# Petition for Writ of Certiorari — United States v. Beggerly

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1998
- **Citation:** 524 U.S. 38

## Text

Supreme Court. 1S

Ab kX &.

97 731 ocl 27 97

No. OFFICE OF THe CLERK

In the Supreme Court of the United States

OCTOBER TERM, 1997

UNITED STATES OF AMERICA, PETITIONER

v.

CHRIS W. BEGGERLY, ETAL.

ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

PETITION FOR A WRIT OF CERTIORARI

SETH P. WAXMAN
Acting Solicitor General
Lois J. SCHIFFER
Assistant Attorney General
EDWIN S. KNEEDLER
Deputy Solicitor General
PAUL R.Q. WOLFSON
Assistant to the Solicitor
General
MARTIN W. MATZEN
WILLIAM B. LAZARUS
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202)514-2217

QUESTIONS PRESENTED

1. Whether an “independent action” brought against
the United States to set aside a consent judgment entered
in a previous quiet title action brought by the United
States may be premised on “ancillary jurisdiction” deriv-
ing from the original quiet title action, and does not re-
quire an independent jurisdictional basis including a
waiver of sovereign immunity.

2. Whether the 12-year statute of limitations applicable
to actions against the United States under the Quiet Title
Act, 28 U.S.C. 2409a(g), was subject to equitable tolling.

3. Whether the court of appeals had appellate jurisdic-
tion to review the district court’s denial of respondents’
motion for summary judgment.

4. Whether the court of appeals erred in reopening the
consent judgment and upholding respondents’ claim of title
to lands in the State of Mississippi based on a 1781 land
grant by a Spanish governor who, as this Court held in
Onitted-States—v- United States v. Power’s Heirs, 52 U.S.
(11 How.) 570 (1851), had no authority to make such a

grant.

(I)

II TABLE OF CONTENTS

5 Page
PARTIES TO THE PROCEEDING 1———— |
Petitioner is the United States of America Petitioner Jurisdiction 8 ( ( ꝙ 8 ä ** *
Was defendant in the distriet court and ll in the Statutory pro volvedd . .
court of : al The i ts, Chris W. B ly, — — = — — —— w- bh
Clark M. B ly, Velma B. G 8 Reed. and Reasons for granting —2——— —
David Reed, were plaintiffs in the district court and —— ꝗ6üͥ . K —— —
CUES SOAS Gye. 1r——— ̃³ = 17a
1— ͤ—ꝓĩ.jññ 32a
7551 ̃⁵³cö 45a
1121 ̃ ! 47a
6 2 ⁵L— — 52a
1 ͤ¶— ——ö— 54a
11 . — 56a
8888 1 ——————————————— 61a
TABLE OF AUTHORITIES
Cases:
Akin v. PAFEC Ltd., 991 F.2d 1550 (11th Cir.
9 ——— 26
Andrade v. United States, 485 F.2d 660 (Ct. Cl.
1973), cert. denied, 419 U.S. 831 (1974) . 16-17
Arizona v. California, 460 U.S. 605 (1983) ............ 17-18
Block v. North Dakota, 461 U.S. 273 (1983) ......... 20, 21
Burke v. Ernest W. Hahn, Inc., 592 F.2d 542
EG — — 26
Cange v. Stolter & Co., 826 F.2d 581 (7th Cir.
8 ——ů————— 23
Crosby v. Mills, 413 F.2d 1273 (10th Cir. 1969) 17
Dugan v. Rank, 372 U.S. 609 (1983) ..... 20

(II)

Cases—Continued: Page

Fadem v. United States:
52 F.3d 202 (9th Cir. 1995), vacated and

remanded, 117 S. Ct. 1108 (1997) .................. 19

113 F.3d 167 (Oth Cir, 1997)... 20
Foy v. Schantz, Schatman & Aaronson, P.A.,

108 F.3d 1347 (Lith Cir. 1997) 26

Garcia v. Lee, 37 US. (12 Pet.) 511 (1838) ............ 2

Goodman v. McDonnell Douglas Corp., 606 F 2d
800 (8th Cir. 1979), cert. denied, 446 U.S. 913

(IBID ———————j—ç———ç—— 26
Hart v. United States, 585 F.2d 1280 (5th Cir.

1978), cert. denied, 442 U.S. 941 (1979) 23
Hunter, In re, 66 F.3d 1002 (9th Cir. 1995) ............. 16
Idaho v. Coeur d Alene Tribe of Idaho, 117 S. Ct.

1 m 20
Irwin v. Department of Veterans Affairs,

GBB UB, GD GERD cescsnsnessenesnnsessssesesssssessscccsssvccsages 22
Kokkonen v. Guardian Life Insurance Company of

America, 511 U.S. 375 (1994). 15, 18
Lampf, Pleva, Lipkind, Prupis & Petigrow v.

Gilbertson, 501 U.S. 350 (1991) 23, 24
Leo Sheep Co. v. United States, 440 U.S. 668

8 —ñ—ñů— 18
Milan Express Co. v. Western Surety Co.,

886 F. 2d 783 (6th Cir. 1989) . 26
Minnesota Co. v. National Co., 70 U.S. (3 Wall.)

1— . 18

Muse v. Arlington Hotel Co., 68 F. 637 (E. D.
Ark. 1895), error dismissed, 168 U.S. 430 (1897) ... 28

Nevada v. United States, 463 U.S. 110 (1983) ....... 17
Peacock v. Thomas, 116 S. Ct. 862 (1996) ............. 19
Swaback v. American Information Technologies
Corp., 103 F.3d 535 (7th Cir. 1998) . . 27
United States v. Brockamp, 117 S. Ct. 849
ee 20, 23

Cases—Continued: Page

United States v. California & Oregon Land Co.,
CE . 18
United States v. City and County of San Francisco,
r 20
United States v. Fadem, 117 S. Ct. 1108 (1997) .... 20
United States v. Louisiana, 363 U.S. 1 (1960) ...... 2,6
United States v. Mottaz, 476 U.S. 834 (1986) ....... 21
United States v. Porche, 53 U.S. (12 How.) 426
ee ~
United States v. Powers Heirs, 52 U.S. (11 How.)
— 6, 7, 8, 16, 28
United States v. Timmons, 672 F.2d 1373 (11th
. O n 16

—— — —⅜ 17

r eee 22
Constitution, statutes and rules:

U.S. Const. Art. IV, 5 8, Cl. 2 . . .
Act of Apr. 25, 1812, ch. 67, 2 Stat. 713
I ————T.
T»...
nne.
Act of Mar. 3, 1819, ch. 100, 3 Stat. 528:
Ye —
eS eae —ðÜ] —
Act of May 8, 1822, ch. 128, 3 Stat. 707
Act of May 26, 1824, ch. 178, 4 Stat. 5⁊222
(ned eA a AND
ow Sl A TT 3,
Act of May 24, 1828, ch. 98, 4 Stat. 29
Act of May 28, 1880, ch. 146, 4 Stat. 400
Act of June 17, 1844, ch. 95, 5 Stat. 6

de c ce te S

eee

VI

Statutes and rules—Continued: Page

Civil Rights Act of 1964, Tit. VII, 42 U.S.C. 2000e
11— ò⁰ — 22
Quiet Title Act, 28 U.S.C. 240%ãʒ3 . 2,9
111 —L— 14, 15, 19, 23
Tucker Act:
RT y
En Ler 10
I —ę᷑?-᷑ 0
16 U.S.C. 459h ......... 2. 5
xx —ʃ 5
Fed. R Civ. P.:

CS —K————— 2, 9, 10, 11, 15, 17
—... * 17
Miscellaneous:
3 American State Papers, Public Lands (1834) .......
Exec. Order of Aug. 30, 1847 . . ......
Exec. Order of July 7, 1882 . . .
Exec. Order of Sept. 3, 1900
Exec. Order of Apr. 12, 1908
Exec. Order No. 4262 (July 3, 1925) .
Exec. Order No. 5562 (Feb. 20, 1931) ......................
Exec. Order No. 10,355, 17 Fed. Reg. 4831 (1952) ...
Public Land Order No. 1636, 23 Fed. Reg. 3388
ere Ee 4
10A C. Wright, A. Miller & M. Kane, Federal
Practice and Procdure (1983) 28

E K & & & & & DD

In the Supreme Court of the United States

OCTOBER TERM, 1997

No.

UNITED STATES OF AMERICA, PETITIONER
U.
CHRIS W. BEGGERLY, ET AL.

ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

PETITION FOR A WRIT OF CERTIORARI

The Acting Solicitor General, on behalf of the United
States of America, respectfully petitions for a writ of cer-
tiorari to review the judgment of the United States Court
of Appeals for the Fifth Circuit in this case.

OPINIONS BELOW

The court of appeals’ substitute opinion rendered on
rehearing (App., infra, 1la-l6a), from which review is
sought, is reported at 114 F.3d 484. The initial decision of
the court of appeals (App., infra, 17a-3la) is unreported.
The district court’s memorandum order granting the gov-
ernment’s motion to dismiss and denying respondents’
motion for summary judgment (App., infra, 32a-44a) is un-
reported, as is the district court’s memorandum order
denying rehearing (App., infra, 47a-51a).

(1)

JURISDICTION

The court of appeals entered its initial judgment and
decision on May 29, 1997. The court of appeals thereafter
replaced that decision with a new decision on July 28, 1997,
and concurrently denied a petition for rehearing. App.
infra, 52a-58a. The jurisdiction of this Court is invoked
under 28 U.S.C. 1254(1).

STATUTORY PROVISION AND RULE INVOLVED

Reprinted in an appendix to this petition (App., infra,
6la-63a) are the pertinent provisions of the Quiet Title
Act, 28 U.S.C. 2409a, and Federal Rule of Civil Procedure
60(b).

STATEMENT

l. a. This case arises out of a dispute between
respondents and the United States over ownership of lands
on Horn Island, Mississippi. Horn Island is one of five bar-
rier islands off the Mississippi coast in the Gulf of Mexico
(R. E. 32),' and is within the territory acquired in 1803 by
the United States in the Louisiana Purchase. United
States v. Louisiana, 363 U.S. 1, 80-81 (1960); Garcia v. Lee,
37 U.S. (12 Pet.) 511 (1838).

After the Louisiana Purchase, Congress established a
commission to ascertain the titles and claims to lands east
of the Pearl River in Mississippi, west of the Perdido
River in Alabama, and south of the 3lst degree of north
latitude, an area that includes Horn Island. Act of Apr. 25,
1812, ch. 67, 2 Stat. 713. The 1812 Act required every
person claiming lands in that area under French, British,

! Cites to R. E.“ refer to pages in respondents’ appendix of record
excerpts filed in the court of appeals. “Supp. R.E.” refers to the
supplemental appendix of record excerpts filed in the court of appeals
by the government. Cites to “R.” refer to pages in the official record

@ap
on

5

and Spanish grants to deliver evidence of the claim to the
Commissioner, who was directed to examine the claims; to
ascertain, inter alia, whether and when the lands were in-
habited or cultivated, and when and under what authority
they were surveyed; and to prepare a report on the claims
for Congress. 55 5, 7, 8, 2 Stat. 715, 716. In 1819, Congress
confirmed the claims that were recommended by the Com-
missioner and directed the issuance of certificates and pat-
ents for the confirmed claims. Act of Mar. 3, 1819, ch. 100,
§§ 1-2, 3 Stat. 528-530. No claims for lands on Horn Island
were recommended by the Commissioner or confirmed by
Congress; to the contrary, in 1816, the Commissioner spe-
cifically rejected a claim to Horn Island by the heirs of one
Catalina Boudreau. See p. 5, infra.” In 1844, Congress
permitted persons with claims to lands east of the Pearl
River, among others, “which might have been perfected
into a complete title” under a prior sovereign’s laws, to file
suit in federal district court to substantiate such claims,
with a right of direct appeal to this Court. Act of June 17,
1844, ch. 95, 5 Stat. 676; Act of May 26, 1824, ch. 173, § 1,
4 Stat. 52. Neither party to this case has suggested that
any lands on Horn Island were so claimed.

2 Congress twice permitted persons whose claims had not been
recommended for confirmation by the Commissioner to present addi-
tional supporting evidence (Act of Mar. 3, 1819, ch. 100, 56 6-7, 3 Stat.
530-531; Act of May 24, 1828, ch. 93, 4 Stat. 299), and it subsequently
confirmed several claims (Act of May 8, 1822, ch. 128, 3 Stat. 707; Act of
May 28, 1830, ch. 146, 4 Stat. 408). We are unaware of any claims
recommended or confirmed for lands on Horn Island.

8 The 1844 Act extended, to lands east of the Pearl River in
Mississippi, provisions of the 1824 Act that had allowed those claiming
lands in Arkansas and Missouri to petition the district court for
recognition of their claims. See Act of May 26, 1824, ch. 173, 4 Stat. 52.
Section 5 of the 1824 Act, and by incorporation the 1844 Act as well,
provided that “any claims to lands * * * within the purview of this
act, which shall not be brought by petition before the said courts,

4

Since the early 1800s, the United States has openly
acted as owner of Horn Island. The government’s first
official plat survey for Horn Island, conducted in 1824,
identified the island as public domain, as did a subsequent
official dependent resurvey conducted in 1846, and a sup-
plemental plat survey in 1907. R.E. 70. Dependent resur-
veys conducted in 1928* and 1979 showed that the United
States had issued no patents for any lands on Horn Island
before the 1907 survey, and that no patent had ever been
issued for the Horn Island lands claimed by respondents.
R.E. 71. In addition, since the mid-1800s, the United
States Government has issued a series of Executive
Orders and Public Land Orders providing for the public
use of lands at issue here and other lands on Horn Island,
including use for military and lighthouse purposes, a
chemical warfare station, a Coast Guard target range, and
a wildlife refuge.

b. Respondents’ predecessor in interest, Clark Beg-
gerly, Sr., purchased color of title to the lands at issue
here, as well as other lands, by quitclaim deed at a delin-
quent tax sale offered by Jackson County, Mississippi, in
1950. Mr. Beggerly, Sr., paid $51.20 for 626 acres described
as located on Horn Island; he and a friend also paid $31.25

within two years from the passing of this act, * * * shall be forever
barred, both at law and equity, and no other action, at common law, or
proceeding in equity, shall ever thereafter be sustained in any court
whatever, in relation to said claims.” 4 Stat. 54.

The resurvey conducted in 1928 reflected significant accretions
and accordingly redesignated the lot numbers within the sections.
R.E. 71.

See Exec. Order of Aug. 30, 1847; Exec. Order of July 7, 1852;
Exec. Order of Sept. 3, 1900; Exec. Order of Apr. 12, 1906; Exec. Order
No. 4262 (July 3, 1925); Exec. Order No. 5562 (Feb. 20, 1931); Exec.
Order No. 10,355, 17 Fed. Reg. 4831 (1952); Public Land Order No. 1636,
23 Fed. Reg. 3388 (1958).

5

for another 225 acres on the Island, of which he retained
103 acres upon later division. App., infra, 32a-33a.

In 1971, Congress created the Gulf Islands National
Seashore (GINS) for preservation purposes, and author-
ized the Secretary of the Interior to acquire several Gulf
Coast islands, including Horn Island. See 16 U.S.C. 459h,
459h-1. In 1972, the National Park Service began apprais-
ing lands within the boundaries of GINS, including some
lands on Horn Island, as an initial step toward acquisition
of properties. The 626-acre parcel claimed to be owned by
respondents was appraised for $156,000, and the 103-acre
parcel was appraised for $27,125. The Park Service offered
respondents slightly larger amounts than those appraised
values for the lands they claimed, conditioned on their de-
livery of clear title to the parcels. The government’s title
contractor, however, found no evidence that the United
States had ever issued any patents for the property
claimed by respondents. In the absence of clear title,
the government did not further pursue purchase of the
property from respondents. R.E. 68.°

In 1979, the United States filed suit against respondents
and nearly 200 other defendants to quiet title in the
United States to lands claimed by private persons on Horn
Island, Petit Bois Island, and Ship Island. United States of
America v. Adams, et al., Civil Action No. S79-0338(C) (D.
Miss.). For three years, the parties conducted research

6 Respondents originally maintained that their title derived from
federal patents that had been issued to Indians in 1840 and recorded in
the 1950s in the Jackson County Chancery Clerk’s Office by an attor-
ney acting for the 1950 tax-sale purchasers. See R. E. 75. Preliminary
research by the government’s title contractor suggested that respon-
dents’ title was derived from three patents issued to Indians in 1840,
but subsequent research revealed that those Indian patents had in fact
been issued for different lands in northeastern Mississippi, and that no
patents had ever been issued for Horn Island. R.E. 68; R. 199.

6

and discovery on their claims. During that litigation, the
United States filed a pleading that, among other things,
referred to a claim to Horn Island that had been rejected
by the land commission established by Congress in 1812,
and contended that that claim therefore provided no basis
for respondents’ claim to lands on Horn Island. See Mem.
in Supp. of Pl.’s Objections to Admis. of Defs.’ Exs. at
5-6 (filed 11/19/82); pp. 2-3, supra.

That pleading in the Adams case identified the source of
the information about the rejected claim as the report to
Congress on claims east of the Pearl River by Commis-
sioner William Crawford (reproduced in 3 American State
Papers, Public Lands 7 et seq. (1834)). Commissioner
Crawford’s report to Congress identified a claim by the
heirs of Catalina Boudreau’ to a grant purportedly issued
to her on August 1, 1781, by Bernardo de Galvez, then the
Governor of the Spanish province of Louisiana. Id. at 15
(item 51). Crawford’s report also explained that he had
rejected the Boudreaus’ and several other claims either
because they were “forfeited—most of them under the
Spanish law, for the want of inhabitation and cultivation;
and do not appear to be entitled to confirmation under
any law of the United States” (id. at 17); or because they
were “derived from officers who had no right to grant,
or, at most, not on so extensive a scale” (ibid.). In 1850,
this Court held, in addressing claims to lands on two
islands neighboring Horn Island, that, on August 1, 1781,
Bernardo de Galvez had no legal authority to issue grants
for lands east of the Pearl River. United States v. Power’s
Heirs, 52 U.S. (11 How.) 570, 579-580 (1851).°

’ Variously spelled Catherine, Catarina, and Catalina, and
Boudreau, Beaudreaux, Baudreau, Bodro, and Baudro.

8 As the Court noted in United States v. Louisiana, 363 U.S. at 80-
81, the lands in question were ceded by France to Great Britain in
1763, and were then made part of the British province of West

—
‘

In December 1982, respondents and the other defen-
dants to the United States’ quiet title suit executed a
“Stipulation and Settlement” (App., infra, 56a-60a) in
which they agreed to accept $400,000 as “full and just
compensation and in full satisfaction of any and all claims
of whatsoever nature * * * against the United States of
America by reason of the settlement of the action” (id. at
57a-58a), in return for entry of an attached consent
judgment. That consent judgment quieted title “in favor
of the United States with regard to all lands and interests
on Horn and Petit Bois Islands which defendants have or
may have claimed.” Id. at 54a. The judgment also perma-
nently enjoined the defendants (including respondents
herein) from asserting any dverse claim to the property.
Ibid. As a result of the settlement, respondents received
$208,175.87 of the $400,000 paid by the United States.
Supp. R.E. tab 3, at 4.

e. Despite the settlement of the quiet title action,
respondents continued to investigate their claim to the tax
sale parcels. According to an affidavit later filed in this
case, Edith Axelson, a researcher hired by respondents,
stated that in 1991 she had located in the National Ar-
chives documents relating to the “Boudreau Grant.” R.E.
126. Axelson attached to her affidavit a copy of materials
purportedly documenting an August 1, 1781, grant of Horn
Island to Catalina Boudreau by Bernardo de Galvez. R.E.

Florida. In 1781, Spain and Great Britain were at war, and the British
forces surrendered West Florida to de Galvez on May 9, 1781. The
Court concluded in Power’s Heirs that, although Spain held the rele-
vant lands under military occupation on August 1, 1781, there was no
evidence that Spanish law had been introduced into West Florida, or
that de Galvez had been given civil power to grant lands there.
De Galvez was then the Governor of the Spanish province of Louisiana,
but the Court stated that his civil authority did not extend to West
Florida. 52 U.S. (11 How.) at 579-580.

8

129-132. In August 1998, respondents hired Hans Baade, a
law professor at the University of Texas, to “evaluate and
determine the legal effect of * * * the ‘Boudreau Grant.’”
R.E. 134. Baade’s resultant legal “Memorandum on Title
to Horn Island” (R.E. 150-189) concluded that the grant to
Catalina Boudreau by de Galvez was valid. Baade, how-
ever, made no reference to this Court’s holding in Power’s
Heirs, 52 U.S. (11 How.) at 579-580, that de Galvez had
lacked legal authority to issue grants to lands east of the
Pearl River on August 1, 1781.° Nor did he address the
existence of any chain of title between Catalina Boudreau
and respondents.”

2. On June 1, 1994, respondents filed a complaint in
district court, requesting that the court set aside the 1982
settlement agreement and the consent judgment in the
United States’ quiet title action, and award them just
compensation for an “inverse condemnation” effected by
entry of that 1982 consent judgment. See R.E. 29-46 (com-
plaint). Relying on the “Boudreau Grant” (see R.E. 40),
the complaint asserted that the United States had fraudu-
lently represented federal ownership of the disputed prop-
erty on Horn Island (R.E. 42-44); that “mutual mistake of a
material fact” had caused respondents to agree to the 1982
settlement (R.E. 44); and that the entry of the 1982 con-
sent judgment constituted a taking of respondents’ prop-

Baade also did not address this Court’s decision in United States
v. Porche, 53 U.S. (12 How.) 426, 432 (1852), holding that, under the
1844 Act permitting certain claimants to lands east of the Pearl River
to present their claims to federal district court, any claims filed after
June 17, 1846, were jurisdictionally barred.

10 As noted above (page 5, note 6, supra), respondents originally
maintained that their title purchased at the tax sale in 1950 derived
from three patents issued to Indians in 1840, but those patents were in
fact issued for different lands. We are not aware of any connection
between the 1781 Boudreau Grant and the 1840 Indian patents.

9

erty without just compensation entitling them to a mone-
tary award by way of inverse condemnation (R.E. 45-46).
As relief, respondents sought to have the court set aside
the judgment in Adams and to award them “damages” of
not less than $14,500 per acre, plus interest since 1982.
R. E. 45.

In January 1995, the United States filed a motion to
dismiss the complaint for lack of jurisdietion. The govern-
ment contended that there was no statutory basis for ju-
risdietion, ineluding no waiver of sovereign immunity, for
respondents’ action to set aside the judgment in the quiet
title action. R. 52. Respondents in turn filed a motion for
summary judgment in March 1995, asserting that the
court had jurisdiction over their “independent action” to
set aside the consent judgment based on jurisdiction in the
initial quiet title action brought by the United States.
Resp. Mem. in Supp. of Mot. for Summ. J. 5, 16, 20-21. In
addition, respondents argued (id. at 23-24) that both the
Quiet Title Act (QTA), 28 U.S.C. 2409a, and the Tucker
Act, 28 U.S.C. 1346(a)(2) and 1491(a)(1), provided the dis-
trict court with jurisdiction over their claims. In July
1995, respondents filed a motion to amend their complaint
(R. 190-191) by adding the QTA and the Tucker Act as
jurisdictional bases, but they did not otherwise seek to
amend the complaint or the relief sought in the complaint;
they did not, for example, request that the district court
quiet title to the Horn Island lands in them.

The district court granted the government’s motion to
dismiss and denied respondents’ motion for summary judg-
ment. App., infra, 32a-44a. The court first observed that
respondents’ complaint was filed nearly 12 years after
entry of judgment in the United States’ quiet title action,
well after the one-year period allowed by Federal Rule of
Civil Procedure 60(b) for motions to set aside a final judg-
ment based on fraud. App., infra, 39a-4la. The court also

10

noted that, although respondents had relied on Rule 60(b)
in their complaint, they sought relief in their summary
judgment motion through an “independent action in eq-
uity”; it rejected that basis for relief as “substantively and
procedurally deficient,” and further concluded that the
action was untimely under the equitable doctrine of
laches. Id. at 40an.13. The court also ruled that respon-
dents had not met the legal prerequisite for seeking re-
scission of a settlement agreement, namely, returning the
moneys received in settlement and returning the parties
to the status quo ante; thus, the court concluded, respon-
dents must be “deemed to have ratified the settlement
agreement.” Jd. at 41a. The court further rejected re-
spondents’ inverse condemnation claim—that the entry of
the consent judgment in 1982 constituted a taking of their
property for which just compensation was due—on the
ground that the Court of Federal Claims had exclusive
jurisdiction over that claim under the Tucker Act, 28
U.S.C. 1491. App., infra, 42a-43a.

Finally, the court pointed out that a party seeking to set
aside a judgment on the basis of fraud faces a “stiff
standard of proof,” and it observed that respondents had
“wholly failed to discuss [their] allegations of fraud in
specific terms of the[] critical elements” for making out
such aclaim. App., infra, at 38a-39a n.9; see also id. at 39a-
40a & n.12 (court’s “careful{] review[] [of] the record”
establishes that respondents’ allegations of fraud are
devoid of evidentiary support). Rather, the court found,
lt he United States acted in good faith in the settlement
of [the Adams litigation].” Id. at 43a. The court remarked
that the United States “could have refused to pay for what
it already owned”—noting that respondents’ own attor-
neys had advised them at the time that they had no
valid claim te the disputed lands—and it characterized
the amount respondents had accepted in the Adams

11

settlement as a “‘six-figure’ windfall.” Id. at 43a-44a &
n.16. Having ruled that the case should be dismissed, the
court then denied respondents’ motion for summary
judgment, without addressing the merits of that motion.
Id. at 44a.

3. A divided panel of the court of appeals reversed. App.
infra, 17a-25a. The majority concluded that the district
court had erred in dismissing respondents’ action for lack
of jurisdiction (id. at 20a-2la), and it directed the district
court on remand to enter judgment quieting title in
respondents to Horn Island, and to fashion an appropriate
monetary remedy for respondents (id. at 25a). Judge
Garza dissented. Id. at 25a-31a.

4. The United States filed a petition for rehearing.
The panel, still divided, issued a “substitute” opinion on
rehearing (App., infra, la-16a), and concurrently issued an
order denying the petition for rehearing “[o)ther than as
reflected in the substituted opinion” (id. at 52a-53a).

a. The majority first concluded that the district court
had erred in dismissing the complaint. According to the
court, the time limits in Rule 60(b) for setting aside a
judgment based on alleged fraud doſ] not ‘limit the power
of a court to entertain an independent action’” to set aside
a judgment. App., infra, 4a. Moreover, the majority
stated, “an independent action filed in the same court that
rendered the original judgment is a continuation of the
original action for purposes of subject matter jurisdic-
tion.” Id. at 4a-5a. Therefore, the court concluded, neither
an independent basis for jurisdiction nor a waiver of
sovereign immunity is required “to bring an independent
tion in the same court as the original action.” Id. at 5a.

The majority then proceeded to address the merits of
respondents’ independent action to set aside the consent

12

judgment, and it ordered that relief. App., infra, 5a-8a.
“Crucial to that determination,” the majority stated, was
its conclusion that the district court had erred in failing
to recognize the validity of the de Galvez grant of Horn
Island to Catalina Boudreau in 1781. Id. at 6a. The court
acknowledged that the document found by Axelson in the
National Archives and proffered by respondents to support
their claim “is not the original grant,” but it concluded
that the proffered document was the only available copy,
“presumably” because a fire had destroyed the archives
where the original »rorld have been stored. Ibid. On that
basis, the court decide i that the English translation of the
purported grant was “admissible to prove its existence.”
Ibid.

The majority further acknowledged that a congres-
sionally established commission had rejected the applica-
ion by Boudreau’s heirs to Horn Island, but, it observed,
that commission was not given authority to adjudicate
title but was required to submit claims to Congress for
final action; therefore, “the land commissioner’s refusal to
accept the [Boudreaus’) application did not conclusively
determine that Horn Island belonged to the United
States.” App., infra, 6a-7a. But rather than remand the
issue of the validity of the Boudreau Grant to the district
court (which had not passed on the question), the court of
appeals itself addressed the issue, and concluded—based on
Professor Baade’s affidavit offered by respondents in
support of their motion for summary judgment, which the
district court had denied—that “the Boudreau Grant
vested complete and valid title in Catarina Boudreau. On
that record, therefore, we must conclude that the property
at issue herein remained privately owned after the
Louisiana Purchase and did not enter the public domain of

13

the United States” until the settlement of the quiet title
action. Id. at 8a."

Finally, the majority ruled on what it called respon-
dents’ Quiet Title Act claim” (App., infra, 9a-lla). Even
though respondents had only raised the QTA as an alter-
native basis for jurisdiction for their request for damages
and vacatur of the consent judgment and had not requested
that the district court quiet title in them, the majority
read respondents’ complaint as stating “alternative causes
of action” and held that the district court had jurisdiction
to adjudicate title under the TA. Id. at 9a. Moreover,
according to the majority, since “the United States has no
legitimate claim to the land, the validity of [respondents’]
title is a legal certainty,” and so title should be quieted in
their favor. Ibid. The court did not address the United
States’ open ownership of Horn Island since the Louisiana
Purchase, or the absence of any showing by respondents of
a chain of title between Boudreau and the 1950 tax sale by
which Clark Beggerly, Sr., acquired color of title to the
land.

The majority rejected the government’s argument that
any action by respondents under the QTA to adjudicate
title in lands on Horn Island was barred by the statute of

1 The majority stated that respondents’ “involuntary settlement”
of the Adams litigation, based on their “inability to prove their title”
derived from the Boudreau Grant, was “directly caused by the govern-
ment’s failure to produce the grant and its misrepresentation that no
private disposal” (by federal patent of the lands) had ever been made.
App., infra, 8a. The court did not, however, address the fact that the
government had brought the claim of Boudreau’s heirs to Horn Island,
and the 1816 land commission’s rejection of that claim, to the attention
of the court in the Adams litigation. See p. 6, supra. The court also
did not consider this Court’s Powers Heirs decision—holding that de
Galvez lacked authority to make grants east of the Pearl River—
which Professor Baade had not discussed in his affidavit, and which the
parties had not addressed in their briefs on appeal.

14

limitations, which requires that a quiet title action
against the United States be brought within 12 years of
the date on which the claim accrues (defined as the date on
which the plaintiff or his predecessor in interest knows
or should know of the United States’ claim to the land).
App., infra, 9a-10a; see 28 U.S.C. 2409a(g). The majority
acknowledged that respondents had brought their action
more than 12 years after they knew of the United States’
claim to the Horn Island lands, but, it ruled, the QTA’s
statute of limitations should be tolled in this case “on
equitable grounds.” App., infra, 10a. “On the record
before us,” the court stated, “the government may not
benefit from the limitations period, especially in light of
the diligence displayed by [respondents] in seeking the
truth and pursuing their rights, which resulted in their
discovering a grant that apparently not even custodians of
the public land records could or would locate.” bid.
Accordingly, the court tolled the QTA’s limitation period
for respondents’ benefit and remanded the case to the dis-
trict court to enter judgment quieting title in their favor,
subject to the United States’ election to retain the prop-
erty and pay respondents just compensation for it. Ibid.

b. Judge Garza dissented. App., infra, IIa-16a. He con-
cluded that the district court had properly dismissed the
case for lack of jurisdiction, because the government had
not waived its sovereign immunity to suit. Id. at lla. He
disagreed with the majority’s conclusion that an “inde-
pendent action” could be treated as a continuation of the
underlying suit with ancillary jurisdiction from the origi-
nal action, and he suggested that the panel’s jurisdictional

2 The Court noted that respondents knew of the United States’
claim to the land by 1976, when the United States ceased negotiating
with them over the purchase of the property. App., infra, 10a. It did
not address when respondents’ predecessors in interest knew or should
have known of the United States’ claim.

15

ruling was inconsistent with this Court’s decision in Kok-
konen v. Guardian Life Insurance Company of America,
511 U.S. 375 (1994), and contrary to decisions of the Ninth
and Eleventh Circuits. See App., infra, IIa, 12a n. I. Judge
Garza also suggested that the majority had erred in
reaching “the merits of [respondents’] cross motion for
summary judgment, the validity of the Boudreau Grant, or
the ownership of Horn Island,” since all of those questions
were “fraught with difficult fact questions that must be
decided by the district court, which alone has jurisdiction
to consider them.” Id. at 16a. Therefore, even if subject-
matter jurisdiction were present, Judge Garza would have
remanded the case to the district court for further
proceedings. Ibid.
REASONS FOR GRANTING THE PETITION

The court of appeals has made numerous significant
rulings which are in error and which have broad implica-
tions for the publicly owned lands of the United States.
First, the court concluded that a defendant to a civil action
brought by the United States and resolved by a final
judgment may bring an “independent action” to set aside
that final judgment based solely on the jurisdiction in the
initial action, well outside the time for setting aside a final
judgment permitted by Federal Rule of Civil Procedure
60(b), and without any independent statutory basis for
jurisdiction or waiver of sovereign immunity. That ruling
conflicts with the decisions of other courts of appeals and,
if left unreviewed, could provide a basis for reopening
judgments in innumerable actions brought by the United
States and long ago settled or litigated to final judgment.
Second, the court ruled that the Quiet Title Act’s 12-year
statut+ of limitations for quiet title actions against the
United States, 28 U.S.C. 2409a(g), is subject to equitable
tolling. That ruling is erroneous and has similarly impor-
tant implications for the stability of title to federal lands.

16

Third, the court ruled, on the merits, that the 1781 land
grant from which respondents’ claim ultimately derives is
valid; that decision is directly in conflict with a decision of
this Court, United States v. Power’s Heirs, 52 US. (11
How.) 570 (1851), and completely ignores other issues
concerning the validity of respondents’ title. Finally, the
court of appeals’ decision to reach the merits of respon-
dents’ motion for summary judgment on respondents’
appeal from the district court’s denial of that motion
presents an important question about the jurisdiction of
the courts of appeals, as to which there is a conflict among
the circuits. Certiorari is therefore warranted to review
the decision of the court of appeals in this case.

1. In reversing the dismissal of the action, the court of
appeals concluded that the district court had jurisdiction
over respondents’ “independent action” to set aside the
1982 consent judgment under its “ancillary jurisdiction,”
premised on the subject-matter jurisdiction for the origi-
nal suit, and that there was no need for respondents to
invoke an independent source of subject-matter jurisdic-
tion and waiver of sovereign immunity for their suit
against the United States. That decision conflicts with
decisions of other courts of appeals, which have held that
an independent action brought to set aside a judgment re-
quires an independent source of jurisdiction. See In re
Hunter, 66 F.3d 1002, 1005-1006 (9th Cir. 1995) (rejecting
ancillary jurisdiction for independent actions, and holding
that, absent diversity or other federal jurisdiction, court
lacked jurisdiction over independent action to set aside
settlement of bankruptcy case allegedly tainted by fraud);
United States v. Timmons, 672 F.2d 1373, 1378-1379 (11th
Cir. 1982) (similar; absent waiver of sovereign immunity,
court lacked jurisdiction over action to set aside judgment
in condemnation action brought by United States); An-
drade v. United States, 485 F.2d 660, 664 (Ct. Cl. 1973)

17

(similar; no jurisdiction to set aside settlement of Indian
Claims Commission case), cert. denied, 419 U.S. 831 (1974).
But see Weldon v. United States, 70 F.3d 1, 4 (2d Cir. 1995)
(holding that independent actions are ancillary to original
suit); Crosby v. Mills, 413 F.2d 1273, 1275 (10th Cir. 1969)
(same). That conflict among the courts of appeals on a
question of federal jurisdiction warrants resolution by
this Court.

The court of appeals’ decision would render largely ir-
relevant Federal Rule of Civil Procedure 60(b)(3), which
permits a district court to relieve a party from a judgment
based on a showing of fraud. Under Rule 60(b), such a
motion to set aside a judgment based on fraud, which is
truly ancillary to the original suit, must be made within
one year after entry of final judgment. Under the court of
appeals’ ruling, however, a party could invoke the ancillary
jurisdiction of the district court well outside that one-year
period and seek to overturn a judgment based on allega-
tions of fraud. The ruling therefore undermines the value
of finality of judgments reflected in Rule 60(b) and
generally in the law.”

That consequence is particularly troublesome in the
context of cases such as this one, involving title to real
property. This Court has repeatedly observed that “(t]he
policies advanced by the doctrine of res judicata perhaps
are at their zenith in cases concerning real property, land
and water.” Nevada v. United States, 463 U.S. 110, 129
n.10 (1983); see also Arizona v. California, 460 U.S. 605,

Rule 60(b) states that It his rule does not limit the power of a
court to entertain an independent action to relieve a party from a
judgment, order, or proceeding.” But while Rule 60(b) thus confirms
that an independent action may be brought outside the one-year period
prescribed for motions under Rule 60(b)(3), it does not suggest that
such an action may be brought without an independent source of
subject-matter jurisdiction.

18

620 (1983) (“Our reports are replete with reaffirmations
that questions affecting titles to land, once decided, should
no longer be considered open.”). As the Court explained in
1866:

Where questions arise which affect titles to land it
is of great importance to the public that when they are
once decided they should no longer be considered open.
Such decisions become rules of property, and many
titles may be injuriously affected by their change.
[Where courts vacillate and overrule their own
decisions * * * affecting the title to real property,
their decisions are retrospective and may affect titles
purchased on the faith of their stability. Doubtful
questions on subjects of this nature, when once de-
cided, should be considered no longer doubtful or sub-
ject to change.

Minnesota Co. v. National Co., 70 U.S. (8 Wall.) 332, 334
(1866). See also Leo Sheep Co. v. United States, 440 U.S.
668, 687 (1979) (“This Court has traditionally recognized
the special need for certainty and predictability where
land titles are concerned.”); United States v. California &
Oregon Land Co., 192 U.S. 355, 358-359 (1904).

The decision below is also in tension with this Court’s
decision in Kokkonen v. Guardian Life Insurance
Company of America, 511 U.S. 375 (1994), as Judge Garza
observed in his dissent below (App., infra, lla). In
Kokkonen, the Court held that a district court that had
dismissed a case upon settlement by the parties did not
have ancillary jurisdiction to enforce the parties’ settle-
ment agreement, which was not incorporated into the
order of dismissal. Emphasizing that “[fJederal courts are
courts of limited jurisdiction,” 511 U.S. at 377, the Court
noted that the suit to enforce the settlement agreement
was essentially a state-law suit for breach of contract,
part of the consideration for which was dismissal of the

19

earlier suit, and therefore required an independent source
of federal jurisdiction, such as diversity of citizenship.
See also Peacock v. Thomas, 116 S. Ct. 862, 867 (1996). So
too here, respondents’ independent action is in effect a suit
for monetary relief and an injunction based on allegations
of fraud, and to go forward it requires an independent
source of federal jurisdiction and waiver of sovereign
immunity, neither of which is present.“

2. The majority did not merely conclude that the
district court had jurisdiction to set aside the original
judgment quieting title in the United States; it further
held that the district court had jurisdiction to quiet title
in respondents’ favor under the Quiet Title Act (QTA),
even though respondents’ action was concededly filed more
than 12 years after they knew of the United States’ claim
to the disputed lands, and was therefore outside the QTA’s
12-year statute of limitations, 28 U.S.C. 2409a(g).” The
court held that the QTA’s 12-year limitation period was
subject to equitable tolling. App., infra, 10a. It also ruled
that the limitation period should be tolled in this case.
Ibid. The question whether the QTA’s limitation period is
subject to equitable tolling is one of considerable im-
portance to the management of federal lands, and the
court’s ruling on tolling is erroneous.”

14 Even if the district court had jurisdiction to entertain an inde-
pendent action, the court of appeals had no basis to order that the prior
consent judgment be set aside. See note 18, infra.

15 Section 2409a(g) provides: “Any civil action under this section,
except for an action brought by a State, shall be barred unless it is
commenced within twelve years of the date upon which it accrued.
Such action shall be deemed to have accrued on the date the plaintiff or
his predecessor in interest knew or should have known of the claim of
the United States.”

1% The Ninth Circuit has also held that the QTA’s statute of
limitations is subject to equitable tolling. Fadem v. United States, 52
F.3d 202 (1995), vacated and remanded, 117 S. Ct. 1103 (1997). In

20

The QA is the sole mechanism by which a party may
bring the United States into court to force an adjudication
of a title dispute involving land in which the United States
claims an interest. See Block v. North Dakota, 461 U.S.
273, 275-276 (1983). The QTA is, moreover, addressed to an
important aspect of the sovereignty of the United States,
the ownership of property, which is subject to the plenary
control of Congress. See U.S. Const. Art. IV, § 3, Cl. 2
(Congress has power “to dispose of and make all needful
Rules and Regulations respecting the Territory or other
Property belonging to the United States”); United States
v. City and County of San Francisco, 310 U.S. 16, 29-30
(1940). Suits under the QTA therefore implicate the core
of sovereign immunity. See Dugan v. Rank, 372 U.S. 609,
620 (1963) (a suit is against the sovereign if “the judgment
sought would expend itself on the public treasury or
domain”); cf. Idaho v. Coeur d’Alene Tribe of Idaho, 117 S.
Ct. 2028, 2040 (1997) (observing that Indian Tribe’s suit
against state officers was “the functional equivalent of a
quiet title action which implicates special sovereignty
interests“). Because of the special significance of publicly
owned lands for the sovereignty of the United States, it is
particularly important that title to those lands not be
clouded or unsettled, beyond the permissible reach of title
litigation that Congress has expressly authorized in the
QTA itself.

Fadem, the United States filed a petition for a writ of certiorari,
suggesting that the Court hold the petition pending United States v.
Brockamp, 117 S. Ct. 849 (1997), which presented a similar question
about equitable tolling of the statute of limitations for tax refund
claims. After the Court concluded in Brockamp that the tax refund
limitation period was not subject to equitable tolling, it vacated the
Ninth Circuit’s decision in Fadem and remanded the case for further
consideration in light of Breckamp. 117 S. Ct. 1103 (1997). On remand,
the Ninth Circuit reinstated its earlier decision. 113 F.3d 167 (1997).

21

The court’s holding that the QTA’s limitation period is
subject to equitable tolling, if left unreviewed, could have
serious consequences for the stability of title in federal
lands. When Congress was considering legislative pro-
posals that led ultimately to enactment of the QTA, a con-
cern was expressed that the United States would become
subject to stale claims to publicly owned lands, as to which
any defense would be difficult because of the passage of
time.” To avoid that problem, “Congress intended to fore-
close totally any suit on claims that accrued more than 12
years prior to the [1972] effective date of the QTA.” Block
v. North Dakota, 461 U. & at 286 n.23; see also United
States v. Mottaz, 476 U.S. 834, 843 (1986) (QTA’s “limita-
tions period is a central condition of the consent given by
the Act”). But if that limitation period is held subject to
tolling, then the government could be forced frequently to
defend its ownership of lands long believed to be defini-
tively settled. In this case, for example, the United States
has openly acted as owner of Horn Island since 1803,
and there had been no attempt on the part of a private
party to assert ownership to the Island as against the
United States since 1816, yet now the court of appeals has
directed that title be quieted in respondents.

* When Congress in 1972 considered waiving sovereign immunity
to quiet title actions, the Executive Branch urged that the Act be
applied prospectively only (i. e., not to claims that might have accrued
prior to enactment). See Block v. North Dakota, 461 U.S. at 283.
Ultimately, Congress and the Executive Branch agreed to a relatively
generous 12-year statute of limitations, but recognized that the 12-year
period would foreclose the revival of stale claims. Congress and the
President concluded that the 12-year statute of limitations was a rea-
sonable accommodation of private parties’ interests in the adjudication
of title disputes against the United States and the need to avoid the
serious disruption of federal programs that might be caused by law-
suits involving long-dormant land disputes.

22

The majority erroneously relied on this Court’s deci-
sion in Irin v. Department of Veterans Affairs, 498 U.S.
89 (1990), for the proposition that the statute of limitations
for actions brought under the QTA may be equitably
tolled. App., infra, 10a & n.19. In Jrwin, the Court held
that actions against a federal agency under Title VII of
the Civil Rights Act of 1964 are subject to equitable
tolling, and stated that “the same rebuttable presumption
of equitable tolling applicable to suits against private
defendants should also apply to suits against the United
States.” 498 U.S. at 95-96. Jrwin, however, involved a
federal cause of action that may be brought against private
parties as well as federal agencies, and well before Irwin
the Court had held that the limitation period for bringing
suit against a private employer was not jurisdictional but
was subject to equitable tolling. See Zipes v. Trans World
Airlines, Inc., 455 U.S. 385 (1982). The Court concluded in
Irwin that it would be anomalous to construe the identical
provision as strictly jurisdictional when applied to the
United States as a defendant, but not when applied to other
defendants.

No such anomaly arises from applying the statute of
limitations strictly in cases under the QTA, whereas
anomalies do arise from a holding that the limitation
period is subject to equitable tolling. First, the QTA does
not provide any mechanism for resolving disputes among
private parties as to land ownership; unlike the statute at
issue in Irwin, the TA has no application to defendants
other than the United States. Thus, the QTA does not
present the anomaly that would have existed in Jrwin had
the case been decided the other way—namely, permitting
equitable tolling in suits against private parties but
rejecting such tolling in suits based on the same statute
brought against the federal government.

23

Second, the text of the QTA strongly suggests that
Congress did not intend the statute of limitations to be
subject to equitable tolling. The Court spoke in Irwin of a
“rebuttable presumption” in favor of the availability of
equitable tolling in federal eases of action, but it
subsequently made clear that the courts should not apply
the doctrine of equitable tolling when to do so would be
“fundamentally inconsistent” with other aspects of a
statutory structure set in place by Congress, including
other aspects of the statute of limitations. See Lampf,
Pleva, Lipkind, Prupis & Petigrow v. Gilbertson, 501
U.S. 350, 363 (1991); United States v. Brockamp, 117 S. Ct.
849, 852 (1997). In the context of the QTA, equitable toll-
ing is inconsistent with both the generous 12-year
limitation period and the statutory specification that that
period runs from the date on which the plaintiff or his
predecessor in interest “knew or should have known” of
the government’s claim. See 28 U.S.C. 2409a(g).

Nothing in the text or the legislative history of the
QTA suggests that Congress intended that equitable toll-
ing could be applied to extend still further this long limita-
tion period. The QTA’s 12-year statute of limitations al-
ready incorporates equitable considerations, see Hart v.
United States, 585 F.2d 1280, 1284-1285 (5th Cir. 1978),
cert. denied, 442 U.S. 941 (1979), and as one judge has
observed, IIliberal estoppel and tolling, tacked onto a long
period of limitations, is double counting.” Cange v. Stolter
& Co., 826 F.2d 581, 599 (7th Cir. 1987) (Easterbrook, J.,
concurring). Further, it is particularly difficult to square
equitable tolling with the fact that the QTA’s statute of
limitations provides that the cause of action accrues only
when the plaintiff or his predecessor in interest “knew or
should have known” of the claim of the United States.
Whereas some limitation periods run from the event
giving rise to the cause of action, whether or not the

24

plaintiff was aware of it (see, e.g., Lampf, 501 U.S. at 361-
362), that is not the case with the QTA. A plaintiff under
the QTA is under an obligation to file suit only once
he or his predecessor in interest actually knows of the
government’s claim, or reasonably should be aware of the
facts giving rise to that claim. Allegations of misconduct
by the government, such as concealment of material facts
about the government’s claim or misleading statements
about the nature of that claim, might be relevant to
determining when the plaintiff or his predecessor “knew
or should have known of the claim of the United States.”
But those allegations should not provide a basis for also
concluding that the limitation period was subject to
tolling, even where, as here, the plaintiff concededly did
know of the United States’ claim. If the court’s hold-
ing were accepted, then respondents’ allegations about
misrepresentations by the government apparently would
both set the date on which the limitation period began, and
also toll that period. Such a result would truly be “double
counting.“

18 Even if the 12-year limitation period under the QTA were subject
to equitable tolling in some circumstances, it was not subject to tolling
here. The district court, based on its “careful review of the record,”
found “little or no evidence to support [respondents’] allegations of
fraud, mutual mistake, and so forth,” and indeed found that It he
United States acted in good faith in the settlement of [the Adams
case.” App., infra, 43a. The court of appeals did not conclude that that
determination was clearly erroneous. It merely reached its own
conclusion that the government may not benefit from the limitation
period, in light of what it believed to be the “diligence” displayed by
respondents, which (it stated) “resulted in their discovering a grant
that apparently not even custodians of the public land records could or
would locate.” Id. at 10a. The court of appeals did not suggest,
however, that government attorneys or other personnel were aware of
or intentionally withheld information supporting the validity of a claim
by respondents through the Boudreau Grant. In fact, in the Adams
case, the government cited to the American State Papers where there

25

3. Even if the court of appeals’ conclusion that the
district court had subject-matter jurisdiction over this
case were correct, its decision to address the merits of the
land dispute itself, rather than remand the case to the
district court (which had denied respondents’ motion for
summary judgment) for further proceedings led it into
serious procedural and substantive error. Ordinarily, a
denial of summary judgment is interlocutory and hence
not appealable. Nonetheless, having reversed the district
court’s grant of the government’s motion to dismiss re-
spondents’ complaint, the court of appeals reviewed and
reversed the district court’s denial of summary judgment
in this case (reaching well beyond the relief sought even in
the complaint by quieting title for respondents to the
lands that they claimed on Horn Island). Its decision to
review the district court’s denial of summary judgment
presents an important issue of appellate jurisdiction as to
which there is a conflict among the courts of appeals:
whether, on appeal from a district court’s grant of a
dispositive motion terminating litigation in favor of a
defendant, a court of appeals may also review interlocutory
rulings that were not related to the basis for that final
judgment.

The Sixth, Eighth, Ninth, and Eleventh Circuits have
squarely held that a court of appeals may not, in those
circumstances, review interlocutory rulings that did not

was a reference to such a grant accompanied by an explanation why
the grant did not confer title. See p. 6, supra. Despite the govern-
ment’s reference to the issue in the Adams case, respondents did not
retain their expert to search the Archives until 1991, nine years after
the consent judgment was entered. That delay is scarcely consistent
with “diligence” on respondents’ part. For these same reasons that
there was no basis whatever for equitable tolling of the QTA'’s
limitation period (even if we assume, arguendo, that that period may
ever be tolled), there was no basis for setting aside the prior consent
judgment due to fraud or mutual mistake.

“produce” the final judgment. As the Eleventh Circuit
stated in Foy v. Schantz, Schatzman & Aaronson, P. A.,
108 F.3d 1347, 1350 (1997), Jolnly those prior non-final
orders that ‘produced the [final] judgment’ of the district
court are subject to [the court of appeals’) review on
appeal.” The court held there that it could not, after
reversing a final judgment dismissing a case for lack of
jurisdiction, also review the district court’s interlocutory
denial of a motion to dismiss for failure to state a claim.
Ibid.; see also Akin v. PAFEC Lid., 991 F.2d 1550, 1563
(11th Cir. 1993) (district court’s denial of plaintiff’s re-
quest for jury trial could not be reviewed after court of
appeals reversed grant of summary judgment to defendant,
because “the district court’s ruling on the jury demand
issue bears no relation to the final judgment which forms
the basis of our appellate jurisdiction”); accord Burke v.
Ernest W. Hahn, Inc., 592 F.2d 542, 546 (9th Cir. 1979)
(“The denial of a motion for summary judgment is not an
appealable order and this is so even where an action
is incorrectly dismissed by the district court for lack
of subject matter jurisdiction.”); Goodman v. McDonnell
Douglas Corp., 606 F.2d 800, 804 n.11 (8th Cir. 1979) (“The
denial of a motion for summary judgment is not an appeal-
able order, and the dismissal on the basis of laches does
not convert the denial of summary judgment into a ‘final
judgment’ for purposes of appeal.”), cert. denied, 446 U.S.
913 (1980); Milan Express Co. v. Western Surety Co., 886
F.2d 783, 785 n.1 (6th Cir. 1989) (on appeal from final
judgment dismissing case for lack of subject-matter
jurisdiction, court of appeals had no jurisdiction to review
denial of class certification).

Some courts have suggested that, when the facts are not
in contention and the dispute between the parties involves
only issues of law, then a court of appeals, after announc-
ing the proper rule of law and reversing a final judgment

27

based on the application of an erroneous legal rule by the
district court, may direct entry of summary judgment for
the appellant. See, e.g., Swaback v. American Informa-
tion Technologies Corp., 103 F.3d 535, 543-544 & n.24 (7th
Cir. 1996). This, however, is manifestly not such a case.
Here, in light of its conclusion that the judgment in
favor of the United States in Adams should not be
reopened, and its resulting dismissal of the action, the
district court denied respondents’ motion for summary
judgment without reaching the merits of their claim of
title. See App., infra, 44a. The district court therefore
had no occasion to resolve any issues of law or fact
concerning respondents’ motion for summary judgment.
The impropriety of the court of appeals’ decision in
reaching and resolving the merits of that claim and order-
ing that title be awarded to respondents is made all the
more apparent by several errors underlying the court’s
conclusion that “the validity of [respondents’) title is a
legal certainty.” Id. at 9a.

The court’s decision to quiet title in favor of respon-
dents necessarily rested on the incorrect premise that
Professor Baade’s affidavit had conclusively resolved all
questions regarding both the legal validity of the
Boudreau Grant and the chain of title between the
Boudreaus and respondents. In fact, the Baade affidavit did
not even purport to address the chain of title; even if the
Boudreau Grant were valid, that would not necessarily
mean that respondents have good title to the lands in
question. And as to the Boudreau Grant, while the court
of appeals relied on Professor Baade’s legal “Memorandum
on Title to Horn Island” (R.E. 150-189), which stated a
legal conclusion that Bernardo de Galvez had authority in
August 1781 to grant Horn Island to Catalina Boudreau

28

(R. E. 157,“ that conclusion is in direct conflict with this
Court’s determination in Power’s Heirs, 52 U.S. (11 How.)
at 579-580, that de Galvez lacked legal authority to issue
grants to lands east of the Pearl River on August 1, 1781,
the very day he is said to have issued the grant to Catalina
Boudreau for Horn Island, which is east of the Pearl
River. And even if de Galvez had authority to issue the
Boudreau Grant, respondents would still have to establish
that the Boudreau Grant was consistent with Spanish law
at the time:“ that Catalina Boudreau’s heirs had not
forfeited their claim by failing to cultivate or inhabit
the land; and that the United States’ open and undisturbed
claim to the lands as public domain had not effected an

9 Furthermore, although the court of appeals stated that Professor
Baade’s conclusions about the validity of the Boudreau Grant were
uncontroverted on the summary judgment record (App., infra, Sa),
Professor Baade himself stated that he had performed an evaluation
and determination of “the legal effect of * * * the ‘Boudreau Grant
(R.E. 134 (emphasis added). While Federal Rule of Civil Procedure
56(e) permits a court to rely on unchallenged “facts as would be
admissible in evidence,” it does not permit a court to give dispositive
weight to legal conclusions in an affidavit. Rule 56(e) requires that
affidavits in support of motions for summary judgment “shall be made
on personal knowledge,” and also requires an affirmative showing that
the affiant “is competent to testify to the matters stated therein.”
Legal conclusions, therefore, are not within the scope of affidavits
offered under Rule 56. See 10A C. Wright, A. Miller & M. Kane,
Federal Practice and Procedure § 2738, at 486-489 (1983).

At the time of the alleged grant of Horn Island to Catalina
Boudreau, Spanish grants in the province of Louisiana were governed
by the regulations of Governor O’Reilly, dated February 18, 1770. See
Power's Heirs, 52 U.S. (11 How.) at 576; see generally Muse v.
Arlington Hotel Co., 68 F. 637 (E.D. Ark. 1895), error dismissed, 168
U.S. 430 (1897). Those regulations included formal requirements of “an
actual survey on the ground before the title of the crown was divested,
followed by an actual putting the grantee in pedal possession.” 68 F.
at 640.

adverse possession against Catalina Boudreau’s succes-
sors in interest.

All those questions were left unresolved by the parties’
mutual agreement to the entry of a consent judgment in
the earlier suit, and none of them was passed on by the
district court in this litigation. Moreover, the court of
appeals’ ruling that de Galvez’ grant to Catalina Boudreau
was valid mzy cloud the United States’ title in other
parcels of and in the Gulf Islands National Seashore—
including .cvse parcels in which the other defendants to
the original quiet title action brought by the United
States claimed an interest—along with other lands east of
the Pearl River, including those at issue in the Power’s
Heirs case. At a minimum, therefore, even if the court of
appeals had appellate jurisdiction to review the district
court’s disposition of respondent’s motion for summary
judgment based on the Boudreau Grant, it should not itself
have passed on the validity of respondents’ claim, but
should have remanded the case to the district court for
further proceedings.

30

CONCLUSION

The petition for a writ of certiorari should be granted.

Respectfully submitted.

OCTOBER 1997

SETH P. WAXMAN

Lois J. SCHIFFER
Assistant Attorney General

EDWIN S. KNEEDLER
Deputy Solicitor General

PAUL R.Q. WOLFSON
Assistant to the Solicitor

General

MARTIN W. MATZEN

WILLIAM B. LAZARUS
Attorneys

APPENDIX A

UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

No. 95-60625
CuRIs W. BEGGERLY; JAMES R. BEGGERLY;
CLARK M. BEGGERLY; VELMA B. GARNER;

SUZANNE REED; DAVID REED,
PLAINTIFFS-APPELLANTS,

*.

UNITED STATES OF AMERICA, DEFENDANT-APPELLEE

APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF MISSISSIPPI

Filed: May 29, 1997
[As Corrected on Rehearing and Filed July 28, 1997]

Before: PoLitz, Chief Judge, EmiLio M. Garza and
STEWART, Circuit Judges.

PoLrrz, Chief Judge:

The panel substitutes the following for its opinion
previously issued:

The Beggerlys appeal the district court’s order
granting the motion to dismiss by the United States
and denying the Beggerlys’ cross-motion for sum-
mary judgment in which they sought to vacate a
consent judgment under which the United States
acquired title to property previously held by the

(la)

2a

Beggerlys. Concluding that the Beggerlys are enti-
tled to the relief sought, we reverse, and remand.

BACKGROUND

On April 3, 1950 Clark M. Beggerly, Sr., on behalf of
his family, bought a portion of Horn Island, offshore
in the Gulf of Mexico, at a tax sale in Jackson, Missis-
sippi. On January 8, 1971 Congress enacted legisla-
tion authorizing the Department of Interior to estab-
lish a federal park on lands that included Horn Is-
land.' In 1972 the National Park Service began nego-
tiating with the Beggerlys for the purchase of their
property on Horn Island. In October 1975 the Begger-
lys entered into a contract to sell the land to the
government for $156,500. Subsequently the govern-
ment canceled the contract contending that because it
had never issued a land patent, it was the title owner
of Horn Island.

In 1979 the government brought a quiet title action
in the Southern District of Mississippi against the
Beggerlys and other defendants. During discovery
the Beggerlys sought proof of their title, and govern-
ment officials ostensibly conducted a thorough search
of the public land records. The government then for-
mally represented to the Beggerlys and the district
court that no part of Horn Island had ever been
granted to a private landowner and, as a result of
these representations, in 1982 the government per-
suaded the Beggerlys to accept a settlement agree-
ment it proposed. The district court entered judg-
ment based upon that agreement; the Beggerlys

16 U.S.C. § 459h.

3a

received $208,175.87 and title was quieted in favor of
the United States.’

Their disappointment with the results of the set-
tlement led the Beggerlys to mount an exhaustive
search for a land patent to support their claim of title.
They wrote letters to public officials, made Freedom
of Information Act requests, and searched land rec-
ords in Alabama, Mississippi, Louisiana, and Wash-
ington, D.C. Finally, in 1991 the Beggerlys hired a
genealogical record specialist who conducted re-
search in the National Archives and discovered the
Boudreau Grant which supported the Beggerlys’
claim of title. Government officials reportedly had
searched the National Archives during the quiet title
suit but had not discovered this document and thereaf-
ter erroneously advised the court and the Beggerlys
that Horn Island had never been privately disposed.
The Beggerlys contacted the Bureau of Land Man-
agement requesting the issuance of a land patent
for Horn Island. The BLM summarily denied their
request.

The Beggerlys then filed the instant action on June
i, 1994 seeking to set aside the consent judgment and
to recover just compensation. The government moved
to dismiss the complaint, invoking Fed.R.Civ.P.
12(b)(6) and 12(b)(1). The Beggerlys filed a cross-
motion for summary judgment and filed an amended
motion to add the Tucker Act“ and the Quiet Title
Act* as jurisdictional bases. The district court
granted the government’s motion to dismiss and

2 United States v. Adams, No. S79-0338(R) (S.D. Miss. Dec.
3, 1982).

3 28 U.S.C. § § 1346, 1491.

4 28 U.S.C. § 2409a.

4a

denied the Beggerlys’ eross- notion for summary judg-
ment and motion to amend. The Beggerlys timely
appealed.

ANALYSIS
1. Sovereign Immunity

The government contends that sovereign immunity
bars the Beggerlys from proceeding with an inde-
pendent action in equity. The government relies on
Zegura v. United States“ in which we held that
sovereign immunity barred a bill of review brought
to vacate a prior judgment obtained by the United
States. The Eleventh Circuit viewed Zegura as con-
trolling authority for the proposition that an inde-
pendent action could not be brought against the
government absent a waiver of sovereign immunity.“
We are not so persuaded and do not find Zegura as
controlling herein. Zegura dealt only with a bill
of review, which is a type of equitable action that
has been replaced by the motions enumerated in
Fed.R.Civ.P. 60(b). Although an independent action in
equity is similar to a bill of review and its modern
successors—the Rule 60(b) motions—it is nonethe-
less a different action. Rule 60(b) makes the distinc-
tion clear, stating that it does not “limit the power
of a court to entertain an independent action.” We
therefore conclude that Zegura does not control in
the independent action context.

We have held that an independent action filed in the
same court that rendered the original judgment is a
continuation of the original action for purposes of

5 104 F.2d 34 (5th Cir.), cert. denied, 308 U.S. 586 (1939).
United States v. Timmons, 672 F.2d 1373 (11th Cir. 1982).

5a

subject matter jurisdiction.’ It would be anomalous to
torpedo a party bringing the independent action with
a plea of sovereign immunity when the action is in
reality a continuation of the original lawsuit in which
jurisdiction was not an issue. To allow the govern-
ment to use sovereign immunity as a shield where it
previously has invoked the court’s jurisdiction and
prevailed in an action based upon its misrepresenta-
tions, negligence, or mistake would do unacceptable
violence to our basic notions of justice. We therefore
agree with our colleagues in the Second Circuit and
now conclude and hold that governmental consent is
not required to bring an independent action in the
same court as the original action.“

2. The Independent Action
The elements of an independent action are:

(1) a judgment which ought not, in equity and good
conscience, to be enforced; (2) a good defense to the
alleged cause of action on which the judgment is
founded; (3) fraud, accident, or mistake which pre-
vented the defendant in the judgment from obtain-
ing the benefit of his defense; (4) the absence of
fault or negligence on the part of the defendant;
and (5) the absence of any adequate remedy at law.”

The Beggerlys have satisfied these elements. We
now hold that the district court erred as a matter of
law in denying the Beggerlys’ action to vacate the

West Virginia Oil & Gas Co. v. George E. Breece Lumber
Co., 213 F.2d 702 (5th Cir. 1954).

8 Weldon v. United States, 70 F.3d 1 (2d Cir. 1995).

Bankers Mortgage Co. v. United States, 423 F.2d 73 (5th
Cir.) (quoting National Sur. Co. v. State Bank, 120 F. 593, 599
(8th Cir.1903)), cert. denied, 90 S.Ct. 2242 (1970).

6a

consent judgment. Crucial to that determination is
our conclusion that the district court erred in failing
to recognize the validity of the Boudreau Grant. That
document is an English translation of a 1781 Spanish
land grant in which the Governor General of Spanish
Louisiana conveyed Horn Island to Catarina
Boudreau. Although the available document is not the
original grant, it is the only copy available, presuma-
bly because a fire destroyed the Spanish West Florida
archives where the original Spanish version would
have been stored. The Supreme Court has held that a
certified translation of a Spanish land grant may be
used to prove the existence of a grant where the
original cannot be found or has been destroyed.” We
therefore find and conclude that the English transla-
tion is the best evidence of the original grant and is
admissible to prove its existence.

The government contended at oral argument that
the Boudreau Grant was merely an application for a
land patent. In the early 19th century Congress es-
tablished land commissions to organize the private
claims of landowners, in what are now the states of
Louisiana, Mississippi, Alabama, and Florida, who had
acquired their property from England, France, or
Spain. Heirs of Catarina Boudreau presented the
Boudreau Grant to the land commissioner for claims
east of the Pearl River. It was not accepted. The land
commissioners were responsible for ascertaining
titles and claims but did not have the authority to
adjudicate title. The controlling statute required
that the commissioners submit claims to Congress

1% United States v. Delespine’s Heirs, 37 U.S. (12 Pet.) 654
(1838).

7a

for final action.“ We must therefore conclude that

the land commissioner’s refusal to accept the applica-
tion did not conclusively determine that Horn Island
belonged to the United States.

It is abundantly clear that the land commissioners
did not have the authority to confiscate property
rightfully owned by private individuals. It is well-
settled that, absent a specific congressional act, land
validly granted by a foreign nation remained privately
owned after the United States acquired political
control of the subject area. Chief Justice John
Marshall taught:

The modern usage of nations, which has become
law, would be violated; that sense of justice and of
right which is acknowledged and felt by the whole
civilized world would be outraged, if private
property should be generally confiscated, and
private rights annulled. The people change their
allegiance; their relation to their ancient sover-
eign is dissolved; but their relations to each other,
and their rights of property, remain undisturbed.”

Articles II and III of the treaty consummating the
Louisiana Purchase, under which the United States
acquired property south of the 3lst parallel where
Horn Island is located,” expressly protected the
rights of private landowners. We consider it beyond
serious debate that if the Boudreau Grant was a valid

1 Act of April 25, 1812, 2 Stat. 713; see generally United
States v. Percheman, 32 U.S. (7 Pet.) 51 (1833).

2 Percheman at 86-87.

3 United States v. Louisiana, 363 U.S. 1 (1960); Foster v.
Neilson, 27 U.S. (2 Pet.) 253 (1829), overruled on other grounds
by Percheman.

8a

land grant under the Spanish law of 1781, then Horn
Island remained private property after the Louisiana
Purchase. If, however, the grant was incomplete or
invalid under Spanish law, then the land commis-
sioner was justified in his rejection. We inquire,
therefore, as to the validity of the Boudreau Grant
under Spanish law at the time it was made. The
summary judgment record contains an affidavit by
Professor Hans Baade, offered by the Beggerlys as
evidence that the Boudreau Grant was complete and
valid under the Spanish law of 1781. On the record be-
fore us the Boudreau Grant vested complete and valid
title in Catarina Boudreau. On that record, therefore,
we must conclude that the property at issue herein
remained privately owned after the Louisiana Pur-
chase and did not enter the public domain of the
United States until the misrepresentation-based con-
sent judgment of 1982.

The government possessed a document that was
vital to the Beggerlys’ claim of title to the land they
had acquired on Horn Island. Notwithstanding, it
represented to the Beggerlys and to the district court
that no evidence existed that Horn Island had ever
been privately owned. This representation precipi-
tated the Beggerlys’ involuntary settlement of the
government’s lawsuit. Their inability to prove their
title was directly caused by the government’s failure
to produce the grant and its misrepresentation that
no private disposal had ever been made. Equity per-
mits us to correct injustice in extraordinary and
unusual circumstances such as are here presented.
We exercise that authority and as to the Beggerlys

9a

set aside the challenged consent judgment as null and
void ab initio.”

3. Quiet Title Act Claim

The Beggerlys filed a motion to amend their
complaint to claim relief under the Quiet Title and
Tucker Acts. The district court denied that motion.
We read the Beggerlys’ complaint and motion for
summary judgment as stating alternative causes of
action. Although the district court did not have ju-
risdiction over an inverse condemnation action under
the Tucker Act,” it did have jurisdiction to adjudicate
title under the Quiet Title Act. We conclude that the
district court abused its discretion and should have
allowed the Beggerlys to amend their complaint be-
cause it he requested amendment would have done
no more than state an alternative jurisdictional basis
for recovery upon the facts previously alleged.“

The record reflects that the Beggerlys legally
acquired a part of Horn Island in a tax sale. Because
we have set aside the earlier judgment as to the
Beggerlys and have found that the United States has
no legitimate claim to the land, the validity of the
Beggerlys’ title is a legal certainty. The government
maintains, however, that a claim under the Quiet
Title Act is barred unless it is commenced within 12
years of the date on which it accrued.” A claim is
deemed to accrue on the date the plaintiff knows or

4 We note that there are no fixed time limitations on
bringing an independent action in equity. In re West Texas
Mktg. Corp., 12 F.3d 497 (5th Cir. 1994).

5 See 28 U.S.C. §§ 1346, 1491 (vesting exclusive jurisdiction
in the Federal Court of Claims for claims exceeding $10,000).

6 Miller v. Stanmore, 636 F.2d 986, 990 (5th Cir. 1981).
28 U.S.C. § 2409a(g).

10a

should have known about the claim of the United
States.” The Beggerlys knew about the claim at the
earliest in 1976 when the government ceased contract
negotiations with them for the purchase of their Horn
Island property. More than 12 years passed before the
Beggerlys commenced the current action; however, a
statute of limitations may be tolled on equitable
grounds. “Equitable tolling applies principally where
the plaintiff is actively misled by the defendant about
the cause of action or is prevented in some extraordi-
nary way from asserting his rights.”” On the record
before us the government may not benefit from the
limitations period, especially in light of the diligence
displayed by the Beggerlys in seeking the truth and
pursuing their rights, which resulted in their discov-
ering a grant that apparently not even custodians of
the public land records could or would locate. We
conclude that the limitations period was tolled from
the time the Beggerlys began searching for evidence
of a private disposal during the original quiet action
until they discovered the Boudreau Grant and, thus,
that their action manifestly was filed within the
12-year limitations period.

We remand to the district court so that it may en-
ter judgment quieting title in favor of the Beggerlys.
Under 28 U.S.C. § 2409a(b) the United States has
the option of delivering possession of the 729 acres
claimed by the Beggerlys or it may elect to retain
possession thereof and pay the Beggerlys just com-

8 Id.

Rashidi v. American President Lines, 96 F.3d 124, 128
(5th Cir. 1996). Equitable tolling may be applied against the
United States. Irwin v. Department of Veterans Affairs, 111
S.Ct. 453 (1990).

lla

pensation for same. The district court is to take into
account the compensation of $208,175.87 received by
the Beggerlys in the 1982 settlement. The judgment
of the district court is REVERSED and judgment is
RENDERED in favor of the Beggerlys and this
cause is REMANDED for further proceedings con-
sistent herewith.

EMILio M. GARZA, Circuit Judge, dissenting:

I agree with much of today’s majority opinion. |
agree with the majority that the complaint is not a
motion under Fed. R. Civ. P. 60(b)(1)-(6), and that it
should more properly be considered an independent
action in equity, since Beggerly explicitly invoked
the equitable jurisdiction of the district court in his
complaint. I agree with the majority that the district
court erred in dismissing the action as untimely,
because there is no fixed limitations period for such
equitable actions. And finally, I agree with the major-
ity that the equities of this case favor Beggerly and
his family. However, because we do not have jurisdic-
tion to provide such relief, I must part company with
the majority. As judges, we have equitable discretion
to do justice within the limits of the law, but we can
go no further. In this case, the government has not
waived its sovereign immunity to suit, which bars our
jurisdiction to provide relief.

As an initial matter, I would not treat an independ-
ent action in equity as a “continuation” of the under-
lying suit with ancillary jurisdiction from the origi-
nal action. In a similar context, the Supreme Court
appears to have foreclosed the notion of ancillary
jurisdiction in cases such as this one, involving a
challenge to a settlement agreement in federal court.
Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S.

12a

375, 380, 114 8. Ct. 1673, 1676, 128 L. Ed. 2d 391 (1994)
(“No case of ours asserts, nor do we think the concept

of limited federal jurisdiction permits us to assert, ~

ancillary jurisdiction over any agreement that has as
part of its consideration the dismissal of a case before
a federal court.”).

Furthermore, the Fifth Circuit has long held that
independent actions must have jurisdiction inde-
pendent of the judgments they challenge. Bankers
Mortgage Trust Co. v. United States, 423 F.2d 73, 78
(5th Cir.), cert. denied, 399 U.S. 927, 90 S. Ct. 2242, 26
L. Ed. 2d 793 (1970); Jones v. Watts, 142 F.2d 575 (5th
Cir.), cert. denied, 323 U.S. 787, 65 S. Ct. 310, 89 L.
Ed. 628 (1944); Zegura v. United States, 104 F.2d 34,
35 (5th Cir.), cert. denied, 308 U.S. 586, 60 S. Ct. 109,
84 L. Ed. 490 (1939).

West Virginia Oil & Gas v. George E. Breece
Lumber, cited by the majority, appears to have cre-
ated an exception to this general rule. West Virginia

I recognize that there is a conflict among the other cir-
cuits regarding whether independent actions require independ-
ent jurisdiction. Compare Weldon v. United States, 70 F.3d 1,
4 (2d Cir. 1995) (holding that independent actions are ancillary
to original suit) and Crosby v. Mills, 413 F.2d 1273, 1275 (10th
Cir. 1969) (same) with In re Hunter, 66 F.3d 1002, 1005-06 (9th
Cir. 1995) (rejecting notion of ancillary jurisdiction in inde-
pendent actions); United States v. Timmons, 672 F.2d 1373,
1378-79 (11th Cir. 1982) (same); and Andrade v. United States,
485 F.2d 660, 664 (Ct. Cl. 1973) (same), cert. denied, 419 U.S.
831, 95 S. Ct. 55, 42 L. Ed. 2d 57 (1974). See also 11 Charles A.
Wright, Arthur R. Miller & Mary K. Kane, Federal Practice &
Procedure: Civil § 2868 at 403 (2d ed. 1995) (supporting notion
of ancillary jurisdiction, citing generally Pacific R. Co. v.
Missouri Pac. Ry. Co., 111 U.S. 505, 522, 4 S. Ct. 588, 28 L. Ed.
498 (1884)); 7 James W. Moore, Moore’s Federal Practice {
60.38(1], at 60-399 (2d ed. 1995) (same).

-~

13a

Oil was a federal diversity case in which the parties
to the original action were diverse, but after judg-
ment, sales of the property at stake defeated complete
diversity. 213 F.2d 702, 704 (5th Cir. 1954). In West
Virginia Oil, we held that the district court had
continuing diversity jurisdiction to correct errors in
the original judgment. /d. at 706-07. The “ancillary
jurisdiction” reasoning of West Virginia Oil has lit-
tle or no precedential value in light of the Supreme
Court’s holding in Kokkonen or in light of our prior
cases, reflected most recently in Bankers Mortgage,
in which we required that an independent action be
“founded upon an independent and substantive equita-
ble jurisdiction.” 423 F.2d at 78.

Moreover, to the extent that West Virginia Oil has
any value as precedent, the case is inapposite here
because it is on a completely different jurisdictional
footing. West Virginia Oil was a case in which the
parties could not review the judgment in federal court
without ancillary jurisdiction. Beggerly, on the
other hand, could have pursued this suit under several
different statutes conferring federal jurisdiction in-
dependent of that in the original action. The federal
courts would have had independent jurisdiction over
a timely action under the Quiet Title Act, 28 U.S.C.
§ 2409a; the Tucker Act, 28 U.S.C. § 1491; and pro-
bably general federal question jurisdiction under
28 U.S.C. § 1331 (putting sovereign immunity to one
side for the moment). Because there is no need to as-
sert ancillary jurisdiction to review the underlying
settlement in federal court, West Virginia Oil is not

14a

on point, even to the extent that it was ever good law
in the first place.”

My concern over the characterization of this suit
as independent or ancillary is not as serious as my

2 Our West Virginia Oil opinion relies solely on an apparent
misreading of Supreme Court precedent. In West Virginia Oil,
the court confused the history of independent actions and
the common law predecessors to the separate actions of Fed. R.
Civ. P. 60(b). Independent actions are distinct, and “should
under no circumstances be confused with ancillary common law
and equitable remedies, or their modern substitute, the 60(b)
motion.” Bankers Mortgage, 423 F.2d at 78. The West
Virginia Oil court simply cited a Supreme Court case that
found ancillary jurisdiction for the precursor to Rule 60(b)
motions, and held that there was similar ancillary jurisdiction
in independent actions.

The West Virginia Oil court relied on Pacific Railroad of
Missouri v. Missouri Pacific Railway Co., 111 U.S. 505, 522, 4
S. Ct. 583, 592, 28 L. Ed. 2d 498 (1884), which involved a bill in
equity to vacate a judgment on the basis of fraud. The bill in
equity in that case was a bill of review (one of the forebears of
Rule 60(b)), not an independent action in equity. Zegura, 104
F.2d at 35 (characterizing the bill in Pacific Railroad as a “bill
of review”). Therefore Pacific Railroad has little or no prece-
dentiai force for independent actions. A bill of review, like a
Rule 60(b) motion, had to be brought in the court that rendered
judgment and was essentially a request that the court reopen
the judgment to reverse or correct a final decree. Wright,
Miller & Kane, Federal Practice & Procedure: Civil § 2867 at
394. The unremarkable fact that a motion to reopen a judg-
ment enjoys ancillary jurisdiction therefore should not disturb
our precedents holding that independent actions in equity are
founded upon an independent and substantive equitable juris-
diction. Bankers Mortgage, 423 F.2d at 78. I agree with the
Bankers Mortgage court, and apparently the Supreme Court in
Kokkonen, that it is important not to confuse the two conceptu-
ally distinct avenues for review.

15a

other concerns: waiver of sovereign immunity and the
proper reach of the majority opinion.

The United States is, of course, immune from suit
without its consent, Loeffler v. Frank, 486 U.S. 549,
554, 108 S. Ct. 1965, 1969, 100 L. Ed. 2d 549 (1988), and
we are to construe waivers of sovereign immunity
“strictly in favor of the sovereign.” United States
Dep't of Energy v. Ohio, 503 U.S. 607, 615, 112 S. Ct.
1627, 1633, 118 L. Ed. 2d 255 (1992). Beggerly can cite
no statutory waiver of sovereign immunity in this
case, either in the original action or in the independ-
ent action. The majority bypasses the question of
sovereign immunity by holding that “governmental
consent is not required to bring an independent action
in the same court as the original action[,]” citing the
Second Circuit’s opinion in Weldon v. United States,
70 F.3d 1, 4 (2d Cir. 1995). Regardless of the equities
of any individual case, governmental consent is al-
ways required as a prerequisite to federal jurisdic-
tion. Loeffler, 486 U.S. at 554.

The Second Circuit’s opinion in Weldon is not to
the contrary. Although the Second Circuit in Wel-
don agrees with the majority that independent ac-
tions are “continuations” of the original actions they
challenge, the court does not claim that waiver of
sovereign immunity is unnecessary. In Weldon, the
parties sued under the Federal Tort Claims Act in
the original suit, which constituted a statutory
waiver of sovereign immunity. 70 F. 3d at 2. The
Weldon court held that, because the independent
action was essentially a continuation of the original
suit, the government’s waiver of sovereign immu-
nity in the original action should continue to bind
the United States in the subsequent challenge. Id.
Weldon does not suggest that waiver is unnecessary,

16a

only that it may be continued from the original suit.
So even if we were to find in the instant case that
independent actions should be considered a continua-
tion of the original actions they challenge (a point I
still dispute), there would still be no waiver of sover-
eign immunity in the original action for us to con-
tinue. Of course, we cannot equitably waive sover-
eign immunity on behalf of the government; therefore
we do not have jurisdiction to consider this suit.“

My final concern is that the majority reaches is-
sues not before us in this opinion. Even if there were
a waiver of sovereign immunity in this case, we would
have no jurisdiction to reach the merits of Beggerly’s
cross motion for summary judgment, the validity of
the Boudreau grant, or the ownership of Horn Island,
as the majority does. These issues are fraught with
difficult fact questions that must be decided by the
district court, which alone has jurisdiction to con-
sider them. Moreover, the majority should not have
reached those issues on the incomplete summary
judgment record before us, but instead should have
remanded them to the district court. Therefore I
respectfully dissent.

3 Presumably a timely challenge to the original action under
the Quiet Title Act or the Tucker Act, each of which involves a
statutory waiver of immunity, would not suffer from this
infirmity of the independent action in equity.

17a

APPENDIX B

UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

No. 95-60625
CHRIS W. BEGGERLY; JAMES R. BEGGERLY;
CLARK M. BEGGERLY; VELMA B. GARNER;

SUZANNE REED; DavipD REED,
PLAINTIFFS-APPELLANTS,

v.

UNITED STATES OF AMERICA, DEFENDANT-APPELLEE

APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF MISSISSIPPI

Filed: May 29, 1997]

Before: PoLitz, Chief Judge, EulLio M. GARZA and
STEWART, Circuit Judges.

PoL ITZ, Chief Judge:

The Beggerlys appeal the district court’s order
granting the motion to dismiss by the United States
and denying the Beggerlys’ cross-motion for sum-
mary judgment in which they sought to vacate a
consent judgment under which the United States
acquired title to property previously held by the
Beggerlys. Concluding that the Beggerlys are enti-
tled to the relief sought, we reverse and remand.

18a

BACKGROUND

On April 3, 1950 Clark M. Beggerly, Sr., on behalf of
his family, bought real estate known as Horn Island,
offshore in the Gulf of Mexico, at a tax sale in Jack-
son, Mississippi. On January 8, 1971 Congress en-
acted legislation authorizing the Department of Inte-
rior to establish a federal park on lands that included
Horn Island.“ In 1972 the National Park Service be-
gan negotiating with the Beggerlys for the purchase
of Horn Island. In October 1975 the Beggerlys en-
tered into a contract to sell the land to the govern-
ment for $156,500. Subsequently the government can-
celed the contract contending that because it had
never issued a land patent, it was the title owner of
Horn Island.

In 1979 the government brought a quiet title action
in the Southern District of Mississippi against the
Beggerlys and other defendants. During discovery
the Beggerlys sought proof of their title, and govern-
ment officials ostensibly conducted a thorough search
of the public land records. The government then for-
mally represented to the Beggerlys and the district
court that Horn Island had never been granted to a
private landowner and, as a result, in 1982 the govern-
ment representation persuaded the Beggerlys to re-
luctantly accept a settlement agreement. The dis-
trict court entered judgment based upon that agree-
ment in which the Beggerlys received $208,175.87 and
title was quieted in favor of the United States.’

Their disappointment with the results of the set-
tlement led the Beggerlys to mount an exhaustive

1 16 U.S.C. § 459h.
2 United States v. Adams, No. S79-0338(R) (S.D. Miss. Dec.
3, 1982). 7

19a

search for a land patent to support their claim of title.
hey wrote letters to public officials, made Freedom
of Information Act requests, and searched land rec-
ords in Alabama, Mississippi, Louisiana, and Wash-
ington, D.C. Finally, in 1991 the Beggerlys hired a
genealogical record specialist who conducted re-
search in the National Archives and discovered the
Boudreau Grant which supported the Beggerlys’
claim of title. Government officials reportedly had
searched the National Archives during the quiet title
suit but had not discovered this document and thereaf-
ter crroneously asserted that Horn Island had be-
longed to the United States from the time of its
acquistion in the Louisiana Purchase. The Begger-
lys contacted the Bureau of Land Management re-
questing the issuance of a land patent for Horn
Island. The BLM summarily denied their request.

The Beggerlys then filed the instant action on June
1, 1994 seeking to set aside the consent judgment and
to recover just compensation. The government moved
to dismiss the complaint, invoking Fed.R.Civ.P.
12(b)(6) and 12(b)(1). The Beggerlys filed a cross-
motion for summary judgment and filed an amended
motion to add the Tucker Act* and the Quiet Title
Act* as jurisdictional bases. The district court
granted the government’s motion to dismiss and
denied the Beggerlys’ cross-motion for summary
judgment and motion to amend. The Beggerlys
timely appealed.

3 28 U.S.C. § § 1346, 1491.
* 28 U.S.C. § 2409a.

20a

ANALYSIS

1. Sovereign Immunity

The government contends that sovereign immunity
bars the Beggerlys from proceeding with an inde-
pendent action in equity. The government relies on
Zegura v. United States“ in which we held that
sovereign immunity barred a bill of review brought
to vacate a prior judgment obtained by the United
States. The Eleventh Circuit viewed Zegura as
controlling authority for the proposition that an
independent action could not be brought against the
government absent a waiver of sovereign immunity.“
We are not so persuaded and do not find Zegura as
controlling herein. Zegura dealt only with a bill
of review, which is a type of equitable action that
has been replaced by the motions enumerated in
Fed.R.Civ.P. 60(b). Although an independent action in
equity is similar to a bill of review and its modern
successors—the Rule 60(b) motions—it is nonethe-
less a different action. Rule 60(b) makes the distinc-
tion clear, stating that it does not “limit the power of
a court to entertain an independent action.” We
therefore conclude that Zeguwra does not control in
the independent action context.

We have held that an independent action filed in the
same court that rendered the original judgment is a
continuation of the original action for purposes of
subject matter jurisdiction.’ It would be anomalous to
torpedo a party bringing the independent action with

5 104 F.2d 34 (5th Cir.), cert. denied, 308 U.S. 586 (1939).
6 United States v. Timmons, 672 F.2d 1373 (11th Cir. 1982).

7 West Virginia Oil & Gas Co. v. George E. Breece Lumber
Co., 213 F.2d 702 (5th Cir. 1954).

21a

a plea of sovereign immunity when the action is in
reality a continuation of the original lawsuit in which
jurisdiction was not an issue. To allow the govern-
ment to use sovereign immunity as a shield where it
previously has subjected itself to the court’s
jurisdiction and prevailed based upon its misrepresen-
tations, negligence, or mistake would do unacceptable
violence to our basic notions of justice. We therefore
agree with our colleagues in the Second Circuit and
now conclude and hold that governmental consent is
not required to bring an independent action in the
same court as the original action.“

2. The Independent Action
The elements of an independent action are:

(1) a judgment which ought not, in equity and good
conscience, to be enforced; (2) a good defense to the
alleged cause of action on which the judgment is
founded; (3) fraud, accident, or mistake which pre-
vented the defendant in the judgment from obtain-
ing the benefit of his defense; (4) the absence of
fault or negligence on the part of the defendant;
and (5) the absence of any adequate remedy at law.“

The Beggerlys have satisfied these elements. We
now hold that the district court erred as a matter of
law in denying the Beggerlys’ action to vacate the
consent judgment. Crucial to that determination is
our conclusion that the district court erred in failing
to recognize the validity of the Boudreau Grant. That
document is an English translation of a 1781 Spanish

8 Weldon v. United States, 70 F.3d 1 (2d Cir. 1995).
® Bankers Mortgage Co. v. United States, 423 F.2d 73 (5th

Cir.) (quoting National Sur. Co. v. State Bank, 120 F. 593, 599

(8th Cir.1903)), cert. denied, 90 S.Ct. 2242 (1970).

22a

land grant in which the Governor General of Spanish
Louisiana conveyed Horn Island to Catarina
Boudreau. Although the available document is not the
original grant, it is the only copy available, presuma-
bly because a fire destroyed the Spanish West Florida
archives where the original Spanish version would
have been stored. The Supreme Court has held that a
certified translation of a Spanish land grant may be
used to prove the existence of a grant where the
original cannot be found or has been destroyed.” We
therefore find and conclude that the English transla-
tion is the best evidence of the original grant and is
admissible to prove its existence.

At oral argument the government characterized
the Boudreau Grant as an application for confirmation
of a patent. That must be viewed as a misstatement of
law. After the Louisiana Purchase, a procedure was
established whereby landowners who had acquired
property from England, France, or Spain could apply
to the United States for a land patent by presenting
the grant they had received from the sovereign
grantor. Heirs of Catarina Boudreau presented the
Boudreau Grant to the land commissioner for claims
east of the Pearl River. The government suggests
that because the commissioner did not confirm the
application, the United States refused to relinquish
title to Horn Island. That argument ignores Supreme
Court precedent to the contrary. In United States v.
Percheman, Chief Justice John Marshall overruled a
prior interpretation of the Treaty of Amity with
Spain and held that private land grants by Spain in
East and West Florida were to be treated as

United States v. Delespine s Heirs, 37 U.S. (12 Pet.) 654
(1838).

23a

confirmed land patents under United States law.“
When the grants were valid under Spanish law and
were granted while Spain rightfully possessed the
land, the United States recognized the claims of pri-
vate landowners as a matter of law.” In the case at
bar the government does not challenge the validity of
the grant under the Spanish law of 1781, nor is there
any doubt that Spain owned Horn Island at the time
it made the grant. Accordingly, after the Louisiana
Purchase, Horn Island did not become property of the
United States but, rather, belonged to the successors
in interest of Catarina Boudreau.

The government possessed a document proving that
the United States never had title to Horn Island.
Notwithstanding, it represented to the Beggerlys and
to the district court that no such document existed,
leading to the Beggerlys’ involuntary settlement
with the government. Their inability to prove their
title was directly caused by the government’s misfil-
ing of the grant and its misrepresentation that no
private disposal had ever been made. Equity permits
us to correct injustice in extraordinary and unusual
circumstances such as are here presented. We exer-
cise that authority and set aside the challenged con-
sent judgment as null and void ab initio.”

1 32 U.S. (7 Pet.) 51 (1833) (overruling in part Foster v.
Neilson, 27 U.S. (2 Pet.) 253 (1829)); see also United States v.
Postal, 589 F.2d 862 (5th Cir.), cert. denied, 444 U.S. 832
(1979).

2 See Garcia v. Lee, 37 U.S. (12 Pet.) 511 (1838); United
States v. Arrendondo, 31 U.S. (6 Pet.) 691 (1832).

We note that there are no fixed time limitations on
bringing an independent action in equity. Jn re West Teras
Mktg. Corp., 12 F.3d 497 (5th Cir. 1994).

24a

3. Quiet Title Act Claim

The Beggerlys filed a motion to amend their com-
plaint to claim relief under the Quiet Title and
Tucker Acts. The district court denied that motion.
Although the district court did not have jurisdiction
to hear the Tucker Act claim," it did have jurisdiction
over the Quiet Title Act. We conclude that the dis-
trict court abused its discretion and should have
allowed the Beggerlys to amend their complaint be-
cause the requested amendment would have done
no more than state an alternative jurisdictional basis
for recovery upon the facts previously alleged.””

The record reflects that the Beggerlys legally ac-
quired Horn Island in a tax sale. Because we have set
aside the earlier judgment and have found that the
United States has no legitimate claim to the land, the
validity of the Beggerlys’ title is a legal certainty.
The government maintains, however, that a claim
under the Quiet Title Act is barred unless it is com-
menced within 12 years of the date on which it
accrued.” A claim is deemed to accrue on the date the
plaintiff knows or should have known about the claim
of the United States.” The Beggerlys knew about the
claim in 1979 when the United States filed suit, and
more than 12 years passed before the Beggerlys com-
menced the current action. A statute of limitations,
however, may be tolled on equitable grounds. “Equi-
table tolling applies principally where the plaintiff is
actively misled by the defendant about the cause of

4 See 28 U.S.C. §§ 1346, 1491 (vesting exclusive jurisdiction
in the Federal Court of Claims for claims exceeding $10,000).

5 Miller v. Stanmore, 636 F.2d 986, 990 (5th Cir. 1981).

28 U.S.C. § 2409a(g).
= id.

25a

action or is prevented in some extraordinary way
from asserting his rights.“ On the record before us
the government may not benefit from the limitations
period, especially in light of the diligence displayed by
the Beggerlys in seeking the truth and pursuing
their rights, which resulted in their discovering a
grant that apparently not even custodians of the
public land records could locate. We conclude that the
limitations period was tolled until the Beggerlys dis-
covered the Boudreau Grant and, thus, that their
action manifestly was filed within the 12-year limita-
tions period.

We remand to the district court so that it may
enter judgment quieting title in favor of the Begger-
lys and fashion an appropriate remedy, taking into
account the compensation of $208,175.87 received by
the Beggerlys in 1982. The judgment of the district
court is REVERSED and judgment is RENDERED
in favor of the Beggerlys and this cause is RE-
MANDED for further proceedings consistent
herewith.

EmILio M. GARZEZA, Circuit Judge, dissenting:
I agree with much of today’s majority opinion. I agree
with the majority that the complaint is not a motion
under Fed. R. Civ. P. 60(b)(1)-(6), and that it should
more properly be considered an independent action in
equity, since Beggerly explicitly invoked the
equitable jurisdiction of the district court in his
complaint. I agree with the majority that the district
court erred in dismissing the action as untimely,

W Rashidi v. American President Lines, 96 F.3d 124, 128
(5th Cir. 1996). Equitable tolling may be applied against the
United States. Irwin v. Department of Veterans Affairs, 111
S.Ct. 453 (1990).

26a

because there is no fixed limitations period for such
equitable actions. And finally, I agree with the major-
ity that the equities of this case favor Beggerly and
his family. However, because we do not have jurisdic-
tion to provide such relief, I must part company with
the majority. As judges, we have equitable discretion
to do justice within the limits of the law, but we can
go no further. In this case, the government has not
waived its sovereign immunity to suit, which bars our
jurisdiction to provide relief.

As an initial matter, I would not treat an independ-
ent action in equity as a “continuation” of the under-
lying suit with ancillary jurisdiction from the origi-
nal action. In a similar context, the Supreme Court
appears to have foreclosed the notion of ancillary
jurisdiction in cases such as this one, involving a
challenge to a settlement agreement in federal court.
Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S.
375, 380, 114 8. Ct. 1673, 1676, 128 L. Ed. 2d 391 (1994)
(“No case of ours asserts, nor do we think the concept
of limited federal jurisdiction permits us to assert,
ancillary jurisdiction over any agreement that has as
part of its consideration the dismissal of a case before
a federal court.”).

Furthermore, the Fifth Circuit has long held that
independent actions must have jurisdiction independ-
ent of the judgments they challenge. Bankers Mort-
gage Trust Co. v. United States, 423 F.2d 73, 78 (5th
Cir.), cert. denied, 399 U.S. 927, 90 S. Ct. 2242, 26 L.
Ed. 2d 793 (1970); Jones v. Watts, 142 F.2d 575 (5th
Cir.), cert. denied, 323 U.S. 787, 65 S. Ct. 310, 89 L.
Ed. 628 (1944); Zegura v. United States, 104 F.2d 34,

27a

35 (5th Cir.), cert. denied, 308 U.S. 586, 60 S. Ct. 109,
84 L. Ed. 490 (1939).

West Virginia Oil & Gas v. George E. Breece
Lumber, cited by the majority, appears to have cre-
ated an exception to this general rule. West Virginia
Oil was a federal diversity case in which the parties
to the original action were diverse, but after judg-
ment, sales of the property at stake defeated complete
diversity. 213 F.2d 702, 704 (5th Cir. 1954). In West
Virginia Oil, we held that the district court had
continuing diversity jurisdiction to correct errors in
the original judgment. Id. at 706-07. The “ancillary
jurisdiction” reasoning of West Virginia Oil has
little or no precedential value in light of the Supreme
Court’s holding in Kokkonen or in light of our prior
cases, reflected most recently in Bankers Mortgage,
in which we required that an independent action be
“founded upon an independent and substantive equita-
ble jurisdiction.” 423 F.2d at 78.

I recognize that there is a conflict among the other cir-
cuits regarding whether independent actions require independ-
ent jurisdiction. Compare Weldon v. United States, 70 F.3d 1, 4
24 Cir. 1995) (holding that independent actions are ancillary to
original suit) and Crosby v. Mills, 413 F.2d 1273, 1275 (10th Cir.
1969) (same) with In re Hunter, 66 F.3d 1002, 1005-06 (9th Cir.
1995) (rejecting notion of ancillary jurisdiction in independent
actions); United States v. Timmons, 672 F.2d 1373, 1378-79
(11th Cir. 1982) (same); and Andrade v. United States, 485
F. 2d 660, 664 (Ct. Cl. 1973) (same), cert. denied, 419 U.S. 831, 95
S. Ct. 55, 42 L. Ed. 2d 57 (1974). See also 11 Charles A. Wright,
Arthur R. Miller & Mary K. Kane, Federal Practice &
Procedure: Civil § 2868 at 403 (2d ed. 1995) (supporting notion
of ancillary jurisdiction, citing generally Pacific R. Co. v.
Missouri Pac. Ry. Co., 111 U.S. 505, 522, 4 S. Ct. 583, 28 L. Ed.
498 (1884)); 7 James W. Moore, Moore’s Federal Practice 1
60.3811], at 60-399 (2d ed. 1995) (same).

28a

Moreover, to the extent that West Virginia Oil has
any value as precedent, the case is inapposite here
because it is on a completely different jurisdictional
footing. West Virginia Oil was a case in which the
parties could not review the judgment in federal
court without ancillary jurisdiction. Beggerly, on
the other hand, could have pursued this suit under
several different statutes conferring federal juris-
diction independent of that in the original action. The
federal courts would have had independent jurisdic-
tion over a timely action under the Quiet Title Act,
28 U.S.C. § 2409a; the Tucker Act, 28 U.S.C. § 1491;
and probably general federal question jurisdiction
under 28 U.S.C. § 1331 (putting sovereign immunity
to one side for the moment). Because there is no need
to assert ancillary jurisdiction to review the underly-
ing settlement in federal court, West Virginia Oil is
not on point, even to the extent that it was ever good
law in the first place.’

Our West Virginia Oil opinion relies solely on an apparent
misreading of Supreme Court precedent. In West Virginia Oil,
the court confused the history of independent actions and
the common law predecessors to the separate actions of Fed. R.
Civ. P. 60(b). Independent actions are distinct, and “should
under no circumstances be confused with ancillary common law
and equitable remedies, or their modern substitute, the 60(b)
motion.” Bankers Mortgage, 423 F.2d at 78. The West
Virginia Oil court simply cited a Supreme Court case that
found ancillary jurisdiction for the precursor to Rule 60(b)
motions, and held that there was similar ancillary jurisdiction
in independent actions.

The West Virginia Oil court relied on Pacific Railroad of
Missouri v. Missouri Pacific Railway Co., 111 U.S. 505, 522, 4
S. Ct. 583, 592, 28 L. Ed. 2d 498 (1884), which involved a bill in
equity to vacate a judgment on the basis of fraud. The bill in
equity in that case was a bill of review (one of the forebears of

29a

My concern over the characterization of this suit
as independent or ancillary is not as serious as my
other concerns: waiver of sovereign immunity and the
proper reach of the majority opinion. The United
States is, of course, immune from suit without its
consent, Loeffler v. Frank, 486 U.S. 549, 554, 108 S.
Ct. 1965, 1969, 100 L. Ed. 2d 549 (1988), and we are to
construe waivers of sovereign immunity “strictly in
favor of the sovereign.” United States Dep't of En-
ergy v. Ohio, 503 U.S. 607, 615, 112 8. Ct. 1627, 1633,
118 L. Ed. 2d 255 (1992). Beggerly can cite no statu-
tory waiver of sovereign immunity in this case, either
in the original action or in the independent action.
The majority bypasses the question of sovereign
immunity by holding that “governmental consent is
not required to bring an independent action in the
same court as the original action[,]” citing the Second
Circuit’s opinion in Weldon v. United States, 70 F.3d
1, 4 (2d Cir. 1995). Regardless of the equities of any
individual case, governmental consent is always re-

Rule 60(b)), not an independent action in equity. Zegura, 104
F.2d at 35 (characterizing the bill in Pacific Railroad as a “bill
of review”), therefore it has little or no precedential force for
independent actions. A bill of review, like a Rule 60(b) motion,
had to be brought in the court that rendered judgment and was
essentially a request that the court reopen the judgment to
reverse or correct a final decree. Wright, Miller & Kane,
Federal Practice & Procedure: Civil § 2867 at 394. The unre-
markable fact that a motion to reopen a judgment enjoys
ancillary jurisdiction therefore should not disturb our prece-
dents holding that independent actions in equity are founded
upon an independent and substantive equitable jurisdiction.
Bankers Mortgage, 423 F.2d at 78. I agree with the Bankers
Mortgage court, and apparently the Supreme Court in
Kokkonen, that it is important not to confuse the two
conceptually distinct avenues for review.

30a

quired as a prerequisite to federal jurisdiction.
Loeffler, 486 U.S. at 554.

The Second Circuit’s opinion in Weldon is not to
the contrary. Although the Second Circuit in Wel-
don agrees with the majority that independent ac-
tions are “continuations” of the original actions they
challenge, the court does not claim that sovereign
immunity is unnecessary. In Weldon, the parties
sued under the Federal Tort Claims Act in the
original suit, which constituted a statutory waiver of
sovereign immunity. 70 F. 3d at 2. The Weldon court
held that, because the independent action was essen-
tially a continuation of the original suit, the govern-
ment’s waiver of sovereign immunity in the original
action should continue to bind the United States in
the subsequent challenge. Jd. Weldon does not sug-
gest that waiver is unnecessary, only that it may be
continued from the original suit. So even if we were
to find in the instant case that independent actions
should be considered a continuation of the original
actions they challenge (a point I still dispute), there
was no waiver of sovereign immunity in the original
action for us to continue. Of course, we cannot equi-
tably waive sovereign immunity on behalf of the
government; therefore we do not have jurisdiction to
consider this suit.“

My final concern is that the majority reaches
issues not before us in this opinion. Even if there
were a waiver of sovereign immunity in this case, we
would have no jurisdiction to reach the merits of

3’ Presumably a timely challenge to the original action under
the Quiet Title Act or the Tucker Act, each of which involves a
statutory waiver of immunity, would not suffer from this
infirmity of the independent action in equity.

31a

Beggerly's eross motion for summary judgment, the
validity of the Boudreau grant, or the ownership of
Horn Island, as the majority does. These issues are
fraught with difficult fact questions that must be
decided by the district court, which alone has ju-
risdiction to consider them. Moreover, the majority
should not have reached those issues on the incom-
plete summary judgment record before us. Therefore
I respectfully dissent.

32a

APPENDIX C

IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF MISSISSIPPI
SOUTHERN DIVISION

Civil Action No. 1:94-CV-264RR

CHRIS BEGGERLY, ET AL., PLAINTIFF

*.

UNITED STATES OF AMERICA, DEFENDANT

[Filed: Aug. 17, 1995]

MEMORANDUM ORDER

This matter is before the Court on Defendant’s
Motion to Dismiss and Plaintiffs’ Motion for Sum-
mary Judgment. |

Background

On April 3, 1950, Clark M. Beggerly Sr. (now
deceased) purchased for $51.20 approximately 626
acres on Horn Island’ at a delinquent-tax sale at the
Jackson County Courthouse. See Complaint at 2-3;
Plaintiffs’ Exh. A. At the same sale, Beggerly and a
friend, A.E. Hurd, purchased for $31.25 approximately
225 acres on Horn Island, which they later divided.

Horn Island is located in the Gulf of Mexico approxi-
mately 13 miles southwest of Pascagoula, Mississippi. The
island is approximately 14 miles in length and 1/2 to 3/4 mile in
width.

33a

See Compiaint at 3; Plaintiffs’ Exh. B. This division
left Beggerly with two tracts—the 626-acre tract and
a 103-acre tract (approximation). See Plaintiffs’
Memorandum Brief in Support of Motion for Sum-
mary Judgment at 1 (hereinafter “Plaintiffs’ Brief”);
Defendant’s Sur-Response at Exh. A. Through con-
veyances, Beggerly’s children (hereinafter “Beg-
gerly” unless otherwise noted) inherited the property
in 1971. See Plaintiffs’ Exh. 3, at 2 (Affidavit of Chris
Beggerly).

In that same year, the United States Congress
established the Gulf Islands National Seashore in
order to preserve for public use and enjoyment cer-
tain areas possessing outstanding natural, historic,
and recreational values.” 16 U.S.C. sec. 459(h). This
national seashore would include the barrier islands of
Ship, Petit Bois, and Horn upon acquisition through
purchase or other necessary means. Id.

In 1974, the National Park Service (“NPS”) offered
Beggerly $156,500.00 for the 626-acre tract based upon
an appraisal of $156,000.00. Beggerly accepted the
offer. See United States’ Memorandum in Support of
Motion to Dismiss at 1 (hereinafter “United States’
Memorandum”); Plaintiffs’ Exh. 3, at 7.2 But the deal

2 Chris Beggerly notes that the offer concerned only his
brother, in whose name the 626-acre tract was titled:

After three or four hours of talking and going back and
forth, a deal was reached for them (U.S. Government)
to buy Raleigh’s part of the property .... Raleigh
signed a contract to sell and I witnessed it.. Before
going to this meeting I had talked with Raleigh about
holding out, but he . . . had decided that he needed to
get rid of this problem and not have to face the on-going
bother that was caused by dealing with the government
with this land. As I said all along, we have always

34a

fell through after NPS learned through an “exhaus-
tive search of the records of the [U. S. Department of
Interior] Bureau of Land Management’s Eastern
States Office” that Beggerly’s property had never
been patented by the United States Government “and
had at all times been the property of the United
States.” See United States’ Memorandum at 1-2.
Thus, in 1979, the United States filed a Complaint to
quiet title.“ See Defendant’s Exh. A. Three years
later, the United States and Beggerly reached a set-
leinen. The United States paid Beggerly $208,175.87.
Id. at 2. The United States based its offer on apprais-
als for the 626-acre tract ($156, 500.00) and the 103-
acre tract ($27,125.00); the offer also accounted for
Beggerly’s attorney’s fees and other costs. See De-
fendant’s Sur-Response at Exh. “A.”

Chris Beggerly explains why the family agreed to
settle:

As we got close to trial I thought we had a good
case, but [James] Martin [his attorney] told us
that we would not be able to win because we could
not prove that we had good patents. The govern-
ment came up with some money and everybody
decided to settle. I didn’t want any part of it, but
finally had to agree with my lawyer told me I had
no choice.

worked together and once I realized that’s what was best
for him, then that suited me.
See Plaintiffs’ Exh. 3, at 7.

The quiet-title action involved numerous defendants in
addition to Beggerly. See United States’ Exh. A (United
States v. Adams, et. al.).

35a

See Plaintiff’s Exh. 3, at 10.“

In accordance with the settlement terms, Magis-
trate Judge John M. Roper issued the “Judgment and
Order”:

This matter having come before the Court for a
hearing and the Court having considered the
evidence presented and the terms of a stipulation
for Settlement

IT IS ORDERED that judgment is hereby
entered in favor of the United States, and title to
all lands on Horn [Island] . .. is quieted in the
United States .;

FURTHER ORDERED that all defendants and
their heirs are permanently enjoined from as-
serting any adverse claims to the subject property

* §

FURTHER ORDERED that the United
States has title in fee simple absolute to and full
rights of possession of the subject property.

See Defendant’s Exh. C.

Judge Roper’s Order notwithstanding, Beggerly
continued to research whether a patent had ever been
issued for the Horn Island property.’ In 1994,

According to the Complaint, Beggerly decided to settle
upon “having no hope of producing the all important grant or
patent by the trial date” and “(realiz[ing] the futility of going
to trial.” See Complaint at 10.

5 “Along the way I [Beggerly] wrote letters to Presidents
Carter, Reagan and Bush, Secretaries of the Interior, Andrus
Watts and Lujon [sic] and many other federal and state officials
and employees. From time to time someone would try to be
helpful, but most of the time they told me that since I didn’t

36a

after thirteen or more years of research, Beggerly
filed a Complaint seeking to have the settlement
agreement—as well as Judge Roper’s Judgment and
Order—set aside. Beggerly contends that newly dis-
covered evidence—a grant predating the Louisiana
Purchase and made by the Governor General of Span-
ish Louisiana to Catalina Boudreau—validates his
claim to the Horn Island property.“

Beggerly seeks to have the settlement agreement
and judgment set aside on the bases of fraud, mutual

have a patent, there was nothing they could do.” Plaintiffs’
Exh. 3, at 10-11 (affidavit of Chris Beggerly).

Beggerly’s correspondence with government officials has
been less-than-cordial:

Justice in our system is a damn joke. | got this case in
Dan Quayle Compentiency [sic] Council also. They
dropped it? I got the shaft again. Lujon [sic] this is in
the hands of your people, if they aren't lying too, so you
got to them get the facts and if you've got guts enough
call me at 601-845-6742.

Letter from Chris Beggerly to Interior Secretary Manual
Lujan and copied to “President George Bush, Vice President
Dan Quayle, Senator Thad Cochran, Congressman Sonny Mont-
gomery, Senator Trent Lott, John Stossell [of ABC’s) 20/20,
American Legion [and] Christiania [sie] Clark” (dated Sept. 25,
1992), quoted in Defendant’s Sur-Response at Exh. B.

Prior to filing the Complaint, Beggerly requested that the
Bureau of Land Management (“BLM”) reconsider the validity
of his title to the Horn Island property in light of this newly
discovered Spanish land grant. Through a lengthy response,
BLM explained there is no affirmative evidence th

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385014_0134%3A2. Public record. Not legal advice.
