# Petition for Writ of Certiorari — Chao v. Mallard Bay Drilling, Inc.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 2002
- **Citation:** 534 U.S. 235

## Text

Supreme Court, U.S.

( \ FILED
~~”

O00 927 DEC - 6200

No. price OF JHE CLER¥
Jn the Supreme Court of the United States

ALEXIS M. HERMAN, SECRETARY OF LAROR,
PETITIONER

MALLARD BAY DRILLING, INC.

ON PETITION FOR A WRIT OF CERTIORARI
LOTHE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

PETITION FOR A WRIT OF CERTIORARI

SETH PP. WAXMAN
Solicitor General
HENRY L. SOLANO Counsel of Record

Solicitor of Lahon EDWIN S. KNEEDLER

ALLEN H. FULDMAN Deputy Soticitor Geneval

Associate Solicitor

MATHEW D. Ropenrs

NATHANIEL [. SPILLER Assistant to the Solicitor
Deputy Associate Solicitor General

kK | iN | BE \RD Lh prrntiite vtoft Justice
itorney Washington, D.C. 20520-0001
Lh parti vt ot Lahor (202) 14-221,

Washington, DC. 20210

ROSALIND A. KNAPP
Acting General Counsel

RADM JAMESS. CARMICHAEL
Chief Counsel
United States Coast Guard
Department of

Transportation

Washington, D.C. 20590

BEST AVAILABLE COPY

QUESTION PRESENTED

Whether the United States Coast Guard has “exer-
cise(d] statutory authority to prescribe or enforce
standards or regulations affecting occupational safety
or health” concerning the “working conditions of em-
ployees” (29 U.S.C. 653(b)(1)) on “uninspected vessels”
(46 U.S.C. 2101(43)) so as to displace application of the
Occupational Safety and Health Act of 1970, 29 U.S.C.
651 et seq.

(I)

TABLE OF CONTENTS

Page
Opinions below 1
Jurisdiction 1
Statutory provision involved 2
Statement 2
Reasons for granting the petition i)
Conclusion 22
Appendix A la
Appendix B Na
Pf -_ 20a
| Piscmnsensenmssneesnenes 22a
Pf 52a
RORY enna (i2a
RERTREES cece 66a
TABLE OF AUTHORITIES
Cases:
Association of Am. R.R. v. Department of Transp.,
SB FB GEB (D.C. Cit. 19B4) .....cccrccccrerssesecseserersossssssosessssosees 13
Baltmore & Ohio R.R. v. OSHRC, 548 F 2d 1052
GEA. Gap. SIGED cccnszenscscssvensnsnsnzsnscsnesassensscscinensesensncnnenens 11, 14,17
Clary v. Ocean Drilling & Exploration Co.:
429 F. Supp. 906 (W.D. Lia, 1977) ........ccccccccssssssesesssesssssesees 8
GOD F.2d 1120 (Gth Cir, 19D) ........ccccccscscecesseseressesssenseseenees 8,11
Columbia Gas of Pa., Inc. v. Marshall, 636 F 2d
TN 13, 18
Corning Glass Works v. Brennan, 417 U.S. 188
GEG cccnssscnssnsnssnssnsensensesssnvsnsnsmscsnssessssnsssnssessesnasnsenennanenssesees 15, 18
Donovan v. Red Star Marine Servs., Inc.,
739 F.2d 774 (2d Cir. 1984), cert. denied, 470
CTI 9, 10, 11, 13, 14, 17, 18
Donovan v. Teraco, Inc.:
535 F. Supp. 641 (E.D. Tex. 1982) ........cccccssseeeeerereensnenes x
Se a a re Ga. TED ccencsnesssszscncsncezszscssensccesscesessssens 8,11

(IIT)

IV

Cases—Continued: Page

Herman v. Tidewater Pac., Inc., 160 F 3d 1239

(9th Cir. 1998) ...... 9, 10, 11, 14, 19
Inspection of Norfolk Dredging Co., In re, 733 F 2d

1526 (11th Cir), cert. denied, 479 U.S. 888

(1I8G) .cccecees %, 10, 11, 12, 18, 14, 18
Martin v. OSHRC, 499 U.S. 144 (1991) once ccccccceceeeeenenee 16
PBR, Inc. v. Secretary of Labor, 643 F 2d 890

ET siieiniiniiineesii 13, 18
Southern Pac. Transp. Co. v. Usery, 589 F.2d 386

(Sth Cir. 1976), cert. denied, 434 U.S. 874 (1977) ............. 11,

13-14

Southern Ry. v. OSHRC, 539 F 2d 385 (4th Cird,
cert. denied, 429 U.S. 999 (1976)... 11, 13, 14, 17, 18

Statutes and regulations:

Occupational Safety and Health Act of 1970,

I cciiticissstrnnticinnciadiiiiiaiiidiabidaieiatis 2
OE hee 2,17
I ciaticisttieninitiiaciiniais 2, 7, 20
29 U.S.C. GEA 1) (8 SDI D)) ..ccccccccccescccersccsesscesesees passim
Oe 6
BP ie GED ccnccensseemsnsstenenenensneneies 2
Ua GD cen - 2

I cccstinnicsnsinsintiiiitnnrrtinmntnariiiaaiiiasaianrinsitaitaincies 7
o)) 4 aa 4
GER. Gee cee x
BGA. Ge EGE. exc 4
46 U.S.C, 2101 (1994 & Supp. TV 1908) ............cccccccecsseseeeceees 4
CO _ 19
46 U.S.C. 2101(48) _ 4
46 U.S.C. 3301 (1994 & Supp. TV 1998) . 4,19
46 U.S.C. 33016) «0.0.0.0... x
46 U.S.C. 3306 (1994 & Supp. TV 1998) 4
46 U.S.C, 4102 (1994 & Supp. TV 1998) 8, 18,19
46 U.S.C. 6101-6104 (1994 & Supp. IV 1998) 5

46 U.S.C. 6301-6308 (1994 & Supp. TV 1998) ...ccccccceee 5

Vv
Statutues and regulations—Continued: Page
46 U.S.C. 12102 (1994 & Supp. IV 1998) 19
49 U.S.C. 108(b) 4
29 C.F.R.:

Section 1910.120(q)(1) 6

Section 1910.120(q\6) 6

Section 1975.1(b) 3, 16

Section 1975.3(c) 3, 16
46 C.F.R. Ch. I 4

Pt. 4 5

Section 4.05-1(a)(6) 20
Pts. 24-26 4, 18, 19
ee GND nen -
Ge OND) ccna x
49 C.F.R. 1.46(b) 4
Miscellaneous:
116 Cong. Rec. 38,381 (1970) 14
48 Fed. Reg. 11,365 (1983) ammnununen 5
65 Fed. Reg. 50,017 (2000) 2
H.R. 843, 91st Cong., Ist Sess. (1969) 14
H.R. 4294, 91st Cong., Ist Sess. (1969) 14
H.R. 13373, 91st Cong., Ist Sess. (1969) 14
H.R. 16785, 91st Cong., Ist Sess. (1970) 14, 15
H.R. Conf. Rep. No. 1765, 91st Cong., 2d Sess.

(1970) 15
OSHA Instruction CPL 2-1.20(R) (Nov. 8, 1996)... 5
S. 2788, 91st Cong., Ist Sess. (1969) ' 14
S. 2193, 91st Cong., 2d Sess. (1970) 14, 15
S. Rep. No. 1282, 91st Cong., 2d Sess. (1970) 15
Staff of Senate Comm. on Labor and Public Welfare,

92d Cong., Ist Sess., Legislative History of the

Occupational Safety and Health Act of 1970

(Comm. Print 1971) 14, 15

In the Supreme Court of the United States

No.

ALEXIS M. HERMAN, SECRETARY OF LABOR,
PETITIONER

v.

MALLARD BAY DRILLING, INC.

ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

PETITION FOR A WRIT OF CERTIORARI

The Solicitor General, on behalf of the Secretary of
Labor, respectfully petitions for a writ of certiorari to
review the judgment of the United States Court of
Appeals for the Fifth Circuit in this case.

OPINIONS BELOW

The opinion of the court of appeals (App., infra, la-
7a) is reported at 212 F.3d 898. The decision of the
Occupational Safety and Health Review Commission
(App., infra, 8a-21a) is unreported.

JURISDICTION

The judgment of the court of appeals was entered on
June 2, 2000. A petition for rehearing was denied on
August 8, 2000 (App., infra, 66a-67a). On October 27,
2000, Justice Scalia extended the time within which to

(1)

2

file a petition for a writ of certiorari to and including
December 6, 2000. The jurisdiction of this Court is
invoked under 28 U.S.C. 1254(1).

STATUTORY PROVISION INVOLVED

Section 4(b)(1) of the Occupational Safety and Health
Act of 1970, 29 U.S.C. 653(b)(1), provides, in relevant

part:

Nothing in this [Act] shall apply to working
conditions of employees with respect to which other
Federal agencies * * * exercise statutory
authority to prescribe or enforce standards or
regulations affecting occupational safety or health.

STATEMENT

1. a. The Occupational Safety and Health Act of 1970
(OSH Act or Act), 29 U.S.C. 651 et seqg., was enacted “to
assure so far as possible every working man and woman
in the Nation safe and healthful working conditions.”
29 U.S.C. 651(b). Each employer covered by the Act
has a “general duty” to provide to “each of his em-
ployees employment and a place of employment which
are free from recognized hazards that are causing or
are likely to cause death or serious physical harm to his
employees.” 29 U.S.C. 654(a)(1). Each employer must
also comply with applicable occupational safety and
health standards promulgated by the Secretary of
Labor. 29 U.S.C. 654(a)(2). The Secretary has dele-
gated her authority under the OSH Act t~ the Assis-
tant Secretary for Occupational Safety and Health, who
heads the Occupational Safety and Health Admini-
stration (OSHA). See 65 Fed. Reg. 50,017 (20009.

The OSH Act applies to “employment performed in a
workplace in a State,” as well as in specified territories
and “Outer Continental Shelf lands.” 29 U.S.C. 653(a).

3

When the Act was passed, certain federal agencies
already had statutory authority to regulate the occupa-
tional safety and health of employees in particular
fields, such as transportation and mining. To avoid
duplication of effort, Congress provided in Section
4(b)(1) of the Act that “[nJothing in this [Act] shall
apply to working conditions of employees with respect
to which other Federal agencies * * * exercise
statutory authority to prescribe or enforce standards or
regulations affecting occupational safety or health.”
29 U.S.C. 653(b)(1).
OSHA regulations explain that:

Section 4(b)(1) of the Act provides that the statute
shall be inapplicable to working conditions to the
extent they are subject to another Federal agency’s
exercise of different statutory authority affecting
the occupational safety and health aspects of those
conditions. Therefore, a person may be considered
an employer covered by the Act, and yet standards
issued under the Act respecting certain working
conditions would not be applicable to the extent
those conditions were subject to another agency’s
authority.

29 C.F.R. 1975.1(b). The regulations further explain
that “Congress did not intend to grant any general
exemptions under the Act; its sole purpose was to avoid
duplication of effort by Federal agencies in establishing
a national policy of occupational safety and health
protection.” 29 C.F.R. 1975.3(c).

b. The United States Coast Guard “administer|s]
laws and promulgate|s] and enforce[s] regulations for
the promotion of safety of life and property on and
under the high seas and waters subject to the juris-
diction of the United States covering all matters not

d

specifically delegated by law to some other executive
department.” 14 U.S.C. 2. The extent of the Coast
Guard’s statutory authority over a vessel depends in
large part on whether the vessel is “inspected” or
“uninspected.” See generally 46 U.S.C. 2101 et seq.,
Subtit. II (vessels and seamen). “Inspected” vessels,
listed in 46 U.S.C. 3301 (1994 & Supp. IV 1998), include,
for example, freight vessels, passenger vessels, sea-
going motor vessels, tank vessels and certain types of
barges. See also 46 U.S.C. 2101 (1994 & Supp. IV 1998)
(definitions of different vessel types). “Uninspected
vessels” are vessels not subject to inspection under Sec-
tion 3301 that are not recreational vessels. 46 U.S.C.
2101(43).

“(To secure the safety of individuals and property on
board” inspected vessels, the Secretary of Transporta-
tion has comprehensive rulemaking authority over
those vessels, including their design, construction, al-
teration, repair, and operation. 46 U.S.C. 3306 (1994 &
Supp. IV 1998). The Coast Guard has exercised that
authority on behalf of the Secretary by issuing com-
prehensive regulations. See generally 46 C.F.R. Ch. I;
49 U.S.C. 108(b) (Commandant of Coast Guard shall ex-
ercise powers delegated by Secretary of Transporta-
tion); 49 C.F.R. 1.46(b) (delegating authority to the
Commandant). In contrast to its broad authority over
inspected vessels, the Coast Guard’s statutory author-
ity to issue regulations for uninspected vessels is
limited to specific topics, including fire extinguishers,
life preservers, flame arrestors or backfire traps, ven-
tilation, and emergency locating equipment. 46 U.S.C.
4102 (1994 & Supp. IV 1998). Coast Guard regulations
therefore cover only a limited range of health and
safety hazards on only certain uninspected vessels. See
46 C.F.R. Pts. 24-26. The Coast Guard has not

»)

regulated hazards related to oil drilling operations on
uninspected vessels.

In light of those statutory and regulatory provisions,
OSHA and the Coast Guard have entered into a memo-
randum of understanding (MOU) that clarifies the
division of authority over working conditions on ves-
sels. 48 Fed. Reg. 11,365 (1983) (reprinted in App.,
infra, 62a-65a). The MOU explains that the Coast
Guard generally has exclusive authority over the
working conditions of seamen aboard inspected vessels.
App., infra, 68a. The MOU specifically states that it
does not apply to uninspected vessels. /d. at 62a.
OSHA generally exercises authority over such vessels
unless a Coast Guard regulation applies to the specific
working condition at issue. See OSHA Instruction CPL
2-1.20(R) at 14 (Nov. 8, 1996). 4

2. a. Respondent Mallard Bay Drilling, Inc., conducts
oil and gas drilling operations. App., infra, 10a. On
June 16, 1997, four of respondent’s employees were
killed and two others seriously injured in an explosion
on a drilling barge located on Little Bayou Pigeon, a
navigable waterway within the State of Louisiana. /d.
at 2a. The drilling barge was classified by the Coast
Guard as an uninspected vessel. /d. at 6a, 27a. Near
the end of the drilling operation, the well blew out. /d.
at lla. The off-duty crew evacuated, but the on-duty
crew stayed aboard in an unsuccessful attempt to
regain control of the well. /d. at 23a. Thirty to forty
minutes later, the explosion occurred. /d. at 32a.

' The Coast Guard is also authorized to require reporting and
to conduct investigations of marine casualties involving beth
inspected and uninspected vessels. 46 U.S.C. 6101-6104, 6501-6508
(1994 & Supp. IV 1998). The Coast Guard has exercised that
authority. See 46 C.F.R. Pt. 4.

6

The Coast Guard conducted a marine casualty inves-
tigation of the incident. See note 1, supra. The Coast
Guard determined that explosive concentrations of
natural gas had spread throughout the barge as a result
of the blowout. App., iufra, 32a. It found that the
explosion most likely originated in the pump room,
where a motor was operating that could have produced
sparks to ignite the natural gas. /d. at 34a-35a. The
Coast Guard concluded that respondent had not issued
any specific directions regarding blowout control; that
respondent's supervisors had not followed respondent's
existing emergency procedures; and that they had not
recognized the hazard of explosive gas accumulations
on the rig and had not ordered the evacuation of on-
duty personnel. /d. at 48a-50a. Because the Coast
Guard lacked regulations governing those matters, it
took no enforcement action and referred the matter to
OSHA. /d. at 12a, 24a-25a.

Based on the report and other information from the
Coast Guard, OSHA cited respondent for three viola-
tions of the OSH Act. App., infra, 2a. OSHA alleged
that respondent had violated the Act’s general duty
clause, 29 U.S.C. 654(a), by failing to evacuate @mploy-
ees in a timely manner after the well blowout. App.,
infra, 9a. OSHA also alleged that respondent had vio-
lated particular OSHA standards by failing to develop
and to implement an emergency response plan, as
required by 29 C.F.R. 1910.120(q)(1), and by failing to
train employees in emergency response, as required by
29 C.F.R. 1910.120(q)6). App., dafra, 9a.

b. Respondent did not contest the merits of the
citation but argued before the Occupational Safety and
Health Review Commission (Commission) that respon-
dent was not subject to the OSH Act for two reasons.
First, respondent contended that the drilling barge was

7

not a “workplace in a State” under 29 U.S.C. 653(a);
and, second, respondent argued that the Coast Guard
regulatory scheme rendered the OSH Act inapplicable
under 29 U.S.C. 653(b)1). App., infra, 2a.

4 1e administrative law judge (ALJ) affirmed the
citation. App., infra, 8a-19a. The ALJ held that the
barge was a “workplace in a State” because it was
located within the territorial boundaries of Louisiana.
Id. at 12a-13a. With respect to preemption of OSHA
authority under 29 U.S.C. 653(b)(1), the ALJ held that
OSHA jurisdiction is preempted only as to those work-
ing conditions actually covered by another agency's
regulations. App., infra, l4a-15a. Because respondent
made no showing that any Coast Guard regulations
address evacuation and emergency response to hazard-
ous substance releases on uninspected vessels, id. at
15a, 16a, the ALJ concluded that the Coast Guard had
not exercised authority to regulate the working con-
ditions at issue and that OSHA jurisdiction was there-
fore not preempted under 29 U.S.C. 653(b)(1). App.,
infra, 18a. The Commission declined review, and the
ALJ decision became final agency action. /d. at 20a-2la
(citing 29 U.S.C. 661(j)).

ce. Respondent sought review of the Commission's
decision in the United States Court of Appeals for the
Fifth Circuit, which reversed. App., infra, la-7a. The
court of appeals held that OSHA lacks authority to
regulate the working conditions of respondent's em-
ployees under 29 U.S.C. 653(b)(1), App., infra, 3a, Ta,
and therefore the court declined to address respon-
dent’s contention that the barge was not a “workplace
in a State” within the meaning of 29 U.S.C. 653(a), App..
infra, Ta.

The court noted that, under Fifth Circuit precedent,
“OSHA regulations do not apply to working conditions

s

of seamen on vessels in navigation” because “the Coast
Guard has exclusive authority over the working condi-
tions of seamen.” App., iufra, 3a-4a (citing Donovan v.
Tevaco Inc., 720 F.2d 825, 826 (5th Cir. 1983), and Clary
v. Ocean Drilling & Exploration Co., 609 F.2d 1120,
1121 (5th Cir. 1980)). The court rejected OSHA’s con-
tention that those cases were distinguishable because
they involved inspected, rather than uninspected, ves-
sels. App., infra, 4a-6a. The court found “no indication
from Clary that the barge in that case was inspected,”
and the court emphasized that “the broad language of
Clary does not turn on any such distinction.” /d. at 5a©
The court noted that the Coast Cuard is expressly
authorized by 46 U.S.C. 4102 (1994 & Supp. IV 1998) to
issue certain safety regulations for uninspected vessels
and that the Coast Guard has exercised that authority.
App., infra, 5a-6a (citing 46 C.F.R. 25.01 et seq. and 46
C.F.R. 26.01 et seq.). The court of appeals therefore
reaffirmed its conclusion in Texaco that “the Coast
Guard’s comprehensive regulation and supervision of
seamen’s working conditions [creates] an industry-wide
exemption [from OSHA] for seamen serving on vessels
operating on navigable waters.” /d. at 6a (quoting
Texaco, 720 F.2d at 826)."

= In fact, the vessel in Clary was a mobile offshore drilling unit
operating on the outer continental shelf. Clary v. Ocean Drilling
& Exploration Co., 429 F. Supp. 905, 906 (W.D. La. 1977), aff'd, 609
F.2d 1120, 1122 (Sth Cir. 1980). As such, it was a “seagoing
barge(]"” subject to inspection under 46 U.S.C. 395 (1976), the
predecessor to 46 U.S.C. 3501(6).

* Texaco also involved a vessel (an oil tanker) subject to Coast
Guard inspection. See Donovan v. Texaco, Inc., 535 F. Supp. 641,
(42 (E.D. Tex. 1982), aff'd, 720 F.2d 825 (Sth Cir. 1983).

9)

REASONS FOR GRANTING THE PETITION

The decision of the court of appeals that the
Occupational Safety and Health Act does not apply to
the working conditions of seamen aboard uninspected
vessels squarely conflicts with the holdings of three
other courts of appeals. More generally, the decision
departs from the well-established consensus of other
courts of appeals that Section 4(b)(1) of the OSH Act, 29
U.S.C. 653(b)(1), does not confer an industry-wide ex-
ception to the Act’s coverage based on limited regula-
tion of employees in that industry by another agency.
The court of appeals’ erroneous interpretation of Sec-
tion 4(b)(1) is inconsistent with its text, the history
surrounding its enactment, its long-standing interpreta-
tion by the Secretary, and the purpose of the OSH Act.
Finally, the decision leaves thousands of crew members
on uninspected vessels within the jurisdiction of the
Fifth Circuit without protection from serious health
and safety hazards. This Court’s review is therefore
warranted.

1. In holding that the OSH Act does not apply to the
working conditions of employees on uninspected
vessels, the Fifth Circuit has created a conflict with the
decisions of the three other courts of appeals that have
addressed the same question. The Second, Ninth, and
Eleventh Circuits have each upheld OSHA regulation
of working conditions on uninspected vessels. See
Herman v. Tidewater Pac., Inc., 160 F.3d 1239, 1244-
1245 (9th Cir. 1998); In re Inspection of Norfolk Dredg-
ing Co., 783 F.2d 1526, 1531 (11th Cir.), cert. denied, 479
U.S. 883 (1986); Donovan v- Red Star Marine Serrs.,
Inc., 739 F.2d 774, 780 (2d Cir. 1984), cert. denied, 470
U.S. 1003 (1985).

In Red Star, the Second Circuit held that OSHA
could regulate noise aboard an uninspected vessel
because the noise was a working condition that was not
regulated by the Coast Guard. 739 F.2d at 778-780.
The court explained that “the Coast Guard's regulation
of uninspected vessels is limited to only a few areas,”
and it is therefore not “exercising jurisdiction sufficient
to regulate comprehensively the working conditions of
employees aboard uninspected vessels.” /d. at 780.
“Since the Coast Guard is not exercising statutory
authority within the meaning of section 4(b)(1) of the
OSH Act,” the court held, “OSHA may regulate noise
hazards aboard uninspected vessels.” Jbid. Similarly,
in Norfolk Dredging, the Eleventh Circuit held that
“the Coast Guard’s regulation of safety aboard unin-
spected vessels is so circumscribed that it does not
preempt OSHA’s jurisdiction over crane safety aboard
uninspected vessels.” 783 F.2d at 1531. The court
explained that, under Section 4(b)(1), OSHA jurisdic-
tion is displaced only when another agency “either
promulgate|s] regulations governing the working
condition at issue, or articulate[s] a policy that the
condition not be regulated.” Jd. at 1530. Finally, in
Tidewater Pacific, the Ninth Circuit “agree{d] with the
Secretary, the Commission, and the Second and Elev-
enth Circuits that the Coast Guard regulation of unin-
spected vessels does not preempt [OSHA] jurisdiction”
(160 F.3d at 1245) in a case in which the “Coast Guard
has not issued specific regulations governing the
subjects of the [OSH Act] citation” (id. at 1243).

Those decisions are applications of the more general
understanding that Section 4(b)(1) does not authorize
exemptions of entire industries from OSH Aci coverage
based on limited regulation by another agency. That
view is shared not only by the Courts of Appeals for the

ll

Second, Ninth, and Eleventh Circuits but also by the
Courts of Appeals for the District of Columbia and
Fourth Circuits. See Tidewater Pac., 160 F.3d at 1245;
Norfolk Dredging, 783 F.2d at 1531; Red Star, 739 F.2d
at 778; Baltimore & Ohio R.R. v. OSHRC, 548 F.2d
1052, 1053-1054 (D.C. Cir. 1976) (per curiam); Southern
Ry. v. OSHRC, 539 F.2d 335, 338 (4th Cir.), cert.
denied, 429 U.S. 999 (1976). As the Second Circuit has
explained, those “decisions teach that section 4(b)(1)
was not intended to create industry-wide exemptions
based on isolated or narrow exercises of statutory
authority.” Red Star, 739 F.2d at 778."

Fifteen years ago, the government opposed this
Court’s review in Red Star and Norfolk Dredging be-
cause there was not then a square conflict in the circuits
regarding OSHA jurisdiction over uninspected vessels.
See 86-28 Br. in Opp. at 10-11, 13 in Norfolk Dredging
Co. v. Secretary of Labor, supra; 84-590 Br. in Opp. at
10-11 in Red Star Marine Servs., Inc. v. Donovan,
supra. At that time, the Fifth Circuit had already
decided Clary v. Ocean Drilling & Exploration Co., 609
F.2d 1120 (1980), and Donovan v. Texaco Inc., 720 F.2d
825, 826 (1983), on which the court of appeals relied in
this case. The Second and Eleventh Gircuits had, how-
ever, found that the facts of those cases were Jo
MARINE CASUALTY NARRATIVE SUPPLEMENT (2) Johnny Chaddick

Other Personnel on Rig

MCNS 06J AN98 (1) Dillon Trahan
(2) Daryl Prejean

CASE/MC97008193 (3) Paul Stanridge

PORT/ MORMS (4) Gilbert Martin

SUBJECT/MALLARD RIG 52
DATE/ 17JUN 97

TABLE OF CONTENTS:

Executive Summary

(5) Aaron Strain
(6) Joe Travino

Issues
(1) Evacuation Orders
(2) Training & Qualifications

Authority (3) BlowOut Preventors
Scope (4) TIW Values
Preamble (5) Gas Detection
Equipment (6) Natural Gas Properties a
(1) Well Other drilling rig accidents i
(2) Mallard Rig 52 Description Conclusions (1-9)
" Recommendation
- , , — List of Enclosures
(2) Evacuation —_ COMMENTS —

(3) Well Kill Attempt
(4) Explosion

EXECUTIVE SUMMARY: On June 16, 1997, the Mal-

Explosiion Damage lard Rig 52 was in the final stages of completing an oil &
Ignition Source natural gas well in the Atchafalaya Basin, St. Martin
Deaths Parish, Louisiana. During the completion operation,

(1) Yancey Duhon

(2) Clifford Trahan
(3) Francison Nunez
(4) Mike McCarthy

the well kicked, and control of the well was lost. The
installed well shutdown system then failed. The off
duty crew of the rig was evacuated to an standby tug,
and the on duty crew stayed in the rig to attempt well
kill operations. Approximately 35 min. after loosing
control of the well, a natural gas explosion swept

24a

through the rig. The explosion resulted in the deaths of
four rig workers on the second deck of the rig, and the
injury of one rig worker on an adjacent work boat. A
second rig worker was injured while evacuating from
the rig after the explosion. As a result of the explosion
and accompanying fire, the rig was declared a total con-
structive loss.

AUTHORITY: This investigation has been conducted
under the Authority of 46 C.F.R. Part 4 as derived from
authority contained in 46 U S.C. 6301. This particular
incident meets the definition of a Marine Casualty or
Accident from 46 C.F.R. 4.03-1 in that the MALLARD
RIG 52 was a vessel in commercial service operating
upon the Navigable Waters of the United States. Fur-
thermore, this Marine Casualty meets three of the five
conditions for designation as a Serious Marine Incident
in 46 C.F.R. 4.03-2 in that; One or more deaths did oc-
cur; multiple injuries requiring medical attention did
occur; damage to property was in excess of $100,000.00.
This Marine Casualty also meets the definition of a Ma-
_jor Marine Casualty contained in COMDTINST
16000.10, Coast Guard Marine Safety Manual Vol. V,
Investigations, Chapter 3 in that property damage was
initially estimated at more than $500,000.00.

SCOPE: Coast Guard D8m decided to limit the scope of
the investigation to purely vessel issues. This investi-
gation does not examine the production related equip-
ment including the drill string, its attachments or sub-
surface equipment based on the scope as directed by
D8m. The Coast Guard does not regulate mineral
drilling operations in state waters, and does not have
the expertise to adequately analyze all issues relating
to the failure of an oil/natural gas well. This report acts

25a

to record the explosion and its resulting damage, and
the issues of hazard recognition, written procedures,
engineering, and overall crew competency.

PREAMBLE: On 16 June, 1997, the MALLARD RIG 52
was operating on location in Bayou Pigeon, Lake Chicot
Oil and Gas Field, on an oil and natural gas well owned
by Denbury Management, Inc. The rig had finished
drilling Denbury’s well at that location approximately
two weeks prior, and was in the final stages of the well
completion operation. The operation being performed,
called “reversing out”, was the circulation and dis-
placement of heavy drilling mud (17.5 lb./gal) from the
well bore (annulus). This was done by pumping a
calcium chloride solution into the well annulus which
displaced drilling mud from well through a five (5) inch
drill pipe tool string. The mud was then deposited in a
shale shaker on the rig and pumped to a open hopper
(shale) barge moored along side of the rig. The term
reversing out is used because normally, fluids are
pumped through the tool string to accommodate 24
hour operations on the rig. The night crew was up and
working. The day crew was in the crew quarters
sleeping.

EQUIPMENT:
(1) WELL EQUIPMENT IN USE:

a. Outside preventors: The annular blow out pre-
ventor stack (BOP) consisted of: (from top down) (See
PHOTO # 1 & 2)

1) Annular preventor (hydrill rubber)
2) 5" Pipe ram

3) Blind Ram

4) 5" pipe Ram

b. The tool string (inside preventor) consisted of two
(2) Texas Iron Works (TIW) in line ball valves. TIW
valves are designed and marketed as a fail safe high
pressure emergency shut down in-line valve. The ad-
vantage to a TIW valve is that it has a diameter similar
to that of the tool string to which it is attached, allow-
ing it to be lowered into the well with the tool string.

(2) MALLARD RIG 52 DESCRIPTION: The MAL-
LARD RIG 52 is a 190' X 50' X 12" posted drilling barge
with three separate deck levels, see PHOTO #3, and encl
(5). At the lowest deck, the barge deck, there is very
little equipment other than hose racks and portable
pump storage. The barge deck is completely open on all
sides with no enclosures (PHOTO #4). The stern of the
barge has a “key” slot to allow the barge to position the
stern mounted derrick directly over a well. This deck is
designed to allow it to be completely submerged while
on location when the water depth exceeds the draft of
the barge.

27a

The second deck is approximately 85% enclosed with
steel bulkheads, it accommodates Generators, mud
tanks, mixing vats, mud pumps, parts storage space,
and the electrical SCR (silicone control rectifier) Con-
trol Room (PHOTO #5).

The upper deck consists of a large, completely enclosed
house (forward) which was the living quarters with a
helo deck on top. A pipe rack is located amidships. The
stern is the raised rig floor supporting the derrick and
rotary table.

The rig was built in 1981. The construction plans were
reviewed prior to construction by the American Bureau
of Shipping (ABS), however, it cannot be verified if
ABS actually oversaw the construction of this vessel.
Since initial construction, the rig has neither been
classed or re-inspected by ABS.

The rig holds a Coast Guard issued Certificate of
Documentation bearing the Vessel Name Mr. Beldon,
Official Number #644167, homeported in New Orleans,
LA. Gross Tonnage - 1482, net tonnage - 1482. It has
never been inspected by the Coast Guard and is not re-
quired to hold a Certificate of Inspection or be in-
spected by the Coast Guard.

There is no record that the rig has been classed or in-
spected by any regulatory agency or recognized society
during initial construction or at any time since. There
was no requirement for any of the personnel working
on the MALLARD RIG 52 to hold any kind of Coast
Guard issued license or Merchant Mariners Document.

INCIDENT:

(1) BLOWOUT: Extending through the well bore, as
well as through the rams and preventors, was a five (5)
inch drill pipe tool string through which mud was being
circulated from the well. At the head of the drill pipe
tool string, were two TIW valves spaced approximately
30 feet apart. The valves were installed to allow the
drill pipe tool string to be shut off at the surface.
Above the TIW valves, a swivel terminated the tool
string. Above the swivel was the hook and traveling
block of the rig derrick which was used to raise and
lower the drill pipe tool string. A high pressure flexible
hose led from the swivel to the shale shakers through
which the mud traveled after being displaced from the
well.

At approximately 21:15, Mr. Paul Standridge, floor
Hand working at the shale shakers noticed a sudden
increase in mud flow from the well and a slight amount
of natural gas in the mud flow. He immediately re-
ported this, over the rig’s intercom system, to Mr.
Daryl Prejean, the driller onboard the rig. Shortly
thereafter, Mr. Prejean noticed a stream of mud leaking
from the swivel, he also noticed a sharp increase in
pump pressure, from approximately 900 PSI to 1700
PSI. At that time, the rig supervisor (Tool Pusher), Mr.
Dillon Trahan, and the representative of Denburry
Management, Mr. Johnny Chaddick ran from the tool
pusher office in the crew quarters to the rig floor. Mr.
Trahan shut the pipe rams, and Mr. Mike McCarthy,
mud engineer for Batron, ordered the shutdown of the
mud pumps.

29a

Mr. Kar] Primeaux was in the tool pushers office when
the initial upset occurred. After Mr. Trahan and Mr.
Chaddick left the office for the rig floor, Mr. Primeaux,
upon his own initiative, rousted out the day crew and
directed them to prepare for immediate evacuation to a
tug boat tied to the rig. When Mr. Trahan came back to
the tool pushers office after leaving the rig floor, he saw
the day crew departing for the tug boat and mentally
accounted for all evacuated personnel.

When the well was ordered shut in, Mr. Prejean turned

off the mud pump, and with the assistance of Mr. Dillon
Trahan, Tool Pusher, and person in charge-of-rig, at-
tempted to close the lower of the two TIW valves
(PHOTO #6). The valve was located approximately 10
ft. above the rig floor and was only accessible by ladder.
In order to close the TIW valve, a removable wrench
handle approximately 24" in length was inserted into
the side of the valve (PHOTO #7). When the first at-
tempt to close the valve was unsuccessful, Mr. Dillon
Trahan lowered the traveling block and brought the
TIW valve down to a height of approximately four feet
from the rig floor. The TIW wrench was once again
placed in the valve and a “cheater” bar (used to gain
additional leverage), approximately .10 feet in length,
was placed on the wrench handle (PHOTO #8). 6-7 rig
personnel then attempted, unsuccessfully, to close the
valves. They did succeed in bending the wrench handle.

At that time it was decided that it was impractical to
lower the tool string any further to gain access to the
upper TIW valve. A short while later the pressure in
the well finished blowing out the remaining drilling
mud, and the calcium chloride solution used to displace

30a

the mud, along with natural gas started blowing from
the well in the form of a finely atomized white mist.

Mr. Chaddick, in the mean time, went back to the Tool
Pushers office and made a telephone call to Mr. Carry
Redman, the Project Engineer for Denburry Manage-
ment. According to Mr. Chaddick, Mr. Redman recom-
mended that mud be pumped back into the well in a
well kill attempt, but if the danger was too great,
evacuate the rig.

When it became apparent that the well could not be
shut in by the TIW valves, Mr. Dillon Trahan ordered
the rig floor cleared and the crew assembled in quar-
ters. He then proceeded to his office in the crews quar-
ters. The remainder of the rig personnel assembled in
the changing room adjacent to the Tool Pushers Office.

Mr. Trahan then had a telephone conversation with Mr.
Leroy Broussard of Mallard Drilling. Mr. Broussard
recommended that Mr. Trahan take any actions he
deemed necessary, and use his own judgment in any
decision to evacuate the rig. Mr. Trahan then went
back to the rig floor and turned the pump back on to
continue pumping calcium chloride into the well. The
pump remained on throughout the remainder of the
evolution. Mr. Trahan then returned to the tool pusher
office.

(2) EVACUATION OF NON ESSENTIAL PERSON-
NEL: As stated earlier, when it became evident that a
blowout had occurred, Mr. Karl Primeaux took it upon
himself to evacuate nonessential personnel from the rig.
Personnel were awakened from their quarters and

3la

evacuated to a tug boat which was standing by at the
rig. The following personnel were evacuated:

Sean Savage
Shane Redwing
Brian Miller

Karl Primeaux
Shane Vincent
Nicholas Jimenez
John Griffin
Leslie Rainer
Robert Davis
Clint Sonnier

(3) WELL KILL ATTEMPT: After a short consulta-
tion with the company man, Mr. Trahan ordered the
crew to rig portable pumps and hoses to pump mud
from the adjacent shale barge to the rigs slugging pit on
the second deck. Then pump the mud from the pit into
the well in a dynamic kill attempt. Mr. Trahan then
went to the second deck to assist in rigging pumps.
Once a portable pump was running, he went into the
generator room and closed the door on the aft bulkhead
(PHOTO #9). He then proceeded to the tool pushers
office to cleanup. Mr. Chaddick also went to the second
deck and checked on the progress of the pumps, once he
saw that one was running, he went to the rig floor and
to the shale shakers to see if personnel were still in
those locations. He then went back to the tool pusher
office to make another telephone call.

The theory behind a dynamic kill attempt is to fill the
entire well annulus, and tool string, with a heavy
weight drilling mud. The hydraulic pressure of column
of mud in the well will overcome the gas or fluid pres-

32a

sure present in the well formation and stop the flow.
Large quantities of mud under very high pressure must
be pumped into the well to achieve this hydraulic
pressure overbalance. In order to calculate the weight
of mud needed and the pumping pressure necessary,
the Tool Pusher called the MISS DEE DEE (crew boat)
and requested that the mud engineer, Mr. McCarthy,
who had already been evacuated, return to the rig.

All of the mud pits on the second deck had previously
been cleaned and contained no mud. The slugging pit
had a piping configuration which allowed mud to be
pumped from the pit directly into the well annulus.
Large quantities of mud were needed and available in

the shale barge adjacent to the rig.

Personnel were attempting to rig portable pumps and
hoses to pump mud from the barge into the slugging
pit. In order to rig the necessary pumps, hoses, and air
lines (to power the pumps); personnel were moving be-
tween the barge deck level and the second deck level.
After successfully starting the operation of one por-
table pump, personnel were dispatched from the second
deck to the shale barge to tend the suction line. Addi-
tional personnel started rigging a second pump (PHOTO
#10). This is the operation which was in progress when
the explosion occurred.

(4) EXPLOSION: At approximately 21:45, a natural
gas explosion occurred. Natural gas from the leaking
well, over a time period of approximately 30-40 min.
spread in explosive concentrations throughout the rig.
The explosion most likely originated in the aft portion
of the second deck. From there, the explosion quickly

spread, either in a series of secondary explosions, or in
one continuous explosion, to other portions of the rig.

EXPLOSION DAMAGE: As a result of the explosion(s),
the forward bulkhead of the generator room was
displaced forward (PHOTO #11), and the aft bulkhead of
the generator room was displaced aft (PHOTO #12 &
13). A hatch plate in the generator room overhead was
propelled upward and clear of the rig. It was not
located during the investigation (PHOTO #14). Just
forward of the generator room, was the pump room.
The starboard mud pump showed evidence of an inter-
nal explosion. A steel access plate to the motor was
violently pushed out and deformed (PHOTO #15 & 16), a
shaft guard on the port side of the pump was misaligned
(PHOTO #17), and there were cracks in the welds
holding the guard in place (PHOTO #18). From the
pump room forward, for a distance of approximately 73
feet, the bulkheads were 1/2 height from the deck to a
height of approximately four (4) feet (PHOTO #5). The
upper portion was open and allowed air circulation. In
this area, the lower portion of the starboard bulkhead
was buckled outward, but was intact (PHOTO #19). The
major force of the explosion in this area appears to have
diffused through the open, upper half of the bulkhead.
Two persons working in the vicinity of the mud tanks
and pits in this area were propelled forward to the bow
of the rig by the force of the explosion. Forward of
that, the bulkheads enclose, forward, port & starboard,
the remainder of the second deck. The majority of the
damage from the explosion is contained to this area. In
this area the deck was displaced downward
approximately 2-4" (PHOTO #20-24). The overhead was
displaced upward up to 8" (PHOTO #25 & 26). The

a

34a

entire forward and port bulkheads, as well as the
majority of the starboard bulkhead were opened out-
ward (PHOTO #27-33). In this enclosed area, there was

also major damage to equipment.

IGNITION SOURCE: From the explosion damage
noted above, and interviews with Mallard Electricians,
Mr. Jerry L. Dennis of U.S. Treasury Department,
Bureau of Alcohol, Tobacco & Firearms. The most
likely area of the source of ignition on the MALLARD
RIG 52 was the pump room. This report does not con-
clusively identify the actual sour:e of ignition.

According to Mr. Dennis, after examining photographs
of the rig and the rig plans, the explosion most likely
originated in the pump room. This is evidenced by the
outward displacement of the aft bulkhead of the gen-
erator room (PHOTO #12 & 13), which was located just
aft the pump room; by the outward displacement of the
starboard bulkhead in the pump room and in the vicin-
ity of the mud pits (PHOTO #19). Perhaps the most
compelling reason to suspect that the explosion occur-
red in the pump room was the locations of the bodies of
Mr. Duhon and Trahan who were both propelled
forward along the second deck. In order for that to
have occurred, the explosion must have originated aft
of their last known location, the mud pits.

The damage to the wire mesh screening along the for-
ward bulkhead of the generator room is believed to
have occurred from a negative pressure vacuum fol-
lowing the initial explosion (PHOTO #11). This vacuum
would also account for the door to the SCR Room which
was found in the generator room (PHOTOS #34 & 35).
The amount of damage in the generator room and SCR

35a

Room does not support the explosion initiating in these

Mr. Bobby Jordan, in his interview, stated that the mud
pumps in the pump room were powered by electrical
traction motors. These motors produced sparks while
operating. The starboard mud pump was operating at
the time of the explosion pumping calcium chloride so-
lution into the well annulus. This was verified by Mr.
Dillon Trahan. As stated earlier, the starboard mud
pump shows evidence of an internal explosion in that an
electrical access plate on the motor housing was dam-
aged. The plate was both concaved and pushed out-
ward. Two bolt holes at the top of the plate were elon-
gated and torn where they were pushed loose from
their retaining bolts. The bottom two retaining bolts on
the plate held the bottom edge of the plate in place
(PHOTOS #15 & 16). This starboard pump most likely
the source of ignition for the larger explosion(s) which
occurred on the MALLARD RIG 52.

DEATHS: There were four (4) deaths as a direct re-
sult of this explosion.

When the explosion swept forward on the 2nd deck,
both Yancy Duhon and Clifford Trahan were reportedly
in the vicinity of the mud pits. This was just aft of the
location of the worst damage on the rig. Both were
propelled forward along the second deck and through
the now opened forward bulkhead (PHOTO #27) which
had been ripped outward, and clear of the rig.

Mr. Frank Nunez was in charge of the Crew Boat MISS
DEE DEE which was assigned to the rig. After the tug
had left the rig, he was sent, in the crew boat, back to

ee

36a

the tug, to retrieve Mr. Mike McCarthy to assist in the
well kill operation. Mr. Nunez and Mr. McCarthy were
last seen standing on the bow of the second deck. Dur-
ing the explosion, the forward bulkhead of the second
deck was blasted outward and across the location where
they stood (PHOTO #27).

(1) YANCY DUHON: The body of Mr. Yancy Duhon
was located directly forward of the bow of the rig rest-
ing on the bank, a distance of approximately 100 ft. Ac-
cordingly to Officers with the St. Martin Parish Sheriff
Office who located the body, there was apparent dam-
age to trees approximately 10 feet upon the area where
Mr. Duhan was found, indicating that he struck the
trees before coming to rest on the ground.

An autopsy was conducted on the body of Yancy Duhon
by the St Martin Parish, Louisiana coroner, Dr. Kim
Edward LeBlanc, MD. In the Coroner’s report, the
cause of death is listed as ACCIDENTAL, with a final
diagnosis of: “Fata! intracranial open basilar skull frac-
ture.”

Post Mortem drug testing of Mr. Duhon was negative.
Post-Mortem blood alcohol testing of Mr. Duhon indi-
cated a Ethyl Alcohol BAC of 0.02% W/V. A notation
on the a Laboratory report on Mr. Nunez from
Acadiana medical Laboratories, LTD, the same
laboratory which performed Post-Mortem alcohol
testing on Mr. Duhon indicated that a similar level of
Ethyl Alcohol may be present as the result of Post-
Mortem Decomposition.

37a

(2) CLIFFORD TRAHAN: The body-of Mr. Clifford
Trahan was located directly forward of the bow of the
rig, in the water.

An autopsy was conducted on the body of Clifford Tra-
han by the St. Martin Parish, Louisiana coroner, Dr
Kim Edward LeBlanc, MD. In the Coroner’s report,
the cause of death is listed as ACCIDENTAL, with a fi-
nal diagnosis of: “Fatal intrathoracic rupture of heart
and intra abdominal rupture of abdominal aorta.”

Post Mortem drug and alcohol samples were taken
during the autopsy performed on Mr. Trahan. The re-
sults of those tests are not yet available.

(3) FRANCISCO NUNEZ: The body of Mr. Francisco
Nunez was located in the water on the starboard side,
amidships, of the rig by a body drag.

An autopsy was conducted on the body of Francisco
Nunez by the St. Martin Parish, Louisiana coroner, Dr.
Kim Edward LeBlanc, MD. In the Coroner’s report,
the cause of death is listed as ACCIDENTAL, with a fi-
nal diagnosis of: “Fatal intracrainal open basilar skull
fracture and intrathoracic laceration of ascending aorta
and avulsion of left lung and hemothorax and
intraabdominal liver/spleen/kidney rupture.”

Post Mortem drug testing of Mr. Nunez was negative.
Post Mortem blood alcohol testing of Mr. Nunez indi-
cated a Ethyl Alcohol BAC of 0.01% W/V. A notation
on the a Laboratory report on Mr. Nunez from Acadi-
ana medical Laboratories,LTD, indicated that this level
of Ethyl Alcohol may be present as the result of Post-
Mortem Decomposition.

38a

(4) MIKE McCARTHY: Mr. Mike McCarthy appears
to have been trapped between the forward bulkhead of
the second deck, and a hand railing. When the explo-
sion occurred, the forward bulkhead of the second deck
pushed him against the hand railing. Part of Mr.
McCarthy’s body was located in the water approxi-
mately 50 feet from the starboard stern of the rig. The
remaining portion of Mr. McCarthy’s body was located
in the water forward of the bow of the rig by a body
drag.

INJURIES: There were two injuries associated with
the explosion.

(1) BOBBY JORDAN, the rig electrician, was
awakened, presumably by Mr. Primeaux. Since he was
wearing ear plugs, he did not hear any evacuation or-
der. He took the time to get dressed, and when he
came out of his room, learned that a well blowout had
occurred. He went to the door, and saw personnel
working on the rig floor. Becoming concerned, he went
to wake up the day crew and found them gone. At that
time, he went to the bow of the rig and saw the tug boat
backing away from the rig (evacuating the day crew).
He then want back aft in the quarters and saw Mr. Tra-
han, Mr. Chaddick, and the night crew. He decided to
stay out of the way and went back to his room to gather
his possessions. From there he went to the aft door of
the quarters and saw a “white mist” in the vicinity of
the shale shakers. He became concerned about the pos-
sible presence of natural gas and went to the second
deck to find Mr. Dillon Trahan. Once on the second
deck, he did not find Mr. Dillon Trahan, but did observe
other persons working on the pumps. He then went
down the stairs on the bow of the rig, and went to the

39a

Crew Boat MISS DEE DEE (PHOTOS #86-38) to get
some ear plugs. He was standing on the back of the
MISS DEE DEE when the explosion occurred. He
received a blow to the head from an unknown object,
was knocked to the deck, and had a piece of steel deck
grating land on top of his body. He received injuries to
his shoulder, head, neck, and back; twisted his ankle,
and sustained broken ribs.

(2) JOHNNY CHADDICK was in the tool pushers of-
fice dialing the telephone when the explosion occurred.
After the explosion occurred, he entered the main fore
& aft passageway in the quarters house and attempted
to exit at the forward door. His vision was obscured by
smoke, and he encountered an unknown obstruction
which prevented him from exiting at the bow. He then
turned around and proceeded to the aft door. Upon ex-
iting the quarters, he encountered heavy smoke and
heat. He attempted to go down the ladder on the port
side to the second deck, but was blocked by smoke. He
then proceeded forward along the port side of the crew
quarters along an overhanging catwalk (PHOTO #89).
About 2/3 of the way forward along the crew quarters,
he became trapped and could go no further forward.
Smoke and heat prevented him from going aft. At that
time, he saw a barge moored along the port side of the
rig below his position, and decided to jump. When he
landed, he was injured too badly to move. At that time,
he saw the Crew Boat MISS DEE DEE leaving the vi-
cinity of the rig. He found a life jacket close by and
waved it, catching the attention of Mr. Aaron Stran on
the boat, which turned around and picked him up. As a
result of the fall, he received two broken ankles, a com-
pression fracture of a vertebra, two bulging discs, a
bruise on his arm, and persistent leg pain.

ae as a hhc

40a

OTHER PERSONNEL ON RIG: At the time of the
explosion, personnel were in the following locations on
the rig:

(1) DILLON TRAHAN had just entered his quarters
to clean up. He was having trouble seeing because of
the well fluids on his glasses. He changed his shirt and
was starting out of the door from his room into the Tool
Pushers Office when the explosion occurred. He fol-
lowed Mr. Chaddick, who was also in the office, forward
along the center hallway of the quarters until they
came to an obstruction. Mr. Trahan did not remember
smoke in the passageway, but rather darkness. He
then turned and went aft in the hallway to the aft door
of the quarters. Upon exiting the quarters, he turned
to his left, and went down the ladder to the second
deck. From there, he proceeded forward to the bow.
Once on the bow, he jumped from the second deck on to
the aft deck of the MISS DEE DEE.

(2) DARYL PREJEAN: After rigging pumps on sec-
ond deck, was ordered to the barge deck to tend the
portable pump suction line. When the explosion oc-
curred he was on the shale barge. He immediately pro-
ceeded to the MISS DEE DEE for evacuation.

(3) PAUL STANRIDGE: After assisting with pumps
on the second deck, he was ordered to the barge deck to
help rig a second pump. He was knocked to the deck by
the force of the explosion, got up, and went to the MISS
DEE DEE.

(4) GILBERT MARTIN: Working between the barge
deck and the 2nd deck assisting in the rigging of air
pumps. He happened to be on the barge deck when the

4la

explosion occurred. He was knocked to the deck by the
explosion, got up and proceeded to the MISS DEE DEE.

(5) AARON STRAIN: After helping to try and close
the TIW valve, he went with the rest of the crew to
quarters to await instructions. After being instructed
to rig pumps, he proceeded to the second deck. After a
few minutes on the second deck, his eyes started to
burn from the “white mist” filling the deck in the vicin-
ity of the pumps. At that time, he proceeded to the
MISS DEE DEE. He was in the forward cabin of the
MISS DEE DEE when the explosion occurred.

(6) JOE TRAVINO: No interview conducted.

ISSUES:

(1) EVACATION ORDERS: Mallard Drilling, upon
request, submitted a complete copy of their company
safety manual. Mallard Drilling does not have a sepa-
rate and specific manual written for-each of it’s drilling
rigs. There are no written procedures available for rig
evacuation to be followed in the event of a well blowout.
Mallard Drilling, however, does provide a “FIRE AND
ABANDON PLATFORM DRILL” section in their safety
manual (page A-14). It states that “all drills should be
conducted in accordance to the posted station bill”,

provides the following specifics (paraphrased).

a) Should be conducted “once a hitch” and include all
personnel

b) Should be pre-planned and emphasize key points.
c) Alarm should be sounded as posted on station bill.
Drill announcement should be made on PA system.

i:
*
%
are
ies
- 2s > te Tee

42a

d) ll personnel should report promptly to their as-
signed station unless excused to continue operations.

e) communications should be tested by notifying
shorebase and standby boat.

f) All personnel wear PFD.

g) Document drill on [ADC report.

I received a copy of a STATION BILL which was re-
portedly posted in the Tool Pushers Office aboard the
MILLARD RIG 52. The bill addresseS procedures for:
Fire and Emergency, Man Overboard, and Abandon
Rig. The bill specifies that the rig general alarm sys-
tem be activated immediately during any emergency
evolution, and then goes on to delineate general respon-
sibilities by position. It does not specifically address
the occurrence of a blowout.

Records of emergency drills conducted aboard the
MALLARD RIG 52 were obtained from Mallard Drilling
during the course of this investigation. The records
show that on average, emergency drills were conducted
aboard the rig weekly. The drill sheet specifies that a
muster of personnel be taken immediately during all
drills. During this actual emergency, no formal muster
was ever completed.

On page C-2 of the Mallard Drilling Safety manual,
Paragraph 19 states that attendance at weekly safety
meetings and participation in drills is mandatory.

According to the statement of Mr. Dillion Trahan and
all other rig workers, with the single exception of Mr.
Chaddick, at no time during the emergency did anyone
sound the rig general alarm system. Nor did Mr. Dillon
Trahan order an evacuation. Mr. Trahan was aware

43a

that an evacuation of nonessential personnel had oc-
curred, and distinctly remembered taking a quick men-
tal accounting of personnel when he saw them leaving
the rig.

Mr. Chaddick, in his interview, was adamant in his con-
tention that Mr. Trahan sounded the rig alarm system.
All other personnel interviewed consistently stated
that no alarms were sounded. I cannot account for this
discrepancy in statements.

No general evacuation of the on duty crew of the rig
was ever conducted. At the time of the explosion, the
decision to stay and kill the well had already been made
by Mr. Trahan. This decision was made based on Mr.
Trahan’s assumptions that:

a) The natural gas blowing from the well was lighter
than air and would not settle onto the rig.

b) The well could be brought under control in a rea-
sonable amount of time.

c) Adequate equipment and supplies were available
on scene to bring the well under control.

As stated earlier, Mr. Trahan had called his supervisor,
Mr. Leroy Broussard, who recommended that Mr. Tra-
han use his own judgment to evacuate or control the
well. Based on his own training and experience, Mr.
Trahan decided to control the well. In retrospect, it has
been shown that all of Mr. Trahan’s assumptions were
incorrect.

(2) TRAINING AND QUALIFICATION: Mr. Dillon
Trahan, the Tool Pusher on the MALLARD RIG 52 had
attended an U.S. Department of Interior, Minerals

44a

Management Service (MMS) approved WELL CON-
TROL FOR DRILLING/COMPLETION & WORKOVER
SUPERVISOR School in April, 1997. The course was
instructed by Randy Smith Drilling Schools. A review
of the course curriculum showed that the course is bro-
ken down into standards. Each standard then has per-
formance criteria which must be met. The course fo-
cuses in recognizing early well control problems, devel-
oping a plan of action, and executing the plan. In a con-
versation with Mr. Jay O’Conner, Instructor for Randy
Smith Drilling Schools, I found that the course does not
address major failure of well control equipment, or
when it is safer to abandon the rig then control the well.
No class discussion was held on the topic of abandon-
ment, and no case studies were presented in class which
involved abandonment. Rig abandonment and total loss
of well control are not covered by the MMS require-
ments for this course. Since this course is developed
and approved by MMS, it is only required for operators
of offshore drilling rigs.

Mr. Trahan also attended a OSHA approved CON-
FINED SPACE ENTRY & WORK ACTIVITIES AND
THE DUTIES AND RESPONSIBILITIES OF THE
OSHA DESIGNATED COMPETENT PERSON. This
course of instructions covers the monitoring of confined
spaces for the presence of flammable and oxygen defi-
cient atmospheres. It does not address the monitoring
of ambient air for the presence of flammable gases.

I received no other information regarding the training
and qualification of Mr. Trahan. Mr. Trahan does have
approximately 30 years of experience in oil field related
work.

45a

(3) BLOW OUT PREVENTORS: The installed outer
(annulus) Blow Out Preventor stack (BOP’s) are not at
issue in this investigation. The BOP’s were capable of
sealing the well annulus, not a drill pipe or tool string.
The annular preventor places a relatively low pressure
(5000 PSI) rubber seal around the outside circumfer-
ence of the pipe. The 5" pipe rams likewise place a seal
around the pipe, but a higher pressure seal. Pipe rams
are also capable of holding the pipe string from falling
back into the well when disconnected from the travel-
ing block. The blind ram can only be actuated when
there is no pipe extending through the well bore. It
consists of two interlocking, flat faced plates which,
when fitted together, seal off the well bore. In this
case, the only type of BOP which would have helped
would have been a shear ram. A shear ram has two in-
terlocking plates with cutting edges, which when
closed, would have been capable of shearing through
the well string, then sealing in the same manor as a
blind ram. No shear rams were installed on this well,
nor is it common practice to have them installed on in-

land drilling projects.

(4) TIW VALVES: The TIW valves in use may also be
considered a BOP device. While it is evident that the
lower TIW valve failed to operate as expected, the
cause of that failure has not been pursued as part of this
investigation. Reportedly, both TIW valves from the
MALLARD RIG 52 were removed, boxed, and placed in
storage after the rig was taken off location. No analysis
or visual surveys of the valves have been conducted to
determine the cause of their failure. re

(5) GAS DETECTION: A fixed gas detection system
was installed in the vicinity of the Shale Shakers on the

46a

MALLARD RIG 52. This gas detection system was
meant only to detect gas in the drilling mud. This sys-
tem had installed audible alarms at the shale shakers,
drillers console, and in the tool pushers office. Rig per-
sonnel all stated that they had heard the alarm the pre-
vious week, but could not tell if it was sounding when
the well was flowing out of control due to the back-
ground noise level of the blowout. There is some indi-
cation that this system may have been turned off prior
to the blowout. Mr. Chaddick stated that after mud
wad pumped into the well and the packers in the well
were set. The system was turned off.

The tool pusher also had at his disposal a “MSA
WATCHMAN MULTIGAS DETECTOR”. This piece of
equipment is a portable explosive gas meter which
measures flammable gases in % of lower explosive limit
(LEL). The meter was typically kept on the tool push-
ers desk in his office. The meter was not available for
my inspection as it was destroyed during the explosion
and fire. The main use of the meter onboard the rig
was to test enclosed spaces prior to entry. At no time,
during the 30-40 min immediately proceeding the explo-
sion, when the well was out of control did Mr. Trahan
test the atmosphere at any location on the rig for the
presence of explosive or flammable gases. When asked
why, Mr. Trahan replied “I didn’t smell gas”.

(6) NATURAL GAS PROPERTIES: According to THE
MERCK INDEX, NINTH EDITION, natural gas has the

following properties:

Composed of: about 85% methane, 9% ethane, 3% pro-
pane, 2% nitrogen, and 1% butane.

47a

With methane being the major component of natura

ity (in air) 0.554. Forms explosive mixtures in sir.
Most explosive at 1 part methane/10 part air concentra-
tion. A 14% methane concentration in air burns without
noise.

(7) Greenhill Petroleum, Timbalier Bay, October 1992.

In early October, 1992, the crew aboard an inland drill-
ing rig (Posted Barge) was conducting a back surge op-
eration under the supervision of a hired toolpusher
when they lost control of the well. A blowout occurred,
and approximately 42 1/2 hours later, the well ignited.
The incident resulted in one injury, total constructive
loss of the rig, and a total discharge of approximately
400,000 gallons of crude oil.

(8) Henry Production, Intracoastal City, July 1994.

A workover barge was conducting a well perforation
operation on an existing well for Henry Production.
During the operation, the well kicked, and became un-
controllable. During the second day of the blowout, the
well ignited while well control teams were working in
the vicinity, killing two persons, and injuring four oth-
ers. Approximately 12,000 gallons of light crude oil was
discharged from the well.

48a

(9) Parker & Parsley Petroleum, Meyette Point, No-
vember 1996

While conducting workover operation on existing well
with an inland drilling rig, the well kicked. When the
annular blow out preventor (BOP) was shut in, a gasket
on a flange below the BOP failed. After several at-
tempts were made to secure the well, the rig was shut
down and moved off location. No injuries or deaths.

Approximately 15,000 barrels of light crude oil conden-

sate discharged.
CONCLUSIONS:

1. A well upset occurred at approximately 2115, 16
June 97.

2. Personnel on the MALLARD RIG 52 were not able |

to bring the well back under controt through the use of
installed safety devices.

3. Natural Gas started blowing from the well shortly
after the initial well upset and continued to blow from
the well through the time the explosion occurred.

4. Natural gas spread, in explosive concentrations
throughout the MALLARD RIG 52 except for ho-
tel/office spaces located on the third deck.

5. Personnel in supervisory positions on the MAL-
LARD RIG 52 did not recognize the hazard of an explo-
sive natural gas/air mixture forming on the rig.

6. Personnel on the rig had a portable flammable gas
detection device which they failed to use. There was no

written direction to use a portable gas detection device
during well control »perations. if

7. Emergency and evacuation drills were conducted
weekly on the MALLARD RIG 52 and documented in
written reports.

8. Since a well control operation was being attempted,
the available SCR shutdown switches were not used to
de-energize the electrical systems on the MALLARD
RIG 52. inh

9. When the well upset occurred, the established pro-
cedure of sounding a fire & emergency signal on the
MALLARD RIG 52 general alarm system did not occur.

10. When the off duty crew was evacuated from the
MALLARD RIG 52, the established procedure of
sounding a abandon rig signal on the rigs general alarm
system did not occur.

11. When the well upset occurred, the established pro-
cedure of mustering personnel and assigning tasks on
the rig did not occur.

12. Mr. Trahan’s responsibility was to direct emer-
gency operations on the MALLARD RIG 52. Mr. Trahan
did not direct the attempt to kill the well. Mr. Trahan
did not direct the evacuation of any of the rigs person-
nel.

13. Mr. Chaddick’s responsibility was to s:-ndby the
telephone and radio on the rig and contact boats for
evacuation. Mr. Chaddick did not stay in the tool

pusher’s office to carry out this responsibility. —

50a

14. The off duty driller, Mr. Karl Primeaux carried out
his responsibility in clearing persons from the living
quarters as per established procedures.

15. The off duty crew, with the exception of Mr. Bobby
Jordan, evacuated from the rig IAW established proce-
dures.

16. The Tool Pusher called his company office for in-
structions regarding whether to control the well or
evacuate the rig.

17. The Company Man, Mr. Chaddick called his office
for instructions regarding whether to control the well
or evacuate the rig. —_——_—

18. No specific company direction existed for blowout
control.

19. Numerous sources of ignition existed on the MAL-
LAPD RIG 52. The actual source of ignition on the rig
remains unknown.

RECOMMENDATION:

1. That state governments conduct regulatory over-
sight and enforcement of all Energy drilling and work-
over operations within state waters.

ENCLOSURES:

(1)
(2)

(3)

(4)
(5)
(6)
(7)
(8)

(9)

5la

Photographs 1-39

Mallard Drilling, Safety Policy Manual, Pages A-
14 & C-2

Well Blowout Report as submitted to Louisiana
Department of Natural Resources by Denbury
Management, Inc.

Mallard Rig 52 Station Bill

Mallard Rig 52 plan

Mallard Rig 52 Fire Control Plan

Mallard Rig 52 Certificate of Documentation

Crew Boat Miss Dee Dee Certificate of Documen-
tation

Map showing Mallard Rig 52 on the well location

52a

APPENDIX E

U.S. DEPARTMENT OF LABOR

OFFICE OF THE SECRETARY
WASHINGTON, D.C.
20210

[DEC 23, 1980]

Honorable Walter F. Mondale
President of the Senate
Washington, D.C. 20510

_ Dear Mr. President:

This is to transmit to you a report pursuant to section
4(b)(3) of the Occupational Safety and Health Act of
1970.

Respectfully submitted,

/s/ RAY MARSHALL
Secretary of Labor

Enclosure

53a

U.S. DEPARTMENT OF LABOR

OFFICE OF THE SECRETARY
WASHINGTON, D.C.
20210

[DEC 23, 1980]

Honorable Thomas P. O’Neill, Jr.
Speaker of the House of Representatives
Washington, D.C. 20515

Dear Mr. Speaker:

This is to transmit to you a report pursuant to section
4(b)(3) of the Occupational Safety and Health Act of
1970.

Respectfully submitted,

/s) RAY MARSHALL
Secretary of Labor

Enclosure

54a

U.S. DEPARTMENT OF LABOR

OFFICE OF THE SECRETARY
WASHINGTON, D.C.
20210

[DEC 23, 1980]

TO THE CONGRESS OF THE UNITED STATES;

I am submiting the enclosed report pursuant to section
4(b)(3) of the Occupational Safety and Health Act,
which requires that the “Secretary of Labor shall,
within three years after the effective date of the Act,
report to the Congress his recommendations for
legislation to avoid unnecessary duplication and to
achieve coordination between this Act and other
Federal laws.”

Views within the Executive Branch on this matter have
not been coordinated. Accordingly, this report reflects
only the views of the Department of Labor. It is our
view that there is at this time no need for legislation on
this subject.

Respectfully submitted,

/s/) RAY MARSHALL
Secretary of Labor

55a

REPORT OF THE SECRETARY OF LABOR TO
CONGRESS PURSUANT TO SECTION 4(b\3) OF THE
OCCUPATIONAL SAFETY AND HEALTH ACT OF
1970, ON THE SUBJECT OF COORDINATION IN THE
ADMINISTRATION AND ENFORCEMENT OF THIS
ACT AND OTHER FEDERAL LAWS AFFECTING
OCCUPATIONAL SAFETY AND HEALTH

I. Introduction

This report by the Secretary of Labor is submitted to
Congress pursuant to section 4(b)(3) of the
Occupational Safety and Health Act of 1970, which
provides:

The Secretary shall, within three years after the
effective date of this Act, report to the Congress his
recommendations for legislation to avoid unneces-
sary duplication and to achieve coordination be-
tween this Act and other Federal laws.

Il. Background

The Occupational Safety and Health Act of 1970 is a
comprehensive statute covering all employers who are
engaged in a business affecting commerce and who have
one or more employees and was designed to “.
ensure so far as possible every working man and
woman in the Nation safe and healthful working condi-
tions. . . .” In enacting this comprehensive statute,
Congress also took into account those provisions of
other Federal laws which, to various degrees, deal with

56a

worker safety and health issues. Section 4(b)(1) states,
in pertinent part, that:

Nothing in this Act shall apply to working condi-
tions with respect to which other Federal agencies

. exercise statutory authority to prescribed or
enforce standards or regulations affecting occupa-
tional safety and health.

Generally speaking, this language means that the OSH
Act’s protections apply only where there exist no
legally enforceable standards or regulations of another
Federal agency addressing a particular hazard. Under
this framework, gaps in employee protections are
avoided while at the Same time the regulatory activity
of the other agencies is not affected; viewed in this
light, section 4(b)(1) places a limit only on the authority
of the Department of Labor.

The OSH Act contains a detailed framework of
enforcement and educational activities, including nu-
merous employee rights, designed to achieve employee_
protection. Even where the OSH Act is preempted
under section 4(b)(1), there is still an understandable
expectation on the part of many employees and their
representatives that the quality of protection and the
range of rights afforded by the OSH Act would be
provided for all workers and in all hazardous working
conditions. The Department recognizes this concern
and has taken steps to promote a coordinated approach
to occupational safety and health programs throughout
the Government by means of interagency agreements.

57a

III. Court and Review Commission Interpretation of

A number of decisions of the Occupational Safety and
Health Review Commission (OSHRC) and the courts of
appeals have interpreted section 4(b)(1). Several courts
have ruled that workers may not be denied protection
under the OSH Act for all hazards they face because
their industry happens to be regulated in part by
another federal agency which has issued rules for some
worker hazards.

In other words, these courts hold that industries as
such are not preempted from OSHA; rather, the pre-
emption rule of section 4(b)(1) applies only to particular
hazards. The courts have also held that in order for
preemption to take place, the standard or regulation of
the other agency must be in a final rule, not simply a
notice of proposed rulemaking or an advance notice of
proposed rulemaking.’ At the same time, the evolving
section 4(b)(1) law indicates that this preemption of
OSHA does not depend on the efficacy of other agency’s
standards or its enforcement mechanisms.”

These and other cases are shaping current federal
policies for worker safety and health. To be sure, there
are remaining issues to be decided by the courts which

! See Southern Pacific Transportation Co. v. Usery, 539 F.2d
386 (5th Cir. 1976), cert. denied, 434 U.S. 874 (1977); Baltimore and
Ohio R.R. Co. v. OSHRC, 548 F.2d 1052 (D.C. Cir. 1976); Southern
Railway v. OSHRC, 539 F.2d 335 (4th Cir. 1976), cert. denied, 429
U.S. 999 (1976).

* See Mushroom Transportation Co., OSHRC Docket No. 1588,
1973-74 CCH OSHD 4 16,881 (R.C. 1973), appeal dismissed (3rd
Cir. 1974); Pennsuco Cement and Aggregates, Inc., OSHRC
Docket No. 15462, 1980 OSHD 4 24,478 (R.C. 1980).

5a

will help further define the roles of the OSH Act and
other federal laws in protecting workers. We are
satisfied, however, that current case law in general has
adequately preserved the primary intent of section
4(b)(1), which is to provide maximum worker protection
contemplated by Congress in enacting the comprehen-
sive OSH Act and at the same time to avoid duplication
of effort by Federal agencies.

IV. Quality of Procession

There are only two federal agencies that deal
exclusively with occupational safety and health and
both of these are in the Department of Labor: the
Occupational Safety and Health Administration and the
Mine Safety and Health Administration. No other
federal agencies have as their exclusive purpose the
protection of workers from on-the-job injuries and
illnesses. The statutes administered by other agencies
that have an occupational safety and health role are
designed primarily or in significant part to protect the
public or equipment. Agencies of the Department of
Transportation, for example, have as major purposes
protecting the public and transportation equipment:
i.e., the safe operation of trains (Federal Railroad Ad-
ministration), aircraft (Federal Aviation Admini-
stration), certain vessels (Coast Guard), and certain
trucks and buses (Bureau of Motor Carrier Safety).
Because those agencies have other statutory functions,
they cannot devote exclusive attention and resources to
employee protection.

The absence of this primary focus on occupational
safety and health has at times resulted in criticism of
other agencies by employees, their representatives, and
Congress concerning their programs. These criticisms

59a

have related primarily to the efficacy of their enforce-
ment activities.

In a recent example, a General Accounting Office Re-
port, dated July 21, 1980, pointed out that the Depart-
ment of Energy has not been properly implementing its
safety and health programs for employees at its
contractor-operated uranium enrichment plants. In
another recent instance, flight attendants contended in
Congressional hearings that the Federal Aviation
Administration has no effective enforcement program
for in-flight occupational hazards even though the FAA
has maintained that it has full statutory authority over
such hazards. In another example, the Coast Guard
was criticized by Congress for failure to protect mer-
chant seamen from the hazards of asbestos.

In addition to these criticisms that stem from
multiple agency functions, many workers have voiced
concern about the statutory mechanisms of some of the
other agency programs as they relate to occupational
safety and health. A number of the other Federal
statutes under which workers are covered lack certain
important provisions contained in the OSH Act which
this Department has repeatedly stated are essential to
strong occupational safety and health programs. These
include:

- the right of employees to file anonymous com-
plaints about alleged hazards and the respon-
sibility of the agency to respond to those com-
plaints;

- the right of employee representatives to ac-
company a federal inspector during investiga-
tions of working conditions;

60a

- authority of the agency to propose monetary
penalties as an incentive for employers to com-
ply voluntarily with safety and health stan-
dards;

- authority to seek injunctions to protect em-
ployees in imminently dangerous situations;
and

- authority to compel the prompt abatement of
hazardous working conditions.

In addition, certain industry groups have on occasion
complained of duplication and overlap by OSHA and
other agencies in regulating and enforcing occupational
safety and health concerns.

Numerous actions have been taken to deal with these
concerns. Agreements between OSHA and other
agencies have led to increased understanding, coopera-
tion, reduction of overlap, elimination of recordkeeping
duplication and consequent reductions in employers’
paperwork burdens, use of OSHA standards by other
agencies, and sharing of technical information and
enforcement resources. A list of these Memoranda of
Understanding is attached. Furthermore, OSHA has
cooperated with other agencies in the formulation of
legislative proposals dealing with occupational safety
and health issues, such as trucking safety, that include
compliance provisions parallel to those in the OSH Act.

V. Conclusions and Recommendations

Preventing duplication of effort and achieving coor-
dination between the OSH Act and other Federal
statutes is, in the Department’s opinion, being ade-
quately addressed under existing authority. As the

6la

courts continue to refine the interpretation of section
4(b)\(1) of the OSH Act, an even clearer picture of each
Federal agency’s role for worker safety and health will
emerge. Federal policies will continue to be adjusted to
conform to the court’s interpretations. In addition,
cooperative efforts between Federal agencies will
continue to expand. The Department sees no need for,
and therefore does not recommend, legislation on the
subject of occupational safety and health jurisdiction.

62a

APPENDIX F

DEPARTMENT OF TRANSPORTATION
Coast Guard
DEPARTMENT OF LABOR

Occupational Safety and Health Administration

Authority To Prescribe and Enforce Standards or
Regulations Affecting Occupational Safety and Health
of Seamen Aboard Vessels Inspected and Certificated
by the United States Coast Guard; Memorandum of
Understanding

Thursday, March 17, 1983
Purpose

It is the purpose of this memorandum of under-
standing (MOU) to set forth clearly the boundaries of
the authority of the United States Coast Guard (Coast
Guard) of the U.S. Department of Transportation and
the Occupational Safety and Health Administration
(OSHA) of the U.S. Department of Labor in prescribing
and enforcing standards or regulations affecting the
occupational safety and health of seamen aboard vessels
inspected and certificated by the Coast guard (herein-
after “inspected vessels”). This MOU is intended to
eliminate confusion among members of the public with
regard to the relative authorities of the two agencies.
Nothing in this MOU pertains to uninspected vessels.
The Coast Guard and OSHA agree to work together to
fulfill their respective authorities.

63a

Authority of the Coast Guard

The Coast Guard is the dominant federal agency with
the statutory authority to prescribe and enforce stan-
dards or regulations affecting the occupational safety
and health of seamen aboard inspected vessels. Under
the vessel Inspection Laws of the United States, the
Coast Guard has issued comprehensive standards and
regulations concerning the working conditions of sea-
men aboard inspected vessels.

These comprehensive standards and regulations
include extensive specific regulations governing the
working conditions of seamen aboard inspected vessels
as well as ample general authority regulations to cover
these seamen with respect to all other working condi-
tions that are not addressed by the specific regulations.
These standards and regulations are generally set forth
at 46 CFR Chapter I, and in the Coast Guard’s Marine
Safety Manual and its Navigation and Vessel Inspec-
tion Circulars.

OSHA has a general statutory authority to assure
safe and healthful working conditions for working men
and women under the Occupational Safety and Health
(OSH) Act of 1970. Section 4(b)(1) of the OSH Act
defines the relationship between OSHA and the other
federal agencies whose exercise of statutory respon-
sibilities may affect occupational safety and health.
Based on OSHA’s interpretation of section 4(b)(1), and
as a result of the Coast Guard’s exercise of its author-
ity, described above, OSHA has concluded that it may
not enforce the OSH Act with respect to the working
conditions of seamen aboard inspected vessels. None-
theless, OSHA retains the following responsibilities.

64a

OSHA retains its authority under section 11(c) of the
OSH Act, which forbids discrimination in any manner
against employees who have exercised any right
afforded them under the OSH Act. Pursuant to this
provision, OSHA has the authority to require vessel
owners to post a notice that informs employees of their
right to complain about working conditions to the Coast
Guard, OSHA, or the employer and to be free from
retaliatory discrimination. OSHA has concluded that
its exercise of authority under section 11(c) is not
precluded by the scope of section 4(b)(1) of the OSH
Act.

OSHA agrees to refer to the Coast Guard, for its
consideration, any complaints, other than section 11(c)
discrimination complaints, OSHA receives from seamen
working aboard inspected vessels. However, the Coast
Guard, consistent with the statement of its authority
above, has the sole discretion to determine, under its
applicable standards and regulations, whether the
events complained of constitute nazardous conditions
and the extent of any remedy that may be required.

Recordkeeping

OSHA and the Coast Guard will continue to discuss
the extent of their respective jurisdictions to require
owners of inspected vessels to keep records concerning
occupational injuries and illnesses. This MOU does not
resolve any issues concerning recordkeeping obliga-
tions.

65a

Effective Date and Publication

This MOU shall take effect upon signature by the
parties. It shall be promptly published in the Federal
Register.

Dated: March 8, 1983.

James S. Garcey,
Comma. ijant, United States Coast
Guard, Department of Transportation

Dated: March 4, 1983. :

Thorne G. Auchter,
Assistant Secretary for Occupational
Safety and Health, Department of Labor

66a

APPENDIX G

UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

No. 99-60124
MALLARD BAY DRILLING, INC., PETITIONER

v.

ALEXIS HERMAN, SECRETARY OF LABOR,
UNITED STATES DEPARTMENT OF LABOR, RESPONDENT

Petition for Review of an Order of the
Occupational Safety and Health Review Commission

[Filed: Aug 8, 2000]

ON PETITION FOR REHEARING EN BANC

Before: PoLitz and DAvis, Circuit Judges, and
RESTANI, Judge.”

PER CURIAM:

(3) Treating the Petition for Rehearing En Banc as a
Petition for Panel Rehearing, the Petition for Panel
Rehearing is DENIED. No member of the panel nor
judge in regular active service of the court having

* Judge of the U.S. Court of International Trade, sitting by
designation.

67a

‘requested that the court be polled on Rehearing En

Banc (FED. R. APP. P. and 5TH CIR. R. 35), the Petition
for Rehearing En Banc is DENIED.

( ) Treating the Petition for Rehearing En Banc as a
Petition for Panel Rehearing, the Petition for Panel
Rehearing is DENIED. The court having been polled at
the request of one of the members of the court and a
majority of the judges who are in regular active service
not having voted in favor (FED. R. APP.P. and 5TH CIR.
R. 35), the Petition for Rehearing En Banc is DENIED.

ENTERED FOR THE COURT:

/s/ W. EUGENE DAVIS
United States Circuit Judge

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385014_0436%3A02. Public record. Not legal advice.
