# Amicus Curiae Brief — South Florida Water Management District v. Miccosukee Tribe of Indians

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 2003
- **Citation:** 539 U.S. 957

## Text

Z FIYED
~! SEP 10 2003

No. 02-626
! UFFICE OF Te CLERK

In The
Supreme Court of the Anited States

°

SOUTH FLORIDA WATER MANAGEMENT DISTRICT,

Petitioner,
V.

MICCOSUKEE TRIBE OF INDIANS, et al.,

Respondents.
¢

On Writ of Certiorari to the
United States Court of Appeals
for the Eleventh Circuit

¢

BRIEF AMICI CURIAE OF THE STATES
OF COLORADO AND NEW MEXICO
IN SUPPORT OF PETITIONER

¢

KEN SALAZAR, Attorney General*

ALAN J. GILBERT, Solicitor General

FELICITY HANNAY, Deputy
Attorney General

ANTHONY S. TRUMBLY, Senior
Assistant Attorney General

State of Colorado

1525 Sherman Street, 5th Floor

Denver, Colorado 80203

(303) 866-3557

(303) 866-3558 (fax)

*Counsel of Record for all Amici

PATRICIA A. MADRID,
Attorney General

GLENN R. SMITH, Deputy
Attorney General

STEPHEN R. FARRIS, Assistant
Attorney General

State of New Mexico

P.O. Drawer 1508

Santa Fe, New Mexico 87504

(505) 827-6010

(505) 827-4440 (fax)

[Additional Amici Listed on Inside Cover]

COCKLE LAW BRIEF PRINTING CO. (800) 225-6964
OR CALL COLLECT (402) 342-2831

MARK J. BENNETT MARK L. SHURTLEFF

Attorney General Attorney General
State of Hawaii State of Utah

425 Queen Street 236 State Capitol
Honolulu, HI 96813 Salt Lake City, UT
LAWRENCE WASDEN 84114-0810
Attorney General PATRICK J. CRANK
State of Idaho Attorney General
P.O. Box 83720 State of Wyoming
Boise, ID 83720-0010 123 State Capitol
Jon BRUNING Cheyenne, WY 82202
Attorney General

State of Nebraska

2115 State Capitol

Lincoln, NE 68509

BRIAN SANDOVAL -
- Attorney General
State of Nevada
100 North Carson Street
Carson City, NV 89701-4717

WAYNE STENEHJEM
Attorney General

State of North Dakota

600 East Boulevard Avenue
Bismarck, ND 58505-0040

LAWRENCE E. LONG
Attorney General

State of South Dakota
500 East Capitol Avenue
Pierre, SD 57501-5070

GREG ABBOTT

Attorney General

State of Texas

P.O. Box 12548
Austin, TX 78711-2548

BEST AVAILABLE COPY |

QUESTION PRESENTED

Does the mere diversion and delivery, from one stream or
water body to another, of water that contains pollutants
require a National Pollutant Discharge Elimination
System permit under the federal Clean Water Act, 33
U.S.C. §§ 1251-1387?

~~

.
TABLE OF CONTENTS

Page

INTEREST OF AMICI CURIAE 0...0..0ccccccccsecsvesvesveees 1

SUMMARY OF ARGUMENT. ...........cccecsessecseeseeeeenees 5

PE AAT TR ERLE 6

The Eleventh Circuit’s Opinion is Contrary to
the Plain Language of the Clean Water Act
and Congress's Intent to Defer to the States’
ER Ge Ce ccnenccccstnnnntnteincinmnisianancemaniaats

A. Congress Expressly Rejected Interference
with State Water Law ...0...............::cceceeeeeees

B. Section 101(g) of the Clean Water Act
Expresses a Clear Intent to Protect State

C. The Legislative History of Section 101(g)
Confirms Congress’s Intent to Refrain
From Interfering with State Water Law
ee

Requiring NPDES Permits For Transbasin
Diversions Would Interfere With the States’
SF ee

A. The Supreme Court and Congress Have
Long Deferred to the States’ Water
Allocation Laws, Beginning with the
Equal Footing Doctrine .......................0000008

B. Requiring NPDES Permits for Transbasin
Diversions/Deliveries Would Abrogate
Water Allocations Because Diverters
Would Have to Forgo the Full Exercise of
Their Water Rights to Comply with Permit

11

12

If.

iii

TABLE OF CONTENTS - Continued

~

C. Requiring NPDES Permits for Transbasin
Diversions/Deliveries Would Interfere with
the Maximum Utilization of the States’
iii acini

D. Requiring NPDES Permits For Transbasin
Diversions/Deliveries Would Interfere with
Interstate Water Allocations .......................

States Can and Do Appropriately Address
Water Quality Impacts from the Diversion/
Gy Ge crerinnrtriieniniinntnnciinseeisneninininmnitinns

A. State “Water Quantity Law” Permits the
Conveyance of Water for Beneficial Uses
But Not for Waste Disposal.........................

B. State “Water Quality Law” Appropriately
Addresses the Water Quality Effects of
Transbasin Diversions/Deliveries ...............

IS cocnssenseccscsncescssesesnsesssnsensenteasmsenccsomunes

Page

18

iv
TABLE OF AUTHORITIES
Page
CASES
Arizona v. California, 373 U.S. 546 (1963)........................ 21
Atchison v. Peterson, 87 U.S. 507 (1874)..............cccccceeeeees 23
California Oregon Power Co. v. Beaver Portland

Cement Co., 295 U.S. 142 (1935) ................ccccceceeeeeees 6,13
California v. United States, 438 U.S. 645 (1978) ........ 12, 14
City of Los Angeles v. City of Glendale, 23 Cal.2d 68

scien ceartataataena leant iterates iltiaiaiiiiaaiinat 19
Dingwell v. Town of Litchfield, 4 Conn. App. 621,

I ice enraretiineibeell 27
Dubois v. United States Dep’t of Agric., 102 F.3d

I isi crtar i ciccenirndaaieaneeminetneniiienimintatl 29
Envtl. Def. Fund, Inc. v. E. Bay Mun. Dist., 26

oP DE 26
Erickson v. McLean, 62 N.M. 264, 308 P2d 983

ner eee TEE 24
Fellhauer v. People, 167 Colo. 320, 447 P.2d 986

ITT irises aeecaadiatieieneiaiatl 18
Fox River Paper Co. v. R.R. Comm'n of Wisconsin,

I I aii aticaci canara 13
Gregory v. Ashcroft, 501 U.S. 452 (1991)............cccccccceeeeeeee 6
Hoffman v. Stone, 7 Cal. 46 (1857) ...............ccccccceseeeeeeeeeees 19
In Re Concerning Application for Plan for Augmentation

of the City and County of Denver, 44 P.3d 1019 (Colo.

I ensenisigrhdaesensaiarahlieiateaaiasnteniilnetaaiietnincen el nmarisitsiatraindaaaiianial 27
Jicarilla Apache Tribe v. United States, 657 F.2d

NN 18

v

TABLE OF AUTHORITIES -— Continued

Page
Joslin v. Marin Mun. Water Dist., 67 Cal.2d 132,
eee 24
Kaiser Steel Corp. v. W.S. Ranch Co., 81 N.M. 417,
ESSE nce aS Tm 18
Kansas v. Colorado, 206 U.S. 46 (1907)................. 12, 13, 15
Leo v. Gen. Elec. Co., 145 A.D.2d 291, 538 N.Y.S.2d
ES Ee se cee ae a SO 27
Miccosukee Tribe of Indians of Florida v. S. Florida

Water Mgmt. Dist., 280 F.3d 1364 (CA11 2002)...1, 3, 5, 30
Mt. Emmons Mining Co. v. Town of Crested Butte,

ee 28
N. Plains Res. Council v. Fid. Exploration & Dev.
EEE 29
Nat’ Wildlife Fed’n v. Gorsuch, 693 F.2d 156
Sa inet ceieaadiasineietalananatintatiieeeeatetertinaiieeminnieenll 22
Penn. R.R. v. Sagamore Coal Co., 281 Pa. 233, 126
ETT LE FO 27
Phillips v. Davis Timber Co., Inc., 468 So. 2d 72
A Ti octtnintenareenias naan eaearn ial enrmnieremneeenieteietiatenl 27

Planning and Conservation League v. Dep't of
Water Resources, 83 Cal. App. 4th 892, 100 Cal.

BEET STITT tocnsucrnrinintasnsitiinieiensennesnminenmemntitanatiinl 19
PUD No. 1 of Jefferson County v. Wash. Dep’t of

Ecology, 511 U.S. 700 (1994).............cccccsecesssseceeeeeees 26, 27
Rio Grande Silvery Minnow v. Keys, 333 F.3d 1109

SE UII csintitninienineninginummmpmmntmeeennienemenneiel 23
Sharp v. 251st St. Landfill, Inc., 925 P.2d 546 (Okla.

a icsirnseninseeuneniennmmnennsnnietapiannmntrnsteeumimencnsnsiil 27

vi

TABLE OF AUTHORITIES — Continued

Page
Shokal v. Dunn, 109 Idaho 330, 707 P.2d 441 (1985)........ 25
Solid Waste Agency of N. Cook County v. United
States Army Corps of Eng’rs, 531 U.S. 159 (2001).......... 6,7
Thornton v. Bijou Irrigation Co., 926 P.2d 1 (Colo.
TIT sesiesiertantesecnihamasinieanaiimaniinnieessiaiiamnanbiteimiiuataaniniainneeties 24
Tulkisarmute Native Comty. Council v. Heinze, 898
DO 25
United States v. Alpine Land & Reservoir Co., 697
oO 0) EE 23
United States v. Lopez, 514 U.S. 549 (1995) ...........cceceeees 6
United States v. Rio Grande Dam & Irrigation Co.,
a 14
Wisniewski v. Gemmill, 123 N.H. 701, 465 A.2d 875
TIT sssenshesentsintesineusianatinineenleannigantanientatbiaiibebaneanpeanentit 25
STATUTES

Act to provide for the Admission of the State of
Wyoming into the Union, ch. 664, 26 Stat. 222

GR ccensouvnsusssnmesssnsessemneenmggenemnennennensmmmanene 13
ARIZ. REV. STAT. § 45-1811) (2002) .........cccccceeeeeereeeeeeeenes 23
CALIFORNIA WATER CODE § 7075 (2002)...........::cccccceeeeeeeees 19
Clean Water Act, 33 U.S.C. § 18138 .0.........ccccccccccceeeeeeeeeeeees 3
Clean Water Act, 33 U.S.C. § 1313(d)...........cccccccceceeeereeeees 17
Clean Water Act, 33 U.S.C. § 1341(a)(1) ..........cccccececeeeeeees 26
Clean Water Act, 33 U.S.C. § 1370 .0........cccccccccceeeeeeeeeeeeeeees i]
Clean Water Act, 33 U.S.C. § 1251 00.......ccccccccccceeeeeeeees 7, 8,9

Clean Water Act, 33 U.S.C. § 1344.00.00... cece ceeeeeeeeeeeees 26

Vii

TABLE OF AUTHORITIES — Continued

Page
COLO. REV. STAT. § 25-8-101(1) (2002) ..........ccccecsceseeneeneees 29
COLO. REV. STAT. § 25-8-104 (2002) ..0........ccccccceseeseeeseeeneees 29
CoLo. REV. StaT. § 25-8-202(7)(b)A) (2002)............ccecceeees 29
COLo. REV. STAT. § 25-8-205(1)(c) (2002) ...........ccccceeseeseeees 28
COoLo. REV. STAT. § 25-8-503(5) (2002) ............cccccceeceeseeeees 28
COoLo. REV. STAT. § 31-15-707(1) (2002) ...........ccccccceeeseeeees 28
COLO. REV. STAT. § 37-80-120 (2002) ...........:ccccceereeeseeeeeees 19
CoLo. REv. Sta. § 37-83-104 (2002) ..............0000 ennenmenisian 19
COoLo. REV. STAT. § 37-92-308(7) (2002) ...........ccccceceeeseeees 20
Colorado River Compact, 42 Stat. 171 (1921)................... 20
Crested Butte, [Colo.], Town Code, 4 14-5-10(B)

SEITE ciciteiennianssllnccscnneiiiiimunmaineminieiianmemmnnesl 28
Desert Land Act of 1877, ch. 107, 19 Stat. 377

ne 13
Federal Reclamation Act, 43 U.S.C. § 383 .................. 13, 14
FLA. STAT. § 373.019(13) (2002) .............cccccsscceeeescceeereeeeeees 25
FLA. STAT. § 373.223(1) (2002) ............cserccccsrrcsserererseeeeeeees 25
Joint Resolution to Admit the Territories of New

Mexico and Arizona as states into the Union,

Pub. Res. 8, 37 Stat. 39 (1911) .............cceceesssssereceeeenees 13
Mining Act of 1866, codified at 43 U.S.C. § 661 ................000 13
Mining Act of 1870, 16 Stat. 218, codified at 30 U.S.C.

PEE iia nasenensiateinnmeiienmensddtneenuinsiindatinneeamemanentee 13
MONT. CODE. ANN. § 85-2-102 (2002).............cccceeeeeeeeeeeeeees 23
IN.BG, CORBR.. O86. DVI, § B ...ccsccccrcsccccccccecccossccccsccvcscscesscees 13

Viii

TABLE OF AUTHORITIES — Continued

Page
National Environmental Policy Act, 42 U.S.C.

By GEE wesernsenccenececncssennssesensasannmnenntennsnpsesnsemioginsesusctnnsenescee 17
Rio Grande Compact, 53 Stat. 785 (1939) ............:cccceeeeees 20
., fo © 9 § ) ee 13
OTHER AUTHORITIES
42 Fed. Reg. 36,788 (July 15, 1977).........cccccssecsceeseeseeeeees 10
42 Fed. Reg. 36,793 (July 15, 1977)..........cccccseceseeeseeeeeeees 10
H.R. ConF. REP. No. 95-830, at 52 (1977), reprinted

in 3 LEGISLATIVE HISTORY OF THE CLEAN WATER

FING cccscemnssetnieidinnientiannsiannianinininnininanns 11
S. DesB.: August 4, 1977, reprinted in 1977

LEGISLATIVE HISTORY at 1030.............cccccceeeseeeeeeeeeeeeeeeees 10
S. DeEB.: Dec. 15, 1977, reprinted in 1977

FD FY | en 11
REGULATIONS
eRe FE 8 ee 26
SD CER. © BB Aied GI ccecscccccccsccsccescscsccsccncncsrssovesesnenees 26
40 CBR. § IBB.Zi]) (BOGE) ...crrcrecccerccccessccscccccssccccescccesesees 20
40 C.F.R. § 122.44(d)(1)(i) (2002) ....... cece ecccceeeeeeteeeeeeeeeeeeees 15
Pe eee 20
40 C.BR. § 196.200) (BOGE)...ncrcoccccsccccccscsccescosccoccccssoscesesees 20
40 C.F.R. § 124.15(a) and (b) (2002) .........eccceeceseeeeneeeenees 20
Pe BP 17

40 C.F.R. § 131.12 (2002) ................cccccsccrrrcccseseerereeeeeeeees 17

1

INTEREST OF AMICI CURIAE

Amici curiae, the Attorneys General of Colorado and
New Mexico, joined by other states listed on the inside
cover of this brief, submit this brief in support of Peti-
tioner South Florida Water Management District seeking
reversal of the lower court’s decision in Miccosukee Tribe of
Indians of Florida v. S. Florida Water Mgmt. Dist., 280
F.3d 1364 (CA11 2002) (“Miccosukee”).’

The Eleventh Circuit decision would impose permit-
ting requirements on the simple diversion and delivery of
water in an unaltered condition from one basin to another
basin. These requirements would interfere with the states’
ability to meet the needs of their residents and to meet
their obligations under interstate water compacts. In
addition, the decision would impair individual water
rights as a water right owner could be forced to give up or
reduce water diversions or construct prohibitively expen-
sive treatment facilities in order to meet these permitting
requirements.

All fifty states allocate the waters within their
boundaries for “beneficial” or “reasonable” use under one ~
of two prevailing legal doctrines. The arid western states
generally follow the prior appropriation doctrine whereas
other states use the riparian doctrine. The holding of the
Eleventh Circuit would substantially and inappropriately

' The eighteen member states of the Western States Water Council
recently adopted, by a vote of fifteen with three abstentions, a resolu-
tion opposing a requirement that transbasin diversions/deliveries
obtain a discharge permit unless the purpose of the diversion/delivery is
waste disposal.

2

interfere with the operation of state water laws estab-
lished under both doctrines.

West of the 100th Meridian, the nation is generally
arid; that is, it receives less than the thirty inches of
annual precipitation necessary to sustain non-irrigated
agriculture. Unfortunately, the timing and location of
precipitation do not correlate well with on-the-ground
demands. Hence, it is necessary to divert and deliver
water through a complex system of manmade and natural
conveyances and reservoirs that operate under some form
of the prior appropriation system. This allows the West to
sustain its cities, farms and ranches. Without this system,
many nationally important agricultural regions could not
support crops, including Weld and Larimer Counties in
Colorado, the Central and Imperial Valleys of California,
the Snake River Valley of Idaho and the Yakima Valley of
Washington. Without this system, many of the West's
great cities, including Albuquerque, Denver, Las Vegas,
Los Angeles, Phoenix, San Francisco and Salt Lake City,
simply would not have flourished.

In Colorado, forty-nine major transbasin diver-
sions/deliveries move an average of 550,000 acre feet per
year of water (“af/year”) to supplement supplies in other
basins. Transbasin diversions/deliveries include the
Colorado-Big Thompson/Windy Gap Projects, which deliver
nearly 280,000 af/year to supplement the water supplies of
thirty cities and towns and over 600,000 acres of farmland.
Colorado Springs employs six transbasin diversions/
deliveries to move 75,000 af/year, eighty percent of its total
supply, to city residents. Denver similarly moves over
200,000 af/year through two transmountain tunnels to
meet nearly half the city’s needs. Sixty percent of Colorad-
ans depend on transbasin diversions/deliveries for at least

3

part of their domestic supplies. In addition, over fifty
percent of Colorado’s irrigated farmland relies on trans-
basin diversions/deliveries. To date, none of these facilities
has been subjected to National Pollutant Discharge
Elimination System (“NPDES”) permitting.’

Under the “but for” test of Miccosukee, at each point
where a ditch, canal, tunnel or pipeline delivers its water
to a stream or reservoir, a permit, including terms and
conditions, would be required if the water would not have
reached that point “but for” man’s action.’ For example,
the Fort Lyon Canal in the Arkansas River Basin, Colo-
rado’s driest watershed, carries water from the Arkansas
River and two reservoirs for 113 miles almost to the
Kansas State Line. It serves 93,000 acres of irrigated
farmland, in the process crossing or flowing through seven
creeks and arroyos and two reservoirs. The Eleventh
Circuit’s opinion would require the Canal’s operator to
obtain as many as nine permits. The water of the Arkan-
sas River is high in total dissolved solids, so the Canal’s
operator might have to build one or more water treatment

* Colorado has at least several hundred transbasin diver-
sions/deliveries in the state that could require permits under the
holding of Miccosukee. The water quality of Colorado’s streams and
lakes is generally excellent without the imposition of NPDES permits
on transbasin deliveries. Of its 107,403 miles of streams, only 4,964
(4.6%) are designated as “impaired,” not meeting water quality
standards or designated uses, under the Clean Water Act, 33 U.S.C.
§ 1313. There is no evidence that transbasin diversions/deliveries are
the cause of any of these impairments.

* “Flor an addition of pollutants to be from a point source, the
relevant inquiry is whether — but for the point source — the pollutants
would have been added to the receiving body of water.” Miccosukee, 280
F.3d at 1368.

4

plants in order to meet NPDES permit requirements. This
is neither financially nor technically feasible for canal
shareholders, many of whom are economically-depressed
farmers and ranchers.

In New Mexico, the San Juan-Chama Project diverts
90,500 af/year on average from the Colorado River Basin
through transmountain tunnels to the Rio Grande Basin.
The Project provides water to the cities of Albuquerque
and Santa Fe, to farmers in the Middle Rio Grande Con-
servancy District, and to Indian Tribes and Pueblos. By
offsetting depletions in the Rio Grande Basin, the San
Juan-Chama Project water allows New Mexico to make
full use of its allotment under the Rio Grande Compact. In
the absence of the San Juan-Chama Project, the City of
Albuquerque would be forced to rely upon pumping from
non-renewable aquifers for its municipal supplies, other
cities and Pueblos would be left critically short of a supply,
and thousands of acres of farmland in the Middle Rio
Grande valley would lose their irrigation supply. In times
of severe drought like 2002-2003, imported water from the
San Juan-Chama Project provides much of the water in
storage in the Middle Rio Grande valley in New Mexico.

In Arizona, the Central Arizona Project moves 1.5
million af/year from the Colorado River Basin to supple-
ment dwindling groundwater supplies in the Phoenix and
Tucson areas. In the upper Colorado River Basin, at least
thirty-six major transbasin diversions/deliveries move
700,000 af/year of Colorado River water into other basins
in Colorado, New Mexico, Utah and Wyoming.

California’s State Water Project is the largest trans-
basin transfer in the country, delivering up to 4.7 million
af/year through the San Francisco Bay Delta to provide

5

supplemental water to twenty million Californians and
660,000 acres of irrigated farmland. The Bureau of Recla-
mation’s Central Valley Project similarly delivers about 7.3
million af/year to irrigate 2.6 million acres and for urban
and wildlife uses. In addition, diversions/deliveries from
the Colorado River to Southern California for irrigation
and municipal use total 4.5 to 5.2 million af/year.

¢

SUMMARY OF ARGUMENT

The economic and social well-being of the West and
the nation depend on the ability to divert and move water
resources pursuant _to state law. At risk as a result of the
Eleventh Circuit decision is the continued ability to divert
freely water from one basin for delivery in another basin
in order to meet municipal, agricultural and industrial
demands.

The Eleventh Circuit decision in Miccosukee would
impose discharge permit requirements under the Clean
Water Act on transbasin diversions/deliveries. Such permit
requirements would interfere with the states’ ability to
allocate their waters to meet the needs of their citizens
and to comply with interstate compacts. Water diverters
would face losing the use of some or all of their water
rights in order to meet permit requirements.

This interference in state water law is contrary to the
deference historically shown by Congress and this Court to
the states in matters of water allocation and use. The
Clean Water Act clearly expresses Congress’s intent to
honor long-standing federal deference to state water law.
It certainly lacks any “clear statement” that Congress
intended to alter this established federal-state framework.

6

In the Clean Water Act, Congress appropriately
deferred to the states to protect water quality while
allocating water resources to meet the needs of their
citizens. The states are well equipped to perform this task
under state law.

¢

ARGUMENT

I. The Eleventh Circuit’s Opinion is Contrary to
the Plain Language of the Clean Water Act and
Congress’s Intent to Defer to the States’
Allocation of Water.

Congress expressed its clear intent to honor state
water allocation law in the plain language of the Clean
Water Act (“Act”), as confirmed by the Act’s legislative
history. The holding in Miccosukee directly conflicts with
the language in the Act and Congress’s intent.

A. Congress Expressly Rejected Interference
with State Water Law.

Land and water use decisions are traditionally and
primarily state prerogatives. See Solid Waste Agency of N.
Cook County v. United States Army Corps of Eng’rs, 531
U.S. 159, 174 (2001) (“SWANCC”). As the Court reiterated
in SWANCC, where a statutory interpretation “alters the
federal-state framework by permitting federal encroach-
ment upon a traditional state power,” Congress must
clearly convey its intent. Jd. at 173. See also Gregory v.
Ashcroft, 501 U.S. 452, 461 (1991); United States v. Lopez,
514 U.S. 549, 581 (1995) (Kennedy, J., concurring). Requir-
ing NPDES permits for the simple movement of water
from one basin to another would intrude upon matters

7

that are “subject to the plenary control of the designated
states ....” California Oregon Power Co. v. Beaver Port-
land Cement Co., 295 U.S. 142, 164 (1935). Under the
Eleventh Circuit opinion, this unwarranted intrusion on
state sovereignty occurs in the face of a clear directive
from Congress that it intended to respect the ability of
states to control and manage their water resources.‘

The opening provision of the Clean Water Act clearly
demonstrates Congress's intent to preserve the historical
federal-state balance concerning the allocation of water.

Congress chose to “recognize, preserve, and pro-
tect the primary responsibilities and rights of
States to prevent, reduce, and eliminate pollu-
tion, to plan the development and use (including
restoration, preservation, and enhancement) of
land and water resources, and to consult with the
Administrator in the exercise of his authority
under this chapter.”

SWANCC, 531 U.S. at 166-67 (quoting 33 U.S.C. § 1251(b))
(emphasis added). Congress did not intend to interfere
with state water law or allocations.’ The Eleventh Circuit
decision is in derogation of that congressional directive.

* It cannot be forgotten that the owners and operators of the water
systems are not adding pollutants to any water diverted/delivered; they
are simply moving unaltered water from one water body to another.

* States, in the exercise of state law, may require transbasin
diversions to be permitted, but the states should not be required to do
80.

B. Section 101(g) of the Clean Water Act Ex-
presses a Clear Intent to Protect State Wa-
ter Allocations.

Congress adopted section 101(g) as part of its 1977
amendments to the Clean Water Act:

It is the policy of Congress that the authority of
each State to allocate quantities of water within
its jurisdiction shall not be superseded, abrogated
or otherwise impaired by this chapter. It is the
further policy of Congress that nothing in this
chapter shall be construed to supersede or abro-
gate rights to quantities of water which have been
established by any State. Federal agencies shall
co-operate with State and local agencies to de-
velop comprehensive solutions to prevent, reduce
and eliminate pollution in concert with programs
for managing water resources.

33 U.S.C. § 1251(g) (emphasis added). In plain language
Congress declared that the authority of each state to
allocate quantities of water will not be impaired by the
Act. Congress did not stop there. Congress took another
step and pledged that nothing in the Act will be construed
to abrogate water rights established by any state. Rather,
to the extent water quality concerns arise in the context of
water allocation decisions, the federal government is to
cooperate with the states in developing appropriate
solutions outside of the regulatory directives of the point
source permit program.°

* See Petitioner’s brief for an explanation of the section 402

. ~eSiake a,

In adopting section 101(g), Congress built upon
language in 1972 Amendments to the Act that already
recognized federal deference to the states.

It is the policy of Congress to recognize, preserve,
and protect the primary responsibilities and
rights of States to prevent, reduce, and eliminate
pollution, to plan the development and use (in-
cluding restoration, preservation, and enhance-
ment) of land and water resources, and to consult
with the Administrator in the exercise of his au-
thority under the chapter.

33 U.S.C. § 1251(b) (emphasis added). Similarly, section
510 of the 1972 Amendments declared “[e]xcept as ex-
pressly provided in this chapter, nothing in this chapter
shall ... be construed as impairing or in any manner
affecting any right or jurisdiction of the States with respect
to the waters (including boundary waters) of such States.”
33 U.S.C. § 1370 (emphasis added). Thus, as it refined the
Act over the years Congress progressively reinforced
federal deference to state water law and allocations made
thereunder. Requiring discharge permits for the simple
conveyance of water directly conflicts with Congress’s
plain language.

C. The Legislative History of Section 101(g)
Confirms Congress’s Intent to Refrain
From Interfering with State Water Law and
Allocations.

The legislative history of section 101(g) of the Act

expressly confirms Congress’s intent to reaffirm the
longstanding tradition of federal deference to state

10

jurisdiction over water use decisions. The Senate adopted
the Wallop/Hart amendment’ in response to suggestions
that reducing water diversions/deliveries under state
water law might be necessary to solve water quality
problems.’ The Conference Committee, which included
Senators Malcolm Wallop and Gary Hart, made minor
changes to the language of the amendment and added it to

the legislative declaration, explaining:

[I]t is the policy of Congress that the authority of
each State to allocate quantities of water within
its jurisdiction should not be superseded, abro-
gated or otherwise impaired by this Act ... . [and]
that nothing in this Act should be construed to
supersede or abrogate rights to quantities of wa-
ter that have been established by any State.

August 4, 1977, reprinted in 1977 LEGISLATIVE History at 1030.

* The amendment was prompted by concerns over proposals
contained in “the Issue and Option Papers for the Water Resource
... conducted by the Water Resource Council,” released
earlier. 42 Fed. Reg. 36,788 (July 15, 1977). Several
in the Water Resource Council's Issue Paper (“WRC Paper”)

11

H.R. Conr. REP. No. 95-830 at 52 (1977), reprinted in 3
LEGISLATIVE HISTORY OF THE CLEAN WATER ACT OF 1977 at
236 (1978) (hereinafter “i977 LEGISLATIVE HISTORY”).

Senator Wallop explained the Conference Substitute
in similar terms on the Senate floor:

The conferees accepted an amendment which will
reassure the State [sic] that it is the policy of
Congress that the Clean Water Act will not be
used for the purpose of interfering with State wa-
ter rights systems.
* * a

The amendment simply states that it is the policy
of Congress that the authority of each State to al-
locate quantities of water within its jurisdiction
shall not be superseded, abrogated or otherwise
impaired by this act. It also states that it is the
further policy of Congress that nothing in this act
will be construed for the purpose of superseding
or abrogating rights to quantities of water which
have been established by a State.

S. Des.: Dec. 15, 1977, reprinted in 1977 LEGISLATIVE
History at 531 (emphasis added).

The legislative history of section 101(g) clearly con-
firms that Congress intended to leave historical deference
to state water law undisturbed, while recognizing a more
general federal role in protecting water quality. Where
water quality and quantity concerns intersect, the state’s
authority over quantity is to remaiu inviolate.

II. Requiring NPDES Permits for Transbasin
Diversions Would Interfere with the States’
Water Allocation Laws.

The Eleventh Circuit decision interferes with funda-
mental aspects of the appropriation doctrine of beneficial

12

use because requiring NPDES permits for simple trans-
basin diversions/deliveries would supersede (reduce) state-
established quantitative limits on water rights. Permit
conditions that prevent the physical conveyance and use of
some or all of the water legally available under individual
water rights allocated under state law would directly
abrogate state water allocations. Such federal interference
has important implications, not only for individual water
rights, but also for comity among the states under inter-
state compacts and equitable apportionments and for the
maximum utilization of scarce water resources.

A. The Supreme Court and Congress Have
Le. g Deferred to the States’ Water Alloca-
tion Laws, Beginning with the Equal Foot-
ing Doctrine.

In the complicated field of federal-state relationships,
the Supreme Court and Congress have spoken with a clear
and consistent voice regarding the allocation of water. As
the Court observed in its landmark decision in California
v. United States, 438 U.S. 645, 653 (1978):

The history of the relationship between the Fed-
eral Government and the States in the reclama-
tion of the arid lands of the Western States is
both long and involved, but through it runs the
consistent thread of purposeful and continued
deference to state water law by Congress.

Federal deference to state water allocation law began
with the “equal footing” doctrine. Under that doctrine,
Congress granted the Western states, upon their admis-
sion into the Union, sovereignty over the unappropriated
waters in their streams. See Kansas v. Colorado, 206 U.S.

4 13

46, 94 (1907);’ Fox River Paper Co. v. R.R. Comm'n of
Wisconsin, 274 U.S. 651, 655 (1927).

Congress reaffirmed its deference to states’ water
allocation laws when it passed the Desert Land Act of
1877, ch. 107, 19 Stat. 377 (1877). See also Mining Act of
1866, codified at 43 U.S.C. § 661; Mining Act of 1870, 16
Stat. 218, codified at 30 U.S.C. §§51, 52; California
Oregon Power Co., 295 U.S. 142 (The Desert Land Act
effected a severance of all waters upon the public domain
and reserved such water for use under the laws of the
states). Congress repeatedly reaffirmed federal deference to
state water law when it ratified western states’ constitutions
in their acts of admission.” The federal Reclamation Act of
1902 (“Reclamation Act”) similarly affirmed this principle.
32 Stat. 388 (1902), codified at 43 U.S.C. § 383 “

* In Kansas v. Colorado, Kansas argued that Congress had
expressly applied English common law to both states and that the
common law included the riparian system of water rights. The Court
rejected this view and held “leach state] may determine for itself
whether the common law rule in respect to riparian rights or that
doctrine which obtains in the arid regions of the West of the appropria-
tion of waters for the purposes of irrigation shall control. Congress
cannot enforce either rule upon any State.” 206 U.S. at 94.

” For example, the Wyo. Const., art. VIII, § 1 states “[t}he water
of all natural streams, springs, lakes or other collections of still water
... are hereby declared to be the property of the state.” See Act to
provide for the Admission of the State of Wyoming into the Union, ch.
664, 26 Stat. 222 (1890). N.M. Const., art. XVI, § 2, provides “(the
unappropriated water of every natural stream ... is hereby declared to
belong to the public and to be subject to appropriation for beneficial
use.” See Joint Resolution to Admit the Territories of N.M. and Ariz. as
states into the Union, Pub. Res. 8, 37 Stat. 39 (1911).

" The Act authorized the federal government to construct water
resource development projects. However, section eight of the 1902 Act
specifically provided that:

(Continued on following page)

14

In 1978, the Court cemented federa! deference to state
water law in the case of California v. United States, 438
U.S. 645. In that case, the United States challenged
California’s authority to impose conditions on the opera-
tion of New Melones Reservoir, a federal reclamation
facility. The Court rejected the United States’ arguments
and concluded that section eight of the federal Reclama-
tion Act required the federal government “to comply with
state [water] law in the ‘control, appropriation, use, or
distribution of water.’” California v. United States, 438
U.S. at 675. In reaching this conclusion, the Court relied
upon its earlier decisions. “[E]xcept where the reserved
rights or navigation servitude of the United States are
invoked, the State has total authority over its internal
waters.” Id. at 662 (citing United States v. Rio Grande
Dam & Irrigation Co., 174 U.S. 690, 703 (1899).

It is important to note that the Court also made it
clear that federal deference is not unique to the West, but
applies nationally.

[AJrid lands are to be found mainly, if not only[,]
in the Western and newer States, yet the powers
of the National Government within the limits of
those States are the same (no greater and no

Nothing in this act shall be construed as affecting or in-
tended to affect or to in any way interfere with the laws of
any State or Territory relating to the control, appropriation,
use, or distribution of water used in irrigation, or any vested
right acquired thereunder, and the Secretary of the Interior,
in carrying out the provisions of this Act, shall proceed in
conformity with such laws... .

43 U.S.C. § 383.

a

15

less) than those within the limits of the original
thirteen.

Id. at 655 (quoting Kansas v. Colorado, 206 U.S. at 92).

B. Requiring NPDES Permits for Transbasin
Diversions/Deliveries Would Abrogate Water
Allocations Because Diverters Would Have
to Forgo the Full Exercise of Their Water
Rights to Comply with Permit Conditions.

Under the Eleventh Circuit opinion, many diverters
would have no alternative but to curtail their diver-
sions/deliveries to meet NPDES permitting conditions. If a
discharge merely has “the potential to cause... an excur-
sion above any State water quality standard,” its NPDES
permit must contain conditions to control all contributing
pollutants. 40 C.F.R. § 122.44(d)(1)(i) (2002). Thus, an
NPDES permit required under Miccosukee would neces-
sarily contain conditions that would limit the amount of
pollutants delivered to the receiving water body. Trans-
basin diversions/deliveries in the West generally peak during
spring snow melt when the most water is available, and
levels of total suspended dissolved solids are commonly
elevated.”

To avoid the potential to cause an excursion above the
water quality standards of the receiving water body during
spring runoff, a transbasin diverter might have to expend
millions of dollars to construct a treatment facility or
implement so-called best management practices in an

“ Up to eighty percent of the precipitation in Colorado falls as
snow, for example.

16

attempt to reduce the presence of even natural pollut-
ants.” The facility would be required to treat peak diver-
sions, which might occur only one or two days a year, in
order to protect the water quality of the receiving water
body,’ while sitting idle for most of the year.”

As an alternative to sizing a treatment plant to
accommodate maximum diversions/deliveries, a diverter
could attempt to construct a surge reservoir in order to
feed water at a constant rate into the treatment facility.
Given the location of many such diversions on federal
lands in high mountain areas and the volume of water
involved, neither approach may be economically, techni-
cally or politically feasible.“ In addition, such new

* Thunderstorms create similar problems. In addition, most water
conveyances in the West are open ditches and canals and are directly
impacted by runoff.

“ For example, the Colorado-Big Thompson Project delivers
transbasin water at rates up to 1,293 million gallons per day (MGD),
four times the capacity of the largest existing treatment plant in
Colorado. Average diversions are 220,000 af/year, or 203 MGD. Thus,
the treatment plant might have to be sized to meet peaking flows of 425
percent of average. Similarly, the San Juan-Chama Project in New
Mexico has a capacity to divert up to 614 MGD, 750 percent of the
average diversions, 81 MGD. The California State Water Project
diverted 5.2 million af in 1997 from the San Francisco Delta, or an
average of 4,642 MGD. For comparison, the Metropolitan Water District
of Southern California, the largest municipal water provider in the
United States, delivers an average of 1,700 MGD of raw and treated
water, about a third of the Delta transbasin diversions.

“ Fifty percent of Colorado’s mountain streamflows occurs in just
three months: May, June and July.

“ Many transbasin conveyances are located on federal land,
including national parks and national forests adjacent to wilderness
areas. Permitting a treatment facility and/or surge reservoir would

(Continued on following page)

17

construction would have its own environmental conse-
quences. Instead, diverters would have no alternative but
to curtail diversions/deliveries to meet NPDES permit
conditions, effectively relinquishing a part of their state-
allocated water right.”

invoke the National Environmental Policy Act, 42 U.S.C. §§ 4321-4370f,
which can be costly and time consuming.

" In addition, if the transbasin movement of water containing
natural pollutants is held to require a permit under section 402, such
water movement would also be subject to the total maximum daily load
(TMDL) provisions of section 303(d) for “areas with insufficient
controls” (“impaired” waters). 33 U.S.C. § 1313(d). A TMDL defines the
specified maximum amount of each pollutant that can be discharged
(“loaded”) into the water from all combined sources without exceeding
water quality standards. 40 C.F.R. § 130.7 (2002). The TMDL is
allocated among point and nonpoint sources so that water quality
standards can be achieved. Each point source receives a specific waste
load allocation, which is implemented through section 402 discharge
permits. Jd. In many cases, the only practical way for transbasin
diverters to curtail pollutant loadings would be to reduce diver-
sions/deliveries because they could not satisfy waste load allocations
without costly storage or treatment. As a result, they would have to
forgo full use of their state water rights.

Where the quality of waters “exceed[s] levels necessary to support
propagation of fish, shellfish, and wildlife and recreation in and on the
water,” antidegradation provisions apply to maintain and protect
existing uses. 40 C.F.R. § 131.12(2) (2002). Discharges cannot lower
existing water quality absent a “necessity” determination, which would
include an alternatives analysis. (A state may allow degradation if it
finds that “allowing lower water quality is necessary to accommodate
important economic or social development in the areas in which the
waters are located.” 40 C.F.R. § 131.12(a)(2) (2002). Although trans-
basin water is often suitable for beneficial use without treatment,
transbasin deliveries would be subject to this requirement under the
Eleventh Circuit’s holding. Jd. Similar to deliveries to impaired waters,
the only practical way for many transbasin diverters to meet antide-
gradation requirements for high quality waters would be to curtail

(Continued on following page)

18

C. Requiring NPDES Permits for Transbasin
Diversions/Deliveries Would Interfere with
the Maximum Utilization of the States’ Water
Resources.

As evidenced by the devastating drought and
accompanying fires of the past few years in the western
United States, there is a pressing need to maximize the
use of scarce water resources. Maximum utilization of
water resources is enhanced by innovative state programs,
such as dry-year transfers of water from agricultural to
urban use, conjunctive (cooperative) use of surface and
groundwater, and aquifer recharge.” States and water users
also regularly bank, exchange and augment their water
supplies, and even reclaim and reuse wastewater. Each of
these strategies employs water that is under-utilized or
that would otherwise be wasted and turns it into a
valuable asset to meet agricultural, municipal and
industrial water needs.” In many western states, however,

diversions/deliveries, forgoing the use of a portion of their state water
right.

* See, e.g., Fellhauer v. People, 167 Colo. 320, 336, 447 P.2d 986,
994 (1968) (“As administration of water approaches its second century
the curtain is opening upon the new drama of Maximum utilization”)
(emphasis added); Jicarilla Apache Tribe v. United States, 657 F.2d
1126, 1133 (CA10 1981) [quoting Kaiser Steel Corp. v. W.S. Ranch Co.,
81 N.M. 414, 417, 467 P.2d 986, 989 (1970) (“utilization [of water) for
maximum benefits is a requirement second to none, not only for
progress but for survival”), and concluding that “[mJaximum utilization
then is a fundamental requirement which prevents waste of water.”)

* An extensively used strategy in Colorado for improving water
system efficiency and yield is exchanges, which are a legal and engi-
neering approach for minimizing capital, transmission, and/or treat-
ment costs. In an exchange, a water user is allowed to take water from
a new location on the stream or a different source, such as another
tributary, but only if the water is replaced elsewhere and in a manner

(Continued on following page)

eee —

we

19

such water supply innovations are available only as a
direct consequence of the ability to transport water
utilizing natural watercourses from a basin with an
excess to a basin with a shortage.” Requiring an NPDES

that ensures no injury to other water rights. See CoLo. REV. STAtT.
§§ 37-80-120, 37-83-104 (2003). The City of Denver relies on exchanges
to supply its customers reliably and efficiently.

California began utilizing large-scale water transfers involving the
State Water Project to ameliorate drought in 1991. In addition,
conjunctive use of surface and ground water, the storage of surface
supplies in times of plenty in underground aquifers for subsequent
withdrawal and use, is the basis of the Kern Water Bank, another
drought-management strategy. See Planning and Conservation League
v. Dep't of Water Resources, 83 Cal. App. 4th 892, 100 Cal. Rptr.2d 173
(2000).

* For example, California Courts have consistently concluded that
the realities of western water development require that those who
develop surface water supplies be allowed to use natural channels to
convey and deliver these supplies where they are needed. As early as
1857, the California Supreme Court noted: —

It would be a harsh rule, however, to require those engaged
in these enterprises to construct an actual ditch along the
whole route through which the waters were carried, and to
refuse them the economy that nature occasionally afforded
in the shape of a dry ravine, gulch, or cafion.

Hoffman v. Stone, 7 Cal. 46 (1857).

The California Supreme Court noted the importance of this rule
(codified in CALIFORNIA WATER CODE § 7075 (2002)) in reviewing the
propriety of Los Angeles’ water distribution system:

By availing itself of these natural reservoirs, it spared its
citizens the cost of financing the construction of additional
dams, if, indeed, appropriate sites were available at the
lower end of the aqueduct. Early in the history of the state,
this court recognized the advantage of permitting the use of
natural surface facilities, stream beds, dry canyons and the
like, for the transportation of water ....

City of Los Angeles v. City of Glendale, 23 Cal.2d 68, 76-77 (1943)
[citations omitted].

20

permit and accompanying controls on each transbasin
diversion would stifle these critical water management
initiatives, since permit requirements would stand in the
way of simply moving the water from one basin or sub-
basin to another. For example, even if the construction of a
new treatment facility were not required, it may be
impossible to obtain an NPDES permit in time to allow a
new transbasin delivery to address a drought emergency
in another basin.” Similarly, a time-consuming permitting
process would curtail the use of “water banks” as a
mechanism to effectuate such water transfers.”

D. Requiring NPDES Permits for Transbasin
Diversions/Deliveries Would Interfere with
Interstate Water Allocations.

A significant number of transbasin water diver-
sions/deliveries occur on interstate stream systems, the
waters of which have been allocated among the states by
interstate compact or Supreme Court decree.” Requiring

” The minimum time between submission of an application and
issuance of a permit is 210 days, not including time to prepare the
application or time for the permitting agency to review the application
and write the permit. See 40 C.F.R. § 122.21(c) (permit application
shall be submitted 180 days before discharge), 124.10(b) (30 day public
comment period), 124.15(a) and (b) (permit effective 30 days after
agency decision unless no comments requested changes), 123.25 (2002).
In contrast, Colorado can immediately approve an emergency water
transfer under state law. COLO. REV. STaT. § 37-92-308(7) (2002).

* A water bank is a formal mechanism for pooling water for rental
to other users.

* See, e.g., Colorado River Compact, 42 Stat. 171 (1921) ‘Ariz.,
Cal., Colo., Nev., N.M., Utah, Wyo.); Rio Grande River Compact, 53
(Continued on following page)

21

permits under the Clean Water Act for these water trans-
fers would pose significant problems for such interstate
allocations.

States may not be able to fully utilize their compact
entitlements if technically or economically impossible
NPDES permit conditions prevent transbasin deliveries of
surplus water to other basins with unmet demands.” For
example, Colorado uses much of its surplus Colorado River
Compact entitlement to meet needs in the water-short
South Platte River and Arkansas River Basins. Similarly,
New Mexico uses much of its Colorado River entitlement
in the Rio Grande Basin, and Arizona uses most of its
Colorado River entitlement in the Gila River and Salt
River Basins. California also uses much of its Colorado
River Compact water outside the basin in order to serve
municipalities along its southern coast.

Transbasin diversions/deliveries can also be a signifi-
cant source of waters necessary to mitigate the impact of
excess “native water” diversions in the receiving basin. In
other words, return flows from transbasin diversions/
deliveries; i.e., imported waters, can be an essential part of
the supply a state uses to meet interstate obligations to
downstream states. New Mexico indirectly relies on
transbasin de)veries from the Colorado River Basin
(through exchange) to satisfy native Rio Grande water
rights, leaving Rio Grande water to meet compact obliga-
tions to Texas from the Colorado River Basin. In the

Stat. 785 (1939) (Colo., N.M., Tex.); Arizona v. California, 373 U.S. 546
(1963) (allocating the lower Colo. River among Ariz., Cal. and Nev.).

* See ILB.

22

severe drought of 2003, New Mexico would have been
forbidden from storing water in the Rio Grande Basin if
water from transbasin diversions/deliveries had not been
available, leaving cities such as Santa Fe with a critically
short supply.”

III. States Can and Do Appropriately Address
Water Quality Impacts from the Diversion/
Delivery of Water.

State control over the use of water resources repre-
sents sound public policy, according to the D.C. Circuit.
Nat'l Wildlife Fed’n v. Gorsuch, 693 F.2d 156, 182 (CADC
1982). Water quality impacts associated with dams and
diversions “may not be amenable to the nationally uniform
controls contemplated by § 402 because pollution problems
are highly site-specific . . . .” Jd. at 177, n. 62.

States have established laws to appropriately protect
water quality while allocating water resources to meet the
needs of their citizens. These laws explain why there is no
evidence that the historic absence of NPDES permitting
requirements on transbasin diversions/deliveries causes
significant water quality problems, and why reversing the
Eleventh Circuit decision would not lead to adverse water
quality impacts.

* Since there were less than 400,000 af of usable water in storage
in the Rio Grande Project by the end of 2002, the Rio Grande Compact
prohibited New Mexico from storing water for the benefit of Texas in
reservoirs constructed after 1929. Rio Grande Compact, art. 7, 53 Stat.
785 (1939). All the reservoirs above Elephant Butte in New Mexico were
constructed after 1929.

sd

23

A. State “Water Quantity Law” Permits the
Conveyance of Water for Beneficial Uses
But Not for Waste Disposal.

The states have adopted one or both of two overlap-
ping doctrines for the allocation of water for use. The
western states generally follow the prior appropriation
doctrine.” The riparian doctrine is prevalent in the East.

In prior appropriation states, water may be diverted
only for beneficial use. Atchison v. Peterson, 87 U.S. 507,
514 (1874). “Beneficial use is ‘a restrictive concept of valid
water uses in the water law of the arid western states
requiring that water only be used for purposes that are
beneficial to the user and to society in general, such as
irrigation and municipal uses.’” Rio Grande Silvery
Minnow v. Keys, 333 F.3d 1109, 1132 n. 33 (CA10 2003)
(emphasis added). “[O}n the point of what is beneficial use
the law is ‘general and without significant dissent.’”
United States v. Alpine Land & Reservoir Co., 697 F.2d
851, 854 (CA9 1983).”

* The prior appropriation doctrine is generally followed west of the
100th Meridian, where natural precipitation is inadequate for crop
production; i.e., Alaska, Arizona, Colorado, Idaho, Montana, Nebraska,
New Mexico, Utah and Wyoming. California, Kansas, Mississippi,
Nebraska, North Dakota, Oregon, South Dakota, Texas and Washington
also include elements of the riparian doctrine in their water laws.

” For example, “‘{bJeneficial use’ includes but is not limited to use
for domestic, municipal, recreation, wildlife, including fish, agricul-
tural, mining, stockwatering and power purposes.” ARIz. Rev. STart.
§ 45-181(1) (2002). “ ‘Beneficial use’... means . . . a use of water for the
benefit of the appropriator, other persons, or the public, including but
not limited to agricultural (including stock water), domestic, fish and
ee Ee tee
uses ... .” Mont. CODE ANN. § 85-2-102(2) (2002). Beneficial use is “the

(Continued on following page)

24

If the purpose of a water diversion were disposal of
waste, such as mine drainage, there would be no end use
of the water that benefits either the conveyor or society.
Such waste disposal is contrary to state water law because
there is no beneficial use, hence the proponent of the
water transfer would not acquire the right to “use” the
water.” Where the purpose of the diversion was to deliver
water to another basin for irrigation and municipal use,
however, farmers and city residents benefit from the use of
the water, and the diversion/delivery would be recognized
by state law.” In essence, the appropriation doctrine
inherently does not allow the diversion of water for waste
disposal purposes. Therefore, a deference to state law in
this case would not lead to unregulated waste disposal.

The riparian doctrine of “reasonable use” is analogous
to “beneficial use;” water may only be used for productive
purposes and not for waste disposal. For example, in
Florida,

“(rjeasonable-beneficial use” means the use of
water in such quantity as is necessary for eco-
nomic and efficient utilization for a purpose and
in a manner which is both reasonable and consis-
tent with the public interest.

use of such water as may be necessary for some useful and beneficial
purpose ....” State ex rel. Erickson v. McLean, 62 N.M. 264, 273, 308
P.2d 983, 988 (1957).

* See, e.g., Joslin v. Marin Mun. Water Dist., 67 Cal.2d 132, 429
P.2d 889 (1967) (“The use of waters as an agent to expose or to carry
and deposit sand, gravel and rock, is as a matter of law unreasonable
within the meaning of the constitutional amendment”).

* See, e.g., Thornton v. Bijou Irrigation Co., 926 P.2d 1 (Colo.
1996).

25

Fia. Stat. § 373.019(13) (2002).” As in a western prior
appropriation state, to obtain a state permit to use water
in Florida “the applicant must establish that the proposed
use of water ... [iJs a reasonable-beneficial use, .. . [w]ill
not interfere with any presently existing legal use of
water; and ... [iJs consistent with the public interest.”
FLA. STAT. § 373.223(1) (2002). The analysis is the same
under the Florida statute as it is in any western state;
that is, if the purpose of the diversion is to dispose of
waste, the diversion is not authorized by state water law.

A number of states can also apply a “public interest
test” when evaluating a water right request so as to protect
water quality. For example, in Idaho “if an applicant’s
appropriation of water ‘will conflict with the local public
interest’. . . then the Director ‘may reject such application
and refuse issuance of a permit therefor, ... or may grant
a permit upon conditions.’” Shokal v. Dunn, 109 Idaho
330, 336, 707 P.2d 441, 448 (1985). Similarly, Alaska “may
not issue a permit unless doing so is in the public interest
... consider[ing] the impacts of water appropriation on
fish and game resources [and] public health ....” Tulkis-
armute Native Cmty. Council v. Heinze, 898 P2d 935, 950
(Alaska 1995). California’s State Water Resources Control
Board “has been granted broad authority to control and
condition water use, insuring utilization consistent with
the public interest .... The [board’s] powers extend to

” The New Hampshire Supreme Court similarly explained “a
riparian owner has a right to the beneficial use of the water of a river or
stream passing through or adjacent to his land .... An upstream
riparian owner may divert water from its channel for any lawful use, so
long as he returns it to the channel ... in substantially the same
condition as when it reached the upstream riparian owner's land.”
Wisniewski v. Gemmill, 123 N.H. 701, 465 A.2d 875 (1983).

26

regulation of water quality ....” Envtl. Def. Fund, Inc. v.
E. Bay Mun. Dist., 26 Cal.3d 183, 198, 605 P.2d 1, 9 (1980).

Reversal of the Eleventh Circuit decision would not lead
to unregulated waste disposal practices as some may fear.

B. State “Water Quality Law” Appropriately Ad-
dresses the Water Quality Effects of Trans-
basin Diversions/Deliveries.

, Two essential characteristics must be protected by

state water laws for a water right to have meaning: first,
the actual physical quantity of water must be available at
the point of diversion and, second, the quality of the water
must be adequate for the beneficial use. State laws accord-
ingly protect both quantity and quality, through the
common law, by statute, and through state water quality
programs.”

" The construction of water diversion facilities, whether by
headgate, dam, or a combination of both, most often occurs in waters
regulated not only by state law but also by section 404 of the Clean
Water Act, 33 U.S.C. § 1344. Review under section 404 also triggers the
need for state reviews under section 401 of the Act. Jd. at § 1341.

The Corps cannot issue a section 404 permit without a state section
401 certification that such activity will comply with, inter alia, applica-
ble state water quality standards. 33 U.S.C. § 1341(aX1); 33 C.FR
§ 325.2(b), 330.4(c) (2002). Through section 401 certification, States (or
the EPA Administrator where a state lacks authority to give the
certification, 33 U.S.C. § 1341(a)) may accordingly address and prevent
adverse water quality impacts that could otherwise result from these
activities. For example, section 401(d) allows states to impose “other
limitations” to assure compliance with state water quality standards
and with “any other appropriate requirement of State law ....” PUD
No. 1 of Jefferson County v. Wash. Dep't of Ecology, 511 U.S. 700, 713-14
(1994). The Court has upheld such limitations on the construction and
subsequent operation of a diversion based on state water quality

(Continued on following page)

27

The states’ common law regards water pollution as a
nuisance and, therefore, a trespass against the complain-
ant’s right to use water. The basic premise is that water
quality cannot be impaired to an extent that would pre-
vent subsequent uses. In Colorado, “a common law theory
based on the prior appropriation doctrine . . . prohibits the
discharge of contaminants into streams where doing so
makes the water unsuitable for an{other] appropriator’s
normal use of water.” In re Concerning Application for
Plan for Augmentation of the City and County of Denver,
44 P.3d 1019, 1028 (Colo. 2002).

Other states reach similar results. See, e.g., Phillips v.
Davis Timber Co., Inc., 468 So. 2d 72, 79 (Miss. 1985)
(plaintiff “entitled to an injunction enjoining and prohibit-
ing further PCP pollution into his lake ... .”); Leo v. Gen.
Elec. Co., 145 A.D.2d 291, 538 N.Y.S.2d 844, 846 (1989)
(commercial fishermen have standing to sue for nuisance
fishermen and obtain an injunction to prevent water
pollution); Dingwell v. Town of Litchfield, 4 Conn. App.
621, 496 A.2d 213 (1985) (upholding injunction against
town’s pollution of well); Penn. R.R. v. Sagamore Coal Co.,
281 Pa. 233, 238, 126 A. 386, 387 (1924) (pollution of
stream creates an enjoinable nuisance); Sharp v. 251st St.
Landfill, Inc., 925 P.2d 546, 556 (Okla. 1996) (permanent
injunction against landfill that would pollute water). The
states’ ability to control water use need not be trampled
upon, as would be true under the Eleventh Circuit opinion,
in order to protect other water users from undue harm.

standards, including designated uses, water quality criteria, and
antidegradation. Jd. at 715-16, 719.

28

Some states have found it appropriate to enact state
water quality provisions to protect users of water allocated
under state law from injury. For example, Colorado law
confers the power on each municipality “to enact all ordi-
nances and regulations necessary” to protect municipal
“water from pollution.” CoLo. REv. StaT. § 31-15-707(1)(b)
(2002). Municipal jurisdiction extends “five miles above the
point” in the stream or source from which water is taken. Id.
This statute allows municipalities to protect the quality of
their water supplies independent of the Clean Water Act.”

The Colorado Water Quality Control Act provides
general authority to regulate any “activity” that causes
“the quality of any state waters to be in violation of any
applicable water quality standard.” CoLo. REv. STAT.
§ 25-8-205(1)(c) (2002). The Act also contains specific
regulatory authority empowering the state to protect
water quality through the adoption of control regulations,
analogous to NPDES permits, for discharges from the
“diversion, carriage, and exchange of water from or into
streams, lakes, reservoirs or conveyance structures, or
storage of water in or the release of water from lakes,
reservoirs, or conveyance structures.”” CoLo. REV. STAT.

* The Town of Crested Butte, Colo., prohibits “[aJll non-point and
point sources of pollutants caused by or associated with land use
activities in the Watershed District which will result in any measurable
increase in pollution over existing water quality.” Crested Butte, [Colo.],
4 145-10(B) (2003). See also Mt. Emmons Mining Co. v. Town of Crested
Butte, 690 P.2d 231 (Colo. 1984).

* Control regulations may, for example, “describe precautionary
measures, both mandatory and prohibitory, that must be taken by any
person . . . [who] could reasonably be expected to cause pollution of any
state waters ... or ... be in violation of any applicable water quality
standard.” CoLo. REV. Stat. § 25-8-205(1)(c) (2002).

29

§ 25-8-503(5) (2002). The state may also adopt control
regulations when necessary to assure compliance with
water quality standards and classifications and “to
protect present and future beneficial uses” of water.
CoLo. REv. STAT. § 25-8-202(7)(b\IIA) (2002).* This
statutory authority allows the state to control the dis-
charge of pollutants in situations analogous to Dubois v.
United States Dep’t of Agric., 102 F.3d 1273, 1277 (CA1
1996) (transfer of water containing pollutants into “rela-
tively pristine” pond), and N. Plains Res. Council v. Fid.
Exploration & Dev. Co., 325 F.3d 1155 (CA9 2003) (dis-
posal of wastewater from production of coal bed methane),
while simultaneously ensuring that water rights are not
impaired. CoLo. REv. Stat. § 25-8-104. Thus, state laws
can and do appropriately address any water quality
problems potentially associated with water conveyances,
while respecting water allocations. In contrast, court-
mandated NPDES permitting requirements would consti-
tute wholesale interference with transbasin deliveries of
water for beneficial use under state water law.

®

CONCLUSION

If water is the “life blood” of the West, then transbasin
diversions/deliveries are surely the “arteries” that sustain
the region’s cities, towns, agriculture and industry. Such

“ While conveyances are not subject to NPDES permitting,
Colorado statute prohibits the discharge of any pollutant into a ditch or
man-made conveyance for the purposes of evading NPDES permitting
requirements. COLO. REV. Stat. § 25-8-101(1) (2002). Thus, a discharger
could not evade permitting by discharging pollutants to a transbasin
water conveyance rather than a stream.

30

transbasin diversions are no less important in other parts
of the country, such as New York City and other eastern
metropolitan areas. The Eleventh Circuit decision in |
Miccosukee runs roughshod over the states’ management
of their water resources. In marked contrast, the states
are well suited to manage water quality impacts associ-
ated with transbasin diversions/deliveries under state law.

The decision must be reversed.

Respectfully submitted,

KEN SALAZAR, Attorney General*

ALAN J. GILBERT, Solicitor General

FELICITY HANNAY, Deputy
Attorney General

ANTHONY S. TRUMBLY, Senior
Assistant Attorney General

State of Colorado

1525 Sherman Street, 5th Floor

Denver, Colorado 80203

(303) 866-3557

(303) 866-3558 (fax)

*Counsel of Record for all Amici

PATRICIA A. MADRID,
Attorney General

GLENN R. SMITH, Deputy
Attorney General

STEPHEN R. FARRIS, Assistant
Attorney General

State of New Mexico

P.O. Drawer 1508

Santa Fe, New Mexico 87504

(505) 827-6010

(505) 827-4440 (fax)

(N

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385014_0612%3A25. Public record. Not legal advice.
