# Joint Appendix — Denver Area Ed. Telecommunications Consortium, Inc. v. FCC

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385013_0634%3A05

## Record

- **Collection:** Supreme Court brief
- **Document type:** Joint Appendix
- **Published:** January 1, 1996
- **Citation:** 518 U.S. 727

## Text

OCTOBER TERM, 1995
> Fe eae

DENVER AREA EDUCATIONAL TELECOMMUNICATIONS
CONSORTIUM, INC. and AMERICAN CIVIL LIBERTIES UNION,
Petitioners,
—VvV.-——

FEDERAL COMMUNICATIONS COMMISSION, et al.,

Respondents.
ALLIANCE FOR COMMUNITY MEDIA, et al.,
Petitioners,
FEDERAL COMMUNICATIONS COMMISSION, et al.,
Respondents.

ON WRITS OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT

JOINT APPENDIX

CHARLES S. SIMS* I. MICHAEL GREENBERGER*

PETER J.W. SHERWIN Shea & Gardner

Proskauer Rose Goetz 1800 Massachusetts Ave., NW

& Mendelsohn LLP Washington, D.C. 20036
1585 Broadway (202) 828-2000
New York, New York 10036 Counsel for Petitioners Alliance
i (212) 969-3000 for Community Media, Alliance

| Counsel for Petitioners for Communications Democracy,
4 in No. 95-124 and People For the American
! | Way in No. 95-227

}

a DREW S. DAYS, III
Solicitor General

it Department of Justice
t Washington, D.C. 20530
Bf (202) 514-2217

Counsel for Respondents
* Counsel of Record

(Counsel continued on inside front cover)

PETITIONS FOR CERTIORARI FILED JULY 21, 1995 AND AUGUST 9, 1995
CERTIORARI GRANTED NOVEMBER 13, 1995
\.

STEVEN R. SHAPIRO
MARJORIE HEINS
American Civil Liberties
Union Foundation
132 West 43d Street
New York, New York 10036
Counsel for Petitioners
in No. 95-124

THOMAS J. MIKULA

MICHAEL K. ISENMAN

DAVID B. GOODHAND

Shea & Gardner

1800 Massachusetts Ave., NW

Washington, D.C. 20036
Counsel for Petitioners
Alliance for Community Media,
Alliance for Communications
Democracy, and People For the
American Way in No. 95-227

JAMES N. HORWOOD
Spiegel & McDiarmid
1350 New York Ave., NW
Washington, D.C. 20005
Counsel for Petitioners
Alliance for Community Media
and Alliance for Communications
Democracy in No. 95-227

ANDREW JAY SCHWARTZMAN
GIGI SOHN

Media Access Project

2000 M Street, NW
Washington, D.C. 20036

ELLIOT MINCBERG
LAWRENCE OTTINGER
People For the American Way
2000 M Street, NW
Washington, D.C. 20036
Counsel for Petitioners

People For the American Way
in No. 95-227

ROBERT T. PERRY

509-12th Street, Apt. 2C

Brooklyn, New York 11215
Counsel for Petitioners
New York Citizens Committee for
Responsible Media, Media Access
New York, Brooklyn Producers’

Group, and David Channon in
No. 95-227

EDITOR'S NOTE

THE FOLLOWING PAGES WERE POOR HARD COPY
AT THE TIME OF FILMING. IF AND WHEN A
BETTER COPY CAN BE OBTAINED, A NEW FICHE
WILL BE ISSUED.

TABLE OF CONTENTS

Page

Opinions, Orders, and Parts of the Record Omitted from the
EES OT

Comments of Acton Corp., Allen’s Television Cable Service,
Inc., Cable Television Association of Maryland, Dela-
ware and District of Columbia, Century Communications
Corp., Columbia International, Inc., Florida Cable Tele-
vision Association, Gilmer Cable Television Company,
Inc., Helicon Corp., Jones Intercable, Inc. KBLCOM
Inc., Monmouth Cablevision Assoc., TeleCable Corpora-
tion, Texas Cable TV Association, United Video Cable-
vision, Inc., and West Virginia Cable Television Associa-
ES

Joint Comments of Alliance for Community Media, the Alli-
Civil Liberties Union and People For the American Way.
Exhibit A: Patricia Aufderheide, Cable Television and

the Public Interest, 42 1. COMM. 52 (1992) ......
Exhibit L: Patricia Aufderheide, Public Access Cable
Programming, Controversial Speech, and Free Ex-
ee bebe ebcccecscccces
Exhibit M: Affidavit of Joseph J. Collins submitted in
Time Warner Entertainment Co. v. FCC, No. 92-
I

Exhibit N: Letter from InterMedia Partners to Tucson
Community Cable Corp. of Nov. 13,1992 ......

Exhibit O: Customer Handbook, Jerrold IMPULSE
7000, Model DP71**, DPV72** and DPBB73**

Exhibit P: Customer Handbook, Jerrold STARCOM VI
Model DPV5-* Addressable Converter with Volume

4

74

i
Exhibit Q: Customer Handbook, Jerrold STARCOM 7

Model DQN7-* Digital Plain Comverter ........ 133

Comments of Ann Arbor Community Access Television... 155

Joint Comments of Blade Communications, Inc., Multivision
Cable TV Corp., Parcable, Inc., Providence Journal

Company, and Sammons Communications, Inc. ..... 157
Comments of the Boston Community Access and Program-

GE PEE wb bcceesesectiaasateabee. 162
Comments of Roxie Lee Cole, Citizen .............. 170
Comments of Columbus Community Cable Access, Inc

Se ae wcnhe 6 aves b Cbbbadue becknanee 172
Comments of the Community Antenna Television Associa-

PG cc eae nde s 6 dnd bin eeee Geen ieee 174
Comments of Continental Cablevision, Inc............ 181
Comments of Cox Cable Communications, a Division of Cox

Ce, Eh oc ob weeeeh es sess ieseeen 196

Comments of Denver Area Educational Telecommunications

Appendix A: Articles Concerning CamNet ........ 211

Mark Robichaux, Camncorders Spark Two Cable
Ventures, WALL ST. J., July 30, 1992 at BI... 212

Steve Weinstein, A Cable Network About the Real
World, L.A. TIMES, Oct. 16, 1992 at F24 .... 216

Joe Rhodes, Video: Power to the People, TV GUIDE,

3s S Fl RYE 4 Sr ae 220
SE cecwecevaebebbtawes ctqee 221
Appendix B: Program Segments Carried by The 90's
Channel Dealing with Sexuality ............. 224
Comments of InterMedia Partmers................. 226

ii
Comments of the National Association of Telecommunica-
tions Officers and Advisors, National League of Cities,
United States Conference of Mayors, and the National

A EI Ta a ge 239
Comments of National Cable Television Association, Inc 244
Comments of Tele-Communications Inc. ............ 246

Comments of Time Warner Entertainment Company, L.P. . 249
Comments of Virginia B. Bogue and Amy Lerom, Citizens of

Tampa, Florida to Proposed Rule Making ......... 271
Comments of City of Tampa Office of Cable Communication
CIE, og wine cmosccsccecces: 275

Joint Reply Comments of the Alliance for Community Media,
can Civil Liberties Union and People For the American

Linda Haugsted, Warner, Access Group in Shootout,
MULTICHANNEL News, May 20, 1992 at 1,56 . 302

Linda Haugsted, Warner Cable Up for Renewal,
MULTICHANNEL NEWS, July 22, 1991 at 14... 305

System Notes, MULTICHANNEL NEWS, October 13,

PU Sikes obs » Cees Shc cw chews 307
SE atadcheteeune ce camhvsee bees 308
Jerry Adler, Was It Good for You, Too, NEWSWEEK,

*§ 5 PRE rr 309

Reply Comments of Cambridge Community Television ... 311
Reply Comments of Cincinnati Community Video, Inc. ... 316

Reply Comments of the City of St. Paul... .......... 318
Reply Comments of Columbus Community Cable Access,
I el ene ee 327

iV

Reply Comments of the Denver Area Educational Telecom-
munications Consortium, Inc. on Notice of Proposed

Dé ain du 6 SWee Owes CSRS ced se VSR 330
Reply Comments of the Motion Picture Association of Amer-
DU ca ccsweeheudec dé 4 cubbebe ce 40S. 333

Reply Comments of the National Association of Telecommu-
nications Officers and Advisors, National League of
Cities, United States Conference of Mayors, and the

National Association of Counties ............... 342
Reply Comments of the National Cable Television Associa-
PPP Pre rT reTEP Tlic. cree CPT TeLe 349
Reply Comments of ‘Olelo: The Corporation for Community
PTT Te rier 351
Reply Comments of Viacom International Inc. ......... 353
Comments of New York Citizens Committee for Responsible
DS > wcsc koe cum an eet hs es eunn werk 358
PE a ee se eee 369
TV GUIDE Manhattan Cable TV Edition, Dec. 12
ES, «sek ce ke a alle ahi die bck aie a in eh 370
Petition for Reconsideration of the NYNEX Telephone Com-
MED o.0'0.080 09-06 6506 CR OER ee Cae Sen ee es 375

Opposition of Time Warner Entertainment Company, L.P. to
the Petition for Reconsideration of the NYNEX Tele-

ee re ere 379
Reply of the NYNEX Telephone Companies to Comments
Opposing their Petition for Reconsideration ........ 382

Vv

The following opinions, orders, and parts of the record have
in full without deletion at the following pages as appendices to the
printed petition for writ of certiorari in No. 95-124:

First Report and Order in the Matter of Implementation of

Section 10 of the Cable Consumer Protection and Compe-

TE «10008 apes etane Wann eee « 128a

Second Report and Order in the Matter of Implementation
of Section 10 of the Cable Consumer Protection and

TCE, é ieee eeeeneeeecess 178a
Panel Opinion of the Court of Appeals for the District of
Cn .c.éeneuNbbbadéeaaeee nes 90a

In Banc Per Curiam Order of the Court of Appeals for the
District of Columbia Circuit Vacating the Panel

DT “Geudtens 1040 ose Ks UE 4S S 6 4 0 89a
In Banc Opinion of the Court of Appeals for the District of
CO ee ro ae ee ee 2a

In Banc Per Curiam Order of the Court of Appeals for the
District of Columbia Circuit Staying the Issuance of the

vi

RELEVANT DOCKET ENTRIES

UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

Nos. 93-1169, 93-1171, 93-1270, 93-1276

February 22, 1993 Petitions for review filed in nos. 93-1169

and 93-1171.
April 7, 1993 Stay of First Report and Order granted.
April 15, 1993 Petition for review filed in no. 93-1270.
April 20, 1993 Petition for review filed in no. 93-1276.
May 7, 1993 Stay of Second Report and Order granted.

November 23, 1993 Opinion and judgment filed.
February 16, 1994 Suggestion for rehearing in banc granted

and judgment vacated.
June 6, 1995 In banc opinion and judgment filed.
July 10, 1995 Stay of issuance of mandate granted.

Before the
FEDERAL COMMUNICATIONS COMMISSION

Washington, D.C.

Implementation of Section 10 of

)
the Consumer Protection )
and Competition Act of 1992 ) MM Docket
) No. 92-258
Indecent Programming and Other )
Types of Materials on Cable )
Access Channels )

I. The Commission Must Clarify That Voluntary Prohibitions
On Leased Access Programming Are Based On The
emt Bn Se omag ttn ten se: hora

The first provision of Section 10 authorizes cable operators to
impose certain voluntary restrictions on leased access programming.
The Notice of Proposed Rulemaking (“NPRM”) suggests this area
is self-executing and requires no Commission action. But the
Commission could greatly advance the public interest by taking this
opportunity to clarify the statutory language in furtherance of
Congress’ underlying objectives.

There are several critical points that the Commission should
expand upon. First, the statute wisely provides that any decision
about the carriage of “offensive” programming is to be made on the
basis of the operator’s “judgment.” The critical question is nor
whether a particular program is “obscene . . . lewd, lascivious,
filthy, or indecent or otherwise unprotected by the Constitution of

2

the United States,” but whether the cable operator believes the
programming falls into that category.

* ” *

Despite the concerns underlying Section 10, most cable
operators carry relatively little indecent programming on leased
access channels. Although the statute talks about a single blocked
“channel,” the Commission should clarify that so long as the
offensive programming is blocked, the channel need not be blocked
on a 24 hour per day basis. Rather than devote an entire channel
for this purpose, an operator might chose to maintain a single leased
access channel and simply scramble the “indecent” portions of the
programming to every subscriber who has not affirmatively
requested it. We submit this approach is entirely consistent with
Section 10(b), and enhances utilization limited channel capacity.

Finally, the Commission should make clear that the costs
associated with establishing and maintaining a “blocked” channel
should be borne by leased access providers of indecent
programming. The Commission should incorporate that finding
into its future rulemaking regarding reasonable rates, terms, and
conditions for leased access use.

* * aa

Respectfully submitted,

Acton Corp.

Allen’s Television Cable Service, Inc.

Cable Television Association of
Maryland, Delaware and District
of Columbia

Century Communications Corp.

Columbia International, Inc.

Florida Cable Television Association

Gilmer Cable Television Company,
Inc.

Helicon Corp.

Jones Intercable, Inc.

KBLCOM Inc.

Monmouth Cablevision Assoc.

3

TeleCable Corporation

Texas Cable TV Association

United Video Cablevision, Inc.

West Virginia Cable Television
Association

By /s/
Paul Glist
Steven J. Horvitz
Susan Whelan Westfall
COLE, RAYWID &

BRAVERMAN

1919 Pennslyvania Ave., NW
Suite 200
Washington, DC 20006
202/659-9750

December 7, 1992

Table of Contents Omitted
| FCC Caption Omitted

JOINT COMMENTS OF THE ALLIANCE FOR
COMMUNITY MEDIA, THE ALLIANCE FOR
COMMUNICATIONS DEMOCRACY, THE AMERICAN
CIVIL LIBERTIES UNION AND PEOPLE FOR THE
AMERICAN WAY

These comments are being jointly filed by The Alliance for
Community Media (formerly the National Federation of Local
Cable Programmers), The Alliance for Communications
Democracy, The American Civil Liberties Union, and People for
the American Way. These four non-profit corporations represent
organizations and individuals who use public, educational or
governmental (“PEG”) and leased access channels either as
programmers or at viewers, Their comments are submitted in
response to the Notice of Proposed Rulemaking adopted by the
Commission on November 5, 1992 and released on November 10,
1992, whereby the Commission proposes to promulgate a rule
pursuant to Section 10 of the Cable Television Consumer Protection
and Competition Act of 1992, Pub. L. No. 102-385, 106 Stat. 1460
(1992). The Commission’s Proposed Rule is contained in Appendix
A of its Notice. It would place restrictions on PEG programming
that contains “obscene material, sexually explicit conduct, or
material soliciting or promoting unlawful conduct.” It would also

5

place restrictions on allegedly “indecent” programming on leased
access channels.

BACKGROUND

These commenters fully support the goal that apparently
underlies Section 10 and the Commission’s Proposed Rule — the
protection of minors from cable programming that their parents find
unsuitable for children. However, for a variety of reasons, we
cannot support the regulatory mechanism chosen by Congress and
the Commission. Before stating our objections, we place Section
10 and the Commission’s Proposed Rule in context.

A. The 1984 Act. — The Cable Communications Policy Act of
1984 (“the 1984 Act”) added Title VI to the Communications Act
of 1934. As Congress’s first direct legislation concerning cable, the
1984 Act was in part concerned with deregulating cable rates,
which was thought necessary to encourage prosperity in an
emerging industry. See generally H.R. Rep. No. 628, 102d Cong.,
2d Sess. 28-29 (1992).

At the same time, Congress was equally concerned with
preventing local cable operators from exercising sole programming
choice. These operators are often owned by media conglomerates
that also have ownership interests in the programmers chosen by
their cable subsidiaries. Even when programmer ownership is not
an issue, “cable conglomerates have shown themselves to be
capable of using their dominant position in electronic media
distribution to obtain economic advantages from those program
channels they agree to deliver, and to allow these financial
considerations to dictate which particular communication options to
offer the public they ostensibly serve.” Don R. LeDuc,
“Unbundling” the Channels: A Functional Approach to Cable TV
Legal Analysis, 41 Fed. Comm. L.J. 1, 8 (1988).

To that end, Congress incorporated into the 1984 Act leased
access provisions that require a cable operator to “designate channel
capacity for commercial use by persons unaffiliated with the
operator.” 47 U.S.C. § 532(b)(1). This legislation specified that
“[a] cable operator shall not exercise any editorial control over any
video programming provided” over leased access channels. 47

6

U.S.C. § 532(c)(2). According to the legislative history of that
Act,

“A requirement that channels be set aside for third-party
commercial access separates editorial control over a limited
number of cable channels from the ownership of the cable
system itself. Such a requirement is fundamental to the goal of
providing subscribers with the diversity of information sources
intended by the First Amendment.” H.R. Rep. No. 934, 98th
Cong., 2d Sess. 31 (1984), reprinted in 1984 U.S.C.C.A.N.
4655, 4668.

Congress was not only worried about financial disincentives.
Leased access was also viewed as a way to insure subscribers
“programming which represents a social or political viewpoint that
a cable operator does not wish to disseminate.” Jd. at 48, 1984
U.S.C.C.A.N. at 4685.

The 1984 Act also included provisions that allow local
franchising authorities to establish PEG access channels. By then,
PEG had a long history of having been incorporated by local
authorities into their franchise agreements. The earliest public
access channels had appeared in the early 1960’s, see Daniel L.
Brenner et al., Cable Television and Other Nonbroadcast Video
§ 6.04[2], at 6-32 (1992), and by 1969 the Commission had issued
an order in part “encouraging” PEG, FCC 69-1170, 20 F.C.C.2d
201, 206-07 (1969). The 1984 Act thus did not create PEG; rather,
it ratified the efforts in this area by localities across the country,
and it assured other franchising authorities of their ability to require
PEG channels in their franchise agreements.

PEG, as is true of leased access, addresses the bottlenecking
that occurs when operators impede subscriber access to the full
variety of cable programming, whether out of commercial concerns
or hostility to diverse programming. Congress therefore specified
that “a cable operator shall not exercise any editorial control over
any public, educational, or governmental use of channel capacity.”

47 U.S.C. § 531(e). In doing so, Congress purposefully recognized
that PEG was a public forum:

ae ae

7

“Public access channels are often the video equivalent of the
speaker’s soap box or the electronic parallel to the printed
leaflet. They provide groups and individuals who generally
have not had access to the electronic media with the opportunity
to become sources of information in the electronic marketplace
of ideas.” H.R. Rep. No. 934, supra, at 30, 1984
U.S.C.C.A.N. at 4667.

While thus seeking to assure the greatest diversity of cable
programs, the 1984 Act was also concerned with protecting
unsupervised children from all types of cable programming — be it
on general or access channels — that their parents found unsuitable.
Congress therefore enacted a “lockbox” provision, now codified at
47 U.S.C. § 544(d)(2)(A), which requires all cable operators to
make lockboxes available to their subscribers. According to the
legislative history of the 1984 Act, Congress

“recognize[d] with respect to cable the need to provide for the
restriction, within constitutionally permissible grounds, on the
availability of programming, which might not be obscene, but
is nonetheless indecent, if children are going to be adequately
protected from exposure to such material. Thus, [47 U.S.C.
§ 544(d)(2)(A)] provides one method for dealing with obscene
or indecent programming by requiring every cable operator to
provide to any subscriber upon request a device (often referred
to as a ‘lock box’) which is capable of restricting the viewing,
during any period selected by the subscriber, of a cable service
which contains obscene or indecent programming. The
Committee believes that the requirement that these devices be
furnished (by sale or lease) by the cable operator provides one
means to effectively restrict the availability of such
programming, particularly with respect to child viewers,
without infringing the First Amendment rights of the cable
operator, the cable programmer, or other cable viewers.” /d.
at 70, 1984 U.S.C.C.A.N. at 4707.

Thus, in 1984, Congress specifically accounted for the first
amendment rights of programmers and viewers when it adopted
lockboxes as the least restrictive means for effectively protecting
children. Pursuant to court order, see ACLU v. FCC, 823 F.2d

1554, 1579 (D.C. Cir. 1987). cert. denied, 485 U.S. 959 (1988),
the Commission has subsequently required that lockboxes be
capable of blocking all channels carried on a cable system,
including PEG and leased access channels. See FCC 87-306, 2
F.C.C.R. 5893, 4 9, at 5894 (1987).

B. PEG and Leased Access.'— PEG access channels have by
any measure abundantly fulfilled the hope that they would become
a robust “electronic marketplace of ideas” in those communities
where they are provided for and supported with adequate
resources.’ First, PEG programming is a widely diverse mix from
numerous sources. Some 2,000 centers produce about 10,000 hours
of local programming a week. Cable Television Regulation (Part
2), 1990: Hearings on H.R. 4415 Before the U.S. House of
Representatives Subcomm. on Telecommunications and Finance of
the Comm. on Energy and Commerce, 101st Cong., 2d Sess. (1990)
(testimony of Sharon Ingraham, on behalf of the National
Federation of Local Cable Programmers). An annual video festival
known as the Hometown USA Video Festival is dedicated to
showcasing the best of local origination and PEG channel
productions, and in 1990 it attracted 2,100 entries from 360 cities
in 41 states. Patricia Aufderheide, Cable Television and the Public
Interest, 42 J. Comm. 52, 58 (1992) [hereinafter Cable Television]
(App., Exh. A).

Second, access channels are widely viewed in those
communities where they are available. Approximately 30 million

' The description that follows is based in very large measure on Patricia
Aufderheide, Cable Television and the Public Interest, 42 J. Comm. 52,
58-60 (1992), which is included in the Appendix that is presented with
these comments (hereafter, “App.”) as Exhibit A. Dr. Aufderheide teaches
in the School of Communication at The American University of
Washington, D.C., and greatly assisted in the preparation of these

comments

2 The robust quality of access programming has attracted a great deal
of press attention. See App., Exh. B & C (examples of articles). Indeed,
cable operators have often touted access channels when trumpeting the
public good furthered by their systems. See App., Exh. D-G.

9

homes or 70 million people are provided with an access channel on
their cable system. Margie Nicholson, Cable Access:
Community Communications Resource for Nonprofits, Bull.

“One multisite study shows that 47% of cable viewers watch
community access channels, a quarter of them at least three
times in two weeks; 46% say it was “somewhat” to “very”
important in deciding to subscribe to or remain with cable.
{Frank Jamison, Community Programming Viewership Study
Composite Profile (1987) (App., Exh. H).] Another study,
commissioned by Access Sacramento, showed that two-thirds of
cable subscribers who knew about the channel watched it.
[Access Sacramento, 199] Audience Survey Findings Report
(1991) (App., Exh. I).]” Cable Television, supra, at 58.

Similarly, Northwest Community Television found that 50% of
subscribers who could receive their programming watched it
“frequent{ly)” or “occasionalfly],” and 46% rated this
programming “very valuable” or “somewhat valuable.” William
Morris, Northwest Community Television Subscriber Study (1992)
(App., Exh. J).

Finally, PEG programming speaks to a multitude of vital local
issues. Government and educational channels may feature such

specialized studies, such as an examination of the immigrant
experience

low cost spay/neuter program, id. at 51. A musical

10

education series is sponsored by the Los Angeles Jazz Society. Jd.
at 39.

Moreover, PEG access channels are often the forum for core
political debate. The Wrightwood Improvement Association of
Chicago, for instance, used public access to marshal support for a
“home equity” referendum. /d. at 30. In Tampa, Florida, public
concerned about a county tax that was defeated in a record voter
turnout. Cable Television, supra, at 59. “Also in Tampa, the
educational cable access system's airing of school board meetings
has resulted in vastly increased public contact with school board
members.” Jd. at 59. In New York City, Paper Tiger television
regularly produces programs that are sharply critical of the media.
Id. at 60-61.

Austin, Texas, is home of one of access cable’s oldest public
affairs talk shows. Cable Television, supra, at 60. The League of
Women Voters of Bucks County, Pennsylvania produces the
ongoing video documentary series, “AT ISSUE.” Cable Access,
supra, at 57. Public access has also been host to viewpoints as
diverse as those of leftist critics of the Gulf War (in Deep Dish
TV’s national series) and those of conservative Rep. Newt Gingrich
(R-GA), who hosted half-hour shows produced by the Washington,
DC-based American Citizen’s Television (ACTV). Cable
Television, supra, at 60-61.

Given the vital role that PEG has assumed, it is not surprising
to find that its programming is at times controversial. “or example,
the Ku Klux Kian has circulated national programs for local
viewing. George H. Shapiro, Litigation Concerning Challenges to
the Franchise Process, Programming and Access Channel
Requirements, and Franchise Fees, in 1 Cable Television Law 1990:
Revisiting the Cable Act 341, § Ill, { F., at 409 (Frank W. Lloyd
ed. 1990). In the spirit of robust debate that is appropriate to an
open electronic marketplace of ideas, the Klan programs spurred
civil liberty and ethnic minority organizations to use the access
service in response, which these groups have continued to do.
Daniel L. Brenner, supra, § 604[7]. at 642.2 (1992).

ll

Leased access has not to date been as successful as PEG. Cable
operators have exercised their market power to price leased access
out of the range of most programmers, as the Senate recognized in
the legislative history of the 1992 Act:

“The cable operator is almost certain to have interests that
clash with that of the programmer seeking to use leased access
channels. If their interests were similar, the operator would
have been more than willing to carry the programmer on
regular cable channels. The operator thus has already decided
for any number of reasons not to carry the programmer. For
compete with programming that the [operator] owns or
controls. To permit the operator to establish the leased access
rate thus makes little sense.” S. Rep. No. 92, 102d Cong., Ist
Sess. 31 (1991).

Congress thus found that leased access was undermined by the
system of operator-established rates that existed from 1984 until
passage of the 1992 Act.

C. The 1992 Act. — During the period of federally mandated
rate deregulation ushered in by the 1984 Act, the cable industry
experienced tremendous growth. In the seven years following
passage of the 1984 Act, cable penetration increased from thirty-
seven to sixty-one percent of television households; monthly
revenue increased from $18.94 to $31.51 per subscriber; and
advertising revenue increased from $600 million to $3 billion.
H.R. Rep. No. 628, supra, at 29.

Cable’s growth spurred renewed congressional scrutiny of the
industry. Since the beginning of October 1989, for example, the
Senate Committee on Commerce, Science, and Transportation held
eleven hearings on cable television. S. Rep. No. 92, supra, at 3.
This oversight culminated in 1992 when Congress overrode a
presidential veto and enacted the Cable Television Consumer
Protection and Competition Act of 1992 (“the 1992 Act” or “the
Act”).

Neither of the bills that originated the 1992 Act contained any
provision that even remotely resembles what is now Section 10.

12

Rather, both bills, as well as the hearings and committee reports on
each of them, where predominantly concerned with issues related
to rate re-regulation, local “must carry” rules, customer service
practices, and industry integration and concentration. See S. Rep.
No. 92, supra; H.R. Rep. No. 628, supra.

Portions of the original bills did evince a concern for leased
access. Thus, what is now Section 9 of the Act strengthens leased
access by introducing rate regulation for those channels, under
which the Commission must establish maximum reasonable rates
and reasonable terms and conditions for carriage. As the legislative
history of this provision discloses, rate regulation is expected to
“increas[e] certainty and the use of these channels.” S. Rep. No.
92, supra, at 32. Similarly, by encouraging the use of leased
access by “programming source(s] which devote[ ] substantially al!
of [their] programming to coverage of minority viewpoints, or to
programming directed at members of minority groups,” Section 9(c)
of the 1992 Act further “assure[s] that the widest possible diversity
of information sources are made available to the public,” S. Rep.
No. 92, supra, at 29 (citation omitted).

D. Pertinent Amendments in the 1992 Act. — After both
were to become the 1992 Act, those bills were modified by two
amendments directed at controlling the content of cablecasts that
were sexually explicit or otherwise deemed to be objectionable.
First, both the House and Senate bills were modified by what was
to become Section 15 of the Act. 138 Cong. Rec. § 589 (daily ed.
Jan. 29, 1992); id. at H6528-30 (daily ed. July 23, 1992). This
provision is entitled “Notice to Cable Subscribers of Unsolicited
Sexually Explicit Programs.” It requires a cable operator to notify
subscribers at least thirty days before they are provided any
“premium channel” — defined as a pay service that offers movies
rated by the Motion Picture Association of America (“MPAA”) X,
R or NC-17 — as part of a free promotion. The subscriber may
then request that the operator block the transmission of this channel
to his home, and the operator must comply.

The legislative history of Section 15 discloses that the
provisions of this amendment were purposefully crafted to be

13

similar to the subscriber-initiated lockbox requirement of 47 U.S.C.
§ 544(d)(2)(A), which the viewer can use to block programs on pre-
existing channels. As the Senate sponsor recognized, under Section
15, “[t}he subscriber must call the cable company and ask that the
channel be blocked or that the cable company provide a lockout
device.” 138 Cong. Rec. § 589 (daily ed. Jan. 29, 1992)
(statement of Sen. Helms).’

The second such amendment was Section 10. In contrast to
Section 15, Section 10 did not arise as an amendment in both
houses of Congress. Rather, it was offered in three different parts
as floor amendments on the last legislative day before the Senate
approved its bill. Senator Helms first proposed subsections (a) and
(b) with regard to leased access, Id. at § 646 (daily ed. Jan. 30,
1992). Senator Fowler immediately added subsection (c) for PEG.
Id. at § 649. Some time later, Senator Helms added subsection (d)
which abrogates statutory immunity for cable operators if they are
found to have carried on PEG or leased access any program that
“involves obscene material.” Jd. at S652. No provisions similar
to any of Section 10’s four subsections were introduced in the
House.

Also in contrast to Section 15, Section 10’s provisions are not
even remotely analogous to lockboxes or any other system of
subscriber-initiated blocking. Rather than relying on subscriber-
initiated blocking, Section 10 allows an operator to prohibit even
protected speech, without regard to whether subscribers want to see
it or not. It therefore differs from a system of subscriber-initiated
blocking, which allows parents to decide what (if any) programming
to screen from their children.

For leased access, Section 10(a) allows cable operators to
prohibit programming that the operator “reasonably believes” is

> We note that Section 15's system of subscriber-initiated blocking is
problematic for a reason unrelated to the concerns of these Comments.
by the first amendment, Motion Picture Ass'n., v. Specter, 315 F. Supp.
824, 825 (E.D. Pa. 1970), government regulations may not rely upon it,
Swope v. Lubbers, 560 F. Supp. 1328, 1334 (W.D. Mich. 1983).

14

indecent. If the operator does not prohibit such programming on
leased access channels, the operator is required by Section 10(b) to
place all indecent programs (as defined by the Commission and self-
identified by the programmer) on a single channel and to block that
channel unless a subscriber requests access in writing. The
Commission is required to promulgate leased access regulations
within 120 days.

For PEG access, Section 10 follows a different approach.
Section 10(c) requires the Commission to promulgate regulations
within 180 days that will enable a cable operator to prohibit not just
sexually explicit programming, but also “material soliciting or
promoting unlawful conduct.”

In the case of both PEG and leased access, Section 10(d)
abrogates a statutory immunity and allows a cable programmer to
be held liable if it carries any program that “involves obscene
material.” Liability may be imposed whether or not the operator
has exercised the authority to prohibit programming given to it
under subsections (a) and (c).

In sum, although Section 10 treats PEG and leased access
differently, for both types of channels it allows an outright ban on
purportedly offensive programming. Rather than directly instituting
these bans, however, Section 10 follows a bifurcated approach.
First, subsections (a) and (c) allow cable operators to ban the
disfavored programming. Second, subsection (d) waives the
statutory immunity otherwise available to those operators if they fail
to ban programming that “involves obscene material.”

Section 10 and its legislative history are remarkably void of any
reference to the lockbox requirement of the 1984 Act, now codified
at 47 U.S.C. § 544(d)(2)(4). The congressional record thus
contains no legislative findings to support a conclusion that
lockboxes have somehow become ineffective in achieving the
interest of protecting minors. Rather, the portions of the bill that
were enacted as Section 10 were introduced on the floor of the
Senate without a committee report on their purpose, justification or
likely effect. Even then, no Senator so much as purported to
present a considered judgment with respect to how often or to what

15

extent minors were being exposed to cablecasts that their parents
considered unsuitable, despite the lockbox requirement.

E. The Commission's Proposed Bule.— On November 5,
1992, the Commission instituted the instant docket in order to
promulgate a rule under Section 10. Appendix A of its Notice of
Proposed Rule Making presents the Commission's Proposed Rule,
which is intended to implement Section 10. In large measure, the
commission’s proposed Rule merely reiterates the provisions of
Section 10's first three subsections, but it omits any construction of
subsection (d)’s imposition of liability.

The Commission’s Proposed Rule is accompanied by a
prefatory Notice that generally solicits suggestions for regulations
not contained in the Proposed Rule. For example, with respect to
the content-based regulation of PEG, it requests commenters to
address “whether our regulations should provide for any additional!
matters not expressly addressed in the statute,” and it “invite[s)
interested persons to comment on these and any other aspects that
they believe would be germane to proper implementation of this
provision.” Notice 4 14, at 7. See also id. 4 12, at 6 (similar
language with respect to leased access). It also speaks in general
terms about other possible regulations that are not a part of the
Proposed Rule.

In contrast to the congressional record, the Commission's
Notice does recognize that lockboxes remain an effective means to
“control access to other cable services on the system or to limit
access to [an unblocked leased access channel] to others in the
household.” Notice 49, at 5. It is nonetheless similar to the
congressional record in that it, too, is void of either evidence or
reason to support a conclusion that lockboxes have somehow
become ineffective in achieving the interest of protecting minors
from programming that their parents consider unsuitable for
children.

SUMMARY

Because the first amendment commands that “Congress shal!
make no law .. . abridging the freedom of speech,” the federal
courts have held that the power to regulate “must be so exercised

16

aS not, in attaining a permissible end, unduly to infringe on the
protected freedom.” Cantwell v. Connecticut, 310 U.S. 296, 304
(1940). Section 10 and the Commission’s Proposed Rule violates
this basic tenet, as we discuss in detail below.

As an initial matter, Section 10 does not escape first amendment
scrutiny merely because the programming standards contained in
subsections (a) and (c) are expressed in permissive terms. State
action is implicated because this federal legislation impinges on
locally-created PEG and leased access public fora. The leased
access blocking requirements of subsection (b) also demonstrates
direct state action. Additionally, the threat of liability contained in
subsection (d) exercises coercive government power over the
operator, thereby “convert[ing] its otherwise private conduct into
state action.” Carlin Communications, Inc. v. Mountain States Tel.
& Tel. Co., 827 F.2d 1291, 1295 (9th Cir. 1987), cert. denied, 485
U.S. 1029 (1988).

Even if the prohibitions allowed by Section 10 were not
considered state action, they would still be subject to the first
amendment, for they impinge on a public forum. Local franchising
authorities have, with Congress’s approval, “intentionally open[ed]
a nontraditional forum for public discourse” and created a public
forum for “the free exchange of ideas.” International Soc'y for
Krishna Consciousness, Inc. v. Lee, 112 S. Ct. 2701, 2706 (1992).
Even private restrictions on access channels are therefore subject to
first amendment scrutiny.‘

Under appropriate first amendment analysis, Section 10 is itself
unconstitutional, for it fails the least restrictive means test. Federal
law already requires cable operators to make lockboxes available,
47 U.S.C. § 544(d)(2)(A), and these have been recognized by the
courts and the Commission as an effective and non-intrusive means
of controlling the access of unsupervised children to programming

* Missouri Knights of the Ku Klux Klan v. Kansas City, Mo., 723
F. Supp. 1347 (W.D. Mo. 1989).

17

that their parents find inappropriate.’ Content-based restrictions
are therefore unconstitutional .°

By largely reiterating the statute, the Commission has failed to
propose constitutional regulations under Section 10. First, the
Commission’s Notice of Proposed Rulemaking is completely devoid
of any consideration of less restrictive means. The ban it envisions
on all sexually explicit and otherwise assertedly objectionable
programming impermissibly reduces adults to viewing only those
access programs that are suitable for a child. For that reason, such
bans have always failed, even when advanced as a scheme to
protect minors from television broadcasts.’ Moreover, even if such
a ban could be justified, it is unnecessarily restrictive in the case of
cable. The Commission has often determined that the far less
restrictive option of lockboxes sufficiently guards children from
sexually explicit programming, and it has been supported in this
determination by Congress and the courts. However, the Notice
fails to offer a reason for the Commission’s change in position, and
no facts are presented on the record to support that change.

Second, because it is woefully underinclusive, the Proposed
Rule cannot be justified as necessary to serve a compelling state
interest. It mirrors the statute’s concern for programming only on
PEG and leased access channels, without preventing other sexually
explicit or otherwise objectionable cablecasts from reaching the
unsupervised children who are assertedly being protected. This is
especially suspect because Congress has recognized the existence of
other forms of sexually explicit cablecasts, but it has not given the

* ACLU v. FCC, 823 F.2d 1554, 1579 (D.C. Cir. 1987), cert. denied,
485 U.S. 959 (1988); FCC 87-306, 2 F.C.C.R. 5893, ¢ 9, at 5894 (1987).

® See, e.g., Cruz v. Ferre, 755 F.2d 1415, 1419 (11th Cir. 1985);
Community Television v. Roy City, 555 F. Supp. 1164 (D. Utah 1982);
Home Box Office, Inc. v. Wilkinson, 531 F. Supp. 987 (D. Utah 1982).

’ Action for Children’s Television v. FCC, 932 F.2d 1504, 1508-09
(D.C. Cir. 1991), cert. denied, 112 S. Ct. 1281, and cert. denied, 112
S. Ct. 1282 (1992). See generally Butler v. Michigan, 352 U.S. 380, 383
(1957).

18

Commission the power to impose similar restrictions on them. In
the end, therefore, the Commission is constrained from effectively
implementing the goal that purports to justify a content-based
restriction on speech. Instead, its Proposed Rule burdens only
those who speak on PEG and leased access channels — socicty’s
less powerful interests, including minorities, who otherwise have no
access to the electronic media.

Third, even as a child protection measure, the standard for
prohibiting PEG programming suffers from overbreadth. It is not
limited to the “patently offensive” sexual material that constitutes
indecency, and it prohibits “material soliciting or promoting
unlawful conduct.” The Commission itself has indicated that this
standard must be narrowed, see Notice at 6 n.11, but it has not
done so in the Proposed Rule, see id. App. A. In the same vein,
the immunity waiver provision of Section 10(d) is overbroad
because it subjects cable operators to liability for carrying not only
obscene programs, but also those that “involve[ ]” obscenity. The
Commission has similarly failed to use its interpretive powers to
narrow this vague statutory provision.

Finally, the Commission has not proposed appropriate
procedures for the prior imposition of these content-based
restrictions on speech. Although not always invalid per se, content-
based prior restraints must be accompanied by a highly protective
system of judicial safeguards. Because the provision for imposing
liability on cable operators is vague, it, too, should only be imposed
after a court has previously found a program obscene. Such
procedures are totally absent from the Proposed Rule, however.

The Commission has not exercised its interpretive power to
narrowly construe Section 10 to avoid these constitutional
deficiencies. Rather, it has at best indicated that such steps would
be appropriate without incorporating corresponding regulatory
—language into the Proposed Rule. See, e.g., Notice at 6 n.11
(suggesting basis for narrowing statutory prohibition standard for
PEG access). Indeed, the Commission has indicated that it intends
to incorporate a host of other measures into its Proposed Rule, but
it has not delineated the breadth of those measures. see, ¢.g., id.
414, at 7 (“Commenters should also address whether our

19

regulations should provide for any additional measures not expressly
addressed in the statute.”). In any circumstance, this rulemaking
approach prejudices the public’s right to comment on regulatory
proposals. It should be especially disfavored in this situation,
where core first amendment rights are threatened.

INTERESTS OF COMMENTERS

The Alliance for Community Media, the Alliance for
Communications Democracy, the American Civil Liberties Union,
and People for the American Way are non-profit corporations that
represent organizations and individuals who use PEG and leased
access channels both as programmers and as viewers. The
comments that they jointly swhmit therefore reflect the unique
shared perspective of organizations whose members have a direct
interest in assuring that cable operators use the public rights of way
in a manner consistent with the interests of the entire community.

The Alliance for Community Media (formerly the National
Federation of Local Cable Programmers) is dedicated to both
ensuring that people have access to cable and other electronic media
and promoting community uses of such media. It is a national
membership organization comprised of more than twelve-hundred
Organizations and individuals in more than seven-hundred
communities, including volunteer access producers, access center
managers and staff members, local cable advisory board members,
city cable officials, cable company staff working in community
programming, and others interested in local programming around
the country. The Alliance for Community Media assists its
members in all aspects of community programming over access
channels, from production and operations to regulatory oversight.

The Alliance for Communications Democracy supports efforts
to protect the rights of the public to speak via cable, and it
promotes the availability of the widest possible diversity of
information sources and services to the public. The Board of
Directors of the organization is composed of representatives of

20

nonprofit access corporations in communities around the country,"
who together have helped thousands of members of the public use
the access channels that have been established in their communities.

The American Civil Liberties Union (“the ACLU”) is a
nationwide, nonpartisan organization with nearly 300,000 members,
many of whom are viewers of PEG and leased access cable
channels. It is dedicated to the protection and promotion of
individual rights and liberties, primary among them freedom of
speech. In 1990 the ACLU established an Arts Censorship Project
specifically to combat an increased climate of censorship in the
United States, including in particular efforts to suppress creative
expression and information about sexuality and sexual orientation.

People for the American Way (“People For”) is a nonpartisan,
education-oriented citizens’ organization established to promote and
protect civil and constitutional rights, including first amendment
freedoms. Founded in 1980 by a group of religious, civic and
education leaders devoted to our nation’s heritage of tolerance,
pluralism and liberty, People For now has over 300,000 members
nationwide. Many of People For’s members subscribe to cable
television and watch programs on PEG and leased access channels.
People For’s members have specific and personal interests in
promoting the free flow of information and in receiving uncensored
cable programming. People For seeks to protect the interests of its
members, as well as the broader interest in preventing censorship
of expression protected by the first amendment.

Although the commenters generally support the goal of
protecting unsupervised children from cable programming that their
parents find inappropriate, we cannot support the commission's
Proposed Rule. The content-based restrictions that the Commission
proposes will prove seriously disruptive to access programming and
the value that it brings to local communities across the country.

* These communities include Chicago, Illinois; Montgomery County,
Maryland; Boston, Massachusetts; Grand Rapids, Michigan; Manhattan
and Staten Island, New York; Columbus, Ohio; Tucson, Arizona; and the
State of Hawaii.

21

Moreover, the Proposed Rule will work this mischief without
adding any*hing to the already effective requirement that cable
operators prowide lockboxes to protect unsupervised children.

Firs: “xe /20 sestriction on “material soliciting or promoting
unlawful conduct” presents special problems for programming that
engages in core political speech.’ For example, in Grand Rapids,
Michigan, the producers of “Lies of Our Times” have endorsed
sanctuary for Latin American refugees and encouraged blockades of
government offices in protest of various official positions.
Similarly, “The Flying Focus Video Collective” of Portland,
Oregon has hosted a speaker who advocated direct and illegal action
to protect old timber growth. Several programs have advocated the
decriminalization of marijuana, including “Libertarian Conspiracy”
of Sacramento, California, “Libertarian Review” and “Time for
Hemp” in Tucson, Arizona, and “Cannabis” in Kalamazoo,
Michigan. Patricia Aufderheide, Public Access Cable
Programming, Controversial Speech, and Free Expression, 4-5
(Nov. 1992) [hereinafter Public Access] (App., Exh. L).

Second, the restriction on sexually explicit programming would
curtail programming on health education and sex education,
including programs that deal frankly with AIDS. This would
include programming directed at both the gay minority and
heterosexuals.

Examples of each of these types of programming are literally
too extensive to document here. For example, Cambridge
Community Television in Massachusetts could be faced with
restrictions on a program entitled “Truth or Consequences: A Guide
to Safe Sex at MIT.” Id. at 4. So could Kalamazoo Community
Access Center of Michigan for an AIDS prevention special that
involved role-playing. Jd. Similarly, the Northern Virginia Youth
Services Coalition produces the weekly cable access series, “Focus

* — The description that follows is based in very large measure on Public
Access Cable Programming, Controversial Speech and Free Expression, a
draft article by Dr. Aufderheide, that is included in the Appendix as
Exhibit L.

22

on Youth.” In one program on AIDS, two professionals role-
playing a dating situation were asked, “If you were dating, how
would you get your partner to reveal his sexual history?” Cable
Access, supra, at 49.

A video of a home birth in Amherst, Massachusetts might have
fallen under scrutiny, as might have “Desperately Seeking Susan,”
a program in Olympia, Washington that is hosted by a therapist and
includes frank discussion of sexual behavior and sexual
dysfunctions. Public Access, supra, at 4. The same is true for the
“HealthVisions” series, produced by the community and
professional education department of Good Samaritan Hospital and
Medical Center of Portland, Oregon. Pe ge in the series have
included “PMS: Breaking the Cycle” and “Understanding
Impotence: A Common and Treatable Problem.” Cable Access,
supra, at 37.

Moreover, some programs would face restrictions under either
or both of the “unlawful” and “explicit” standards. For example,
access centers in Forest Park Ohio, Fort Wayne, Indiana,
Sacramento, California, Kalamazoo, Michigan, and Portland,
Oregon have aired programs, some produced by Operation Rescue,
that have opposed abortion. Some of these programs have either
encouraged blocking access to abortion clinics or have contained
possibly offensive explicit images, or both. Public Access, supra,
at 5.

Finally, live programming, including call-in programs, will be
particularly hindered by the commission’s proposed Rule. These
shows fulfill a unique role by both making cable immediately
interactive and allowing disparate minority groups to communicate
with each other through that medium. It is in the nature of these
programs to be unpredictable, however, especially when they
concern sensitive or hotly-debated topics. Because programmers of
these types of shows cannot assure operators of their content, the
fear of liability is especially likely to prompt their prohibition.

Several shows concerning sex education could thus be
hampered. For example, one segment of “AIDS Call-in Live,”
from Chicago, included a seventeen-year-old girl asking how to
respond to a boyfriend who assured her that they did not need to

23

use condoms because he was loyal to her. Speakers may also hold
up items such as condoms to explain their use. /d. at 8.

Health education shows could also have the same problems, For
example, “Health in America” is produced monthly in Sacramento
and discusses alternative and holistic health-care options. It has
included graphic images of women with mastectomies and damaged
breast implants. Jd. at 8.

Finally, topical call-in programs would also be threatened.
Sacramento aired “Live Wire” within hours of the Rodney King
verdict, on which callers had their volatile moments. And access
programs in Oregon hotly debated that state’s ballot initiative that
would have criminalized some homosexual behavior. /d. at 5, 8.

No one can dispute the value of these programs to an adult
viewing audience. Even if some parents feel that unsupervised
minors should not be given free access to all of them, it ill serves
society to reduce adults to viewing cable that is only fit for
children. For that reason, we see lockboxes as the alternative that
is superior to allowing the prohibition of this type of programming.
Lockboxes allow adults both to control children’s access and to
partake of the robust speech and debate being aired on access
channels. They also allow parents to decide for themselves whether
or not their children will benefit from receiving information on
sensitive topics, and they allow access to be granted for just the
space of one program. Bans and blocking schemes offer none of
these advantages, yet the congressional record and the
Commission’s Notice both disclose that hardly a whisper of
attention has been paid to the lockbox option.

I. SECTION 10 VIOLATES THE FIRST AMENDMENT

There can be little doubt that the purpose and effect of Section
10 of the Act is to establish a system of censorship that violates the
first amendment rights of those who wish to cablecast on PEG and
leased access channels and those who wish to view the censored
programming. As such, if the Commission is to implement this
section of the Act in haec verba (as its Proposed Rule suggests),

any final rule that it may promulgate in these proceedings will itself
be unconstitutional. We discuss the various constitutional

24

difficulties that the Commission's Proposed Rule presents in the
sections that follow this one.

This section focuses on the statute itself, and our purpose is
twofold. First, we demonstrate the propriety of applying first
amendment analysis to the content-based restrictions on free
expression that are either enshrined in Section 10 or called for by
it. Second, we show that Section 10’s regulation of non-obscene
cable programming is necessarily unconstitutional.

A. STATE ACTION

As an initial matter, we are aware of certain statements in the
floor debates concerning Section 10 that attempt to categorize the
restrictions on speech contained in that enactment as non-
governmental and hence beyond constitutional scrutiny. See, ¢.g.,
138 Cong. Rec. § 646 (daily ed. Jan. 30, 1992) (statement of Sen.
Helms); id. at § 648 (statements of Sen. Thurmond); id. at § 649
(statement of Sen. Inouye). In our view, these statements are

Penner Pics Ameren Se NB ed ene ha

25

10 establishes. First, Congress has specified that, in all instances,
leased access programming must be blocked if it constitutes
Pree) my ne as defined by Commission regulations.”

Section 10(b) (codified at 47 U.S.C. § 532(j\(1)). This provision
is an integral part of Section 10’s system of censorship, and it
indicates that Congress has fully involved itself and the Commission
in placing restrictions on programming under the Act. As such it
is direct state involvement that suffices to trigger first amendment
scrutiny of the entire enactment.'' Further, Section 10(b) indicates
that Congress viewed the censorship of cable programming as a
function of the state, and its delegation of a part of that power to a
private actor does not insulate the exercise of that power from
constitutional scrutiny. See, e.g., Williams v. City of St. Louis, 783
F.2d 114, 117 (8th Cir. 1986) (“This delegation under state law of
powers possessed by virtue of state law 2nd traditionally exercised
by the City satisfies us that the City’s action here is under color of
state law.”); Ancata v. Prison Health Servs. Inc., 769 F.2d 700,
703 (11th Cir. 1985) (“Where a function which is traditionally the
exclusive prerogative of the state .. . is performed by a private
entity, state action is present.”).

Second, it is Congress in all instances that has specified what
type of programming an operator may refuse to carry over PEG or
leased access, otherwise mandating that “a cable operator shal! not
exercise any editorial control” over the programming of these
channels. 47 U.S.C. § 531(e) (PEG); 47 U.S.C. § 532(c)(2) (leased
access). This congressional specification of programming standards
is not insulated from first amendment scrutiny merely because it is
phrased in permissive terms, for it operates in tandem with Section
10(d)’s imposition of liability on private censors if they fail to
prohibit speech that “involves” obscenity. In other words, these
provisions place the operator in peril of liability and prompt it to

'' Because “[t}he more relevant inquiry in evaluating severability is
whether the statute will function in a manner consistent with the inten: of
Congress,” Alaska Airlines. Inc. vy. Brock, 480 U.S. 678, 685 (1987)
(emphasis in original), the state action that adheres in the blocking
provisions of subsection (b) cannot be severed from the rest of the statute.

26

restrict ing that even remotely meets the permissive
cmmenttpemmietvenaatnanentel (a) and (c) of Section 10,
lest the speech also wander into the undefined grey area that
“involves obscene material.” Of. Bantam Books, Inc., v. Sullivan,
372 U.S. 58, 67 (1963) (cautioning against elevating form over
substance when determining whether censorship is occurring),
Penthouse Int'l. Lid. v. McAuliffe, 610 F.2d 1353, 1360 (Sth Cir.)
(same), cert. dismissed, 447 U.S. 931 (1980).

This effect has already been felt." For example, as the
Chairman and Chief Executive Officer of Time Warner Cable
(“TWC”) concluded in an affidavit that was submitted in litigation
that brought a direct challenge to the 1992 Act:

“The provision of Section 10(d) . . . injurfes] TWC by
subjecting it to the risk of criminal and civil liability for
programming created by others that it does not wish to carry
but is required by law to carry. The provisions . . . of the
Cable Act permitting TWC to prohibit or restrict obscene
programming does not alleviate such injury in that they compel
TWC to determine obscenity questions that even Federal courts
regard as exceedingly difficult, and TWC remains exposed to
criminal or civil liability if a court later disagrees with its
determination.” Affidavit of Joseph J. Collins, q 37, at 23
(App., Exh. M).

2 Of course, the threat of liability is sufficient for state action purposes;
it need not be the case, as here, that such a threat has proven to be the
direct cause of private conduct, Peterson v. City of Greenville, 373 U.S.
244, 24% (1963) (finding state action “even assuming . . . that the manager
would have acted as he did independently of the existence of the
ordinance”); Carlin Communications, Inc. v. Mountain States Tel. & Tel.
Co., 827 F.2d 1291, 1295 (9th Cir. 1987) (“Simply by “command[ing} a
particular result,’ the state had so involved itself that it could not claim the
conduct had actually occurred as a result of private choice.”), cert. denied.
485 U.S. 1029 (1988).

27

Cable operators thus feel compelied by their possible liability to
censor widely.

Indeed, cable operators have for that reason already begun to
institute censorship for programming that is sexually explicit but not
even arguably indecent, out of fear that some such program might
later be found to subject the operators to liability. As one cable
operator wrote to the executive director of its local public access
programmer,

“all programming which contains sexual, excretory or other
behavior or depictions, or language which potentially may be
offensive to the citizens of Tucson [must] be sent to our system
for screening before it is cablecast by TCCC over our cable
system.” Letter from InterMedia Partners to Tucson
Community Cable Corp. (Nov. 13, 1992) (App., Exh. N).
Thus, not only is programming called in to question if it concerns
sexual material of any nature, it is also subject to editorial scrutiny
if it contains “potentially .. . offensive” language. Because of
their unpredictable nature and potential to include such language,
cable operators have specifically targeted live programming
(including call-in shows):
“Moreover, no live programming should be cablecast which
contains such material. All such programming should be taped
and sent to us for screening as outlined above.” /d.

Recognizing the obvious dangers posed by the threat of
government-imposed liability on private censors, federal courts
faced with similar schemes have not hesitated to recognize the state
action that brings first amendment principles to bear. For example,
in Carlin Communications, Inc. v. Mountain States Telephone &
Telegraph Co., 827 F.2d 1291 (9th Cir. 1987). cert. denied, 485
U.S. 1029 (1988) Arizona’s threat of criminal liability constituted
sufficient state action to subject to first amendment scrutiny a
telephone company’s decision to bar sexually explicit messages.
“With this threat, Arizona ‘exercised coercive power’ over
Mountain Bell and thereby converted its otherwise private conduct
into state action... .” Jd. at 1295 (quoting Blum v. Yaretsky, 457

28

U.S. 991, 1004 (1982))." Similarly, the threat of liability
contained in Section 10(d) of the 1992 Act transforms the
censorship standards of Sections 10(a) and (c), which are otherwise
phrased in permissive terms, into state action.

Indeed, the existence of subsection (d) nullifies the state action
arguments advanced in the floor debates on Section 10. Subsection
(d) was not a part of the enactment then being debated, but was
later added as a “conforming amendment.” It is “conforming,”
however, only in the sense that it requires cable operators to
conform to censorship standards that are otherwise phrased in
permissive terms. In later proposing the addition of subsection (d),
Senator Helms specifically stated that its purpose was to “put an
end to the kind of things going on” access channels." Given this
change in circumstances, it is not surprising to find inapposite the
federal cases cited in the floor debate for the proposition that the
example, Senator Helms pointed to Carlin Communication. Inc. v.
Southern Bell Telephone & Telegraph. Inc., 802 F.2d 1352 (11th
Cir. 1986), to support his contention that “it is permissible to allow
a private company to make independent decisions to exclude certain

The court went on to hold that any decision to ban speech made under
threat of state-imposed liability “was unconstitutional state action” that
violated the first amendment. 827 F.2d at 1296.

In its Notice of Proposed Rulemaking, the Commission recognized the
symbiotic relationship between the programming standards of subsections
(a) and (c) and the imposition of liability contained in subsection (d). For
example, Paragraph 13 first notes that subsection (c) “merely allows the
cable operator the option” of censoring PEG. The next sentence
immediately juxtaposes

“As pointed out earlier, however, [subsection (d)] expressly provides
that cable operators are no longer statutorily immune from liability for
carriage of obscene materials on these channels.”

However, we note that the legislative history of subsection (d)
suggests that liability cannot be imposed on cable operators with respect
to PEG. The scant floor debate was concerned wholly with leased access
channels. 138 Cong. Rec. S652 (daily ed. Jan. 30, 1992) (statement of
Sen. Helms).

29

objectionable material.” 138 Cong. Rec. $646 (daily ed. Jan. 30,
1992) (emphasis added). As others have readily recognized,
however, the threat of liability removes the independence of that
decision and renders it subject to first amendment scrutiny. See,
€.g., Mountain States, 827 F.2d at 1295; id. at 1298 n.2 (Canby,
J, dissenting in part) (“the presence of this coercion differentiates
this case from Carlin v. Southern Bell”).

B. PUBLIC FORUM

Even were the censorial dictates of Section 10 not themselves
state action, the first amendment would still apply. Because PEG
and leased access constitute a quintessential public forum, a system
of censorship is not insulated from the first amendment simply
because Congress has vested private cable operators with the
decision to prohibit speech in that forum. When the government
destroys a public forum by empowering private actors to restrict
speech, it must do so within the bounds of the first amendment.

PEG and leased access certainly constitute such a public forum
— one that is unique because of the widespread reliance on
electronic communication. Congress recognized this status in the
legislative history of the 1984 Act, which both recognized that local
franchising authorities could provide for PEG in franchises and
required them (>) establish leased access, See H.R. Rep. No. 934,
98th Cong., 2d Sess. 30 (1984), reprinted in 1984 U.S.C.C.A.N.
4655, 4667 (quoted supra page 4). The legislative history of the
1992 Act similarly recognizes that Congress has heretofore
required] cable operators to operate public and leased access
channels as a public forum open to any and all speakers.” 138
Cong. Rec, $648 (daily ed. Jan. 30, 1992) (letter from Mr. Peters);
id. at S652 (statement of Sen. Helms) (“[{TJhe intent of the [1984]
law, obviously, was to promote diversity in cable programming.
The law required cable operators to carry anything that
programmers brought along.”). In sum, “the underlying theory of
leased access channels [is] to provide a forum for people to speak
out on a diversity of issues.” Jd. (statement of Sen. Thurmond).
See also S. Rep. No. 381, 101st Cong., 2d Sess. 46 (1990) (PEG
and leased access constitute “a free market of ideas”).

30

Under generally applicable first amendment principles,
therefore, localities that implement these provisions pursuant to
their franchising authority have purposefully “‘openfed) a
nontraditional forum for public discourse’” and created a public
forum “that has as ‘a principal purpose . . . the free exchange of
ideas.’” International Society for Krishna Consciousness, Inc. v.
Lee 112 S. Ct. 2701, 2706 (1992) (quoting Cornelius v. NAACP
Legal Defense & Educ. Fund. Inc., 473 U.S. 788, 800, 802
(1985))'®. The federal courts have thus recognized that PEG and
leased access constitutes a public forum for purposes of first
amendment analysis.'*

Because of the recognition that access channels are a public-
forum, as at least one commentator has noted, “for the access
channels, the 1984 Act regards the cable system as the modern
counterpart to the city street or, perhaps more precisely, to the
streets in a company town.” Michael I. Meyerson, The Cable
Communications Policy Act of 1984: A Balancing Act on the
Coaxial Wires, 19 Ga. L. Rev. 543, 585 (1985). Attempts by

'S See also Southeastern Promotions, Lid. v. Conrad, 420 U.S. 546, 555
(1975) (finding municipal auditorium a public forum); Cinevision Corp. v.
City of Burbank, 745 F.2d 560, 570 (9th Cir. 1984) (same for
amphitheater), cert. denied, 471 U.S. 1054 (1985); Yurkew v. Sinclair,
495 F. Supp. 1248, 1252 n.5 (D. Minn. 1980) (state fair grounds); United
States Labor Party v. Knox, 430 F. Supp. 1359, 1361-62 (D.N.C. 1977)
(parking areas adjoining state-owned liquor stores).

‘© See, eg., Quincy Cable TV. Inc. v. FCC, 768 F.2d 1434, 1452 (D.C.
Cir. 1985) (“access rules . . . serve countervailing First Amendment
values by providing a forum for [the] public”), cert. denied, 476 U.S.
1169 (1986); Muir v. Alabama Educ. Television Comm'n, 656 F.2d 1012,
1022 & n.19 (Sth Cir. Unit B 1981); Erie Telecommunications, Inc. v.
City of Erie, 659 F. Supp. 580, 598-600 (W.D. Pa. 1987) (“access
requirements are intended to make cable channels available to the public
on a first-come, first-served nondiscriminatory basis”). See also Berkshire
Cablevision of Rhode Island, Inc. v. Burke, 571 F. Supp. 976, 987 (D.R.1.
1983) (access rules “mandate that all individuals be given the opportunity
to appear on cable television on a nondiscriminatory first-come, first-
served basis”), vacated as moot, 773 F.2d 382 (ist Cir. 1985)

31

private operators to now forbid expression upon channels that have
previously been dedicated as a public forum are therefore subject to
first amendment analysis, just as first amendment scrutiny is
necessary when the private owner of a company town attempts to
deny others the right to speak on nominally private sidewalks.
Marsh yey ager een 501, 507-08 (1946). “The more an
owner, for hi , Opens up his property for use by the
public im general, the mone do his tights becuse ciecamecribed by
the statutory and constitutional rights of those who use it.” Jd. at
506. Cf. International Society for Krishna Consciousness v. State
Fair of Tex., 461 F. Supp. 719 (N.D. Tex. 1978) (enjoining
restrictions placed by non-profit corporation on religious expression
being pursued in a public forum).

In a situation remarkably similar to that presented by Section
10, it vas an access channel’s status as a public forum that
prompted a federal court to apply first amendment analysis to a
scheme of permissive private censorship. Missouri Knights of the
Ku Klux Klan v. Kansas City, Mo., 723 F. Supp. 1347 (W.D. No.
1989). The Kansas City case arose after members of a racist
organization declared their intention to air a program over a public
access channel. In reaction, the city council passed an ordinance
that “permitted [the local cable operator] to delete the cable channel
if it so desired.” Jd. at 1350. In its stead, “a new channel would
be created” that “would be subject to [the operator’s] editorial
control.” Id. Recognizing that the introduction of permissive
editorial control would have intruded upon a public forum, the
court denied a motion for summary judgment that would have
eliminated a first amendment claim. It held that “[a] state may only
eliminate a designated public forum if it does so in a manner
consistent with the First Amendment.” Jd. at 1352.'" Because

17

See also United States v. Grace, 461 U.S. 171, 180 (1983) (“the
destruction of public forum siatus...is at least presumptively
impermissible” under the first amendment). Cf. United States Postal Serv.
v. Council of Greenburgh Civic Ass’ns, 453 U.S. 114, 133 (1981)
(“Congress, no more than a suburban township, may not by its own ipse
(continued...)

a eT ee ee

32

Section 10 and the Commission’s proposed regulations thereunder
would similarly allow cable operators to impinge upon the PEG and
leased access public forum, they are proper objects of scrutiny
under the first amendment.

C. FIRST AMENDMENT VIOLATIONS

We have shown above that Section 10 does not escape first
amendment scrutiny. Moreover, under standards applicable to
content-based cable regulations, Section 10 is unconstitutional. As
the Commission has recognized in this docket, see Notice { 7, at 4,
differences in the characteristics of the various print and electronic
ante auatns See ae ee ee
against content-based regulation of expression pursued over
such medium. Red Lion Broadcasting Co. v. FCC, 395 U.S. 367,
386 (1969). “Each method of communicating ideas is a ‘law unto
itself and that law must reflect the ‘differing natures, values,
abuses and dangers’ of each method.” Metromedia, Inc. v. City of
San Diego, 453 U.S. 490, 501 (1981) (quoting Kovacs v. Cooper,
336 U.S. 77, 97 (1949)). Attention to the peculiarities of each
medium is therefore necessary when it comes to scrutinizing
attempted government regulation of speech that, while not obscene,
may be sexually explicit."

Thus, while the legislative history of Section 10 discloses an
intent to import content-based regulations that may be appropriate
for other media into cable, see, e.g., 138 Cong. Rec. $646-47
(daily ed. Jan. 30, 1992) (statement of Sen. Helms) (referring to

".. continued) .

dixit destroy the ‘public forum’ status of streets and parks which have
historically been public forums.”).

‘© Compare FCC v. Pacifica Found., 438 U.S. 726, 748 (1978)
(concerning indecency standards applicable to broadcast) with Sable
Communications v. FCC, 492 U.S. 115, 127 (1989) (“[t}he private
commercial telephone communications at issue here are substantially
different from the public radio broadcast at issue in Pacifica”) and Bolger
v. Youngs Drug Prods. Corp., 463 U.S. 60, 74 (1983) (distinguishing
receipt of sexually expiicit mail from broadcast).

a

33

already mandates the least restrictive means available to effectively
curbing the exposure of unsupervised children to sexually explicit,
non-obscene cable programming. For that reason, Section 10’s

First, unlike broadcast, cable does not involve a “captive
audience” — precisely the basis on which the Supreme Court in
Sable Communications v. FCC, 492 U.S. 1150, 127-28 (1989),
distinguished the telephone conuuunications it was concerned with
from the broadcast at issue in Pacifica. It was also on this basis
that federal courts have stricken local cable regulations that, like
Section 10, seek to limit sexually explicit programming. Thus, in
Community Television v. Roy City, 555 F. Supp. 1164 (D. Utah
1982), the court invalidated a local ordinance that sought to regulate
indecent cable programming, reasoning that all cable viewers must
Subscribe to the service and retain the power to cancel that
subscription. The court held that cable subscribers must specifically
choose to invite cable programming into their home, and it
therefore found inapplicable the captive audience rationale that
supports the regulation of broadcast indecency. Jd. at 1168-69. It
was in part on the same basis that the Eleventh Circuit declared a
similar ordinance unconstitutional, finding that “[a] Cablevision
subscriber must make the affirmative decision to bring Cablevision
into his home.” Cruz v. Ferre, 755 F.2d 1415, 1419 (11th Cir.
1985). See also Quincy Cable TV. Inc. v. FCC, 768 F.2d 1434,
1448 n.31 (D.C. Cir, 1985) (citing Cruz), cert. denied, 476 U.S.
1169 (1986).

Second, cable presents technologies that provide subscribers
even greater control over that service than they have over either
broadcast or telephone. Cable is unique in offering subscribers the
ability to lock out their children’s receipt of specific channels that
might otherwise be objectionable, just as parents may place the
liquor cabinet under lock and key. Indeed, federal law maadates
that all cable operators make available to their subscribers just such

34

lock boxes. 47 U.S.C. § 544(d)(2)A). Thus, in finding
unconstitutional a local restriction on sexually explicit
programming, the Eleventh Circuit made special note of the
“parental manageability of cable television” afforded by “the ability
to protect children” through the use of a “‘lockbox’ or ‘parental
key’” available from Cablevision. Cruz, 755 F.2d at 1415, 1420.
Set also Quincy Cable TV, 768 F.2d at 1448 n.31.

Because cable subscribers are not a captive audience and may
use lockboxes to further control access to their service, additional
restrictions on non-obscene cable programming are unnecessary and
therefore violative of the basic first amendment principle that any
restriction on speech must be narrowly tailored to achieving a
compelling government interest. See Carey v. Brown, 440 US.
455, 461 (1980). See generally infra Section II. It was on this
basis that the court in Home Box Office, Inc. v. Wilkinson, 531
F. Supp. 987 (D. Utah 1982), invalidated on first amendment
grounds a Utah statute forbidding cable operators from knowingly
distributing indecent programming, despite an asserted justification
of the protection of minors. The court held that the regulation at
issue would also have restricted the adult population to
programming suitable for children. Id. at 997.

Because of the unique nature of cable television, we strongly
regulations that were similar to the indecency restrictions contained
in Section 10. Federal law already mandates the least restrictive
means for effectively curbing the exposure of unsupervised children
to sexually explicit cable programming. Section 10 therefore
contemplates an unnecessary additional burden on the first
amendment rights of PEG and leased access programmers and
viewers, and any final rule that mirrors the statute would itself be

Even if some content-based regulation could pass muster,
however, it is clear that the one proposed by the Commission fails
to meet constitutional minima. By parroting Section 10, the
Proposed Rule incorporates all of the statute’s constitutional
infirmities. We now turn to an examination of the Commission's

Proposed Rule.

35

Il. THE COMMISSION HAS FAILED TO CONSIDER
LESS RESTRICTIVE MEANS TO IMPLEMENT
RESTRICTIONS CONTAINED IN ITS PROPOSED RULE

In order to comport with the first amendment, the content-based
restrictions contained in the Commission's Proposed Rule must both
further a governmental interest that is compelling and do so by the
least restrictive means. Sable Communications v. FCC, 492 U.S.
115, 126 (1989); Gibson v. Florida Bar, 798 F.2d 1564, 1569
(1ith Cir. 1986). cert. dismissed, 112 S. Ct. 633 (1991). The
Commission has failed on both of these scores. It has not
sufficiently articulated any underlying government interest in the
restrictions it is proposing. Moreover, because it allows a total
prohibition against both programming deemed to “promote”
unlawful conduct (on PEG) and sexually explicit programming (on
PEG and leased access), the Commission’s Proposed Rule cannot
be considered narrowly drawn to serve a compelling governmental
purpose. Carey v. Brown, 447 U.S. 455, 461-62 (1980).
Whatever the Commission’s purpose, it clearly has no cognizable
interest in keeping from adults either sexually explicit material or
political programming that may take issue with existing law, which
is Of course the necessary implication of any total prohibition.
Finally, because lockboxes already effectively implement the
government's interest in protecting unsupervised children, even the
introduction of censorship that is less than an outright ban would
fail the least restrictive means test.

First, the Commission has failed to state on the record the
compelling purpose that motivates the PEG restrictions contained in
subsection (c) of its Proposed Rule. Such an articulation is of
course a necessary predicate to determining “if it chooses the least
restrictive means to further the articulated interest.” Sable, 492
U.S. at 126. As for the leased access restrictions of subsection (a),
the Commission mentions only in passing that it is concerned with
“children’s exposure to indecent programs” over those channels.
Notice, ¢ 9, at 5. Even if that passing reference can be taken as a

36

full statement of the governmental interest being pursued,’® the
Commission has not developed any record evidence describing the
nature and extent of that exposure. Without such a fact finding,
any means implemented cannot be considered the least restrictive,
because a reviewing court is left without a standard against which
to judge the effectiveness of the various options. Burlington Truck
Lines, Inc. v. United States, 371 U.S. 156, 167-68 (1962) (agency
must make findings based on substantial evidence in order that court
has something to review). See also Action for Children’s Television
v. FCC, 852 F.2d 1332, 1341-42 (D.C. Cir. 1988); of. Sable, 492
U.S. at 126-27.

Second, no government interest can support the complete
prohibition against sexually explicit programming on PEG and
leased access, which the Proposed Rule allows. While the federal
courts recognize that government may at times shield children from
some sexually explicit material that is not obscene, that purpose
must be served by the least restrictive means towards its effective
implementation. Sable, 492 U.S. at 126. Schemes that use child
protection as an excuse to keep such material away from both
children and adults fall far short of this test. See, e.g., Butler v.
Michigan, 352 U.S. 380, 383 (1957) (even when attempting to
protect children, regulation cannot effectively reduce adults to
having “only what is fit for children”). Regardless of the medium
involved, therefore, child protection has failed as an excuse for total
bans on sexually explicit material, including books, id., telephone

'° We contend that it cannot be the requisite full statement. [nm the
context of broadcast indecency, the court found that such an afticulation
came too late when it was not until oral argument that “the FCC's General
Counsel, in response to the court’s inquiry, clarified *e government's
interest: it is the interest in protecting unsupervised children from exposure
to indecent material; the government does not propose to act in loco
parentis to deny children’s access contrary to parents’ wishes.” Action for
Children’s Television v. FCC, 852 F.2d 1332, 1343 (D.C. Cir. 1988)
(emphasis in original). In any event, if the same as yet unarticulated
interest motivates the Commission's programming restrictions for
cablecast, lockboxes present the superior means of empowering parents to
supervise their children however they so choose, as we discuss below.

37

messages, Sable, 492 U.S. at 127-31, unsolicited mail, Bolger v.
Youngs Drug Prods. Corp., 463 U.S. 60 (1983), and radio and
television broadcasts, Action for Children's Television v. FCC, 932
F.2d 1504, 1508-09 (D.C. Cir. 1991), cert. denied, 112 S. Ct

112 S. Ct. 1282 (1992). It is thus not
surprising to find that the protection of children has failed as an
excuse for previous attempts to prohibit sexually explicit
programming from being carried on cable. See Cruz v. Ferre, 755
F.2d 1415, 1420-21 (llth Cir. 1985); Home Box Office v.
Wilkinson, 531 F. Supp. 987, 997 (D. Utah 1982): Community

— v. Roy City, 555 F. Supp. 1164, 1166 & n.8 (D. Utah

In contrast to the approach adopted by the Commission's
proposed rule, lockboxes present the least restrictive means of
controlling the access of minors to programming that their parents

* We also note that a least restrictive means can be derived
trem tho PUG and tenes cosers ctuneats Gemasives. Bren 0: aneadea
both state that “a cable operator shal] not exercise any editorial contro!
over” am access channel. 47 U.S.C. § S3l(c) (PEG); 47 U.S.C
§ 532(cX2) (leased access). In order to keep the narrow amendments of
Section 10 from swallowing this larger purpose — the preservation of a
public forum — those amendments must be narrowly construed. By failing
t© propose safeguards such as those discussed in text, therefore. the
Commussion has also acted contrary to the statute

38

find inappropriate, as we show below.”' Moreover, cable operators
are already required to make lockboxes available to all subscribers.
47 U.S.C. § 544(d)(2)(A). Without a finding that lockboxes are
ineffective, therefore, the introduction of outside editorial control
over PEG and leased access programming must be considered an
unconstitutionally intrusive means of protecting unsupervised
children from sexually explicit programming.

The Commission in the current docket has acknowledged that
lockboxes play a role in limiting children’s access to cablecast
indecency. Notice { 9. at 5 (lockboxes are available to subscribers
to “control access to . . . cable services on the system [and] to limit
access to [channels carrying indecency] to others in the
household”). In other dockets, too, the Commission has spoken
directly to the effectiveness of this technique. See, ¢.g., PCC 85-
179. 1985 FCC Lexis 3475, 4 132, at 112-13 (Apr. 11, 1985)
(“Indeed, we believe that the provision for lockboxes largely
disposes of issues involving the Commission's standards for
indecency, and would also be a significant factor in cases related to
obscenity and similar offensive programming .”) (footnote omitted)
Thus, when discussing techniques for reducing children’s exposure
to broadcast indecency, the Commission specifically noted that:

“Technical means are available to block children’s access to

must provide a device such as a ‘lock-box’ or ‘parental key

that permits a subscriber to restrict access to selected
programming . . . . [Lockboxes] can restrict access by children
whether or not parents are presemt and actively

supervise.” FCC 90-264, 5 F.C.C.R. 5297, 5305 (1990).

The Commission has not been alone in recognizing the
lockboxes effectively screen indecency and that they do so without
infringing on the first amendment rights of programmers and adult
viewers. See H.R. No. 934, 98th Cong., 2d Sess. 70 (1984), 1984

. Examples of several lockbox owner manuals are presented in the
Appendix as Exhibit O-Q

—s

ee

39

U.S.C.C.A.N. at 4655, 4707 (quoted supra at 5). And the federal
courts have similarly acknowledged that these devices are effective
for protecting children without burdening programmers’ rights to
speak. See cases cited supra Section 1.C. Indeed, lockboxes are
considered superior to central blocking because they place
“responsibility for making such choices . . . where our society has
traditionally placed it — on the shoulders of the parent.” Fabulous
Assocs. Inc. v. Pennsylvania Pub. Util. Comm'n, 896 F.2d 780,
788 (3c Cir. 1990). See also Bolger, 463 U.S. at 73-74 (parental
discretion controlling access to unsolicited contraceptive advertising
is the preferred method of dealing with such material).

In the face of this precedent, the Commission has simply failed
to explain in any manner either why lockboxes are now no longer
effective or why a more burdensome means of protecting children
has become necessary.” Without record evidence that supports a
restrictive option of central blocking cannot be implemented. Cf
ACLU v. FCC, 823 F.2d 1554, 1579 (D.C. Cir. 1987), cert
denied, 485 U.S. 959 (1988).

Ill. THE COMMISSION’S PROPOSED REGULATIONS
ARE CONSTITUTIONALLY DEFICIENT BECAUSE
THEY ARE UNDERINCLUSIVE

Because the constitution will tolerate a content-based restriction
on speech only when it “is necessary to serve a compelling state
interest and... is narrowly drawn to achieve that end,” Perry
Educ. Ass'n v. Perry Local Educators’ Ass'n, 460 US. 37, 45
(1983), the failure of such a restriction to address the entirety of a
problem “undermine{s] [the] claim that the prohibition. . _ . can be
justified by reference to the State's interest.” Carey v. Brown, 447
U.S. 455, 465 (1980). Underinclusiveness thus stands as an

2

Nor has the Commission explored other alternatives that may be
considered less restrictive than a ban or central blocking, such as a
nighttime safe harbor. Cf Action for Children's Television, 932 F 2d a

1509 (concerning Commussion promulgation of nighttime safe harbor for
broadcast)

40

access channe’s. It has no statutory authority to apply these
sretures across the board, and, even if it did, to do so now without
further notice and comment would violate the Administrative
Procedures Act. See generally infra Section V1. Finally , an across
the board restraint would self-evidently greatly magnify all of the
other constitutional concerns outlined in these Comments.

Moreover, the Commission has failed to narrowly interpret the
statute in a way that would provide for even-handed application —

41

1.é. tO prevent operators from prohibiting from access channels the
same types of programming it carries on other of its channels.
Because the Proposed Rule omits such a safeguard, the Commission

The underinclusiveness common to both the statute and the
Proposed Rule is especially suspect because the legislative history
of the Act demonstrates that Congress was aware that cable
operators carry sexually explicit programming on channels other
than leased access.“ For example, floor statements evidence a
concern that the Playboy Channel had been carried over a leased
access channel in Puerto Rico. 138 Cong. Rec. $646, S652 (daily
ed. Jan. 30, 1992) (statement of Sen. Helms). While the
Commission's proposed regulations might require that the Playboy
Channel be scrambled on leased access, it places no similar
restriction on its carriage over the other cable channels on which it
far more typically appears.

Section 15 of the Act, which concerns unsolicited sexually
explicit “premium channel” programs, also demonstrates that
Congress was aware of sexually explicit nonaccess i

:

3

In dicta, the Supreme Court in R.A. V. v. City of St. Paul, Minn., 112
S. Ct. 2538, 2545 (1992), stated that no fatal underinclusiveness is
presented by “a State's prohibiting obscenity (and other forms of
prescribable expression) only in certain media” Because the
Commission's Proposed Rule differentiates between cablecasts over the
same media, however, the Court's dicta in this regard is inapposite.
Moreover, the Proposed Rule goes well beyond proscribable expression
and intrudes upon constitutionally -protected speech.

* Nor has the Commission in this docket developed any facts on the
record tending to show that access programming is somehow a greater
problem.

42

existing channels (including access channels) if sexually explicit
iin on these channels was unwelcome. See generally
supra Section Il (discussing lockboxes).

The narrow scope of Section 10 and the Commission's
Proposed Rule is especially invidious in this context. The users of
PEG and leased access channels have traditionally been those less
powerful interests who otherwise have no access to the electronic
ant — ee ee ee oe
which specifically encourages the use access
“programming source[s] which devote{ ] substantially all of (their)
programming to coverage of minority viewpoints, or to
programming directed at members of minority groups.” Section
%c) (codified at 47 U.S.C. § 532(i)). The Supreme Court's caution
in Cornelius, v. NAACP Legal Defense & Educ. Fund. Inc., 473
U.S. 788 (1985), is therefore particularly apt. When the
“purported concern [is] to avoid controversy excited by particular
groups,” warned the Court, distinctions “may conceal a bias against
the viewpoint advanced by the excluded speakers.” Jd. at 812. Cf
R.A.V. v. City of St. Paul, Minn., 112 S. Ct. 2538, 2547 (1992)
(banning some types of words but not others presents a “realistic
possibility that official suppression of ideas is afoot”).”

in sum, Section 10 and the Commission's Proposed Rule do not
pursue a compelling state interest, and the Commission cannot
overcome the statute’s underinclusiveness by simply applying the
scheme set out in Section 10 to all cable channels. Neither the
1992 Act nor the 1984 Act affords the Commission any such
sweeping authority, which would be unconstitutional in any event.

unconstitutional attempt to “regulate use based on hostility — or favoritism
— towards the underlying message expressed.” 112 S. Ct. at 2545.

43

However, the use of regulations concerning lockboxes — which are
authorized by statute — to implement the constraints of Section 10
would permit the Commission to address Congress's concern for
protecting unprotected children from cable programming their
parents find inappropriate, and to do so on an evenhanded basis that
applies to all cablecasts.

IV. THE STANDARDS FOR PROHIBITING SPEECH
THAT ARE PROPOSED BY THE COMMISSION ARE
OVERBROAD AND HENCE UNCONSTITUTIONAL

The Commission's Proposed Rule is overbroad in two different
respects. First, the standard for prohibiting PEG programming
intrudes upon protected speech. Second, the Commission has not
given a narrowing construction to the liability standard contained in
Section 10(d).

First, while the federal courts have occasionally suffered the
regulation of speech when it is the only way to protect children,
they have more generally recognized that “minors are entitled to a
significant measure of First Amendment protection, and only in
relatively narrow and well-defined circumstances may government
bar public dissemination of protected materials to them.” Erznoznik
v. City of Jacksonville, 422 U.S. 205, 212-13 (1975) (citations
omitted). Far from being “narrow and well-defined,” however.
subsection (c) of the Commission's Proposed Rule covers “materia!
soliciting or promoting unlawful conduct,” a broad and vague
unconstitutionally overbroad. See ¢.g., Village of Shaumburg v
Citizens for a Better Env't, 444 U.S. 620, 633-39 (1980): Bigelow
v. Virginia, 421 U.S. 809, 815-18 (1975).

Generally, “the constitutional guarantees of free speech and free
press do not permit a State to forbid or proscribe advocacy of.
law violation,” the only exception being inapplicable to the present
situation — “where such advocacy is directed to inciting or
producing imminent lawless action and is likely to incite or produce
such action.” Hess v. Indiana, 414 U.S. 105, 108 (1973) (quoting
Brandenburg v. Ohio, 395 U.S. 444, 447 (1969)). See also Noto
v. United States, 367 U.S. 290, 297-98 (1961) (“the mere abstract
teaching .. . of the moral propriety or even moral necessity for a

aa

resort to force and violence[ | is not the same as preparing a group
for violent action and steeling it to such action”). To preserve our
political system's ability to change in the face of evolving notions
of justice, the government cannot prevent the citizenry from
advocating civil disobedience against unjust laws — ¢.g., advocating
for the underground railroad to fight slavery or advocating the
refusal to sit at the back of the bus to fight segregation.

Similar problems are posed by the PEG restriction on “sexually
explicit conduct.” This standard omits provisions requiring either
that the depiction be “patently offensive” or that it fail under a
community standard. It thereby restricts far more speech that has
ever been heretofore countenanced, even in protecting minors.

The Commission recognizes the overbreadth of these provisions
when it suggests in its Notice that these terms would have to be
narrowed. $13, at 6n.11. Subsection (c) of the Commission's
Proposed Rule contains no such limiting construction, however, and
it therefore remains overbroad. At the least, any final rate that the
Commission may promulgate in this docket should explicitly narrow
the PEG standard to obscenity, indecency as elsewhere defined, and
soliciting prostitution.”

Second, the Commission has also failed to offer a limiting
construction of Section 10(d), which extends liability to cable
operators who carry programming that “involves obscene material.
While it might be the case that liability could be imposed in the

* Even were the Commission to limit “sexually explicit conduct” to
indecency, we note that the indecency standard, too, raises serious first
amendment concerns. See Action for Children's Television v. FCC, 852
F.2d 1332 (D.C. Cir. 1988).

- An avowal by the Commission that they would adhere to any limiting
construction not contained in the final rule itself is insufficient in this
regard for two reasons. First, because section (d) of subsection 10 is a
waiver of a liability immunity, others besides the Commission will be
making liability determinations. Second, even if the determination were
to be made by the Commission, its avowal does not have the binding force
of a rule. Bella Lewitzky Dance Found. v. Frohnmayer, 754 F. Supp.
774, 782 (C.D. Cal. 1991).

45

proper circumstances — which would have to include procedural
protections that are now absent (see infra Section V) — for carrying
obscenity itself, in no case cyuld it extend to carrying material that
“involves” obscenity. Because the “involves” standard is an
indefinite and nebulous term that fails to put cable operators on
notice as to what programming may subject them to liability,
Section 10(d) is unconstitutionally vague and overbroad. Cf. Bella
Lewitzky Dance Found. v. Frohnmayer, 754 F. Supp. 774, 781
(C.D. Cal. 1991) (finding unconstitutionally vague a standard
concerning material which in the judgment of the NEA may be
considered obscene).

To survive first amendment scrutiny, a statute must be drafted
with precision. See Hobbs v. Thompson, 448 F.2d 456, 460 (Sth
Cir. 1971) (“The overbreadth doctrine, therefore, focuses directly
on the need for precision in legislative draftsmanship to avoid
conflict with First Amendment rights.”); of. Video Software Dealers
Ass'n v. Webster, 773 F. Supp. 1275, 1280 (W.D. Mo. 1991)
(statute regulating protected speech must have purpose articulated
with great precision; where purpose of statute not clearly
articulated, statute stricken as overbroad), aff'd, 968 F.2d 684 (8th
Cir. 1992). Thus, words such as “involving” and “tending,” which
foster indefiniteness, lead to imprecision and constitutional
infirmity. For that reason, the Supreme Court in Gooding v.
Wilson, 405 U.S. 518 (1972), found unconstitutional for vagueness
and overbreadth a statute that outlawed speech “tending to a breach
of the peace” because this standard was “‘infinitely more doubtful
and uncertain’” than “breach of the peace.” Jd. at 427 (citations
omitted). See also Gregory v. City of Chicago, 394 U.S. 111, 119
(1969) (Black, J., concurring). Section 10(d)’s liability standard
suffers from the same infirmity and, without a narrowing construct,
cannot be considered constitutional. Cf Grayned v. City of
Rockford, 408 U.S. 104, 111 (1972) (“tends to disturb” imprecise
when not construed narrowly).

46

Vv. THE COMMISSION HAS PROPOSED PROCEDURES
FOR PROHIBITING SPEECH THAT ARE
CONSTITUTIONALLY DEFICIENT

The Proposed Rule envisions denying programmers the ability
to use PEG and leased access based on the sexually explicit or
politically controversial nature of their message, thereby constituting
a system of content-based prior restraints. See Ward v. Rock
Against Racism, 491 U.S. 781, 795 n.5 (1989) (denial of the use of
a forum prior to actual expression constitutes a prior restraint);
Southeastern Promotions, Lid. v. Conrad, 420 U.S. 546, 553
(1975) (same). “While [p}rior restraints are not unconstitutional per
se... [aJny system of prior restraint . .. comes .. . bearing a
heavy presumption against its constitutional validity."” FW/PBS,
Inc. v. City of Dallas, 493 U.S. 215, 225 (1990) (quoting
Southeastern Promotions, 420 U.S. at 558). See also Bantam
Books, Inc. v. Sullivan, 372 U.S. 58, 70 (1963).

The federal courts have long held that to survive this strict
constitutional scrutiny, prior restraints must, at a minimum, “take[ |
place under procedural safeguards designed to obviate the dangers
of a censorship system.” Freedman v. Maryland, 380 U.S. 51, 58
(1965). The Proposed Rule that the Commission has issued in this
docket omits any such procedural protection. For that reason alone,
it is unconstitutional.

With respect to only PEG, the Commission’s Notice does ask
for comments regarding procedures “to govern disputes between the
cable operator and programmer,” proposing that “any such disputes
should be handled at the local level.” 14, at 7. As an initial

% As prior restraints, the proposed regulations stand in marked contrast
to various “dial-a-porn” regulations that have been promulgated by the
FCC and upheld by the Courts. Those regulations have no prior restraints
because, rather than preventing the transmission of the sender's messages,
they only hinder their receipt by minors. See Dial Info. Servs. Corp. v.
Thornburgh, 938 F.2d 1535, 1543 (2d Cir. 1991), cert. denied, 112 S.Ct.

966 (1992); Information Providers’ Coalition v. FCC, 928 F.2d 866, 877-
78 (9th Cir. 1991). It should be noted in this context that lockboxes, too,

do not constitute prior restraints.

47

matter, even were this request to lead to some sort of dispute
resolution mechanism, it would not extend to leased access
programmers. Moreover, even if it did provide full coverage, no
system of the type envisioned could provide sufficient protection for
the constitutional rights that are at stake. An informal dispute
resolution — ism will not satisfy the first amendment’s
requirement for procedural safeguards.” Rather

must include at least three elements: ae

“First, the burden of instituting judicial proceedings, and of
proving that the material is unprotected, must rest on the
censor. Second, any restraint prior to judicial review can
be imposed only for a specified brief period and only for
the purpose of preserving the status quo. Third, a prompt
final judicial determination must be assured.” Southeastern
Promotions, 420 U.S. at 560.

Because these elements are absent from informal dispute resolution,
the notice does not request comment on a constitutionally sufficient
system of procedural protections. Rather, the only constitutionally
permissible system of dispute resolution would require operators to
go to court for an adjudication that a specific program is obscene
before that program may be kept off the cable system.

. The Commission’s Proposed Rule is also procedurally defective
with regard to the standard by which a cable operator may be held
liable for carrying “material involving obscenity.” Liability for
obscenity requires that the actor know the content of the material
found obscene, Smith v. California, 361 U.S. 147, 152-54 (1959):
Video Software Dealers Ass'n v. Webster, 968 F.2d 684, 690 (8th
Cir. 1992) (“any statute that chills the exercise of First Amendment
rights must contain a knowledge element”), but neither the statute
nor the proposed Rule contains any such knowledge requirement.

- Nor does the Commission propose procedures that will protect
programmers from arbitrary decisions by operators, whose incentives are
contrary to access channels. See supra pages 2-4 and 9-10. The Proposed

Rule failed to include safeguards against fi
Saas ae ag delay, for example, or against

48

Given the present circumstances, the Commission should grant
operators immunity from liability unless knowledge of obscenity is
established through an operator's awareness that the implicated
program had been determined to be obscene in a prior judicial
determination in the same community. Cf. Bella Lewitzky Dance
Found. v. Frohnmayer, 754 F. Supp. 774, 783 (C.D. Cal. 1991)
(chilling effect of vague statute requires judicially administered
procedural protections). This would more fully implement the
policies behind the knowledge element, which is required in order
to circumscribe the chilling effect that will flow from imposing
liability from speech. Ordinarily, the knowledge requirement works
in tandem with the requirement that the provision specify the
prescribable speech with particularity. Here, because Section 10(d)
reaches programming that “involves obscene material, _ that
particularity is missing. By requiring that knowledge be established
only by a prior judicial determination has declared a program
obscene, the Commission will move towards restoring the proper
first amendment balance.”

VI. THE COMMISSION’S INSUFFICIENT NOTICE OF
ITS PROPOSED REGULATIONS PREJUDICES
INTERESTED PARTIES’ RIGHT TO COMMENT

We have already demonstrated that, in a number of different
ways, the Commission has failed to act according to the precepts of
administrative law. First, it has failed to articulate the purposes
that will be served by its Proposed Rule. See supra page 43.
Second, it has failed to present record evidence concerning the
existence of whatever problem its Proposed Rule is intended to
solve. See supra page 44. Third, it has failed to present its

- The Commission recognizes this knowledge requirement when it
proposes to waive Section 10(d) for operators who have not been informed
by programmers that their programming is obscene. As a matter of logical
consistency, the Commission should also state in its final rule that an
operator is not enabled to prohibit a program pursuant to Sections 10(b)
and 10(c) when it has not been informed by a prior judicial determination
that the program is obscene.

49

reasoning as to the way that the Proposed rule would serve as a
means of solving that problem. See supra pages 45-46.

An additional administrative law problem pervades this docket.
Section 553(b)(3) of the Administrative Procedures Act (the
“APA”) requires an agency initiating a rulemaking to issue a notice
that includes a complete description of either the terms of the
proposed rule or the subjects and issues involved. 5 U.S.C.
§ 553(b)(3). The Commission has failed in this regard in several
different respects.

With respect to PEG generally, the Notice is literally without
standards. Paragraph 14 asks commenters to address “whether our
regulations should provide for any additional matters not expressly
addressed in the statute,” and it “invite{s] interested persons to
comment on these and any other aspects that they believe would be
germane to proper implementation of this provision.” This general
request for comments fails to “describe the range of alternatives
being considered with reasonable specificity.” See Small Refiner
Lead Phase-Down Task Force v. EPA, 705 F.2d 506, 549 (D.C.

Cir. 1983) (“interested parties [do] not know what to comment
on”).

The Notice also fails to speak concretely about several specific
PEG proposals. For example, Paragraph 14 also invites comment
on whether the Commission should require “certifications by users
Or operators that no materials fitting into any of these statutory
categories will be presented” on PEG. The Proposed Rule itself,
however, makes no mention of such certification, despite the fact
that it is clearly being contemplated by the Commission. It
therefore runs afoul of the requirement of a detailed proposed rule,
which “allows the parties to direct their comments toward concrete
Proposals, not amorphous subject areas. Such an approach is
designed to generate a focused inquiry by both the agency and the
parties.” National Tour Brokers Ass'n v. United States, 591 F.2d
896, 901 (D.C. Cir. 1978).

Similarly, the Proposed Rule omits any formulation for the
Commission’s contemplated implementation of “specific procedures
. . . tO govern disputes between the cable operator and programmer
of these [PEG] access channels.” Notice 914. This again

50

prejudices the right of parties to direct their comments towards
concrete proposals.

All of these errors are replicated in the notice with respect to
leased access. For example, Paragraph 12 contains the same
problematic general invitation asking commenters "to bring to our
attention any other matters not discussed in this notice and

in order to effectuate the new law’s provisions.” In
re sd 11, the Commission seeks comment on whether cable
operators “can require program providers to certify Aaa
programming is not obscene or indecent, despite the fact
Proposed Rule mentions nothing about the form, content or red
other aspect of the proposed certification. Indeed, despite i
absence, the Commission “assume[s]” that such certification is
appropriate. |

Similarly, Paragraph 9 requests comment on “blocking
il see tt procedures relating to subscriber access, but none
are contained in the Proposed Rule. And Paragraph 12 asks
commenters to address two issues not the subject of the Proposed
Rule itself: “whether a cable operator should be required to retain
notifications for a prescribed period of time,” and (ironically, given
the absence of this proposal from the Proposed Rule), whether a
cable operator should be held harmless from liability under our
proposed rules if it does not receive any, Or timely, notification
from a programmer” [emphasis added].

These deficiencies present three related administrative law
problems. First, Section 553(b) requires an agency giving notice
to “make its views known to the public in a concrete and focused
form so as to make criticism or formulation of alternatives
possible.” Home Box Office, Inc. v. FCC, 567 F.2d 9, 36 (D.C.
Cir.), cert. denied, 434 U.S. 829 (1977). See also Florida Power
& Light Co. v. United States, 846 F.2d 765, 771 (D.C. Cir. 1988)
(notice “must provide sufficient factual detail and rationale for the
rule to permit interested parties to comment meaningfully ), cert.
denied, 490 U.S. 1045 (1989); Connecticut Light & Power Co. v.
NRC, 673 F.2d 525, 530 (D.C. Cir.) (“If the notice of proposed
rule-making fails to provide an accurate picture of the reasoning

51

that has led the agency to the proposed rule, interested parties will
not be able to comment meaningfully upon the agency's
proposals.”), cert. denied, 459 U.S. 835 (1982). The
Commission's numerous omissions fal! far short of this standard.
however. The final rule will necessarily “deviate{ } too sharply
from the proposal, [and] affected parties will be deprived of notice

and an opportunity to respond to the proposal.” Small Refiner, 705
F.2d at 547.

Second, by avoiding the promulgation of concrete proposals, the
Commission has also avoided going into detail 2s to its reasoning
behind offering the suggested items. As the federal courts have
instructed, “the notice required by the APA must disclose in detail
the thinking that has animated the form of a proposed rule and the
data upon which that rule is based.” Home Box Office, 567 F.2d
at 35 (emphasis added). Without this discipline, the quality of the
final rulemaking suffer for want of the proposal being “tested by
exposure to diverse public comment.” Small Refiner, 705 F.2d at
547. See also National Ass'n of Home Health Agencies v.
Schweiker, 690 F.2d 932, 949 (D.C. Cir. 1982), cert. denied, 459

U.S. 1205 (1983); BASF Wyandotte Corp. v. Costle, 598 F.2d 637,
641 (Ist Cir. 1979). cert. denied, 444 U.S. 1096 (1980).

Third, without the agency's full reasoning and the exchange of
views it engages from the public, a notice as insufficient as the
Commission’s compromises judicial review as well as. See Home
Box Office, 567 F.2d at 35. Without precision concerning the
contemplated agency action, commenters are deprived of their
ability “to develop evidence in the record to support their
objections,” which further compromises judicial review. Small
Refiner, 705 F.2d at 547."

uM

See also McLouth Steel Prods. Corp. v. Thomas, 838 F.2d 1317, 1323
(D.C. Cir. 1988) (an agency's consideration of comments, “no matter how
careful,” cannot cure the defect of inadequate notice); AFL-CIO v.
Donovan, 757 F.2d 330, 340 (D.C. Cir. 1985) (proper notice cannot be
attributed to parties on the assumption that they monitor the comments of
others); New Jersey v. EPA, 626 F.2d 1038, 1049 (D.C. Cir. 1983)
(continued...)

377, 380 (3d Cir. 1979). See also New Jersey v. EPA, 626 F.2d
1038, 1045 (D.C. Cir. 1980); United States Steel Corp. v. EPA,
595 F.2d 207 (Sth Cir, 1979).

CONCLUSION

authority. Rather, any restriction on speech must be carefully
tailored to balance the interests of government against those who
wish to speak. If those restrictions are not narrowly drawn, the
restrictions are unconstitutional.

*(.. continued)
(permitting an agency to consider comments requested after publication of
a final rule to substitute for proper notice would render the APA “virtually
unenforceable”); Small Refiner, 705 F.2d at 549 (having failed to provide
proper notice, an agency cannot “bootstrap” notice from a comment).
Moreover, because proper notice is a prerequisite to proper rulemaking,
a party's separate right to subsequently petition for amendment of a final
rule does not obviate an agency’s duty to provide proper notice of a
proposed rule in the first place.
“5 U.S.C. § 553(b) requires notice before rulemaking, not after.
The right of interested persons to petition for the issuance,
amendment, or repeal of a rule, is neither a substitute for nor an
alternative to compliance with the mandatory notice requirements
of § 553(b).” National Tour Brokers, supra, 591 F.2d at 902.

an

:
:
ee

, this
Commission issues a final rule, it should i
comments once it has presented on the record its reasoning with
respect to these basic issues.

Respectfully submitted,

I. Michael Greenberger

David A. Bono

Shea & Gardner

1800 Massachusetts Avenue, N.W.

Washington, D.C. 20036
(202) 828-2000

Of Counsel:

James N. Horwood Marjorie Heins

Spiegel & McDiarmid American Civil Liberties Union
1350 New York Ave., N.W. Foundation

Washington, D.C. 20005 Arts Censorship Project

(202) 879-4002 132 West 43rd Street

Counsel _for the Alliance for New York, New York 10036
Community Media and the (212) 944-9800
Alliance for Communications Counsel for the American Civil
Democracy Liberties Union

55

CABLE TELEVISION AND THE PUBLIC INTEREST

PATRICIA AUFDERHEIDE

Made in United States of America
Reprinted from Journal of Communication
Vol 42, No. 1, Winter 1992
© 1992 by Oxford University Press

56

Public Access as a Public Space

Access programs often have been, in the words of one tired
access director, “programmed to fail.” This is less remarkable than
the fact that they exist at all. Only canny, ceaseless, locality-by-
locality citizen activism wrested access centers and channels in the
franchise process in the first place (Engelman, 1990), and all such
victories are temporary. The 1984 Act sabotaged some of those
victories. It had capped localities’ franchise fees and required them
to be unrestricted. It did not require access channels. Points of
confusion in the law — particularly the definition of “service” —
as well as restrictions on renewal procedures, among others, made
it easy for cable operators to pay more attention to their bottom line
and for franchisers to pay more attention to road paving than to
cable access. (Meyerson, 1990; U.S. Senate, 1990a, pp. 453-490;
Ingraham, 1990; Brenner, Price, & Myerson, 1990, sec. 6.04(3)[c],
6.04[4)]).

Even under starvation conditions, access has carved out a
significant role in the minority communities where it exists.
Currently 16.5% of systems have public access; 12.9% have
educational access, and 10.7% have governmental access (Television
and Cable Factbook, 1990, p. C-384). An abundance of local
programming is produced in some 2,000 centers — about 10,000
hours a week (Ingraham, 1990), far outstripping commercial
production. The Hometown USA Video Festival, showcasing local
origination and PEG channel production annually, in 1990 attracted
2,100 entries from 360 cities in 41 states.

These channels are often perceived to be valued community
resources, using traditional measures. One niultisite study shows
that 47% of viewers watch community channels, a quarter of them
at least three times in two weeks; 46% say it was “somewhat ea
“very” important in deciding to subscribe to or remain e
Pen 1990). Another study, commissioned by Access
Sacramento, showed that two-thirds of cable subscribers who knew
about the channel watched it (Access Sacramento, 1991). Access
centers provide resources and services typically valued at many
times what they cost. Access Sacramento, for instance, estimates

57

a community value of its equipment, training, and consultation at
$4.5 million, ten times its budget (Access Sacramento, 1990), an

estimate corroborated by the experience of access cable in Nashville
and Tucson.

But the most useful measure is not, and should not be, numbers
of viewers or positive poll results, but the ability of access to make
a difference in community life. Access cable should not function
like American public television does. Public television offers a
more substantial, thoughtful, challenging, or uplifting individual
viewing experience than a commercial channel. Access needs to be
a site for communication among and between members of the public
as the public, about issues of public importance.

Beyond a basic technical level of quality, the entertainment
value of such programming comes far secondary to its value as a
piece of a larger civic project, whether it is citizen input into
actions the local city council is making, or discussions of school
reform, or a labor union’s donation of services to low-income
residents, or the viewpoints of physically challenged people on
issues affecting them. This is because viewers are not watching it
as individual consumers, but as citizens who are responding to a
controversy. In each case, the program — unlike a commercial
broadcast or cable service — is not the end point, but only a means
towards the continuing process of building community ties.

In small and incremental ways, the access cable channel acts as
a public space, strengthening the public sphere. In Tampa, Florida,
for instance, public access cable provided the primary informational
vehicle for citizens concerned abut a county tax that was
inadequately justified. Major local media, whose directors shared
the interests of politicians, had failed to raise accountability issues.
The tax was defeated in a record voter turnout. Also in Tampa, the
educational cable access system's airing of school board meetings
has resulted in vastly increased public contact with school board
members and a children’s summer reading program in which
libraries’, schools’, and the access center’s work together has

58

resulted in the committee members, officers of 13 different
institutions, finding other common interests.’

Access does not need to win popularity contests to play a useful
role in the community. It is not surprising if people do not watch
most of the time. (Indeed, given the treatment access gets by cable
operators, it is a kind of miracle that viewers find the channel at
all.) It is indicative of its peculiar function that people find the
channel of unique value when they do use it. Different kinds of
access are used for very different purposes. Government and
educational channels may feature such programming as the city
council meeting, the school board meeting, the local high school’s
basketball game, religious programming or rummage-sale
announcements on a community billboard. Some colleges have
sponsored oral history sessions that illuminate immigrant history
(Agosta, Rogoff, & Norman, 1990; Nicholson, 1990).

Public access channels, run on a “first-come, first-served”
basis, are responsible for much of access cable’s negative image,
and some of its most improbable successes. There is often a strong
element of the personalist and quixotic in the programming. Public
access channels are sometimes a source of scandal and legal
controversy, as for instance when the Ku Klux Klan started
circulating national programs for local viewing (Shapiro, 1990, pp.
409f; Brenner et al., 1990, sec. 604[7]). sagt pre iphone
the Klan programs spurred civil liberties c minorities
port to use the access service for their own local needs,
and these groups have continued to do so. Voluntary associations

Interviews with the following people between September 1990 and
August 1991 informed the analysis of access cable: Andrew Blau, then
communications-policy analyst, United Church of Christ Office of .
Communication, New York; Alan Bushong, executive director, Capital
Community TV, Salem, OR; Gerry Field, executive director,

Somerville Community Access Television, Somerville, MA; Ann Flynn,

Tampa Educational Cable Consortium; Nicholas Miller, lawyer, Miller
and Holbrooke, Washington, D.C.; Elliott Mitchell, ex-executive
director, Nashville Community Access TV, TN; Randy Van Dalsen,
Access Sacramento, CA.

59

— for instance, the Humane Society’s adopt-a-pet program in
Fayetteville, Arkansas — and a musical education series sponsored
by the Los Angeles Jazz Society (Nicholson, 1990), also use public
access. In some places — for instance, New York City, where
Paper Tiger television regularly produces sharply critical programs
on the media; or Austin, Texas, home of one of access cable’s
oldest talk shows — public access has become an established
alternative voice in public affairs. Public access is host to
viewpoints as diverse as those of leftist critics of the Gulf War (in
Deep Dish TV’s national series) and those of conservative Rep.
Newt Gingrich (R-GA), who hosts half-hour shows produced by the
Washington, DC-based American Citizens’ Television (ACTV).

Thus access has a history of fulfilling a role of community
service and has been recognized in law as performing a useful First
Amendment function. Access cable could, in every locality,
provide an unduplicated, local public forum for public issues.

Public Access under Assault

Since the 1984 act, however, access cable has been under
relentless assault, both by cable companies and by

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385013_0634%3A05. Public record. Not legal advice.
