# Amicus Curiae Brief — Whitman v. American Trucking Assns., Inc.

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385014_0353%3A36

## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 2001
- **Citation:** 531 U.S. 457

## Text

Y | Supreme Court, U.S.
(22 FILED
No. 99-1257 SEP f 1 9000
In The CLERK

Supreme Court of the United States

«

CAROL M. BROWNER, ADMINISTRATOR OF
ENVIRONMENTAL PROTECTION AGENCY, et al.,

Petitioners,

versus

AMERICAN TRUCKING ASSOCIATIONS, INC., et al.,
Respondents.

¢

On Writ Of Certiorari
To The United States Court Of Appeals
For The District Of Columbia Circuit

¢

BRIEF OF THE MANUFACTURERS ALLIANCE/MAPI
INC., THE ALUMINUM ASSOCIATION, AND THE
STEEL MANUFACTURERS ASSOCIATION AS
AMICI CURIAE IN SUPPORT OF RESPONDENTS

¢

*Davip SCHOENBROD

New York Law School

57 Worth Street

New York, New York
10013

(212) 431-2339

DesorAH PAULus
250 Joralemon Street
Brooklyn, New York 11201

(718)

Marci A. Hamitton

40 Washington Square —
South

New York, New York

~ 10012

(212) 992-8824

QUESTION PRESENTED

Whether the court of appeals correctly rejected the
Environmental Protection Agency’s standardless inter-
pretation of Section 109 of the Clean Air Act, 42 U.S.C.
§ 7409 (1994).

TABLE OF CONTENTS

Page
CRISS UIOS CUNO ETEA 0 ccc cdcvccesccceseteuccens i
pe Bs PTT eee iii

PERMISSION TO FILE BRIEF AS AMICI CURIAE.. 1

INTERESTS OF AMICI CURIAE.............0.0005. 1
SUMMARY OF ARGUMENT................000000: 3
PEED 6668 060s cde oe rdeescenesssenctbotcounen 5

I. CONGRESSIONAL DELEGATION AND THE
oF et Nye Bee ay | Per rerrrerrrrire 5

A. The Delegation Doctrine Has a Long Ped-
igree as a Fundamental and Enforceable Part
Oe GD GI oo ko cbc devevessdeceseces 6

B. The Supreme Court’s Delegation Jurispru-
dence Needs Reinforcement to Serve the
Goals of the Delegation Doctrine .......... 9

II. THIS COURT SHOULD REJECT EPA’S INTER-
PRETATION OF SECTION 109 OF THE CLEAN
= PPE rE r errr er Ty errr rvererrrer rrr Tye 12

A. The EPA’s Interpretation Fails to Provide An
Intelligible Principle to Bound Its Authority.. 13

B. EPA Erred in Overlooking the Clear Meaning
of the Clean Air Act, Which Is Consonant
with this Court’s Delegation Doctrine...... 15

C. EPA’s Strategic Maneuvers................. 20
EE A uvecdnncdensdnedpconcocecccsesceene 28

TABLE OF AUTHORITIES

Page
Cases
A.L.A. Schechter Poultry Corp. v. United States, 295
Es cca secenevesseccseccees 1, 5, 9, 10, 15
Amalgamated Meat Cutters and Butcher Workmen v.
Connolly, 337 F. Supp. 737 (D.D.C. 1971).......... 14
American Trucking Ass'n, Inc. v. EPA, 175 F.3d 1027
ERENT TTT Serr rere rere TTT TTT TTT ye 26
Amoco Oil v. EPA, 501 F.2d 722 (D.C. Cir. 1974) ..... 23
Arizona v. California, 373 U.S. 546 (1963)............. 14
Automotive Parts & Accessories Ass'n, Inc. v. Boyd,
Se Ee Se Ces GE BE ccc ccccccccccccccecs 24
ATST Corp. v. lowa Public Utilities Bd., 525 U.S. 366
REESE oreo rt, TTT Tee TTT TTT TTT TTT Teer 11
Cargo of the Brig Aurora v. United States, 11 U.S. 382
iat dedeheheeebebeencececsesccessccccccscess 6
Carter v. Carter Coal Co., 298 U.S. 238 (1936).......... 4
Chevron U.S.A., Inc. v. Natural Resources Defense
Council, Inc., 467 U.S. 837 (1984).................. 28
Citizens to Preserve Overton Park, Inc. v. Volpe, 401
i is cise ShbSbetoceceubeccesesesocesece 14
City of Boerne v. Flores, 521 U.S. 507 (1997).......... 12

Clinton v. City of New York, 524 U.S. 417 (1998).. 2, 11, 15
Ethyl Corp. v. EPA, 541 F2d 1 (D.C. Cir. 1976).. 22, 23, 24

Ethyl Corp. v. EPA, 5 Envtl. Law Rep. 20096 (D.C.
= BS & BPPPTTTITITITTT TTT TTT Tee 23

Hampton v. Mow Sun Wong, 426 U.S. 88 (1976) ...... 10

iv

TABLE OF AUTHORITIES - Continued

Page
Industrial Union Dept. v. American Petroleum Insti-

Ee FS fer rT eT 4, 6, 11, 27
INS v. Chadha, 462 U.S. 919 (1983) .................. 10
Jordan v. De George, 341 U.S. 223, reh’g denied, 341

Ses Se GE necedatedacudeneueecsnceseceeedae 10
].W. Hampton v. United States, 276 U.S. 394 (1928)

boudecasenadesekensdecsdesddseaadodsnameanal 5, 8, 9, 10
D GG, Ee kD Ge oer scodeccccccceces 6
Kimel v. Florida Bd. of Regents, 528 U.S. 62 (2000) .... 12
Knickerbocker Ice Co. v. Stewart, 253 U.S. 149 (1920) ..... 8
Lead Industries Assoc. v. EPA, 647 F.2d 1130 (D.C. Cir.

1979), cert. denied, 449 U.S. 1042 (1980)........ 2, 22, 24
Loving v. United States, 517 U.S. 748 (1996)......... 2, 6
Ludecke v. Watkins, 335 U.S. 160 (1948) ............... 6
Mistretta v. United States, 488 U.S. 361 (1989)...... 5, 11
National Cable Television Ass'n v. United States, 415

Sa. Ge GED c cePOC Rta ncncceccccveeceqsenaesee 11
National Labor Relations Board v. Jones & Laughlin

ee OO eee 10
Natural Resources Defense Council v. EPA, D.C. Cir.

No. 72-2233 (Order, Oct. 28, 1973) ................ 21
Natural Resources Defense Council v. Train, 545 F.2d

fF Lo | error ser ere 21, 22

Panama Refining Co. v. Ryan, 293 U.S. 388 (1935) .. 5, 9, 10

Railroad Retirement Board v. Alton Railroad Co., 295
ee Gey SE 0 6.0.0005 csecueneedbhssdnuasaneeeenet “

Vv

TABLE OF AUTHORITIES — Continued

Page
Raines v. Byrd, 521 U.S. 811 (1997) ...............04.. 2
Smith v. Goguen, 415 U.S. 566 (1974) ................ 10
Stoutenburgh v. Hennick, 129 U.S. 141 (1889) .......... 6
Touby v. United States, 500 U.S. 160 (1991)............ 5
Train v. Natural Resources Defense Council, 421 U.S.

By 00 06 0n 4 nen candencasedesesessinecissecsdas 15
United States v. Darby, 312 U.S. 100 (1941)............ 4
United States v. L. Cohen Grocery Co., 255 U.S. 81

SEP s Shc cececcenseduseesnnsddencesenenceeaeedtens 7
United States v. Lopez, 514 U.S. 549 (1995)........... 12
United States v. Morrison, 120 S. Ct. 1740 (2000) ..... 12
United States v. Rock Royal Co-op, 307 U.S. 533

SOUS conccecucenciseecesdncecscenevestaccsunsess 11
Washington v. W.C. Dawson & Co., 264 U.S. 219

SED bv ondenecddeevesceesésctessstutséceccsetceuens 7
Wickard v. Filburn, 317 U.S. 11) (1942)................ y
Yakus v. United States, 321 U.S. 414 (1944)........... 15
U.S. CoNsTITUTION
ee GE, GOB. Gy BH Becccccncccccnccdssccéaccesies 4,5
CLEAN AiR AcT
GB URE. B Fee GO cccccccccccsccccvcsesees 19
GB BG. BFP GOED ccccccdcccessccucccsccesccaces 4

42 U.S.C. § 7409(b)(1) (1994) ................. 13, 16, 19

vi

TABLE OF AUTHORITIES - Continued

Page
Ce ae Oe ee GE cv be ccnccvocesevosscvccsncees 20
Ge ee Fe PD GSD hccccedescccccsecesoccccveses 20
GE UBL... BE Fase Taee (OGG oc cc ccccccccccccccees 2, 25
42 U.S.C. §§ 7521(i)(2)(A), (i)(3)(B)(i) (1994) ......... 25
42 U.S.C. § 7545(c)(1)(A) (1994) .... 2... cee eee ee eee 22
ee es Oe PD GED 6 Cececececuscccsncncescies 19
Lecis-ative History
SD TU BE Ge GG Oe vv vcctcesccvevesesssceces 20
FF Dg Tere 21
62 Fed. Reg. 38,688, 38,383 (1997).............000000. 5
Pub. L. 91-604, § 4(a), 84 Stat. 1680 (1970) .......... 19
BES Cate, GRRE. Gee GGG ED cc ccvcccccccccsccccesess 24
SP Cee, TRS. TESS CRG ED cc cccccccccesccccseseccs 16

Clean Air Act Amendments of 1977: Hearings Before
the Senate Subcom. On Environmental Pollution of
the Senate Comm. On Environmental and Public
Health, 95th Cong., Ist Sess., pt. 3 at 8 (1977)..... 14

Reorganization Plan No. 3 of 1970, § 2(a)(3)-(4), 3
C.F.R. 1072 (1970), reprinted in 84 Stat. 2086
Dl siiiichuddeinn pasudndadeenkeeenaaeee ues 16

1 Legislative History of the Clean Air Act Amend-
ments of 1970 at 232 (Senate Debates on § 4358,
Bete Ey CPE cb ccevcccccvevevcceecensveseseseses 27

EPA Office of Air Quality Criteria Development,
Airborne Lead (Draft, Jan. 7, 1971)................. 21

vii
TABLE OF AUTHORITIES - Continued
Page

Books
Henry J. Abraham, Justices and Presidents (1974) ...... 9

Gregg Easterbrook, A Moment on the Earth (1995) ...20, 25

John Hart Ely, Democracy and Distrust: A Theory of
TG CE ve cdc ddducudwendioeneenenanebe 9

Frank P. Grad, Public Health Law Manual: A Hand-
book on the Legal Aspects of Public Health Adminis-
tration and Enforcement (1965) ...............4.. 17, 20

Sir A. Bradford Hill, Principles of Medical Statistics
Sen Gs HOES Sek decdeéssncencecesudsdeseséudianene 18

Sir A. Bradford Hill, Principles of Medical Statistics
SD Ge BOGE oe ba cbvccscccccsenesedenivccesessus 18

John R. Quarles, Cleaning Up America: An Insider's
View of the Environmental Protection Agency
GERD oc cevccseesccvesdecuccocescenessevasesasaces 21

David Schoenbrod, Power Without Responsibility:
How Congress Abuses the People Through Delega-

Se GG cacdnndenadeteconsunneashesasénessees 7, 28
Alex de Tocqueville, Democracy in America (Phi-

BD BURGE Cle WEEE c cc ccccvcccccsscccvcccscsess 7
Laurence H. Tribe, American Constitutional Law (2d

Gy FR ov ce cdescvccesscccessoncscsvesccsesenesss 11
ARTICLES

Lisa S. Bressman, Essay: Schechter Poultry at the
Millenium: A Delegation Doctrine for the
Adminstrative State, 109 Yale L.J. 1399 (2000) ...... 11

Viii

TABLE OF AUTHORITIES - Continued
Page

Marci A. Hamilton, Discussions and Decisions: A
Proposal to Replace the Myth of Self-Rule with an
Attorneyship Model of Representation, 69 N.Y.U. L.
GI Ge hv hehavdvevisdsedeckesccdéseadéses 28

Marci A. Hamilton, Representation and Nondelega-
tion: Back to Basics, 20 Cardozo L. Rev. 807
SRUSED Fb ONE sbCdevscesdvcecesecesnseessocceecocecess 7

John F. Manning, Textualism As A Nondelegation
Doctrine, 97 Colum. L. Rev. 673 (1997) ............ 11

Edmund Muskie and Elliot Cutler, A National
Environmental Policy: Now You See It, Now You
Don’t, 25 Maine L. Rev. 163 (1973)................ 27

Arnold W. Reitze, The Legislative History of U.S. Air
Pollution Control, 36 Houston L. Rev. 679 (1999) ..16, 17

Cass R. Sunstein, Delegation Canons, 67 U. Chi. L.
Bh DE CE so RS ae nKtnccescisccdicnvseseess 7, 8, 11

With Our Readers, 13 Const. Rev. 98 (1929) ........... 8

NEWSPAPERS AND PERIODICALS

Pranay Gupte and Bonner R. Cohen, Carol
Browner, Master of Mission Creep, Forbes, Oct. 20,
BOOe GD Tei oc ccctcvcccesccosevccesceceseccecscess 25

Antonin Scalia, How Democracy Swept the World,
Wall Street Journal, Sept. 7, 1999 at A24........... 7

David Schoenbrod, Confessions of An Ex-Elitist,
Commentary, Nov. 1999 at 36...............0000- 24

ix

TABLE OF AUTHORITIES - Continued
Page

HistoricAL AUTHORITIES

Thomas Jefferson, Jefferson’s Notes on the States of
Virginia, Query XIII (Merrill D. Peterson, ed.,
PIP kececncesdedccendccnecunteacendéesccevesesene 6

James Madison, Notes of Debates In the Federal Con-
vention of 1787 (Adrienne Koch, ed., Ohio Univ.

Dy Pid jdncdacebuekiuadedeonbeensseeeuendeceus 3
Baron de Montesquieu, The Spirit of Laws (G. Bell
ee eG, ED EE cccccvnderéceccecsoses 3, 7

The Virginia Report of 1799-1800, Touching of the
Alien and Sedition Laws, Together with the Virginia
Resolutions of December 21, 1798 (Leonard W.
COOH, OB, BEVED cccccccccccccccccccccccscsccecesess 7

PERMISSION TO FILE AS AMICI CURIAE

This amicus curiae brief in support of Respondents is
filed pursuant to Sup. Ct. R. 37.2. Letters of permission
from each party have been filed with this Court.!

7

INTERESTS OF AMICI CURIAE

The Manufacturers Alliance/MAPI Inc. (“MAPI”),2
the Aluminum Association, and the Steel Manufacturers
Association were “industry associations” under the
National Industrial Recovery Act of 1933, which this
Court struck in A.L.A. Schechter Poultry Corp. v. United
States, 295 U.S. 495 (1935) (“Schechter Poultry”).

These associations now represent corporations that
are vitally concerned with the increased stringency of the
National Ambient Air Quality Standards (“NAAQS”) at
issue in this case. The Clean Air Act (“Clean Air Act” or
“CAA”) grants the Environmental Protection Agency
(“EPA”) broad powers over states not attaining these
standards. The states are forced to take action against
businesses, local governments, and others - including
placing sharp curbs on investment in new plant and

' Pursuant to Sup. Ct. R. 37.6, counsel for a party did not
author this brief in whole or in part. No person or entity, other
than the amici curiae, its member, or its counsel, made a
monetary contribution to the preparation and submission of this
brief.

* MAPI filed an amicus brief in support of Respondents’
cross-petition for certiorari, in which MAPI provided a more
detailed statement of MAPI’s history and interest in the
delegation doctrine.

equipment. If a state fails to take action needed to comply
with the NAAQS, the EPA will impose sanctions on the
state government and on private economic activity. 42
U.S.C. §§ 7503(a)(4), 7509 (1994). By tightening the
NAAQS pursuant to its own policy judgment, the EPA
has thrown much of the nation into long-term “nonattain-
ment” and thereby increased its power with serious
adverse consequences for the nation and members of
MAPI.

The authors of this brief have filed amicus briefs in
three previous cases implicating the delegation doctrine,
Clinton v. City of New York, 524 U.S. 417 (1998); Raines v.
Byrd, 521 U.S. 811 (1997); Loving v. United States, 517 U.S.
748 (1996), to delineate the history, purposes, and consti-
tutional significance of the delegation doctrine. They
write this brief on behalf of MAPI, the Aluminum Asso-
ciation, and the Steel Manufacturers Association to
explain how the delegation doctrine applies to this case.

One of the authors of this brief, Professor Schoen-
brod, has a special relationship to the issues in this case,
as he successfully represented environmental organiza-
tions throughout the 1970s in a series of cases that culmi-
nated in Lead Industries Ass'n. v. EPA, 647 F.2d 1130 (D.C.
Cir. 1979), cert. denied, 449 U.S. 1042 (1980) (“Lead Indus-
tries”), a precedent upon which the EPA critically and
futilely relies. Schoenbrod argued for an interpretation of
the Clean Air Act in the 1970s on behalf of environmental
groups that is contrary to the EPA’s claim in this case that
it may choose the extent to which it protects public health

and thus the scope of its power over the states and the
nation. See infra.

SUMMARY OF ARGUMENT

This case offers a classic example of the self-aggran-
dizement by government officials feared by the Framers
of the Constitution. As James Madison stated, “[t]he truth
was that all men having power ought to be distrusted to a
certain degree.”> The delegation doctrine is a fundamen-
tal separation of powers principle that requires the legis-
lative branch to make the laws. In Montesquieu’s words,
which were taken seriously by the Framers: “When the
legislative and executive powers are united in the same
person, or in the same body of magistrates, there can be
no liberty; because apprehensions may arise, lest the
same monarch or senate should enact tyrannical laws, to
execute them in a tyrannical manner.” Baron de Montes-
quieu, The Spirit of Laws, Book XI, part 6 (G. Bell & Sons,
ed., London 1914).

The Framers’ fundamental understanding of human
nature continues to be relevant. Because the country is
coming into increasing compliance with existing NAAQS,
EPA is losing its power over areas designated in “attain-
ment” with the NAAQS. By tightening those standards

3 James Madison, Notes of Debates in the Federal Convention
of 1787 272 (Adrienne Koch ed., Ohio Univ. Press 1966); see also
id. at 266 (“From the nature of man we may be sure, that those
who have power in their hands will not give it up while they can
retain it. On the contrary we know they will always when they
can rather increase it.”) (statement of Col. George Mason)).

and thereby sharply raising the bar for attainment, it is
attempting to renew its waning power.

One of the ways that the Framers sought to curb self-
aggrandizement by officials was to require that “[aJll
legislative Powers herein granted shall be vested in a
Congress ... ” U.S. Const., art. I, § 1. The delegation
doctrine is a constitutional norm that reflects the letter of
Article I, Section 1, and that prohibits unelected, unac-
countable agency officials from unbounded discretion to
impose regulations. In this case, the delegation doctrine is
a powerful constitutional tool that should inform this
Court's interpretation of Section 109 of the Clean Air Act.
42 U.S.C. § 7409 (1994).

The plain language, structure, and history of the
Clean Air Act as well as common sense dictate a nar-
rower interpretation of the statute than the EPA invoked.
“Protect public health” in the CAA does not grant the
EPA carte blanche to protect health to the extent it
chooses, but rather only to protect health from significant
risk. See infra. This correct and more reasonable inter-
pretation pegs the EPA’s authority to Congress’s policy
determination, satisfies this Court’s delegation doctrine,
and therefore corrects the constitutional violation found
by the court below. See Industrial Union Department v.
American Petroleum Institute, 448 U.S. 607 (1980) (“Ben-
zene”). The EPA sidled towards this interpretation of the
Act only after losing in the court below.* The EPA’s last-

4 In this Court, the Administrator has implied that she
considers the significance of risks by stating that “the health
effects justifying a NAAQS must be ‘adverse’ in the sense that
they are medically significant and not merely detectable.” EPA

minute conversion cannot redeem the rulemaking before
this Court in this case, which was based on a constitu-
tionally fatal interpretation of the CAA.

¢

ARGUMENT

I. CONGRESSIONAL DELEGATION AND THE
DELEGATION DOCTRINE

This Court’s delegation doctrine requires that, at a
minimum, Congress identify an “intelligible principle” to
guide the exercise of delegated legislative power. See, e.g.,
Touby v. United States, 500 U.S. 160, 165 (1991); Mistretta v.
United States, 488 U.S. 361, 372 (1989); Schechter Poultry,
295 U.S. 495 (1935); Panama Refining Co. v. Ryan, 293 U.S.
388, 433 (1935) (“Panama Refining”); J.W. Hampton, Jr. &
Co. v. United States, 276 U.S. 394, 409 (1928) (“J.W. Hamp-
ton”). The doctrine goes to the heart of the Constitution’s
separation of powers and, especially Congress’s role in
Article I, the plain language of which reposes all lawmak-
ing authority solely in Congress. See U.S. Const., art. I,

Br. 24 (internal citation omitted); see also EPA Cert. Pet. 15
(same). But during the rulemakings below, she asserted the
right to render decisions that do not address “what risk is
‘acceptable,’ ” through quantification “or any other metric;”
that are based on “no generalized paradigm;” that are thus
“largely judgmental in nature.” 62 Fed. Reg. at 38,688 (PM),
38,883 (ozone) (1997). In the court of appeals, she continued to
insist that “nothing in the statute requires [her] to make any
specific ‘findings’ or to structure her decisionmaking in any
particular way.” EPA Br. in 97-1441, at 43 (emphasis added). She
specifically rejected the need to determine that there is a
“significant risk of harm.” Id. at 42.

§ 1. “The delegation doctrine [was] developed to prevent
Congress from forsaking its duties.” Loving, 517 U.S. at
757.

In this case, the delegation doctrine is a background
constitutional norm that drives the result. If the EPA’s
interpretation is correct, then the agency’s actions are
unbounded by congressional guidance and fail even the
most lax interpretation of the delegation doctrine. In gen-
eral, however, this Court has found it appropriate, as a
coordinate federal branch, to interpret delegations of
authority narrowly to avoid constitutional violations. See,
e.g., Benzene, 448 U.S. at 646; Kent v. Dulles, 357 U.S. 116,
128-30 (1958); Stoutenburgh v. Hennick, 129 U.S. 141, 149
(1889). Such an interpretation is available here.

A. The Delegation Doctrine Has a Long Pedigree
as a Fundamental and Enforceable Part of the
Constitution

The principle against delegation precedes the draft-
ing of the Constitution. While the Articles of Confedera-
tion were in place, Thomas Jefferson stated that “[o]jur
ancient laws expressly declare, that those who are but
delegates themselves shall not delegate to others powers
which require judgment and integrity in their exercise.”
Thomas Jefferson, Jefferson’s Notes on the State of Virginia,
Query XIII 173 (Merrill D. Peterson, ed., 1975). From the
earliest days of the Constitution, there is ample evidence
demonstrating that the Framers, this Court, and others
believed that representatives should be required to make
the hard policy choices. See Ludecke v. Watkins, 335 U.S.
160 (1948) (discussing Alien Act of 1789); Cargo of the Brig

Aurora v. United States, 11 U.S. (7 Cranch) 382, 388-89
(1813); Montesquieu, supra; Alexis de Tocqueville, Democ-
racy in America 57-58 (Phillips Bradley ed. 1946); The
Virginia Report of 1799-1800, Touching of the Alien and
Sedition Laws, Together with the Virginia Resolutions of
December 21, 1798, at xv, 23 (Leonard W. Levy ed. 1970).

Our Constitution aas been so successful because it
assigns power to entities with meaningful limitations on
their exercise of power. In Justice Scalia’s words, “the
most significant development in the law over the past
thousand years is the principle that laws should be made
not by a ruler, or his ministers, or his appointed judges,
but by representatives of the people.” Antonin Scalia,
How Democracy Swept the World, Wall Street Journal, Sept.
7, 1999 at A24.

The often repeated proposition that Congress regu-
larly violated the delegation doctrine from the beginning,
see, e.g., Cass R. Sunstein, Delegation Canons, 67 U. Chi. L.
Rev. 315, 318 (2000), is simply wrong and springs from a
falsely simplified understanding of what the doctrine
requires. See David Schoenbrod, Power Without Respon-
sibility: How Congress Abuses the People Through Delegation
30-33 (1993) (discussing examples from 18th and 19th
centuries); Marci A. Hamilton, Representation and Non-
delegation: Back to Basics, 20 Carpozo L. Rev. 807 (1999)
(discussing Framers’ intent).

On at least three occasions prior to 1928, this Court
struck statutes on delegation grounds. See Washington v.
W.C. Dawson & Co., 264 U.S. 219, 227 (1924) (prohibiting
Congress from delegating the “power to alter, amend, or
revise the maritime law” to states); United States v. L.
Cohen Grocery Co., 255 U.S. 81, 87-88, 92-93 (1921)

(holding that a vague statute amounted to a delegation by
Congress of legislative power to courts . . . “); Knicker-
bocker Ice Co. v. Stewart, 253 U.S. 149, 164 (1920) (holding
improper delegation of maritime law to the states). Thus,
the often-repeated proposition that this Court never
struck statutes for unconstitutionally delegating prior to
1935 is also wrong. See, e.g., Sunstein, supra.

In 1928, this Court empowered an unelected commis-
sion to set tariffs. The Court announced a new test: “If
Congress shall lay down by legislative act an intelligible
principle to which the person or body authorized to fix
such rates is directed to conform, such legislative action
is not a forbidden delegation of legislative power.” /.W.
Hampton, 276 U.S. at 409. The “intelligible principle” in
that case provided only limited direction to the commis-
sion so that the statute, in fact, delegated legislative
power. President-elect Herbert Hoover objected to the
new Commission on delegation grounds, saying that:

There is only one commission to which del-
egation of that authority can be made. That is
the great commission of their own choosing, the
Congress of the United States and the President.
It is the only commission which can be held
responsible to the electorate.

With Our Readers, 13 Const. Rev. 98, 100 (1929) (quoting
President Hoover’s speech of Oct. 15, 1928).

Despite the broad and troubling language of /.W.
Hampton, it was used by this Court to invalidate New
Deal laws that evidenced the tremendous increase in the
scope of delegation. Justice Cardozo, concurring in a
unanimous decision to strike the National Industrial

Recovery Act, called it “delegation running riot.” Schech-
ter Poultry, 295 U.S. at 553. The constitutional potential in
the /.W. Hampton rule is emphasized by the 9-0 and 8-1
votes finding Congress’s delegation unconstitutional in
Schechter Poultry, id. at 551, and Panama Refining, 293 U.S.
at 433, respectively.

B. The Supreme Court's Delegation Jurisprudence
Needs Reinforcement to Serve the Goals of the
Delegation Doctrine

President Franklin Roosevelt’s court-packing plan,
and not intellectual persuasion, softened the resolve of
some members of the Court to invalidate congressional
delegations. See Henry J. Abraham, Justices and Presidents
198 (1974). When the dust settled, it became clear that the
fault was not altogether with the President. The Court
itself had let the policy proclivities of some of the Justices
unduly drive its jurisprudence, especially in substantive
due process and federalism decisions. See, e.g., Carter v.
Carter Coal Co., 298 U.S. 238 (1936); Railroad Retirement
Board v. A.‘ Railroad Co., 295 U.S. 330 (1935). Having
been caught . h its hand in the policy “cookie jar,” and
shaken by the court-packing plan, the Court retreated
from the bedrock requirement of Article I that Congress
take responsibility itself to make the law. As John Hart
Ely has put it, the delegation doctrine suffered “death by
association.” John Hart Ely, Democracy and Distrust: A
Theory of Judicial Review 133 (1980). The limitations on the
scope of the federal government suffered a similar fate as
the Court seemingly gave the “commerce power” a limit-
less interpretation. See, e.g., Wickard v. Filburn, 317 U.S.
111 (1942); United States v. Darby, 312 U.S. 100 (1941);

10

National Labor Relations Board v. Jones & Laughlin Steel
Corp., 301 U.S. 1 (1937).

Nonetheless, recognizing the bedrock purpose of the
delegation doctrine, this Court has never completely
abandoned it. It has not disowned Panama Refining and
Schechter Poultry. Rather, it bent the test of delegation
announced in J.W. Hampton to accommodate the changing
times. Still, the delegation doctrine has retained some
vitality. Various coalitions of Justices have struck particu-
lar agency laws on delegation principles. Note, for exam-
ple, the following:

e Hampton v. Mow Sun Wong, 426 U.S. 88, 116-17 (1976),
in which the Court struck a statute for delegating to
the Civil Service Commission the power to make a law
preventing legal aliens from holding civil service jobs.
See id. at 122 (Rehnquist, J., dissenting).

e INS v. Chadha, 462 U.S. 919 (1983), in which the Court
struck hundreds of statutes that delegated to one or
two houses of Congress the lawmaking power dele-
gated by the Constitution to the Article I legislative
process. See id. at 986-87 (White, J., dissenting).

¢ Void for vagueness cases requiring not only that the
public be given notice of what is forbidden, but also
that executive officials be denied the power to make
law. See, e.g., Smith v. Goguen, 415 U.S. 566, 572-73
(1974).5

e Various cases stricking city ordinances and state or
federal statutes delegating overly broad discretion to

> The void for vagueness doctrine applies to civil as well as
criminal offenses, see Jordan v. De George, 341 U.S. 223, 231-32,
reh’g denied, 341 U.S. 956 (1951), and statutes that delegate to
agencies often make violations of agency created laws a
criminal offense.

11

regulate or punish speech or religion. See generally
Laurence H. Tribe, American Constitutional Law
§§ 12-38 (2d ed. 1988).

e Various cases interpreting statutes to avoid perceived
delegation problems. See, e.g., Benzene, 448 U.S. at 646;
National Cable Television Ass'n v. United States, 415 U.S.
336, 340-41 (1974). Relatedly, in AT&T Corp. v. lowa
Public Utilities Bd., 525 U.S. 366 (1999), the Court
required an agency to reconstrue a statute to avoid
delegation problems.°®

¢ Clinton v. City of New York, 524 U.S. 417 (1998), in
which the Court struck Line Item Veto Act on Present-
ment Clause grounds, where statute delegated to the
President the legislative power to repeal items of
spending.

Although this Court has struck agency laws on dele-
gation grounds in many special circumstances, it has
affirmed many delegations that appear extraordinarily
broad. See, e.g., Mistretta, 488 U.S. at 422 (Scalia, J., dis-
senting); United States v. Rock Royal Co-op, 307 U.S. 533,
574-76 (1939) (upholding statute that delegated authority
to make regulations to create “orderly” markets while
taking the interest of consumers into account). Thus, the
hit-or-miss enforcement of the delegation doctrine con-
tinues to cause harm to representative democracy and
government accountability.

6 Scholars recognize these cases as applications of
delegation principles. See, e.g., Lisa S. Bressman, Essay: Schechter
Poultry at the Millennium: A Delegation Doctrine for the
Administrative State, 109 Yale L. J. 1399 (2000); John F. Manning,
Textualism as a Nondelegation Doctrine, 97 Colum. L. Rev. 673
(1997); Cass R. Sunstein, Delegation Canons, 67 U. Chi. L. Rev.
315 (2000).

12

Just as this Court has seen fit to rebuild the fences
around Congress’s power through its recent Commerce
Clause and Fourteenth Amendment, Section 5, jurispru-
dence, it should reinforce its delegation doctrine now. See,
e.g., United States v. Morrison, 120 S. Ct. 1740 (2000); Kimel
v. Florida Bd. of Regents, 528 U.S. 62 (2000); City of Boerne v.
Flores, 521 U.S. 507 (1997); United States v. Lopez, 514 U.S.
549 (1995). Because this case concerns EPA’s interpreta-
tion of the CAA, it offers the opportunity for this Court to
vindicate the core values of the delegation doctrine with-
out having to reach a holding on the test that the delega-
tion doctrine requires.

The doctrine plainly counsels against the sort of
unlimited discretion that the unelected EPA Administra-
tor claims here. The EPA’s statutory interpretation should
be rejected, because the statute’s plain language affords
an intelligible principle that Congress intended. “Protect
public health” in Section 109 requires not the de minimis
showing favored by the Administrator in this rulemaking
but rather a showing of significant risk to health. Reading
“public health” to require a showing of significant risk to
health would provide a meaningful check on the EPA and
save the Court from reaching a holding that the Clean Air
Act violates the Constitution.

II. THIS COURT SHOULD REJECT THE EPA’S
INTERPRETATION OF SECTION 109 OF THE
CLEAN AIR ACT

As misinterpreted by the EPA in the rulemaking,
Section 109 violates this Court’s delegation doctrine,
while the proper interpretation of the statute does not.
This Court should correct the agency’s error by reading
the statute correctly.

13

A. The EPA’s Interpretation Fails to Provide An
Intelligible Principle to Bound Its Authority

Section 109 empowers the EPA to set the primary
NAAQS at a level “requisite to protect the public health”
with “an adequate margin of safety.” 42 U.S.C.
§ 7409(b)(1) (1994). The EPA chose not to base the revised
standards on significant risks to health. Rather, it
embraced the power to set standards whenever it deter-
mined any threat to human health was sufficient, accord-
ing to its determination. See note 4, supra. This circular
formulation provides the EPA with an elastic standard
that allows it to set the standard where it wants. In effect,
it has arrogated to itself the power to determine the scope
of its power over the states and the private sector, and
has not been afraid to wield this power.

Common sense and the plain language of the Act,
reinforced by the structure, institutional context, and the
history of the statute, make clear that Congress enacted a
law that requires a showing that the risk to public health
is significant. In framing the Clean Air Act in 1970, it
would have made no sense for Congress to mandate a
zero-tolerance standard for NAAQS. Congress knew that
most pollutants presented some risk to health at any
level, no matter how low and had no intention of allow-
ing the primary standards to be set at the zero level
required to eliminate all risk. Reflecting on the clean air
legislation of 1970, its principle sponsor, Sen. Edmund
Muskie, stated:

Our public health scientists and doctors have
told us that there is no threshold, that any air
pollution is harmful. The Clean Air Act is based
on the assumption, although we knew at the

14

time it was inaccurate, that there is a threshold.
When we set the standards, we understood that
below the standard that we set there would still
be health effects.

Clean Air Act Amendments of 1977: Hearings Before the
Subcom. On Environmental Pollution of the Senate Comm. On
Environment and Public Health, 95th Cong., 1st Sess., pt. 3
at 8 (1977).

While the EPA has not set any NAAQS at zero, it
failed in the rulemaking to identify the principle it
employs to decide the extent to which it will protect
health. The agency’s position that the statute bars it from
considering the cost or feasibility of achieving the
NAAQS, precludes it from falling back on a traditional
“public interest” standard because then it would have to
consider costs. The only factor the EPA identified as
relevant was the need to protect health, but that factor
does not explain the basis for its deciding where to set the
standards short of zero.

The agency not only fails to identify any intelligible
principle, it also hides the basis of its decision. Even
under a “public interest” standard, an agency must
explain its reasoning and that reasoning is subject to
judicial review. See Citizens To Preserve Overton Park, Inc.
v. Volpe, 401 U.S. 402, 415 (1971). The EPA’s interpretation
would allow it to escape the need to explain its reasoning,
and therefore would violate the delegation doctrine. Judi-
cial review of agency policymaking is central to judicial
efforts to square permissible delegation with the Consti-
tution. See Amalgamated Meat Cutters and Butcher Workmen
v. Connolly, 337 F. Supp. 737, 759 (D.D.C. 1971) (three-
judge panel); Arizona v. California, 373 U.S. 546, 626 (1963)

15

(Harlan, J., dissenting in part); Yakus v. United States, 321
U.S. 414, 425-26 (1944).

Because the statute, as the EPA interprets it, fails to
manifest an intelligible principle of decision and allows it
to evade judicial review on the key choice in issue, it is
unconstitutional under this Court’s delegation doctrine.
The requirement that a statute provide an intelligible
principle is applied particularly strictly where, as here,
the statute has an economy-wide impact, Clinton, 524 U.S.
at 442, and where the agency would otherwise have a
self-contradictory assignment. Schechter Poultry, 295 U.S.
at 102.

The lack of an intelligible principle is also partic-
ularly worrisome where a federal agency would other-
wise have broad discretion to grow its power over the
states. The tougher the EPA makes its primary standard,
the more power it has over the states. As this Court
previously acknowledged, with the Clean Air Act, Con-
gress “took a stick to the states.” Train v. Natural Resources
Defense Council, 421 U.S. 60, 64 (1975). It is the EPA, with
its power to sanction the states that wields that stick, and
it makes that stick stouter when it tightens the NAAQS.

B. The EPA Erred in Overlooking the Clear Mean-
ing of the Clean Air Act, Which Is Consonant
with this Court’s Delegation Doctrine

Contrary to the EPA’s interpretation, the statute’s
clear meaning commands the EPA to set the primary
standards to protect health against significant, but not
insignificant threats to health. The pivotal words of the
CAA, inserted in 1970, require the agency to set the

16

primary standards at a level which, “allowing an ade-
quate margin of safety . . . protect[s] the public health.”
42 U.S.C. § 7409(b)(1) (1994). In the context of this statute
at that time, the phrase “protect the public health” meant
that the EPA should protect people from threats to their
health that are significant.

In enacting air pollution legislation throughout the
1960s and then, most importantly, in 1970, Congress
worked closely with the public health professionals of the
Public Health Service in the Department of Health, Edu-
cation, and Welfare (“HEW”).”7 Sen. Muskie, the chief
author of the 1970 Clean Air Act, acknowledged that
Congress, in crafting the provisions dealing with primary
ambient air quality standards in 1970, “turned to the
Public Health Service. We asked the Public Health Service
to guide us... ” 123 Cong. Rec. 18,055 (1977). At the
same time as he signed the act, President Nixon created
the EPA and assigned HEW’s pollution control functions
to it. See Reorganization Plan No. 3 of 1970, § 2(a)(3)-(4), 3
C.F.R. 1072 (1970), reprinted in 84 Stat. 2086 (1970).

Because Congress worked so closely with public
health professionals in drafting the legislation and
charged them with its implementation, its words should

be understood from the perspective of the public health |

profession. The core concerns and methods of the public
health profession, especially in 1970, were far different
than those of contemporary environmentalism. A book
published in 1965 under the sponsorship of the U.S.

7? For a brief history of federal air pollution control prior to
1970, see Arnold W. Reitze, The Legislative History of U.S. Air
Pollution Control, 36 Houston L. Rev. 679, 696-702 (1999).

17

Public Health Service and the American Public Health
Association acknowledged at the outset that “much of
public health law derives historically from measures to
prevent the spread of contagion and to control epidemics
- and notions of an epidemiological nature still dominate
much of public health law.” Frank P. Grad, Public Health
Law Manual: A Handbook on the Legal Aspects of Public
Health Administration and Enforcement 8 (1965). The book
went on to warn against a fashion

in some circles of the public health professions
to downgrade the importance of preventive epi-
demiologic measures, stressing the more posi-
tive aspects of the job of public health to a create
an affirmative wholesome environment... .
Although esthetic considerations and the aim of
a better, cleaner, more enjoyable life may furnish
important motivations in the enactment and
enforcement of regulations to improve the envi-
ronment, nevertheless, as a matter of law such
provisions must have some considerable relation-
ship to the maintenance of health and the pre-
vention of disease.

Id. at 9 (emphasis added).

In dealing with air pollution in the time leading up to
the insertion of Section 109 into the Clean Air Act in 1970,
there was plenty of grist for the epidemiological mill. Key
motivations for congressional action include a “Killer
Smog” in London in 1962, blamed for 340 deaths; a simi-
lar inversion in New York in 1963, blamed for 200 deaths;
and another episode in New York in 1966, blamed for 168
deaths. Reitze, 698-99 n.6, supra. -

18

In the search for significant threats or benefits to
public health, epidemiologists, and by extension, the pub-
lic health and preventive medicine practitioners who rely
upon epidemiology, are concerned with much more than
statistical significance. As one of the leading figures in
epidemiology wrote in the 1961 edition of his interna-
tionally recognized standard work on the topic:

a difference can be very highly significant and
yet of no real importance whatsoever. Given a
large enough number of observations, an inci-
dence of 60 per cent. must differ ‘significantly’
from an incidence of 59 per cent., but that differ-
ence of 1 per cent. may be no practical impor-
tance in the affairs of life. ‘Significant’ and
- ‘important’ are not synonymous.

Sir A. Bradford Hill, Principles of Medical Statistics 142 (7th
ed. 1961). Hill punctuated the end of the 1971 edition
with a further observation on the imperative to search for
correlations that are not only statistically significant, but
also important:

This is what matters. This is what we want to
know and should be told. For it is upon this
difference that we shall base our future actions
whether it is worthwhile exhibiting the drug or
not. . . . Technical skills, like fire, can be an
admirable servant and a dangerous master.

Hill, 323, supra.

In sum, the key language of the statute — “protect
public health” — if read in the relevant context, yields an
intelligible principle. That context is the world of the
public health profession in 1970, which would have
understood “protect public health” to mean protect it

19

from threats that are significant, not to iry to make the
world perfectly safe or as safe as the EPA finds it institu-
tionally convenient.

An examination of the statute as a whole reinforces
what common sense and the legislative history tell us.
The requirement that the EPA include an “adequate,” and
not a “perfect,” “margin of safety,” connotes a cut-off
based on the significance of the risk. 42 U.S.C.
§ 7409(b)(1) (1994). The NAAQS are based upon the crite-
ria documents, which must evaluate both the “kind and
extent” of a pollutant’s impact on health. 42 U.S.C.
§ 7408(a)(2) (1994).

The distinction between concerns that rise to threats
to “public health” and lesser concerns is buttressed by
the differences between the primary and secondary stan-
dards. While the primary standards are to “protect public
health,” the secondary standards are to “protect welfare.”
The latter also bear on health. Section 302h of the statute
defines public welfare to include “comfort and well-
being.” 42 U.S.C. § 7602(h) (1994). The 1970 statute thus
put health concerns on a two-track system, with the sig-
nificant ones dealt with under the primary standards.

In keeping with this two-track system, the 1970 legis-
lation puts a far higher priority on achieving the primary
standards. Section 110(a)(2)(A)(i), added to the CAA in
1970, established a schedule under which state imple-
mentation plans must meet the primary standards within
three years, while the secondary standards must be met
in a “reasonable time.” Pub. L. 91-604, § 4(a), 84 Stat. 1680
(1970). Although the three-year deadline for the primary
standards proved unrealistic, that deadline is shorn of

20

any sense if the NAAQS protect against all threats to
health, no matter how trivial. In contrast, the primary
standards embody the public health mandate to protect
health from significant risks. The pursuit of less pressing
objectives - “esthetic considerations and the aim of a
better, cleaner, more enjoyable life,” as Professor Grad
put it — were left to the flexibly enforced secondary
standards as well as other flexible provisions of the stat-
ute.® Grad, supra.

C. The EPA’s Strategic Maneuvers

The agency’s first set of primary standards issued in
1971 shed little light on its interpretation of Section 109
because its explanations were perfunctory. See, ¢.g., 36
Fed. Reg. 8186-87 (1971). Moreover, none of these primary
standards was subjected to judicial review. The battles
over airborne lead pollution produced the first judicial
and administrative pronouncements pertinent to the
EPA’s power to set standards based on public health.

In 1970, the most troubling air pollutant was lead. See
Gregg Easterbrook, A Moment on the Earth 182 (1995). As
to lead, Congress spoke as if the CAA required quick
action and the EPA initially acted as if it would list lead
as a criteria pollutant and regulate the lead content of the

8 See, e.g., 42 U.S.C. § 7411 (1994) (new source performance
standards set to take account of cost); 42 U.S.C. § 7416 (1994)
(states retain authority to make air cleaner than NAAQS).

21

leaded gasoline used by pre-1975 vehicles.? Faced with
opposition, the EPA backed down.

Environmental groups represented by one of the
authors of this brief (Schoenbrod) filed a petition for
review alleging that the EPA had illegally delayed deci-
sion on regulating lead in gasoline and the D.C. Circuit
ordered the agency to decide. Natural Resources Defense
Council v. EPA, DC. Cir. No. 72-2233 (Order, Oct. 28,
1973). Faced with intense controversy, the EPA promul-
gated a compromise regulation that left much of the lead
in gasoline. See John R. Quarles, Cleaning Up America: An
Insider's View of the Environmental Protection Agency 119-40
(1976).

To force the EPA to implement fully the statutory
policy to protect public health on a timetable, Schoenbrod
filed an action to require the EPA to list lead as a criteria
pollutant. The EPA took the position that whether it lists
a pollutant, and thus the extent to which it protects health
from that pollutant, is within its discretion. The Second
Circuit rejected this argument, in part on the basis that
“the deliberate inclusion of a specific timetable for the
attainment of ambient air quality standards incorporated
by Congress in §§ 108-110 would become an exercise in
futility if the Administrator could avoid listing pollu-
tants...” Natural Resources Defense Council v. Train, 545
F.2d 320, 327 (2d Cir. 1976).

% See EPA Office of Air Quality Criteria Development,
Airborne Lead (Draft, Jan. 7, 1971); 36 Fed. Reg. 1486 (1971)
(advanced notice of rulemaking on lead in gas).

22

By the same logic, Sections 108-110 would be an
exercise in futility if “protect public health” grants the
EPA discretion to set the primary NAAQS wherever it
desires. As the Second Circuit concluded, “[t]he Congress
sought to eliminate, not perpetuate, opportunity for
administrative foot-dragging.” Id. at 328. In sum, the
extent to which it protects health from a criteria pollutant
is a statutory policy that Congress has made and the EPA
must implement, not an administrative policy choice for
the agency to make.

In striking contrast to the Second Circuit, the D.C.
Circuit, in the Lead Industries opinion upon which the EPA
critically relies, agreed with the EPA that the extent to
which the agency protects health is the agency’s policy
choice. Lead Industries, 647 F.2d at 1153 (“the broad discre-
tion Congress gave [the Administrator] to decide what
effects to protect against”). Strangely, however, the
author of that opinion, Judge Skelly Wright, previously
read the statute much as the Second Circuit did. The
occasion was a petition to review the regulations to pro-
tect health from the leaded gasoline used in pre-1975
vehicles. The EPA had issued it under the “will endan-
ger” standard of Section 211(c)(1)(A) of the CAA. 42
U.S.C. § 7545(c)(1)(A) (1994). The D.C. Circuit endorsed

the Administrator’s reading of that language to mean —

“presents a significant risk of harm” and further found
that the language is analogous to the “protect public
health” with “an adequate margin of safety” language of
Section 109. Ethyl Corp. v. EPA, 541 F.2d 1, 13 (D.C. Cir.
1976) (en banc).

In a dissent from a panel decision reversing the regu-
lation, Judge Wright found that the statutory mandate to

23

engage in the uncertain business of protecting against
risk inevitably gives the agency some measure of discre-
tion. Ethyl Corp. v. EPA, 5 Envtl. Law Rep. 20,096,
20,126-20,128 (D.C. Cir. Jan. 28, 1976). But, he cautioned:

All this is not to say that Congress left the
Administrator free to set policy on his own
terms. To the contrary, the policy guidelines are
freely prescribed, both in the statutory term
“will endanger” and in the relationship of that
term with other sections of the Clean Air
Act... . “[W]ill endanger” contemplates regula-
tion of emissions “present[ing] a significant risk
of harm.” But while Congress has made the
basic policy decision, the Administrator is left,
in his judgment, to interpret and apply it.

Id. at 20,128.

When Judge Wright’s dissent became the basis for the
majority opinion in the en banc decision upholding the
regulation, the passage quoted was changed to grant the
EPA far broader discretion. The revised opinion deletes
the last sentence in the quoted passage, which had made
clear that the EPA’s job is to not to make policy, but to
interpret and apply the policy that Congress has made.
Ethyl Corp., 541 F.2d at 29. Substituted in its place is the
holding that the EPA’s job is to make “choices of policy.”
Id. (quoting Amoco Oil Co. v. EPA, 501 F.2d 722, 741 (D.C.
Cir. 1974)).

Judge Wright viewed this expanded version of the
EPA’s discretion not just as a practical side effect of
regulating in the face of uncertainty, but rather also as a
deliberate judicial policy choice to favor health protec-
tion: “Regulators such as the Administrator must be

24

accorded flexibility, a flexibility that recognizes the spe-
cial judicial interest in favor of protection of the health
and welfare of people, even in areas where certainty does not
exist.” Id. at 24 (emphasis added). In sum, a sharply
divided D.C. Circuit decided that EPA may make “legisla-
tive policy judgments.” Id. at 26.

Following the logic of his en banc opinion, Judge
Wright's opinion affirming the EPA’s NAAQS for lead
approved the notion that the EPA performs an “ ‘essen-
tially legislative task.’ ” Lead Industries, 647 F.2d at 1147
(quoting Automotive Parts & Accessories Ass'n, Inc., 407
F.2d 330, 338 (D.C. Cir. 1968)).

With the affirmation of the lead ambient standard,
Schoenbrod had won a series of courtroom battles, but
lost the war to get the EPA to protect a generation of
children from the lead in gasoline used by pre-1975 vehi-
cles. Although Congress had, in Sen. Muskie’s words,
promised that Congress had made “the hard choices”
(116 Cong. Rec. 42,381 (1970)), there was enough play in
the system for the EPA to make up the policy as it moved
along, as exemplified by Judge Wright’s view that the
agency may make legislative policy on the extent to
which it shall protect public health. Ironically, the chil-
dren would have received more protection from lead if
Congress had been prohibited from using delegation to
duck the hard choice about regulation of lead in gasoline.
David Schoenbrod, Confessions of An Ex-Elitist, Commen-
tary, Nov. 1999 at 36, 38.

While the EPA’s policymaking latitude harmed public
health in the 1970s, it works another kind of harm today.
Today the EPA feels different institutional imperatives.

25

Now, it can stand up to powerful industries. It has a large
and influential constituency that wants pollution reduced
regardless of evidence about its public health signifi-
cance. Easterbrook, xiii-xv, supra. The EPA itself has the
natural propensity of mature governmental institutions to
prolong and enhance its mandate. See Pranay Gupte and
Bonner R. Cohen, Carol Browner, Master of Mission Creep,
Forbes, Oct. 20, 1997 at 170.

Of particular relevance to this case, because the
nation is coming into increasing compliance with the
current NAAQS, EPA's most important powers under the
CAA are withering away. The real heft in the “stick” that
the CAA gives EPA to wield against the states comes
from the power to force them to take whatever action is
necessary to attain the NAAQS. 42 U.S.C. §§ 7501-7515
(1995). Additionally, the power that Section 202(i) of the
CAA gives EPA to increase the stringency of the emission
limits on new cars and light duty trucks is available only
if EPA determines that there is a “need for further reduc-
tions in emissions in order to attain or maintain” the
NAAQS. 42 U.S.C. §§ 7521(i)(2)(A), (i)(3)(B)(i) (1994). For-
tunately for the nation and unfortunately for EPA’s
power, there is, in EPA’s words, “dramatic improvement”
in air quality.!° According to EPA’s own data, the bulk of
the nation’s people live in areas in attainment with the
current NAAQS.!! Even as to the most widely violated of

10 EPA, Latest Findings on National Air Quality: 1999 Status
and Trends (Aug. 2000), available at , at 5.

11 The number of people living in counties with air quality
concentrations above the level of the current NAAQS in 1999 is

26

the current NAAOS, that for ozone, EPA foresees increas-
ing compliance. In promulgating the strengthened ozone
standard at issue in this case, EPA identified only nine
areas predicted to be in violation of the current NAAQS.
“Regulatory Impact Analyses for the Particulate Matter
and Ozone National Ambient Air Quality Standards and
Proposed Regional Haze Rule” (July 16, 1997) at 4-58.12
With the strengthened NAAQS, EPA would renew its
waning power by increasing the sce de and the gravity of
nonattainment.

While the EPA’s institutional imperatives have
changed since the 1970s, the language and meaning of
Section 109 of the CAA have not. It still requires the EPA
to gear the primary ambients standards to protect public
health. The EPA departed from its public health roots not
only by ignoring the significance of risk, but also by
refusing to ever consider that reducing ozone will
increase the incidence of skin cancer.'* Caught out on a
limb by the Court of Appeals, the agency attempted to
crawl back. It did not apply for certiorari on whether it
could ignore the beneficial effects of ozone. Rather, to

as follows: carbon monoxide: 9.1 million; lead: .4 million;
nitrogen dioxide: zero; ozone: 53.8 million; particulate matter:
20.3 million; sulfur oxides: zero. Id.

12 An earlier, more specific analysis by the EPA identified
only thirty-four counties that would be in nonattainment in
2007. Regulatory Impact Analysis for Proposed Ozone National
Ambient Air Quality Standard (Draft, Dec. 1996) at VI-6. Most of
these areas were predicted to be in only “ ‘marginal’
nonattainment.” Id.

13 American Trucking Ass'n, Inc. v. EPA, 175 F.3d 1027, 1051
(1999).

27

cover its trail of boundless discretion it now claims that it
applied something like a standard of significance all
along. See note 4, supra. This post-hoc rationalization
cannot save a rulemaking based upon another interpreta-
tion of the statute, which is incorrect and violates the
delegation doctrine. Id.

Sen. Muskie made clear his belief that the statute
should be interpreted to avoid delegation problems. As
he stated in 1970, “We have an obligation to lay down the
standards.” 1 Legislative History of the Clean Air Act
Amendments of 1970 at 232 (Senate Debates on S. 4358,
Sept. 21, 1970) (statement of Sen. Muskie). He later elabo-
rated:

Often the statutory guidance is so detailed that
EPA is left with little room for the exercise of
discretion. Nevertheless, since the most detailed
air pollution control decisions represented
major social, economic, and political choices, the
Congress had to be specific; these were the
kinds of choices and balancing neither the agen-
cies nor the courts should or probably would
have made.

Edmund Muskie & Elliot Cutler, A National Environmental
Policy: Now You See It, Now You Don't, 25 Maine L. Rev.
163, 168 (1973) (writing about air and water statutes).

The resulting statutory standard, geared to signifi-
cant risk to health, satisfies this Court’s present delega-
tion doctrine. See Benzene, 448 U.S. 607 (1980). No doubt
such a principle leaves the agency with some leeway, not
only in evaluating the scientific evidence, but also in
interpreting a standard of significance. But that leeway is
cabined by the traditions of public health practice and,

28

eventually, the agency’s prior interpretations. Even those
who would read the delegation doctrine aggressively do
not require that Congress answer all the questions in
advance, but rather provide an understandable bench-
mark for subsequent application. See Schoenbrod, Power
Without Responsibility 181-85 (1993). Whether Congress
should be held to a higher standard, id. at ch. 12; Marci A.
Hamilton, Discussions and Decisions: A Proposal to Replace
the Myth of Self-Rule with an Attorneyship Model of Repre-
sentation, 69 N.Y.U. L. Rev. 477, at 537-39 (1994), is a
question not presented in this case.

The Court of Appeals panel felt precluded from
avoiding the delegation problem by interpreting the stat-
ute itself for several reasons. First, the D.C. Circuit had
previously interpreted Section 109 to grant the EPA broad
discretion on the level at which to set the primary stan-
dard. That is no barrier to this Court. Second, the panel
believed itself precluded by Chevron U.S.A., Inc. v. Natural
Resources Defense Council, Inc., 467 U.S. 837 (1984), from
taking the first step in interpreting the statute. But, Chev-
ron should be no obstacle to the courts interpreting Sec-
tion 109 of the CAA, where Congress intended not to
delegate broad policymaking power. In any event, dele-
gation is a core, structural constitutional principle that
precedes the Chevron rule.

CONCLUSION

The Administrator’s interpretation of Section 109 of
the Clean Air Act is on a collision course with the funda-
mental principles of this Court’s delegation doctrine. A

29

more reasonable interpretation is available, however,
which confines the Administrator’s discretion as it saves
the statute. The language of the Act, the legislative his-
tory, and plain common sense lead to the conclusion that
“protect public health” means protect it from significant
risk, not whatever risk the Administrator is moved to
protect. For this reason, the decision below should be
AFFIRMED.

Respectfully submitted,

Davip SCHOENBROD
Marci A. HAMILTON

*Davip SCHOENBROD

New York Law School

57 Worth Street

New York, New York 10013
(212) 431-2339

(212) 431-9205 (facsimile)
dschoenbrod@nyls.edu

Marci A. HAMILTON

40 Washington Square South
New York, New York 10012
(212) 992-8824

(212) 995-4659 (facsimile)
hamilton02@aol.com

DesorAH PAULus

250 Joralemon Street
Brooklyn, New York 11201
(718) 780-7981

*Counsel of Record

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385014_0353%3A36. Public record. Not legal advice.
