# Motion — United States v. Alaska

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385013_0163%3A06

## Record

- **Collection:** Supreme Court brief
- **Document type:** Motion
- **Published:** January 1, 1992
- **Citation:** 503 U.S. 569

## Text

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No. 118, Original

Iu the Supreme Court of the Unite

OCTOBER TERM, 1991

UNITED STATES OF AMERICA, PLAINTIFF
Vv.

STATE OF ALASKA

ON BILL OF COMPLAINT

MOTION OF THE
UNITED STATES FOR SUMMARY JUDGMENT
AND
BRIEF FOR THE UNITED STATES
IN SUPPORT OF MOTION FOR SUMMARY JUDGMENT

KENNETH W. STARR
Solicitor General

BARRY H. HARTMAN
Acting Assistant Attorney General

EDWIN S. KNEEDLER
Assistant to the Solicitor General

JEFFREY P. MINEAR
Assistant to the Solicitor General

MICHAEL W. REED
Attorney

Department of Justice
Washington, D.C. 20530
(202) 514-2217

hi

QUESTION PRESENTED

Whether the Secretary of the Army may decline to
issue a permit for construction of an artificial addi-
tion to the coast line unless the coastal State agrees
that the construction will be deemed not to alter the
location of the federal-state boundary.

(T)

a
Py ee ee ee ee a ee ee ,

TABLE OF CONTENTS

Motion For Summary Judgment ......................---..---.....

Brief For The United States In Support Of Motion
For Summary Judgment .....................-----------—--..-0--+--

Nee neucesesuscoenosccs
Statute and regulations involved .............................

Statement:
A. Federal/state ownership of submerged lands......

B. The Secretary of the Army’s authority to regu-
late the placement of structures in navigable

C. The present dispute Saeibiaiie

Argument:
The Secretary of the Army may decline to issue a
permit for construction of an artificial addition to
the coast line unless the coastal state agrees that the
construction will be deemed not to alter the location
of the federal-state boundary —...............00..00--..
A. The Secretary may consider the public interest
in determining whether to issue a permit under
Section 10 of the Rivers and Harbors Appropria-
EE —
B. The Secretary may refuse to issue a Section 10
permit for a coastal structure based on the
effects of the structure on the location of the
federal-state boundary ~........................-0.20---22--------
C. The Secretary lawfully declined to issue a Sec-
tion 10 permit in this case unless the State of
Alaska executed a disclaimer preserving the
federal-state boundary . .......2.0002..2202.22e eee

ESS ee 7

TABLE OF AUTHORITIES
Cases:

American Hospital Ass’n Vv. NLRB, 111 S. Ct.
ELE SE

10
13

15

15

24

28
30

23

IV

‘ 3

Cases—Continued : Page
Argentine Republic v. Amerada Hess Shipping

Corp., 488 U.S. 428 (1989) _.......--..2------eeeee eee 9
Bankers Life & Casualty Co. v. Callaway, 530 F.2d

Ny Py TI fain ccncccusinetiomiciecinbddimstebeentndhnieass 21
Chevron U.S.A. Inc. Vv. Natural Resources Defense

Council, Inc., 467 U.S. 837 (1984) 0000 15, 16

Citizens Committee for Hudson Valley v. Volpe,
425 F.2d 97 (2d Cir.), cert. denied, 400 U.S. 949

I ak is cinema a a a lane 21
Deltona Corp. v. United States, 657 F.2d 1184 (Ct.

Cl. 1981), cert. denied, 455 U.S. 1017 (1982) 21
Jay V. Boyd, 351 U.S. 345 (1956) —.... 16
NLRB v. Curtin Matheson Scientific, Inc., 110

ic ts aa 23
Nollan v. California Coastal Comm’n, 483 U.S. 825

RR EE DS SER Eee RE AO es 30
Shepard v. NLRB, 459 U.S. 344 (1983) 2.0.00... 23
Udall v. FPC, 387 U.S. 428 (1967)... 18
United States v. California:

I oo csmsetentinniieninstnesesiniaanasnn 4, 25
a a cchennnonate 6, 25, 26, 27
(RIM tea RE Oe ec Gag 6
United States v. Fausto, 484 U.S. 439 (1987)... 23
United States v. Joseph G. Moretti, Inc., 478 F.2d
Se SE, TEI ‘wnccticcrhsiciicinsstcckdanemncosiaenuansionmnndinn 21

United States v. Louisiana, 394 U.S. 11 (1969) ..... 6, 27
United States v. Pennsylvania Industrial Chemical

Corp., 411 U.S. 655 (1978) ...........000.eee ee. 18
United States v. Republic Steel Corp., 362 U.S. 482

III vcsinisiinsstencicaiidubdianaiidinismantauntatabinabeblansnibieatize 8,19
United States ex rel. Greathouse v. Dern, 289 U.S.

I il cn 19, 20, 21
United States ex rel. Greathouse Vv. Hurley, 63

f & @: :h. eae 20, 21
Webster v. Doe, 486 U.S. 592 (1988) 17
Zabel v. Tabb, 430 F.2d 199 (5th Cir. 1970), cert.

denied, 401 U.S. 910 (1971) —.00 17-18, 21, 23

Treaties, Constitution, statutes and regulations:

ei ee EO OR M.S ear eee 1

Convention on the Territorial Sea and the Contigu-
ous Zone, ratified by the United States, Apr.
* %& Ls | See ee 24-25

v

Statutes and regulation—Continued : Page
Pp" % 12 Sk Reece 25
United Nations Convention on the Law of the Sea,
U.N. Doc. A/CONF. 62/122 (1982) .................... 25
Clean Water Act, 33 U.S.C. 1251 et seq. ......... oe
NT, BD GD occ escctuesiennnintneceremtoorennnewens 18
Coastal Zone Management Act of 1972, 16 U.S.C.
BABE GB BBE, ~.--..onccccnececccceecccrnacncsccsssovvencnvesaronsessances 22
Ex.dangered Species Act of 1973, 16 U.S.C. 1531
CB CIID. cecsenncnsncesinconncnevenececsacecnsesentsnesnsesseseatnsvesmonsowocenes 22
Fish and Wildlife Coordination Act, 16 U.S.C. 661
et seq. a cntsencatemiublicmanteiiageaudmeietmmnnaiibiaieatonevers 22
Marine Mammal Protection Act of 1972, 16 U.S.C.
1361 et seq. ........ a Se aeaetinneupeianhbigesenaets 22
Marine Protection, Research, and Sanctuaries Act
of 1972, 16 U.S.C. 1481 et seq. ..................-...-------- 22
National Environmental Policy Act, 42 U. S.C. 4321
CB CBG. ..ccrccererencnnrensonavenennnscescsccesenenscsseansscsnssensosaseosenss 22
Outer Continental Shelf Lands Act, 43 U. S.C. 1331
OE CI hacasesececcncsnnsecstcttnrwececsevenees Re Se eS — +
43 U.S.C. 1331 (a) ........ ieee eC EMD 5
I ois enssasesaenabahaneneetie 5
43 U.S.C. 1332 (1) si i Sie a Fe ae ane 5
43 U.S.C. 1332 (3) ......... PAM eR ee 5, 25
43 U.S.C. 1333 (a) _... AE ; 5
a cecenleeieneieniaes 5

Rivers and Harbors Appropriation Act of 1899,
33 U.S.C. 401 et seq.:

§ 10, 33 U.S.C. 408 ...... peacantadtsedideenninesunaiteentshd _.... passim
§ 13, 33 U.S.C. 407 .. os Breer 18
Submerged Lands Act, 43 U. s. C. 1301 et SY scaesnsd 3, 4, 22
I on crac mpeneeianincedinnnes 5, 6
I ssn mactiecoviesinanendnenbbianmnennnetel ita 4,6
I cc vcicasocsnnesctmensebesewes ‘isicapecpanamasdensiah 4,9
I oi sss cseushaenevruiieostencdcenmmmeniabeneseet 6
IED 1 .csiesscusnstecenstcctncsnnnsbuann Aer 12
I a saenliddetieremnianienpbaeneenes nA 18
33 C.F.R.:
Section 209.120(d) (4) (1969) 0.0000... 24

Section 320.1... Aah \ OEE AARON Re ac aati = 22

VI

Statutes and regulations—Continued: Page
AS 2 18
SESE SN ea Eo St 22
Isamu 3, 8, 24
AT A aS a 13
I 8
EL AR EET A NO, Be 24
Section 320.4(b)-(r) .000-. 9
Section 320.4(c) 000000000... atin cagitadaadt amare 24
I a 24
Section 820.4 (@) ..................-ccccccccceccceceeeceeceeeeceeee 24
Section 320.4(f) 0000000. 9, 10, 13, 16, 24, 25, 26, 28
I 24
Section 320.4(h) ......... BLED ORE MeN tn aS NS 24
Section 320.4(i) 0.00000... Sane AR AA ID Sets 24
EE | ‘atiahiosh) 24
Bestion SH0.4(k) ...................................-.....-. Sanus 24
SURE AAG eA I a RAE 24
Section 320.4(m) A eee POP) Ee 24
SE EAN, ea asaciedaia 24
ES nn er Serene 24
ETP ER TSI SmI 24
Res ee 24
SEER RRREREES eee. Se eee 24
, Fee See Naahennieadatuns akan one dedaaeaniol ae ; 10
Pt. 325... LEE ee SURAT ise ewan ote ee NEOs 10
Section 325.3 dudeaibenaiacadaslele 10, 28
cc ee ne OIE Se 9

Miscellaneous:

33 Fed. Reg. (1968) :
EE a ee ae eee eee CERT 22, 27
RI or aE SOY ae eR Sa 27
39 Fed. Reg. 12,115 (1974) _.......- 22, 27
42 Fed. Reg. 37,122 (1977)... SRE ate 22
eee 12, 28
56 Fed. Reg. 28,656 (1991) 0. 13, 28
H.R. Rep. No. 917, 91st Cong., 2d Sess. (1970) _.. 22
Presidential Proclamation No. 5928, 54 Fed. Reg.
Rito EAs A PRR A ls ee 9

Iu the Suprenw Court of the United States

OCTOBER TERM, 1991

No. 118, Original
UNITED STATES OF AMERICA, PLAINTIFF
Vv.

STATE OF ALASKA

ON BILL OF COMPLAINT

MOTION OF THE
UNITED STATES FOR SUMMARY JUDGMENT

The United States of America, by its Solicitor Gen-
eral, moves for entry of summary judgment in its
favor in this case. The United States initiated this
action to quiet title to certain offshore submerged
lands beneath Norton Sound, near Nome, Alaska.
The State of Alaska has asserted a claim to those
lands under the Submerged Lands Act, 43 U.S.C.
1301 et seq., on the basis that the City of Nome has
constructed port facilities projecting into Norton
Sound that extend the coast line and alter the fed-
eral-state boundary. The United States submits that
Alaska has waived all such claims through a dis-
claimer that it executed in connection with the Sec-
retary of the Army’s issuance of a federal permit,
under Section 10 of the Rivers and Harbors Appro-
priation Act of 1899, 33 U.S.C. 403, for construction

eo

(i)

ii

of the Nome port facilities. Alaska answers that the
disclaimer is invalid as a matter of law.

The United States and the State of Alaska have
filed a joint stipulation of facts with this Court, and
there is no disputed issue as to any material fact.
The controlling legal issue is whether the Depart-
ment of the Army had legal authority to decline to
issue the Section 10 permit unless Alaska executed
the disclaimer. For the reasons set forth in the ac-
companying brief, the United States submits that the
Department of the Army may refuse to issue a Sec-
tion 10 permit on account of the effects of the pro-
posed construction on the location of the federal-state
boundary and that the Department lawfully declined
to issue the permit for the Nome facilities until
Alaska executed a disclaimer preserving that bound-
ary. The disclaimer, accordingly, is valid, and the
United States is entitled to judgment as a matter of
law. - .
The United States therefore requests that this
Court enter a judgment declaring that the City of
Nome’s construction of its port facilities did not alter
the State of Alaska’s entitlement to submerged lands
in Norton Sound.

Respectfully submitted.

KENNETH W. STARR
Solicitor General

OCTOBER 1991

SS ee a

Iu the Supreme Court of the United States

OCTOBER TERM, 1991

No. 118, Original
UNITED STATES OF AMERICA, PLAINTIFF
vz.
STATE OF ALASKA

ON BILL OF COMPLAINT

BRIEF OF THE UNITED STATES
IN SUPPORT OF MOTION FOR SUMMARY JUDGMENT

JURISDICTION

On January 7, 1991, the United States requested
leave to commence this original action. On April 1,
1991, the Court granted the United States’ motion
for leave to file a bill of complaint. On May 31, 1991,
the State of Alaska filed its answer. On September
6, 1991, the United States and the State of Alaska
filed a joint stipulation of facts. The jurisdiction of
this Court rests on Article II, Section 2, Clause 2 of
the Constitution of the United States, and 28 U.S.C.
1251(b) (2).

STATUTE AND REGULATIONS INVOLVED

Section 10 of the Rivers and Harbors Appropria-
tion Act of 1899 provides in pertinent part as follows:

(1)

2

The creation of any obstruction not affirma-
tively authorized by Congress, to the navigable
capacity of any of the waters of the United
States is prohibited; and it shall not be lawful to
build or commence the building of any * * *
structures in any * * * water of the United
States * * * except on plans recommended by the
Chief of Engineers and authorized by the Secre-
tary of the Army; and it shall not be lawful to
excavate or fill, or in any manner to alter or
modify the course, location, condition, or capac-
ity of, any port, roadstead, haven, harbor, canal,
lake, harbor or refuge * * * unless the work has
been recommended by the Chief of Engineers
and authorized by the Secretary of the Army
prior to beginning the same.

33 U.S.C. 403.

The Department of the Army’s regulations gov-
erning the issuance of Section 10 permits provide in
pertinent part as follows:

(a) Public Interest Review. (1) The decision
whether to issue a permit will be based on an
evaluation of the probable impacts, including
cumulative impacts, of the proposed activity and
its intended use on the public interest. * * * All
» factors which may be relevant to the proposal

~ must be considered including the cumulative ef-
fects thereof: among those are conservation, eco-
nomics, aesthetics, general environmental con-
cerns, wetlands, historic properties, fish and
wildlife values, flood hazards, floodplain values,
land use, navigation, shore erosion and accretion,
recreation, water supply and conservation, water
quality, energy needs, safety, food and fiber pro-
duction, mineral needs, considerations of prop-
erty ownership and, in general, the needs and
welfare of the people. * * *

ere

3

(f) Effects on limits of the territorial sea.
Structures or work affecting coastal waters mod-
ify the coast line or base line from which the
territorial sea is measured for purposes of the
Submerged Lands Act and international law.
* * * Applications for structures or work affect-
ing coastal waters will therefore be reviewed
specifically to determine whether the coast line
or base line might be altered. If it is determined
that such a change might occur, coordination
with the Attorney General and the Solicitor of
the Department of the Interior is required be-
fore final action is taken. The district engineer
will * * * request [the Solicitor’s] comments
concerning the effects of the proposed work on
the outer continental rights of the United States.
* * * The decision on the application will be
made by the Secretary of the Army after coor-
dination with the Attorney General.

33 C.F.R. 320.4.
STATEMENT

The United States seeks to quiet title to certain
submerged lands beneath Norton Sound, near Nome,
Alaska. The State of Alaska has asserted a claim to
those lands under the Submerged Lands Act, 43
U.S.C. 1301 et seg., which grants to the States owner-
ship of submerged lands from the coast line to a
point, in most cases, three geographical miles sea-
ward thereof. Alaska bases its claim on the fact that
the disputed lands are within three geographical miles
of the ordinary low-water mark of certain port fa-
cilities that the City of Nome kas constructed. The
United States submits that Alaska has waived all
such claims through a disclaimer that it executed in
connection with the Secretary of the Army’s issuance

. 4

of a federal permit, under Section 10 of the Rivers
and Harbors Appropriation Act of 1899, 33 U.S.C.
403, for construction of the Nome port facilities.
Alaska contends that the Secretary of the Army
lacked authority to insist that Alaska execute the dis-
claimer and that the disclaimer accordingly is in-
valid as a matter of law.

A. Federal/State Ownership of Submerged Lands

1. The discovery of offshore petroleum and min-
eral deposits at the turn of this century led to liti-
gation between the United States and the coastal
States over ownership of offshore submerged lands.
The State of California asserted that it owned all
submerged lands, and the related mineral resources,

, Within three miles of its coast. This Court rejected
that contention in the landmark case of United States
v. California, 332 U.S. 19 (1947) (California 1).
The Court ruled that “the Federal Government rather
than the state has paramount rights in and power
over that belt, an incident to which is full dominion
over the resources of the soil under that water area,
including oil.” Jd. at 38-39. See 332 U.S. at 805
(Order and Decree).

2. Following this Court’s decision in California I,
Congress comprehensively addressed the question of

\ resource development of offshore submerged lands.

\ In 1953, Congress enacted the Submerged Lands Act,
\43 U.S.C. 1301 et seq., which, as a general matter,
grants the States “title to and ownership of the lands
beneath navigable waters within the boundaries of
the respective States.” 43 U.S.C. 1311. The Act gen-
erally defines the “seaward boundary” of each State
“as a line three geographical miles distant from its
coast line.” 43 U.S.C. 1312. It defines the “coast

Ye

5

line” as “the line of ordinary low water along that
portion of the coast which is in direct contact with
the open sea and the line marking the seaward limit
of inland waters.” 43 U.S.C. 1301(c).

Also in 1953, Congress enacted the Outer Conti-
nental Shelf Lands Act, 43 U.S.C. 1331 et seq., which
confirms the United States’ authority to exercise ju-
risdiction and control over all submerged lands lying
seaward of the lands granted to the States under the
Submerged Lands Act. 43 U.S.C. 1331(a), 13382.
Congress described those lands as the ‘outer Conti-
nental Shelf,” 43 U.S.C. 1331(a), and declared that
it is “the policy of the United States that”—

the subsoil and seabed of the outer Continen-
tal Shelf appertain to the United States and are
subject to its jurisdiction, control, and power of
disposition as provided in this subchapter.

| 4 «U.S.C. 1332(1). Congress has further declared

thatthe outer Continental Shelf

is a vital national resource reserve held by the
Federal Government for the public, which should
be made available for expeditious and orderly
development, subject to environmental safe-
guards, in a manner which is consistent with the
maintenance of competition and other national
needs.

43 U.S.C. 1332(3). Congress also has prescribed vari-
ous policies and requirements for coordinating activi-
ties on the outer Continental Shelf and sharing re-
source revenues with the States. See, e.g., 43 U.S.C.
1332, 1333(a), 1337(g).

3. The United States and the State of California
subsequently invoked the principles set forth in the
Submerged Lands Act and the Outer Continental Shelf

6

Lands Act in addressing California’s offshore owner-
ship interests. The ensuing litigation involved various
disputes over the application of the Submerged Lands
Act, including the question whether man-made struc-
tures, such as jetties and harborworks, alter the
“coast line” for purposes of the Submerged Lands
Act. See 43 U.S.C. 1301(c). This Court subsequently
concluded, upon recommendation of the Special
Master, that man-made additions are to be treated
as part of the coast line. United States v. California,
381 U.S. 139, 176-177 (1965) (California II). In
doing so, however, the Court cited the Special Master’s
conclusion that “the United States, through its con-
trol over navigable waters, had power to protect its
interests from encroachment by unwarranted artificial
structures, and that the effect of any future changes
could thus be the subject of agreement between the
parties.” /d. at 176. Accord United States v. Louis-
iana, 394 U.S. 11, 40 n.48 (1969); compare United
States vy. California, 447 U.S. 1 (1980) (California
I/I) (structures, such as open piers, that lack a low
water mark, do not extend the “coast line’).

B. The Secretary of the Army’s Authority to Regulate the
Placement of Structures in Navigable Waters

1, The Submerged Lands Act generally “relin-
quished” the United States’ ownership interests in
submerged lands that are within three miles seaward
of the coast line, 43 U.S.C. 1311, but it expressly
retained “all [of the United States’] navigational
servitude and rights in and powers of regulation and
control of said lands and navigable waters for the
constitutional purposes of commerce, navigation, na-
tional defense, and international affairs.” 43 U.S.C.
1314. As one aspect of its powers of “regulation and

7

control,” the United States strictly supervises the
placement of artificial structures in navigable waters.

Section 10 of the Rivers and Harbors Appropria-
tion Act of 1899, 33 U.S.C. 403, restricts such struc-
tures in three ways. First, Section 10 imposes a
complete prohibition on the placement of “any ob-
struction” in the waters of the United States, except
as authorized by Congress:

The creation of any obstruction not affirma-
tively authorized by Congress, to the navigable
capacity of any of the waters of the United
States is prohibited; * * *.

Second, Section 10 prohibits the erection of “any struc-
tures” in the waters of the United States except as
the Secretary of the Army allows:

fAjnd it shall not be lawfu) to Huild or com-
mence the building of any * *s * structures in
any * * * water of the United States * * * ex-
cept on plans recommended by the Chief of
Engineers and authorized by the Secretary of
the Army; * * *.

Third, Section 10 prohibits the commencement of
“work” altering conditions of any harbor, canal, lake,
or like waters unless the Secretary of the Army
consents :

[A]jnd it shall not be lawful to excavate or fill,
or in any manner to alter or modify the course,
location, condition, or capacity of, any port,
roadstead, haven, harbor, canal, lake, harbor or
refuge * * * unless the work has been recom-
mended by the Chief of Engineers and author-
ized by the Secretary of the Army prior to be-
ginning the same.

Thus, Section 10 amounts to a general prohibition on
the placement of any obstruction in coastal waters,

8

but empowers the Secretary of the Army to make
exceptions for the building of structures and under-
taking of work affecting those waters. See United
States v. Republic Steel Corp, 362 U.S. 482, 486-487
(1960).

2. Section 10 does not specify what factors the
Secretary of the Army should take into account in
determining whether to authorize the placement of
a structure or undertaking of work in the waters of
the United States. In these circumstances, the Sec-
retary has determined that the Department of the
Army should consider all factors relevant to the
public interest in determining whether such construc-
tion or work should go forward. He has therefore
adopted, by regulation, a permitting process based on
a “public interest review.” See 33 C.F.R. 320.4. The
Army’s regulations state at the outset:

The decision whether to issue a permit will be
based on an evalution of the probable impacts,
including cumulative impacts, of the proposed ac-
tivity and its intended use on the public interest.

33 C.F.R. 320.4(a)(1). The regulations further
provide:

All factors which may be relevant to the pro-
posal must be considered including the cumula-
tive effects thereof: among those are conserva-
tion, economics, aesthetics, general environmen-
tal concerns, wetlands, historic properties, fish
and wildlife values, flood hazards, floodplain
values, land use, navigation, shore erosion and
accretion, recreation, water supply and conserva-
tion, water quality, energy needs, safety, food
and fiber production, mineral needs, considera-
tions of property ownership and, in general, the
needs and welfare of the people.

33 C.F.R. 320.4(a) (1).

9

The Army’s regulations address in greater detail
a number of those factors, 33 C.F.R. 320.4(b)-(r),
including, of particular relevance here, the “Effects
on limits of the territorial sea,” 33 C.F.R. 320.4(f).
The latter provision begins by observing that under
California IT:

Structures or work affecting coastal waters
may modify the coast line or base line from
which the territorial sea is measured for pur-
poses of the Submerged Lands Act and inter-
national law.

Thus, the regulation recognizes the central role that
the coast line plays in determining the location of the
Nation’s international and federal-state boundaries.'
The regulation then provides:

Applications for structures or work affecting
coastal waters will therefore be reviewed spe-
cifically to determine whether the coast line or
base line might be altered. If it is determined
that such a change might occur, coordination
with the Attorney General and the Solicitor of

' At the time the Secretary adopted the regulation, the “ter-
ritorial sea” described the area three miles seaward of the
coast line. 33 C.F.R. 329.12. See Argentine Republic v.
Amerada Hess Shipping Corp., 488 U.S. 428, 441 n.8 (1989).
Since that time, the President has proclaimed that the United
States claims a territorial sea extending 12 nautical miles
seaward of the coast line for purposes of international
law. See ibid.; Presidential Proclamation No. 5928, 54 Fed.
Reg. 777 (1989). That Proclamation, however, does not affect
the location of the federal-state boundary, which remains de-
fined by the Submerged Lands Act as a line three miles sea-
ward of the coast line, 43 U.S.C. 1312. See 54 Fed. Reg. 777
(stating that nothing in the Proclamation “extends or other-
wise alters existing Federal or State law or any jurisdiction,
rights, legal interests, or obligations derived therefrom’’).

10

the Department of the Interior is required be-
fore final action is taken.

33 C.F.R. 320.4(f). Accordingly, the regulation re-
quires the Army Corps of Engineers to request com-
ments from the Solicitor “concerning the effects of
the proposed work on the outer continental rights of
the United States,” although the final decision on
the application is made “by the Secretary of the Army
after coordination with the Attorney General.” 33
C.F.R. 320.4(f). See also 33 C.F.R. Pt. 322 (pre-
scribing additional requirements for Section 10 per-
mits); 33 C.F.R. Pt. 325 (setting forth procedures
for processing permits).

C. The Present Dispute

The facts surounding the present dispute are set
forth in the joint stipulation (J.S.) filed by the
United States and the State of Alaska in this case.
The contents of the joint stipulation can be sum-
marized as follows:

1. In 1982, the City of Nome, Alaska, filed an ap-
plication with the Department of the Army, Alaska
District Corps of Engineers (the Corps), for a per-
mit to construct port facilities, including a causeway
extending into Norton Sound. J.S. 2, la-10a. The
Corps issued a public notice and invited comments, see
33 C.F.R. 325.3, in accordance with the Army’s pub-
lic interest review procedures. J.S. 2, lla-l6a. The
Alaska Office of the Department of the Interior’s
Minerals Management Service filed an objection to
the issuance of a permit on the ground that the port
facilities would constitute an artificial accretion to
the legal coast line. J.S. 2, 17a-19a.

The Corps requested comments from the Solicitor,
in acordance with 33 C.F.R. 320.4(f), quoted above.

11

J.S. 2, 20a-2la. The Solicitor responded that con-
struction of the Nome facility would “move Alaska’s
coastline or baseline seaward of its present loca-
tion” and that “[f]ederal mineral leasing off-shore
Alaska would be affected because the state-federal
boundary, as well as internationa! boundaries, are
measured from the coastline or baseline.” J.S. 2-3,
22a. The Solicitor therefcre recommended that “ap-
proval of the permit application be conditioned upon
Alaska executing an agreement or a quit claim deed
preserving the coastline and the state-federal boun-
dary.” J.S. 3, 22a.

The Corps transmitted the Solicitor’s letter to the
Alaska Department of Natural Resources and stated
that a Department of the Army permit would not be
issued to the City of Nome unless Alaska executed a
waiver or quit claim deed preserving the coast line
and the state-federal boundary. J.S. 3, 24a. The
Alaska Department of Natural Resources submitted
a conditional disclaimer stating in pertinent part:

Subject to paragraph 4 below, the State of
Alaska agrees that the coast line and the bound-
aries of the State of Alaska are not to be deemed
to be in any way affected by the construction,
maintenance, or operations of the Nome port fa-
cility. This document should be construed as a
binding disclaimer by the State of Alaska to the
effect that the state does not, and will not, treat
the Nome port development as extending its
coast line for purposes of the Submerged Lands
Act, again subject to paragraph 4 below.

J.S. 3, 30a. Paragraph 4 provided that the dis-
claimer “becomes ineffective and without force and
effect” if a court determines that “the Corps of
Engineers does not have the legal authority to re-

a

12

quire such a disclaimer before issuing a permit for a
project which might affect the coast line.” J.S. 4,
30a-3la. The Department of Justice informed the
Corps that Alaska’s disclaimer satisfied any objec-
tions that the Departments of Justice and the In-
terior might have to the issuance of the permit. J.S.
4, 32a.

The Corps issued a statement of findings support-
ing the issuance of the permit pursuant to the De-
partment of the Army’s public interest review cri-
teria, and it issued a validated permit on July 25,
1984. J.S. 4-5. 33a-37a, 39a-49a. The City of Nome
subsequently constructed the port facility, which in-
cludes a causeway extending approximately 2700 feet
from the coast line into Norton Sound. J.S. 5, 62a.

2. In 1988, the Minerals Management Service pub-
lished a request for comments and nominations for a
proposed lease sale for hard-rock minerals, including
gold, in the Norton Sound area. 53 Fed. Reg. 8134.
The State of Alaska submitted comments stating,
among other things, that the proposed sale involved
submerged lands subject to the Nome project dis-
claimer and that the State intended to file a legal
action, in accordance with paragraph 4 of the dis-
claimer, challenging the Corps’ authority to require a
waiver of rights to submerged lands. J.S. 5, 52a-54a.
Alaska subsequently provided notice, pursuant to 28
U.S.C. 2409a(m), of its intention to file a suit to
quiet title to the submerged lands in Norton Sound
that are more than three miles from the natural
shoreline but within three miles of the low water line
of the constructed, solid-fill Nome causeway. J.S. 6,
55a-59a. Although the Nome causeway is only &5
feet wide and 2700 feet long (occupying about 5
acres), it has placed in dispute approximately 730

13

acres of submerged lands. J.S. 5, 6, 60a-61la. See
J.S. 62a (map showing disputed acreage).

The United States thereafter requested and was
granted leave by this Court to commence this original
action. The Minerals Management Service published
a final leasing notice soliciting bids, 56 Fed. Reg.
28,656 (1991), and the United States and Alaska
entered into an agreement directing the revenues
from leasing of the disputed acreage into an escrow
account for payment to the United States or Alaska
depending on the outcome of this action.’

SUMMARY OF ARGUMENT

Section 10 of the Rivers and Harbors Appropria-
tion Act of 1899, 33 U.S.C. 403, confers broad au-
thority on the Secretary of the Army to regulate the
placement of structures and the commencement of
related work in coastal waters. The Secretary has
properly concluded that the decision whether to allow
such structures or work should be based on a “public
interest review,” 33 C.F.R. 320.4(a), which takes
into account a range of factors, including the effect
of the structure on the “limits of the territorial sea,”
33 C.F.R. 320.4(f). In this case, he determined that
the Nome port facilities would have such an effect,
and he lawfully declined to issue a Section’ 10 permit
until the State of Alaska executed a disclaimer pre-
serving the existing federal-state boundary.
yA. The Secretary may properly conduct a “public
interest review” to determine whether to issue a Sec-

The bidding process closed and no bids were received.
The United States and Alaska agree, however, that a live con-
troversy remains, in light of their continuing disagreement
as to the location of the federal-state boundary and the pros-
pect of future lease sales in the area. J.S. 6-7.

14

tion 10 permit. Section 10 does not specify what fac-
tors the Secretary should consider in issuing such a
~ permit. It is therefore reasonable for the Secretary
to consider all factors relevant to the pubiic interest
in order to ensure a sound and fully informed exer-
cise of his discretion. The Secretary has considered
such factors for more than half a century. His adop-
tion of a formal process for public interest review
ensures that Section 10 permits are issued consis-
tently with the policies that Congress has set forth in
other laws.

B. The Secretary may properly consider, as part
of his public interest review, the effects of a coastal
structure on the “limits of the territorial sea.” A
structure that alters the coast line may substantially
alter the Nation’s international and federal-state
boundaries, affecting the United States’ vital national
interests in the outer Continental Shelf. There is no
reason to believe that Congress, sub silentio, required
the Secretary to ignore those important federal inter-
ests when deciding whether to issue a Section 10
permit. Indeed, the Secretary’s consideration of those
interests in the permitting process is consistent with
this Court’s decisions, which contemplate that such
matters will be considered before a federal permit is
issued.

C. The Secretary lawfully declined to issue a Sec-
tion 10 permit in this case until the State of Alaska
issued a disclaimer preserving the existing federal-
state boundary. The Secretary’s public interest re-
view revealed that the Nome port facilities would
alter the coast line and impair the United States’
interests in the outer Continental Shelf. The Secre-
tary was entitled, on that basis, to deny a Section 10
permit. He therefore could lawfully insist that the

15

State of Alaska execute a disclaimer, preserving
existing rights, as a less drastic alternative to an out-
right denial of the permit.

ARGUMENT

THE SECRETARY OF THE ARMY MAY DECLINE
TO ISSUE A PERMIT FOR CONSTRUCTION OF AN
ARTIFICIAL ADDITION TO THE COAST LINE UN-
LESS THE COASTAL STATE AGREES THAT THE
CONSTRUCTION WILL BE DEEMED NOT TO
ALTER THE LOCATION OF THE FEDERAL-STATE
BOUNDARY

The Secretary of the Army has long considered the
“public interest” in determining whether to issue a
permit under Section 10 of the Rivers and Harbors
Appropriation Act of 1899. As one aspect of the in-
quiry, the Secretary may consider whether the place-
ment of a structure in coastal waters wil] affect the
location of the federal-state boundary. The Secretary
properly concluded, after consultation with the Solici-
tor or the Department of the Interior, that the Nome
port facilities would have such an effect, and he law-
fully declined to issue the Section 10 permit unless
the State of Alaska executed a disclaimer preserving
the existing federal-state boundary.

A. The Secretary may consider the public interest in
determining whether to issue a permit under Section
10 of the Rivers and Harbors Appropriation Act of
1899

1. When a court reviews an agency’s construction
of a statute that the agency administers, the court
must first inquire “whether Congress has directly
spoken to the precise question at issue.” Chevron
U.S.A. Ince. vy. Natural Resources Defense Council,
Inc., 467 U.S. 837, 842 (1984). If the statute “is

16

silent or ambiguous with respect to the specific issue,
the question for the court is whether the agency’s an-
swer is based on a permissible construction of the
statute.” Id. at 843.

In this case, Section 10 plainly prohibits ‘“[t]he
creation of any obstruction not affirmatively author-
ized by Congress” to the navigable capacity of the
United States’ coastal waters. 33 U.S.C. 403. Just
as plainly, Section 10 empowers the Secretary of the
Army to authorize the placement of “structures” in-
cluding port facilities, and the undertaking of exca-
vation, fill and other work, in such waters. 33 U.S.C.
403. Section 10 is silent, however, as to what factors
the Secretary should consider in determining whether
to authorize such structures or work. Thus, the ini-
tial question for this Court is whether the Secretary’s
use of a “public interest review,” 33 C.F.R. 320.4(f),
“is based on a permissible construction of the stat-
ute.” Chevron U.S.A. Inc., 467 U.S. at 843. Clearly
it is.

Congress has elected to impose a complete prohibi-
tion on the creation of “any obstruction” in navigable
waters. 33 U.S.C. 403. It has then given the Secre-
tary of the Army, who is charged with executing the
law, the power to allow exceptions on a case-by-case
basis, where the structure or work is recommended
by the Corps of Engineers. 33 U.S.C. 403. But Sec-
tion 10 neither specifies the factors the Secretary
must consider in deciding whether to authorize con-
struction in coastal or other waters nor limits the
range of factors he may deem relevant. Section 10,
on its face, therefore commits the identification of
relevant factors to the discretion of the Secretary of
the Army. Compare Jay v. Boyd, 351 U.S. 345, 353-
354 (1956).

v*

17

In particular, nothing in Section 10 confines the
Secretary to considering only those factors that bear
on the navigable capacity of the waters involved.
Nor should any such limitation be implied. Section
10 does not confer a right to obtain a permit for con-
struction or fill in covered waters, such that the Sec-
retary may deny a permit only if he finds an adverse
impact on navigation or other specified factors to be
present. Rather, as noted above, Section 10 states a
flat prohibition ageimsSt obstructions not “affirma-
tively authorized” by Congress itself, and provides
for exceptions to that prohibition only where affirma-
tively authorized by the Secretary.

Because Congress itself obviously could consider all
matters bearing on the public interest in deciding
whether to authorize a project in the manner re-
ferred to in the first clause of Section 10, the logical
inference is that the Secretary, too, may consider
various factors he deems relevant to the public inter-
est in exercising his delegated power under the second
and third clauses to create exceptions to the ;rohibi-
tion in the first clause. This inference is reinforced
by the specification that the Secretary’s determination
under the latter two clauses is to be based upon the
“recommendation” of the Chief of Engineers, which
strongly suggests that authorization need not be
granted unless the Secretary affirmatively finds that
the proposed project is, on balance, meritorious and
commends itself to approval. Cf. Webster v. Doe, 486
U.S. 592, 600 (1988). Thus, as the Fifth Circuit
observed, when it appears that a proposed project in
covered waters would be contrary to the public inter-
est, “nothing in the statutory structure compels the

Secretary to close his eyes to all that others see or
think they see.” Zabel v. Tabb, 430 F.2d 199, 201

a

18

(5th Cir. 1970), cert. denied, 401 U.S. 910 (1971).
See id. at 207-208. Compare Udall v. FPC, 387 U.S.
428, 450 (1967) (applying a ‘public interest” stand-
ard to hydropower licensing decisions).

A comparison with Section 13 of the 1899 Act, 33
U.S.C. 407, further reinforces the conclusion that the
Secretary is not narrowly confined under Section 10 of
the same Act to considering only factors bearing on
navigation. Section 13 provides that the Secretary
‘may permit” the discharge of “refuse” whenever “in
the judgment of the Chief of Engineers anchorage
and navigation will not be injured thereby.” 33
U.S.C. 407. As this Court explained in United States
v. Pennsylvania Industrial Chemical Corp., 411 U.S.
655 (1973), “even in a situation where the Chief of
Engineers concedes that a certain deposit will not in-
jure anchorage and navigation, the Secretary need
not necessarily permit the deposit, for the proviso
makes the Secretary’s authority discretionary—‘.e.,
it provides that the Secretary ‘may permit’ the de-
posit.” Jd. at 662. The Court further pointed out
that Section 13 “contains no criteria to be followed
by the Secretary in issuing such permits.” /d. at
668. The Court’s reasoning in Pennsylvania Indus-
trial Chemical Corp. applies equally to the contem-
poraneously enacted Section 10, which commits the
authorization of a structure or other work in covered
waters to the Secretary’s discretion, and does not spe-
cify criteria (such as those pertaining only to naviga-
tion or anchorage) that must be followed by the Sec-
retary in exercising that discretion.’

3 The Secretary no longer issues Section 13 permits, in light
of the superseding permit program established under the
Clean Water Act, 33 U.S.C. 1251 et seq. See 33 U.S.C.
1342 (a) (5); 33 C.F.R. 320.2(d).

19

If there could be any remaining doubt about the
permissibility of the Secretary’s interpretation and
implementation of Section 10, it is eliminated by the
rule of construction adopted by this Court in United
States v. Republic Steel Corp., 362 U.S. at 491.
There, the Court concluded that “[t]he philosophy of
the statement of Mr. Justice Holmes in New Jersey v.
New York, 283 U.S. 336, 342, that ‘A river is more
than an amenity, it is a treasure,’ forbids a narrow,
cramped reading either of $13 or of § 10” of the
1899 Act. The Secretary’s public interest review,
which he has applied to all Section 10 permit $y plica-
tions for more than two decades, furthers that “inder-
standing of Section 10.

2. The breadth of the Secretary’s authority that is
indicated by the statutory text Congress enacted in
1899 is confirmed by subsequent developments. This
Court suggested, more than 50 years ago, that the
Secretary has diseretin® to consider public interest
criteria when issuing a Section 10 permit. The issue
arose in United States ex rel. Greathouse v. Dern, 289
U.S. 352 (1933). The relators in that case sought
permission from the Secretary to build a wharf pro-
jecting from the Virginia shore into the Potomac
River. The Secretary refused to authorize the con-
struction solely on the ground that it would be inim-
ical to the establishment of the proposed George
Washington Parkway. /d. at 353-355.

The relators petitioned for a writ of mandamus to
compel the Secretary to authorize the wharf, arguing
that the Secretary had a mandatory duty to issue a
Section 10 permit unless the proposed structure in-
terfered with navigation. The lower courts denied
the petition, concluding that the Secretary had discre-
tion to deny a Section 10 permit for reasons other

alain

20

than navigational concerns. The court of appeals
stated:

[T]he act confers discretion in the Secretary to
grant or refuse permits where the structure will
not interfere with navigation, and the Secretary
in the exercise of that discretion may take into
consideration the character of the structure
sought to be built * * *, and in the determina-
tion of this matter the Secretary must take into
consideration the “location” and the “condition”
of the structure and its effect upon other struc-
tures or upon the “channel,” or the normal flow
of the stream.

United States ex vel. Greathouse v. Hurley, 63 F.2d
137, 141 (D.C. Cir. 1933).

This Court affirmed. It took note of the Secretary’s
arguments that

petitioners’ riparian ownership and the right to
build the wharf which they claim to be derived
from it are doubtful; and in any event that the
duty of the Secretary under the statute is not
plain and certain, since the words forbidding all
structures in any navigable water “except on
plans recommended by the Chief of Engineers
and authorized by the Secretary of War,” are
only permissive, not mandatory, and there is no
plain implication of a duty on the part of the
Secretary to authorize a structure * * * to which
there is substantial objection that it infringes
the rights or obstructs the public policy of the
United States as owner and sovereign of the
river bed.

289 U.S. at 358-359. The Court, however, found no
need to “say what effect should be given to these ob-
jections alone, whether considered each separately or

21

together.” Jd. at 359. It observed that the allowance
of mandamus “is controlled by equitable principles,”
and that “the relief sought by mandamus should be
denied here, even if petitioners’ title to the upland ad-
jacent to the river and their right to build the wharf
were less doubtful than they are.” Jd. at 359-360.

Although this Court’s decision in Greathouse did
not conclusively resolve the issue presented here, it
correctly observed that the petitioners’ right to a per-
mit was, at best, “doubtful.” Indeed, as the D.C. Cir-
cuit recognized, 63 F.3d at 141, and the Fifth Circuit
has since stated:

[T]he Corps of Engineers does not have te wear
navigational blinders when it considers a permit
request. That there must be a reason [for deny-
ing a permit] does not mean that the reason has
to be navigability.
Zabel, 430 F.2d at 208. See also Deltona Corp. v.
United States, 657 F.2d 1184, 1187-1188 (Ct. Cl.
1981), cert. denied, 455 U.S. 1017 (1982); Bankers
Life & Casualty Co. vy. Callaway, 530 F.2d 625, 633-
634 (5th Cir. 1976); United States vy. Joseph G.
Moretti, Inc., 478 F.2d 418, 423 (5th Cir. 1973);
Citizens Committee for Hudson Valley v. Volpe, 425
F.2d 97, 104-105 (2d Cir.), cert. denied, 400 U.S.
949 (1970).

3. As the dispute in Greathouse indicates, the
Secretary of the Army has long considered non-
navigational interests in determining whether to is-
sue a Section 10 permit. Those interests have become
far more numerous and important in the latter half
of this century. The Secretary must now act in the
face of an extensive body of federal law establishing,
among other things, national policies concerning en-

22

vironmental matters and natural resource develop-
ment.

The Secretary has responded by adopting the ‘“‘pub-
lic interest review” process to keep pace with the
evolution of the law. As the Department of the
Army’s regulations explain:

Until 1968, the primary thrust of the Corps’
regulatory program was the protection of navi-
gation. As a result of several new laws and ju-
dicial decisions, the program has evolved to one
involving the consideration of the full public in-
terest by balancing the favorable impacts against
the detrimental impacts. * * * The program is
one which reflects the national concerns for both
the protection and utilization of the important
resources.

33 C.F.R. 320.1. See 42 Fed. Reg. 37,122 (1977);
39 Fed. Reg. 12,115 (1974); 33 Fed. Reg. 18,670
(1968). See also H.R. Rep. No. 917, 91st Cong. 2d
Sess. 5 (1970) (praising the Army’s use of public in-
terest review factors).

The Secretary of the Army’s adoption of a process
for “public interest review” reflects a.commitment to
faithful execution of the law. An administrative
agency, like a court, has a duty to reconcile “laws
enacted over time” and to “get[] them to ‘make

4 See, e.g., Fish and Wildlife Coordination Act, 16 U.S.C.
661 et seqg.; Marine Mammal Protection Act of 1972, 16 U.S.C.
1361 et seq.; Marine Protection, Research, and Sanctuaries
Act of 1972, 16 U.S.C. 1431 et seq.; Coastal Zone Management
Act of 1972, 16 U.S.C. 1451 et seq.; Endangered Species Act
of 1973, 16 U.S.C. 1531 et seq.; Clean Water Act, 33 U.S.C.
1251 et seq.; National Environmental Policy Act, 42 U.S.C.
4321 et seq.; Submerged Lands Act, 43 U.S.C. 1301 et seq.;
Outer Continental Shelf Lands Act, 43 U.S.C. 1331 et seq.
See also 33 C.F.R. 320.3 (describing other related laws).

23

sense’ in combination,” United States v. Fausto, 484
U.S. 439, 453 (1987), and to implement its statu-
tory authority in a manner that takes account of
changed circumstances and its accumulated experi-
ence and expertise. See, e.g., American Hosp. Ass’n
v. NLRB, 111 S. Ct. 1539, 1546-1547 (1991); NLRB
v. Curtin Matheson Scientific, Inc., 110 S. Ct. 1542,
1549 (1990).

That is what the Secretary of the Army has at-
tempted to do here. See Zabel, 430 F.2d at 209. The
Secretary has appropriately chosen to codify by regu-
lation a process that conforms the agency’s exercise
of discretion to new legal requirements. That process
also takes into account evolving evidence and aware-
ness of matters affecting—and affected by—activities
in navigable waters. It thus ensures that the De-
partment’s issuance of a Section 10 permit is con-
sistent with the policies that Congress has set forth
in other laws and with the inherently evolutionary
nature of a regulatory program. Cf. Shepard v.
NLRB, 459 U.S. 344, 351 (1983).

Moreover, the Secretary of the Army has found
that the “public interest review” process is, in prac-
tice, an effective method for fulfilling its Section 10
responsibilities. It allows federal and state agencies,
as well as the general public, to raise important legal
and policy issues bearing on the issuance of a Section
10 permit. In this case, for example, the public
interest review revealed important considerations
bearing on the protection of fish and wildlife re-
sources, shoreline erosion, historic preservation, and
other matters, and it allowed the Secretary of the
Army to tailor his authorization of the proposed
project to meet those concerns. See J.S. 33a-37a. It
has served that salutary purpose in a host of other

24

projects in the course of the Secretary’s review of
thousands of permits annually. In short, the Secre-
tary’s public interest review is a useful, sensible and
lawful approach to issuance of Section 10 permits and
improves the overall regulatory effort.

B. The Secretary may refuse to issue a Section 10 permit
for a coastal structure based on the effects of the
structure on the location of the federal-state boundary

1. The Secretary of the Army’s public interest
review regulations expressly provide for consideration
of a wide variety of factors.’ This case arises from
the consideration of one particular factor—the effects
of the proposed construction on the “limits of the
territorial sea.” 33 C.F.R. 320.4(f). Since 1969,
the Secretary’s regulations have provided that Sec-
tion 10 permit applications for structures or work
affecting coastal waters will be reviewed specifically
to determine whether the coast line or base line might
be altered. 33 C.F.R. 320.4; see 33 C.F.R. 209.120
(d)(4) (1969). That consideration is a proper sub-
ject of the Secretary’s public interest review.

As the Secretary’s regulation recognizes, the loca-
tion of the coast line has great significance. The Con-
vention on the Territorial Sea and the Contiguous

5 See 33 C.F.R. 320.4(b) (wetlands); 33 C.F.R. 320.4(c)
(fish and wildlife) ; 33 C.F.R. 320.4(d) (water quality) ; 33
C.F.R. 320.4(e) (historic, cultura!, scenic, and recreational
values) ; 33 C.F.R. 320.4(g) (property ownership) ; 33 C.F.R.
320.4(h) (coastal zones); 33 C.F.R. 320.4(i) (marine sanc-
tuaries); 33 C.F.R. 320.4(j) (other federal, state, or local
requirements) ; 33 C.F.R. 320.4(k) (safety of impoundment
structures); 33 C.F.R. 320.4(/) (floodplain management) ;
33 C.F.R. 320.4(m) (water supply and conservation); 33
C.F.R. 320.4(n) (energy conservation and development) ; 33
C.F.R. 320.4(0) (navigation) ; 33 C.F.R. 320.4(p) (environ-
mental benefits) ; 33 C.F.R. 320.4(q) (economics) ; 33 C.F.R.
320.4(r) (mitigation).

25

Zone, ratified by the United States on April 12, 1961,
15 U.S.T. 1608, establishes international boundaries
by reference to the coast line (or base line).*° In
addition—and especially pertinent here—the Outer
Continental Shelf Lands Act and the Submerged
Lands Act provide that the offshore boundary for
purposes of federal and state interests shall be de-
termined by reference to the coast line. See pp. 4-
5, supra. This Court’s 1965 decision in California
II established that man-made additions to the coast
line, which are treated as part of the coast line for
the purposes of the Convention (Art. 8, 15 U.S.T. at
1609), should be treated as such for purposes of those
Acts. Thus, it is entirely appropriate for the Secre-
tary to consider the effect a coastal structure would
have on the location of the coast line as part of the
Section 10 public interest review.

Completely apart from any issue that might arise
with respect to foreign relations, see California 1,
332 U.S. at 29, such review is necessary to protect
an important federal interest—‘the outer continental
rights of the United States.” 33 C.F.R. 320.4(f).
Congress has expressly declared that “the outer Con-
tinental Shelf is a vital national resource reserve held
by the Federal Government for the public.” 43 U.S.C.
1332(3) (emphasis added). If the Secretary is for-
bidden from taking into account the effect that coastal
structures may have on the coast line, portions of
that “vital national resource reserve” would be trans-
ferred—without public comment or any formal gov-
ernmental consideration—from national to state
hands. That transfer would prejudice the rights of

® See also United Nations Convention on the Law of the Sea,
U.N. Doc. A/CONF.62/122 (1982). The United States has
not ratified that Convention, but has recognized that its base-
line provisions reflect customary international law.

26

the national citizenry, in violation of the express
policy of the Outer Continental Shelf Lands Act, in
favor of citizens of a single coastal State. Section 10
of the 1899 Act should not be construed to require a
result so at odds with its overriding purpose of pro-
tecting important national interests. Accordingly, the
Secretary of the Army, in consultation with the Solici-
tor of Interior and the Attorney General, may refuse
to issue a permit that would have such an effect. 33
C.F.R. 320.4(f).

2. The Secretary’s consideration of the effect of
a coastal structure on the coast line also conforms to
and implements this Court’s decision in California 11.
As we have explained, the Court agreed with the
Special Master in California II that coastal struc-
tures may be treated as part of the “coast line” for
purposes of the Submerged Lands Act. See 381 U.S.
at 176-177. See pp. 5-6, supra. A central element
of Court’s ratio decidendi was that

the United States, through its control over nav-
igable waters, had power to protect its interests
from encroachment by unwarranted artificial
structures, and that the effect of any future
changes could thus be the subject of agreement
between the parties.

381 U.S. at 176. The Special Master had specifically
observed that

it may be assumed that in the past the question
of the ownership of the lands, minerals and other
things underlying these artificial accretions has
not been taken into consideration by the United
States in passing judgment upon whether the ac-
eretions will be permitted; but it seems clear
that in the future that aspect of the matter can
be, and probably will be, taken into account.

27

California II, Report of the Special Master, at 46.
The Court agreed, stating:

Arguments based on the inequity to the United
States of allowing California to effect changes
in the boundary between federal and state sub-
merged lands by making future artificial
changes in the coastline are met, as the Special
Master pointed out, by the ability of the United
States to protect itself through its power over
navigable waters.

381 U.S. at 177. Thus, the Court effectively endorsed
the Special Master’s view that the United States could
protect the paramount national interests at stake by
revising its Section 10 permitting process, which is
the means by which the United States “pass[es] judg-
ment upon whether the accretions will be permitted.”
Report of the Special Master, at 46. See also United
States v. Louisiana, 394 U.S. at 40 n.48.

The Department of the Army promptly amended
its permitting process to implement the solution of-
fered by the California II decision. The Department
formally revised its Section 10 regulations in 1968
to require consideration of “the impact on the base
line from which to measure the width of the three-
mile belt of submerged land given to the States by
the Submerged Lands Act.” 33 Fed. Reg. 18,670,
18,671 (1968). Since that time, the Department has
further refined those regulations. See 39 Fed. Reg.
12,115 (1974). And since as early as 1970, it has
entered into numerous agreements, like the one in-
volved here, to resolve or pretermit questions regard-
ing the effect of a coastal structure on the location
of the coast line and the federal-state boundary. J.S.
7.’ There is no basis in Section 10 for the Court, at

*See Joint Lodging of the United States and the State of
Alaska (providing copies of various disclaimers).

28

this late date, to reject this established method for
ensuring protection of the United States’ vital na-
tional interests in the outer Continental Shelf, as part
of the Secretary’s broader public interest review.

C. The Secretary lawfully declined to issue a Section 10
permit in this case unless the State of Alaska executed
a disclaimer preserving the federal-state boundary

1. The Department of the Army properly exercised
its regulatory authority in this case. When the City
of Nome applied for a Section 10 permit, the Alaska
District of the Department of the Army’s Corps of
Engineers sought public comment in accordance with
33 C.F.R. 325.3. The Alaska Office of the Depart-
ment of the Interior’s Minerals Management Service
objected to the issuance of the permit on the ground
that it would affect the coast line and, consequently,
the United States’ offshore interests. The Corps
therefore consulted with the Solicitor of Interior in
accordance with 33 C.F.R. 320.4(f). J.S. 2, 20a-21a.
Such consultation is, of course, entirely permissible
and, in fact, desirable.

2. The Solicitor objected to Nome’s application for
a Section 10 permit based on a valid federal concern:

The proposed construction would move Alaska’s
coastline or baseline seaward of its present loca-
tion. Federal mineral leasing offshore Alaska
would be affected because the state-federal
boundary, as well as international boundaries,
are measured from the coastline or baseline.

J.S. 22a. As subsequent events have shown, the So-
licitor’s concerns were well founded. The Minerals
Management Service has determined that the affected
offshore acreage may contain valuable mineral de-
posits. J.S. 5, 6; 53 Fed. Reg. 8134 (1988); 56 Fed.
Reg. 28,656 (1991). The Solicitor correctly antici-

29

pated that Alaska might raise a claim to those lands
as a result of construction of the Nome port facility.
See J.S. 5-6, 52a-54a, 55a-61a.

3. The Solicitor recommended that “approval of
the permit application be conditioned upon Alaska
executing an agreement or a quit claim deed preserv-
ing the coastline and the state-federal boundary,”
noting that “[s]uch agreements have been encour-
aged by the Supreme Court, and have been entered
into by other states as well as Alaska.” J.S, 22a-23a.
The Solicitor was entitled, like any participant in
the Corps’ process, to make such a suggestion, and
the Corps was entitled to weigh his recommendation
in its permitting decision.

4. The Corps informed the City of Nome and the
State of Alaska of the Solicitor’s objection, and it
reasonably insisted, in light of the Solicitor’s recom-
mendation, that a permit would not be issued

until an agreement has been reached between the
Alaska Department of Natural Resources and
the City of Nome, and a waiver or quit claim
deed has been issued preserving the coastline and
the State-Federal boundary.

J.S. 24a. The Corps acted lawfully in insisting on
such a disclaimer. As we have explained, Section 10
of the Rivers and Harbors Appropriation Act of 1899
does not require the Secretary of the Army to issue
a permit for coastal construction that is inimical to
the public interest—including the United States’ in-
terest in the outer Continental Shelf. See pp. 15-28,
supra. If the Secretary of the Army can legitimately
prohibit the construction of the proposed port facili-
ties, he can certainly provide the City of Nome and
the State of Alaska with a less drastic “alternative
to that prohibition” that satisfies the government’s

30

regulatory objective. Nollan v. California Coastal
Comm'n, 483 U.S. 825, 836-837 (1987).

5. In this case, the State of Alaska elected to ex-
ecute a binding disclaimer stating that ‘“‘the state does
not, and will not, treat the Nome port development as
extending its coast line for purposes of the Sub-
merged Lands Act.” J.S. 30a. Alaska reserved, as
the sole condition to the disclaimer, its right to chal-
lenge the Secretary’s “legal authority to require such
a disclaimer before issuing a permit for a project
which might affect the coast line.” J.S. 30a-3la. As
we have shown, the Secretary of the Army has such
legal authority. The disclaimer is therefore valid,
and the United States is entitled to judgment as a

matter of law.
CONCLUSION

The motion for summary judgment in favor of the
United States should be granted.

Respectfully submitted.

KENNETH W. STARR
Solicitor General

BARRY H. HARTMAN
Acting Assistant Attorney General

EDWIN S. KNEEDLER
Assistant to the Solicitor General

JEFFREY P. MINEAR
Assistant to the Solicitor General

MICHAEL W. REED
Attorney

OCTOBER 1991

wy ov. S. GOVERNMENT PRINTING orrice;, 1991 312324 45123

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385013_0163%3A06. Public record. Not legal advice.
