# Respondents Brief — Johnson v. California

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Respondents Brief
- **Published:** January 1, 2005
- **Citation:** 543 U.S. 499

## Text

No. 03-636 AUG = 6 2004 |

In The
Supreme Court of the United States
GARRISON S. JOHNSON,

Petitioner,
V.

JAMES GOMEZ and JAMES ROWLAND,
Respondents.

¢

On Writ Of Certiorari To The
United States Court Of Appeals
For The Ninth Circuit

+

BRIEF FOR THE RESPONDENTS |
+

sa BILL LOCKYER :
Attorney General of the
State of California
MANUEL M. MEDEIROS
Solicitor General
ROBERT R. ANDERSON
Chief Assistant Attorney General

FRANCES T. GRUNDER
Senior Assistant Attorney General
Counsel of Record

SARA TURNER
Supervising Deputy Attorney
General

455 Golden Gate Avenue,
Suite 11000
San Francisco, CA 94102-7004
Telephone: (415) 703-5723
Facsimile: (415) 703-5843
Counsel for Respondents
Gomez and Rowland

a
-_—

COCKLE LAW BRIEF PRINTING CO (800) 225-6964
OR CALL COLLECT (402) 342-2831

QUESTIONS PRESENTED

California prison officials have limited information about
inmates’ gang affiliations, enemy concerns, and potential
for violence when the inmates are first received at a
prison. Thus, inmates generally are not double-celled with
inmates of another race until information is received to
determine that it is safe to do so. That information is
gathered during the sixty-day initial classification process.
In most prison cases, Turner v. Safley, 482 U.S. 78 (1987)
is used to evaluate the constitutionality of prison officials’
actions.

1. Should the courts continue to give prison officials
deference in the day-to-day management of pris-
ons, or should strict scrutiny be used to evaluate
whether California’s initial double-celling practice
is constitutional?

2. Does California’s initial double-celling practice
violate the Equal Protection Clause?

ii
OBJECTION TO THE DESIGNATION OF PARTIES

Respondents disagree with petitioner’s designation of
the respondents. The only respondents are James Gomez
and James Rowland, both former directors of the Califor-
nia Department of Corrections, who were granted quali-
fied immunity from damages by the lower courts. Neither
the State of California nor any other defendant is a re-
spondent here, as Gomez and Rowland were the only
parties to the appeal that is the subject of review.

ill

TABLE OF CONTENTS

ESAT
A. The Impact Of Race-based Prison Gangs In

Se

B. Cell Assignment In the Reception Center.........
C. The Proceedings Below.....................ccccccccceeseeees
SUMMARY OF ARGUMENT ......0...0.......cccccecccceeceeseeeees

Il.

THE TURNER STANDARD IS APPROPRI-
ATE TO DETERMINE WHETHER THE
CDC’S TEMPORARY DOUBLE-CELLING
POLICY IS CONSTITUTIONAL, BECAUSE
IT AFFORDS PRISON OFFICIALS NEEDED
DEFERENCE AND IS ADEQUATE TO
SAFEGUARD INMATES’ CONSTITUTIONAL

A. Turner v. Safley Expresses the Long-
standing Principle That Courts Are To De-
fer To Prison Administrators’ Expert

B. Deferential Standards Are Applied To All
Constitutional Claims Made by Prisoners ..

C. This Court Should Not Craft an Equal
Protection Exception To Turner..................

THE CDC’S CONSIDERATION OF RACE AS
ONE FACTOR IN ASSIGNING TEMPORARY
CELLMATES SATISFIES THE TURNER
STANDARD AND IS THUS CONSTITU-

17

iv

TABLE OF CONTENTS - Continued

Page

A. There Is a Valid, Rational Connection Be-
tween CDC’s Practice and the Legitimate
Penological Interest of Preventing Vio-

BOIIED ccacenescscensesennssenesennnenietnspmimnimnnipenmennnin 28
B. There Are Alternative Means of Exercising
the Constitutional Right.....................000008 32

C. There Would Be a Significant Impact on
Prison Personnel, Other Inmates, and Re-
sources In Assigning Reception Center

Cellmates Differently .....................cc000eeeeees 33
D. There Are Presently No Reasonable Alter-
IUD rexsnccncecansesnemicenssnatnciatnniatimeieinnamaneenias 35

Ill. EVEN UNDER A _ STRICT SCRUTINY
ANALYSIS, THE CDC’S TEMPORARY
HOUSING PRACTICE IS CONSTITU-

TEED canextscnenentsensrtininiiatinniennisieiieianammimnemmiinas 37
A. Remand Is Appropriate....................c0ssee 37
B. The Practice Advances a Compelling Gov-
0 39
C. The Practice Is Narrowly Tailored ............. 40

IV. REGARDLESS OF WHAT STANDARD AP-
PLIES, RESPONDENTS GOMEZ AND ROW-
LAND ARE ENTITLED TO QUALIFIED
tt, , 44

ot Fe 45

v
TABLE OF AUTHORITIES
Page
CASES
Adarand Construction, Inc. v. Pena, 515 U.S. 200

aaa crtssnivisntensinnnententenncnieniainiasbinniananininieusinmbnimeieel 24
Allen v. Wright, 468 U.S. 737 (1984) .............ccccceeeeeeeeeeeees 12
Bear v. Kautzky, 305 F.3d 802 (8th Cir. 2002) .................. 27
Bell v. Wolfish, 441 U.S. 520 (1979) ...........cccccecceeeeeees 20, 29
Black v. Lane, 824 F.2d 561 (7th Cir. 1987)..................... 26
Cleavinger v. Saxner, 474 U.S. 193 (1985).............ccccccce0es 31
Edwards v. Sard, 250 F.Supp. 977 (D.C. Dist.

SITU insaseteesennestinnnsdiaisitiepenadeniaeniennenbenpaseteneadiinmimasaiaainiaeel 2
Farmer v. Brennan, 511 U.S. 825 (1994) .0...0...cccccccccceeeeees 19
Graham v. Conner, 490 U.S. 386 (1989) ......0.cccccccccceeeeeees 22
Gratz v. Bollinger, 539 U.S. 244 (2003) .................c.cccece00 24
Grutter v. Bollinger, 539 U.S. 306 (2003)....24, 39, 40, 41, 43
Hakim v. Hicks, 223 F.3d 1244 (11th Cir. 2000)............... 27
Harlow v. Fitzgerald, 457 U.S. 800 (1982)....................002. 44
Harris v. Greer, 750 F.2d 617 (7th Cir. 1984) ..................... 4
Hudson v. Palmer, 468 U.S. 517 (1984) 20.00.0000... .ccccceeeeeeeeeee 1
Johnson v. State of California, 207 F.3d 650 (9th

ee ee nnteenennannticeindaiintinauneaianaisinmnsed dante eae, 27, 38
Jones v. North Carolina Prisoners’ Union, 433 U.S.

i incensinnens“cnennatinenuntecvnitibeaienpuiiinintiiasiahiiias 18, 28
Lee v. Washington, 390 U.S. 333 (1968)..................... passim
Lewis v. Casey, 518 U.S. 343 (1996)..............:ccccceesenee eens 21

Loving v. Virginia, 388 U.S. 1 (1967) ..............ccccccceeeeeeeeees 24

vi

TABLE OF AUTHORITIES -— Continued

Page
Lucas v. So. Carolina Coastal Council, 505 U.S.
> ME IE icnnssemniinie 38
Mayweathers v. Newland, 258 F.3d 930 (9th Cir.

STE snisientbeestieiiindnaiandiadeiaiainiiaimenaieditasiateiuiiidmeeniepimmienniiiinieehis 27
McKune v. Lile, 536 U.S. 24 (2002). ..........cccccccceceeeeeees 21, 23
Mooring v. San Francisco Sheriff’s Dep't, 289

F. Supp.2d 1110 (N.D. Cal. 2003) ..................sssssccsessssssees 9

Morrison v. Garraghty, 239 F.3d 648 (4th Cir. 2001) . 25, 27
O’Lone v. Estate of Shabazz, 482 U.S. 342 (1987).... 22, 31, 35

Oliver v. Scott, 276 F.3d 736 (5th Cir. 2002)..................... 26
Overton v. Bazzetta, 539 U.S. 126 (2003).............. 20, 21, 39
Pargo v. Elliott, 49 F.3d 1355 (8th Cir 1995).................0 26
Pell v. Procunier, 417 U.S. 817 (1974) ..........cccccccceeeeeeeeeees 39
People v. Aguilera, 51 Cal.App.4th 1151 (1996).................. 3
Pitts v. Thornburgh, 866 F.2d 1450 (D.C. Cir. 1989)........ 26
Preiser v. Rodriguez, 411 U.S. 475 (1973)..............cccceeeeee 19
Procunier v. Martinez, 416 U.S. 396 (1974).......... 18, 19, 31
Rhodes v. Chapman, 452 U.S. 337 (1981).............:::cccceeee 18
Richmond v. J.A. Croson Co., 488 U.S. 469 (1989)........... 24
Robinson v. Prunty, 249 F.3d 862 (9th Cir. 2001)............. 37
Sandin v. Conner, 515 U.S. 472 (1995)...................004. 15, 23
Saucier v. Katz, 533 U.S. 194 (2001)... cceeeeeeees 13, 44
Shaw v. Murphy, 532 U.S. 223 (2001) .0........ccccccceeeeee 21, 28
Shaw v. Reno, 509 U.S. 630 (1993) ............:ccceccceeeeeeeeeeeres 24

Sockwell v. Phelps, 20 F.3d 187 (5th Cir. 1994)................ 25

Vii

TABLE OF AUTHORITIES - Continued

Page
Stefanow v. McFadden, 103 F.3d 1466 (9th Cir.

BEDE) ...0<:20ssesesecescessoesovssssssesensossesssoscsnssesnencssosoosssnoscsossenses 2
Thornburgh v. Abbott, 490 U.S. 401 (1989).......... 21, 29, 32
Turner v. Safley, 482 U.S. 78 (1987) ........ccccccccccceeceeee passim
United States v. Fountain, 840 F.2d 509 (7th Cir.

eee ve eee en TE NE ae eI 4
United States v. Santiago, 46 F.3d 885 (9th Cir.

SIT icnsninnesnsenicitinarnneniteadatlaidatenieaasasiisteiataiaaehlitia ta dinate intends 3
United States v. Shryock, 342 F.3d 948 (9th Cir.

a ee ET Ie Lee I ee ee 5
United States v. Silverstein, 732 F.2d 1338 (7th Cir.

ee SE ae Aye ee ae oe eT 3,4
Veney v. Whyde, 293 F.3d 726 (4th Cir. 2002) ................... 26
Walker v. Gomez, 370 F.3d 969 (9th Cir. 2004)........... 25, 27
Washington v. Harper, 494 U.S. 210 (1990).......... 21, 22, 23
Washington v. Lee, 263 F.Supp. 327 (M.D. Ala.

RR ree es ee ORES A AS Me ae 2
White v. Morris, 832 F. Supp. 1129 (S.D. Ohio 1993) ... 30, 41
Whitley v. Albers, 475 U.S. 312 (1986)..............0c0cc000 15, 22
Yates v. Stalder, 217 F.3d 332 (5th Cir. 2000)................... 26
CONSTITUTIONAL PROVISIONS
United States Constitution

ATE ee ee 21, 22

Eighth Amendment ...................csssssessse0s 15, 17, 19, 22, 34

Fourteenth Amendment .....................cc000000 15, 21, 24, 32

viii

TABLE OF AUTHORITIES -— Continued

Page
STATUTES AND REGULATIONS
California Code of Regulations, Title 15
2 EERSTE eae ee Te ana Teen ee 11, 25
|” I On CT nN ee ae CO 8
California Penal Code
lana cai caaiaiacaitaea canted een leenhiatnrtatenieaiaenials 6, 43
California Department of Corrections, Departmen-
tal Operations Manual
| REE ene eeen tence enone tae 8
|| TEEN en ae ne TENE RUMEN Eo 10
RULES
Federal! Rule of Civil Procedure
EL aE OE ma rt 38
Ts no ne OEE MET 13
OTHER AUTHORITIES
Alonso, Alejandro A., M.S., African-American Street
Gangs in Los Angeles, National Alliance of Gang
Oe AR cen ae Ee 11
Bureau of Prisons, Quick Facts ...5..000000ccsccccscccssessecoversseees 43
California Department of Corrections, California
Prisoners and Parolees 2002 tbl. 9.................c:cccceeeeeeeee 43
California Department of Corrections, Movement of
Prigam Fapeiatiah 9 (B66) .osccccosesecccescccscssssecccccscsccssescosse 6

California Department of Corrections, Weekly

Report of Population as of Midnight July 7, 2004 .......... 7

ix
TABLE OF AUTHORITIES - Continued

California Department of Justice, Gangs 2000: A
ey CD Sa Ge cccecnvenrtnmnenenntareneisninneenecetmnenntaines 2

California Department of Justice, Organized Crime
in California 2003 15-17 (2003) ..........::ccccceeeeeeeeeeees 2, 3,4

Dilulio, John J. Jr., Governing Prisons: A Compara-
tive Study of Correctional Management 129
Sisal ee cwsacntnineccctsdicncentintinadataasetialmentatimmenesdidenatndiiniiinnieite 1

Grann, David, “The Band: How the Aryan Brother-
hood became the most murderous prison gang in
America,” THE NEW YORKER 156 (Feb. 16 & 23,
STITT sicsialiabpunbiietnianeahniaeitemainiaialaaanathiniaaclaaieeteiiarattatiadinaiaaisii 3

Trulson, Chad & Marquart, James W., The Caged
Melting Pot: Toward an Understanding of the

Consequences of Desegregation in Prisons, 36 LAW
Be BY TE, FE Gee ccsccncccccnccescscesccescevesessnsenssccecsses 41

Willens, Jonathan A., Structure, Content and the
Exigencies of War: American Prison Law after
Twenty-five years 1962-1987, 37 Am. U. L. REV.

Gi SITE cocvecnnniunesbeisiienniphinpninsninibaiaumaianiens .1,2,3

STATEMENT

A. The Impact of Race-Based Prison Gangs in
California Prisons.

“Prisons, by definition, are places of involuntary
confinement of persons who have a demonstrated procliv-
ity for antisocial criminal, and often violent, conduct.”
Hudson v. Palmer, 468 U.S. 517, 526 (1984). This case
involves state prison officials’ efforts to defuse this behav-
ior in one place and one place only, namely, the two-man
cell in which inmates are initially housed upon their
arrival in the California prison system. It concerns those
officials’ efforts to address one dominant factor in the lives
of inmates, whether newly received or already established:
the race-based prison gang.

Modern observers of prisons recognize that prison
gangs are “the most significant reality” in prisoners’ lives.
Willens, Jonathan A., Structure, Content and the Exigen-
cies of War: American Prison Law after Twenty-five years
1962-1987, 37 AM. U. L. REv. 41, 56 (1987); see also
Dilulio, John J., Jr., Governing Prisons: A Comparative
Study of Correctional Management 129 (1987) (referring to
prison gangs as “the chief operational fact of life inside
California prisons”). Observers recognize that “gangs
create the prisoner’s new identity by recognizing the skills
he has learned on the street and providing a way and a
reason to use them in prison. The gangs also affirm the
‘race consciousness’ of the ghetto. They teach that the
prison is a political place where being Black, white or
Hispanic defines the prisoner’s political position and
where following the gang gives the prisoner political
power.” Willens at 57. They acknowledge that “prison can
be a homecoming, provided that the man is a gang mem-
ber who is assigned to the prison his gang controls. Then

the gang provides food and cigarettes, visits and gifts
coordinated by allies outside, information about friends
and enemies in the prison, and protection from the thieves
and rapists who prey on new men.” /d.

“Anyone familiar with prisons understands the
seriousness of the problems caused by prison gangs that
are fueled by actively virulent racism and religious bigotry.
Protecting staff from prisoners and prisoners from each
other is a constant challenge.” Stefanow v. McFadden, 103
F.3d 1466, 1472 (9th Cir. 1996). “‘[T]he association be-
tween men in correctional institutions is closer and more
fraught with physical danger and psychological pressures
than is almost any other kind of association between
human beings.’” Washington v. Lee, 263 F. Supp. 327, 332
(M.D. Ala. 1968), quoting Edwards v. Sard, 250 F. Supp.
977 (D.C. Dist. 1966).

There are five major prison gangs in California:
Mexican Mafia (EME), Nuestra Familia, Black Guerilla
Family, Aryan Brotherhood, and Nazi Low Riders. Nuestra
Familia (NF) created a subgroup called the Nuestra Raza,
which currently enforces the interests of the NF while its
members are isolated in security housing units. The Aryan
Brotherhood is allied with the EME and is friendly with
other white gangs such as the Hells Angels and the Nazi
Low Riders. California Department of Justice, Organized
Crime in California 2003 15-17 (2003) (hereafter Califor-
nia Department of Justice, Organized Crime)].' California
Hispanic inmates are divided geographically into Nortenos
(Northerners) and Surefios (Southerners). See California
Department of Justice, Gangs 2000: A Call to Action 30

’ Available at http://caag.state.ca.us/publications/org_crime.pdf

3

(1993);* People w Aguilera, 51 Cal.App.4th 1151, 1156 n.3
(1996); see also J.A. 185a (inmates from California Avenue
in Bakersfield or northward cannot be housed with South-
ern Hispanic inmates).

The prison gang culture is, above all, violent: “It
includes forced prostitution and armed robbery. It also
includes the violence necessary for its enforcement such as
attacks on prisoners who interfere with prostitution or tell
secrets.” Willens at 61-62. It is common knowledge that
some gangs require one inmate to kill another (“make your
bones”) in order to become a gang member. See United
States v. Santiago, 46 F.3d 885, 888 (9th Cir. 1995) (Mexi-
can Mafia); United States v. Silverstein, 732 F.2d 1338,
1341 (7th Cir. 1984); see also Grann, David, “The Band:
How the Aryan Brotherhood became the most murderous
prison gang in America,” THE NEW YORKER 156 (Feb. 16 &
23, 2004).

Prison gangs operate both inside and outside of prison
and control the activities of many street gangs. California
Department of Justice, Organized Crime, supra, at 15
(2003). One of the primary sources of new prison gang
members is street gangsters who are sent to prison, and
some of the prison gangs are actively recruiting to bolster
their ranks. Jd. at 16. For example, the Black Guerrilla
Family is experiencing a resurgence due to its recruiting
efforts, and the Aryan Brotherhood is actively recruiting to
compensate for some recent setbacks suffered as a result
of gang-related federal indictments. Jd. The increased
recruiting efforts by the gangs and the resurgence of the
Black Guerilla Family will lead to increased rivalries and

? Available at http://www.cgiaonline.org.

4

violence in the prisons. Jd. at 17. The close affiliation
between street gangs and prison gangs ensures that their
rivalries and associated violence are factors from the
moment new inmates — who may be street gang members
— and repeat offenders — who may be prison gang members
— arrive.

Violence in California prisons is well documented. The
Ninth Circuit took notice of a series of race-based riots at
Pelican Bay State Prison that resulted in one death and
twenty-five injured inmates being transported to outside
hospitals, as well as many other instances of violence that
were reported in the media. Pet. App. 16a-18a n.9. The
reported incidents include a race riot between Hispanics
and African-Americans at Adelanto Prison during which
six prisoners were injured, one critically, and after which
100 inmates had to be transferred; a lockdown following a
riot at Lancaster Prison when large groups of Latino and
white inmates rushed each other and ten inmates were
injured; and a disturbance between 100 African-American
and Latino inmates in an exercise yard at Folsom State
Prison which led to the death of one prisoner and injuries
to thirteen others. /d.

It is widely recognized that prison gangs are formed
and organized along racial lines. Harris v. Greer, 750 F.2d
617, 619 (7th Cir. 1984) (taking judicial notice of fact that
prison gangs are organized along racial lines). And courts
have regularly acknowledged the ruthlessness of prison
gangs. The Aryan Brotherhood, for example, has been
recognized as “a singularly vicious prison gang,” United
States v. Fountain, 840 F.2d 509, 516 (7th Cir. 1988), that
has a “hostility to black inmates,” United States v.
Silverstein, 732 F.2d 1338, 1341 (7th Cir. 984). The Mexi-
can Mafia has been declared an “extraordinarily violent

5

organized criminal enterprise” whose members have
engaged in murders, attempted murders, and conspiracies
to commit murder; have testified falsely and threatened,
assaulted, killed, or attempted to kill potential witnesses
in pending cases; have vowed a “code of silence” to deny
the existence of and membership in the Mexican Mafia;
and have interfered with the judicial process by subpoena-
ing inmates under the guise of needing them as witnesses
in their case, then attacking those persons in attorney
visiting rooms. United States v. Shryock, 342 F.3d 948, 972
(9th Cir. 2003).

Prison gang politics dictate social protocols that must
be honored. In California prison dormitories, for example,
adjacent bunks may be white, African-American, or
Hispanic, but problems occur if an inmate of one race is
placed on a bunk above an inmate of ancther race. J.A.
190a-191a (fights have occurred when this was mistakenly
done).

Neither petitioner nor his supporting amici dispute
the existence of significant racial tension in California
prisons. Petitioner himself admitted that he couldn’t ask a
white inmate to move in with him: “You can’t cross races.
That will start racial tension right there. So I know I can’t
go to a white guy and say, ‘Hey, I want to move with you’
because he is not going to move with me.” J.A. 109a.
Petitioner’s fear appears to be a generalized one of cross-
racial violence directed at him because he is African-
American. See J.A. 117a.

In California, as in almost all prison systems, it has
sometimes been necessary to take protective measures
based on race (e.g., after a race-based prison riot). See, e.g.,
Pet. App. 16a-18a n.9. At issue in this case, specifically, is

6

California’s process for assigning cells at the prison recep-
tion centers, to which we now turn.

B. Cell assignment in the reception center

The practice at issue in this case takes place only at
“reception centers.” Reception centers for men are located
within seven of California’s thirty-two prisons. When an
inmate first enters the California state prison system, he
is sent to a reception center where he undergoes process-
ing and screening to determine his custody level and an
appropriate permanent prison platement. In 2003, the
seven reception centers for male inmates processed more
than 40,000 newly admitted inmates and almost 72,000
inmates who were returned from parole. California De-
partment of Corrections, Movement of Prison Population 3
(2003).° In addition, those seven reception centers proc-
essed a portion of the 254,000 already admitted male
inmates who were moved from one facility to another over
the course of the year. Id.; see n.9, infra.

When an inmate arrives at a reception center, prison
officials have only limited information about him, particu-
larly if he has never been housed at a California Depart-
ment of Corrections (CDC) facility. The only information
that counties are required to provide to the CDC when
they deliver a convicted defendant to the CDC’s custody is
(1) a certified abstract of judgment or minute order, (2) a
Criminal Investigation and Identification number, and (3)
a confidential Medical/Mental Health Transfer Form
indicating that the inmate is medically capable of being

* Available at http://www.corr.ca.gov/OffenderInfoServices/Reports/
Annual/Move5/MOVE5d2003. pdf

7

transported. Cal. Penal Code § 1216 (West 2004). Any
other information is gathered during the classification
process itself. J.A. 303a. During this process, a thorough
evaluation of each inmate’s physical, mental and emo-
tional health is completed. Jd. In addition, he is given a
battery of tests to determine his vocational and educa-
tional skills and goals. Jd. The prisoner’s criminal history,
history in jail, and any previous prison or jail commit-
ments are reviewed to determine his security needs and
classification level.‘ Jd. at 304a. During this time, classifi-
cation staff determine whether or not the inmate has
enemies elsewhere in prison, including people who may
have testified against him in the past or in his criminal
case, or inmates with whom he may have had disputes
during previous jail or prison placements. J.A. 303a-304a.

In reception centers, inmates are usually housed two
to a cell or in dormitories. J.A. 303a. Single cells are at a
premium because California’s seven reception centers for
male inmates are operating far in excess of design capac-
ity, from the least crowded at 200 percent, to the most
crowded at 393 percent. See California Department of
Corrections, Weekly Report of Population as of Midnight
July 7, 2004.° Single-celling at reception centers is re-
served for inmates who present special security problems,
including those convicted of very notorious crimes; those in
need of protective custody because of their effeminate
appearance, extreme youth or old age, or small stature;

* There are four general classification levels, I-IV. Level I is equal
to minimum security, level [V is maximum security. Petitioner is
classified level IV.

* Available at: http://www.corr.ca.gov/OffenderInfoServices/Reports/
Weekly Wed/TPOP1A/TPOP1Ad040707 pdf. The total male inmate
population at reception centers was 17,130 and design capacity is 7,776
(CDC design capacity is defined as one inmate per cell).

8

former law enforcement officers; known informants; and
known gang leaders. See, e.g., CDC Dep't Operational
Manual, § 61010.11.3 (2004).

In deciding cellmate assignments for this initial
screening period, the principal concern of prison officials is
the safety of the inmates and staff, and security of the
prison. J.A. 303a. Officials seek to minimize the possibility
of incompatibility, working with the limited information
available at the time. For example, prison officials look at
the relative ages of the potential cellmates, avoiding the
placement of an older inmate with a much younger in-
mate. J.A. 244a, 249a. Similarly, prison officials look at the
relative size of the potential cellmates, avoiding the
placement of a large inmate with an inmate of a much
slighter build. To the extent that they have the informa-
tion at the time of housing placement, prison officials will
also.consider “case factors” and “custody concerns,” which
include the inmate’s family relationships, education, past
employment and military service, the need for psychiatric
or specialized medical care, criminal and escape history,
the need for protective or confidential placement, prison
gang or street gang affiliation, and other individual safety
concerns. J.A. 304a; see, e.g., Cal. Code Regs tit. 15,
§ 3375.2 (discussing specific case factors and custody
concerns). Officials try to discern gang affiliation from a
number of visual cues including race, tattoos, haircut, or
displays of gang colors on items of clothing or items
carried on the person. See J.A. 184a.

Racial identification is far from the only factor consid-
ered in making initial cell assignments in reception
centers, but it is an important one. J.A. 305a-306a. Race-
based gang involvement is part of many inmates’ back-
grounds, and is generally found to play a role in those

9

inmates’ anti-social, criminal behavior. J.A. 305a. Based on
their day-to-day experience, prison officials know that the
race of a cellmate can be the source of tension and possible
violence. See J.A. 250a. Indeed, one prison administrator
testified that if race were not considered in making this
initial housing assignment, she felt certain there would be
racially based conflict in the cells and in the prison yard.
She was unwilling to knowingly disregard racial factors
and place an inmate in jeopardy, and would not compro-
mise inmate safety through actions that she felt certain
would result in violence and conflict. J.A. 25la. This view
was supported by then-acting Director of Corrections
Steven Cambra. J.A. 305a-306a.° Because prison officials
at the reception center generally lack complete informa-
tion on inmates who are to be celled together, a newly
arrived inmate is generally housed with an inmate of his
own race. Jd. But reception center inmates may cell with
inmates of other races, upon request, if the inmates
provide information that they are compatible. J.A. 183a-
184a.

Housing in the close quarters of a two-man cell is the
only context in which race is taken into consideration in
the reception center. The confined nature of the reception
center cells makes them potentially more dangerous than
other areas of the prison. Staff cannot see into the cells
without going directly up to them, and inmates sometimes
place coverings over the windows so that staff cannot see

* Prison officials also testified to being concerned that, if they did
not take race into consideration in double-celling and injury resulted,
they would be accused of “setting up” the conflict. J.A. 198a, 201a-202a.
See, e.g., Mooring v. San Francisco Sheriff's Dep't, 289 F. Supp.2d 1110,
1111 (N.D. Cal. 2003) (deputy accused of deliberately double-celling a
Nortefio with a Surefio inmate).

10

into them at all. J.A. 306a. Because of the currently high
levels of gang-related racial violence in areas where
inmates are easily observed and staff is able to rapidly
intervene, administrators are concerned that inmates
would be in greater danger in areas where staff may not
easily observe them, the inmates have no ability to elude
their adversaries, and staff could not safely respond in
time to prevent injuries. J.A. 306a. Moreover, reception-
center inmates are confined to their cells for much of the
day. Id.

The initial screening and classification period typi-
cally takes around sixty days. J.A. 305a. After the classifi-
cation period, the inmate is either retained in the
permanent housing area of that prison or he is transferred
to another institution. The re-screening process for trans-
ferred inmates is typically completed within fourteen days,
as is required by the CDC’s own policies.’ To maximize the
inmate compatibility and minimize the possibility of
violence in the general prison population, inmates are
permitted to select their own cellmates once they move to
permanent housing. J.A. 3lla. Both inmates must sign
forms indicating that they would like to share a cell. When
inmates request to be housed together, officials do not

* Although petitioner claims that an inmate undergoes a sixty-day
classification period whenever the inmate is transferred within CDC,
that is untrue. See, eg, Pet. Br. at 9, 37; see also U.S. Br. at 23.
Transferred inmates are generally processed quickly at the new
institution. The CDC Departmental Operations Manual section
62010.8.3 mandates that each inmate be reviewed and classified by a
committee within fourteen days of arrival at the new institution.
Regulations available online at: http//www.cdc.state.ca.us/Regulations
Policies/PDF/DOM/Chapter® 206% 20Classification/Chapter% 206.pdf. In
any event, petitioner “explicitly disavowed” any challenge to the
transfer policy at oral argument in the Ninth Circuit. Pet. App. 6a n.2.

11

consider race, and ordinarily grant the requests unless
there are security reasons for denying them. J.A. 31la-
312a.

All other aspects of an inmate’s life in prison — both
while at the reception center and afterwards — are man-
aged without reference to his race or that of his fellow
inmates. J.A. 250a. California expressly forbids racial
discrimination in its prisons. See, e.g., Cal. Code. Regs. tit.
15, § 3004(c) (2004). There is no distinction based on race
for jobs, meals, yard and recreational time, or vocational
and educational assignments. Jd. And of course there is no
evidence to suggest that certain cells are “set aside” in the -
reception center for occupation by only one race or another.
In fact, the evidence showed that no cells are designated
for any particular race and that the racial composition of

the cells changes regularly. J.A. 188a.

C. The proceedings below

Petitioner Garrison Johnson, a California state
prisoner serving a sentence of thirty-six years to life,
contends that CDC’s practice violates equal protection.
Petitioner entered the California Institution for Men in
Chino on June 22, 1987. J.A. 257a. Petitioner’s classifica-
tion process was completed twenty-eight days later. J.A.
259a-262a. Petitioner admits that before entering prison
he was a member of the predominantly African-American
Crips* street gang. J.A. 93a. Although he admits that he
has never requested to be celled with an inmate of another

* See generally Alonso, Alejandro A., M.S., African-American Street
Gangs in Los Angeles, National Alliance of Gang Invest. Ass’n (1998),
available at http//www.nagia.org/Crips_and_Bloods.htm.

12

race (J.A. 112a),” Petitioner nonetheless sued California
Department of Corrections’ former Directors Gomez and
Rowland for damages, and he has sued the Director” in
her official capacity for injunctive relief.

Johnson filed his original complaint in 1995." After a
series of amendments in response to motions to dismiss,
Johnson filed a Third Amended Complaint. The State
again moved to dismiss and the district court dismissed
the complaint without leave to amend for failing to state a
claim under Turner v. Safley, 482, U.S. 78 (1987). J.A. 25a-
26a; see July 1, 1997 Report and Recommendation of
United States Magistrate Judge at 10, citing Turner,
adopted in its entirety by district court’s January 8, 1998
Order, district court docket numbers 58 and 62, respec-
tively (“Plaintiff must plead that the Defendant’s alleged

* It is questionable whether_petitioner even has standing to pursue
his claim. See Allen v. Wright, 468 U.S. 737, 751 (1984) (plaintiff must
allege personal injury fairly traceable to the defendant’s allegedly
unlawful conduct and likely to be redressed by the requested relief).
Petitioner is challenging a practice that has not applied to him since
1987. J.A. 259a-262a. And he has expressly waived any challenge to the
process that applies to inmates transferring between prisons. Pet. App.
6a n.2. Inmates have been granted requests to cross-racially cell during
the classification process. See J.A. 183a-184a, 199a. Petitioner has
never asked to cel] with an inmate of another race and, thus, he has
never been expressly denied the opportunity. J.A. 112a. Because of
petitioner’s admitted pre-prison affiliation with the African-American
Crips street gang, and not because of his race, petitioner would not
have been eligible to double-cell with a white cellmate while he was
being classified at the reception center.

* Jeanne Woodford is the current CDC Director. The injunction
proceedings are stayed in the district court pending conclusion of this
proceeding.

" Petitioner's claim is not barred by the statute of limitations for
California life-prisoners that was in effect at the time the complaint
was filed.

13

action in segregating inmates was not reasonably related
to any legitimate penological interest”).

The Court of Appeals for the Ninth Circuit reversed in
part and remanded, holding that petitioner had suffi-
ciently alleged an equal protection claim for racial dis-
crimination, citing Turner, and that he should be given an
opportunity to amend portions of his complaint. J.A. 158a-
168a.

Both parties then conducted discovery and cross-
moved for summary judgment on the equal protection
claimc. The district court denied petitioner’s motion and
granted in part and denied in part respondents’ motion.
J.A. 421a. Specifically, the court denied summary judg-
ment for respondents on the basis of qualified immunity
and denied summary judgment as to petitioner’s claim
against the current Director for injunctive relief. J.A.
420a-425a.

Nine days later, however, this Court decided Saucier
v. Katz, 533 U.S. 194 (2001), providing further guidance in
the proper application of qualified immunity. In view of
Saucier, respondents Gomez and Rowland moved for
reconsideration of the qualified immunity ruling. The
district court granted reconsideration, and found that
Gomez and Rowland were entitled to qualified immunity
because their actions were not clearly unconstitutional.
Pet. App. 32a-35a.

The district court entered judgment for Gomez and
Rowland under Federal Rule of Civil Procedure 54(b), J.A.
40a, docket 133, and petitioner immediately appealed only
the grant of qualified immunity. There has been no final
judgment with respect to the current CDC director, who is

14

sued for injunctive relief only, and no appearance was ever
entered for the State of California.

On appeal, the parties no longer contended that
. anything other than the initial sixty-day policy was
relevant; “Johnson’s counsel at oral argument explicitly
disavowed any challenge to the continuing effects of the
CDC’s housing policy and limited the challenge only to the
sixty-day policy itself.” Pet. App. 6a n.2. Thus, the only
question before the appellate court was whether the CDC’s
use of race as a factor in making the temporary sixty-day
housing decision violated the Equal Protection Clause.

The Ninth Circuit found that while this Court’s per
curiam decision in Lee v. Washington, 390 U.S. 333 (1968),
held that segregated cell blocks were unconstitutional, this
-Court’s Turner opinion expanded Lee’s definition of “par-
ticularized circumstances” and “necessity for security and
discipline,” and imposed a heavy burden on inmates
seeking to prove a particular practice unconstitutional.
Pet. App. 9a-13a. The appellate court found that to the
extent that Lee and Turner diverged, it was bound to
follow Turner. Id.

In applying Turner, the appellate court found that
respondents’ practice met all four Turner factors: (1)
whether the officials’ actions are rationally related to a
legitimate, neutral objective; (2) whether alternative
means exist to exercise the inmates’ rights; (3) the impact
that any accommodation of the asserted right would have
on guards, inmates, and resources; and (4) whether there
are ready alternatives to the policy. Pet. App. 14a-3la.
Because the appellate court found that there was no
constitutional violation, it ended its inquiry there. Pet.
App. 3la:

15

Petitioner sought rehearing and rehearing en banc.
The petition for rehearing was denied.

¢

SUMMARY OF ARGUMENT

Every day, prison officials are called upon to make
decisions that require balancing inmates’ individual
liberties against the needs of the institution as a whole,
and against the competing constitutional rights of other
inmates. Recognizing the complex and dynamic nature of
this enterprise, and respecting the constraints imposed on
courts by principles of federalism and separation of pow-
ers, this Court has traditionally reviewed prison officials’
decisions with considerable deference. Thus, Turner v.
Safley sets forth a four-part test for assessing prisoners’
constitutional claims. An action that impinges on inmates’
constitutional rights is generally valid if it is reasonably
related to a legitimate penological interest.

Since Turner was decided, this Court has repeatedly
held that its standard applies to a wide variety of funda-
mental rights, including freedoms of speech and associa-
tion, access to courts, and substantive due process claims
under the Fourteenth Amendment. Even where Turner
has not expressly been applied, as in Eighth Amendment
cases and claims of procedural due process violations, the
Court has announced highly deferential standards de-
signed to leave prison officials with an unusual degree of
discretion. E.g., Sandin v. Conner, 515 U.S. 472 (1995);
Whitley v. Albers, 475 U.S. 312 (1986).

This case presents no occasion for carving out an
exception to the unbroken tradition of deference to prison
officials’ informed judgments. Unlike other equal-protection

16

contexts where strict scrutiny has been applied to race-
based decision making, the practice at issue here is
uniquely a product of the volatile prison environment, and
it neither benefits nor burdens one group or individual
more than any other group or individual. While lower
courts have reached differing interpretations of this
Court’s statements in Lee v. Washington, 390 U.S. 333
(1968), Turner and its progeny may be fully harmonized
with Lee. Furthermore, the four factors of the Turner test
are rigorous and searching enough to root out any invidi-
ous discrimination against prisoners.

Applying the Turner standard to the facts of this case,
the practice of housing each newly arrived inmate with
another of his own race is seen to be constitutional. The
unassailably legitimate purpose of the practice is to reduce
the threat of racial violence between inmates, a threat
that is deadly serious in light of California’s experience
with violent, race-based prison gangs. Even though in-
mates are assigned to share cells with inmates of their
own race at reception centers, all other aspects of prison
life, inside the reception center and out, are integrated.
Disregarding race, on the other hand, would expose
reception-center inmates to an unacceptable risk of harm,
as courts have concluded in other prison contexts. And,
since no one has come forward with an obvious, easy
alternative solution, the practice satisfies the standard set
forth in Turner. —

Even under a strict scrutiny analysis, the temporary
double-celling practice would meet constitutional require-
ments. Respondents suggest that, if strict scrutiny is to be
applied in this case, the parties and the court should have
the benefit of additional opportunities to discover and
present relevant evidence. But even if not, the record

-

17

would support affirmance. The state’s interest in curtail-
ing prison violence is not merely legitimate; it is compel-
ling. Further, the double-celling practice is narrowly
tailored to address a pervasive risk of violence in a narrow,
but urgent context: Where will an inmate rest, wait, and
sleep the day he “gets off the bus,” and for up to 60 days
thereafter while prison officials gather the information
they need to make a permanent housing assignment?
While peace among all inmates may be the ultimate
penological goal, the fact that rival prison gangs are
divided along racial lines requires prison officials, as a
matter of Eighth Amendment law, to consider race as one
factor in initial cell assignments.

Finally, because the issue of which legal standard
should apply to their conduct has been an open question
until now, respondents assert that they must be entitled to
qualified immunity from damages in any event.

+

ARGUMENT
I.

THE TURNER STANDARD IS APPROPRIATE TO
DETERMINE WHETHER THE CDC’S TEMPORARY
DOUBLE-CELLING POLICY IS CONSTITUTIONAL,
BECAUSE IT AFFORDS PRISON OFFICIALS
NEEDED DEFERENCE AND IS ADEQUATE TO SAFE-
GUARD INMATES’ CONSTITUTIONAL RIGHTS. -

A. Turner v. Safley Expresses the Long-Standing
Principle that Courts Are to Defer to Prison
Administrators’ Expert Judgments.

Courts have long recognized that prison administra-
tors, not courts, are best equipped to deal with the daily

18

operations of prisons. This principle was at the crux of this
Court’s decision in Turner v. Safley, 482 U.S. 78 (1987). In
Turner, this Court reconciled the obligation of federal
courts to “take cognizance of the valid constitutional
claims of prison inmates,” id. at 84 (quotin~ Procunier v.
Martinez, 416 U.S. 396, 405), on the one hand, with the
recognition that, among the three branches of government,
“courts are ill equipped to deal with the increasingly
urgent problems of prison administration and reform,” id.
(quoting Martinez at 405). Neither petitioner nor any of
his supporting amici comes close to showing how courts
are better equipped to deal with the problems of race-
based garg violence in prisons than they are equipped to
deal with issues of inmate correspondence or inmate
desires to marry.

Deference to the particular expertise of prison officials
in the difficult task of managing daily prison operations
did not begin with the Turner decision and will not end
with this case. This Court, in numerous prison cases both
before and after Turner, has repeatedly instructed federal
courts to defer to legitimate institutional needs in the
operations of state prisons. See, e.g., Jones v. North Caro-
lina Prisoners’ Union, 433 U.S. 119, 125 (1977) (noting
that the judicial branch must give “appropriate deference
to the decisions of prison administrators and appropriate
recognition to the peculiar and restrictive circumstances of
penal confinement”). This Court knows that “‘the prob-
lems of prisons in America are complex and intractable,
and ... not readily susceptible of resolution by decree.
Most require expertise, comprehensive planning, and the
commitment of resources, all of which are peculiarly
within the province of the legislative and executive
branches of government.’” Rhodes v. Chapman, 452 U.S.

19

337, 351, n.16 (1981), quoting Procunier v. Martinez, 416
U.S. 396, 404-405 (1974).

It is the nature of prison life that an inmate’s individ-
ual liberties must be balanced not only against the inter-
ests of the state, but also against the constitutional rights
of other inmates. This Court considered prison officials’
duty to protect inmates in Farmer v. Brennan, 511 U.S.
825 (1994), and held that prison officials violate the
Eighth Amendment when they know of and disregard a
substantial risk of serious harm to an inmate. Id. at 827.
The Farmer Court understood that, “{hlaving incarcerated
persons with demonstrated proclivities for antisocial,

criminal, and often violent conduct, having stripped them

of virtually every means of self-protection and foreclosed
their access to outside aid, the government and its officials
are not free to let the state of nature take its course.”

’ Farmer v. Brennan, 511 US. at 833. Moreover, Justice

Blackmun recognized that many inmates are sent to
prison for non-violent offenses and characterized the
responsibility of prison officials to protect inmates from
harm as an “affirmative duty ... not to be taken lightly.”
Id. Recognizing that prison administrators are regularly
called on to balance competing constitutional interests
under highly dynamic conditions, this Court has tradition-
ally afforded them considerable deference in their decision
making. See Turner, 482 U.S. at 89.

This tradition of deference stems not only from the
recognition that prison officials have special expertise, but
also from principles of federalism and separation of pow-
ers. See Preiser v. Rodriguez, 411 U.S. 475, 491-92 (1973)
(“It is difficult to imagine an activity in which a state has a
stronger interest, or one that is more intricately bound up
with state laws, regulations, and procedures, than the

20

administration of prisons”); Bell v. Wolfish, 441 U.S. 520,
548 (1979) (“the operation of our correctional facilities is
peculiarly the province of the Legislative and Executive
Branches of our Government, not the Judicial”).

The delicate balance of deference, federalism, and the
separation of powers led this Court to craft the Turner test
and make clear that whenever “a prison regulation im-
pinges on inmates’ constitutional rights, the regulation is
valid if it is reasonably related to legitimate penological
interests.” Turner, 482 U.S. at 89. In applying the Turner
reasonable-relationship test, four factors are relevant in
determining whether the prison practice is constitutional:
whether the practice has a valid, rational connection to a
legitimate governmental interest; whether alternative
means are open to inmates to exercise the asserted right;
what impact an accommodation of the right would have on
guards and inmates and prison resources; and whether
there are “ready alternatives” to the practice. Overton v.
Bazzetta, 539 U.S. 126, 132 (2003); Turner, 482 U.S. at 89-
91. The Turner Court recognized that. strict scrutiny was
inappropriate in the prison context because, “[s]ubjecting
the day-to-day judgments of prison officials to an inflexible
strict scrutiny analysis would seriously hamper their
ability to anticipate security problems and to adopt inno-
vative solutions to the intractable problems of prison
administration.” Jd.

B. Deferential Standards Are Applied to All Consti-
tutional Claims Made by Prisoners.

Since Turner was decided, this Court’s opinions have
repeatedly emphasized that the Turner test applies to
prisoners’ constitutional claims regardless of the standard

21

of review that would be applied outside prison walls. In
Thornburgh v. Abbott, 490 U.S. 401 (1989), this Court held
that even when strict scrutiny otherwise would apply to
the policy in question, the exigencies of prison administra-
tion require only that the regulations be reasonably
related to a legitimate penological interest. Jd. at 407-09,
412 (prisoner correspondence). In Washington v. Harper,
494 U.S. 210 (1990), this Court addressed a prisoner’s
Fourteenth Amendment due process claim and reaffirmed
its intent that Turner be followed, declaring, “[Wje made
quite clear that the standard of review we adopted in
Turner applies to all circumstances in which the needs of
prison administration implicate constitutivnal rights.” Jd.
at 223-24. And in Lewis v. Casey, 518 U.S. 343 (1996), this
Court applied Turner to prisoners’ access-to-the-courts
claims, even though that fundamental right would other-
wise be subject to strict scrutiny. Jd. at 361.

The Turner standard and the principle of deference to
prison administrators were again recently reaffirmed in
McKune v. Lile, 536 U.S. 24 (2002) (prison officials’ re-
quirement that sex offenders admit guilt in order to be
eligible for treatment program); Overton v. Bazzetta, 539
U.S. at 131 (freedom of association claims relating to
family visitation); and Shaw v. Murphy, 532 U.S. 223, 228
(2001) (First Amendment challenge to prison regulation
restricting inmate correspondence). These cases under-
score the continuing vitality of the Turner standard for
evaluating constitutional claims in the prison context.

Both the petitioner and amici United States and the
ACLU argue that this case is different from the many
cases in which this Court has applied Turner. Petitioner
argues that Turner has never been applied to an equal
protection claim by a suspect class. Pet. Br. at 27. The

22

ACLU argues that Turner applies only when rights are
“exercised” rather than “enjoyed.” ACLU Br. at 17. And
both the United States and the ACLU argue that consid-
eration of race should be subjected to a different test just
as the Eighth Amendment cases receive their own tests.
U.S. Br. at 15-16, ACLU Br. at 17-21.

But in the prison setting, every test for constitutional-
ity is deferential to prison officials regardless of whether
the test fits squarely within Turner’s ambit. For example,
excessive force in prison is unconstitutional only if it is
inflicted maliciously and sadistically for the very purpose
of causing harm. Whitley v. Albers, 475 U.S. 312, 320-21
(1986). In contrast, excessive force outside of prison is
unconstitutional if it is merely unreasonable. Graham v.
Conner, 490 U.S. 386, 395 (1989).

Due process claims are similarly restricted in prison.
This Court applied the Turner test to a substantive due
process claim challenging involuntary medication of a
mentally ill inmate. Washington v. Harper, 494 U.S. at
221-23. In that case, the Washington Supreme Court had
declined to apply the Turner standard to the policy at
issue, reasoning that the inmate’s liberty interest was
distinguishable from the First Amendment rights at issue
in both Turner and O’Lone v. Estate of Shabazz, 482 U.S.
342 (1987). Washington v. Harper, 494 U.S. at 223. But
this Court reversed, emphasizing that the Turner standard
was “based upon the need to reconcile [the Court’s] long-
standing adherence to the principle that inmates retain at
least some constitutional rights despite incarceration with
the recognition that prison authorities are best equipped
to make difficult decisions regarding prison administra-
tion. These two principles apply in all cases in which a
prisoner asserts that a prison regulation violates the

23

Constitution, not just those in which the prisoner invokes
the First Amendment.” Jd. at 223-24 (internal citations
omitted). The Turner standard is not limited to just those
rights that are expressive or passively “enjoyed” as amicus
ACLU contends.

Although this Court did not apply the Turner stan-
dard when it analyzed an inmate’s due process rights in
Sandin v. Conner, 515 U.S. 472 (1995), it did apply a very
deferential standard to determine whether state regula-
tions had created liberty interests. Jd. at 484. Later, this
Court recognized in McKune v. Lile, 536 U.S. 24, 37 (2002)
that “Sandin and its counterparts underscore the axiom
that a convicted felon’s life in prison differs from that of an
ordinary citizen” and that Sandin’s limitations were
grounded in Turner’s deferential standard: “The limitation
on prisoners’ privileges and rights also follows from the
need to grant necessary authority and capacity to federal
and state officials to administer the prisons,” and “(flor
these reasons, the Court in Sandin held that challenged
prison conditions cannot give rise to a due process viola-
tion unless those conditions constitute ‘atypical and
significant hardship{s] on [inmates] in relation to the
ordinary incidents of prison life.’” McKune, 536 U.S. at 37
citing and quoting Sandin, 515 US. at 484 and citing
Turner, 482 U.S. 78 (alterations in original).

Thus, every constitutional standard applied in prison
is informed by the unique environment of prison and its
operational challenges and affords the deference necessary
to accommodate those factors.

24

C. This Court Should Not Craft an Equal Protec-
tion Exception to Turner.

Petitioner and amici argue that strict scrutiny is the
proper test in this case and that recent cases support the
view that all state racial classification claims are subject
to strict scrutiny. See Gratz v. Bollinger, 539 U.S. 244
(2003) (using racial preferences in undergraduate admis-
sions subject to strict scrutiny); Grutter v. Bollinger, 539
U.S. 306 (2003) (race-conscious law school admissions
policy subject to strict scrutiny); Adarand Construction,
Inc. v. Pena, 515 U.S. 200 (1995) (providing financial
incentives to hire minority contractors subject to strict
scrutiny); and Richmond v. J.A. Croson Co., 488 U.S. 469
(1989) (minority contracting quotas subject to strict
scrutiny). But none of those cases arose in the prison
context, where competing constitutional concerns and the
need to safely administer a volatile, violent environment
are paramount.

Furthermore, unlike here, all of those cases involved a
benefit conferred or a burden suffered by the parties.
There is no evidence that the practice at issue here works
a deprivation on either cellmate, cf. Loving v. Virginia, 388
U.S. 1 (1967) (equal application of prohibition against
mixed-race marriage implicated Fourteenth Amendment
and burdened each of the parties on account of race); nor is
there evidence that the practice works to the advantage of
either cellmate on account of his race, cf. Grutter v. Bollin-
ger, 539 U.S. 306 (2003) (race as a factor in college admis-
sions); Shaw v. Reno, 509 U.S. 630 (1993) (district lines
drawn to maximize minority voting strength).

This Court first faced a prisoner’s racial discrimina-
tion claim in Lee v. Washington, 390 U.S. 333 (1968),

25

which affirmed the unconstitutionality of state statutes
that required completely segregated prisons and jails. Pre-
dating Turner, Lee struck down a state statute that re-
quired the complete racial segregation of prisons and
jails.” Although some courts have interpreted Lee to
invoke a strict scrutiny analysis, there is no discussion of
strict scrutiny in the short per curiam opinion. On the
other hand, the concurring opinion emphasized that
“prison authorities have the right, acting in good faith and
in particularized circumstances, to take into account racial
tensions in maintaining security, discipline, and good
order in prisons and jails.” Lee, 390 U.S. at 334 (Black,
Harlan, Stewart, JJ., concurring).

The lack of clear direction in Lee led the circuit courts
to apply inconsistent standards for prison racial equal
protection claims. The Ninth Circuit (in this case and one
other) and the Fourth Circuit have both used the Turner
standard, while the Fifth Circuit has used Lee’s “particu-
larized circumstances” with no discussion of strict scru-
tiny, and the Seventh Circuit has used the strict scrutiny
standard. Walker v. Gomez, 370 F.3d 969 (9th Cir. 2004)
(applying Turner to find that inmate’s rights were violated
when, after three prison lockdowns, he was not allowed to
resume his prison job until after similarly-situated in-
mates of other races); Morrison .v. Garraghty, 239 F.3d 648
(4th Cir. 2001) (applying Turner to find that inmate’s
rights were violated when officials denied him Native
American religious items because he wasn’t Native Ameri-
can); Sockwell v. Phelps, 20 F.3d 187, 191 (5th Cir. 1994)

“ In contrast, California expressly forbids discrimination in its
prisons on the basis of race. See, e.g., Cal. Code. Regs. tit. 15, § 3004(c)
(2004).

26

(finding no “particularized circumstances” to justify
permanent segregation of two-man cells where white
inmates received preferential treatment); Black v. Lane,
824 F.2d 561 (7th Cir. 1987) (applying strict scrutiny to
inmate’s claim of racially discriminatory job assign-
ments).””

It is not necessary to overrule Lee in order to apply
the Turner standard in this case because Lee is consonant
with Turner. Turner provides the specific standard to be
used when reviewing a prison operational] rule, taking into
account the “particularized circumstances” that the Lee
Court recognized could justify separating prisoners on the
basis of race.

Good faith and particularized circumstances are
implicit in the Turner standard; it requires that the
officials’ actions, policies, or practices be rationally related
to a legitimate and neutral objective, and that the exis-
tence of ready alternatives be examined. Actions taken in
bad faith would not further a legitimate and neutral
objective, nor would they be rationally related to it. The
particularized circumstances contemplated in Lee are
encompassed by the Turner standard’s examination of

* Although not directly at issue in this case, courts have also
applied inconsistent standards in evaluating quasi-suspect classes in
prison. Compare Veney v. Whyde, 293 F.3d 726 (4th Cir. 2002) (Turner
applied to claim of gender bias in practice prohibiting double-celling
homosexuals); Oliver v. Scott, 276 F.3d 736 (5th Cir. 2002) (Turner
applied to challenge cross-gender strip searches); and Yates v. Stalder,
217 F.3d 332 (5th Cir. 2000) (Turner applied to gender-based claim of
disparate conditions between male and female prisons); with Pitts v.
Thornburgh, 866 F.2d 1450 (D.C. Cir. 1989) (strict scrutiny applied to
inmate's gender-based equal protection claim); and Pargo v. Ellwtt, 49
F.3d 1355 (8th Cir 1995) (strict scrutiny applied to inmate’s gender-
based claim).

27

whether there are ready, obvious alternatives to the
challenged policy. The absence of ready alternatives would
counsel that particularized circumstances exist that
cannot otherwise be addressed.

Although the Turner standard is a deferential one, it
is not without force. Prison policies and practices involv-
ing suspect classes and fundamental rights have been
struck down using Turner, including a post-Johnson
decision by the Ninth Circuit. See Walker v. Gomez, 370
F.3d 969 (9th Cir. 2004) (affirming that prison officials’
race-based actions violated inmate’s equal protection
rights); see also Morrison v. Garraghty, 239 F.3d 648 (4th
Cir. 2001) (affirming injunction against prison officials in
race-based discrimination claim); Bear v. Kautzky, 305
F.3d 802 (8th Cir. 2002) (affirming preliminary injunction
against prison officials in access to courts claim); May-
weathers v. Newland, 258 F.3d 930 (9th Cir. 2001) (affirm-
ing preliminary injunction against prison officials in free
exercise of religion claim); Hakim v. Hicks, 223 F.3d 1244
(11th Cir. 2000) (affirming that prison policy violated
inmates’ free exercise of religion). Thus, the Turner stan-
dard provides courts with an effective tool to protect
inmates’ rights while at the same time according officials
the needed deference to administer the prisons.

Neither petitioner nor amici has established why this
Court should depart from its repeated admonition that
any impingement of prisoners’ constitutional rights is to be
measured under a deferential standard. This Court’s
opinions repeatedly express the view that “such a stan-
dard is necessary if ‘prison administrators ... , and not
the courts, [are] to make the difficult judgments concern-
ing institutional operations.’” Turner, 482 U.S. at 89

28

quoting Jones v. North Carolina Prisoners’ Union, 433 U.S.
128.

This Court should not craft an equal protection
exception to the Turner test because the same principles
that guide the application of Turner for other constitu-
tional claims also apply here.

Il.

THE CDC’S CONSIDERATION OF RACE AS ONE
FACTOR IN ASSIGNING TEMPORARY CELLMATES
SATISFIES THE TURNER STANDARD AND IS
THUS CONSTITUTIONAL.

Under Turner, the petitioner bears the burden of
overcoming “the presumption that the prison officials
acted within their broad discretion.” Shaw v. Murphy, 532
U.S. at 232. Courts should look to four factors to deter-
mine if the Turner standard is met. Each of the four
Turner factors is addressed in turn here.

A. There is a valid, rational connection between
CDC’s practice and the legitimate penological
interest of preventing violence.

The issue at the heart of the Turner test is whether
there is a valid, rational connection between the regula-
tion and the asserted goal. A regulation or practice “cannot
be sustained where the logical connection between the
regulation and the asserted goal is so remote as to render
the policy arbitrary or irrational.” Turner, 482 U.S. at 89-
90. The objective must be both legitimate and neutral. Jd.
at 90.

-- ----—

29

This Court has long held that prevention of inmate
violence is a legitimate goal in prisons: “(MJaintaining
institutional security and preserving internal order and
discipline are essential goals,” and “[p]rison officials must
be free to take appropriate action to ensure the safety of
inmates and corrections personnel.... ” Bell v. Wolfish,
441 U.S. at 546-47.

In addition to serving a legitimate goal, the practice
must be applied in a neutral manner. Turner, 482 U.S. at
90. Here, violence prevention is a goal that cuts across all
racial lines, and all of the evidence showed that the CDC’s
cell assignment practice operates in a neutral manner.
There are no cells designated for any particular race and
the racial composition of the cells changes regularly as
inmates move in and out. J.A. 188a. There is no evidence
that any race enjoys a benefit or suffers a burden, or that
any race is granted a more favorable location or special
privileges. The practice is applied to all inmates regardless
of their race. See, e.g., J.A. 305a.

The practice must also be rationally related to the
objective. Thornburgh v. Abbott, 490 U.S. at 414. Prison
administrators here use race as one of many factors in
making their initial housing assignments; at no institution
is race the sole factor in a housing decision. J.A. 305a. The
initial period in prison is a critical time for prison officials
and inmates alike. It is essential that the inmates be
protected from one another until sufficient information is
obtained to make a more in-depth determination about
their compatibility with other inmates. The fact that
prison and street gangs divide along racial lines is a
distasteful reality, but a reality that must be taken into
account when little information is available about the
inmates other than their race.

‘ 30

Although petitioner contends that there is no evidence
supporting the connection between the CDC's practice and
its goal of preventing violence, that is simply untrue. Gang
and race-related violence is a harsh reality in California
prisons. As the Ninth Circuit noted after citing to many
documented instances of violence in California prisons,
“This is hardly a case where the prison administrators are
acting on an unsubstantiated record.” Pet. App. 18a n.9.
Other systems have experienced similar violence. The
worst prison riot in Ohio’s history and one of the worst in
United States history occurred after a consent decree
mandated that inmates be integrated in double-cells. See
White v. Morris, 832 F. Supp. 1129 (S.D. Ohio 1993). Nine
inmates and one correctional officer were murdered and
many others were injured during the eleven-day standoff.
During negotiations, as well as after the riot, prisoners
repeatedly cited integrated double-celling as a factor
contributing to the tense atmosphere there. The siege
finally ended when the court agreed to review the double-
celling policy. Jd. at 1130. The integrated double-celling
policy was cited as a primary factor in the riot. Jd.

It is crucial that officials making initial cell assign-
ments be given the discretion and flexibility to protect
incoming inmates until more information, including any
gang affiliation, is known. Prison officials exercise this
duty to protect by not double-celling inmates who are
potentially members of rival gangs. Because race is a
primary factor in gang affiliation, newly arrived inmates
are generally celled with members of their own race. While
this is not a fail-safe method because members of the same
race may also be rivals, it is one way to reduce potential
violence. Visual cues like tattoos, haircuts, displays of
gang colors on clothing or personal items also assist

31

officials in determining gang affiliation and are taken into
consideration in cell assignments. J.A. 184a.

Officials may not make “[rjoutine and automatic”
assertions that every step taken to protect prisoners’
“constitutional rights will lead to a breakdown in institu-
tional discipline and security.” Cleavinger v. Saxner, 474
U.S. 193, 207 (1985). But neither must they wait until
violence occurs before acting and may instead “anticipate
security problems and ... adopt innovative solutions to
the intractable problems of prison administration.” O’Lone
v. Estate of Shabazz, 482 U.S. 342, 349, quoting Procunier
v. Martinez, 416 U.S. at 405.

Because prison officials put forth evidence that, in
their experience, racial tensions would be exacerbated if
race were not considered as a factor in double-celling
inmates at the reception centers, they met their burden of
establishing a logical connection between the celling
practice and the goal of preventing violence. The Ninth
Circuit found that petitioner did not meet his burden of
refuting the connection between the CDC’s practice and its
goal of preventing violence. Pet. App. at 21a-22a. Johnson
argued that because racial violence continues to permeate
the CDC, the double-celling practice must not work, and
that because not all gangs are formed along racial lines,
the practice is irrational. Pet. App. 20a-21a. But simply
because the CDC practice is not a “magical elixir,” “does
not mean that pre-existing policies do not work to reduce
violence from being more pervasive than it already is.”
Pet. App. 21a. There is no one practice or policy that can
ameliorate all concerns. Prison officials do their best under
the trying circumstances presented to them.

‘The CDC’s practice furthers a legitimate goal of
preventing violence, operates in a neutral manner that

32

neither benefits nor burdens any one race, and is ration-
ally related to the goal.

B. There Are Alternative Means of Exercising the
Constitutional Right.

Courts should be particularly conscious of the meas-
ure of judicial deference owed to corrections officials where
other avenues remain available for the exercise of the
asserted right. Turner, 482 U.S. at 90. Petitioner asserts
that his right is to be free of race-conscious decision
making by CDC officials. Pet. App. 23a. As the Ninth
Circuit correctly analyzed it, the right at issue must be
viewed expansively and sensibly.“ Thornburgh v. Abbott,
490 U.S. 417. Thus, the court viewed the right “at a macro
level” in terms of the right to be free from racial discrimi-
nation generally, rather than at the micro level of forcing
officials to disregard race entirely in temporary cellmate
assignments. Pet. App. 23a. This is consistent with the
approach this Court used in Turner when it viewed the
right at stake as “freedom of expression” in its totality,
rather than as the specific right to communicate with
inmates at other prisons. Turner, 482 U.S. at 92.

Here, all other aspects of prison life are fully inte-
grated. Inmates from all races participate together in jobs;
vocational, and educational assignments; dining halls;
exercise yards; and recreation time. J.A. 250a. After the

“ For purposes of these proceedings, respondents do not contest
the conclusion+hat petitioner’s claim of “racial classification” implicates
the Fourteenth Amendment. But while respondents concede that the
practice at issue here is “race conscious,” that “consciousness” is only of
the racial dissimilarity between two potential cellmates; the race per se
of either of the cellmates is of no consequence.

33

brief period at the reception center, the CDC’s practice is
for inmates to select their own cellmates regardless of
race. J.A. 25la, see J.A. 307a. The inmates’ requests are
then usually granted-unless there are individualized
security reasons for denying them. Jd. The goal in this
process is for inmates to find cellmates with whom they
are compatible. Jd.

The brief period at the reception centers when in-
mates are generally assigned to share a cell with someone
of the same race does not constitute an impingement on
Johnson’s right to be free from racial discrimination
generally.” Given the full integration of the prisons at
every other level, the CDC’s practice meets the alternative
means prong of the Turner test.

C. There Would Be a Significant Impact on Prison
Personnel, Other Inmates, and Resources in As-
signing Reception Center Cellmates Differently.

Courts must also consider what impact accommodat-
ing the inmate’s asserted right would have on prison
personnel, inmates, and the allocation of prison resources.
Turner, 482 U.S. at 90.

Disregarding race altogether in making initial recep-
tion center housing assignments would lead to increased
gang-related racial violence both in the cells and in the

* Amicus United States criticizes respondents for applying the
normal practice to petitioner Johnson when he transferred prisons,
inasmuch as he had already been in the prison system for several years.
U.S. Br. at 23. But the United States ignores the fact that, whatever
information respondents may have had about Mr. Johnson, they likely
had much less information about the inmate with whom Mr. Johnson
would be celled during this transition period.

34

common areas of the prison. J.A. 250a-25la, 305a-306a.
CDC administrators state that disregarding race would
violate their obligations under the Eighth Amendment to
protect inmates from a known danger. J.A. 201la, 251la,
305a. Because of the limited number of staff available to
oversee the many cells, it “would be very difficult to assist
inmates if the staff were needed in several places at one
time.” J.A. 306a. Consequently, both staff and inmate
safety would be compromised because violence would
increase and staff resources would be stretched beyond the
capacity to adequately respond. Additionally, when prison
resources are diverted to tend to one area of concern, they
are necessarily displaced from other operations, leading to
disruption of services.

Staff would have a difficult time controlling problems
in the individual cells if race were disregarded entirely,
and there would be fights in the cells that would later spill
over to the exercise yards. J.A. 306a, see also 187a. This
“ripple effect” of violence spreading from the cells to the
yards and endangering both inmates and staff is exactly
the kind of thing that the Turner Court counseled requires
particular deference: “When accommodation of an asserted
right will have a significant ‘ripple effect’ on fellow in-
mates or prison staff, courts should be particularly defer-
ential to the informed discretion of corrections officials.”
Turner, 482 U.S. at 90.

Prison officials proffered sufficient evidence to show
that not considering race at all when assigning reception
center cellmates would have a negative impact on guards,
inmates and prison resources.

=~

35

D. There Are Presently No Reasonable Alternatives.

Lastly, courts must examine whether reasonable
alternatives exist that would fully accommodate the
prisoner’s rights at minimal cost to valid prison interests.
Turner, 482 U.S. at 91. While the practice need not be a
perfect fit to the goal, it cannot be an exaggerated re-
sponse. Jd. at 90. But “prison officials do not have to set up
and then shoot down every conceivable alternative method
of accommodating the claimant’s constitutional com-
rlaint.” Jd. at 90-91. The burden is on the prisoner chal-
enging the regulation, not on the prison officials, to show
chat there are obvious, easy alternatives to the practice or
-egulation. See O’Lone, 482 U.S. at 350.

Petitioner offers no reasonable alternatives. He
suggests that officials could inquire into an inmate’s gang
affiliation, or whether he has a psychological profile
nvolving racial animus, or whether he has a history of
racial violence. J.A. 333a. These suggestions, however,
gnore the fact that such inquiries can take time, and the
inmates still need to be assigned a place to sleep in the
meantime.

With respect to gang affiliation, the Ninth Circuit
pointed out, “There is little chance that inmates will be
forthcoming about their past violent episodes or criminal
gang activity so as to provide an accurate and dependable
picture of the inmate.” Pet. App. 28a, see also J.A. 3l4a
(“gang culture is that [they] do not talk to staff”). If gang
affiliation is known, however, it is taken into account in
the initial cell assignment. J.A. 3l5a (“[it’s] first and
foremost”).

As for the psychological profile or history of violence,
there is no evidence in the record to suggest that there is

36

time to administer and analyze the necessary history or
testing before the first housing decision is made, nor that
the cost would be minimal. See Turner, 482 U.S. at 91.
Even if officials have information regarding an inmate’s
behavior outside of prison, that is not always an accurate
predictor of in-prison behavior. The Ninth Circuit correctly
observed that “(t]he CDC cannot accurately gauge an
inmate’s propensity for violence without first observing
him in this new environment.” Pet. App. 29a.

It is important to remember that the practice at issue
is what officials do when prisoners first “get off the bus”
after arriving at the prison. They must be housed some-
where, and the decisions must be made immediately.
Processing more than 110,000 inmates per year does not
allow officials the luxury of relaxed reflection when in-
mates are first arriving. Overcrowding at the reception
centers is acute, and single-cells must be limited to accom-
modating the most serious safety- or inmate-management
concerns. 2

Further, once reception center cellmates have been
assigned, it would make no sense to reassign cellmates
before the classification process is complete and the
inmates are transferred to their permanent assignments.
To do so would result in co tly rehousing inmates,
further expending already strained prison resources.
Moreover, if the point would be to remedy the initial race-
conscious cellmate assignment, officials would have to
make a second race-conscious decision in order to ensure
maximum integration. And if the inmate would end up
double-celling with a member of his own race upon reas-
signment, as will inevitably happen in some cases accord-
ing to the rules of chance, then the reassignment would
have been pointless. Therefore, once the initial assignment

37

is made and the classification process has started, it is
best to allow that process to be completed without making
more temporary housing assignments.

Not only has petitioner not shown any ready alterna-
tives to the CDC’s practice, he has failed to consider the
duty of the officials to take reasonable measures to protect
inmates from a known risk of harm. The Ninth Circuit,
however, did not ignore that duty when it recently denied
qualified immunity to officials who did not take inmates’
race into account when releasing them to exercise yards,
concluding that the officials were aware that placing
inmates of different races on the exercise yards at the
same time presented a serious risk of harm. J.A. 30a,
Robinson v. Prunty, 249 F.3d 862, 866-68 (9th Cir. 2001).
Just as with yard releases, officials must be cognizant of
the dangers presented and take reasonable measures to
deter violence when placing unknown inmates together in
small cells.

The CDC's practice is not an exaggerated response; it
is a measured response that is done to protect inmates and
staff from in-cell violence. The practice satisfies the fourth
prong of the Turner test.

III.

EVEN UNDER A STRICT SCRUTINY ANALYSIS,
THE CDC’S TEMPORARY HOUSING PRACTICE IS
CONSTITUTIONAL.

A. Remand is Appropriate.

If this Court decides that strict scrutiny is the appro-
priate standard and if it finds the CDC’s practice does not
meet that standard on the evidence presented, the Court

38

should consider remanding that issue to the district court
because the evidentiary record was not developed with the
aim of proving compliance with the strict scrutiny stan-
dard. See Lucas v. So. Carolina Coastal Council, 505 U.S.
1003, 1033 (1992) (when new legal standard announced,
case remanded to develop necessary facts). When the
Ninth Circuit first considered this case, it reversed a
Federal Rule of Civil Procedure 12(b)(6) dismissal and
cited both Lee and Turner for the proposition that inmates
may not be discriminated against; there was no discussion
of strict scrutiny in the opinion. Johnson v. State of Cali-
fornia, 207 F.3d 650, 655 (9th Cir. 2000). Moreover, the
district court’s order that was the subject of the first
appeal specifically stated that Turner applied to the equal
protection claim.” The defendants’ discovery, which was
taken after remand, was focused on meeting the rational
relationship test of Turner, rather than strict scrutiny,
given the Ninth Circuit’s and the district court’s citations
to Turner and the absence of any indication by either court
that strict scrutiny applied.

Under a Turner analysis, evidence of alternative
means is not material unless a plaintiff shows that the
officials’ actions are an exaggerated response. See, e.g.,
Turner, 482 U.S. at 90. As the Ninth Circuit found, peti-
tioner did not meet his burden on that prong. Pet. App.
27a-3la. There was, therefore, no reason for respondents
to produce evidence regarding alternative means that

* “Plaintiff must plead that the Defendant's alleged action in
segregating inmates was not reasonably related to any legitimate
penological interest.” July 1, 1997 Report and Recommendation of
United States Magistrate Judge at 10, citing Turner, adopted in its
entirety by the district court’s January 8, 1998 Order. District Court
docket numbers 58 and 62, respectively. See J.A. 25a-26a.

39

would now be relevant to determine whether their actions
were narrowly tailored to further the purpose of minimiz-
ing violence. Also, the burden to refute the officials’ justifi-
cation for the challenged policy lies with the inmate, not
the prison officials. Overton, 539 U.S. at 132. Because
respondents would have a higher evidentiary threshold
and production burden to meet if strict scrutiny applied, it
would be equitable to the parties and beneficial to the
court below to further develop the evidentiary record.

B. The Practice Advances a Compelling Govern-
mental Interest.

If this Court concludes that Turner v. Safley does not
apply in this case, and if it finds that remand is not
appropriate, the prison’s practice would still satisfy strict
scrutiny. When race-based action is necessary to further a
compelling governmental interest, such action does not
violate equal protection so long as the action is narrowly
tailored to the governmental interest. Grutter v. Bollinger,
539 U.S. at 327.

All states have a compelling interest in maintaining
the order and security of their prisons. See, e.g., Pell v.
Procunier, 417 U.S. 817, 823 (1974) (“[Cjentral to all other
corrections goals is the institutional consideration of
internal security within the corrections facilities them-
selves.”). There is no evidence that the CDC’s practice is
done for any other reason than to further prison security
and for the safety of the inmates and staff. The question
here is whether the CDC’s practice is narrowly tailored to
further that compelling interest.

40

C. The Practice is Narrowly Tailored.

When analyzing whether a race-conscious decision is
narrowly tailored, “the inquiry must be calibrated to fit
the distinct issues raised.” Grutter, 539 U.S. at 333-34.
The very specific issue here is the propriety of making a
race-conscious decision, which generally will only impact
the inmate for a maximum of sixty days, and sometimes
for as few as fourteen days, in order to protect inmates’
and staff members’ safety.

In order to pass constitutional muster, a race-
conscious practice must “not unduly harm members of any
racial group.” Grutter, 539 U.S. at 341. As previously
discussed, this short-term practice applies to every inmate
regardless of race; no benefit is conferred nor burden is
suffered by any particular race; no specific cells are set
aside for any race; and all other aspects of prison life -
jobs, meals, and the like — are race neutral. Safety is the
primary consideration in the celling process, not the race
per se of any inmate. It is only the race of the inmate as
compared to his prospective cellmate and the potential
ensuing hostility from as-yet unknown gang affiliations
that is examined.

The Grutter Court’s opinion also emphasized that an
equal protection claim must be analyzed in relation to the
specific circumstances under which it arises: “Context
matters when reviewing race-based governmental action
under the Equal Protection Clause. ... Not e-ery decision
influenced by race is equally objectionable and strict
scrutiny is designed to provide a framework for carefully
examining the importance and the sincerity of the reasons
advanced by the governmental decisionmaker for the use

41

of race in that particular context.” 539 U.S. at 327 (inter-
nal citations omitted). In Grutter, the Court applied strict
scrutiny while deferring to school officials’ decisions and
“taking into account complex educational judgments in an
area that lies primarily within the expertise of the univer-
sity.” Id. at 328. Deference in the prison context is at least
as critical as in the university setting. Prison is a hostile
environment populated by felons — many of whom are
murderers — where the prevention of violence is a para-
mount concern. Managing the complex interaction be-
tween inmates with histories of anti-social behavior who
are housed together in small, confined cells is a formidable
task. Add race-based rivalries and gang affiliations to the
brew and the cauldron fairly boils over. The expertise of
officials in assessing the risk of danger at the reception
centers and exercising caution in their practices until they
can make more informed decisions should not be taken

lightly.

Amicus former state corrections officials criticize
respondents’ practices based on studies conducted by
Trulson and Marquart after compulsory integration of the
Texas Prison System. Those studies, however, examined
double-celling only after initial screening and background
investigation were completed on the respective cellmates.
Notably, the initial diagnostic facilities - Texas’s equiva-
lent of California’s reception centers — were not required to
be integrated at the cell level. See Chad Trulson, James W.
Marquart, The Caged Melting Pot: Toward an Understand-
ing of the Consequences of Désegregation in Prisons, 36
Law & Soc’y Rev. 743, 753 n.13 (2002). Moreover, there is
other relevant evidence that “uninformed” compulsory
integration in initial receiving facilities can cause an
eruption of serious violence. See White v. Morris, 832

42

F. Supp. at 1130 (during negotiations to end Ohio prison
riot, and after, inmates repeatedly cited integrated celling
as factor contributing to tense atmosphere).

Even under the Texas consent decree and subs« quent
court orders, the prisons could still take race into account

when making permanent housing cell assignments if a

particular inmate had been found to be ineligible to share
a cell with an inmate of a different race. For instance, if
the inmate were a confirmed member of a gang that
divided along racial and ethnic lines or if he had previous
race-related problems in prison (defined as three racially
motivated incidents in the past two years), he would be
ineligible for cross-racial double-celling. See Trulson,
supra at 755. But here, that information is not available
upon the inmate’s initial entry into the system.

California’s practice of celling inmates of the same
race together in the reception centers is simply the offi-
cials’ first cut at separating potentially dangerous enemies
from one another. There is no presumption that inmates of
one race or another are, in fact, members of a gang. It only
makes sense, though, to assume that if one or both of the
occupants of a two-man cell is a member of a race-based
gang, which is generally not known at that point, the
cellmates will be likely to engage in cross-racial violence.

If the officials had all of the necessary information to
assess the inmates’ violence potential when the inmates
arrived, perhaps a different practice could be used. But
unlike the federal system, where the inmates generally
are in federal custody from the moment they are arrested,
state inmates are in county custody until they are con-
victed and later transferred to the custody of the CDC.

43

And unlike the federal Bureau of Prisons, which can pre-
screen its prisoners before they arrive at its prisons, the
CDC has no such opportunity.” The counties are under no
obligation to pre-screen state inmates, and, in fact, the
counties are only required to provide the inmates’ ab-
stracts of judgments and criminal identification numbers,
and proof that they are medically fit to be transported.
Cal. Penal Code § 1216. The CDC cannot feasibly pre-
screen the inmates either. The CDC receives inmates from
all of California’s fifty-eight counties and it would be
impossible at current staffing levels for the CDC to send
its classification, medical, and psychiatric personnel to
every one of the hundreds of county facilities to conduct
pre-commitment screening procedures. There is no other
viable way for the CDC to have all of the necessary infor-
mation to safely double-cell inmates of different races
when they arrive at the reception centers.

In sum, viewing the specific context of the CDC’s
practice, as Grutter requires, shows that the practice is
brief, indiscriminate, and narrowly tailored to fit the
compelling interest of preventing violence in prison.

” And, unlike the BOP’s population, 54 percent of whom are
incarcerated for drug offenses and only 3.2 percent for murder, aggra-
vated assault, or kidnapping, the CDC’s population is comprised of far
more violent offenders, 22 percent of whom are incarcerated for
homicide, assault with a deadly weapon, or kidnapping. See Bureau of
Prisons, Quick Facts, available at http://www.bop.gov/; California Dep’t
of Corrections, California Prisoners and Parolees 2002 tbl. 9, available
at http://www.cdc.state.ca.us/OffenderInfoServices/Reports/Annual/Cal
Pris/CALPRISd2002. pdf

44 45

IV. CONCLUSION
REGARDLESS OF WHAT STANDARD APPLIES, The judgment of the Court of Appeals should be

RESPONDENTS GOMEZ AND ROWLAND ARE
ENTITLED TO QUALIFIED IMMUNITY.

Constitutional requirements are not always clear-cut
at the time that action is required by officials. Saucier v.
Katz, 533 U.S. at 205-06. But qualified immunity ensures
that officials are on notice that their conduct is unlawful
before they are subjected to suit. Jd. It therefore prevents
officials from being distracted from their governmental
duties or inhibited from taking necessary discretionary
action. Harlow v. Fitzgerald, 457 U.S. 800, 816 (1982). It
also prevents “deterrence of able people from public
service.” Jd. And in reference to prisons, it allows officials
to utilize their expértise — based on years of observation
and practice — to maintain order without fear of liability
for doing what seemed reasonable at the time.

In Saucier v. Katz, this Court explained that an
official is entitled to qualified immunity unless: (1) the
plaintiff alleged facts that show a constitutional violation
and (2) it was clearly established, at the time, that the
conduct was unconstitutional. 533 U.S. at 201. As dis-
cussed above and as the Ninth Circuit held, respondents’
actions did not violate equal protection. Nevertheless, even
if this Court were to disagree and rule that the petitioner
has proven a constitutional violation, the state of the law
and what constitutional standard applied were unsettled
when the officials acted. For these reasons, respondents
Gomez and Rowland are entitled to qualified immunity
from damages.

affirmed.

Dated: August 6, 2004
Respectfully submitted,

BILL LOCKYER
Attorney General of the
State of California

MANUEL M. MEDEIROS
Solicitor General

ROBERT R. ANDERSON
Chief Assistant Attorney General

FRANCES T. GRUNDER
Senior Assistant Attorney General
Counsel of Record

SARA TURNER
Supervising Deputy Attorney
General

Counsel for Respondents
Gomez and Rowland

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385014_0717%3A09. Public record. Not legal advice.
