the court subsequently acknowledged that it was
invalidating EPA’s rules, by observing that courts previ-
ously had invalidated similar EPA rules, and by recogniz-
ing that “[uJntil now, EPA has acted on the assumption
that NPDES permits are not required fer discharges of
pollutants from ditches, culverts, and chagnels that collect

15

The court next addressed whether NPDES per-
mits were required for stormwater discharges from
logging roads under EPA’s stormwater rule and 33
U.S.C. § 1342(p). It concluded that permits are re-
quired, rejecting EPA’s contrary interpretations of the
rule and statute. (Pet. App. 42-47). In so doing, the
court employed an unclear interpretive methodology.
The court did not analyze whether EPA reasonably
interpreted its stormwater rule when it concluded
that the silvicultural activities defined as “nonpoint
source silvicultural activities” in the silvicultural rule
did not constitute “industrial activity” under the
stormwater rule. (See generally Pet. App. 42-47). The
court also did not analyze whether it was reasonable
for EPA to construe the undefined phrase “industrial
activity” in 33 U.S.C. § 1342(p) to exclude stormwater
from logging road maintenance, construction, and
drainage. (See generally Pet. App. 42-47). The court
did not attempt to determine what Congress intended
by the phrase “industrial activity.” (See generally Pet.
App. 42-48). Instead, the court appears to have rea-
soned as follows:

e EPA’s silvicultural rule is invalid to the extent
it excludes stormwater runoff from logging
roads from the NPDES permitting program
when that runoff is collected in roadside drain-
age ditches and culverts;

stormwater runoff from logging roads,” and stating that it
expected EPA to “expeditiously” establish a permitting
system. (Pet. App. 48-52).

16

e Because of the invalidity of the silvicultural
rule, EPA’s stormwater rule is invalid to the
extent that it states that discharges excluded
from the NPDES permit program under the
silvicultural rule do not qualify as “industrial
activity”; therefore

e Those silvicultural activities defined as “non-
point source silvicultural activities” in the sil-
vicultural rule necessarily constitute “indus-
trial activity” under the stormwater rule and
33 U.S.C. § 1342(p) because

(1) 40 C.F.R. § 122.26(b14) references Stan-
dard Industrial Classification 24;

(2) logging is one of the activities listed in
Standard Industrial Classification 24;

(3) When the invalid reference to the sil-
vicultural rule is excised from 40 C.F.R.
§ 122.26(b)(14), then all activities listed
in Standard Industrial Classification 24,
including logging, are “industrial activ-
ity” under both 40 C.F.R. § 122.26 and
33 U.S.C. § 1342.

(Pet. App. 42-48).

On the basis of that reasoning, the court held that
stormwater discharges from logging roads are dis-
charges “associated with industrial activity” under 40
C.F.R. 3 122.26(b)(14) and 33 U.S.C. § 1342 that re-
quire Phase I stormwater permits. (Pet. App. 48).

The court concluded by pointing out other cases in
which courts had invalidated NPDES permitting

17

rules, and by summarizing its expectations of how
non-party EPA should respond to its decision:

Until now, EPA has acted on the assumption
that NPDES permits are not required for dis-
charges of pollutants from ditches, culverts,
and channels that collect stormwater runoff
from logging roads. EPA has therefore not had
occasion to establish a permitting process for
such discharges. But we are confident, given
the closely analogous NPDES permitting proc-
ess for stormwater runoff from other kinds of
roads, that EPA will do so effectively and rela-
tively expeditiously.

(Pet. App. 48-52).
REASONS FOR GRANTING THE PETITION
The petition should be granted for four reasons.

First, the Ninth Circuit’s ruling that it had juris-
diction to review plaintiffs challenge to the validity of
EPA’s silvicultural rule and stormwater rule in a citi-
zen suit creates a circuit split; other circuits have
held that challenges to the validity of EPA’s rules
must be brought exclusively under 33 U.S.C. § 1369.
That jurisdictional ruling warrants review now be-
cause it undermines Congress’s primary objective in
enacting the CWA: establishing a uniform system for
protecting the nation’s waters. Allowing EPA’s per-
mitting rules to be invalidated in citizen suits to
which EPA is not party creates a significant risk of
conflicting decisions on the validity of those rules,
which will result in inconsistent permitting require-
ments across the country.

18

Second, the Ninth Circuit’s ruling displaces the
longstanding system for regulating pollution caused
by stormwater runoff from logging roads. The court’s
ruling will require affected states to shift from regu-
lating logging-road stormwater under state forest
practices acts to yet-to-be designed NPDES permit-
ting programs. Designing the new permit required by
the Ninth Circuit’s decision will consume a substan-
tial amount of state resources, especially in light of
the fact that EPA need not take action in response to
the decision. Because Congress did not intend to re-
quire the regulatory shift mandated by the Ninth Cir-
cuit, the petition should be granted to ensure that
limited governmental resources are preserved for the
purpose of protecting the country’s waters in the
manner Congress intended, rather than expended de-
veloping a permitting program that Congress did not
intend.

Third, the Ninth Circuit’s methodology for con-
struing EPA’s stormwater rule conflicts with this
Court’s established methodology for the interpreta-
tion of regulations. The petition should be granted be-
cause the Ninth Circuit’s failure to adhere to this
Court’s methodology caused it to interpret the storm-
water rule incorrectly, and to create a permit re-
quirement that EPA did not intend.

Fourth, the Ninth Circuit’s methodology for re-
viewing EPA’s interpretation of 33 U.S.C. § 1342(p)
conflicts with this Court’s decision in Chevron uv.
Natural Res. Def. Council. Had the Ninth Circuit ad-
hered to Chevron, it would have interpreted the CWA
differently. Because the CWA, when interpreted un-

19

der Chevron, effectuates Congress’s intent, and be-

cause the CWA, as interpreted by the Ninth Circuit,

conflicts with that intent, the petition should be
granted.

A. The Ninth Circuit’s jurisdictional ruling cre-
ates a circuit split and should be reviewed
because it undermines Congress’s objective
of establishing a uniform system for protect-
ing the nation’s waters.

The petition should be granted because the Ninth
Circuit’s ruling that a court has jurisdiction in a citi-
zen suit to invalidate an EPA rule implementing the
NPDES permitting program creates a circuit split.
The court’s ruling conflicts with the rulings of other
circuits that the judicial review provisions of 33 USC
§ 1369 provide the exclusive mechanism for review of
the validity of EPA’s rules implementing the NPDES
permitting syste...

33 U.S.C. § 1369(b1E) and (F) provide that the
Courts of Appeals have jurisdiction to review “the
Administrator’s action .. . in approving or promulgat-
ing any effluent limitation or other limitation under
section 1311, 1312, 1316, or 1345 of this title, [and] in
issuing or denying any permit under section 1342 of
this title.” 33 U.S.C. § 1369(b)(2) further specifies
that “Action of the Administrator with respect to
which review could have been obtained under para-
graph (1) of this subsection shall not be subject to ju-
dicial review in any civil or criminal proceeding for
enforcement.”

20

As this Court and the Courts of Appeals (including
the Ninth Circuit) have recognized, those provisions
confer jurisdiction on the Courts of Appeals to review
the validity of EPA’s regulations implementing the
NPDES permitting system. E.J. DuPont de Nemours
& Co. v. Train, 430 U.S. 112 (1977); Nat'l Pork Pro-
ducers Council v. EPA, 635 F.3d 738 (5th Cir. 2011);
Nati Cotton Council v. EPA, 553 F.3d 927, 933 (6th
Cir. 2009); Maier v. EPA, 114 F.3d 1032, 1037-38
(10th Cir. 1997); Am. Mining Cong. v. EPA, 965 F.2d
759, 763 (9th Cir. 1992); Natural Res. Def. Council v.
EPA, 673 F.2d 400 (D.C. Cir. 1982); Cent. Hudson
Gas and Elec. Corp. v. EPA, 587 F.2d 549 (2d Cir.
1978). More significantly, other circuits have held
that where the Courts of Appeals would have jurisdic-
tion to review an EPA regulation under 33 U.S.C. §
1369, that jurisdiction is exclusive. Maier, 114 F.3d at
1037-38; Natural Res. Def. Council v. EPA, 673 F.2d
400 (D.C. Cir. 1982); Cent. Hudson Gas and Elec.
Corp., 587 F.2d 549. In other words, as both the
Tenth Circuit and the Third Circuit have explained in
construing the near-identical review provisions of the
Clean Air Act, when a citizen seeks to challenge the
adequacy of the standards promulgated by EPA, the
citizen must seek judicial review of those standards
in a circuit court of appeals, and cannot challenge
their validity in a citizen suit. United Steelworkers v.
Oregon Steel Millis, Inc., 322 F.3d 1222, 1225-26 (10th
Cir. 2003); Del. Valley Citizens Council for Clean Air
v. Davis, 932 F.2d 256, 265 (3rd Cir. 1991). That is
because the purpose of a citizen suit is to enforce EPA
standards, not invalidate them. Del. Valley Citizens
Council, 932 F.2d at 265; see also 33 U.S.C. § 1365

21

(explaining that citizen suit may be brought to en-
force EPA’s requirements under the CWA). Put yet
another way, when a citizen’s complaint is that EPA,
through its NPDES regulations, is not administering
the CWA properly, the citizen must seek judicial re-
view of EPA’s regulations under 33 U.S.C. § 1369. By
contrast, when a citizen does not contest EPA’s regu-
lations, but wants to enforce them against a regu-
lated party, a citizen suit is proper.

Notwithstanding other circuits’ recognition that
33 U.S.C. § 1369 provides the exclusive mechanism
for reviewing the validity of EPA’s rules administer-
ing the NPDES permitting system, the Ninth Circuit
held that it had jurisdiction to review plaintiffs chal-
lenge to the validity of EPA’s rules in a citizen suit,
even though EPA was not a party, and even though
the court had no rulemaking record before it on which
to evaluate the bases for EPA’s rulemaking choices.®

§ The Ninth Circuit concluded that the fact that plain-
tiff could not have known how EPA interpreted its rules
before EPA filed its amicus briefs in this case permitted
plaintiff to bypass the exclusive jurisdictional provisions of
33 U.S.C. § 1369. (Pet. App. 8-10). That ruling confuses
the issue of the proper timing of a challenge to the validity
of EPA’s regulations with the issue of proper forum for re-
viewing the validity those regulations. Natural Res. Def.
Council v. EPA, 673 F.2d at 404 (distinguishing between
timing of rule challenges and forum for rule challenges).
Thus, even if the Ninth Circuit is correct that plaintiff
could not have brought its challenge earlier, plaintiff is not
excused from bringing its challenge under 33 U.S.C. §
1369. Rather, plaintiff was required to seek review of
EPA’s rules under 33 U.S.C. § 1369 once it became aware

22

By so holding, the court created a circuit split as to
the exclusivity of jurisdiction under 33 U.S.C. § 1369.

Although the Ninth Circuit is the only circuit to
rule that 33 U.S.C. § 1369 does not provide the exclu-
sive mechanism for challenging the validity of EPA’s
NPDES permitting rules, the ruling warrants review
now. That is because it poses a significant threat to
the accomplishment of Congress’s objective in prom-
ulgating the CWA. By holding that EPA’s rules may
be invalidated in citizen suits in which EPA need not,
and often is not, a party, the Ninth Circuit has cre-
ated a system in which the validity of EPA’s NPDES
permitting rules will vary by judicial district and/or
circuit. That holding undermines Congress’s primary
objective in enacting the CWA: establishing a uniform
system for protecting the waters of the United States.
Arkansas v. Oklahoma, 503 U.S. at 110 (CWA’s objec-
tive was “authorizing the EPA to create and manage
a uniform system of interstate water pollution regula-
tion.”).

Because EPA was not a party to this citizen suit,
EPA need take no action in response to the court’s in-
validation of its rules. As the United States itself ex-
plained in the amicus brief it submitted in response
to the Ninth Circuit’s jurisdictional questions:

of the grounds for challenge. 33 U.S.C. § 1369(bX1) (allow-
ing for review of EPA’s actions outside of 120-day period
based “on grounds which arose after the 120th day.”);
Maier, 114 F.3d at 1036-39 (citizens may seek review of
EPA’s NPDES rules under 33 U.S.C. § 1369 based on new
information obtained outside of original 120-day review
period).

23

Although the United States filed amicus briefs
at the district court and appellate court levels
to provide its views to the Court on important
matters of interpreting the CWA and associ-
ated regulatory provisions, the United States is
not a party to this action. As such, any relief af-
forded to NEDC in this case must be limited to
the parties and applicable only to the specified
discharges before the Court, and cannot di-
rectly bind EPA, a non-party.

(United States Amicus Br. 3 n.1, Feb. 10, 2011).

If the rules had been invalidated on judicial re-
view under 33 U.S.C. § 1369, EPA necessarily would
have had to engage in rulemaking to address the
court’s ruling. The court would have remanded the
rules to EPA to correct the identified deficiencies, and
Oregon and other interested and affected parties
across the nation would have the opportunity to par-
ticipate in that rulemaking process. That process is
not required to occur here. As a result, Oregon and
other regulated parties in the Ninth Circuit remain in
regulatory limbo, while waiting to see whether EPA
will opt to engage in some kind of rulemaking to ad-
dress the Ninth Circuit’s ruling. Meanwhile, EPA’s
rules remain valid in all but the states in the Ninth
Circuit, meaning that NPDES permits are required
for stormwater runoff from logging roads only in the
western states.

That patchwork system of regulation is not what
Congress intended in enacting the CWA. And it can
be avoided if challenges to EPA’s NPDES permitting
regulations are reviewable exclusively under 33

24

U.S.C. § 1369, in a proceeding to which EPA will al-
ways be a party. As the D.C. Circuit has explained:

National uniformity .. . is best served by initial
review in a court of appeals. All petitions may
be consolidated in one court.... [If review
were allowed to proceed in the district courts],
there would be a real possibility ... that sev-
eral different district courts would proceed to
review the NPDES-related [regulations], with
the attendant risk of inconsistent decisions ini-
tially and on appeal.

Natural Res. Def. Council v. EPA, 673 F.2d at 405
n.15 (citations omitted) (outlining the rationale for
requiring review of EPA’s NPDES regulations in the
courts of appeal under 33 U.S.C. § 1369(b)(1), includ-
ing the fact that doing so promotes uniformity in the
administration of the NPDES program). The petition
should be granted to ensure that Congress’s objective
of uniformity in the water protection laws is not
thwarted by the Ninth Circuit’s ruling that the valid-
ity of EPA’s regulations can be determined district by
district.

B. The Ninth Circuit’s ruling that stormwater
discharges from logging roads require
NPDES permits displaces the longstanding
scheme for regulating runoff.

The Ninth Circuit’s decision displaces the long-
standing regulatory scheme in place for protecting
the country’s waters from pollution associated with
stormwater runoff from logging roads. Implementing
the shift from the current scheme to the one man-

25

dated by the Ninth Circuit will consume a substantial
amount of resources. Because Congress did not intend
to mandate the shift, this Court should grant the pe-
tition to preserve the scheme intended by Congress.

Because stormwater runoff from logging roads
long has been viewed as nonpoint source pollution—
both by EPA and by Congress—states have invested
substantial resources in determining how best to
manage that runoff through best management prac-
tices, rather than through permitting programs. Ore-
gon, for example, through its Forest Practices Act and
the regulations promulgated thereunder, has estab-
lished an extensive scheme to protect the waters of
the state from pollution connected to stormwater run-
off from logging roads. Specifically, the Oregon legis-
lature directed the Oregon Board of Forestry, in con-
sultation with the Oregon Environmental Quality
Commission, to establish best management practices
to protect Oregon’s waters from pollution caused by
forest operations Or. Rev. Stat. § 527.765(1). In ac-
cordance with those directives, and the overarching
scheme of the CWA, the Board of Forestry promul-
gated administrative rules establishing best man-
agement practices for logging road construction and
maintenance in order to protect water quality, fish,
and wildlife. Or. Admin. R. 629-625-0000(3); see gen-
erally Or. Admin. R. ch. 629, div. 625. The rules pro-
vide standards for locating, building, maintaining,
and using roads used for logging—and their associ-
ated draining structures—to minimize the amount of
sediment delivered to the waters of the state by the
precipitation-based runoff that passes over those
roads. Or. Admin. R. 629-625-0200(2); Or. Admin. R.

26

629-625-0300(2); Or. Admin. R. 629-624-0330; Or.
Admin. R. 629-625-0430; Or. Admin. R. 629-625-0600;
Or. Admin R. 629-625-0700.

In addition to the logging road rules, the Board of
Forestry also has promulgated specific water protec-
tion rules. Or. Admin. R. ch. 629, div. 635. Those
rules serve “to ensure through the described forest
practices that, to the maximum extent practicable,
non-point source discharges of pollutants resulting
from forest operations do not impair the maintenance
and achievement of water quality standards.” Or.
Admin. R. 629-635-0100(7)(a). The rules require ongo-
ing monitoring and evaluation of the effectiveness of
the practices, Or. Admin. R. 629-635-0110, and re-
quire, at least in some circumstances, written plans
for conducting operations near the waters of the
state. Or. Admin. R. 629-635-0130. Finally, the rules
contain an enforcement scheme, requiring the state
forester to investigate and inspect forest operators for
compliance with those rules, and authorizing the for-
é€..er to initiate enforcement actions. Or. Admin. R.
ch. 629, div. 670.

The Ninth Circuit’s decision—without even dis-
cussing the current regulatory scheme for stormwater
runoff from logging roads in Oregon or elsewhere—
displaces that scheme, substituting it with a yet-to-
be-designed permitting program to address logging
road stormwater runoff.’ To address that displace-

’ The Ninth Circuit’s decision expressly acknowledges
that the NPDES permitting system, in its current form,
has not been designed to address stormwater runoff from
logging roads, given EPA’s longstanding belief that

27

ment in Oregon, the Oregon Department of Environ-
mental Quality, which operates the NPDES permit-
ting program in Oregon, will have to design a new
NPDES permit for logging-road stormwater, a process
that will take a substantial amount of time. That
process also poses a risk of the wasted expenditure of
limited state resources. Because EPA has not prom-
ulgated rules establishing a permit for stormwater
discharges from logging roads, if Oregon has to design
a permit in the absence of action by EPA, it risks cre-
ating one which ultimately does not meet EPA stan-
dards, should EPA eventually decide to create an
NPDES permit for stormwater from logging roads.

Congress did not mandate that result. Instead, it
gave EPA the discretion to regulate stormwater run-
off from logging roads in a way that would preserve or
build upon existing state forest practices acts, rather
than requiring that EPA regulate logging-road
stormwater under the NPDES permitting program. If
anything, the history of the 1987 amendments indi-
cates that Congress anticipated that stormwater run-
off from logging roads would continue to be ad-
dressed, for the most part, through locally designed
best-practices programs and the newly established
nonpoint-source-pollution program.

The Ninth Circuit nonetheless has required the
stormwater runoff from logging roads be regulated
under the NPDES permitting program. Implementing
that shift in regulation will take a substantial

NPDES permits are not required for discharges associated
with most silvicultural activities. (Pet. App. 52).

28

amount of time and monetary resources at a time
when state resources, in Oregon and elsewhere, are
limited. The petition should be granted to prevent the
needless expenditure of resources toward an objective
that Congress did not intend.

C. The Ninth Circuit’s ruling that stormwater
discharges from logging roads are stormwa-
ter discharges associated with industrial ac-
tivity under EPA’s stormwater rule conflicts
with this Court’s established methodology
for interpreting administrative rules.

The Ninth Circuit disregarded this Court’s pre-
scribed methodology for interpreting agency rules
when it construed EPA’s stormwater rule to require
NPDES permits for stormwater runoff from logging
roads. The petition should be granted because the
Ninth Circuit’s failure to adhere to the proper inter-
pretive methodology led it to construe EPA’s rule to
mean the opposite of what the rule says, and what
EPA intended.

This Court has held that a reviewing court must
accept an agency’s interpretation of its own regula-
tion, even when that interpretation is presented in an
amicus brief, provided that interpretation is not
plainly erroneous, inconsistent with the regulations,
or that there is some reason to suspect that the pro-
posed interpretation does not reflect the agency’s rea-
soned judgment. Talk Am., Inc. v. Mich. Bell Tel. Co.,
__ U.S. _., 1381 S. Ct. 2254, 2260-61, 180 L. Ed. 2d 96
(2011); Chase Bank USA, N.A. v. McCoy, 562 U.S. __,
131 S. Ct. 871, 880, 178 L. Ed. 2d 716 (2011).

29

Here, EPA submitted amicus briefs in the district
court and the Ninth Circuit explaining that it inter-
prets its stormwater rule to exclude from the defini-
tion of “industrial activity” those activities defined to
be nonpoint-source silvicultural activities in the silvi-
cultural rule. (See United States Amicus Br. 28-31,
Nov. 15, 2007). That is a reasonable (if not the only
reasonable) interpretation of the stormwater rule.
The rule expressly states that the term “industrial
activity” does not include any activity that is excluded
from the NPDES permitting program under the Part
122 regulations, and the preamble to the Phase I rule
reiterates that EPA did not intend to require Phase I
permits for stormwater runoff from the silvicultural
activities defined to be nonpoint-source activities by
the silvicultural rule. As a result, if it had followed
this Court’s precedent, the Ninth Circuit would have
been required to accept EPA’s interpretation of its
Phase I rule. In particular, the Ninth Circuit would
have been required to accept EPA’s interpretation of
40 C.F.R. § 122.26 to mean that stormwater runoff
from logging roads is not runoff “associated with in-
dustrial activity.”

But the Ninth Circuit rejected EPA’s interpreta-
tion of 40 C.F.R. § 122.26(b)\14). In so doing, it did
not even attempt to undertake the analysis mandated
by this Court. Rather, having concluded that EPA’s
silvicultural rule is invalid, the Ninth Circuit took it
upon itself to rewrite EPA’s stormwater rule to elimi-
nate that rule’s reference to the silvicultural rule,
without seeking to ascertain whether EPA would
have written the rule differently had EPA known of
the Ninth Circuit’s concerns about the silvicultural

30

rule. As a result, the Ninth Circuit strayed far from a
court’s primary objective in rule interpretation: giving
effect to the intent of the promulgating agency. The
petition should be granted to compel the Ninth Cir-
cuit to employ the methodology used by this Court
when it construes administrative rules.

D. The Ninth Circuit’s ruling that stormwater
discharges from logging roads are dis-
charges associated with industrial activity
under 33 U.S.C. § 1342(p) conflicts with this
Court’s established methodology for review-
ing an agency’s interpretation of a statute
that it administers.

The Ninth Circuit’s determination that stormwa-
ter discharges from logging roads are discharges “as-
sociated with industrial activity” under 33 U.S.C. §
1342 conflicts with Mayo Foundation for Med. Educ.
& Research v. United States, _ U.S. _, 131 S.Ct.
704, 711, 178 L. Ed.2d 588 (2011), and Chevron
U.S.A. Inc. v. Natural Resources Defense Council,
Inc., 467 U.S. 837, 843-44 (1984). Rather than defer-
ring to EPA’s reasonable determination that storm-
water discharges from logging roads are not dis-
charges “associated with industrial activity,” the
Ninth Circuit substituted its own definition of “indus-
trial activity” for that adopted by EPA. That is ex-
actly what Chevron prohibits. The petition should be
granted to enforce the Ninth Circuit’s compliance
with this Court’s well-established rules for reviewing
an agency’s interpretation of the statute it imple-
ments.

31

Congress did not define the term “industrial activ-
ity” in 33 U.S.C. § 1342(p), and the statute does not
otherwise indicate whether timber cultivation and
harvesting, and the maintenance of logging roads,
qualify as “industrial” activities. Because the term is
not subject to a single, precise definition, EPA had
the power and responsibility to define its scope. Mayo
Found. for Med. Educ. & Research, 131 S. Ct. at 711
(agency had power to determine whether medical
residents were students within meaning of statute
that did not specifically define the term “student”);
Chevron U.S.A. Inc., 467 U.S. at 843-44 (“The power
of an administrative agency to administer a congres-
sionally created . . . program necessarily requires the
formulation of policy and the making of rules to fill
any gap left, implicitly or explicitly, by Congress.”
(quoting Morton v. Ruiz, 415 U.S. 199, 231 (1974)); 2
A Legislative History of the Water Quality Act of 1987,
at 879 (statement of Mr. Roe) (“In the case of dis-
charges from industrial sites, EPA is directed to iden-
tify within 1 year those classes and categories that
are required to apply for a permit.”); cf. Arkansas v.
Oklahoma, 503 U.S. at 110 (Congress’s point in enact-
ing the CWA was to “authorize[e] the EPA to create
and manage a uniform system of interstate water pol-
lution regulation.” (emphasis supplied)). The task for
a reviewing court is thus to determine (1) how EPA
has defined industrial activity; and (2) whether that
definition is reasonable. Chevron U.S.A. Inc., 467
U.S.at 843-44.

As outlined above, EPA defined “industrial activ-
ity” in 40 C.F.R. § 122.26(b14). In so doing, it ex-
pressly excluded those silvicultural activities classi-

32

fied as nonpoint sources by 40 C.F.R. § 122.27 from
the definition of “industrial activity.” The activities
thus excluded from the definition of “industrial activ-
ity” include: “activities such as nursery operations,
site preparation, reforestation and subsequent cul-
tural treatment, thinning, prescribed burning, pest
and fire control, harvesting operations, surface drain-
age, or road construction and maintenance from
which there is natural runoff.” 40 C.F.R.
§ 122.27(b)(1). The terms of EPA’s rules, as well as
EPA’s amicus briefs, make the agency’s intent clear.

Further, EPA’s interpretation of the statutory
term “industrial activity” to exclude the maintenance
of logging roads and the other “non-point source silvi-
cultural activities” identified in 40 C.F.R. § 122.27 is
reasonable. It is not implausible to view the growing
and cutting of trees, and the maintenance of the
roads needed to grow and harvest trees, as non-
industrial. The legislative history of the 1987
amendments suggests that Congress did not view
most silvicultural activities as industrial. Rather,
Congress viewed industrial activities to be those that
are “directly related to manufacturing, processing or
raw materials storage areas at an industrial plant.” 1
A Legislative History of the Water Quality Act of 1987,
at 529, 538; 2 id. at 665. And, as noted above, Con-
gress frequently discussed the need to regulate runoff
associated with forest practices and logging roads un-
der the new nonpoint-source management program
established by 33 U.S.C. § 1329. Had Congress in-
tended to mandate that EPA treat logging-road
stormwater runoff as industrial stormwater, there
would have been little reason for it to discuss so ex-

33

tensively the need to regulate logging-road runoff un-
der the nonpoint-source management program.

The Ninth Circuit nevertheless concluded that
stormwater runoff from logging roads is runoff “asso-
ciated with industrial activity” under 33 U.S.C.
§ 1342(p). In reaching that conclusion, the court did
not ask whether EPA’s contrary determination was
reasonable. The court did not even ask whether Con-
gress intended to require that stormwater runoff from
logging roads be treated as stormwater “associated
with industrial activity” under 33 U.S.C. § 1342(p).
Instead, the court defined the term itself, without at-
tempting to ascertain either EPA’s or Congress’s in-
tent. That conflicts with Chevron. Chevron U.S.A.
Inc., 467 U.S. at 842 (court of appeals erred by adopt-
ing “static judicial definition” of term that Congress
intended for EPA to define). The petition should be
granted to ensure that the Ninth Circuit adheres to
this Court’s established methodology for reviewing
agency interpretations of the statutory provisions
that they administer. That, in turn, will ensure the
proper effectuation of Congress’s intent in enacting 33
U.S.C. § 1842(p), which, after all, is the essential ob-
jective of statutory interpretation. Chevron, 467 U.S.
at 843-44 & 843 n.9 (observing that Court’s objective
in interpreting a statute is to effectuate congressional
intent).

CONCLUSION

The Ninth Circuit’s decision conflicts with the de-
cisions of this Court and of other circuits, thwarts the
intent of Congress in enacting the CWA and the in-
tent of EPA in administering it, displaces the long

34

standing scheme for regulating water pollution
caused by logging road runoff, and creates untenable
conflict and confusion for both the state agencies
charged with administering the NPDES permitting
program and for regulated parties. The petition for
certiorari should be granted.

Respectfully submitted,
JOHN R. KROGER
Attorney General of Oregon
MARY H. WILLIAMS
Solicitor General

ERIN C. LAGESEN
Assistant Attorney General
Counsel for Petitioners

APPENDIX

App. 1
UNITED STATES COURT OF APPEALS

FOR THE NINTH CIRCUIT
NORTHWEST ENVIRON-
MENTAL DEFENSE CEN-
TER, an Oregon non-profit
corporation,

Plaintiff-Appellant,
and
OREGON FOREST INDUS-
TRY COUNCIL; AMERICAN
FOREST & PAPER ASSO-
CIATION,

Intervenors,

Vv. No. 07-35266
MARVIN BROWN, Oregon D.C. No. CV-06-
State Forester, in his official 01270-GMK
capacity; STEPHEN HOBBS; ORDER WITH-
BARBARA CRAIG; DIANE DRAWING OPIN-
SNYDER; LARRY ION AND DENYING
GIUSTINA; WILLIAM HEF- REHEARING AND
FERNAN > WILLIAM OPINION

HUTCHISON; JENNIFER
PHILLIPPI, (members of the
Oregon Board of Forestry, in
their official capacities);
HAMPTON TREE FARMS,
INC., an Oregon domestic
business corporation; STIM-
SON LUMBER COMPANY,
an Oregon domestic business

App. 2

corporation; GEORGIA-
PACIFIC WEST INC., an
Oregon domestic business
corporation; SWANSON
GROUP, INC., an Oregon do-
mestic business corporation;
TILLAMOOK COUNTY,

Defendants-Appellees.

Appeal from the United States District Court
for the District of Oregon
Garr M. King, District Judge, Presiding

Argued and Submitted
November 19, 2008—Portland, Oregon

Filed May 17, 2011

Before: William A. Fletcher and Raymond C. Fisher,
Circuit Judges, and Charles R. Breyer,’ District
Judge.

Opinion by Judge William A. Fletcher

COUNSEL

Paul A. Kampmeier, WASHINGTON FOREST LAW
CENTER, Seattle, Washington; Christopher G. Win-
ter, CRAG LAW CENTER, Portland, Oregon, for the
plaintiff-appellant.

* The Honorable Charles R. Breyer, United States Dis-
trict Judge for the Northern District of California, sitting
by designation.

App. 3

Per A. Ramfjord, Louis A. Ferreira, J. Mark Morford,
STOEL RIVES LLP, Portland, Oregon, for defen-
dants-appellees Hampton Tree Farms, Inc., Stimson
Lumber Co., Georgia-Pacific West, Inc. and Swanson
Group, Inc.

Per A. Ramfjord, Louis A. Ferreira, J. Mark Morford,

STOEL RIVES LLP, Portland, Oregon, for intervenor
Oregon Forest Industries Council; Ellen B. Steen,
CROWELL & MOORING, Washington, D.C. for in-
tervenor American Forest and Paper Association; and
William K. Sargent, Tilamook, Oregon, for intervenor
Tillamook County.

Marc Abrams, Erin C. Lagesen, Richard D.
Wasserman, OFFICE OF THE OREGON ATTOR-
NEY GENERAL, Salem, Oregon; Louis A. Ferreira, J.
Mark Morford, Per Albert Ramfjord, STOEL RIVES
LLP, Portland, Oregon; William K. Sargent, Tilla-
mook, Oregon, for the defendants-appellees.

Damien M. Schiff and Ralph W. Kasarda, PACIFIC
LEGAL FOUNDATION, Sacramento, California;
Michele A. Dias, CALIFORNIA FORESTRY ASSO-
CIATION, Sacramento, California, for Amici PA-
CIFIC LEGAL FOUNDATION and CALIFORNIA
FORESTRY ASSOCIATION in support of the defen-
dants-appellees.

Bradford T. McLane, US DEPARTMENT OF JUS-
TICE, Washington, D.C., William C. Carpenter,
Eugene, Oregon, for the amici-curiae.

Michael R. Lozeau and Douglas J. Chermack,

LOZEAU DRURY LLP, Oakland, California; Sharon
Buccinon, NATURAL RESOURCES DEFENSE

App. 4

COUNCIL, Washington, D.C., Sharon E. Duggan,
LAW OFFICES OF SHARON E. DUGGAN, for
amicus curiae NATURAL RESOURCES DEFENSE
COUNCIL, INC., and the ENVIRONMENTAL PRO-
TECTION INFORMATION CENTER in support of
the plaintiffs-appellants.

ORDER

This court’s opinion filed August 17, 2010, and re-
ported at 617 F.3d 1176, is withdrawn, and is re-
placed by the attached Opinion.

With the filing of the new opinion, the panel has
voted unanimously to deny the petitions for rehear-
ing. Judges Fletcher and Fisher have voted to deny
the petitions for rehearing en banc, and Judge Breyer
so recommends.

The full court has been advised of the petitions for
rehearing en banc and no judge of the court has re-
quested a vote on whether to rehear the matter en
banc. Fed. R. App. P. 35.

The petitions for rehearing and rehearing en banc,
filed October 5, 2010, are DENIED.

No further petitions for rehearing or rehearing en
banc will be accepted.

App. 5
OPINION

W. FLETCHER, Circuit Judge:

Northwest Environmental Defense Center
(“NEDC”) brings suit against the Oregon State For-
ester and members of the Oregon Board of Forestry in
their official capacities (collectively, “State Defen-
dants”) and against various timber companies (“Tim-
ber Defendants,” and collectively with State Defen-
dants, “Defendants”). NEDC contends that Defen-
dants have violated the Clean Water Act (“CWA”) and
its implementing regulations by not obtaining per-
mits from the Environmental Protection Agency
(“EPA”) for stormwater — largely rainwater — runoff
that flows from logging roads into systems of ditches,
culverts, and channels and is then discharged into
forest streams and rivers. NEDC contends that these
discharges are from “point sources” within the mean-
ing of the CWA and that they therefore require per-
mits under the National Pollutant Discharge Elimi-
nation System (“NPDES”).

The district court concluded that the discharges
are exempted from the NPDES permitting process by
the Silvicultural Rule, 40 C.F.R. § 122.27, promul-
gated under the CWA to regulate discharges associ-
ated with silvicultural activity. The district court did
not reach the question whether the discharges are ex-
empted by amendments to the CWA made in 1987.
We reach both questions and conclude that the dis-
charges require NPDES permits.

App. 6
I. Background

NEDC contends that discharges from systems of
ditches, culverts, and channels that receive stormwa-
ter runoff from two logging roads in the Tillamook
State Forest in Oregon are point source discharges
under the CWA. The roads are the Trask River Road,
which runs parallel to the South Fork Trask River,
and the Sam Downs Road, which runs parallel to the
Little South Fork of the Kilchis River. The roads are
owned by the Oregon Department of Forestry and the
Oregon Board of Forestry. They are primarily used by
the Timber Defendants to gain access to logging sites
and to haul timber out of the forest. The Timber De-
fendants use the roads pursuant to timber sales con-
tracts with the State of Oregon. These contracts des-
ignate specific routes for timber hauling and require
that the Timber Defendants maintain the roads and
their associated stormwater collection systems.

Both of the logging roads were designed and con-
structed with systems of ditches, culverts, and chan-
nels that collect and convey stormwater runoff. For
most of their length, the roads are graded so that wa-
ter runs off the road into ditches on the uphill side of
the roads. There are several ways these ditches then
deliver water into the adjacent rivers. At intervals,
the ditches empty into “cross-drain” culverts that
cross under the roads. Where the roads are close to
the rivers, these culverts deliver the collected storm-
water into the rivers. Where the roads are at some
distance from the rivers, the roadside ditches connect
to culverts under the roads that deliver the collected
stormwater into channels, and these channels then

App. 7

discharge the stormwater into the rivers. When tribu-
tary streams cross under the roads, the roadside
ditches deliver the collected stormwater into these
streams. These streams then carry the collected
stormwater to the rivers.

The stormwater runoff that flows off the roads and
through these collection systems deposits large
amounts of sediment into streams and rivers. This
sediment adversely affects fish — in particular,
salmon and trout — by smothering eggs, reducing
oxygen levels, interfering with feeding, and burying
insects that provide food.

Timber hauling on the logging roads is a major
source of the sediment that flows through the storm-
water collection systems. Logging trucks passing over
the roads grind up the gravel and dirt on the surface
of the road. Small rocks, sand, and dirt are then
washed into the collection system and discharged di-
rectly into the streams and rivers. NEDC alleged in
its complaint that it sampled stormwater discharges
at six points along the Trask River Road and five
points along the Sam Downs Road where the Defen-
dants use ditches, culverts, and channels to collect
and then discharge stormwater runoff. Each sample
contained significant amounts of sediment.

None of the Defendants has sought or received
NPDES permits for these discharges into the streams
and rivers. NEDC brought suit under the citizen suit
provision of the CWA, 33 U.S.C. § 1365(a), which pro-
vides that “any citizen may commence a civil action
on his own behalf... against any person” alleged to
be in violation of the CWA. NEDC claims that Defen-

App. 8

dants have violated the CWA by not obtaining
NPDES permits. On March 1, 2007, the district court
dismissed NEDC’s complaint with prejudice under
Federal Rule of Civil Procedure 12(b)(6) for failure to
state a claim. NEDC has timely appealed.

II. Subject Matter Jurisdiction

In the original version of our opinion, we did not
discuss our subject matter jurisdiction. None of the
parties to the suit had raised an objection to subject
matter jurisdiction. In an amicus brief, however, the
United States had contended that the challenged Sil-
vicultural Rule was unambiguous and that, as a con-
sequence, citizen-suit jurisdiction under 33 U.S.C. §
1365(a) was improper. Instead, the United States had
argued, the suit should have been brought under 33
U.S.C. § 1369(b). A defect in subject matter jurisdic-
tion is, of course, not waivable.

Without discussing subject matter jurisdiction, we
held on the merits that the Silvicultural Rule is am-
biguous. After we published our opinion, one of our
colleagues asked us to discuss our subject matter ju-
risdiction. We asked for supplemental briefing. In
light of our holding that the Rule is ambiguous, the
United States now concedes, in a second amicus brief,
that we have subject matter jurisdiction under §
1365(a). We agree with the United States.

A citizen can bring a suit under § 1365(a) against
any person, including the United States, who is al-
leged to be in violation of “an effluent standard or
limitation” under the CWA. A citizen suit may be
brought against a person or entity illegally discharg-

App. 9

ing a pollutant into covered waters without an
NPDES permit. Jd at § 1365(f(6). Suits under § 1365,
however, are limited by the CWA’s judicial review
mechanism at § 1369(b). Section 1369(b) provides for
the review of various actions of the EPA Administra-
tor, including the promulgation of effluent standards,
prohibitions, or limitations, as soon as those actions
take place. Jd. at § 1369(b)(I). Such suits must be
brought within 120 days from the date of the Admin-
istrator’s “determination, approval, promulgation, is-
suance or denial,” unless the basis for the suit arose
more than 120 days after the agency action. Jd Any
action that could have been brought under § 1369(b)
“shall not be subject to judicial review in any civil or
criminal proceeding for enforcement.” Jd at §
1369(b)(2).

The basis for NEDC’s challenge to the Silvicul-
tural Rule arose more than 120 days after the prom-
ulgation of the Rule. As we discuss in greater detail
below, the Silvicultural Rule is susceptible to two dif-
ferent readings. Under one reading, the Rule does not
require permits for silviculture stormwater runoff.
Under this reading, the Rule is inconsistent with the
CWA and hence invalid. Under the other reading, the
Rule requires permits for the runoff and is consistent
with the CWA. The United States adopted the first
reading of the Silvicultural Rule for the first time in
its initial amicus brief in this case. Until the United
States filed that brief, there was no way for the public
to know which reading of the Silvicultural Rule it
would adopt. As the government states in its second
amicus brief to us,

App. 10

At the time an ambiguous regulation is prom-
ulgated ... the public cannot reasonably be ex-
pected to challenge potential regulatory inter-
pretations that are textually plausible but that
the agency has not contemporaneously offered
and may never adopt. Indeed, a rule encourag-
ing such challenges to hypothetical interpreta-
tions would likely only foster unnecessary liti-
gation.

Because the Silvicultural Rule was subject to two
readings, only one of which renders the Rule invalid,
and because the government first adopted its inter-
pretation of the Rule in its initial amicus brief in this
case, this case comes within the exception in §
1369(b)(1) for suits based on grounds arising after the
120-day filing window. Section 1369(b) therefore does
not bar a citizen suit challenging EPA’s Silvicultural
Rule interpretation first adopted in its initial amicus
brief in this case. We thus have subject matter juris-
diction under 33 U.S.C. § 1365(a).

Ill. Standard of Review

We review de novo a district court’s dismissal un-
der Rule 12(b)\(6). Knievel v. ESPN, 393 F.3d 1068,
1072 (9th Cir. 2005). We accept as true all of NEDC’s
allegations of material facts and we construe them in
the light most favorable to NEDC. Id. We review de
novo the district court’s interpretation of the CWA
and its implementing regulations. League of Wilder-
ness Defenders/ Blue Mts. Biodiversity Project v. Fors-
gren, 309 F.3d 1181, 1183 (9th Cir. 2002). We defer to
an agency’s interpretation of its own regulations
unless that interpretation is plainly erroneous, incon-

App. 11

sistent with the regulation, or based on an impermis-
sible construction of the governing statute. Auer v.
Robbins, 519 U.S. 452, 457, 461-62 (1997). We review
EPA’s interpretations of the CWA under Chevron
U.S.A., Inc. v. Natural Resources Defense Council,
Inc., 467 U.S. 837, 842-43 (1984). At Chevron step
one, if, employing the “traditional tools of statutory
construction,” we determine that Congress has di-
rectly and unambiguously spoken to the precise ques-
tion at issue, then the “unambiguously expressed in-
tent of Congress” controls. Jd. at 843. At Chevron step
two, if we determine that the statute is “silent or am-
biguous with respect to the specific issue,” we must
determine whether the agency’s interpretation is
based on a permissible construction of the statute. Id.
at 843. An agency interpretation based on a permissi-
ble construction of the statute controls. Id. at 844.

IV. Discussion

NEDC contends that stormwater runoff from log-
ging roads that is collected in a system of ditches,
culverts, and channels, and is then delivered into
streams and rivers, is a point source discharge sub-
ject to NPDES permitting under the CWA. Defen-
dants, however, contend that the Silvicultural Rule
exempts such runoff from the definition of point
source discharge, and thus exempts it from the
NPDES permitting process. Alternatively, Defen-
dants contend that the 1987 amendments to the CWA
and regulations implementing those amendments ex-
empt such runoff from the definition of point source
discharge and from the permitting process. We dis-
cuss, in turn, the definition of point source discharge,

App. 12

the Silvicultural Rule, and the 1987 amendments to
the CWA.

A. Definition of Point Source Discharge

{1} In 1972, in the Federal Pollution Control Act
(“FWPCA”), Congress substantially revised federal
law governing clean water. Pub. L. No. 92-500, 86
Stat. 816 (1972). In 1977, the statute was renamed
the Clean Water Act (“CWA”). Pub. L. No. 95-217, 91
Stat. 1566 (1977). Congress enacted the FWPCA to
“restore and maintain the chemical, physical, and bio-
logical integrity of the Nation’s waters” by replacing
water quality standards with point source effluent
limitations. 33 U.S.C. § 1251(a); Or. Natural Desert
Ass'n v. Dombeck, 172 F.3d 1092, 1096 (9th Cir.
1998). Section 301(a) of the Act provides that, subject
to certain exceptions, “the discharge of any pollutant
by any person shall be unlawful.” 33 U.S.C. § 1311
(a). One of these exceptions is a point source dis-
charge authorized by a permit granted pursuant to
the NPDES system under § 402 of the Act. 33 U.S.C.
§ 1342. The combined effect of §§ 301(a) and 402 is
that “(t}he CWA prohibits the discharge of any pol-
lutant from a point source into navigable waters of
the United States without an NPDES permit.” N.
Plains Res. Council v. Fid. Exploration & Dev. Co.,
325 F.3d 1155, 1160 (9th Cir. 2003); see also Nw.
Envtl. Advocates v. EPA, 537 F.3d 1006, 1010 (9th
Cir. 2008). “Pollutants” include “rock” and “sand.” 33
U.S.C. § 1362(6). Defendants do not contest that
sediment discharges from logging roads constitute
pollutants within the meaning of the CWA.

App. 13

[2] “It is well settled that the starting point for in-
terpreting a statute is the language of the statute it-
self.” Gwaltney of Smithfield, Ltd. v. Chesapeake Bay
Found., Inc., 484 U.S. 49, 56 (1987). Section 502(14)
of the Act defines “point source” as

any discernible, confined and discrete convey-
ance, including but not limited to any pipe,
ditch, channel, tunnel, conduit, well, discrete
fissure, container, rolling stock, concentrated
animal feeding operation, or vessel or other
floating craft, from which pollutants are or may
be discharged. This term does not include agri-
cultural stormwater discharges and return
flows from irrigated agriculture.

33 U.S.C. § 1362(14) (emphasis added). The term
“nonpoint source” is left undefined.

[3] Stormwater that is not collected or channeled
and then discharged, but rather runs off and dissi-
pates in a natural and unimpeded manner, is not a
discharge from a point source as defined by § 502(14).
As we wrote in League of Wilderness Defenders / Blue
Mountains Biodiversity Project v. Forsgren, 309 F.3d
1181, 1184 (9th Cir. 2002):

Although nonpoint source pollution is not
statutorily defined, it is widely understood to
be the type of pollution that arises from many
dispersed activities over large areas, and is not
traceable to any single discrete source. Because
it arises in such a diffuse way, it is very diffi-
cult to regulate through individual permits.
The most common example of nonpoint source

App. 14

pollution is the residue left on roadways by
automobiles. Small amounts of rubber are
worn off of the tires of millions of cars and de-
posited as a thin film on highways; minute par-
ticles of copper dust from brake linings are
spread across roads and parking lots each time
a driver applies the brakes; drips and drabs of
oil and gas ubiquitously stain driveways and
streets. When it rains, the rubber particles and
copper dust and gas and oil wash off of the
streets and are carried along by runoff in a pol-
luted soup, winding up in creeks, rivers, bays,
and the ocean.

However, when stormwater runoff is collected in a
system of ditches, culverts, and channels and is then
discharged into a stream or river, there is a “discern-
able, confined and discrete conveyance” of pollutants,
and there is therefore a discharge from a point
source. In other words, runoff is not inherently a
nonpoint or point source of pollution. Rather, it is a
nonpoint or point source under § 502(14) depending
on whether it is allowed to run off naturally (and is
thus a nonpoint source) or is collected, channeled, and
discharged through a system of ditches, culverts,
channels, and similar conveyances (and is thus a
point source discharge).

Our caselaw has consistently recognized the dis-
tinction between nonpoint and point source runoff. In
Natural Resources Defense Council v. California De-
partment of Transportation, 96 F.3d 420, 421 (9th
Cir. 1996), we were asked to enforce an already-
issued NPDES permit requiring a state agency using

App. 15

storm drains “to control polluted stormwater runoff
from roadways and maintenance yards(.)” In Natural
Resources Defense Council v. EPA (“NRDC v. EPA”),
966 F.2d 1292, 1295 (9th Cir. 1992), we wrote, “This
case involves runoff from diffuse sources that eventu-
ally passes through storm sewer systems and is thus
subject to the NPDES permit program.” In Trustees
for Alaska v. EPA, 749 F.2d 549 (9th Cir. 1984), we
explicitly agreed with a decision of the Tenth Circuit,
United States v. Earth Sciences, Inc., 599 F.2d 368
(10th Cir. 1978). We wrote:

The {Tenth Circuit] observed that Congress
had classified nonpoint source pollution as
runoff caused primarily by rainfall around ac-
tivities that employ or create pollutants. Such
runoff could not be traced to any identifiable
point of discharge. The court concluded that
point and nonpoint sources are not distin-
guished by the kind of pollution they create or
by the activity causing the pollution, but rather
by whether the pollution reaches the water
through a confined, discrete conveyance. Thus,
when mining activities release pollutants from
a discernible conveyance, they are subject to
NPDES regulation, as are all point sources.

749 F.2d at 558 (emphasis added) (internal citation
omitted). Finally, in Environmental Defense Center v.
EPA, 344 F.3d 832 (9th Cir. 2003), we wrote: “Storm
sewers are established point sources subject to
NPDES permitting requirements .. . . Diffuse runoff,
such as rainwater that is not channeled through a
point source, is considered nonpoint source pollution

App. 16

and is not subject to federal regulation.” Jd. at 841,
842 n.8 (emphasis added) (internal citations omitted).

The clarity of the text of § 502(14), as well as our
caselaw, would ordinarily make recourse to legisla-
tive history unnecessary. The “unambiguously ex-
pressed intent of Congress” controls. Chevron, 467
U.S. at 842-43. However, because EPA relied on the
legislative history of the FWPCA in promulgating the
Silvicultural Rule at issue in this case, we recount
some of that history as background to our analysis of
the Rule.

The FWPCA established “distinctly different
methods to control pollution released from point
sources and that traceable to nonpoint sources.”
Pronsolino v. Nastri, 291 F.3d 1123, 1126 (9th Cir.
2002). The Senate Committee elected to impose strin-
gent permitting requirements only on point sources
because “(t)here is no effective way as yet, other than
land use control, by which you can intercept [non-
point] runoff and control it in the way that you do a
point source. We have not yet developed technology to
deal with that kind of a problem.” 117 Cong. Rec.
38825 (Nov. 2, 1971) (statement of Sen. Muskie).

The House and Senate committees made clear
that the term “point source” was not to be interpreted
narrowly. “By the use of the term ‘discharge of pollut-
ants’ this provision [§ 402) covers any addition of any
pollutant to navigable waters from any point source.”
H.R. Rep. No. 92-911, at 125 (1971). The Senate
Committee Report instructed that

App. 17

the [EPA] Administrator should not ignore dis-
charges resulting from point sources other than
pipelines or similar conduits . . There are
many other forms of periodic, though frequent,
discharges of pollutants into the water through
point sources such as barges, vessels, feedlots,
trucks and other conveyances.

S. Rep. No. 92-414, at 51 (1971). Senator Dole ex-
plained his understanding of the distinction as it re-
lated to the problem of agricultural pollution:

Most of the problems of agricultural pollution
deal with non-point sources. Very simply, a
non-point source of pollution is one that does
not confine its pollution discharge to one fairly
specific outlet, such as a sewer pipe, a drainage
ditch or a conduit; thus, a feed-lot would be
considered to be a non-point source as would
pesticides and fertilizers.

S. Rep. No. 92-414, at 98-99 (1971) (Supplemental
Views of Sen. Dole).

Congress did not provide the EPA Administrator
with discretion to define the statutory terms. Senator
Randolph, the Chairman of the Senate Committee,
explained, “We have written into law precise stan-
dards and definite guidelines on how the environment
should be protected. We have done more than just
provide broad directives [for] administrators to fol-
low.” 117 Cong. Rec. 38805 (Nov. 2, 1971). Senator
Muskie, another major proponent of the legislation,
clarified that EPA would provide “|g)uidance with re-
spect to the identification of ‘point sources’ and ‘non-

App. 18

point sources.” 117 Cong. Rec. 38816 (Nov. 2, 1971).
However, “(ilf a man-made drainage, ditch, flushing
system or other such device is involved and if meas-
urable waste results and is discharged into water, it
is considered a ‘point source.” Jd.

{4] Congress also sought to require permits for
any activity that met the legal definition of “point
source,” regardless of feasibility concerns. For exam-
ple, Congressman Roncalio of Wyoming proposed an
amendment to exempt irrigated agriculture from the
NPDES permit program because it was “virtually im-
possible to trace pollutants to specific irrigation
lands, making these pollutants a nonpoint source in
most cases.” 118 Cong. Rec. 10765 (Mar. 29, 1972).
Opponents objected that the amendment would ex-
clude large point source polluters simply because the
channeled water originally derived from irrigated ag-
riculture. Congressman Waldie explained:

In California there is a vast irrigation basin
that collects all the waste resident of irrigation
water in the Central Valley and places it in a
drain— the San Luis Draining—and trans-
port[s] it several hundreds of miles and then
dumps it into the San Joaquin River which
flows into the estuary and then into San Fran-
cisco Bay. It is highly polluted water that is be-
ing dumped in waters already jeopardized by
pollution.

Will the gentleman’s amendment establish
that as a nonpoint source pollution or will it
come under the point source solution dis-
charge?

App. 19

Id. Congressman Roncalio responded that his
amendment would not require permitting for this
type of activity — that is, that it would redefine these
agricultural point sources as nonpoint source pollu-
tion. His amendment was then rejected on the House
floor. See id.

Congress eventually adopted a statutory exemp-
tion for agricultural irrigation in 1977, five years af-
ter the passage of the FWCPA. See CWA § 402(1), 33
U.S.C. § 1342(1) (“The Administrator shall not re-
quire a permit under this section for discharges com-
posed entirely of return flows from irrigated agricul-
ture, nor shall the Administrator directly or indi-
rectly, require any State to require such a pemit.”);
CWA § 502(14), 33 U.S.C. § 1362(14) (“This term does
not include return flows from irrigated agriculture.”).
Congress did so to alleviate EPA’s burden in having
to issue permits for every agricultural point source.
“The problems of permitting every diserete source or
conduit returning water to the streams from irrigated
lands is simply too burdensome to place on the re-
sources of EPA.” 123 Cong. Rec. 38956 (Dec. 15, 1977)
(statement of Rep. Roberts). Congress did not, how-
ever, grant EPA the discretion to exempt agricultural
discharges from the general statutory definition of
point source discharges. Rather, Congress exempted
such discharges by amending the statute. Congress
has never granted a similar statutory exemption for
silvicultural discharges from the general definition of
point source discharges.

Despite the foregoing, Defendants contend that
stormwater runoff from logging roads that is collected

App. 20

in a system of ditches, culverts, and channels, and is
then discharged into streams and rivers, is a non-
point source discharge. Defendants contend that the
Silvicultural Rule exempts such discharges from the
definition of point source discharge contained in §
502(14), and therefore from the NPDES permitting
system. Alternatively, Defendants contend that the
1987 amendments to the CWA exempted such dis-
charges from the permitting system. We discuss de-
fendants’ two contentions in turn.

B. The Silvicultural Rule
1. Adoption of the Rule

In 1973, one year after the passage of the FWPCA,
EPA promulgated regulations categorically exempt-
ing several kinds of discharges from the NPDES per-
mit program. Exempted discharges included dis-
charges from storm sewers composed entirely of
storm runoff uncontaminated by industrial or com-
mercial activity, discharges from relatively small
animal confinement facilities, discharges from silvi-
cultural activities, and irrigation return flow from
point sources where the flow was from less than 3000
acres. The exemption for discharges from silvicultural
activities provided:

The following do not require an NPDES per-
mit:

(j) Discharges of pollutants from agricul-
tural and silvicultural activities, including irri-
gation return flow and runoff from orchards,
cultivated crops, pastures, rangelands, and for-

App. 21

est lands, except that this exclusion shall not
apply to the following:

(5) Discharges from any agricultural or
silvicultural activity which have been iden-
tified by the Regional Administrator of the
Director of the State water pollution control
agency or interstate agency as a significant
contributor of pollution.

40 C.F.R. § 125.4 (1975). The Natural Resources De-
fense Council challenged the regulations as inconsis-
tent with the statute. See Natural Res. Def. Council v.
Train, 396 F. Supp. 1393 (D.D.C. 1975).

EPA defended the challenged regulations on the
ground “that the exempted categories of sources are
ones which fall within the definition of point source
but which are ill-suited for inclusion in a permit pro-
gram.” Id. at 1395. The district court wrote that EPA
has authority to clarify by regulation the definition of
nonpoint and point source discharges, but only so
long as its regulations comply with the statutory text.
Id. at 1395-96. In the court’s view, the challenged
regulations categorically exempted “entire classes of
point sources from the NPDES permit requirements.”
Id. at 1396. The court therefore held that the regula-
tions were fatally inconsistent with the definition
contained in § 502(14), writing “that the Administra-
tor lof the EPA] cannot lawfully exempt point sources
discharging pollutants from regulation under
NPDES.” Id. at 1402.

App. 22

EPA appealed to the D.C. Circuit. While the ap-
peal was pending, EPA grudgingly promulgated re-
vised regulations. For example, in soliciting public
comment on a proposal for a “system for separate ag-
ricultural and silvicultural storm sewers” rule in De-
cember 1975, EPA wrote:

In promulgating the [earlier] regulations EPA

stated its belief that while some point sources
within the excluded categories may be signifi-
cant contributors of pollution which should be
regulated consistent with the purposes of the
FWPCA, it would be administratively difficult
if not impossible, given Federal and State re-
source levels, to issue individual permits to all
such point sources. .. . Essentially, these [ear-
lier] regulations providing for exemptions were
based on EPA’s view (a view which it continues
to maintain is correct) that most sources within
the exempted categories present runoff-related
problems not susceptible to the conventional
NPDES permit program including effluent
limitations. EPA’s position was and continues
to be that most rainfall runoff is more properly
regulated under section 208 of the FWPCA
[which does not require NPDES permits],
whether or not the rainfall happens to collect
before flowing into navigable waters. Agricul-
tural and silvicultural runoff, as well as runoff
from city streets, frequently flows into ditches
or is collected in pipes before discharging into
streams. EPA contends that most of these

App. 23

sources are nonpoint in nature and should not
be covered by the NPDES permit program.

40 Fed. Reg. 56932 (Dec. 5, 1975) (emphasis added).

[5] Two months later, in February 1976, EPA pro-
posed a revised Silvicultural Rule and solicited public
comment. EPA wrote,

(T]he Agency has carefully examined the rela-
tionship between the NPDES permit program
(which is designed to control and eliminate dis-
charges of pollutants from discrete point
sources) and water pollution from silvicultural
activities (which tends to result from precipite-
tion events). It has been determined that most
water pollution related to silvicultural activi-
ties is nonpoint in nature.

41 Fed. Reg. 6282 (Feb. 12, 1976).
EPA continued:

Those silvicultural activities which are speci-
fied in the regulations (rock crushing, gravel
washing, log sorting and log storage facilities),
and are thus point sources, are subject to the
NPDES permit program. Only those silvicul-
tural activities that, as a result of controlled
water used by a person, discharge pollutants
through a discernible, confined and discrete
conveyance into navigable waters are required
to obtain a § 402 pollution discharge permit.

Id. This passage provides EPA’s central criterion for
distinguishing between silvicultural point and non-
point sources. EPA proposed to characterize dis-

App. 24

charges of pollutants through a discerniblg, confined
and discrete conveyance as point source discharges
only when they were “a result of controlled water
used by a person.” Under this criterion, the proposed
rule named as point source discharges only those re-
lated to “rock crushing, gravel washing, log sorting,
[and] log storage facilities.” Jd. 6283 (Proposed Rule);
41 Fed. Reg. 24711 (Jun. 18, 1976) (Final Rule); 40
C.F.R. § 124.85 (1976). Any other silvicultural dis-
charge of pollutants, even if made through a discerni-
ble, confined and discrete conveyance, was considered
a nonpoint source of pollutants. In effect, this meant
that any natural runoff containing pollutants was not
a point source, even if the runoff was channeled and
controlled through a “discernible, confined‘ and dis-
crete conveyance” and then discharged into navigable
waters. ,

In its “response to comments” accompanying the
final version, EPA provided more general criteria by
which to distinguish nonpoint from point sources of
pollution. It wrote:

Basically, nonpoint sources of water pollu-
tion are identified by three characteristics:

(i) The pollutants discharged are induced by
natural processes, including precipitation,
seepage, percollation [sic], and runoff;

(ii) The pollutants discharged are not trace-
able to any discrete or identifiable facility; and

(iii) The pollutants discharged are better
controlled through the utilization of best man-

App. 25

agement practices, including process and plan-
ning techniques.

In contrast to these criteria identifying
nonpoint sources, point sources of water pollu-
tion are generally characterized by discrete and
confined conveyances from which discharges of
pollutants into navigable waters can be con-
trolled by effluent limitations. It is these point
sources in the silviculture category which are
most amenable to control through the NPDES
permit program.

41 Fed. Reg. 24710 (Jun. 18, 1976). EPA specifically
noted that the single criterion for point sources—
resulting from “controlled water used by a person”—
was underinclusive. EPA pointed out that some point
source discharges take place “regardless of any [prior]
contact with water,” such as discharges of wood chips
and bark directly into navigable water. Jd.

{6] However, the actual text of the final version of
the Silvicultural Rule was little changed from the
version proposed in February. See 41 Fed. Reg. 24711
(Jun. 18, 1976). The revised Rule provided in perti-
nent part:

Silvicultural activities.
(a) Definitions. For the purpose of this section:

(1) The term “silvicultural point source”
means any discernible, confined and discrete
conveyance related to rock crushing, gravel
washing, log sorting, or log storage facilities
which are operated in connection with silvicul-

App. 26

tural activities and from which pollutants are
discharged into navigable waters of the United
States.

Comment: This term does not include non-
point source activities inherent to silviculture
such as nursery operations, site preparation,
reforestation and subsequent cultural treat-
ment, thinning, prescribed burning, pest and
fire control, harvesting operations, surface
drainage, and road construction and mainte-
nance from which runoff results from precipita-
tion events.

40 C.F.R, § 124.85 (1976). Even though there was no
longer a single criterion for identifying point source
discharges, the same four activities were specified as
producing point source discharges—rock crushing,
gravel washing, log sorting and log storage. Jd. And
even though there were now three general criteria for
identifying nonpoint sources, the effect of the Rule
was to treat all natural runoff as nonpoint pollution,
even if channeled and discharged through a discerni-
ble, confined and discrete conveyance.

In comments accompanying the proposed Silvicul-
tural Rule in February 1976, EPA provided, in con-
cise form, its justification for the Rule. It wrote:

Technically, a point source is defined as a “dis-
cernible, confined and discrete conveyance, in-
cluding but not limited to any pipe, ditch [or]
channel * * *" (§ 502(14) of the FWPCA) and
includes all such conveyances. However, a
proper interpretation of the FWPCA as ex-

App. 27

plained in the legislative history and supported
by the [district] court in NRDC v. Train is that
not every “ditch, water bar or culvert” is
“means [sic] to be a point source under the Act
\[FWCPA).” It is evident, therefore, that
ditches, pipes and drains that serve only to
channel, direct, and convey nonpoint runoff
from precipitation are not meant to be subject
to the § 402 permit program.

41 Fed. Reg. 6282 (Feb. 12, 1976). A sentence-by-
sentence analysis shows the weakness of EPA's justi-
fication.

In the first sentence, EPA wrote that
“[tlechnically, a point source is defined as a ‘confined
and discrete conveyance, including but not limited to
any pipe, ditch, [or] channel.” The words quoted by
EPA in this sentence were a direct (though partial)
quotation of the statutory definition of “point source”
contained in § 502(14) of the FWPCA. EPA's choice of
the word “technically” is somewhat odd and even mis-
leading; perhaps EPA hoped that the word would di-
minish the force of the statutory definition. But
whatever its motive, EPA would have been more ac-
curate if it had written “textually” instead of “techni-
cally.”

In the second sentence, EPA wrote that “a proper
interpretation of the FWCPA as explained in the leg-
islative history and supported by the court in NRDC
v. Train is that not every ‘ditch, water bar or culvert’
is ‘mean[t] to be a point source under the Act
{FWCPA).” EPA was putting words into the district
court’s mouth. The district court did not hold that

App. 28

“not every ‘ditch, water bar or culvert’ is ‘meant to be
a point source.” Rather, the court wrote only that the
plaintiff in the case, NRDC, had not made that argu-
ment. See Train, 396 F. Supp. at 1401 (“NRDC does
not contend that every farm ditch, water bar, or cul-
vert on a logging road is properly meant to be a point
source under the Act.”). Further, and more important,
everyone understands that a “ditch, water bar or cul-
vert” that does not discharge into navigable waters is
not a point source. But the regulation does not ex-
empt only such ditches water bars or culverts. In-
stead, it categorically exempts collected runoff from
silviculture, whether or not there is a discharge into
navigable waters.

[7] Finally, in the last sentence EPA wrote, “It is
evident, therefore, that ditches, pipes and drains that
serve only to channel, direct, and convey nonpoint
runoff from precipitation are not meant to be subject
to the § 402 permit program.” The text of § 502(14),
quoted in the first sentence of the paragraph, is flatly
inconsistent with this statement. Under § 502(14), a
pollutant comes from a point source if it is collected
and discharged through ditches, pipes, channels, and
similar conveyances. Section 502(14) says nothing,
either explicitly or implicitly, about the source of the
water contained in the discharge. Further, even
though not every “ditch, water bar, or culvert” is a
point source within the meaning of the statute, it
hardly follows that a system of ditches, pipes and
channels that collects “controlled water used by a
person” and discharges it into a river is a point
source, while an identical system that collects and
discharges natural precipitation is not.

App. 29

{8] After EPA promulgated the revised Silvicul-
tural Rule, the Court of Appeals for the D.C. Circuit
affirmed the district court's disapproval of the 1973
regulations, including the original Silvicultural Rule.
Natural Res. Def. Council v. Costle, 568 F.2d 1369
(D.C. Cir, 1977). The court did not review the revised
Silvicultural Rule promulgated in 1976. The court
held that EPA did not have the authority categori-
cally to exempt point source discharges. It wrote:

Under the EPA’s interpretation the Adminis-
trator would have broad discretion to exempt
large classes of point sources from any or all
requirements of the FWCPA. This is a result
that the legislators did not intend. Rather they
stressed that the FWCPA was a tough law that
relied on explicit mandates to a degree un-
common in legislation of this type.

Id. at 1375.

The court responded to EPA’s argument that a lit-
eral interpretation of the FWCPA’s definition of
“point source” “would place unmanageable burdens on
the EPA”:

There are innumerable references in the legis-
lative history to the effect that the Act is
founded on the “basic premise that a discharge
of pollutants without a permit is unlawful and
that discharges not in compliance with the
limitations and conditions for a permit are
unlawful.” Even when infeasibility arguments
were squarely raised, the legislature declined to
abandon the permit requirement.

App. 30

Id. at 1375-76 (emphasis added). The court concluded:

The wording of the statute, legislative history,
and precedents are clear: the EPA Administra-
tor does not have authority to exempt catego-
ries of point sources from the permit require-
ments of § 402. Courts may not manufacture
for an agency a revisory power inconsistent
with the clear intent of the relevant statute.

Id. at 1377.

{9} Although the D.C. Circuit did not address the
revised Silvicultural Rule in its opinion, its reasoning
is no less applicable to the new version of the Rule.
The court concluded that EPA docs not have the au-
thority to “exempt categories of point sources” from
the permitting requirements of § 402. This is so even
if EPA contends that the literal terms of the statute
would place “unmanageable burdens” on the agency.
The FWCPA was a “tough law” that EPA was not at
liberty to ignore.

2. The Revised Silvicultural Rule

The current text of the revised version of the Silvi-
cultural Rule is different in only minor respects from
the version promulgated in 1976. In pertinent part,
the current version provides:

(b) Definitions. (1) “Silvicultural point source”
means any discernible, confined and discrete
conveyance related to rock crushing, gravel
washing, log sorting, or log storage facilities
which are operated in connection with silvicul-
tural activities and from which pollutants are

App. 31

discharged into waters of the United States.
The term does not include nonpoint source sil-
vicultural activities such as nursery opera-
tions, site preparation, reforestation and sub-
sequent cultural treatment, thinning, pre-
scribed burnng, pest and fire control, harvest-
ing operations, surface drainage, or road con-
struction and maintenance from which there is
natural runoff.

40 C.F.R. § 122.27.

The text of the CWA distinguishes between point
and nonpoint sources depending on whether the pol-
lutant is channeled and controlled through a “dis-
cernible, confined and discrete conveyance.” CWA §
§02(14), 33 U.S.C. § 1362(14). The Silvicultural Rule,
by contrast, categorically distinguishes between the
two types of discharges depending on the source of
the pollutant. Under the Rule, “silvicultural point
source” discharges are those discharged through “dis-
cernible, confined and discrete conveyance[s],” but
only when they are direct discharges of wood chips,
bark, and the like, or discharges resulting from ‘con-
trolled water used by a person.” See 41 Fed. Reg.
24710 (Jun. 18, 1976); 41 Fed. Reg. 6282 (Feb. 12,
1976). All other discharges of “natural runoff” are
nonpoint sources of pollution, even if such discharges
are channeled and controlled through a “discernible,
confined and discrete conveyance.”

A nonexhaustive list of silvicultural point source
discharges under the Rule includes discharges “re-
lated to rock crushing, gravel washing, log sorting,
land] log storage facilities.” A nonexhaustive list of

App. 32

silvicultural nonpoint sources of pollution under the
Rule includes “silvicultural activities such as nursery
operations, site preparation, reforestation and subse-
quent cultural treatment, thinning, prescribed burn-
ing, pest and fire control, harvesting operations, sur-
face drainage, or road construction and maintenance.”

{10] The original Silvicultural Rule, which was
struck down by the district court in Train and on ap-
peal in Costle, categorically exempted all discharges
from silvicultural activities. The current Rule cate-
gorically exempts all discharges from silvicultural ac-
tivities resulting from natural runoff. The categorical
exemption in the current Rule is somewhat smaller
than the exemption in the original Rule, but it is a
categorical exemption nonetheless. Indeed, in a later
rulemaking proposal EPA specifically characterized it
as a categorical exemption. See 64 Fed. Reg. 46058,
46077 (Aug. 23, 1999) (“Currently, runoff from [the
list of “non-point source silvicultural activities") is
categorically excluded from the NPDES program.”).
The question before us is whether the categorical ex-
emption from the NPDES permit program in the cur-
rent Rule is based on a permissible interpretation of §
502(14).

We have dealt with the Silvicultural Rule once be-
fore. In League of Wilderness Defenders/ Blue Moun-
tain Diversity Project v. Forsgren (“Forsgren”), 309
F.3d 1181 (9th Cir. 2002), several environmental
groups sued to enjoin unpermitted aerial spraying of
insecticide to combat the Douglas Fir Tussock Moth.
Some of the insecticide was sprayed onto the surface
of streams. Plaintiffs contended that the aerial spray-

App. 33

ing was a discharge from a point source requiring an
NPDES permit. Relying on the Silvicultural Rule and
on two letters and a guidance document from EPA,
the Forest Service took the position that the spraying
was not a point source discharge, and that a permit
was therefore not required. We disagreed with EPA
and the Forest Service.

The core of the EPA and Forest Service argument
was that “pest . . . control” was one of the activities
listed in the Silvicultural Rule as not constituting a
point source discharge. We wrote:

The Forest Service’s argument fails because
the statute itself is clear and unambiguous.
The statutory definition of point source, “any
discernible, confined and discrete conveyance,
including but not limited to any . . . vessel,” 33
U.S.C. § 1362(14), clearly encompasses an air-
craft equipped with tanks spraying pesticide
from mechanical sprayers directly over covered
waters. The Forest Service cannot contravene
the will of Congress through its reading of ad-
ministrative regulations.

Forsgren, 309 F.3d at 1185-86.

We pointed out that the Rule characterized a pest
control discharge as nonpoint only when it was “silvi-
cultural pest control from which there is natural run-
off.” Id. at 1186 (emphasis in original). If pest control
activity resulted in natural runoff, that runoff was
not a point source discharge under § 502(14). But it
was undisputed in Forsgren that aerial spraying of
pesticide into streams was not “natural runoff.” We

App. 34

had no occasion to rule on, and did not discuss,
whether silvicultural activities from which there is
natural runoff that is channeled, controlled, and

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385015_0742%3A0. Public record. Not legal advice.
