# Appendix — Tennessee v. Lane

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 2004
- **Citation:** 541 U.S. 509

## Text

| Supreme Court, US
\ PILED

NOV 1 2 2003

No. 02-1667 OFFICE OF THE CLERK

In the Supreme Court of the Gnited States

STATE OF TENNESSEE, PETITIONER
Vv.
GEORGE LANE, ET AL.

= ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

APPENDIX TO THE
BRIEF FOR THE UNITED STATES

THEODORE B. OLSON
Solicitor General

R. ALEXANDER ACOSTA
Assistant Attorney General

PAUL D. CLEMENT
Deputy Solicitor General

PATRICIA A. MILLETT
Assistant to the Solicitor
General

JESSICA DUNSAY SILVER
SARAH E. HARRINGTON
KEVIN RUSSELL
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217

TABLE OF CONTENTS

Appendix A (Cases Evidencing Unconstitutional
Treatment of Individuals with Disabilities) ............
Appendix B (Disabilities Act Enforcement
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Appendix C (Findings of Investigations Under
the Civil Rights of Institutionalized Persons
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Appendix D (Relevant Constitutional and
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(I)

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APPENDIX A

Cases Evidencing Unconstitutional Treatment of
Individuals with Disabilities:

Foucha v. Louisiana, 504 U.S. 71 (1992) (Louisiana
statute allowing continued confinement of the mentally ill,
who were acquitted of crimes by reason of insanity, resulted
in unconstitutional confinement, in violation of the Due
Process Clause, where the hospital review committee had
reported no evidence of mental illness and recommended
conditional discharge); City of Cleburne v. Cleburne Living
Ctr., 473 U.S. 432 (1985) (unconstitutional zoning discrimina-
tion); Youngberg v. Romeo, 457 U.S. 307, 315, 322 (1982)
(institutionalized persons have due process “right to ade-
quate food, shelter, clothing, and medical care,” “safe condi-
tions,” and freedom from unreasonable physical restraint, as
well as to “such training as may be reasonable in light of [the
resident’s] liberty interests in safety and freedom from
unreasonable restraints”); O’Connor v. Donaldson, 422 U.S.
563 (1975) (unconstitutional confinement); Delano-Pyle v.
Victoria County, 302 F.3d 567, 575-576 (5th Cir. 2002) (af-
firming a jury verdict that included evidence of a police
officer giving a sobriety test and Miranda warnings to a deaf
plaintiff who could not understand him, and then arresting
the plaintiff), cert. denied, No. 02-1223, 2003 WL 545392 (Oct.
6, 2003); Kiman v. New Hampshire Dep't of Corrs., 301 F.3d
13, 15-16 (1st Cir. 2002) (disabled inmate stated Eighth
Amendment claims for denial of accommodations needed to
protect his health and safety due to his degenerative nerve
disease), aff’d by an equally divided court, 332 F.3d 29 (2003)
(en banc); MX Group, Inc. v. City of Covington, 293 F.3d
326, 345 (6th Cir. 2002) (“blanket prohibition of all metha-

(1)

2a

done clinics from the entire city is discriminatory on its
face”); Popovich v. Cuyahoga County Ct. of Common Pleas,
276 F.3d 808 (6th Cir.) (en banc) (deaf parent denied com-
munication assistance in child custody proceeding), cert.
denied, 537 U.S. 812 (2002); Armstrong v. Davis, 275 F.3d
849 (9th Cir. 2001) (failure to conduct parole and parole
revocation proceedings in a manner that disabled inmates
can understand and in which they can participate), cert.
denied, 537 U.S. 812 (2002); Baird v. Rose, 192 F.3d 462 (4th
Cir. 1999) (seventh-grader suffering from clinical depression
prohibited from singing in school choir); Key v. Grayson, 179
F.3d 996 (6th Cir. 1999) (deaf inmate denied access to sex
offender program required as precondition for parole), cert.
denied, 528 U.S. 1120 (2000); Bradley v. Puckett, 157 F.3d
1022, 1025-1026 (5th Cir. 1998) (failure for several months to
provide means for amputee inmate to bathe led to infection);
Gorman v. Easley, 257 F.3d 738, 742 (8th Cir. 2001)
(paraplegic arrested for trespass improperly restrained in
non-wheelchair-accessible police van, causing his urine bag
to burst, “soaking him with his own urine” and resulting in
serious medical problems), judgment rev’d in part on
grounds not relevant, 536 U.S. is] (2002); Layton v. Elder,
143 F.3d 469, 470-472 (8th Cir. 1998) (mobility-impaired
veterans’ exclusion from a session of county quorum court
and from courtroom due to their inability to access the
second floor of the county courthouse); Innovative Health
Sys., Inc. v. City of White Plains, 117 F.3d 37, 49 (2d Cir.
1997) (building permit denied for drug and alcohol treatment
center “based on stereotypes and unsupported fears”); Love
v. Westville Corr. Ctr., 103 F.3d 558, 558, 560-561 (7th Cir.
1996) (quadriplegic inmate “was unable to participate in sub-
stance abuse, education, church, work, or transition pro-

3a

grams available to members of the general inmate popula-
tion” due to “intentional discrimination”); Koehl v. Dalsheim,
85 F.3d 86 (2d Cir. 1996) (Eighth Amendment violated when
inmate with serious vision problem denied glasses and
treatment); Weeks v. Chaboudy, 984 F.2d 185, 187 (6th Cir.
1993) (“squalor in which [prisoner] was forced to live as a
result of being denied a wheelchair” violated the Eighth
Amendment); Thomas S. v. Flaherty, 902 F.2d 250 (4th Cir.)
(unconstitutional confinement when appropriate community
placement available), cert. denied, 498 U.S. 951 (1990); Leach
v. Shelby County Sheriff, 891 F.2d 1241, 1243-1244 (6th Cir.
1989) (finding a policy or custom of deliberate indifference to
serious medical needs of paraplegic inmates; evidence
showed that, “[dJespite his medical need for cleanliness, [an
inmate] was not bathed for several days,” “was forced to
remain for long periods of time in his own urine due to
inadequate catheter supplies and was given inadequate aid
_for his bowel training needs despite his repeated requests
for help”), cert. denied, 495 U.S. 932 (1990); Chalk v. United
States Dist. Ct. Cent. Dist. of Cal., 840 F.2d 701 (9th Cir.
1988) (certified teacher barred from teaching after diagnosis
of AIDS); LaFaut v. Smith, 834 F.2d 389 (4th Cir. 1987)
(Powell, J.) (failure to provide paraplegic inmate with an
accessible toilet is cruel and unusual punishment); Parrish v.
Johnson, 800 F.2d 600, 603, 605 (6th Cir. 1986) (prison guard
repeatedly assaulted paraplegic inmates with a knife, forced
them to sit in their own feces, and taunted them with
remarks like “crippled bastard” and “[you] should be dead”);
Clark v. Cohen, 794 F.2d 79 (3d Cir.) (unconstitutional con-
finement), cert. denied, 479 U.S. 962 (1986); Miranda v.
Munoz, 770 F.2d 255, 259 (1st Cir. 1985) (failure to provide
medications for epilepsy, which caused prisoner’s death,

4a

violated Eighth Amendment); Lynch v. Baxley, 744 F.2d
1452 (11th Cir. 1984) (State subjected individuals awaiting
civil commitment proceedings to unconstitutional conditions
of confinement in county jails); Pomerantz v. Los Angeles
County, 674 F.2d 1288, 1289 (9th Cir. 1982) (“undisputed
facts show that the Los Angeles County Jury Commissioner,
and other employees directly involved in the jury selection
process for the Superior Court for the County of Los
Angeles had, prior to January 1, 1978, excluded all blind
persons from jury service solely because they were blind”);
Pushkin v. Regents of Univ. of Colo., 658 F.2d 1372 (10th
Cir. 1981) (doctor with multiple sclerosis unconstitutionally
denied residency out of concern about patients’ reactions);
Ferrell v. Estelle, 568 F.2d 1128, 1133 (5th Cir.) (deaf habeas
petitioner’s “rights were reduced below the constitutional
minimum” because he could not understand his trial), with-
drawn due to death of petitioner, 573 F.2d 867 (1978);
Gurmankin v. Costanzo, 556 F.2d 184 (3d Cir. 1977) (holding
unconstitutional an irrebuttable presumption that blind
teacher cannot instruct sighted students); Wyatt v. Aderholt,
503 F.2d 1305 (5th Cir. 1974) (unconstitutional conditions of
confinement for the mentally ill); Pathways Psychosocial v.
Town of Leonardtown, 133 F. Supp.-2d 772, 791-792 (D. Md.
2001) (denying summary judgment for defendants on claim
that town officials violated Equal Protection Clause through
zoning decisions that excluded a home for individuals with
mental retardation), after judgment, 223 F. Supp. 2d 699,
704-705 (2002) (jury found constitutional violation, and mo-
tion for new trial was denied); McCray v. City of Dothan,
169 F. Supp. 2d 1260, 1279-1280 (M.D. Ala. 2001) (police offi-
cer had “not articulated any specific facts upon which suspi-
cion reasonably could be founded” other than “the com-

5a

munication gap between a deaf man and herself”), aff’d in
part & rev'd in part, No. 01-15756, 2003 WL 21067092 (11th
Cir. Apr. 24, 2003) (Table); M.H. v. Bristol Bd. of Educ., 169

- F. Supp. 2d 21, 24-25 (D. Conn. 2001) (possible substantive

due process violation where school employees spat water in
disabled student’s face and restrained him so forcibly as to
result in bruising); Doe v. Rowe, 156 F. Supp. 2d 35 (D. Me.
2001) (unconstitutional restriction on voting by those with
mental disabilities); Project Life, Inc. v. Glendening, 139 F.
Supp. 2d 703, 705 (D. Md. 2001) (unlawful rejection of permit
for drug treatment facility based on “community preju-
dices”), aff’d, No. 01-1754, 2002 WL 2012545 (4th Cir. Sept. 4,
2002); Salcido ex rel. Gilliland v. Woodbury County, 119 F.
Supp. 2d 900, 931 (N.D. lowa 2000) (granting summary judg-

ment for mentally ill plaintiff on claim that he was denied

due process by State’s denial of an appropriate institutional
placement without notice or hearing); New York v. County of
Schoharie, 82 F. Supp. 2d 19 (N.D.N.Y. 2000) (inaccessible
polling places); New York v. County of Delaware, 82 F. Supp.
2d 12 (N.D.N.Y. 2000) (inaccessible polling places); Schmidt
v. Odell, 64 F. Supp. 2d 1014 (D. Kan. 1999) (amputee forced
to crawl around jail, resulting in injury and infection, in
violation of Eighth Amendment); Matthews v. Jefferson, 29
F. Supp. 2d 525 (W.D. Ark. 1998) (paraplegic litigant had to
be carried up stairs to court room for all-day hearing at
which he could not leave to get food or use the restroom to
empty catheter, resulting in infection; eventually had to
crawl down steps to get out after everyone left the court-
house without him); Hanson v. Sangamon County Sheriff's
Dep't, 991 F. Supp. 1059, 1061-1062 (C.D. Ill. 1998) (possible
constitutional violation where deaf arrestee was denied the
opportunity to post bond and make a telephone call because

6a

the police department failed to provide, despite his requests,
alternatives to the conventional telephone, and that denial
resulted in much longer detention than other, similarly
situated arrestees); Lewis v. Truitt, 960 F. Supp. 175 (S.D.
Ind. 1997) (Fourth Amendment prohibits use of force against
an individual, whom officers know to be deaf, for not comply-
ing with officers’ spoken commands); Carty v. Farrelly, 957
F. Supp. 727, 739 (D.V.I. 1997) (“The abominable treatment
of the mentally ill inmates shows overwhelmingly that defen-
dants subject inmates to dehumanizing conditions punishable
under the Eighth Amendment.”); Kaufman v. Carter, 952 F.
Supp. 520 (W.D. Mich. 1996) (amputee hospitalized after fall
in inaccessible jail shower); Bullock v. Gomez, 929 F. Supp.
1299, 1301, 1307 (C.D. Cal. 1996) (possible constitutional
violation where California Department of Corrections’ family
visiting program precluded HIV-positive inmates from
having the same overnight visits with spouses afforded other
inmates, even where spouse was also HIV positive and
incapable of bearing children); Clarkson v. Coughlin, 898 F.
Supp. 1019, 1049 (S.D.N.Y. 1995) (holding, inter alia, that
state prison officials’ failure to provide interpreters or other
assistive services to deaf and hearing impaired inmates
during medical treatment violated the Eighth Amendment,
as at least two such inmates experienced improper and
possibly harmful treatment through provision of medical
treatment in absence of qualified interpreters); Stillwell v.
Kansas City, Mo. Bd. of Police Comm'rs, 872 F. Supp. 682,
688 (W.D. Mo. 1995) (holding that the Board of Police Com-
missioners’ licensing scheme violates the Due Process Clause
of the Fourteenth Amendment because it irrebuttably pre-
sumes that an individual with only one hand is unqualified
for the position of armed security guard); Harrelson v.

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Elmore County, 859 F. Supp. 1465, 1466 (M.D. Ala. 1994)
(paraplegic prisoner denied use of a wheelchair and forced to
craw] around his cell); Eric L. v. Bird, 848 F. Supp. 303, 306,
308 (D.N.H. 1994) (possible constitutional violation where
children with disabilities in foster care alleged that the State
failed “to take the required measures to maintain the integ-
rity of plaintiffs’ families where possible, to reunite removed
children with their families as soon as possible, or to place
them in secure, permanent homes within an appropriate time
and in an appropriate manner,” as well as failed “to provide
services necessary to protect children in the class from
harm”); T.E.P. v. Leavitt, 840 F. Supp. 110 (D. Utah 1993)
(statute prohibiting and voiding marriages between indivi-
duals with AIDS); Noland v. Wheatley, 835 F. Supp. 476,
480-482 (N.D. Ind. 1993) (possible constitutional violation
where semi-quadriplegic inmate confined to a wheelchair
was confined to secluded padded cell for months, denied
sufficient water to maintain kidney functioning or to permit
sanitary handling of colostomy and urostomy bag, forcing
him to “eat many meals with the human waste still on his
hands,” and was unable to sleep in bed because his wheel-
chair could not fit through the doorway, all resulting in
adverse medical conditions); Casey v. Lewis, 834 F. Supp.
1569, 1582-1583 (D. Ariz. 1993) (holding that prison’s failure
to provide accessible bathrooms, showers, and cells to
mobility-impaired inmates, as well as a consistent pattern of
delays in prisoner receipt of hearing aids, violated the -
Eighth Amendment); Galloway v. Superior Court, 816 F.
Supp. 12 (D.D.C. 1993) (blind individuals categorically ex-
cluded from jury service); United States v. Borough of
Audubon, 797 F. Supp. 353, 360 (D.N.J. 1991) (predominant
motivation underlying city’s efforts to exclude group home

8a

for the handicapped “was discriminatory animus”), aff'd, 968
F.2d 14 (3d Cir. 1992) (Table); Nolley v. County of Erie, 776
F. Supp. 715 (W.D.N.Y. 1991) (Constitution violated where
inmate with HIV was housed in the part of a prison reserved
for inmates who are mentally disturbed, suicidal, or a danger
to themselves, and was denied access to prison library and
religious services); Kroll v. St. Charles County, 766 F. Supp.
744, 744-751 (E.D. Mo. 1991) (courthouse and government
buildings broadly inaccessible to individuals with mobility
impairments); Bonner v. Arizona Dep’t of Corrs., 714 F.
Supp. 420 (D. Az. 1989) (deaf, mute, and vision-impaired in-
mate denied communication assistance, including during dis-
ciplinary proceedings, counseling sessions, and medical
treatment); DeLong v. Brumbaugh, 703 F. Supp. 399, 405
(W.D. Pa. 1989) (decision to exclude deaf individual from
jury was “unreasonable, discriminatory and violative of Sec-
tion 504 of the Rehabilitation Act”); Doe v. Dolton Elem.
Sch. Dist., 694 F. Supp. 440 (N.D. Ill. 1988) (elementary
student with AIDS excluded from attending regular classes
or extracurricular activities); Robertson v. Granite City
Comm. Unit Sch. Dist., 684 F. Supp. 1002 (S.D. Ill. 1988)
(seven-year old student with AIDS confined to a modular
classroom where he was the only student); Thomas v.
Atascadero Unified Sch. Dist., 662 F. Supp. 376 (C.D. Cal.
1986) (kindergarten student with AIDS excluded from class
and forced to take home tutoring); Thompson v. City of
Portland, 620 F. Supp. 482, 485-487 (D. Me. 1985) (police
violated the constitutional rights of a blind diabetic who was
in insulin shock by arresting him, transporting him on floor
of police cruiser, jailing him, and ignoring his explanation
that he was in insulin shock, despite fact that he wore a
Medic-Alert necklace and carried a white cane); Ass’n for

~

9a

Retarded Citizens of N.D. v. Olson, 561 F. Supp. 473, 491-492
(D.N.D. 1982) (finding violations of mentally retarded
residents’ constitutional rights to privacy, private property,
and free association, as (1) many of the mentally retarded
residents “are left fully naked in front of each other and
assistants and such residents are not provided places where
they can be in private” and “are denied the opportunity to
decide for themselves how to dress”; (2) the State did not
“adequately provide for an accounting of [each] resident’s
personal property and for a safe place of storage”; and (3) the
State did not “provide residents who are capable of com-
municating, reasonable opportunities to communicate with
others both inside and outside the institution where they
reside”), aff'd, 713 F.2d 1384 (8th Cir. 1983); Garrity v.
Gallen, 522 F. Supp. 171, 214 (D.N.H. 1981) (“blanket discri-
mination against the handicapped * * * is unfortunately
firmly rooted in the history of our country”); New York State
Ass’n for Retarded Children, Inc. v. Carey, 466 F. Supp. 487
(E.D.N.Y. 1979) (mentally retarded students excluded from
public school system); Hairston v. Drosnick, 423 F. Supp.
180 (S.D. W. Va. 1976) (school refused to admit child with
spina bifida without the daily presence of her mother, even
though student was of normal mental competence and capa-
ble of performing easily in a classroom situation); Smith v.
Fletcher, 393 F. Supp. 1366, 1368 (S.D. Tex. 1975) (gov-
ernment assigned paraplegic, who had a Master’s degree in
physiology, to menial clerical tasks based on “arbitrary and
unfounded decision as to her physical capabilities”), aff’d as
modified, 559 F.2d 1014 (5th Cir. 1977); Mills v. Board of
Educ., 348 F. Supp. 866 (D.D.C. 1972) (mentally retarded
students excluded from public school system); Pennsylvania
Ass’n for Retarded Children v. Commonwea'th, 334 F. Supp.

10a

1257 (E.D. Pa. 1971) (mentally retarded students excluded
from public school system); Daly v. DelPonte, 624 A.2d 876,
880, 885 (Conn. 1993) (holding that the commissioner’s exer-
cise of his “statutory authority to condition a motor vehicle
operator’s license on the licensee’s reporting his or her
medical status” violated the state constitution’s equal protec-
tion provision because the record “contained no evidence
that th[e] reporting requirement was narrowly tailored
either to the plaintiff’s condition at the time of its issuance or
to his probable future condition for the designated time
period”); State v. Schaim, 600 N.E.2d 661, 672 (Ohio 1992)
(under the Confrontation Clause, “[a] defendant who cannot
hear is analogous to a defendant who cannot understand
English, and a severely hearing-impaired defendant cannot
be tried without adopting reasonable measures to accommo-
date his or her disability”); Moye v. Moye, 627 P.2d 799, 801
(Idaho 1981) (holding that, while a parent’s physical condi-
tion is a valid consideration in the “best interests” approach
to determining the issue of a child’s custody, the trial court’s
overemphasis on the mother’s epilepsy rendered the custody
award to the father an abuse of discretion); State v. Staples,
437 A.2d 266, 268 (N.H. 1981) (ineffective assistance of
counsel in failing to secure assistance for hearing-impaired
defendant whose disability made him “unable to assist effec-
tively in the preparation of his defense”); In re Marriage of
Carney, 598 P.2d 36, 42 (Cal. 1979) (lower court “stereo-
type[d] William as a person deemed forever unable to be a
good parent simply because he is physically handicapped”);
Connecticut Inst. for the Blind v. Connecticut Comm’n on
Human Rights & Opps., 405 A.2d 618, 621 (Conn. 1978)
(blanket exclusion from state jobs of persons with visual
impairments); State v. Board of Educ., 172 N.W. 153, 153

lla

(Wis. 1919) (excluding a boy with cerebral palsy from public
school because he “produces a depressing and nauseating
effect upon the teachers and school children”); State v.
Barber, 617 So. 2d 974, 976 (La. Ct. App. 1993) (“{T]he Con-
stitution requires that a defendant sufficiently understand
the proceedings against him to be able to assist in his own
defense. Clearly, a defendant who has a severe hearing
impairment, without an interpreter, cannot understand the
testimony of witnesses against him so as to be able to assist
in his own defense.”); People v. Green, 561 N.Y.S.2d 130, 133
(County Ct. 1990) (holding that prosecutor’s peremptorily
striking a juror solely because she was hearing impaired, and

not because of any doubt of the juror’s ability to communi-

cate, violated the juror’s right to equal protection); Stewart
v. Stewart, 521 N.E.2d 956, 965-966 (Ind. Ct. App. 1988)
(holding that father’s visitation rights were improperly ter-
minated because of evidence that he was infected with the
AIDS virus); Peeler v. State, 750 S.W.2d 687, 690-691 (Mo.
Ct. App. 1988) (constitutionally ineffective assistance of
counsel in failure to request an interpreter, where the
hearing-impaired defendant was “probably unable to
understand what was being said at trial”); District 27 Comm.
Sch. Bd. v. Board of Educ., 502 N.Y.S.2d 325 (Sup. Ct. 1986)
(two school boards sought to prevent attendance of any
student with AIDS in any school in the city, unless all of the
students at that school had AIDS); Bednarski v. Bednarski,
366 N.W.2d 69, 73 (Mich. Ct. App. 1985) (holding that a
mother’s deafness was inappropriately weighed against her
in a custody dispute over her two minor children); People v.
Rivera, 480 N.Y.S.2d 426, 434 (Sup. Ct. 1984) (conviction was
unconstitutionally obtained because the deaf defendant had
no interpreter and did not understand his trial); Jn re

12a

Marriage of Paula R., 102 Cal. App. 3d 981, 988-989 (Ct.
App. 1980) (reversing the trial court’s award of permanent
custody of child to father because mother was confined to a
wheelchair, as the trial court did not use the proper standard
in determining who should receive custody: “whether the
handicapped parent’s condition will in fact have a substantial
and lasting adverse effect on the best interests of the child”);
Bevan v. New York State Teachers’ Retirement Sys., 345
N.Y.S.2d 921 (Sup. Ct. 1973) (statute allowing forced retire-
ment of teacher who became blind), modified, 355 N.Y.S.2d
185 (App. Div. 1974); In re Adoption of Richardson, 251 Cal.
App. 2d 222, 239 (1967) (trial court “stated, in effect, he will
systematically strike any and all deaf-mute petitioners from
any list of prospective adopting parents”); Commonwealth v.
Smith, 119 A.2d 620, 622 (Pa. Super. Ct. 1956) (holding that
the fact that a father suing for custody of his son suffers
from epilepsy is a factor that should be considered in deter-
mining whether to award custody).

APPENDIX B

The Justice Department publishes quarterly status
reports, which include information from a sampling of the
Department’s Disabilities Act enforcement efforts under 42
U.S.C. 12133. The status reports can be found at http://
www.ada.gov/enforce. htm. The 34 reports published to date
list 110 matters concerning courthouse accessibility or effec-
tive access to judicial proceedings. The following is a list of
those matters. One case (against the State of Massachusetts
alleging problems with physical accessibility) resulted in a
lawsuit (that remains pending), which was reported in the
January 2003 status report. The Table includes the juris-
diction in which the courthouses are located, the type of
problem reported by persons with disabilities, and the date
of the status report in which the matter appears. There are
50 cases that resulted in formal settlement agreements, 51
cases that resulted in informal settlement agreements, and 8
cases that resulted in formal mediation. In cases resulting in
informal settlements or mediation, the Justice Department
does not identify the covered jurisdiction by name:

Complaints Resulting In Formal Settlement Agree-
ments:

Jurisdiction “| Type of Problem | Status Report
Lucas County, OH physical access Jan. - Mar. 2003
Guernsey County,OH | physical access Oct. - Dec. 202
Essex County, NJ physical access Oct. - Dec. 2002
Windsor County, VT lack of sign lan- Oct. - Dec. 2002
_guage interpreter
Warren, OH physical access Apr. - June 2002
Ben Hill County, GA physical access Apr. - June 2001
Gulfport, MS lack of sign lan- Apr. - June 2000
guage interpreter

(1b)

3b

2b
Shelby County, TN lack of assistive Apr. - June 2000
listening devices
Adair County, OK physical access Jan. - Mar. 2000
Houston, TX lack of assistive Jan. - Mar. 2000
listening devices
Toledo, OH physical access and | July - Sep. 1999
lack of communica-
tion assistance
Lake County, IL lack of sign lan- July - Sep. 1999
guage interpreter
Oklahoma County, OK physical access and | Apr. - June 1999
lack of communi-
cation assistance
Georgiana, AL physical access Apr. - June 1999
State of Hawaii lack of sign lan- Oct. - Dec. 1998
guage interpreter
and assistive lis-
tening devices
McDowell County, WV_ | physical access July - Sep. 1998
Mendocino County,CA | physical access July - Sep. 1998
Johnson County, TN physical access July - Sep. 1998
Citrus County, FL physical access Apr. - June 1998
Chico County, AR physical access Jan. - Mar. 1998
Dickinson, ND physical access Jan. - Mar. 1998
Wetzel County, WV physical access Jan. - Mar. 1998
Twin Falls, ID lack of sign lan- Oct. - Dec. 1997
guage interpreter
and communi-
cation assistance
Philadelphia, PA lack of procedures | Oct. - Dec. i997
for jurors to re-
quest accommoda-

tions

Boone County, IN lack of assistive July - Sep. 1997
listening devices

Grand Rapids, MI lack of assistive July - Sep. 1997
listening devices

Outagamie County, WI | physical access and | Apr. - June 1997
lack of assistive
listening devices

Rome, NY physical access Jan. - Mar. 1997

Hancock County, MS assistive listening | Jan. - Mar. 1997
(deaf individual ex-
cluded from jury
service)

Harrison County, MS assistive listening Jan. - Mar. 1997
(deaf individual ex-
cluded from jury
service)

Roswell, NM lack of assistive Jan. - Mar. 1997
listening devices

Santa Clara lack of assistive Oct. - Dec. 1996

County, CA listening devices

Jones County, CA physical access Oct. - Dec. 1996

Town of Lloyd, NY lack of communi- July - Sep. 1996
cation assistance

Tallahassee, FL lack of communi- Apr. - June 1996
cation assistance

Pickens County, SC lack of assistive Oct. - Dec. 1994
listening devices

Fulton, MO lack of communi- Apr. - June 1994
cation assistance

Wadsworth, OH physical access Apr. - June 1994

4b

Alexandria, LA lack of communica- | Apr. - June 1994
tion assistance and
sign language in-
terpreter
Genesee County, MI physical access Apr. - June 1994
Hickman County, KY physical access April 1994
Van Buren County, AR | physical access April 1994
Harris County, TX physical access and | April 1994
lack of communi-
cation assistance
Scott County, AR physical access April 1994
Madison County, FL physical access April 1994
Pinellas County, FL lack of communi- April 1994
cation assistance
Salt Lake City, UT lack of communi- April 1994
cation assistance
(deaf individual
excluded from
jury)
Paulding County, OH physical access April 1994

Complaints Resulting In Informal Settlement Agree-

ments:

Jurisdiction Type of Problem Status Report

county in Ohio lack of sign lan- Jan. - Mar. 2003
_guage interpreter

unnamed jurisdiction lack of assistive Jan. - Mar. 2003

listening devices
county in Mississippi lack of sign lan- Jan. - Mar. 2003
interpreter

county in Illinois lack of sign lan- Oct. - Dec. 2002
_guage interpreter

county in Louisiana lack of sign lan- July - Sep. 2002

guage interpreter

5b
county in Pennsylvania | lack of accessible | Apr. - June 2002
parking ©
county in Arizona physical access Apr. - June 2002
county in Nebraska physical access Jan. - Mar. 2002
New England state lack of sign lan- Jan. - Mar. 2002
court system guage interpreter
and assistive
listening devices
county in Arizona lack of assistive Oct. - Dec. 2001
listening devices
county in Texas lack of sign lan- July - Sep. 2001
guage interpreter
county in California physical access July - Sep. 2001
Iowa court lack of sign lan- July - Sep. 2001
‘guage interpreter
county in Texas physical access Oct. - Dec. 1999
county in Oklahoma physical access Oct. - Dec. 1999
county in Pennsylvania | physical access Oct. - Dec. 1999
county in Texas lack of assistive | July - Sep. 1999
county in Colorado lack of accessible | July - Sep. 1999
parking
Michigan court lack of communica- | July - Sep. 1999
tion assistance
city in Pennsylvania physical access July - Sep. 1999
town in Ohio physical access Oct. - Dec. 1998
county in Michigan physical access Oct. - Dec. 1998
Louisiana parish physical access Apr. - June 1998
county in Michigan physical access Apr. - June 1998
county in Illinois lack of communica- | Jan. - Mar. 1998
tion assistance
county in Michigan. lack of assistive lis- | Oct. - Dec. 1997

6b

7b
county in Missouri physical access April 1994
“various cities and | physical access April 1994
towns in East and Mid- ;
west” |
county in Washington physical access April 1994
Michigan court lack of assistive lis- | April 1994
tening devices
Pennsylvania county lack of accommoda- | April 1994
court tion for person
with learning dis-
ability |
Complaints Resulting In Mediation:
Jurisdiction Type of Problem Status Report
county in Illinois physical access Oct. - Dec. 2002
county in Arkansas physical access Oct. - Dec. 2001
town in New York physical access Oct. - Dec. 2001
county in South lack of sign lan- July - Sep. 2001
Carolina guage interpreter
cvunty in California physical access Apr. - June 2001
county in Tennessee _| physical access Jan. - Mar. 2000
county in Nebraska physical access Jan. - Mar. 2000
Michigan court lack of sign lan- July - Sep. 1997 .
interpreter

county in Arizona lack of communica- | Oct. - Dec. 1997
tion aids

county in Florida physical access July - Sep. 1997

Tennessee circuit court | lack of communica- | July - Sep. 1997
tion aids

county in California lack of assistive lis- | Apr. - June 1997
tening devices

county in Michigan lack of auxiliary Jan. - Mar. 1997
aids

supreme court of a | lack of auxiliary Jan. - Mar. 1997

“southern state” aids

Colorado judicial lack of auxiliary Jan. - Mar. 1997

district aids

county in Wyoming physical access Jan. - Mar. 1997

county in Michigan physical access Oct. - Dec. 1996

county in Virginia lack of auxiliary Oct. - Dec. 1996
aids ,

city in California lack of auxiliary July - Sep. 1996
aids

county in West physical access July - Sep. 1996

Virginia

county in Washington lack of visualcom- | Apr. - June 1996
munication assis-
tance

county in California lack of accessible | Apr. - June 1996
parking _

county in Pennsylvania _| physical access Jan. - Mar. 1995

“western state court” lack of assistive lis- | Oct. - Dec. 1994
tening devices

Ohio court lack of communica- | Oct. - Dec. 1994
tion assistance

county in Kentucky _ physical access July - Sep. 1994

county in Colorado physical access July - Sep. 1994

county in Colorado physical access Apr. - June 1994

In addition to the settlement agreements reported in the
published status reports, there are several additional formal
settlement agreements entered into between the Justice
Department and various jurisdictions in cases dealing with
courthouses. Although they are not reported in the status

8b

reports, they are available on the website: http://www.
ada.gov
Jurisdiction Problem Date of
Agreement
Summers County, WV | physical access and | 5/11/00
lack of assistive lis-_
tening devices
Craig County, VA physical access 1/30/02
Allendale County,SC | physical access 8/13/01
. Butte County, SD physical access F301
Boulder County, CO physical access 10/2/00
Warren County, IL physical access 9/6/01
Perry County, KY physical access 9/25/01
City of Cambridge, physical access 11/1/01
OH
City of San Antonio, | physical access 1/30/02
TX
City of Savannah,GA_ | physical access 1/30/02
City of Bismarck, ND | physical access 10/16/02
Columbia County, NY | physical access 5/19/03
Loudon County, TN physical access and | 7/25/03
lack of assistive lis-
tening devices
Madison County, MS physical access 7/25/03
Worcester County, physical access 7/28/03
MD

APPENDIX C

Findings of Investigations Under the Civil Rights
Of Institutionalized Persons Act
42 U.S.C. 1997 et seq.

Between 1980 and the enactment of Title II of the Americans
with Disabilities Act in 1990, Department of Justice investigations
under the Civil Rights of Institutionalized Persons Act, 42 U.S.C.
1997 et seq., found unconstitutional treatment of individuals with
disabilities in institutions in more than ewenty-five States. From
1980 until the present, unconstitutional conditions have been found
in more than 200 institutions in more than thirty States throughout
the Country. The Tables below describe some of the findings issued
by the Department of Justice pursuant to 42 U.S.C. 1997b(a) (1).
Copies of the seuplete findings letters will be provided to the

Court upon request, and have been served upon counsel for the

petitioner and the private respondents.

(le)

2c

I. Investigations Prior to Enactment of the Americans with
Disabilities Act

and safety

Name of Categories of

Facility Constitutional
Violations

Rosewood MD 1982 | Failure to Many residents

Center provide sustained injuries
reasonable during “low staffing
supervision periods” (p. 4).

One resident left
the facility
unobserved and died
of exposure.

A profoundly
retarded resident
drowned when staff
left him unattended
in a bathtub.
Another died after
being pushed down a
flight of stairs
(pp. 4-5).

On another occasion,
“six severely
handicapped female
residents * * * were
allegedly raped by
an outside intruder.
There was only one
staff person on duty
to supervise the 32
residents * * * and
only one security
officer on duty to
cover the entire
Rosewood facility.
While the inability
of the residents to
communicate
apparently prevented
state officials from
confirming the rapes
* * * several of the

residents had
positive tests for
gonorrhea of the
throat right after
the incident” (p.
4).

Several male
patients “show([ed)
the presence of
venereal disease”
and “nonconsensual
sexual contact
occurred between one
resident and at
least one and
possibly three
residents” -(p. 4).

Abuse of
residents

An employee sexually
abused a resident

(p. 4).

Unsanitary
conditions

Facilities are
deteriorating; the
“stench of urine is
prevalent ina
number of
buildings.” Plumbing
problems left
overflowing toilets
unrepaired for days;
heating problems
subjected patients
to “sub-freezing
temperature in the
buildings
themselves” at times
(p. 5).

Inadequate
training

“Over 900 of the
1125 residents
receive less than
50% of the services

4c

5c

Name of

State

Year

Categories of
Constitutional
Violations

Details

célled for in their
program plans” (p.
2).

Valley State
Schools

medical and
mental health
care

East LA 1982 | Inadequate pp. 2-4
Louisiana medical and

State mental health

Hospital care

Enid & Paul’s; 0K 1983 | Inadequate “Insufficient

licensed physic an
coverage has
resulted in serious
harms to residents,”
contributing to
patient deaths (p.
2-3).

Inadequate
training

Lack of training
“contributes to and
manifests itself in
residents’
aggressive and
stereotypic
behaviors * * *
{such as] incessant
disordered physical
movements,
headbanging, biting,
hyperactivity, and
assaultive behavior”
(p. 5).

Failure to
provide

reasonable
supervision
and safety

“For example, a
group of 21 naked
residents were
observed being led
to @ shower area,
where two staff
sprayed the
residents down with
a large garden type

hose” (p. 5).

Name of
Facility

State

Year

Categories of
Constitutional
Violations

Unreasonable
use of
physical and
chemical
restraints

Details

Abuse of
residents

Staff found
“slapping, kicking,
hitting, or spanking
residents” while
records also
“reflect many
instances of
unexplained resident

injuries” (p. 6).
Unsanitary Lack of sanitation
conditions practices
contributed to
parasitic and
bacterial infections
requiring quarantine
of entire living
areas (p. 6).
Wheat Ridge CO | 1984 | Failure to “Due to lack of
Regional provide staff, residents
Center reasonable suffer neglect and
supervision numerous accidents

and safety

and injuries. * * *

[N]umerous residents
have sustained
injuries where the
cause remains
unknown. Resident
on resident assaults
are common; resi-
dents engaging in
self-abusive behav-
iors are frequently
unsupervised and
unattended.
Residents have been

6c

7c

Facility

State

Year

Categories of
Constitutional
Violations

Details

found with
unexplained broken
bones and burns to
the body. For
example, one
resident was found
with a femur segment
protruding through
the skin” (p. 2).
During tour, staff
came upon
“approximately 20
adult women being
cared for by one
person amid great
disorder and
confusion. Many of
these women were
partially undressed,
one was urinating on
the floor of the
living area and
several were
engaging in self-
abusive behavior”
(pm. 2).

Inadequate
medical and
mental health
care

“A large number of
Wheat Ridge
residents suffer
from severe contrac-
tures of their limbs
and other body
deformities due to
the absence of
necessary physical
and occupational
therapy” (p. 3).
“One troublesome
secondary effect of
these immobilizing
contractures due to
lack of physical

State

Year | Categories of
Constitutional
Violations

Details

therapy is the
dysfunctioning of
the digestive
system,” which has
apparently caused an
“abnormally high
percentage of Wheat
Ridge residents to
require pureed diets
Or gastroatomies for
tube feeding” (p.

care

4).
Logansport IN 1984 | Inadequate pp. 1-2
State medical and
Hospital mental health

Failure to
provide

reasonable
supervision
and safety

“Patients are not
being adequately
monitored and
supervised to
prevent suicidal
behavior or patient-
on-patient violence,
to notice and
correctly diagnose
symptoms of serious,
physical or
psychiatric
dysfunctions, to
monitor treatment
responses and drug
reactions, or to
determine
appropriate and
reasonably safe
modes of treatment
for each patient”
(pp. 2-3).

&c

Eglin Mental
Health
Centers

Categories of
Constitutional

Violations

Inadequate
medical and
mental health
care;
Inadequate
training;
Unreasonable
use of
physical
restraints

Lack of professional
staff lead to
“inappropriate uses
of drugs and serious
treatment errors
which have resulted
in physical danger
to, or unnecessary
physical or chemical
restraint of, the
involved patients”
(p. 3). Patients
are further
“endangered by
inadequate medical
care relating to
serious and
sometimes
debilitating or
life-threatening
drug side-effects”
(p. 4).

Sc

infection, or
disease” (pp. 4-5).

Failure to
provide

reasonable
supervision
and safety

“Units in the
facilities are
overcrowded to a
point that makes it
virtually imposcible
for staff to
maintain control
without regular and
extensive use of
physical and
chemical restraints”
(p. 4).

Unsanitary
conditions

“Sanitation and
maintenance in
portions of the
facilities are so
inadequate as tc
resent serious
risks to patients of
poisoning,

MI

1984

Failure to
provide
reasonable
supervision
and safety;
Abuse of
residents

Large number of
patient deaths under
unusual
circumstances, some
associated with
restraint practices
(p. 3).

A patient died after
“a stranglehold was
applied to him while
he was being
subdued. He
reportedly lay on
the seclusion room
floor from 15-20
minutes before
efforts were made to
resuscitate him”
(pp. 2-3).

“Another patient
also died due to
strangulation, and
his body showed
signs of a beating”
(p. 3).

“A third patient \
allegedly died from
injuries suffered in
a beating. Still
another patient, who
had expressed her
fear for her safety
to her psychologist
on a Friday, died
over the weekend.
Her body allegedly
was bruised and
battered” (p. 3).

10¢

Police found that
another patient who
had died ina
seclusion cell “had
contusions on his
face and the back of
his head” (p. 3).

There have also been
“numerous incidents
of rape, assault and
threat of assault,
broken bones and
bruises” (p. 3).

A staff member was
found to have had
“sexual relations
with three different
patients in one
night.” Other
patients were beaten
by staff, “including
one who was
stripped, placed in
seclusion and
severely beaten by
several attendants”

Unreasonable
use of
physical and
chemical
restraints

“(R)estraints are
used at Fairview in
lieu of training and
for the convenience
of staff,” and were
employed more than
2,000 times per
month (p. 4).

| (ip. 3).
Inadequate Inadequate medical
medical and care contributed to
mental health several deaths and
care preventable suicides
(pp. 3-4).
Fairview OR | 1985 | Inadequate Training “is
Training training virtually non-
Center existent” and

“results ina
serious level of
self-injurious and
aggressive
behaviors” (ip. 3).

Failure to
provide

reasonable
supervision
and safety

Records showed “an
alarmingly high
number of injuries,”
such as 197
incidents of
injuries in one
month resulting from
self-abuse or
aggression. In one
two-month period,
there were 27
incidents of sexual
abuse (p. 3 n.1).

“[Wle observed
numerous residents
with open wounds,
gashes, abrasions,
contusions, and
fresh bite marks.
Many other residents
had deep scars and
scabs from a long
history of self-
abuse or
victimization” (p.
3).

Due to inadequate
supervision of
residents with pica
behavior (ingesting
inedible objects),
“[rlesidents have
had to undergo

Details

Surgery, sometimes
Oh &@ repeated basis,
to remove foreign
objects or to
relieve bowel and
other obstructions
ceused by pica.
Physicians at
Fairview have
indicated that some
residents have had
surgery so

requently that any
more operations
resulting from pica
would jeopardize
their lives” ip.
8).

Inadequate
medical and
mental health
care

Dangerous
psychotropic
medication practices
(p. 7-8).

“Seventy percent of
residents
institution-wide
heave gum disease”
(p. 8).

Unsanitary
conditions

“Many of the
cottages we toured
smelled of urine and
waste. Sewage
backup in cottage
basements, up to
three feet high on
the walls, is
permitted to remain
for days. * * * {Ajn
August 1983 random
sample of Fairview
residents revealed

l3c

that 35% had pinworm
infection, a
parasite which is
spread by fecal and
oral routes in
unclean environ-
ments” (p. $).

—
Fort Stanton NM 1985, | Inadequate Facilities’ sole
Bosepital «& medical and physician wrote
Training mental health institution-wide
Scheel care prescriptions for

prescription
medications and
powerful
Ppsychotropic
medications,
authorizing their
use when nursing
staff believes it
necessary, in
contravention of
professional
standards and
creating substantial
risk to patients
(p. 2).

jmental health

care

Unreasonable Psychotropic drugs
use of being used to
chemical restrain patients
restraints without any
oe physician assessment
for the need for
such measures
(p. 2.)
| Inadequate “Many residents are

subjected to
potentially
dangerous”
prescriptions of
multiple

psychotropic drugs-

Name of State| Year | Categories of Details
Facility Constitutional
“without any medical
justification”
(p. 2)
Southbury CT 1985 | Failure to Low staffing levels
Training provide lead to inadequate
School reasonable supervision, which
supervision permitted one

and safety

——

resident to leave
the facility and die
of exposure; another
was able to remove
and hide a large
knife (p. 10).

In one cottage,
staff compensate for
low staffing level
by placing “at least
ome resident in
restraints for up to
12 howms a day due
to time staff’s

inaba lity to monitor
his activities” (p.
10).

Use of psychotropic
medications
substantially
departed from
professional
standards, creating
substantial health
risks for patients
(pp. 3-6).

—

lnadequate
medical and
mental health
care

Investigation found
“dangerous
medication
interactions and
errors, and found
that acute medical
problems, such as
fractures and
infections,
frequently do not
receive critically
necessary follow-up
reatment” (p. 3).

Inadequate Pacility’s failure
training; to provide adequate
Unreasonable training program
use of resulted in “a
physical and dangerous reliance
chemical on the use of both
restraints physical and
chemical restraint”
(p. 6).
1986 | Inadequate County Jail was

medical and
mental health
care

being used to house
mentally ill persons
awaiting civil
commitment hearings
or placement in a
mental hospital for
up to eleven days.
At time of
investigation, jail
held 42 mentally-ill
detainees (pp. 1-2).

No mental health
treatment was
provided during
period of
confinement (p. 3).

“Male mentally-ill
detainees were
confined * * * ina
small cell designed
to serve as the

16c

Categories of
Constitutional

Violations

‘drunk tank.’ Some
of the detainees
were placed in hand
and leg irons” (p.
3).

lve

Westboro
State
Hospital

1986

Unsanitary
conditions

“The smell and sight
of urine and feces
pervade not only the
toilet areas, but
ward floors and
walls as well” (p.
3).

“Bathrooms and
showers were filthy.
Living areas are
infested with
vermin. There are
consistent shortages
of clean bed sheets,
face cloths, towels
and underwear. Open
commodes with human
waste in them were
often found in rooms
to which many
patients in unclean
geri-chairs are
confined all day,
including meal
times” (p. 3).

“(Nlon-sterile
techniques are used
when changing
patients’ dressings
and feeding tubes”
(p. 3).

Name of
Facility

State

Year

Categories of
Constitutional
Violations

Details

problems, resulting
in “increased
dosages of
potentially
dangerous
antipsychotic drugs”
(p. 5).

“Acutely life
threatening
illnesses * * * are
also not detected
appropriately or on
a timely basis.* * *

[I]nappropriate and
inadequate medical
care preceded many
of the[] deaths”
reviewed during the
investigation

(p. 5).

“Patients also
frequently do not
receive prescribed
medications because
the ward or pharmacy
lacks adequate
supplies” (p. 4).

Inadequate
medical and
mental health
care

Patients’ physical
illnesses are often
misdiagnosed as
psychological

Unreasonable
use of
physical and
chemical
restraints

Facility used
sedating drugs on
elderly patients for
no medically
justifiable reason,
but instead to
control residents’
behavior “subjecting
vulnerable geriatric
patients to the
dangerous effects of

inappropriate drug
usage and over-
medication” (p. 7).

Failure to
provide

reasonable
supervision
and safety;

pp. 7-8

Inadequate
training
Kalamazoo MI 1986 | Inadequate Inadequate staffing
Regional training; prevents the
Psychiatric Unreasonable facility from
Hospital use of providing treatment
physical that could “reduce
restraints or eliminate
unreasonable risks
to [patients’ ]
personal safety and
the undue use of
bodily restraint”
(p. 2).
Inadequate Facility fails to

medical and
mental health
care

adequately monitor
efficacy and side
effects of
potentially
dangerous drugs,
creating
unjustifiable risk
of “deleterious side
effects, tardive
dyskinesia,
involuntary,
abnormal muscle
movements,
akathisia, and
parkinsonism”

(p. 3).

Napa State
Hospital

CA

1986

Failure to
provide
reasonable
supervision
and safety;
Unreasonable
use of
physical and
chemical
restraints

Severe staffing
shortages “result in
patient management,
in lieu of
treatment, through
the inappropriate
use of seclusion,
chemical restraint,
and physical
restraint” (p. 2).

Restraint practices
“pose significant
hazards to the
personal safety of
NSH patients” (p.
4).

Inadequate
medical and
mental health
care;
Inadequate
training

Certain medication
practices at
facility “violated
all known standards
of medical practice”
resulting in great
danger to patient
safety (p. 2).

There was no
monitoring of drug
side effects and
several patients
exhibited an
“antipsychotic drug-
induced side effect,
potentially
irreversible, that
may result in
permanent
physiological
damage” (p. 3).

20c

Categories of
Constitutional

Violations

Facility failed to
provide training
programs adequate to
protect patient
safety and avoid
need for restraint
and seclusion

(p. 5).

Metropolitan
Developmental
Center

1986

Inadequate
medical and
mental health
care

“MDC employs
antipsychotic
medication primarily
as a means of
controlling behavior
without proper
[medical]
justification.” As a
result, “[n)umerous
residents
demonstrated serious
neurological side
effects from
sustained exposure
to high doses of
antipsychotic drugs”
(p. 2). Facility
had no program to
monitor for serious,
potentially
irreversible side
effects of these
medications (pp. 2-
3).

Other residents
“have been exposed
to an extreme risk
of drug-induced
toxic poisoning by
the absence of
preliminary and
periodic drug-level
testing” (p. 3).

2lc

Belle Chasse LA | 1986 | Inadequate Administration of
State School medical and psychotropic drugs
mental health substantially
care departed from ~
professional
Standards. There
was no program to
detect “Tardive
Dyskinesia” which is
“an antipsychotic
drug induced side
effect, potentially
irreversible, that
may result in
permanent
physiological
damage” (p. 2).
Broadview, OH 1987 | Inadequate In the absence of
Cleveland é& training; adequate training
Warrensville Unreasonable programs, “staff
Developmental use of overuse psychotropic
Centers chemical medication to
restraints control the behavior
of residents” (p.
1).
Inadequate p. 2
mental health
care
Montgomery OH | 1987 | Inadequate pp. 2-3
Developmental medical and
Center mental health
care; Failure
to provide
reasonable
supervision
and safety

22c

Name of
Facility

Los Lunas
Hospital and
Training
School

NM

1988

SS ey
Categories of
Constitutional
Violations

inadequate
raining;
Unreasonable
use of
chemical
restraints

“(S)traightjackets
and ammonia
inhalants are used
as a consequence for
antisocial behavior.
Restrained
individuals are in
some cases isolated
in a room with a
closed door out of
sight of staff.

This practice,
absent adequate
surveillance, places
severely handicapped
residents at great
risk of injury and
is not
professionally
justifiable” (p. 2).

“Los Lunas staff are
using physical
restraints,
isolation and
punishment * * * to
control the behavior
of residents in lieu
of necessary
training programs”
(p. 2).

Failure to

Due to lack of

medical and
mental health
care

provide supervision, a woman
reasonable was raped, developed
supervision peritonitis, and

and safety died (p. 3).
Inadequate Facility provides

almost no physical
therapy to the large
number of patients
with body
deformities who need

therapy “to prevent
muscular or skeletal
breakdown” (ip. 3).

IL

1989

Inadequate
training;
Unreasonable
use of
physical and
chemical
restraints

“To control resident
behavior, in lieu of
professionally
designed training
programs, staff
resort to chemical
and physical —
restraints” (p. 3).

Inacequate
medical and
mental health
care

“Due to the lack of
adequate medical
supervision of
patients, early
signs of illness and
disease go
undetected and/or
untreated” (p. 5).

Failure to
provide

reasonable
supervision
and safety

“”~

Patient was dead on
the floor of her
room for some time
before staff
discovered her,
after staff failed
to perform scheduled
room checks.

A patient strangled
to death while left
unsupervised in
improperly-applied
restraints.

A resident who was
left unsupervised
ran out the front
door and into

traffic, where she
was killed (pp. 6-
7).

Failure to
provide

reasonable
supervision
and safety;
Inadequate
training

Investigation found
that inadequate
supervision
contributed to “an
alarmingly high
frequency of
resident injuries”
(p. 5).

Inadequate training
program “fails to
reduce self-abusive,
aggressive, and
other maladaptive
and inappropriate
behaviors.” “As a
result of these
problems, rocking,
pacing, and
aimlessly wandering
residents were seen
throughout the
institution.
Instances of self-
abuse were not an
uncommon sight;
observed attempts to
intervene
appropriately were
rare. Many
residents were
observed to have
cuts, bruises and
scrapes. Clearly,
many of the injuries
may have been
preventable with
more effective
programming and if
more trained staff
were available” (p.
3).

25c

Unreasonable
use of

physical and
chemical
restraints

“Staff resort to
chemical and
physical restraints
to control
residents’ behavior,
in lieu of
professionally
designed training
programs” (p. 3).

Inadequate
mental health

care

p. 4

Abuse of A number of staff
residents had been disciplined
or criminally
charged for abusing
patients (p. 5 n.1).
Hawaii State HI 1990 | Inadequate Staff at facility
Bospital food, clothing | confirmed that there

and shelter

was often
insufficient food;
“Staff reported that
patients are often
wrapped in blankets
and sheets due to
the absence of
adequate clothing”;
inadequate items for
basic personal
hygiene (p. 2).

Unsanitary
conditions

“[Slanitation is
grossly inadequate.
During a tour of
{one unit] our
consultants had to
walk around numerous
puddles of urine.

* * * * Kitchen
facilities exhibited
signs of serious
cockroach

26c

Categories of
Constitutional
Violations

Details

infestation and
other unsanitary
practices” ip. 3).

Inadequate
medical and
mental health
care

“[D])rug practices at
HSH are seriously
deficient and
represent
significant
departures from
generally accepted
medical standards”
(p. 3).

Unreasonable
use of
physical and
chemical
restraints;
Inadequate
training

“In view of serious,
chronic and
facility-wide
staffing shortages,
HSH staff employ
bodily restraints --
physical restraints,
seclusion, and
chemical restraints
-- at an
unjustifiably high
level solely for
their own
convenience or in
lieu of
professionally
designed treatment
programs” ip. 5).

Zic

II. Investigations Subsequent To Enactment of the Americans
with Disabilities Act

Failure to “In many units,

Developmental provide there was a4

Center reasonable pervasive smell of
supervision urine. Residents in
and safety; diapers were wet;
unsanitary often their clothes
conditions were soaked through

with urine” (p. 3).

Inadequate “[Wle observed young
medical care children, some as

young as two, whose
limbs were severely
contracted” from
lack of physical
therapy. “Many
residents were left
| unattended in cribs,
with no efforts
being made to move
their limbs,
position them, or to
provide any real
physical therapy
services” (p. 3).

“The penis of
another resident, a
paraplegic with an
in-dwelling Foley
catheter, was eroded
throughout its
entire length due to
inadequate care and
monitoring” (p. 3).

28c

Inadequate medical
care contributed to
deaths of five
residents in past
Six months (p. 4).

medical and
mental health
care

Abuse of pp. 5-4
residents
Inadequate pp. 8-9
training
len
Northern VA | 1991 | Inadequate In part because of
Virginia training; inadequate training
Training Unreasonable programs, use of
Center use of restraints was
physical and pervasive:
chemical “restraint is used
restraints so frequently that
it appears to be the
treatment of choice
rather than a
technique of last
resort” (p. 4).
Inadequate “Serious medical

conditions and
marked functional
deterioration are
not comprehensively
evaluated or
effectively treated”
due to inadequate
medical system (p.
5).

Inadequate “Boswell’s staff are
Retardation training; using restraints,
Center Unreasonable isolation and
use of punishment to
physical and control the behavior
chemical of residents in lieu
restraints of necessary
training programs”
(p. 2).
Inadequate pp. 3-4
mental health
care
Unsanitary p.
conditions
Embreeville PA | 1991 | Inadequate Delays in emergency
Center medical and medical care
mental health contributed to
care patient death (p.
2).
Abuse of Undercover agent
residents observed repeated
instances of abuse
over nine-week
period (p. 3).
Inadequate p. 2
training
programs
Agnews CA | 1991 | Unsanitary “Clients and
Developmental conditions residents smelled of
Center urine and feces” (p.
2).
Unreasonable Bodily restraint and
use of medication used in
physical and lieu of training
chemical programs or adequate
restraints staff supervision

| (pp. 4-5).

30¢ 3le
Name of Categories of Name of State/ Year | Categories of Details
Facility Constitutional Facility Constitutional

Violations

Inadequate
medical care

Investigation found
“resident after
resident whose legs
had lost all muscle
tone and whose hip,
knee and ankle
joints had become
permanently fixed or
cemented in place in
a deformed frog-leg
or windswept
position due to
months and even
years of inactivity”
(p. 2).-

“[I]nordinate delays
in diagnosing and
responding to
serious resident
illness” placed
large population of
medically fragile
patients at
substantial risk
(pp. 5-6)

TN

1992

Violations

Inadequate
medical and
mental health
care

Deficiencies in the
facility’s medical
care system
contributed to two
recent deaths (pp.
5-6). Lack of
psychiatrists leads
to serious errors in
diagnosis and
medication
prescription (pp. 7-
8).

Abuse of
residents

Auministrators
“confirmed to us
that staff abuse of
residents is a
serious problem” (p.
2).

Unreasonable
use of
physical and
chemical
restraints

“Patients at MMHI
are subjected to
both an undue amount
of bodily restraint
and dangerous
restraint practices”
(p. 9).

“[S]taff members are
placing patients
inappropriately in
physical restraints
simply because they
are confused or
disoriented.”
Patients are also
restrained while
sedated, “a
substantial
departure from
accepted standards
of psychiatric care”
(pp. 9-10).

Fircrest
Residential
Habilitation
“enter

WA

1992

Failure to
provide

reasonable
supervision
and safety

“([R)lesidents suffer
needless serious
injuries” due to
lack of supervision,
including an average
of “410 incidents
per month for some

32c

33c

Categories of
Constitutional

Violations

440 residents”
(p. 1).

“Numerous residents
were seen with fresh
wounds and
lacerations,
including shaved
spots on heads
revealing stitches
and healing
injuries; red marks
and significant
bruises; multiple
scabs and scars, and
large bandages or
casts” (pp. 1-2).

“Our consultants
observed residents
engaged in self-
injurious behavior,
having seizures,
masturbating in open
view -- all without
staff intervention
of any kind” (p. 2).

“[O]ne resident was
found dead in the
day room of a living
unit; the resident
had been dead for up
to three hours
before her body was
discovered by staff”
(p. 2).

Dangerous
positioning and
feeding practices
put residents’ lives
at risk (p. 2).

Name of
Facility

State

sn dalla
Year | Categories of
Constitutional
Violations

Inadequate
training

Details

“Due to a lack of
human interaction
and care, residents
have developed
significant
stereotypic,
maladaptive or anti-
social behaviors”
including
“headbanging, eating
foreign objects and
pulling hair, to
waving arms,
flicking fingers and
other self-
stimulatory
activities” (p. 1).

“Much of the anti-
social, maladaptive
behavior, injuries
and use of
restraints is
attributable, in
significant part, to
the lack of * * *
training programs”
(p. 5).

Unreasonable
use of
physical and
chemical
restraints

Physical restraints,
including “staff
incapacitating
residents by holding
them down involun-
tarily on the floor
or elsewhere for a
period of ‘enforced
relaxation’” were
pervasively “used as
punishment, for the
convenience of staff
and in lieu of
training programs”
(p. 4-5).

34c

Forrest
County Jail

1993

Categories of
Constitutional

Violations

Inadequate
mental health
care

“There are no mental
health services
available at the
jail and the holding
cells into which
disturbed or
mentally-ill * * *
prisoners are placed
pose a direct threat
to their health and
safety” (p. 2).

“During the course
of our tour of the
jail, our
consultants observed
a severely mentally
ill inmate, clad
only in an
undershirt, housed
in the general
population” where he
had been waiting for
several weeks for a
transfer to a mental
health facility.

“He had allegedly
eaten some glass and
was prone to
defecate on the
floor of the cell”
(pp. 2-3).

35c

Name of
Facility

State

Year

Categories of
Constitutional
Violations

Details

a strap across the
abdomen) and placed
into a locked
seclusion room” for
convenience of
staff. Leaving a
restrained patient
unsupervised creates
“great risk of harm
from choking and
asphyxiation” (p.
2).

Arizona State
Hospital

AZ

1993

Unreasonable
use of
physical and
chemical
restraints

Patients “are
routinely put into
five-point
restraints (a
practice where a
patient is
restrained on a bed
and bound by the
ankles, by the
wrists with the arms
to the side, and by

Jones County MS |1993 | Inadequate Mentally ill
Jail medical and inmates, and
mental health mentally ill persons
care detained pending
civil commitment
proceedings, housed
in five-by-six foot
steel cage,
sometimes for months
(p. 4).
Chicago-Read IL | 1993 | Inadequate pp. 1-2
Mental Health mental health
Center care;
Inadequate
training
Unreasonable p. 2-3
use of
physical
restraints
Sonoma CA | 1994 | Failure to “As a result of
Developmental provide inadequate
Center reasonable supervision,
supervision residents have been

and safety

subjected to

numerous, serious,
unnecessary
injuries” (p. 2).

36c

Name of
Facility

State

Year

Categories of
Constitutional
Violations

Details

In one incident, a
resident drowned in
a bathtub while
unattended (p. 2).

In another, one
resident was
attacked by another
with a knife (p. 2).

Inadequate
training

Training programs
are inadequate and
lead to harm from
unaddressed
behaviors and to the
unnecessary and
unreasonable use of
physical and
chemical restraints
(pp. 4-6).

Inadequate
medical care

Improper feeding
practices for
severely disabled
residents “subject
them to severe risk
of choking,
aspiration and
aspiration
pneumonia” (p. 3).

“The lack of
physical therapists
and physical therapy
services has led to
the development of
undue contractures,
muscle atrophy,
inappropriate body
growth, and physical
degeneration” (p.
3).

37c

“The failure of
staff to properly
maintain
[tracheostomy] tubes
subjects residents
to the risk of death
from suffocation and
presents other
significant health
risks, including
infection” (p. 3).

WI

1994

Failure to
provide

reasonable
supervision
and safety

Inadequate
supervision has led
to serious resident
injuries. For
example, one elderly
resident with a
condition that -
creates a great risk
of falling was taken
to the hospital for
an injury caused by
a fall, whereupon
hospital staff noted
that she had fallen
62 times that day
(p. 10).

Inadequate
medical and
mental health
care

While facility has
over 300 residents
with seizure
disorders,
management practices
are dangerously
deficient; some
patients kept on
medications with
strong and dangerous
side effects for
years after they are
no longer necessary;
some are kept on
potentially

38c

dangerous drugs even
though they are not
helping. For
example, one patient
who had been seizure
free for six years,
was kept on
medication even
though lab results
showed that dosage
was too low to be
having any effect
and even though
patient appeared to
be suffering from
dementia as a side
effect of the drug
(p. 3-4).

Facility’s use of
psychotropic
medications
substantially
departs from
professional
standards, exposing
patients to
unnecesssr«y risks of
dangerovs side
effects (pp.7-9).

Inadequate
training;
Unreasonable
use of
physical
restraints

pp. 10-13

39c

and safety

Eastern State 1994 | Inadequate pp. 1-6
Hospital and mental health
Hancock care;
Geriatric Inadequate
Center raining;
Unreasonable
use of
physical and
chemical
restraints
Clover Bottom! IN 1995 | Failure to . Many injuries linked
Developmental provide to lack of
Center reasonable supervision; “in one
supervision seven month period,

a resident received
injuries on twenty-
six occasions,” half
of which required
stitches (pp. 3-4).

Inadequate pp. 5-8

training

programs

Inadequate “Residents languish

medical and
mental health
care

in carts and ill-
fitting wheelchairs,
which exacerbate or
allow physical
deformities to
progress -- in some
cases to a point
that the deformity
may preclude a
person from sitting
upright in a
wheelchair” (p.12).

Name of
Facility

Nat T.
Winston
Developmental
Center

State/ Year

TN | 1995

49c

Categories of
Constitutional
Violations

Inadequate
training;
Unreasonable
use of
physical and
chemical
restraints

Details

“NTWDC, because of
the ineffectiveness
of its behavioral
programs, relies on
physical and
chemical restraints
to control
residents’ behavior”
ip. 3).

Leck of training
programs and
supervision
contribute to high
incidence of
injuries, including
“multiple bites,
lacerations, broken
bones, bruises and
abrasions. One
individual was
injured 25 times

* * * in an eight-
month period. * * *
Several residents
were found
attempting to cut
themselves with
knives or
razorblades” (p. 4).

Inadequate
medical and
mental health
care

pp. 4-5

Unsanitary
conditions

“Sanitary conditions
were very poor at
the food facility”;
“Mold and mildew
were prevalent
throughout the
refrigerators and

coolers” because of
plumbing leaks (pp.
5-6).

TN

1995

Inadequate
medical and
mental health
care

“Due to an
inadequate medical
care delivery system
* * * residents are
subjected to
needless fractures,
recurrent
aspiration,
preventable weight
loss, recurring
seizures, avoidable
injuries, and other
direct threats to
their health” (p.
2).

Psychiatrists
prescribing
dangerous
combinations of
drugs “absent any
rational
justification in
violation of medical
standards” (p. 3).

Failure to
provide

reasonable
supervision
and safety

Due to lack of
supervision,
residents “are
repeatedly ‘found
with blood’ on them
from injuries that
occur outside of
staff supervision.
On other occasions,
residents’ severe
injuries are
discovered only
during bathing or at
bedtime” (p. 5).

Name of
Facility

State

42c

Year

Categories of Details

Constitutional
Violations

“[Oj]ne eleven year
old boy apparently
lost the sight in
one eye from
repeated
headslapping which
resulted in a
detached retina.
Other residents were
noted with swollen,
disfigured features
resulting from years
of self-injury.
Still others had
permanent scars from
continual self-
mutilation of their
faces and arms” (p.
6).

Inadequate
training

Many residents’
“destructive
behaviors remain
unaddressed” by
training programs.
“For example, one
resident had large
scratches on her
face that had been
self-inflicted; our
consultant
psychologist was
informed that there
was no program to
modify or eliminate
this unsafe
behavior.” The same
was true for a
patient who
repeatedly reopened
a face wound and one
who had a history of
pica for almost 20
years (p. 7).

VA

Year

1995

43c

Categories of
Constitutional
Violations

Inadequate
medical and
mental health
care

Details

“[P]sychiatric care
is grossly
inadequate” and
“poses direct
threats to the
health and safety of
patients” (p. 3).

“A county hospital
is located only a
few hundred yards
[away], yet there
have been a number
of well-publicized
deaths which are
linked to
substantial delays
in providing
adequate medical
care” (p. 4).

“[O]ne patient died
partly because of a
toxic buildup of
antidepressants in
her body. Another
patient died from
meningitis after a
psychiatrist
requested that she
be seen by an
internist who failed
to appear to assess
her life-threatening
condition” (p. 4).

Unreasonable
use of
physical and
chemical
restraints

“Due to inadequate
staffing, NVMHT is
unable to provide
one-on-one
monitoring for many
residents who are
suicidal or are in
restraints or

44c

Name of
Facility

Categories of
Constitutional
Violations

seclusion and
require such close
supervision.
Patients have been
injured while being
restrained and are
then left unattended
by medical
personnel” (p. 5).

Failure to
provide

reasonable
supervision
and safety

“(T]he lack of
supervision and care
is so grave that
patients have been
subjected to severe
harm, including
death” (p. 5).

Landmark
Learning
Center

FL

1996

Failure to
provide

reasonable
supervision
and safety

pp. 3-4

Inadequate
training and
mental health
care

pp. 4-10

Harold Jordan
Habilitation
Center

TN

1996

Inadequate
training and
mental health
care

pp. 3-4

45c

Virginia
Mental Health
Institute

State

Year

Categories of
Constitutional
Violations

Failure to
provide

reasonable
supervision
and safety

Details

Problems with
supervision persist:
in the past year,
there were 70
incidents of
patients escaping
from the facility,
and an average of 27
incidents of patient
self-injury and
another 17 incidents
of patient-on-
patient violence
each month (p. 7).

Patients repeatedly
injured themselves
even when
“supposedly under
careful
supervision.” “One
patient committed
approximately 12
such acts of self-
injury while on
‘special
observation’
status.”

“One patient somehow
managed to obtain a
knife while in the
seclusion room” (p.
7).

Inadequate
training

“[S)taff have
resorted to calling
the police and
having patients
arrested rather than
addressing the

underlying
psychological
issues” (p. 8).

46c

Central State
Hospital

VA

1997

Categories of
Constitutional

Violations

Failure to
provide

reasonable
supervision
and safety

Lack of staffing and
failure to supervise
patients leads to
repeated incidents
of preventable
injury and suicide
attempts (pp. 3-5).

One patient
Supposedly under 24-
hour surveillance
was found with 42
bruises over his
body from
unwitnessed
incidents (p. 4).

Inadequate
medical and
mental health
care

pp. 5-7, 9-11

Unreasonable
use of
physical and
chemical
restraints

Facility’s use of
restraints
substantially
departs from
professional
Standards (pp. 7-9).

Patient died after
being left in five-
point restraint on
bed as punishment;
her psychiatrist had
warned facility
staff not to
restrain her because
of seizure risk.
Nonetheless, the
“patient had spent
over 300 hours of
the last two months
of her life in
restraints” (p. 8).

47c

Los Angeles
County Jail

CA

1997

Inadequate
mental health
care

Jail system housing
approximately 1,700
mentally ill inmates
provides virtually
no treatment to most
inmates other than
medication (p. 8).

Jail exacerbates
many inmates’
illness by placing
them in solitary
confinement for 23
hours or more per
day (p. 12).

Failure to
provide
reasonable
supervision
and safety

Jail places many
mentally ill inmates
in general
population, but
requires them to
wear uniforms that
designate them as
mentally ill. Asa
result, many inmates
suffered

from beatings and
sexual assaults (pp.
14, 17).

Centro de
Reeducacion
para Adultos

PR

1997

Unsanitary
conditions/
inadequate
shelter

“Many of the
buildings are
dilapidated,
decaying, and lack
adequate plumbing
and lighting.” At
one facility, “the
showers do not work,
the faucets do not
work, and che
toilets do not flush
properly. In order
to bathe the
clients, staff dump

48c

Categories of
Constitutional

Violations

water from water
tanks into large
movable garbage cans
from which the staff
manually extract
water using smaller
buckets to pour it
on the residents.”
Lack of water means
that staff cannot
wash hands after
changing some
patients’ diapers
(p. 3).

Inadequate
training and
mental health
care; Failure
to provide
reasonable
supervision
and safety

Investigators found
patient “sitting on
the floor * * *
moaning to himself.
We noticed a stream
of blood trickling
down his helmet.

* * * * When the
nurse removed his
helmet, we
discovered that [the
patient’s) head had
been severely
damaged due to years
of self-abuse and
head banging. [He)
had butted and
rammed his head into
walls and post
corners so often
that he had pushed
back completely his
hair and skin on the
front half of his
head.” Nonetheless,
“the Commonwealth
has failed to
provide [the
patient] with

49c

State

Year

Categories of
Constitutional
Violations

Details

professional
psychological or
behavioral
services.”

Investigation found
many other such
individuals not
receiving adequate
care (p. 6).

Unreasonable
use of
physical and
chemical
restraints

“Restraints are
prevalent at many of
the institutions

* * * and are
related lack of
behavioral program-
ming, training, and
professional mental
health intervention.
* * * * [Sjtaff use
a bed sheet to tie
{a client’s] waist
and torso to a bench
and to one of the
iron bars at the
facility to keep her
from walking around
the building and
engaging in
aggressive,
maladaptive
behaviors such as
biting and hitting
other clients.

Staff tie [another
client) up in four-
point restraints to
her bed for the
entire time she is
menstruating” (p. 7)

50c

Center for
Integral
Services

Categories of
Constitutional

Violations

Failure to
provide

reasonable
supervision
and safety

“On our tour of CIS,
we generally found a
dangerous -
environment for the
clients. We noticed
many CIS residents
with fresh injuries,
including
lacerations and
bruises, as well as
historical remnants
of past injuries
suffered at CIS,
such as disfiguring
scars. Many clients
had suffered facial
injuries or severe
injuries on the back
of their heads with
resulting deep scars
and hair loss” (p.
3).

Parents of clients
showed pictures of
“son with a very
swollen, bulbous,
purple and black
eye. The father
told us that his son
has suffered a host
of other injuries at
CIS including a
broken nose, a
severe knee injury

* * * and various
head injuries, some
requiring sutures.”
Another picture
showed a client with
a black eye, “a
bloody let eye
socket, bloody
swollen lips, and a

face marked with
fresh lacerations.
The mother reported
that her son has
also suffered a
fractured arm,
numerous
lacerations, bites,
broken teeth” and
“is now limited in
the use of his hands
to one index finger
and thumb on each
hand” (p. 4).

Inadequate
food, shelter
and sanitation

“[T)he facility runs
out of food monthly”
and “is in a state
of disrepair.”
“Residents have to
sleep on beds with
old, worn mattresses
that are dirty and
often wet.” Toilets
do not flush. As a
result, “virtually
all of the toilets
on the men’s side
had urine and/or
feces in them,
producing a health
hazard and an
unpleasant,
malodorous
environment” (pp. 5-
6).

“Staff admitted to
us that they
routinely bathe the
male clients by
lining them up naked
and hosing them down

in groups * * * with

@ garden hose” (pp.
o-7).

Ab:.se of Facility

res: tents administrator
acknowledged

problems with
protecting clients
from staff abuse and
stated that “one CIS
staff member had
recently been
convicted for
sodomizing a client”
(p. 3)™~

Unreasonable
use of
physical and
chemical
restraints

“CIS frequently uses
restraints as a
substitute for
meaningful activity
during the day or
for appropriate
programs to address
maladaptive
behaviors * * * to
control residents
they routinely use
mechanical
restraints, such as
leather cuff belts
(which are tied to
the heavy metal beds
around the limbs of
the clients),
restraint vests and
Straight jackets,
and restraint nets”
(ip. 8).

53c

Inadequate
medical and

mental health

care

Facility “routinely
runs out of certain
critical drugs” such
as anti-convulsant
medications for
epileptic patients,
who suffered
repeated untreated
seizures as a result
(pp. 5S, 10).

“Most of the
residents are put on
psychotropic
medication simply to
control their
behaviors without
appropriate
psychiatric
assessments,
diagnoses, treatment
and monitoring” i(p.
9).

lnadequate
training
programs

pp. 7-9

1997

Failure to
provide

reasonable
supervision
and safety

Client went for
weeks with an
undetected fractured
shoulder, even
though obviously in
pain and bruised (p.
6).

Abuse of
residents

Four staff members
recently indicted
for abusing
residents, many
other incidents of
abuse documented by
facility (pp. 4-5,
15-16).

54c

Unreasonable
use of
physical and
chemical
restraints

“A staff member left
a client in full
mechanical
restraints
unattended for hours
in a room with a
known aggressor”
while staff watched
television (p. 5).

Failure to provide
adequate training
programs leads to
some patients being
in restraints
virtually non-stop
(p. 12).

Failure to monitor
clients in
restraints led to
injuries (p. 12-13).

Inadequate
training

As a result of
insufficient
training programs,
“residents’ aberrant
behaviors continue
unabated, often get
worse, and lead
frequently to other
destructive
behaviors” (p. 10).

Staff in one unit
withheld food from
clients if they
misbehaved (p. 10).

Inadequate
medical and
mental health
care

pp. 13-15

Holly Center MD |1998 | Failure to Improper feeding
provide techniques for
reasonable severely disabled
supervision residents
and safety; contributed to a
Inadequate constant rate of
medical care hospitalization and
several deaths from
choking and severe
respiratory problems
(pp. 3-5).
Systemic
inadequacies in
medical care
contributed to the
recent death of a
severely handicapped
and retarded
resident (pp. 7-8).

Inadequate pp. 8-13

training

Davies County; KY /| 1998 | Inadequate No mental health

Detention
Center

mental health
care

services provided.
“During our tour, we
observed several
acutely mentally ill
individuals at the
main jail, obviously
in need of
psychiatric
evaluation and
treatment, being
left for days at a
time in
‘observation’ --
i.@., in a cell by
themselves. One
inmate was observed
singing for hours on
end, and eating his
own feces” (p. 11).

56c

As a result of
inadequate mental
health and suicide
prevention system, a
15-year-old boy
killed himself (p.
12).

New Castle
Developmental
Center

IN

1998

Failure to
provide
reasonable
supervision
and safety;
Inadequate
training

“Injuries are
pervasive throughout
the campus. With a
census of 164
individuals, New
Castle averaged over
1,000 resident
injuries/incidents
on a monthly basis”;
over a four-month
period, “88 percent
of New Castle
residents sustained
injuries; 82 percent
of the residents
were injured more
than one time during
this period” (pp. 2-
3).

In a single month,
one resident was
assaulted 20 times
and another was
assaulted 19 times
(p. 3).

“Other injuries are
unwitnessed by
staff, including
bone fractures,
bloodied noses and
body bruises”

(p. 3).

“(Wje witnessed
instances in which
residents engaged in
aggressive and self-
injurious behaviors
(including head
slapping, hand
biting, eye gouging
and table banging)
without appropriate
and timely staff
intervention (p. 4).

Inadequate
medical and
mental health
care

While half of
residents have
epilepsy, facility’s
seizure management
practices
dangerously depart
from accepted
medical practices,
increasing risk of
liver and permanent
brain damage (pp. 5-
6). Insufficient
levels of nursing
staff lead to
failures to identify
and treat serious
medical problems
(pp. 6-7).

Georgia
Juvenile
Facilities

GA

1998

Inadequate
mental health
care

Inadequate mental
health care provided
throughout State’s
juvenile detention
facilities and
training schools
(pp. 9-11, 19-22).

Many mentally ill
youth “end up locked
in security units
where they spend

58c

59c

Categories of
Constitutional

Violations

large portions of
their days isolated
in small rooms with
few activities. In
these units, and
elsewhere, they are
often restrained,
hit, shackled, put
in restraint chairs
for hours, and
sprayed with [pepper
spray] by staff who
lack the training
and resources to
respond
appropriately to the
manifestations of
mental illness” (p.
20).

Inadequate medical
care contributed to
several recent
deaths (p. 8).

Unreasonable
use of
physical and
chemical
restraints

Facility uses
excessive and
dangerous restraint
techniques (p. 7).

Western State
Hospital

VA

1999

Inadequate
medical and
mental health
care

Facility fails to
identify and address
mental health needs,
leading to
inadequate treatment
and risk of harm.

In one case, patient
identified as
suicidal was given
no treatment to
address suicidal
urges and
subsequently hanged
himself in his room
(pp. 3-4).

Physicians are not
permitted to
prescribe some
medically-indicated
drugs for budget
reasons (pp. 5-6).

Failure to
provide
reasonable
supervision
and safety;
Inadequate
training

Combination of
inadequate staffing
and training for
patients results in
high level of
violence and
injuries. Within
one 90-day period,
the facility of 370
patients “recorded
169 altercations, 81
instances of self-
injurious behavior,
and 128 falls” as
well as 8 suicide
attempts and 13
escapes. In the
recent past, one
patient committed
suicide and was dead
for an hour before
being discovered (p.
9).

WA

1999

Unreasonable
use of
physical and
chemical
restraints

“In 1998, Rainier
logged many
thousands of hours
of restraint use,
without
demonstrating that
less restrictive

| interventions were

tried or that

60c

Facility

Categories of
Constitutional

Violations

Details

underlying
behavioral support
plans and services
were adequate.” For
example, the
facility’s response
to patients
attempting to eat
inedible objects
(pica) or digging at
their eyes or
rectums was to place
patients in nearly
constant restraints:
one patient with
pica behavior spent
2,000 hours ina
restraint suit over
a six-month period;
another averaged 600
hours per month for
pica and rectal
digging; another
averaged 22 hours
per day in the suit
for rectal digging
(pp. 2-3).

Failure to
provide
reasonable
supervision
and safety;
Inadequate
training;
Inadequate
medical and

mental health

care

“Without the
necessary
specialized
treatment, * * *
residents have
suffered serious
harm. Residents

* * * have blinded
themselves from
chronic behaviors,
such as eye poking
and head banging,
that the facilities
have not addressed
in accordance with

ng era mS

he ne > ihn apron ree

accepted
professional
standards” (p. 7).

Numerous incidents
of unaddressed,
dangerous behaviors,
such as pica, head-
banging, and eye-
poking (pp. 7-8).

In one facility,
“approximately 20
percent of all
Morgan residents
were admitted to the
emergency room or
hospital, some on
more than one
occasion, for
treatment of
injuries” in a one-
year period; during
same year residents
in another facility
“suffered
approximately 77
lacerations
requiring sutures
(32 involving the
head), 37 bone
fractures, 8
dislocated
shoulders, and 2
incidents of finger
amputation” (p. 10).

Clark County
Detention
Center

Tnadequate

mental health

care

Jail failed
adequately to
identify mentally
ill inmates and
provide appropriate

62c

Categories of
Constitutional

Violations

treatment, resulting
in serious harm and
Suicides (pp. 5-6).

Mercer County
Geriatric
Center

NJ

2002

Failure to
provide

reasonable
supervision
and safety

Steff fail to
supervise geriatric
patients. In one
case “a family
member used to visit
at odd hours, only
to find her
unattended relative
lying in urine, with
parts of her naked
body exposed” and
with “unexplained
skin bruises” (p.
3).

More than a third of
patients need
assistance with
eating and drinking,
but poor nutrition
and hydration
practices result in
substantial weight
losses,
hospitalization for
dehydration, and
even death. In one
case, a resident
with “an improperly
positioned feeding
tube” “slowly
starved without
adequate MCGC staff
intervention.” In
another case, “staff
fed a resident so
quickly, she
aspirated and died”
(p. 6).

63c

Name of State/ Year | Categories of Details
Facility Constitutional
Violations
Inadequate Staff “fail to
medical and assess and treat
mental health residents properly
care for potentially
serious medical and
mental health
problems,” including
failure to prevent
and treat “residents
with deep, bleeding
bedsores,
infections, and
other potentially
life-threatening
conditions” (p. 4).
Unreasonable “Staff routinely
use of restrain residents
physical and while the staff
chemical engage in various
restraints tasks” (p. 5).
Banks- GA |2002 | Failure to Staff failed to take
Jackson- provide adequate measures to
Commerce reasonable prevent serious
Medical supervision falls, other than to
Center and and safety, restrain patients to

and
unreasonable
use of
physical and
chemical
restraints

chairs and beds
(p.3). Other
patients are injured
by staff when
transferred to and
from bed, due to
inadequate staff
available or
improper staff
training (p. 4).
Recently, one
unsupervised
resident wandered
out of the facility
in a wheelchair
“crashed into a
sidewalk curb,

64c

Name of
Facility

Categories of
Constitutional
Violations

overturned” and was
seriously injured
(p. 4).

Inadequate
medical and
mental health
care

Facility fails to
provide physical
therapy that could
“prevent
contractures (i.e.,
permanent muscular
contraction)” due to
lack of adequate
steff to implement
physical therapy
orders (p. 6).

Failure to move and
reposition patients
led to development
of pressure sores,
some of which became
infected and require
hospitalization (pp.
6-7).

“[T)here is
insufficient
psychiatric
consultation and
oversight of
medication use” at
the facility; a
psychiatrist visits
the facility only 4
times per year. As
a result, many
patients have been
on inappropriate
doses or types of
powerful psychiatric
medications for
years (pp. 9-10).

65c

“Approximately 60
residents at BJC
have a diagnosis of
depression, yet the
facility fails to
provide group or
individual
counseling, or other
activities designed
to treat depression”
(p. 10).

Inadequate
food, clothing
and shelter

While facility
provided ample food
and drink, it
frequently failed to
assist patients who
needed feeding and
drinking assistance.
As a result,
“numerous residents
were hospitalized
for conditions
related to lack of
adequate hydration”
(p. 9).

KY

2002

Abuse of
residents

Numerous incidents
of staff abuse,
leading to arrests
of staff, including
one incident in
which “an Oakwood
staff member stomped
on a resident’s head
and rendered the
resident
unconscious” (p. 3).

Failure to
provide

reasonable
supervision
and safety

Very high incidence
of harm to residents
at facility. During
one 3 month period,
one patient “had 30
reported incidents
of harm” (p. 4).

Even though treating
professionals

rdered close
supervision of
resident with pica,
lax supervision
permitted resident
to engage in “at
least 70 more
attempted and/or
actual incidents of
pica behavior
involving paper,
trash, toilet paper,
shoestrings, a
washcloth, an ink
pen, a sock, and
fecal material.” In
another case,
failure to supervise
resulted in surgery
to remove five
plastic gloves staff
had not observed the
resident eating (p.
5).

Unreasonable
use of
physical and
chemical
restraints

Lack of adequate
behavior management
leads to “increased
use of physical and
chemical restraints
even though all of
the Oakwood
psychologists
interviewed stated

Tata «+

67c

that restraints and
other aversive or
restrictive
procedures such as
helmets and mittens
are unnecessary and
unwarranted” (p. 7).

Inadequate
medical and
mental health
care

More than half of
the psychiatric
diagnoses for
patients are
incorrect (p. 9).

Many residents
receive powerful
psychotropic
medications with
potentially serious
side effects “in
place of adequate
behavioral treatment
plans” (p. 9).

Facility does not
adequately monitor
those on
psychotropic
medications for
serious, potentially
irreversible side
effects (p. 10).

Although facility
has more than 200
residents with
seizure disorders,
it provided
neurology
consultations for
only 10-15 residents
per month. As a
result, many
residents are simply

68c

put on powerful
anti-convulsant
medications that
might not be
necessary, if
treated properly,
and which have
serious side
effects. One
patient had been on
such medications
daily for 25 years,
even though he had
not had a seizure
Since 1976 and there
was no indication
that he had been
seen by a
neurologist until
2001 (p. 14).

Failure to provide
adequate medical
monitoring and care
had contributed to
preventable resident
deaths (p. 11).

On numerous
occasions, nurses
gave medication to
wrong patient, and
pills are found
lying on floors of
living areas (p.
16).

2002

Inadequate
medical and
mental health
care

Inadequate mental
health care systems
contributed to
preventable suicides
(pp. 4-6).

69c

Facility provided no
professional
individualized
treatment, other
than medication, to
seriously mentally
ill residents (p.
7).

Nevada Youth

Training
Center

NV

2002

Inadequate
medical and
mental health
care

When mentally ill
youth are receiving
psychotropic
medications at the
time of entry into
the facility, those
“medications are
automatically and
permanently
discontinued upon
the youths’ arrival”
without
individualized
review by a medical
professional (p. 9).

Santa Fe
County Adult
Detention
Center

NM

2003

Inadequate
medical and
mental health
care

Facility provides no
qualified medical
staff to treat
inmates with serious
mental illness,
permitting
counselors to make
medical decisions
about psychotropic
medications (pp. 16-
17).

Nim Henson
Geriatric
Center

2003

Inadequate
medical and
mental health
care

Facility medication
practices
substantially depart
from professional

Tle

standards, placing
patients at risk
(pp. 3-6)

Numerous patients
put on feeding tubes
unnecessarily,
apparently for the
convenience of staff
(p. 11).

Mentally ill
patients “either are
untreated or treated
incorrectly” (p.
15).

accepted practice
and staff are
inadequately trained
(pp. 7-9).

Unreasonable
use of
physical and
chemical
restraints

Facility sedates
elderly patients for
convenience of staff
(pp. 8-9).

New Lisbon
Developmental
Center

2003

Failure to
protect from
physical harm

Residents subjected
to frequent physical
harm by other
residents as well as
by facility’s staff
(pp. 3-6).

Inadequate
medical and
mental health
care

Inadequate medical
care provided to
residents with bowel
obstructions and
seizure disorders,
placing residents at
risk of serious
complications (pp.
17-18).

Program to deal with
behavioral problems
does not comport
with generally

Unreasonable Unnecessary use of
use of mechanical
physical and restraints (pp. 9-
chemical 10).
restraints
Use of psychotropic
drugs to control
residents’ behavior
does not comport
with generally
accepted practices
(pp. 10-11).
Los Angeles CA | 2003 | Inadequate Failure to treat an
County medical and estimated 75% of
Juvenile mental health juveniles in need of
Rallis care mental health care

(p. 7).

Failure to comport
with professional
standards regarding
psychological
counseling (pp. 12-
14).

Failure to
administer
psychotropic
medications safely
and effectively (pp.
14-16).

Failure to

effectively treat
youths on suicide
watch (pp. 17-18).

72e

Name of State/| Year | Categories of Details
Facility Constitutional
Violations -
Excessive use Unjustified use of
of force Oleoresin Capsicum
spray, including
agéinst juveniles
with respiratory
problems (pp. 20-
22).
Failure to Juveniles frequently
protect from subjected to
physical harm violence from other
juveniles, resulting
in “significant
injury” (pp. 22-23).
Garfield OK | 2003 | Inadequate Provision of medical
County Jail 6 medical and services to inmates
Garfield mental health “is seriously
County Work care deficient and places
Center inmates at risk of
harm” (p. 10).
Provision of mental
health care
inadequate,
particularly in
regard to suicide
prevention (pp. 14-
15).
Metropolitan CA | 2003 | Inadequate Psychiatric services
State mental health “substantially
Hospital care depart from

generally accepted
professional
standards of care
and expose the
children and
adolescents [in the
facility] toa
Significant risk of
harm and to actual
harm” (p. 3).

73c

Name of
Facility

State

Year

Categories of
Constitutional
Violations

Details

Inappropriate use of
psychotropic
medications (pp. 9-
11).

Unreasonable Use of physical and
use of chemical restraints
physical and “substantially
chemical departs” from
restraints standards of care
and exposes children
to “excessive and
unnecessary
restrictive
interventions” (p.
25).
Reginald P. MS 2003 | Inadequate “[I]nappropriate use
White Nursing mental health of multiple
Facility care medications” and
“excessive reliance
on psychotropic
medications
(chemical
restraints)” (p. 8).
Claudette Box; AL | 2003 | Inadequate Facility administers
Nursing Home medical and “excessive or
mental health unnecessary doses of
care psychotropics” (p.
3).
Oakley & MS |2003 | Unreasonable Use of physical
Columbia use of restraints such as
Training physical “[h]og-tying and
Schools restraints [p] ole-shackling”
despite lack of
“penological

justification or
therapeutic or
rehabilitative
benefit” of such
disciplinary methods
(pp. 5-9).

74c

Name of
Facility

State

Year

Categories of
Constitutional
Violations

Details

Excessive use
of force

Pacility staff “use
excessive force with
impunity” (pp. 9-
11).

Inadequate
mental health
care

“Many youth on
psychiatric
medications are not
allowed to continue
to receive those
medications when
they are admitted”
ip. 15).

Facilities “fail to
employ adequate
Suicide prevention
measures” (p. 16).

ee

APPENDIX D
CONSTITUTION OF THE UNITED STATES

AMENDMENT XI

The Judicial power of the United States shall no‘ be
construed to extend to any suit in law or equity, commenced
or prosecuted against one of the United States by Citizens of
another State, or by Citizens or Subjects of any Foreign
State.

AMENDMENT XIV

SECTION 1. All persons born or naturalized in the
United States, and subject to the jurisdiction thereof, are
citizens of the United States and of the State wherein they
reside. No State shall make or enforce any law which shall
abridge the privileges or immunities of citizens of the United
States; nor shall any State deprive any person of life, liberty,
or property, without due process of law; nor deny to any
person within its jurisdiction the equal protection of the
laws.

* *x * * *

SECTION 5. The Congress shall have power to enforce,
by appropriate legislation, the provisions of this article.

(1d)

2d

SELECTED PROVISIONS OF THE AMERICANS WITH
DISABILITIES ACT OF 1990, 42 U.S.C. 12101 et seq.

§ 12101. Findings and purpose

(a) Findings
The Congress finds that—

(1) some 43,000,000 Americans have one or more
physical or mental disabilities, and this number is increasing
as the population as a whole is growing older;

(2) historically, society has tended to isolate and
segregate individuals with disabilities, and, despite some
improvements, such forms of discrimination against indi-
viduals with disabilities continue to be a serious and per-
vasive social problem;

(3) discrimination against individuals with disabilities
persists in such critica] areas as employment, hoysing, public
accommodations, education, transportation, communication,
recreation, institutionalization, health services, voting, and
access to public services; .

(4) unlike individuals who have experienced discrimina-
tion on the basis of race, color, sex, national origin, religion,
or age, individuals who have experienced discrimination on
the basis of disability have often had no legal recourse to
redress such discrimination;

(5) individuals with disabilities continually encounter
various forms of discrimination, including outright inten-
tional exclusion, the discriminatory effects of architectural,
transportation, and communication barriers, overprotective
rules and policies, failure to make modifications to existing
facilities and practices, exclusionary qualification standards

3d

and criteria, segregation, and relegation to lesser services,
programs, activities, benefits, jobs, or other opportunities;

(6) census data, national polls, and other studies have
documented that people with disabilities, as a group, occupy
an inferior status in our society, and are severely disadvan-
taged socially, vocationally, economically, and educationally;

(7) individuals with disabilities are a discrete and
insular minority who have been faced with restrictions and
limitations, subjected to a history of purposeful unequal
treatment, and relegated to a position of political power-
lessness in our society, based on characteristics that are
beyond the control of such individuals and resulting from
stereotypic assumptions not truly indicative of the individual
ability of such individuals to participate in, and contribute to,
society;

(8) the Nation’s proper goals regarding individuals with
disabilities are to assure equality of opportunity, full partici-
pation, independent living, and economic self-sufficiency for
such individuals; and

(9) the continuing existence of unfair and unnecessary
discrimination and prejudice denies people with disabilities
the opportunity to compete on an equal basis and to pursue
those opportunities for which our free society is justifiably
famous, and costs the United States billions of dollars in
unnecessary expenses resulting from dependency and
nonproductivity. .

(b) Purpose
It is the purpose of this chapter—

(1) to provide a clear and comprehensive national man-
date for the elimination of discrimination against individuals
with disabilities;

4d

(2) to provide clear, strong, consistent, enforceable
standards addressing discrimination against individuals with
disabilities;

(3) to ensure that the Federal Government plays a

central role in enforcing the standards established in this
chapter on behalf of individuals with disabilities; and

(4) to invoke the sweep of congressional authority,
including the power to enforce the fourteenth amendment
and co regulate commerce, in order to address the major
areas of discrimination faced day-to-day by people with
disabilities.

5d

Title II, Part A, of The Americans With Disabilities Act
§ 12131. Definitions

As used in this subchapter:
(1) Public entity

The term “public entity” means—
(A) any State or local government;

(B) any department, agency, special purpose dis-
trict, or other instrumentality of a State or States or local
government; and

(C) the National Railroad Passenger Corporation,
and any commuter authority (as defined in section 2410(4)
of title 49).

(2) Qualified individual with a disability

The term “qualified individual with a disability” means an
individual with a disability who, with or without reasonable
modifications to rules, policies, or practices, the removal of
architectural, communication, or transportation barriers, or
the provision of auxiliary aids and services, meets the
essential eligibility requirements for the receipt of services
or the participation in programs or activities provided by a
public entity.

§ 12132. Discrimination

Subject to the provisions of this subchapter, no qualified
individual with a disability shall, by reason of such disability,
be excluded from participation in or be denied the benefits of
the services, programs, or activities of a public entity, or be
subjected to discrimination by any such entity.

§ 12133. Enforcement

The remedies, procedures, and rights set forth in section
794a of title 29 shall be the remedies, procedures, and rights
this subchapter provides to any person alleging discrimina-
tion on the basis of disability in violation of section 12132 of
this title.

§ 12134. Regulations
(a) In general

Not later than 1 year after July 26, 1990, the Attorney
General shal] promulgate regulations in an accessible format
that implement this part. Such regulations shall not include
any matter within the scope of the authority of the Secretary
of Transportation under section 12143, 12149, or 12164 of this
title.

(b) Relationship to other regulations

Except for “program accessibility, existing facilities”, and
“communications”, regulations under subsection (a) of this
section shall be consistent with this chapter and with the
coordination regulations under part 41 of title 28, Code of
Federal Regulations (as promulgated by the Department of
Health, Education, and Welfare on January 13, 1978), ap-
plicable to recipients of Federal financial assistance under
section 794 of title 29. With respect to “program accessibil-
ity, existing facilities”, and “communications”, such regula-
tions shall be consistent with regulations and analysis as in
part 39 of title 28 of the Code of Federal Regulations, ap-
plicable to federally conducted activities under such section
794 of title 29.

7d

(c) Standards

Regulations under subsection (a) of this section shall
include standards applicable to facilities and vehicles covered
by this part, other than facilities, stations, rail passenger
cars, and vehicles covered by part B of this subchapter.
Such standards shall be consistent with the minimum
guidelines and requirements issued by the Architectural and
Transportation Barriers Compliance Board in accordance
with section 12204(a) of this title.

~ * * ~ *

8d

Title II, Part B, of The Americans With Disabilities Act

§ 12141. Definitions
As used in this subpart:
(1) Demand responsive system

The term “demand responsive system” means any sys-
tem of providing designated public transportation which
is not a fixed route system.

(2) Designated public transportation

The term “designated public transportation” means
transportation (other than public school transportation)
by bus, rail, or any other conveyance (other than trans-
portation by aircraft or intercity or commuter rail trans-
portation (as defined in section 12161 of this title)) that
provides the general public with general or special serv-
ice (including charter service) on a regular and continu-
ing basis.

(3) Fixed route system

The term “fixed route system” means a system of pro-
viding designated public transportation on which a vehi-
cle is operated along a prescribed route according to a
fixed schedule.

(4) Operates

The term “operates”, as used with respect to a fixed
route system or demand responsive system, includes op-
eration of such system by a person under a contractual or
other arrangement or relationship with a public entity.

(5) Public school transportation

The term “public school transportation” means trans-
portation by schoolbus vehicles of schoolchildren, per-

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sonnel, and equipment to and from a public elementary
or secondary school and school-related activities.

(6) Secretary

The term “Secretary” means the Secretary of Trans-
portation.

§ 12142. Public entities operating fixed route systems
(a) Purchase and lease of new vehicles

It shall be considered discrimination for purposes of sec-
tion 12132 of this title and section 794 of Title 29 for a public
entity which operates a fixed route system to purchase or
lease a new bus, a new rapid rail vehicle, a new light rail ve-
hicle, or any other new vehicle to be used on such system, if
the solicitation for such purchase or lease is made after the
30th day following July 26, 1990, and if such bus, rail vehicle,
or other vehicle is not readily accessible to and usable by in-
dividuals with disabilities, including individuals who use
wheelchairs.

(b) Purchase and lease of used vehicles

Subject to subsection (c)(1) of this section, it shall be con-
sidered discrimination for purposes of section 12132 of this
title and section 794 of Title 29 for a public entity which op-
erates a fixed route system to purchase or lease, after the
30th day following July 26, 1990, a used vehicle for use on
such system unless such entity makes demonstrated good
faith efforts to purchase or lease a used vehicle for use on
such system that is readily accessible to and usable by indi-
viduals with disabilities, including individuals who use
wheelchairs.

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(c) Remanufactured vehicles
(1) General rule

Except as provided in paragraph (2), it shall be con-
sidered discrimination for purposes of section 12132 of
this title and section 794 of Title 29 for a public entity
which operates a fixed route system—

(A) to remanufacture a vehicle for use on such
system so as to extend its usable life for 5 years or
more, which remanufacture begins (or for which the
solicitation is made) after the 30th day following July
26, 1990; or

(B) to purchase or lease for use on such system a
remanufactured vehicle which has_ been
remanufactured so as to extend its usable life for 5
years or more, which purchase or lease occurs after
such 30th day and during the period in which the us-
able life is extended;

unless, after remanufacture, the vehicle is, to the maxi-
mum extent feasible, readily accessible to and usable by
individuals with disabilities, including individuals who use
wheelchairs.

(2) Exception for historic vehicles
(A) General rule

If a public entity operates a fixed route system
any segment of which is included on the National
Register of Historic Places and if making a vehicle of
historic character to be used solely on such segment
readily accessible to and usable by individuals with
disabilities would significantly alter the historic char-
acter of such vehicle, the public entity only has to
make (or to purchase or lease a remanufactured vehi-
cle with) those modifications which are necessary to

lld

meet the requirements of paragraph (1) and which do
not significantly alter the historic character of such

vehicle.
(B) Vehicles of historic character defined by regula-
tions

For purposes of this paragraph and section
12148(b) of this title, a vehicle of historic character
shall be defined by the regulations issued by the Sec-
retary to carry out this subsection.

§ 12143. Paratransit as a complement to fixed route
service

(a) General rule

It shall be considered discrimination for purposes of sec-
tion 12132 of this title and section 794 of Title 29 for a public
entity which operates a fixed route system (other than a sys-
tem which provides solely commuter bus service) to fail to
provide with respect to the operations of its fixed route sys-
tem, in accordance with this section, paratransit and other
special transportation services to individuals with disabili-
ties, including individuals who use wheelchairs, that are suf-
ficient to provide to such individuals a level of service (1)
which is comparable to the level of designated public trans-
portation services provided to individuals without disabili-
ties using such system; or (2) in the case of response time,
which is comparable, to the extent practicable, to the level of
designated public transportation services provided to indi-
viduals without disabilities using such system.

(b) Issuance of regulations

Not later than 1 year after July 26, 1990, the Secretary
shall issue final regulations to carry out this section.

12d

(c) Required contents of regulations
(1) Eligible recipients of service

The regulations issued under this section shall require
each public entity which operates a fixed route system to
provide the paratransit and other special transportation
services required under this section—

(A)(i) to any individual with a disability who is
unable, as a result of a physical or mental impairment
(including a vision impairment) and without the assis-
tance of another individual (except an operator of a
wheelchair lift or other boarding assistance device), to
board, ride, or disembark from any vehicle on the sys-
tem which is readily accessible to and usable by indi-
viduals with disabilities;

(ii) | to any individual with a disability who needs
the assistance of a wheelchair lift or other boarding as-
sistance device (and is able with such assistance) to
board, ride, and disembark from any vehicle which is
readily accessible to and usable by individuals with dis-
abilities if the individual wants to travel on a route on
the system during the hours of operation of the system
at a time (or within a reasonable period of such time)
when such a vehicle is not being used to provide desig-
nated public transportation on the route; and

(ili) to any individual with a disability who has a
specific impairment-related condition which prevents
such individual from traveling to a boarding location or
from a disembarking location on such system;

(B) to one other individual accompanying the
individual with the disability; and

(C) to other individuals, in addition to the one
individual described in subparagraph (B), accompanying

13d

the individual with a disability provided that space for
these additional individuals is available on the
paratransit vehicle carrying the individual with a dis-
ability and that the transportation of such additional
individuals will not result in a denial of service to indi-
viduals with disabilities.
For purposes of clauses (i) and (ii) of subparagraph (A),
boarding or disembarking from a vehicle does not include
travel to the boarding location or from the disembarking
location.

(2) Service area

The regulations issued under this section shall require
the provision of paratransit and special transportation
services required under this section in the service area of
each public entity which operates a fixed route system,
other than any portion of the service area in which the
public entity solely provides commuter bus service.

(3) Service criteria

Subject to paragraphs (1) and (2), the regulations is-
sued under this section shall establish minimum service
criteria for determining the level of services to be re-
quired under this section.

(4) Undue financial burden limitation

The regulations issued under this section shall provide
that, if the public entity is able to demonstrate to the
satisfaction of the Secretary that the provision of
paratransit and other special transportation services
otherwise required under this section would impose an
undue financial burden on the public entity, the public en-
tity, notwithstanding any other provision of this section
(other than paragraph (5)), shall only be required to pro-

14d

vide such services to the extent that providing such serv-
ices would not impose such a burden.

(5) Additional services

The regulations issued under this section shall estab-
lish circumstances under which the Secretary may require
a public entity to provide, notwithstanding paragraph (4),
paratransit and other special transportation services un-
der this section beyond the level of paratransit and other
special transportation services which would otherwise be
required under paragraph (4).

(6) Public participation

The regulations issued under this section shall require
that each public entity which operates a fixed route sys-
tem hold a public hearing, provide an opportunity for
public comment, and consult with individuals with dis-
abilities in preparing its plan under paragraph (7).

(7) Plans

The regulations issued under this section shall require
that each public entity which operates a fixed route sys-
tem—

(A) within 18 months after July 26, 1990, submit
to the Secretary, and commence implementation of, a
plan for providing paratransit and other special trans-
portation services which meets the requirements of
this section; and

(B) on an annual basis thereafter, submit to the
Secretary, and commence implementation of, a plan for
providing such services.

(8) Provision of services by others
The regulations issued under this section shall—

15d

(A) require that a public entity submitting a plan
to the Secretary under this section identify in the plan
any person or other public entity which is providing a
paratransit or other special transportation service for
individuals with disabilities in the service area to which
the plan applies; and

(B) provide that the public entity submitting the
plan does not have to provide under the plan such serv-
ice for individuals with disabilities.

(9) Other provisions

The regulations issued under this section shall include
such other provisions and requirements as the Secretary
determines are necessary to carry out the objectives of
this section.

(d) Review of plan
(1) General rule

The Secretary shall review a plan submitted under
this section for the purpose of determining whether or not
such plan meets the requirements of this section, includ-
ing the regulations issued under this section.

(2) Disapproval

If the Secretary determines that a plan reviewed un-
der this subsection fails to meet the requirements of this
section, the Secretary shall disapprove the plan and notify
the public entity which submitted the plan of such disap-
proval and the reasons therefor.

(3) Modification of disapproved plan

Not later than 90 days after the date of disapproval of
a plan under this subsection, the public entity which
submitted the plan shall modify the plan to meet the re-
quirements of this section and shall submit to the Secre-

16d

tary, and commence implementation of, such modified
plan.

(e) “Discrimination” defined

As used in subsection (a) of this section, the term “dis-
crimination” includes—

(1) a failure of a public entity to which the regula-
tions issued under this section apply to submit, or com-
mence implementation of, a plan in accordance with sub-
sections (c)(6) and (c)(7) of this section;

(2) a failure of such entity to submit, or commence
implementation of, a modified plan in accordance with
subsection (d)(3) of this section;

(3) submission to the Secretary of a modified plan
under subsection (d)(3) of this section which does not meet
the requirements of this section; or

(4) a failure of such entity to provide paratransit or
other special transportation services in accordance with
the plan or modified plan the public entity submitted to
the Secretary under this section.

(f) Statutory construction

Nothing in this section shall be construed as preventing a
public entity—

(1) from providing paratransit or other special trans-
portation services at a level which is greater than the
level of such services which are required by this section,

(2) from providing paratransit or other special trans-
portation services in addition to those paratransit and
special transportation services required by this section, or

(3) from providing such services to individuals in ad-
dition to those individuals to whom such services are re-
quired to be provided by this section.

17d

§ 12144. Public entity operating a demand responsive
system

If a public entity operates a demand responsive system, it
shall be considered discrimination, for purposes of section
12132 of this title and section 794 of Title 29, for such entity
to purchase or lease a new vehicle for use on such system, for
which a solicitation is made after the 30th day following July
26, 1990, that is not readily accessible to and usable by indi-
viduals with disabilities, including individuals who use
wheelchairs, unless such system, when viewed in its en-
tirety, provides a level of service to such individuals
equivalent to the level of service such system provides to
individuals without disabilities.

§ 12145. Temporary relief where lifts are unavailable

(a) Granting

With respect to the purchase of new buses, a public entity
may apply for, and the Secretary may temporarily relieve
such public entity from the obligation under section 12142(a)
or 12144 of this title to purchase new buses that are readily
accessible to and usable by individuals with disabilities if
such public entity demonstrates to the satisfaction of the
Secretary—

(1) that the initial solicitation for new buses made by
the public entity specified that all new buses were to be
lift-equipped and were to be otherwise accessible to and
usable by individuals with disabilities;

(2) the unavailability from any qualified manufac-
turer of hydraulic, electromechanical, or other lifts for
such new buses;

-

(3) that the public entity seeking temporary relief
has made good faith efforts to locate a qualified manufac-

18d

turer to supply the lifts to the manufacturer of such buses
in sufficient time to comply with such solicitation; and

(4) that any further delay in purchasing new buses
necessary to obtain such lifts would significantly impair
transportation services in the community served by the
public entity.

(b) Duration and notice to Congress

Any relief granted under subsection (a) of this section
shall be limited in duration by a specified date, and the ap-

propriate committees of Congress shall be notified of any
such relief granted.

(c) Fraudulent application

If, at any time, the Secretary has reasonable cause to be-
lieve that any relief granted under subsection (a) of this sec-
tion was fraudulently applied for, the Secretary shall—

(1) cancel such relief if such relief is still in effect; and
(2) take such other action as the Secretary considers
appropriate.

§ 12146. New facilities

For purposes of section 12132 of this title and section 794
of Title 29, it shall be considered discrimination for a public
entity to construct a new facility to be used in the provision
of designated public transportation services unless such fa-
cility is readily accessible to and usable by individuals with
disabilities, including individuals who use wheelchairs.

§ 12147. Alterations of existing facilities
(a) General rule

With respect to alterations of an existing facility or part
thereof used in the provision of designated public transpor-
tation services that affect or could affect the usability of the

19d

facility or part thereof, it shall be considered discrimination,
for purposes of section 12132 of this title and section 794 of
Title 29, for a public entity to fail to make such alterations
(or to ensure that the alterations are made) in such a manner
that, to the maximum extent feasible, the altered portions of
the facility are readily accessible to and usable by individuals
with disabilities, including individuals who use wheelchairs,
upon the completion of such alterations. Where the public
entity is undertaking an alteration that affects or could affect
usability of or access to an area of the facility containing a
primary function, the entity shall also make the alterations
in such a manner that, to the maximum extent feasible, the
path of travel to the altered area and the bathrooms,
telephones, and drinking fountains serving the altered area,
are readily accessible to and usable by individuals with
disabilities, including individuals who use wheelchairs, upon
completion of such alterations, where such alterations to the
path of travel or the bathrooms, telephones, and drinking
fountains serving the altered area are not disproportionate
to the overall alterations in terms of cost and scope (as
determined under criteria established by the Attorney
General).

(b) Special rule for stations
(1) General rule

For purposes of section 12132 of this title and section
794 of Title 29, it shall be considered discrimination for a
public entity that provides designated public transporta-
tion to fail, in accordance with the provisions of this sub-
section, to make key stations (as determined under criteria
established by the Secretary by regulation) in rapid rail
and light rail systems readily accessible to and usable by
individuals with disabilities, including individuals who use
wheelchairs.

20d

(2) Rapid rail and light rail key stations
(A) Accessibility

Except as otherwise provided in this paragraph, all
key stations (as determined under criteria established
by the Secretary by regulation) in rapid rail and light
rail systems shall be made readily accessible to and
usable by individuals with disabilities, including indi-
viduals who use wheelchairs, as soon as practicable but
in no event later than the last day of the 3-year period
beginning on July 26, 1990.

(B) Extension for extraordinarily expensive struc-
tural changes
The Secretary may extend the 3-year period under
subparagraph (A) up to a 30-year period for key sta-
tions in a rapid rail or light rail system which stations
need extraordinarily expensive structural changes to,
or replacement of, existing facilities; except that by the
last day of the 20th year following July 26, 1990, at
least 2/3 of such key stations must be readily accessible
to and usable by individuals with disabilities.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385014_0662%3A10. Public record. Not legal advice.
