# Amicus Curiae Brief — Farrar v. Hobby

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385013_0227%3A10

## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1992
- **Citation:** 506 U.S. 103

## Text

BEST AVAILABLE COPY

i
QUESTION PRESENTED

Whether a plaintiff who obtains a judgment for
nominal damages thereby is entitled to "prevailing party"
status under 42 U.S.C. § 1988, without regard to whether
he otherwise meets the Court’s definition of a "prevailing

party."

ili

TABLE OF CONTENTS
TABLE OF AUTHORITIES ............... iv
INTERESTS OF THE AMICI CURIAE ....... l
STATEMENT OF THE CASE ............ 3
SUMMARY OF ARGUMENT ............ 5
CE Ssh be 6 sn 6¢eeceecesccee 7

I. PETITIONERS ARE NOT “PREVAILING
PARTIES" BECAUSE THEIR LAWSUIT
FAILED TO ALTER MATERIALLY THE
RELATIONSHIP BETWEEN THEM AND
RESPONDENT HOBBY ............. 7

A. Petitioners Are Focusing on the Wrong Issue
in Pointing to Their Recovery of Nominal

B. Petitioners Cannot Point to Any Benefit
They Derived from This Case or to Any
Changes in the Legal Relationship
Between Themselves and Hobby ...... 9

Il. CONGRESS DID NOT INTEND TO CONFER
"PREVAILING PARTY" STATUS ON EVERY
PLAINTIFF WHO ESTABLISHES A
CONSTITUTIONAL VIOLATION ....... 13

Il. A PLAINTIFF WHOSE PURPOSE IS TO
VINDICATE A CONSTITUTIONAL
PRINCIPLE SHOULD STATE THAT PURPOSE
PLAINLY BY EXPRESSLY SUING FOR
NOMINAL DAMAGES OR DECLARATORY
DT CCE EUG Sb sevesecceces 15

ES OEE eee 18

iv

TABLE OF AUTHORITIES
Cases: Page
Bosch v. Meeker Cooperative Light & Power Assn.,

257 Minn. 362, 101 N.W. 2d 423 (1960) ...... 12
Carey v. Piphus, 435 U.S. 247 (1978) ...... 13, 14
Hewitt v. Helms, 482 U.S. 755 (1987) ...... 11, 17
Mills v. Electric Auto-Lite Co.,

. | ie § ee ee 12

Nadeau v. Helgemoe, 581 F.2d 275 (Ist Cir. 1978) . 8
Nashville, C. & St. L. Ry. v. Wallace,

, |) & | aaa ree ee 16
Rhodes v. Stewart,

488 U.S. 1 (1988) ........... 6, 11, 12, 14, 15
Ruckelshaus v. Sierra Club,

/ | te |. ee 12
Texas State Teachers Assn. v. Garland

Independent School District,

489 U.S. 782 (1989) ........---206- passim
Statutes:
GOT DD coc ccc sr cesesescees passim
Federal 4“ 1 “peer Act,

Ss |. | BeAr ee 16
Miscellaneous:
Restatement of Torts § 907, comment b (1939) .. 9, 10
Restatement of Torts 2d § 907, comment b..... .. . 9
Wright, Miller, & Kane, Federal Practice and

Procedure: Civil 2d (1983) .........+45845. 16

a

' IN THE
SUPREME COURT OF THE UNITED STATES
Octoser Term, 1991

No. 91-990

DALE FARRAR, ef ai.,
Petitioners,
Vv.

WILLIAM HOBBY,
Respondent.

On Writ of Certiorari to the
United States Court of Appeals
for the Fifth Circuit

BRIEF OF THE WASHINGTON LEGAL
FOUNDATION, U.S. REPRESENTATIVES
HENRY HYDE AND JOE BARTON, AND

THE ALLIED EDUCATIONAL FOUNDATION AS
AMICI CURIAE IN SUPPORT OF RESPONDENT

INTERESTS OF THE AMICI CURIAE

The Washington Legal Foundation (WLF) is a non-profit
public interest law and policy center with more than
100,000 members and nationwide. While WLF
engages in litigation the administrative process in a
variety of areas, WLF devotes a substantial percentage of
its resources to advancing the interests of the free
enterprise system. To this end, WLF has appeared as
amicus curiae before this Court as well as other state and
federal courts in cases affecting business.

2

WLF believes that our nation’s free enterprise system
has suffered greatly in recent decades as a result of the
litigation explosion that has clogged both state and federal
courts and that the proliferation of federal statutes
providing for awards of attorney fees to “prevailing”
plaintiffs in certain classes of cases (particularly
environmental and civil rights cases) -- as well as court
decisions construing the term "prevailing" plaintiff too
liberally -- have contributed significantly to that trend.
While WLF fully supports enforcement of our nation’s
environmental and civil rights laws, WLF believes that the
chief results of providing an overly-liberal definition of
“prevailing” plaintiffs in environmental and civil rights
cases have been to line the pockets of the nation’s lawyers
at the expense of taxpayers and to increase the quantity of
unmeritorious lawsuits clogging our courts.

Rep. Henry Hyde (R-Ill.) and Joe Barton (R-Tex.) are
members of the U.S. House of Representatives. Both are
concerned that the congressional statute at issue in this
case, 42 U.S.C. § 1988, not be interpreted to provide for
attorney fee awards to plaintiffs who have not “prevailed”
in any meaningful sense and whom Congress thus never
intended to subsidize. Both believe that taxpayers in Texas
and elsewhere should not be forced to pay the fees of
lawyers who have accomplished nothing in their suits
against the government.

The Allied Educational Foundation (AEF) is a non-profit
charitable and educational foundation based in Englewood,
New Jersey. Founded in 1964, AEF is dedicated to
promoting education in diverse areas of study, such as law
and public policy, and has appeared as amicus curiae in
the federal courts on a number of occasions. AEF
believes that the public interest is best served by a legal
system that does not a lawyers and does not
provide too many incentives for the filing of lawsuits.

Amici are particularly eager to file their brief in order
to dispel any notion -- that might arise due to the filing of
an amicus brief by the American Bar Association on behalf

3

of Petitioner -- that lawyers as a group support a liberal
definition of "prevailing" plaintiffs within oy meaning of
federal fee-shifting statutes. Many lawyers, including
those at WLF, share the public’s distaste for the large fees
often awarded under those statutes to attorneys who have
not accomplished much of anything. Indeed, WLF has
had a policy of never seeking an award of attorney fees as
the prevailing party in litigation.

Both WLF and AEF appeared as amici in King v.
Palmer, 950 F.2d 771 (D.C. Cir. 1991)(en banc), and
again in City of Burlington v. Dague, No. 91-810, cert.
granted, 112 S. Ct. 964 (1992), arguing that attorney fees
awarded under federal fee-shifting statutes should not be
enhanced to compensate the plaintiff's attorney for
assuming the risk of nonrecovery. Neither WLF, AEF,
nor either Rep. Hyde or ‘om has any financial
interest in the outcome of this case, and thus they can
assist the Court by providing a perspective that is distinct
from that of either party.

Amici submit this brief on behalf of Respondent with the
written consent of both ies. The written consents are
on file with the Clerk of the Court.

STATEMENT OF THE CASE

In the interests of judicial economy, amici hereby
by reference the Statement of the Case set forth in
Respondent’s brief.

In brief, in the 1970s Petitioner Dale L. Farrar and his
father, Joseph D. Farrar, owned and operated Artesia
Hall, a school in Liberty County, Texas for the care of
delinquent, nee or disturbed teenage boys and
girls. The death of an Artesia Hall student led to an
investigation of the school by state officials and to Joseph
Farrar’s criminal indictment in 1973 for willful failure to
provide proper medical treatment and timely hospitalization
for the Sataed. Although the criminal charges were later

4

dropped, Texas state officials were able to obtain a court
injunction requiring the closure of Artesia Hall.

In 1975, Joseph Farrar filed suit against a number a
Texas State officials, including Respondent William Hobby
(who was then the Lieutenant Governor of Texas), alleging
that the officials had participated in a conspiracy to deprive
him of his civil rights by pushing for Artesia Hall’s
closure.’ By the time the case went to trial in 1983,
Petitioners had dropped all claims for injunctive relief but
were seeking $17 million in damages.

The case went to the jury on special interrogatories.
The jury completely exonerated all respondents other than
Respondent Hobby. The jury then found, in answer to
interrogatories, that Lt. Governor Hobby “had committed
an act . . . that deprived Plaintiff Joseph Farrar of a civil
right" in connection with the closure of Artesia Hall’ but
that Hobby’s actions were not a “proximate cause" of any

suffered by Joseph Farrar. Accordingly, the jury
aw no damages to the Farrars. On 1, the
United States Court of Appeals for the Fifth Circuit
rejected most of Petitioners’ claims but did hold that in
light of the jury’s finding that Hobby had violated one of
Joseph Farrar’s civil rights, Petitioners were entitled to an
award of $1 in nominal damages.

Petitioners then sought an award of attorney fees under
42 U.S.C. § 1988, arguing that the award of $1 in
nominal damages was sufficient to make them "prevailing

' The complaint was later amended to add Petitioner Dale Farrar
as a plaintiff. After Joseph Farrar’s death in 1983, Dale Farrar and
Petitioner Patricia Smith (as Co-Administrators of Joseph Farrar's
estate) were substituted as plaintiffs for Joseph Farrar.

* The jury’s interrogatory answers merely stated "Yes" in response
to an inquiry regarding w one of Joseph Farrar’s civil rights had
been violated, and they provided no details of what the violation
(which the jury found did not injure Joseph Farrar) might have
consisted.

5

parties" within the meaning of that statute. The district
court , and awarded Petitioners $280,000 in fees,
$28,000 in expenses, and prejudgment interest. The Fifth
Circuit reversed, finding that Petitioners were not
“prevailing parties" within the meaning of 42 U.S.C. §
1988.’ Petitioners have sought review of that decision in
this Court.

SUMMARY OF ARGUMENT

Petitioners are asking the wrong question in this lawsuit.
They ask whether a plaintiff who has obtained a nominal
damages award is entitled to bey od status
within the meaning of 42 U.S.C. § 1988, answer
their question in the affirmative. Petitioners u btedly
are correct that some plaintiffs who obtain no relief other
than nominal damages will qualify as prevailing parties,
but whether they qualify bears little relation to the type of
judgment they received.

In order to qualify as a "prevailing party" under 42
U.S.C. § 1988, a plaintiff must meet the two standards set
forth in Texas State Teachers Assn. v. Garland
Independent School District, 489 U.S. 782, 109 S. Ct.
1486 (1989): (1) whether the plaintiff can point to a
resolution of the dispute which changes the legal
relationship between him and the defendant; and (2)

* Section 1988 provides, in pertinent part:

In any action or proceeding to enforce a provision of sections
1981, 1982, 1983, 1985, and 1986 of this title, title IX of Public
Law 92-318, or title VI of the Civil Rights Act of 1964, the
court, in its discretion, may allow the prevailing party, other than
the United States, a reasonabie attorney's fee as part of the costs.

42 U.S.C. § 1988 (emphasis added). Because the Fifth Circuit held
that Petitioners were not prevailing parties within the meaning of §
1988, it had no occasion to consider whether an award of more than
$300,000 in fees and expenses to parties who had succeeded in
establishing entitlement to only $1 of the $17 million in damages they
had sought constituted a “reasonable attorney's fee."

6

whether the plaintiff can show that his success on a legal
claim is not "so insignificant" as to be characterized as
“purely technical" or "de minimis." Garland, 109 S. Ct.
at 1493.

Petitioners plainly fail to meet that standard in this case.
The nominal damages award in this suit afforded
Petitioners no relief whatsoever. They did not obtain an
order permitting the reopening of Artesia Hall or enjoining
state officials from interfering with operations of the
school in the future. They did not obtain a declaratory
judgment that state officials acted wrongly toward them.
Nothing in the judgment suggests that the jury can be said
to have cleared the Farrar family name from allegations
that led to Artesia Hall’s Pranenors No state officials will
be able to look to this case for guidance regarding how
they should deal with youth home operators accused of
serious wrongdoing, because nothing in the jury’s
interrogatory answers specifies how Mr. Hobby may have
wronged Petitioners. That failure to provide guidance,
when coupled with the jury’s determination that Mr.
Hobby did nothing that caused quantifiable damages to
Petitioners, makes clear that any success attained by
Petitioners in this case can fairly be described as "purely
technical" or "de minimis."

Congress did not intend to confer "prevailing party"
status on every plaintiff who establishes a constitutional
violation. Both Garland and Rhodes v. Stewart, 488 U.S.
1 (1988), make clear that regardless whether a proven
infraction reaches constitutional dimension, "prevailing
party" status will be conferred only on those plaintiffs that
can meet the standards set forth in Garland.

Petitioners have only themselves to blame for obtaining
an essentially meaningless lore Had their purpose
been to achieve vindication of a constitutional principle
without regard to the number of dollars at stake, they
could have filed a complaint that explicitly sought nominal
damages and/or declaratory relief. In that event,
interrogatories could have been submitted to the jury that

7

would have provided the jury with an opportunity to
express which of Petitioners’ civil rights, if any, it
believed were violated by Mr. Hobby. Instead, Petitioners
sought only monetary damages, and that claim was flat-out
pe pom by the jury; Petitioners were left with nothing but
pnt feet me | Fedmoor damages judgment that was essentially
point Petitioners should not be heard to complain
about the denial of their "prevailing party" — pone ow
reason for that denial -- failure to obtain an
relief -- may well have been a direct result o their ‘ir fai =
to seek either nominal damages or declaratory judgment.

ARGUMENT

I. PETITIONERS ARE NOT "PREVAILING
PARTIES" BECAUSE THEIR LAWSUIT FAILED
TO ALTER MATERIALLY THE RELATIONSHIP
BETWEEN THEM AND RESPONDENT HOBBY

A. Petitioners Are Focusing on the Wrong
Issue in Pointing to Their Recovery of

Nominal Damages

Petitioners have phrased the Question Presented in this
case as follows: “Does 42 U.S.C. § 1988 authorize the
award of reasonable attorney’s fees to civil rights plaintiffs
who recover nominal damages?" Petition for Writ of
Certiorari at i. The answer to that question quite clearly
is yes: there are circumstances under which a civil rights
plaintiff who recovers only nominal damages may
nonetheless be entitled to an award of attorney fees under
42 U.S.C. § 1988. But the answer to that question does
not begin to answer the question whether Petitioners are
entitled to an attorney fee award in this case. Whether a
plaintiff has recovered nominal damages is not a relevant
issue under the standards established by the Court in Texas
State Teachers Assn. v. Garland Independent School
District, 489 U.S. 782, 109 S. Ct. 1486 (1989), for
determining when a plaintiff can be said to be a
, party" within the meaning of 42 U.S.C. §

Under Garland, the relevant issue is whether “the
plaintiff has succeeded on ‘any significant issue in
litigation which achieve[d] some of the benefit the parties
a in bringing suit.’" Garland, 109 S. Ct. at 1493
(quoting oting Nadeau v. Helgemoe, 581 F.2d 275, 278-79 (lst
Cir. 1978)).— Garland held that a plaintiff must clear two
hurdles in order to make such a showing and thus establish
entitlement to a fee award. First, "at a minimum, to be
considered a prevailing party within the meaning of § 1988
the plaintiff must be able to point to a resolution of the
dispute which changes the legal relationship between itself
and the defendant." Garland, 109 S. Ct. at 1493.
Second, a plaintiff meeting the first standard must also
show that its success on a legal claim is not "so
insignificant" as to be characterized as “purely technical"
or “de minimis." Id.

Thus, Petitioners, by focusing solely on the fact of a $1
nominal damages award in this case, are focusing on the
wrong issue. An award of nominal damages may in some
cases "change the legal relationship" between the —- to
a lawsuit, but in other cases it may not. Similarly, an
award of nominal damages in some cases could be
characterized as a “purely technical" or "de minimis"
success and in other cases could be precisely the relief
being sought by the plaintiff. Observing that a plaintiff
has recovered nominal damages is not a shortcut for
performing the analysis prescribed by Garland.

The common law has long recognized that an award of
nominal damages at times may represent nothing more
than a technical victory for the plaintiff and at other times
may represent a total victory. For example, the
Restatement of Torts explained:

Nominal damages can be awarded in cases where a
person has sought to recover substantial damages and
has failed to prove substantial harm. Such damages
can be awarded also where the plaintiff has not
claimed compensatory damages but has sued only to

9

establish a right, to vindicate his reputation, or to
obtain a ruling by a court that the defendant’s conduct
was tortious. Thus actions are a brought for
non-harmful trespass to land to lish the plaintiff's
right in the land or to prevent the creation of a
presumptive right to cross the land. Similarly, actions
may be brought to establish a right to a patent or a
process, or to establish that the defendant’s acts
constitute tortious interference therewith.

Restatement of Torts § 907, comment b (1939). The
Restatement of Torts 2d carried forward comment b
virtually unchanged. Accordingly, that Petitioners
obtained a $1 nominal damages award in this case does not
by itself establish their status as "prevailing parties."

B. Petitioners Cannot Point to Any
Benefit They Derived from This Case
or to Any Changes in the Legal
Relationship Between Themselves and
Hobby

Petitioners cannot be considered "prevailing parties"
within the meaning of 42 U.S.C. § 1988 unless they
obtain “some of the benefit" they sought in bringing suit.
Garland, 109 §S. Ct. at 1493. Yet, one searches
Petitioners’ brief in vain for any indication of what they
believe they gained from the judgment in this suit. They
did not obtain an order permitting the reopening of Artesia
Hall or enjoining state officials from interfering with
operations of the school in the future. They did not obtain
a meeps judgment that state officials had acted
wrongly toward them. There was no judgment stating that
state officials were wrong in believing that Artesia Hall
was being operated in a substandard manner and therefore

‘deserved to be shut down. Nothing in the judgment
_ Suggests that the jury can be said to have cleared the

Farrar family name from allegations that led to the
school’s closure. All Petitioners can point to is an opaque
jury finding that one of the state officials, Respondent
Hobby, acted toward Petitioners in a manner that deprived

10

Joseph Farrar of an unspecified civil right but that the
sentation did not cause any injury. As a result of that
finding, Petitioners were awarded $1 of the $17 million
in damages they sought in this case. It simply is not
plausible that the de minimis results actually achieved by
Petitioners could be said to constitute “some of the
benefits" they sought in bringing suit.

Nor can one seriously contend that the legal relationship
bonase. 0 garten has changed as a result of the $1
j in this case. The judgment will have no effect

The ambiguity of the jury’s interrogatory answers means
thet uo one will be able im look to this case for idance
regarding how state officials in the future should with
youth home operators accused of serious wrongdoing.
When the only relief sought by a plaintiff is monetary
relief and the jury decides that the plaintiff suffered zero
damages at the hands of the defendant, the legal
relationship between the parties cannot be said to have
been altered by the judgment.

is all that a plaintiff is ing in a lawsuit; for example,
a plaintiff may sue for to establish rights

is analytically distinct from the plaintiff seeking monetary
relief clone and who is awarded nominal damages after
failing to establish any real damages.

Petitioners’ contention that the $1 debt owed them by
Mr. Hobby constitutes a change in their legal relationship

11

is an exultation of form over substance. The substance of
the judgment in this case is a jury finding that Petitioners
were not injured by Mr. Hobby’s conduct; the $1 in
nominal damages was awarded solely in recognition of the
jury’s finding of a civil rights violation. Court has
made clear that where, as here, "[t}he only ‘relief’ [that
the plaintiff has] received [is] the moral satisfaction of
knowing that a federal court concluded that his rights had
been violated," a plaintiff is not a "prevailing" party
within the meaning of 42 U.S.C. § 1988. Hewitt v.
Helms, 482 U.S. 755, 762 (1987).

Although Hewitt is potentially distinguishable on the
grounds that the plaintiff in that case never received any
judgment whatsoever, not even nominal damages,‘ the
Court’s subsequent decision in Rhodes v. Stewart, 488
U.S. 1, 109 S. Ct. 202 (1988), cannot be distinguished
from this case in a similar fashion. The plaintiffs in
Rhodes had obtained a valid declaratory judgment that
prison officials had violated their rights by refusing them
permission to subscribe to a magazine. The Court
nonetheless found that the plaintiffs were not "prevailing
parties" entitled to an attorney fee award because the
declaratory judgment they obtained “afforded the plaintiffs
no relief whatsoever": the plaintiffs were not still in
prison at the time the judgment was entered and thus had
no need for prison-approved magazine subscriptions.
Rhodes, 109 S. Ct. at 203-204. In other words, Rhodes
put to rest any argument that the mere entry of a formal
judgment in one’s favor is sufficient to establish one’s
Status as a “prevailing” plaintiff under § 1988; prevailing
party status also requires the plaintiff to make some
showing that he has benefitted from the judgment.

* The plaintiff in Hewitt brought a suit for money damages, alleging
that prison officials had violated his due process rights by convicting
him on misconduct charges on the basis of hearsay. Although a
federal appeals court found that prison officials had acted improperly,
judgment was entered for the prison officials on the basis of their
qualified immunity from money damage claims. /d. at 758-759.

12

The notion that technical victories cannot support a fee
award to the plaintiff is not a recent invention of the
Court; indeed, it predates the adoption of 42 U.S.C. §
1988. For example, the Court stated in Mills v. Electric
Auto-Lite Co., 396 U.S. 375 (1970), that when a
stockholder’s suit confers substantial benefit on the
corporation and other stockholders, the plaintiff is entitled
to recover his attorney fees from the corporation; but the
Court noted that a benefit cannot be said to be
"substantial" so as to merit a fee award if the judgment
obtained by the stockholder is merely "‘technical in its
consequence." Mills, 396 U.S. at 396 (quoting Bosch v.
Meeker Cooperative Light & Power Assn, 257 Minn. 362,
367, 101 N.W.2d 423, 427 (1960)). See also,
Ruckelshaus v. Sierra Club, 463 U.S. 680, 688 n.9 (1983)
("we do not mean to suggest that trivial success on the
merits, or purely procedural victories, would justify an
award of fees under [fee-shifting] statutes" providing for
an award of fees “when appropriate").

Amicus American Bar Association (ABA) argues against
a rule that would permit fee awards based on some
nominal damages judgments but not on others, contending
that such a rule “would cali upon the courts to make
impossible judgment calls" and that "[t}here are no reliable
standards" by which to assess whether a judgment is
"merely technical." ABA Brief at 16-17. But the
judgment calls decried by the ABA are precisely the types
of decision-making mandated by this Court’s decisions
from Mills to Rhodes. It is no more difficult to determine
whether a plaintiff has had any meaningful success in his
lawsuit in the context of a nominal damages judgment than
it is in the context of any other type of judgment.

Petitioners concede that the degree of their success in
this litigation is relevant in determining a fee award; they
argue, however, that their receipt of nominal damages gets
them past the "prevailing party" hurdle and that the degree
of their success only goes to the “reasonableness” of a fee
award. Pet. Br. 11-12. Even if one were to accept
Petitioners’ analytical approach, they would still not be

13
as a fee award. A “reasonable” fee for a party

obtaining only $1 of $17 million in monetary damag
being sought, and that obtained at most a technical”
Hn sae ay —_ ae ne So pees & Peeienens’
——e be ——_— who obtain nominal judgments

issue and going straight to the reasonableness-of-the-fee
issue would not make § 1988 fee cases any less
analytically cumbersome for the courts, because courts --
when de; with the reasonableness-of-the-fee issue --
would still be required to address whether the plaintiff has
had any meaningful success in his lawsuit.

In sum, although there are instances in which a nominal
damages judgment can be sufficient to trigger an award of
attorney fees under § 1988, this is not such a case.
Petitioners failed to obtain any of the benefits they sought
in brin suit and thus cannot be considered "prevailing"
p $ within the meaning of 42 U.S.C. § 1988.

Il. CONGRESS DID NOT INTEND TO CONFER
"PREVAILING PARTY" STATUS ON EVERY
PLAINTIFF WHO ESTABLISHES A
CONSTITUTIONAL VIOLATION

Petitioners’ argument that they are “prevailin ies"
relies primarily on this Court's decision in — v.
ty Tangy U.S. 247 (1978). Petitioners read too much
n

Carey involved public school students who sued for
monetary, declaratory, and injunctive relief based on
claims that they had been suspended from school in
violation of their procedural due process rights. The
district court found a due process violation but denied all

14

relief in the absence of evidence that the students had been
injured. Carey, 435 U.S. at 252. The court of als
reversed, holding that the due process violation finding
entitled the students to declaratory and injunctive relief, as
well as recovery of substantial “nonpunitive” damages even
in the absence of evidence that the students had been
injured. Jd. at 253. The Supreme Court reversed the
court of appeals’ holding regarding damages. The Court
held that substantial itive damages could nor be
awarded in the absence of evidence of injury, but that "a
denial of procedural due process should be actionable for

nominal without proof of actual injury." /d. at
267.

We note initially that Carey never dealt with the issue
of when a plaintiff can be considered a “prevailing party"
within the ing of 42 U.S.C. § 1988. While it held

that a plaintiff who can demonstrate a violation of his
procedural due process rights is entitled to an award of
nominal damages, it never suggested that all such plaintiffs
are entitled to attorney fee awards.

Moreover, Petitioners’ reading of Carey proves too
much. Petitioners’ argument -- that Carey held that “there
are no de minimis constitutional deprivations” (Pet. Br. at
14) and thus that anyone who establishes constitutional

Garland out of the case law. The Rhodes plaintiffs, two
inmates who obtained a declaratory judgment that prison
officials had violated their constitutional rights to subscribe
to magazines, were nonetheless held not to be “prevailing
parties" because they failed to obtain any meaningful
relief. Rhodes, 109 S. Ct. at 203-204. and stated
that an “insignificant” or "technical" victory is

where the vi includes proving a constitutional
violation. , 109 S. Ct. at 1493. As an example
of a constitutional violation that by itself would be too
“insignificant” to confer prevailing party status, the Court
cited a lower-court finding striking down as “overly

15

vague" a school district requirement that meetings between
teachers and union representatives could be conducted on
school premises during non-school hours only with the
permission of the school principal; the Court noted that
such permission had never been denied. Jd. In sum,
Rhodes and Garland make clear that Congress did not
intend to confer § 1988 prevailing party status on every
plaintiff who establishes that one of his constitutional
rights was violated; the standards established by Garland
for determining whether a plaintiff is a “prevailing party"
are the same regardless whether the plaintiff's claims are
constitutional or non-constitutional.

Il. A PLAINTIFF WHOSE PURPOSE IS TO
VINDICATE A CONSTITUTIONAL
PRINCIPLE SHOULD STATE THAT
PURPOSE PLAINLY BY EXPRESSLY SUING
FOR NOMINAL DAMAGES OR
DECLARATORY JUDGMENT

A principal reason that the judgment in this case cannot
be said to have altered materially the relationship between
the parties is that it is essentially meaningless; no lessons
can be learned from the judgment. The judgment fails to
provide Mr. Hobby Sh. 4 state officials with any
guidance regarding w y went w in their
treatment of Petitioners or how they can aker their future
conduct to avoid depriving others of their civil rights.

Petitioners have only themselves to blame for the
opaqueness of the judgment in this case. Had they sought
a declaratory judgment or nominal damages, then the
issues could have been framed to the jury in such a way as
to permit the jury to state clearly how it believed that
Petitioners’ rights had been violated.’ Petitioners should

* For example, the jury could have been asked whether Mr. Hobby
had violated any of Petitioners’ civil rights and, if so, to specify what
rights had been violated and the manner of the violation.
Alternatively, the jury could have been asked whether specifically

(continued...)

16

not be heard to complain about the denial of their
prevailing party claim when the reason for that denial --
failure to obtain any meaningful relief -- may well have
been a direct result of their failure to seek either nominal

damages or declaratory judgment.

Moreover, an award of nominal damages is not by itself
an indication of meaningful relief. Petitioners cite case
law and ises attesting to the importance accorded
nominal damages judgments in past centuries. Pet. Br. 25-
29. Petitioners fail to point out, however, that declaratory
judgments were unavailable in this country before 1919,°
and thus a suit for nominal was often the onl
way that an aggrieved party who suffered no out-ot-
poc in a j declaring his rights.
With the increased availability of declaratory judgments,
suits for nominal damages have become less common in
recent years. Today, nominal damages judgments are far
more likely than in centuries past to result from a failed

more than one of the scores of procedural due process protections
mandated by the Due Process Clause. Indeed, the failure of the jury
to any damages to Petitioners is a good indication that the jury
believed that the violations of Petitioners’ civil rights were trivial.

, Wright, Miller, & Kane, Federal Practice and
Procedure: Civil 2d § 2752 at 571 (1983). Declaratory jud ts
in the federal courts until 1934 with the j

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17

attempt to obtain a monetary award than from a genuine
desire to obtain a declaration vindicating one’s legal rights.

,

based on a nominal damages award that -- due to
Petitioners’ consciously chosen litigation strategy -- is

devoid of all meaning.

18
CONCLUSION
Amici curiae W Legal song n> U.S.

Respectfully submitted, |

DANIEL J. POPEO

RICHARD A. SAMP
(Counsel of Record)

WASHINGTON LEGAL
FOUNDATION

— N Street, N.W.

—y 4 DC 20036
(02) 8 7-0240

Counsel for amici

June 15, 1992

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385013_0227%3A10. Public record. Not legal advice.
