# Amicus Curiae Brief — Arizona Free Enterprise Club's Freedom Club PAC v. Bennett

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385015_0642%3A17

## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 2010
- **Citation:** 562 U.S. 1060

## Text

Nos. 10-238 and 10-239 ce . 3

— eee

~————— oe - Se

4

In she _
Supreme Court of ‘the Gnited tates

ARIZONA FREE ENTERPRISE
CLUB'S FREEDOM CLUB PAC, ec? al.,
Petitioners,
‘
KEN BENNETT, e¢ al,
Respondents
——— — — ¢ ——_—- —--—-_ —

JOHN MCCOMISH, ef ai.,

Petitioners.
-

KEN BENNETT. ef al...
Respondents

On Writs Of Certiorari To The United States
Court Of Appeals For The Ninth Circuit
r

BRIEF OF AMICI CURIAE CAMPAIGN LEGAL
CENTER, DEMOCRACY 21, LEAGUE OF WOMEN
VOTERS OF THE UNITED STATES, LEAGUE OF

WOMEN VOTERS OF ARIZONA, PUBLIC CITIZEN,
CITIZENS FOR RESPONSIBILITY AND ETHICS IN
WASHINGTON, NEW JERSEY APPLESEED PUBLIC

INTEREST LAW CENTER AND SIERRA CLUB

IN SUPPORT OF RESPONDENTS

7
DONALD J. SIMON J GPRALD HERBERT
SONOSKY, CHAMBERS, SACHSF, = Counsel of Record
ENDRESON & PERRY, LLP Paka MALLoy
1425 K Street, NW, Sunte GOO Pact S Ryan
Washington, D.C 20005 THE CAMPAIGN LEGAL CENTER
(202) GS2-0240 LIS E Street, NE

Purn WERTHEIMER Washington, D.C. 20002
Nesting (202) 736-2200
2000 Ma lia tts Ave. NW ghebert@campaignlegaleenter ong
2000 Massachusetts Ave, }
Washington, DC 200386
(202) 429-2008

Counsel for Amici Curiae

February 2011

—_—

—— Soe a

CVACALE LAW PRTEP PRINTING OF) SOO 9D). 6a
OR CALL OOLLECT (€0l) We UNS

TABLE OF CONTENTS

Page
TABLE OF AUTHORITIES ........... RAE AEBS pe ill
INTEREST OF AMICI CURIAE .....................044. l
SUMMARY OF ARGUMENT .......0.00000...0.. 1
TTT ssa cuevasaiglles uiccsuspocedetonervesataoevenseere: 3

1 The Presidential Public Financing Sys-
tem and Other Models of Public Finane-
ing Without “Trigger Provisions” Are Not

a I I in hak cat eu cailah eenes 3
Il. The Trigger Provisions of Arizona’s Public
Financing Program Are Constitutional ...... S

A. The Constitutionality of Public Fi-
nancing Was Affirmed in Buckley v.
Valeo and Republican National Com-
RE i ea ea 9

B. Reviewed Under the Standards Set
Forth in Buckley, the Trigger Provi-
sions Are Constitutional...................... 13

1. Because the Release of Trigger
Funds Does Not Impose Any Cog-
nizable Burden on Petitioners’ Ex-
ercise of their First Amendment
Rights, Strict Scrutiny Is Inappli-
USERS ETA NERSER AR SBT ESD ake ROA ih aero 13
a. The Challenged Trigger Provi-

sions Do Not Represent a Di-
rect Restraint on Speech........... 14

il

TABLE OF CONTENTS -— Continued
Page
b. The Indirect “Chilling Effect”
of the Trigger Provisions Al-
leged by Petitioners Does Not
Constitute a Cognizable Bur-

BE i cei cinineiictveescceacsssonns 16
c. Davis Does Not Justify a Break
From This Precedent................. 24

d. The “Compelled Access” Cases
Cited by Petitioners Do Not
REESE INISRE RSet cet ec ner sie CA Re ee

to
~]

2. like the Public Financing System
Upheld in Buckley, the Trigger
Provisions Advance the Compel-
ling Governmental Interest in
Preventing Corruption and the
Appearance of Corruption .............. 29

a. The Trigger Provisions En-
courage Participation in the
Arizona Public Financing Pro-
gram and Thereby Prevent Ac-
tual and Apparent Corruption
in State Elections...................... 30

b. Davis v. FEC Is Inapplicable Be-
cause the Miullionaire’s Amend-
ment Did Not Serve Anti-
Corruption Goals ..................ss0ss 3

Se cedidsanb ions 4]
APPENDIX A, description of the amici curiae ....App. 1

inl

TABLE OF AUTHORITIES

Page
FEDERAL CASES:
Board of Regents of Univ. of Wis. System v.

Southworth, 529 U.S. 217 (2000) ...................ecceeees 17
Buckley v. Valeo, 424 U.S. 1 (1976)... passim
Citizens United v. FEC, 1308S. Ct. 876 (2010).....15, 30
Daggett v. Comm'n on Governmental Ethics &

Election Practices, 205 F.3d 445 (Ist Cir.

ERC TE PS SI At Me SET RE SEEKING Eae Se eee uae 8, 31
Davis v. FEC, 128 S. Ct. 2759 (2008)................. passim
FEC v. National Conservative Political Action

IE, . Se Oe is Me ID oices cccdsuscccescocesecenceosecens 15
FEC v. Masachusetts Citizens for Life, Inc., 479

I a I alee 16
FEC v. Wisconsin Right to Life, Inc., 551 U.S.

Fe ESA eat ease aant Nar nce ee mth er aR CR ame 15, 35
Gable v. Patton, 142 F.3d 940 (6th Cir. 1998).............. 8
Green Party of Conn. v. Garfield, 616 F.3d 213

EBS EAS eae SE etna RS ROR eee 8
Leathers v. Medlock, 499 U.S. 439 (1991).................. 20
McComish v. Bennett, 611 F.3d 510 (9th Cir.

Sc civesnnisbississialieli ies ntancp adie rdrdecanebesiapsincnioanene passim
Miami Herald Publishing Co. v. Tornillo, 418

GRRE Sa Ren NR TR Ua aU 27, 28

National Endowment for the Arts v. Finley, 524
Ne SI cise, lddrcvecsavsteuteciesaeel 17, 18, 19, 20

iv

TABLE OF AUTHORITIES — Continued

Page
Nixon vu. Shrink Missouri Government PAC,

Se I Ee Si ccscisiprsiceicsisinlicicienidamdatiintiansinaeaasemin’ 34
North Carolina Right to Life Comm. v. Leake,

Se I SII vexssncccnssncwivanuasnniocdennibonsseitones 8,31
Pacific Gas & Elec. Co. v. Pub. Utils. Comm'n,

I cesccisinciiovntieeionocebsanvaalicumedsints 27, 28, 29
Randall v. Sorrell, 548 U.S. 230 (2006) ....000.00 ee. 1
Regan v. Taxation with Representation of

Wash., 461 U.S. 540 (1983)... ees passim
Republican National Committee v. FEC, 487

F.Supp. 280 (S.D.N.Y. 1980), aff'd, 445 U.S.

PT icinstrinacsxiestinieprasipatidiubiantamiivadusiadionta 9,11, 12,31
Rosenstiel v. Rodriguez, 101 F.3d 1544 (8th Cir.

III is secisiesactecaeneapinbeilieesatianipiaeanlaaibaeonivaimecianilumdeneeabeabeiiain 8
Rust v. Sullivan, 500 U.S. 173 (1991).........00.... 19
Rosenberger v. Rector and Visitors of the Univ.

of Virginia, 515 U.S. 819 (1995) ...cccccsesceseeeeees 17, 23
Scott v. Roberts, 612 F.3d 1279 (11th Cir. 2010).......... 8
Vote Choice, Inc. v. DiStefano, 4 F.3d 26 (1st

Fe ci ccccovetiasirisidecsssubaenvacummmmesneiaiavemcedsuammedinicedl 8
FEDERAL STATUTES:

Federal Election Campaign Act, 2 U.S.C.

FRE ARTE a DN eee eT ETE 1
Bipartisan Campaign Reform Act, § 319(a)............... 24

2 U.S.C. § 434(c)

Vv

TABLE OF AUTHORITIES — Continued

Page
I 16
I ae 35
FE ATER a ERT ere PEt Pee eS 16
er: PS HE GUI cc hacsnsernesseneendisvonseceuseumiel 5,9
| EES et ae aE 5,6
Oe NO ois hscege ed sarin ida cuncichassanaucenaseumioneal 5
ERIE REE RNS ULE SE 6
ES SER a are Lew ee eee a Sone ae 6
I a aad 6
FF ay REE ae re ee a et a OE ee 5
ECS Ro oR ie ee eee RTS 5
8 EELS. ER IRIN re BRE ES ene 5
STATE STATUTES:
ARIZ. REV. STAT. §§ 16-940 — 16-961 .......0000. ee. 7
BR, BUNT. TI. Bh oscssnccicccsscconsscceossnescssceseccsscces 26
ts MUG Ue MII iccicrnccsctescrecnssscennpsussiousesesdeen 26
ARIZ. REV. STAT. § 16-952(A)-(C)....... eee eeee eee eeeeees 2,7
CONN. GEN. STAT. §§ 9-700 — 9-741... eee eee eee 7
Se ns I Or Eo cseubeneinonbbsctonsanies 6
St ry MS: OP I a oc can pnsunnensoniocsnncesunse 6
21-A ME. Rev. Star. §§ 1121-1128.......0.0. eee 7

M.D. Cone ANN., [ELECTIONS] § 15-106............000000002... 6

v1

TABLE OF AUTHORITIES —- Continued

Page
ep meee. Game, RWS Ge, BOL), B Boni cocc wc cec ccs cccecsecnces 6
rs MM Ol a oa oes i cadcaeas ee
Michi. COMP. tas Ee AE ETE pn ne LR tee ae
tM sardines aducocseun 6
Pe MN GNI, SP PCORIIIED 5. enn ssh cccovadcosaaccscdeccaccenees 6
N.M. Stat. ANN. $§ 1-19A-2 - 1-19A-17 2.200.000.0007
N.C. GEN. Stat. §§ 163-278.61 — 163-278.70 ...............7
we. Beat. O UE.80................: Soret AN a eee Pe
LEGISLATIVE AND MISCELLANEOUS MATERIALS:
S. Rep. No. 93-689 (1974)... Lo ee ae ..12, 36
Center for Governmental Studies, State Pudlre
Financing Charts (May 2009), available at
http: www.cgs org images publications egs_
state_pfe_050409_ pdf ............... eamnealagunemedtatemtemnaea niet +

Center for Governmental Studies, Local Pudlic
Financing Charts (May 2009), available ai
http: www.eegs.org images publications egs
local_pfe_050409 pdf LE a A ALERT IEEE Tt REA TENE A ESO ae +

INTEREST OF AMICI CURIAE’

This brnefis filed on behalf of eight public inter-
est snteidiaibions that are interested ino campaign
finance reform and support public financing programs
and other measures to protect the integrmty of gov
ernment

SUMMARY OF ARGUMENT

Over thirty vears ago. in Bucklev vo Valeo, 424
U.S. 1 (1976). this Court rejected challenges brought
under the First and Fifth Amendments to the presi-
dential pubhe financing system enacted as part of the
Federal Election Campaign Act (FECA), 2 USC.

S$ 4381. ef seg. Any attempt to revisit the fundamental
constitutionality of public financing would thus
require the abandonment of this leading precedent.
See Randall v. Sorrel], 548 US. 230, 243-44 (2006)
(finding that principles of stare decisis commanded

respect for Buckle).

The presidential system upheld in Buckley did not
include any previsions comparable to the triggered

.

This bnefis filed with the written consent of all parties
This bref was not authored in whole or in part by counsel to
any party. No person or entity other than eric: or their pacerhist
made a monetary contmbution te this bnef’s preparation or
submission

A deseription of the aruci cumae is attached as Appendix A
hereto

~

matching funds provisions (trigger provisions”), AR.
Rev. Star. $ 16-952. AC), challenged in this case.
Nevertheless, the legal principles set forth in Buckley
in us review of the presidential system govern this
Court's review of the challenged provisions and
compel the conclusion that the trigger provisions of
Anzona’s Citizens’ Clean Flections Act (“Act”) are
constitutional,

First. like the presidential program reviewed in
Buckley, the challenged trigger provisions provide a
public subsidy to participating candidates, but do not
restrict the expenditures made by non-participating
candidates or their supporters. Thus. under Buckles
and this Court’s public subsidy jurisprudence, the Act
“furthers, not abridges, pertinent First Amendment
values.” 424 US. at 938. Stmet scrutiny is therefore
not warranted.

Second, the challenged tmgger provisions are
supported by the same governmental interests that
were found in Rucklev to support the presidential
system: “eliminating the improper influence of large
private contmbutions” and “reheving ... candidates
trom the rigors of soliciting private contmbutions.” Ja.
at 96. The record below - undisputed by petitioners -
demonstrates that trigger provisions encourage
candidate participation in Arizena’s public financing
program. By increasing participation, the provisions
In turn reduce state candidates reliance on private
contmbutions and thereby promote the compelling
governmental interest in) combating actual and
apparent corruption

Finally, contrary to petitioners’ assertions, Davis
v FEC, 128 8 Ct. 2759 (2008), does not demand a
different result. See Brief of Petitioners Arizona Free
Enterprise Club's Freedom Club PAC, ef a/. (“PAC
Br.) at 29-32; Brief for Petitioners MecComush, ef a!
(“MeComish Br") at 25, 47-50 The “Milhonaire’s
Amendment” at issue in Dacor and the tngger provi-
sions at issue here impose burdens on First Amend-
ment activity that are radically different both in kind
and in degree, and impheate wholly different gov

ernmental interests.

In short, Buckley endorsed the presidential
public financing system as a speech-enhaneing alter
native to a system of potentially-corrupting pmvately-
funded campaigns. Petitioners have presented no
reason why this Court should not likewise approve
Arizona's Act, and affirm the judgment of the Ninth
Circuit Court of Appeals below.

— @

ARGUMENT

1. The Presidential Public Financing System
and Other Models of Public Financing
Without “Trigger Provisions” Are Not at
Issue in This Case.

Buckley unequivocally affirmed the constitution
ahty of public financing. Although the trigger provi-
sions at issue here are also constitutional under the
reasoning of Buckley. see Section Il, infra, it is im-
portant to highhght that the presidential public

financing system upheld in Buckley, and the pubhe
financing systems used in a number of state and local
jurisdictions, do not contain trigger provisions. Given
these differences, amici urge this Court to rule in a
manner consistent with the relatively narrow focus of
this challenge, and to avoid consideration of the
constitutionality. of public financing programs that
are not before the Court.

Atter Buckley broadly endorsed the constitution-
ahty of pubhe financing, numerous publhe funding
programs were enacted at the state and local levels.
Today, 23 states provide some manner of publhe
financing in connection to state electoral camparns
Center for Governmental Studies (CGS), State Public
Financing Charts (May 2009), available at http
www ces org mages publications cgs_state_pte_Qos0409.
pdf. In addition, fifteen local jurisdictions, including
New York City and Los Angeles. have enacted some
form of public financing. CGS, Local Public Financing
Charts (May 2009), avadable at http. www egs org
images publications cgs_local_pte_Q50409 pdt

The proliferahon of pubhe financing programs
has led to the creation of multiple models for provid-
ing publhe subsidies to electoral campaigns, ranging
from tax credits for individuals who make political
contributions, to full pubhe financing for state politt-
eal and judicial campaigns

One early model for public financing was the
presidential system. It is a voluntary program that
combines a “matching funds” system for the financing

of presidential primary elechon campaigns and a
“lump sum” grant system for the financing of presi
dential general election campaigns See 26 USC
§$ 9001, ef seq.

In a presidential primary election, candidates
who choose to participate qualify for pubhe financing
by raising a threshold amount of small contributions
in each of twenty states, as well as by agreeing to
abide by Lmots on their campaign expenditures and
on their use of personal funds. 424 U.S. at 89-90) see
also 26 U.S.C. § 9033(b). Once a candidate qualifies,
she is elimble to have each private contmbution of up
to $250 per contributor “matched” on a Ll] ratio with
public funds, up to a maximum aggregate amount
that equals half of the spending limit for the primary
campaign. 424 US. at 89-90; 26 USC. $$ 9034(a),
ib). The amount of pubhe funding received by partici-
pating candidates is thus based on the amount of
matchable contrnbutions they raise, and is wholly
unconnected to campaign spending in the race bv
other candidates or by independent entities. 26
U.S.C. §$ 9034(a). In the general election, the presi-
dential system provides a “lump sum” grant to each
nominee of a major party who chooses to participate
ld §$ 904.a)." Candidates must agree to forgo private

* Miner party or new party presidential nominees can
quahfty tor a partial “lump sum” grant, provided that either their
party reeeived at least five percent of the vote in the prev
ous presidential election, or that the nominee receives five
percent in the present election See 26 USC $$ 9004 aH IKA),
QO04 ars)

.

ty

fundraising and to comply with a spending limit and
other restmetions. 424 US. at 8S. See a/so 26 ULS.C.
S$ 90038 b), 9004(d). Funds are released shortly after
the party nominating conventions to candidates who
meet all eligibility requirements, and again, the size
of the grant is unconnected to campaign spending in
the race by other candidates or by independent enti-
ties. le. $$ 9005 (a), 9006 Lb).

Various states and localities have enacted pro
grams that track the presidential system in whole or
pert. A number of states, for instance, “match” the
privete contributions raised by qualifving primary
election candidates in a manner analogous to the
presidental primary election model. These jurisdic
tions include Maryland, Massachusetts, Michigan
and New Jersey. M.D. Copr ANN., [ELECTIONS] § 15-
L0G, Mass. GEN. Laws ech. 55C, § 5; Mich. Comp. Laws
§ 169.264, N.J. Svar. ANN. § 19:44A-33. Some jurisdic-
tions provide “lump sum” grants to qualifying general
elecuion candidates in a manner analogous to the
presidential general election model. Examples include
Hawan, Michigan, Minnesota and Wisconsin. Haw.
Rev. Svar. § 11-425, -428; Micn. Comp. Laws
§ 169.265; MINN. Star. § LOA.SL; Wis. Star. § 11.50.
None of these programs includes tngger funds provi.
sions like those challenged in this case.

In contrast to the presidential system, a number
of other states have adopted a “Clean Elections”
model that provides full public financing to both
primary and general election campaigns in a manner
analogous to the Act challenged here Candidates

qualify for grants by initially raising a threshold
number of small private contributions and ayreeing
to both forgo any additional private fundraising and
comply with spending limits. Arizona, Connecticut,
Maine, New Mexico and North Carolina have adopted
such public financing systems for some or all of their
state office elections. AkIzZ. Rev. Star. $$ 16-940 to
“961; CONN. GEN. Star. $$ 9-700 to -741l; 21-A Me.
Rev. Star. §$§ 1121-1128; N.M. Srar. ANN. §§ 1-19A-2
to -17; N.C. GEN. Star. $$ 163-278.61 to -.70. In some
cases, these systems include trigger provisions, like
the Arizona provisions challenged here, that disburse
to a participating candidate supplemental public
funds in the event the participant faces large expend-
itures by a privately-financed opponent or an inde-
pendent expenditure group. See Artz. Rev. Star. § 16

me
52.

Pubhe financing systems thus vary in how funds
are distributed (match versus grant), and in the types
of grants made (lump sum grant versus grant sup
plemented by trigger funds). The type of tngger
provision at issue here is not a component of all
pubhe financing systems. Any decision in this case
must accordingly take heed of the broad vanety of
models that are used for the publhe financing of
electoral campaigns, and make the necessary distine
tions between public financing systems that use
trigger grants, such as the Arizona law at issue here,
and those that do not.

8

ll. The Trigger Provisions of Arizona's Public
Financing Program Are Constitutional.

In Buckley, this Court emphatically rejected a
First Amendment challenge to the presidential public
financing system.

Although a trigger provision was not reviewed in
Buckley, the First Amendment principles set forth in
Buckley govern this Court’s review of the trigger
provisions here. Buckley stands for two propositions.
First. electoral subsidies do not “abridge” speech
within the meaning of the First Amendment, but
rather enhance speech. 424 U.S. at 92-93. Second,
public financing serves the compelling governmental
interest in preventing the political corruption often
endemic to elections that rely on private financing.
ld. at 96. Applied to this case, these foundational
principles compel the conclusion that the Arizona
trigger provisions are constitutional.

* This conclusion has also been the holding ef many of the
lower courts that have reviewed “tmggered” subsidy schemes
comparable to the law challenged here. North Carolina Right to
lafe Comm. vo Leake, 424 F.3d 427 (4th Cir, 2008), cert. denied,
129 S.Ct. 490 (2008), Daggett vo Comm'n on Governmental
Ethics & Election Practices, 205 F.3d 445 (lst Cir. 2000),
Rosenstiel vo Rodriguez, 101 FSd 1544 (Sth Cir 1996), cert
dented, 520 U.S. 1229 11997). Cf Gable v. Patten, 142 F 3d 940
(6th Cir. 1998); Vote Chore, Inc v. DiStefano, 4 F.3d 26 (ist Cir.
1993). But see Green Party of Conn. v. Garfield, 616 F.3d 213
(2nd Cir. 2010); Scott v. Roberts, 612 F 3d 1279 (11th Cir, 2010).

9

A. The Constitutionality of Public Financ-
ing Was Affirmed in Buckley v. Valeo
and Republican National Committee v.
FEC.

In Buckley, this Court found that the presidential
public financing system was consistent with both the
First Amendment and with principles of equal protec-
tion. Four vears later, this Court again affirmed the
constitutionality of the presidential system in Repub-
lican National Committee (RNC) v. FEC, 487 F. Supp.
280 (S.D.N.Y. 1980), aff'd, 445 U.S. 955 (1980).

Buckley considered two interrelated challenges to
Subtitle H of the Internal Revenue Code, 26 U.S.C.
§$ 9001, ef seq.: first, a claim that “public financing of
election campaigns, however meritorious, violates the
First Amendment,” and second, an equal protection
claim brought under the Fifth Amendment that the
qualifying criteria for public financing discriminated
against minor party candidates. 424 U.S. at 92, 93-
104.

In its consideration of the First Amendment
challenge, the Court first dismissed the allegation
that the presidential system burdened rights protect-
ed by the First Amendment. It noted that the First
Amendment provided that “Congress shall make no
law ... abridging the freedom of speech, or of the
press,” but found that the presidential system was a
measure “not to abridge, restrict, or censor speech,
but rather to use public money to facilitate and
enlarge public discussion and participation in the

10

electoral process, goals vital to a_ self-governing
people.” /d. at 92-93 (emphasis added). The Court
accordingly concluded that public financing did not
impose any encumbrance on free speech. Jd. at 93; see
also McComish v. Bennett, 611 F.3d 510, 521 (9th Cir.
2010) (“[T]he publhe financing of elections itself does
not create any burden on speech.”).

Buckley also recognized that the presidential
system represented but one example of a_ long-
standing governmental policy to support First
Amendment activities through public subsidies:

{T]he central purpose of the Speech and
Press Clauses was to assure a society in
which “uninhibited, robust, and wide-open”
public debate concerning matters of public
interest would thrive, for only in such a soci-
ety can a healthy representative democracy
flourish. Legislation to enhance these First
Amendment values is the rule, not the excep-
tion. Our statute books are replete with laws
providing financial assistance to the exercise
of free speech, such as aid to public broad-
casting and other forms of educational me-
dia, and preferential postal rates and
antitrust exemptions for newspapers.

424 U.S. at 93 n.127 (internal citations omitted). The
Court thus emphasized that governmental subsidies
were presumptively constitutional because’ they
“enhanced” speech instead of diminishing it.

11

In rejecting the separate claim that the qualify-
ing criteria for public financing “invidiously discrim-
inated” against minor party candidates, id. at 93, the
Court found that the presidential system was enacted
“in furtherance of sufficiently important governmen-
tal interests,” id. at 95-96. It explained:

It cannot be gainsaid that public financing as
a means of eliminating the improper influ-
ence of large private contributions furthers a
significant governmental interest. In addi-
tion, ... Congress properly regarded public
financing as an appropriate means of reliev-
ing major-party Presidential candidates from
the mgors of soliciting private contributions.

Id. at 96 (internal citations omitted). The Court
concluded that the government’s interest both in
combating actual and apparent corruption and in
protecting candidates from the pressures of fundrais-
ing outweighed any “discrimination” worked by the
minor party candidate qualifying criteria. Jd. at 99.

In RNC, the three-judge district court revisited
Buckley and rejected the claim that the presidential
system violated the First Amendment rights of either
candidates or their supporters by conditioning eligi-
bility for public funds upon candidates’ compliance
with expenditure limits. 487 F. Supp. at 283-84.

In its holding, the panel rejected the notion that
public funding was burdensome, noting that “the
conditions imposed by Congress upon receipt of public
campaign financing do not infringe upon the First

12

Amendment rights of candidates.” Jd. at 285. It
further explained that the presidential system “mere-
ly provides a presidential candidate with an addition-
al funding alternative which he or she would not
otherwise have and does not deprive the candidate of
other methods of funding which may be thought to
provide greater or more effective exercise of rights of

communication or association than would public
funding.” /d. at 285.

Even if the public financing system did impose a
burden on speech, the district court found that any
burden was outweighed by the congressional plan “to
reduce the deleterious influence of large contributions
on our political process, to facilitate communication
by candidates with the electorate, and to free candi-
dates from the rigors of fundraising.” Jd. (quoting
Buckley, 424 U.S. at 91). The panel emphasized the
anti-corruption effects of the program, recognizing
that “[i]f the candidate chooses to accept public fi-
nancing he or she is beholden unto no person and, if
elected, should feel no post-election obligation toward
any. contributor of the type that might have existed as
a result of a privately financed campaign.” /d. at 284.
The court also emphasized that Congress had found
that public financing would “‘eliminate reliance on
large private contributions’ and on the implicit obliga-
tions to private contributors that may arise from such
reliance... .” Jd. (quoting S. Rep. No. 93-689 (1974),
at *5-6). This Court summarily affirmed. 445 U.S.
955 (1980).

13

Thus, both Buckley and RNC made clear that
public financing does not constitute a burden on the
First Amendment rights of either candidates or their
supporters, and in any event, is justified by the “vital”
governmental interests in combating actual and
apparent corruption and freeing candidates from the
pressures of private fundraising.

B. Reviewed Under the Standards Set
Forth in Buckley, the Trigger Provi-
sions Are Constitutional.

1. Because the Release of Trigger
Funds Does Not Impose Any Cog-
nizable Burden on Petitioners’ Ex-
ercise of their First Amendment
Rights, Strict Scrutiny Is Inappli
cable.

The Court of Appeals recognized that the trigger
provisions do not impose any direct restrictions on
petitioners’ fundraising or expenditures. 611 F.3d at
525 (“The matching funds provision does not actually
prevent anyone from speaking in the first place or cap
campaign expenditures.”). Instead, according to the
majority opinion, the trigger provisions at most create
“potential chilling effects” on petitioners’ campaign
activities. Jd. at 524 (emphasis added). Analogizing
the potential effects of the trigger provisions to the
incidental burdens imposed by campaign finance
disclosure requirements, the majority accordingly
reviewed the challenged provisions under “exacting,”
but not strict, scrutiny. Judge Kleinfeld, in his

l4

concurrence, argued that not even heightened serut-
ny should apply. 611 F.3d at 528 (“Because the chal-
lenged scheme imposes no contribution or spending

limits, if does not restrict speech ai ali, so TL cannot see
why heightened scrutiny would apply”) (emphasis

added’.

The Ninth Cirecutt’s rejection of stmet serutiny
was correct. Indeed. the relevant legal autherty
suggests that the release of tmgger funds does not
constitute a cognizable burden on First Amendment
rights at all. Bucklew stressed that publhe financing
for electoral campaigns simply does not “abridge”
speech within the meaning of the First Amendment.
And this Court's jurisprudence on public subsidies
makes clear that a subsidy for First Amendment
activities is subject to stmet scrutiny only when it
discriminates on the basis of content or viewpoint,
neither of which the Arizona law does. See Section
IT.B.1.b, infra. There is thus no basis for petitioners’
claim that strict scrutiny applies.

a. The Challenged Trigger Provi-
sions Do Not Represent a Direct
Restraint on Speech.

The challenged tmgger provisions do not directly
restrict, limit or regulate either the contributions
raised or the expenditures made by petitioners. They
instead function as a mechanism for determining
when. and in what amounts. public funds are re-
leased to participating candidates

15

The trigger provisions thus stand in stark con
trast to the types of campaign finance regulations
that have drawn stmet scrutiny review from this

Court in the past. namely direct restrictions on ex-

penditures:
© Buckley applied strict scrutiny to strike down

a $1,000 Jintrt on independent expenditures
“relative to a clearly identified candidate
during a calendar vear.” 424 U.S. 42-45.

FEC v. National Conservative Political Ac-
fron Commm., 470 U.S. 480, 496 (1985), ap-
phed strict scrutiny to stmke down a $1,000
limzit on the expenditures of political commit-
tees to support the campaign of a presiden-
tial candidate participating in the public
financing system.

FEC v. Wisconsin Right to Life, inc. WRTL).
SOL U.S. 449. 482 (2007), applied strict scru-
tiny to partially invalidate the federal dan
on the expenditure of corporate and union
treasury funds for “electioneering communi-
cations.”

.

Citizens United vo FEC, 130 S.Ct. S76
(2010), apphed strict scrutiny to strike down
the federal ban on the expenditure of corpo-
rate treasury funds for independent expendi-
tures. Jd. at S98.

In their attempt to characterize the challenged provi-
sions as “de facto limits” on their expenditures, PAC
Br. at 24, petitioners thus gloss over the fact that the
only laws this Court has deemed “expenditure re-
strictions” subject to strict scrutiny have been direc?

lo

limits on an entity’s spending. In this case, by con
trast, there are no such direct restmetions on peti
tioners’ spending. They are free to raise and spend as
much as they want

The application of strict scrutiny to the triggered
subsidy here would therefore represent a major break
from this Court’s campaign finance jurisprudence,
which has hitherto subjected only direct restmetions
on campaign spending and fundraising to. strict
scruuiny review.

b. The Indirect "Chilling Effect” of
the Trigger Provisions Alleged by
Petitioners Does Not Constitute a
Cognizable Burden on Speech.

Petitioners concede that the challenged provi.
SIONS IMpose No “overt restmections” on the amount of

Indeed, in determining the applicable level of scrutiny, the
Court of Appeais may have overstated the impact of the tngver
provisions when it comparad them to “the burden of disclosure
and disclaimer requirements in Buckley and Citizens United.” 611
"Sado at 425 Disclasure rules impose dinxy reporting. record,
keeping and administratuve burdens on regulated parties Soe
e., FEC v. Massachusetts Citizens for Life, Inc. 479 U.S. 238,
ZSL-H5 (ISS6) cdiseussing the admunistrative obligations entarled
in disclasure); av also 7 USC. $$ 484.0), oD: 4414. But the release
of a subsidy to a parhapating aindidate imposes no direct bundens
On Nen-parvapating candidates, not even the relatvely minimal
obhgatons associated with repertaing or disclaimer rmquirnements
The Court of Appeals’ appheation of exacting scrutiny is thus more
stnangent than this Court’s past campaym finance preedents
would require Comnaww Bucklev, 424 US 92-98

li

speech in which they can engage PAC Br. 27-28.
Nevertheless, petitioners maintain that the release of
public funds to participating candidates on the basis
of petitioners’ expenditures creates an idirect chill
on their speech so severe that strict serutiny is war-
ranted.

But the trigger provisions are no more than a
release mechanism for a state subsidy. This Court has
not previously held that the madirect effect of a public
subsidy program on the speech of those persons who
are not subsidized represents a cognizable burden
under the First Amendment, at least absent content-
or viewpotnt-based discrimination or the imposition
of an unconstituuional condition. See, eg. Regan v
Taxation with Representation of Wash., 461 U.S. 540
(1983), National Endowment for the Aris (NEA) v
Finley, 524 U.S. 569 (1998). Cf Rosenderger vo. Rector
and Visitors of the Univ. of Virginia, 515 U.S. 819
(1995). Certainly this Court has not held that a
subsidy that was not content-based or viewpo:nt-
based imposes such an onerous burden on speech as
to require strict scrutiny’

* This Court has reoogmzed that pubhe financing is one
example of a constitutional public subsidy scheme. See Regan,
451 U.S. at 549 (noting that Buckley upheld the presidential
pubhe financing system as a permissible subsidy without
applying stmct scrutiny), Bogan’ of Regents of Uni of Wis
System vo Southworth, 529 US 217, 241 (2000) (noting that
Buctley “rejected ai challenge to a congresstonal program
providing Viewpoint neutral subsidies to all Presidential cand:-
dates”) (Souter, J., concurnng)

1S

As discussed above, Buckley emphasized that the
public subsidies provided by the presidential publie
financing system “further| |], not abmadgel |, pertinent
First Amendment values.” 424 U.S. at 98. The Court
thus indicated that the presidential public financing
system does not represent a burden on speech at
all. Accordingly, the Buckley Court “rejected First
Amendment and equal protection challenges to this
isystem) without applying strict scrutiny.” Regan, 461
US at 549 coating Buckley, 424 US. at 93-108)

To apply strict scrutiny to the challenged prov
sions here would controvert not only Buckley but
also a long line of this Court's precedents that have
upheld a broad range of governmental subsidies of
speech under the First Amendment. As noted by
Buckley, “lojur statute books are replete with laws
providing financial assistance to the exercise of free
speech, such as aid to pubhe broadcasting and other
forms of educational media, and preferential postal
rates and antitrust exemptions for newspapers.” 42
US at 93 n.127 Unternal citations onmntted) And this
Court has consistently granted the government more
latitude when it sudsidizes the First Amendment
activities of pmvate parties, than when it unposes
affirmative resirictions on the speech of such parties
See, e.g.. NEA, 524 U.S. at 587-88 ({Allthough the
First Amendment certainly has application in the
subsidy context, we note that the Government may
allocate competitive funding according to criteria
that would be impermissible were direct: regulation
of speech ... at stake.”); Regan, 461 U.S. at 550

19

(contrasting restrmetions on speech “when the State
attempts to impose its will by toree of law” with the
“governmental provision of subsidies” where the
state's “power to encourage actions deemed to be in
the public interest is necessarily far broader”) (inter-
nal quotations omitted). Cf Rust vo. Sullivan, 500 US.
173, 1938 (199)? Phere is a basic difference between
direct state interference with a protected activity and
state encouragement of an alternative activity conso-
nant with legislative polhiev.”) (quotations omitted}.

Further, this Court has not adopted the view that
the government's failure to subsidize a person's
speech, or alternatively, the government's decision to
subsidize the speech of a person’s competitors, consti-
tutes an unconstitutional “chill” on that) person's
speech, absent viewpoint discrimination. See, e.g,
McConush, 611 FSd at 529 (‘There is no First
Amendment right to make one’s opponent speak less
nor is there a First Amendment right to prohibit the
gevernment from subsidizing one’s opponent, espe
cially when the same subsidy ts available to the
challenger if the challenger accepts the same terms
as his opponent.”) (Kleinfeld, J., concurring)

This prmneiple is well illustrated by the NEA
decision. There, the Court found that a statute re-
quiring the NEA to take into consideration standards
of “decency and respect for diverse belrefs and values
of the American public” when judging grant apphca-
thons Was consistent with the First Amendment. 524
US. at 576. The statute had been passed in response
to several controversial works of art that had been

20

funded by the NEA. As highlhghted by the dissent, the
fact that such decency standards had the “potential to
chill individual theught and expression” of the “mak-
ers or exlubiters of potentially controversial art” did
not render the subsidy scheme unconstitutional in
the eves of the majority. See 524 U.S. at 621 (Souter,
J.. dissenting) Indeed, two Justices beheved that
even a subsidy scheme that discriminated on the basis
of viewpoint would not “abridge” speech within the
meaning of the First Amendment. Jd. at 595-96 (Scaha,
J., and Thomas, J., concurring); see a/so ra. at S99
(‘l regard the distinction between ‘abridging’ speech
and funding it as a fundamental divide, on this side
of which the First Amendment ts inapplicable... . The
Government, T think, may allocate both competitive
and noncompetitive funding ad libitum, insofar as the
First Amendment ts concerned.”) (emphasis added)

Similarly, in Regan, this Court found no uncon-
stitutional burden in the fact that Congress chose to
selectively subsidize the lobbying of veteran’s organ:-
zations by allowing them, but not section S501(e 3)
organizations, to accept tax-deductible contributions
for lobbying. 461 U.S. at 550-51. Although this subsi-
dy discriminated between different 501(¢) orgamza-
tions based on the interests they represented, the
Court found that it did not warrant strict: scrutiny
review because it was viewpoint neutral, ie., it was
“not intended to suppress any ideas.” nor was there
“anv demonstration that it had that effect.” Jd. at
548. See also Leathers v. Medlock, A499 US. 439, 447
(1991) (finding that Arkansas’ exemption of print

media from general sales (ax applicable to television
cable and satellite media did not warrant heighted
review as it did not “threaten|] to suppress the
expression of particular ideas or viewpoints”)

Anzona’s subsidy scheme is not as restrictive as
those considered in NEA and Regan. First, unlike the
limited subsidy programs in those two cases, public
funds in Arizona — and by extension, “tmgger funds”
are equally available to all candidates. The petitioner
candidates voluntarily chose not to join the pubhe
financing program. Their subsequent complaint that
their opponents’ receipt of pubhe funds “chills” their
own speech is therefore even less persuasive than the
complaints asserted by the plaintiffs in NEA and
Regan, because here, petitioners could have had full
access to the state subsidy simply by choosing to
accept it.

Furthermore, unlike the tax subsidy that was
available only to veteran’s groups in Regan, the Act
does not in any way discriminate between different
candidates on the basis of their identity or the inter-
ests they represent. And unlike NEA, the Act does not
set any particular content standards for the speech
that is ehynble for subsidization: any candidate meet-
ing the fundraising qualifving criteria is elunble for
public financing in Arizona, regardless of the content
or viewpoints of the candidate's intended speech.

To be sure, instead of issuing subsidies on the
basis of content) standards or other qualification
critemna, the Arizona program releases trigger funds

*>*)

~~

based on the aggregate spending or fundraising by, or
on behalf of. non-participating candidates. However,
it is unclear why this release mechanism would be
any more burdensome than the standards employed
in Regan and NEA. The trigger provisions do not
coerce any content or disfavor any viewpoint. They
merely provide that petitioners’ campaign activity, in
certain circumstances, will give rise to a response.

Furthermore, the open structure of Arizona’s
program further undercuts any claim that the trigger
provisions are somehow uniquely coercive. Even
assuming arguendo that linking a subsidy to contm-
butions or expenditures creates “potential chilling
effects,” see 611 F.3d at 524, here Arizona has made
this “potentially chilling” subsidy available to all
qualifving candidates. Unlike the plaintiffs in Regan
or NEA, petitioner candidates had a choice regarding
whether to accept the public subsidy. Their strategie
decision to dechne public funding reflects their as-
sessment that any “chill” created by the trigger
provisions would be outweighed by the benefits of
private fundraising. It would be absurd to argue that
Arizona's triggered subsidy scheme warrants stricter
review than other subsidy schemes when the pet
tioner candidates, unlhke the Regan or NEA plaintiffs,
voluntarily chose to reject the offered subsidy because
they determined it to be a competitive disadvantage.

Perhaps anticipating this argument, petitioners
make the claim that the trigger provisions indeed
discriminate on the basis of viewpoint because funds

23

are only released when independent expenditures
oppose a participant or support a privately-financed
candidate. McComish Br. at 59. But “opposition” to a
participant does not express any “viewpoint” because
there are no viewpoint-based criteria for participation
in the Arizona program in the first place. Viewpoint-
based discrimination is found “when the specific
motivating ideology or the opimon or perspective of
the speaker is the rationale for the restriction,” see
Rosenberger, 515 U.S. 829, or where “governmental
provision of subsidies” is “aimled] at the suppression
of dangerous ideas,” see Regan, 461 U.S. 550 Unternal
quotations omitted). Here, the trigger provisions were
not enacted in opposition to any particular “motivat-
ing ideology” or for the suppression of any “dangerous
ideas.” Trigger funds are made available regardless of
the views expressed in campaign speech. A participat-
ing candidate could either be for or against gun
control, and in either case, he would receive trigger
funds if he faced independent spending that exceeded
the statutory thresholds. The inverse is also true. An
independent group could either be for or against gun
control, and if its spending exceeded the applicable
threshold in an election, trigger funds would be
released to any affected participating candidates
regardless of the group's substantive viewpoint.

Petitioners also complain that trigger funds are
viewpoint-based because, by subsidizing only the
speech of participants, the Act implies that “speech

benefitting traditional candidates” is inferior or
“dirty.” McComish Br. at 61. In essence, petitioners

24

claim that the grant of a subsidy in itself conveys a
governmental preference for the “viewpoint” of those
who agree to accept the subsidy. But if the mere grant
of a subsidy, without more, constituted viewpoint
discrimination, then all public subsidy schemes would
suffer from this constitutional defect. Clearly, this is
not the case nor, under Buckley or this Court’s public
subsidy jurisprudence, could it be.

Petitioners have cited no case in which this Court
has found that the subsidization of speech on a view-
point-neutral basis constitutes an indirect burden on
First Amendment activity so onerous that. strict
scrutiny is required. There is thus no basis for peti-
tioners’ contention that the grant of a subsidy to their
political opponents demands strict scrutiny.

c. Davis Does Not Justify a Break
From This Precedent.

Against the weight of this case law, petitioners
counter that Davis nevertheless requires the applica-
tion of strict scrutiny to the challenged provisions. It
does not.

In Davis, the Supreme Court reviewed the Mil-
lionaire’s Amendment, a “scheme of discriminatory
contribution limits,” that not only directly restricted
the fundraising of self-financed congressional candi-
dates, but did so on a discriminatory basis. See 128
S.Ct. at 2772; Bipartisan Campaign Reform Act
(BCRA) § 319(a). If a congressional candidate spent
over $350,000 of her personal funds to support her

RAS)

campaign, the Millionaire’s Amendment tripled the
contribution limit for any candidates in her race who
did not spend a comparable amount of personal
wealth. Section 319(a) thus forced the self-financed
candidate to operate under a contribution limit that
was three times lower than that of her conventionally-
financed opponents. /d. at 2766-67.

The Davis decision is distinguishable from the
instant case in two respects. First, and most funda-
mentally, the Millionaire's Amendment enforced a
direct limit on contributions to self-financed candi-
dates. Here, by contrast, the trigger provisions did
not directly restrict either the contributions to or the
expenditures by petitioner candidates. See McComish,
611 F.3d at 530 (“Davis has to be distinguished be-
cause the scheme in that case affected contribution
limits and this scheme does not.”) (Kleinfeld, J.,
concurring). Instead, as discussed above, the chal-
lenged provisions merely release supplemental public
funds to participating candidates. As a_ subsidy
scheme instead of a direct restriction, the Act is
subject to more deferential review.

Second, the Millionaire’s Amendment not only
retained a direct limit on the speech of self-financed
candidates, but also created a scheme of contribution
limits that was “asymmetric” and “discriminatory.”
The Davis Court repeatedly stressed that “if
§ 319(a)’s elevated contribution limits applied across
the board,” 1.e., if the contribution limit was symmet-
rical, then “[plaintiff] would not have any basis for
challenging those limits.” 7d. at 2771 (emphasis

26

added); see also id. at 2770. Hence, it was only the
asymmetrical nature of the regulation that gave rise
to constitutional concerns. Here, by contrast, there is
no comparable issue of discrimination.

The Millionaire’s Amendment applied to congres-
sional races in which the candidates were similarly
situated from a regulatory perspective: all candidates
were privately financed and operating under the
same federal campaign finance regime. See 128 S. Ct.
at 2765 (“Under the usual circumstances, the same
restrictions apply to all the competitors for a seat.”).
When a candidate self-financed his campaign, the
Millionaire’s Amendment triggered “discriminatory
fundraising limitations” and effectively superimposed
an “asymmetrical regulatory scheme” onto an other-
wise unitary regulatory regime. Jd. at 2766, 2772.

Here, because publicly-funded and privately-
financed candidates voluntarily elect different regula-
tory programs ab initio, they are not similarly situat-
ed. Indeed, participating candidates choose a far more
restrictive campaign finance regime — one that in-
cludes spending limits and stringent limitations on
private fundraising — than do candidates who choose
to privately finance their campaigns. See Ariz. REV.
Stat. §§ 16-941, -945. That only participants receive
trigger funds is therefore not “discrimination”; it is
simply the result of the candidates’ voluntary deci-
sions to compete in different regulatory programs.

Buckley affirms the permissibility of creating two
different financing regimes. The Court there found no

27

constitutional requirement that all candidates be
treated identically in terms of voluntary public fi-
nancing, recognizing that “the Constitution does not
require Congress to treat all declared candidates the
same for public financing purposes. ... Sometimes
the grossest discrimination can lie in treating things
that are different as though they were exactly alike.”
424 U.S. at 97-98. Thus, under Buckley, no constitu-
tional burden arises from treating participating and
non-participating candidates differently because the
differential treatment is entirely due to the fact that
the candidates are not similarly situated.

In sum, because the trigger provisions do not
directly restrict petitioners nor discriminate between
similarly-situated candidates, Davis does not govern
here.

d. The “Compelled Access” Cases
Cited by Petitioners Do Not Apply.

In their final attempt to find support for strict
scrutiny, petitioners resort to this Court’s decisions in
Pacific Gas & Elec. Co. v. Pub. Utils. Comm’n, 475
U.S. 1 (1986) and Miami Herald Publishing Co. v.
Tornillo, 418 U.S. 241 (1974). Because both cases
turned on “compelled access,” however, neither is
relevant to this case.

In Pacific Gas, the Court reviewed a state com-
mission ruling that required a utility company to
disseminate in its billing materials literature from
certain outside groups that opposed the company in

28

commission proceedings. The Court held that the
ruling violated the First Amendment because it
created a government-entoreed right of access to the
utility company’s tilling envelope for certain speakers
based on their viewpoint. and thereby forced the
utility company “to associate with speech with which
lthe company] may disagree.” 475 US. at 15. Simi
larly, in Tornilo, the Court struck down a “rght-
of-reply statute” that required a newspaper to provide
a political candidate with free space in ifs pages
to respond to any newspaper editomals eriticwing
the personal character of the candidate. 418 US. at
244-45.

Here, by contrast, the tmgger provisions do not
grant participating candidates any “right of access” to
petitioners’ property, funds or communications for the
purpose of disseminating the participants’ speech
Indeed, petitioners do not claim otherwise. Instead,
they simply assert that “hke the regulatory regime in
Pacific Gas & Elee Co., Arizona’s matching funds
system compels traditional candidates and their
supporters to ely disseminate hostile speech through
their exercise of First Amendment rights.” MeComush
Br. at 54 (emphasis added).

But this argument misrepresents what the Court
in Pacific Gas meant when ut criticized the commis-
sion’s order compelling the utihty company to “Aelp
disseminate hostile views.” 475 U.S. at 14 (emphasis
added). The Court made clear that the constitutional
violation was forcing the company “to use ifs property

oo

the billing envelopes — to distribute the message of
another” Jado at 17-18 cemphasis added) Moreover,
the Pecryfie Gas Court expheitly distinguished gov
ernmental subsidy programs — cveluding the presi
dential public financing system reviewed in Buckles
that distributed governmental subsidies without the
“help” of compelled access to the property of a private
party It noted that unlike “the fundamentally content-
neutral subsidies that we sustained in Raucklev and
Regan” “the Commission's order identifies a tavored
speaker based on the identity of the interests that
ithe speaker] may represent and forces the speaker's
opponent not the taxpaving public to assist in
disseminating the speaker's message.” See rd. at 15.
IG certing Buckley, 424 US. at 97-105, Regan, 461
US. at 546-50) Unternal quotations omitted) In
making this distinction, the Court therefore affirmed
that taxpaver-funded subsidy schemes that do not
rely on a “right of access” to another speaker's proper-
ty or communications do not raise First Amendment

CONCEPTS

2. Like the Public Financing System
Upheld in Buckley, the Trigger Pro-
visions Advance the Compelling
Governmental Interest in Prevent-
ing Corruption and the Appearance
of Corruption.

Because the challenged trigger provisions are
Viewpoint neutral, and do not impose any constitu.
tionally-cogmizable burdens on speech, there ts some

SO

question as to whether the provisions should be
subjected even to exacting serutiny But even uf the
provisions are reviewed under this) standard, see
MceComush, GUL Fd at S25, they nevertheless are
constitutional because they bear a “substantial re
lation” te oa “sufflaently important” governmental
interest. See Citizens United, 180 S.Ct. at 914
Buckley atirms that the challenged (rigger provisions
further the compelling governmental interest m com
bating corruption and the appearance of corruption in

state elections

a. The Trigger Provisions Encour-
age Participation in the Arizona
Public Financing Program and
Thereby Prevent Actual and Ap-
parent Corruption in State Elec-
tions.

Buckley made clear that publie financing serves
multiple “vital” interests, including “reducling] the
deleterious influence of large contributions on our
political process,” “tacilitatiing| commumeation by
candidates with the electorate.” and “freeling| eandi
dates from the rigors of fundraising” 424 US at 91

Prime among the interests served by publie
financing is the prevention of actual and apparent
political corruption. The Backlev Court noted expheit
ly that pubhe financing was “a means of eliminating
the nmproper influence of large private contributions.”
ld? at 96. This principle has been reaffirmed by
numerous lower courts in their review of federal or

state pubhe financing programs. See, eg., Leake, O24
P3d at 440-41 (finding that state’s pubhe financing
system “is designed to promote the state's ant.
corruption goals”), Daugget?, 205 FE 3d at 4701 Cholding
that public financing provides “the assurance that
contributors will not have an opportunity. to seek
special access, and the avoidance of any appearance
of corruption”) ANC, 487 F Supp at 284

From Buckley's holding that pubhe financing
furthers the prevention of corruption, 1 follows that
these components of a pubhe financing program that
further the program's viability are substantially
related to this compelling anti-corruption purpose.
More specifically, “[blecause Buckley held that pubhe
financing of elections furthers First Amendment
Values,” “states may. structure (pubhe financing
programs! in a manner which wall encourage cand-
date participation in them” See McoCormmish, 611 F 3d
at 526. The (rigger provisions of Arizona's program do
yust ths. They provide assurance to participating
candidates that they will have the resources to re-
spond to high spending by their privately-financed
opponents or by outside groups) Without such assur-
ance, candidates might be reluctant to participate in
a system of publre financing and spending limits
because of a well grounded concern that they would
be competitively disadvantaged by doing seo) By thus
tacihtating candidates’ participation im Arizena’s
program, the trigger provisions reduce candidates’
reliance on private contributions and thereby advance
the compelling governmental interest in preventing:

ty

corruption or the appearance of corruption At the
very least, high participation rates in the program
and the corresponding reduction im the number of
campaigns reliant on private money reduces or elim
nates the appearance that campaign contributions

buy influence or increased access to elected officials

Petitioners put forward various arguments in an
effort to obscure the clear appheability of Buckley to
this case, and bw extension, the relevance of the
government's anti-corruption interest, See PAC Br. at
35-43. None of these arguments have merit

First, petitioners claim that unlike the presiden-
tial system in Buckley, the Crue intent of Che Arivona
program was to “level the phoing feld™ and to
“achieve equality among speakers ” PAC Bro at) 36
But petitioners’ attempt to characterize the intent of
the Act as primarily or exclusively related to “leveling
the playing field” is factually inaccurate. The record
makes clear that the anticorruption goals of the Act
were prominent in hterature promoting the ballot
imitative and that corruption concerns were para
mount m the minds of the imtiative voters See
MecComiush, GULF 38d at 514-16, Bref of Respondent
Clean Elections Institute at 3.5, 42-44 Indeed, the
voter information pamphlet for Che imutiative, which
petitioners concede is dispositive, see PAC Bro at 37
n@, stated expheitly that the Act “would change
Arizona's ‘reputation [as] a state rife with corruption
and the abuse of monev in politics land] restore
confidence in our political system” 611 Sd at 515
(quoting Ballot Propositions Pubheity Pamphlet: for

1998 Arizona General Election, at “SS) It was thus
reasonable for the Court of Appeals to conclude that
“one of the principal purposes of the Act was to reduce
quid pro quo corruption” Jd. at S516 Against the
weight of this evidence, petitioners offer only a collec
tion of out-of context quotations from various activ
ists for the initiative to demonstrate its purported
“equalizing” purpose — and resort to highlishting a
statement on the Citizens Clean Election Commus-
sion’s website posted over a decade offer passage of

the voter initiatiwe PAC Br at 9-11

In any event, even if petruioners had compried a
more persuasive record regarding the primacy of the
“equahzing” ravionale, the premise upon which their
legal argument rehes is faulty: the possibilty that
the Act was perceived by some voters as advancing
multiple governmental yoals does not somehow
nullify the anti-corruption purpose and effect of the
Act. As the Court of Appeals noted, “[vloters are
motivated by varied and conflicting motivations” and
the exact extent to which they were motivated by
corruption concerns “cannot be precisely determined ”
611 FP Sd at 515-16. Even assuming that “leveling: the
plaving: field” was an ancillary motivation of some
Initiative voters, that does not obviate the clear anti
corruption purpose behind the Act. This purpose was
exphemto in the initiative hterature and further rein
foreed by Arizona’s history of corruption scandals
against which the pubhe debate was conducted) This
Court has recognized that a majority. vote for a
campaign finance measure where there is pubhe

oe

awareness of poliueal corruption is evidence that
Voters were motivated by their perception of corrup-
tion) Nivon vo SArink Missouri Government PAC, 428
US. 377, 394 (2000), Even if Amzona voters were
exposed to multiple pohey arguments for pubhe
financing, this does not undercut Buckley's affirma
tron that publhe financing programs, like Arizona's
system, are justified by compelling anti corruption
interests

Seoond, petitioners attempt to distinguish Buck
lev by noting that the presidential svstem did not
include tmeger provisions, arguing that this distine-
tion indicates that the triggers are an mnproper
“prophylactic” measure MeComuish Br at 81-88; PAC
Bro at 53-55 As discussed in Section |, the observa
tion that the presidential publi financing system
does not have trnggers is correct) But ait does not
follow that the (rigger provisions are therefore merely
prophylactic to the Act’s anti-corruption objective

The recerd is replete with testimony indreating
that the trigger provisions encourage participation in
Anvzona’s program. See Clean Elections Bro at 47-48
(ating Jount Appendix 386-88) 439-43, 540-44, 590-91)
Petitioners neither dispute this point nor offer ev:
dence to the contrarv. And measures, such as the
trigger provisions, to ensure participation in the
program are directly related to the government's ant
corruption interest because, as the Court of Appeals
found, “la} pubhe financing system with no partic:
pants does nothing to reduce the existence or appear

MY le

ance of quid pro quo corruption” BIL US at 427

Petitioners nonetheless assert that the connec:
tion between the triggers and the Acts anth
corruption goals is “indirect” and comparable to Che
“indirect connection between issue advocacy reguia-
tion and anticorruption purposes, which did not
withstand strict scrutiny in Wisconsin Right To Life”
MeComish Br. at Sl. But the problem with the corpo-
rate funding restriction reyected in WAT as an
impermissible “prophylaxis upon prophylaxis” meas
ure Was not that it was “indirect,” but rather that it
was overbroad — that it covered issue speech as well
as express advocacy, See 551 US. at 479; see also 2
USC $44 lbibk2) Here, however, the trigger pro
visions cannot be construed as “overbroad.” They do
not “restmet” a breader category of speech im an
attempt) to prevent crreumvention of a narrower
campaign finance restriction, they do not directly
“restrict” speech at all) See Section IB La, supra
Nor does the Act with trigger provisions regulate any
more speech than the Act would regulate if it lacked
trigger provisions, or if it utilized another mechanism
to release public funds (o participating candidates,
such as lump sum payments

Lastly, this Court should also reject petitioners’
novel theory that “within a system that) already
protubits large campaign contributions and imposes
extensive disclosure requirements,” pubhe tinanemyg
“simply cannot further advance anticorruption pur
poses.” MeComish Bro at 65-69) This theory) runs
directly counter to the Buckley and RNC decisions
The presidential publie financing system was also

30

enacted in a regulatory system that already included
contribution limits and comprehensive disclosure,
and vet this Court squarely held that puble financing
promoted the government's anthcorruption goals) 424
US. at 96-97

Indeed, the Buckley Court reeognized that there
Was alWays the potential for corruption “lajnder a
system of private financing of elections” because “a
candidate lacking immense personal or family wealth
must depend on financial contmbutions from others to
provide the resources Nnecessaryv to conduct a success
ful campaign.” 424 US at 26 cemphasis added). And
“(tio the extent that large contributions are mven to
secure a quid pro quo from current and potential
office holders, the integrity of our system of repre:
sentative democracy 1s undermined” Jd at) 26-27
Pubhe financing thus furthers compelling state
Interests precisely because it “elaminates the improp
er imiluence of large private contmbutions” that 1s
often endemic to such a system. Jd at 96° This insight
was also part of the legislative findings supporting
the presidential system Congress rejected the argu
ment that “reporting and disclosure rules combined
with limits on contributions provide sulieent re:
form.” and instead found that “(the only way in
Which Congress can eliminate reliance on) large
private contmbutlhions and = still) ensure adequate
presentation to the electorate of opposing viewpoints
of competing candidates is through comprehensive
pubhe financing "So Rep No. 93-689 (1974). at *4

b. Davis v. FEC Is Inapplicable Be-
cause the Millionaire's Amendment
Did Not Serve Anti-Corruption
Goals.

The tenuous relevance of Davis to this case ts
further undercut by the fact that the Milhonaire’s
Amendment and pubhe financing programs have
been found to implicate different governmental
interests. The Millionaire's Amendment was found in
Decis to advance no legtimate governmental inter
est, while pubhe financing was found by the Buckley
Court to advance the “vital” governmental interest in
preventing political corruption

In Dacis, the government attempted to justify a
“scheme of discriminatory contnbution lhmuits” on the
twin grounds that the hmuits prevented corruption
and “leveled the playing field” between self-financed
and conventionally-financed congressional cand-
dates. The Court first rejected the asserted ant-
corruption goal invoking Buckley, it reasoned that
because a candidate's “reliance on personal funds
reduces the threat of corruption.” 128 8. Ct. at 2773,
the Millhonaire’s Amendment, by discouraging the use
of personal funds, undermines the anti-corruption
interest. Indeed, by tripling the contmbution limits
for conventionally-financed candidates, the Mailhon-
aire’s Amendment would allow vet larger contribu
tions and increase the potential for guid pro que
arrangements. The Court also rejected the govern
ment’s alternative argument that the Milhonarre’s
Amendment lhmuts “were pustitied because they ‘level

3s

electoral opportunities for candidates of different
personal wealth,” finding that the Court's) pnor
decisions “provide no support for the proposition that
this is a legitimate government objective.” Jd

By contrast, Buckley makes clear that) puble
financing serves to prevent corruption and the ap-
pearance of corruption, as well as to insulate candi
dates from the pressures of private fundraising. 424
US. at 93. Hence, whereas the Milhonaire’s Amend-
ment, in the view of the Court, did not advance the
governmental interest in preventing corruption
because it increased the size of allowable private
contmbutions for certain candidates and discouraged
the non-corrupting expenditure of personal funds,
public financing programs turther the compelling
governmental interest of “reduciing! the deleterious
influence of large contributions on our political pro
cess.” 424 US. at 93.

In an attempt to salvage the appheability. of
Davis to publie financing, petitioners have labored to
uncover a clandestine “equalizing rationale” behind
the Act. See Section IL B 2.a, supra But in so doing,
they misapprehend the very nature of what the Court
in the past has considered an impermissible attempt
to “level the playing fleld.” See, eg, MeComuish Br at
63-64 (arguing that adjusting pubhe funds grants to
ensure that participants are “viable” is tantamount to
“equahzing” electoral influence!) In Buckley. the
Court was concerned about expenditure restrictions
and other state attempts to “equalizie] the relative
amhty of individuals and groups to influence the

.’
3Y

outcome of elections” im an electoral system that
rehed entirely on private financing. 424 U.S. at 48.
Here, however, by enacting trigger provisions, Arizo-
na is not equalizing the resources of candidates
competing in the same privately-financed electoral
system; instead, the state is providing that candi
dates who have chosen to operate in a different type
of electoral svstem — a pubhicly-financed system -
have adequate funds to communmicate with the elec-
torate and respond to their political opponents. In
short, Arizona ts not leveling the playing field be-
tween similarly-situated) privately-finaneed candh-
dates, but rather is ensuring that candidates
operating in two different systems are competitive
and can engage in meaningful debate.

The permissibihty of Arizona’s dual campaign
finance system is underscored by the fact that the
constitutional concerns that informed this Court's
rejection of past “equalizing” restmetions are not
present here. In Buckley, the Court feared that in a
system of privately-financed elections, expenditure
hmuts or other attempts to equalize resources would
by necessity discriminate against those with wealth
or fundraising prowess. See also Davis, 128 5S. Ct. at
2773 (finding that BCRA $319%a) attempted “to
reduce the natural advantage that wealthy individu-
als possess in campaigns tor federal office”). As Buck.
lev noted, “[t}he First Amendment's protection against
governmental abridgment of free expression cannot
properly be made to depend on a person's financial
ability to engage in pubhe discussion.” 424 U.S. at 49.

40

But in a system of snived private and public financ-
ing, calibrating pubhe funds grants through trigger
provisions does not discriminate against privately-
financed candidates who, after all, were free to accept
public funds themselves. Participating candidates
and privately-financed candidates are not similarly-
situated: they have voluntartly chosen two different
funding systems.

Also inapplicable here is the Buckley Court's
concern that equalizing measures, such as the $1,000
limit on independent expenditures invalidated there,
would “necessarily reduce’ ] the quantity of expres-
sion by restricting the number of issues discussed,
the depth of their exploration, and the size of the
audience reached.” 7d. at 19. But far from constrain-
ing free speech, the trigger provisions enhance politi
eal speech and debate. By providing optional
subsidies to all qualifving candidates regardless of
their identity, behefs or viewpoints, the Act “assure[s]
a society in which ‘uninhibited, robust, and wide-
open’ public debate concerning matters of public
interest ... thrivels].” /d. at 93 n.127 (quoting New
York Times Co. v. Sullivan, 876 U.S. 254, 270 (1964)).

¢

41

CONCLUSION

For the foregoing reasons, the judgment of the
Court of Appeals should be affirmed.

February 2011
Respectfully submitted,

DONALD J. SIMON J. GERALD HEBERT

SONOSKY, CHAMBERS, SACHSE, Counsel of Record
ENDRESON & PERRY, LLP TARA MALLOY

1425 K Street, NW PAUL S. RYAN

Suite 600 THE CAMPAIGN LEGAL

Washington, D.C. 20005 CENTER

(202) 682-0240 215 E Street, NE

Washington, D.C. 20002

FRED WERTHEIMER (202) 736-2200

DEMOCRACY 21

2000 Massachusetts Ave., NW
Washington, D.C. 20036
(202) 429-2008

Counsel for Amici Curiae

App. 1

APPENDIX A

The following groups constitute the ayiicr curiae who

submit the foregoing brief:

The Campaign Legal Center (CLC) is a
non-profit, non-partisan organization created
to represent the public perspective in admin-
istrative and legal proceedings interpreting
and enforcing campaign finance and other
election laws throughout the nation It par-
ticipates in FEC rulemaking and advisory
opinion proceedings and = files complaints
with the FEC to ensure that the agency is
properly entorcing federal election laws. The
CLC has participated as an amicus curiae in
a broad range of campaign finance cases, in
cluding in the district court proceedings im
the instant case.

Citizens for Responsibility and Ethics
in Washington (CREW) is) ao non-profit
SOKeKS) organization dedicated to promot-
ing ethics and accountability in government
and public life by targeting government off-
clals - regardless of party affihation — who
sacrifice the common good to special inter
ests. CREW advances its mission using a
combination of research, htigation and media
outreach.

Democracy 21 is a non-profit, non-partisan
policy organization that works to ensure the
integrity of our democracy. It supports cam-
pain finance and other political reforms and
conducts public education efforts to accom-
plish these goals, participates ino htigation

App. 2

invelving the constitutionaltty. and inter
pretation of campaign finance laws and
works to ensure that campaign finance laws
are effectively and properly enforced and
unplemented

The League of Women Voters of the
United States is a non-partisan, communi:
ty-based organization that encourages the in
formed and active participation of citizens in
government, and influences pubhe pohev
through education and advocacy. Founded in
1920 as an outgrowth of the struggle to win
voting mghts for women, the League ts orga-
nized in more than S850 communities and in
every state, with more than 150,000 mem-
bers and supporters nationwide. One of the
League's primary goals ts to promote an open
governmental system that is representative,
accountable, and responsive and that assures
opportunities for ciuiven participation in gov-
ernment decision making. To further this
goal, the League has been a leader in seeking
campaign finance reform at the state, local,
and national levels

League of Women Voters of Arizona is a
non-partisan, community-based organiation
that encourages the informed and active
participation of e1tizens in government, and
miuences public pohev through education
and advocacy. The League (Arizona) helped
dratt the ballot imitiative connected to Ari
gona’s Citizens’ Clean Elections Act and ad
vocated for its enactment by state voters. It

App. 3

continues to advocate betore the state legis
lature to protect and strengthen the Act

New Jersey Appleseed Public Interest
Law Center ONd Appleseed”) is a non-profit
corporation established to provide legal ad
vocacy on behalf of New Jersey residents in
matters raising sumificant public policy is-
sues. The Center was initially authorized by
the taculty of Rutgers Law School-Newark to
develop and expand the reach of pubhe
interest law and education in the State
Since 1998, the Center has been athhated
with Appleseed, a national public interest
organizing project created by alumni of Har-
vard Law School NJ Appleseed currently to-
cuses its work on health care reform, election
reform, government and corporate accounts
tihty issues, and environmental and public
health issues) Pursuant to its election reform
project, Nd Appleseed has worked with and
has represented community groups that have
sought to establish state and local clean
cCAMpayywn programs

Public Citizen, Ine... a national government.
reform and consumer-advocacy organimwation
founded in 1971, appears on behalf of its ap-
proximately 225,000 members and support
ers before Congress, administrative agencies,
and courts on a wide range of issues. Public
Citizen works for enactment and entorce-
ment of laws fostering an open, accountable
and responsive government and protecting
consumers, workers, and the public. Publhe
Citizen has long advocated campaign finance

App 4

laws that combat the appearance and reality
of corruption of pubhe officials, including
laws providing publi financing for cand-
dates on the national and state levels. Public
Citizen lawyers offen appear as counsel in
litigation involving campaign finance issues,
and Pubhe Citvven itself frequently parties
pates in such litasation as armcus curiae

The Sierra Club ts a national non protit or-
ganization of approxunately 600.000) mer.
bers and supporters dedicated to exploring,
enjoving, and protecting the wild places of
the earth, to practicing and promoting the
responsible use of the earth's ecosvstems and
resources, to educating and enlisting human
ity to protect and restore the quahty of the
natural and human environment, and to us-
ing all lawful means to carry out these objec.
tives. The Club's particular interest in this
case and the tissues which the case concerns
stem from the Club's interests in improving
the quahty of publicly elected offeials bw re
ducing the undue influence of money in elec
tions and by reducing campaurn selieitation
efforts so that elected oMcials can better
serve their constituents and the environ
mer

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385015_0642%3A17. Public record. Not legal advice.
