# Appendix — Countyof Oneida v. Oneida Indian Nation of NY

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1985
- **Citation:** 470 U.S. 226

## Text

Oli ‘Supreme Court, U.
83-1068 ._ . ’ ts

No. ; DEC 28 1983

ALEX ANDES L. STEVAS,
-LERK

In the oo

Supreme Court of the United States.

OctToser Term, 1983.

THE COUNTY OF ONEIDA, NEW YORK anp
THE COUNTY OF MADISON, NEW YORK,
PETITIONERS,

v.

THE ONEIDA INDIAN NATION OF NEW YORK STATE,
A/k/A THE ONEIDA NATION OF New York, A/K/A THE ONEIDA
INDIANS OF New York; THE ONEIDA INDIAN NATION OF
WISCONSIN, a/k/a THE Onewwa TRIBE OF INDIANS OF
Wisconsin, Inc.; THE ONEIDA OF THE THAMES
BAND COUNCIL; anp THE STATE OF NEW YORK,
RESPONDENTS.

Appendix to Petition for Writ of Certiorari to the
United States Court of Appeals for the Second Circuit.

ALLAN VAN GESTEL,

Counsel of Record,
Jerrrey C. Bares,
F. Dennis Say_or, IV,
Goopwin, Procrer & Hoar,

28 State Street,

Boston, Massachusetts 02109.
(617) 523-5700

BATEMAN & SLADE, INC BOSTON , MASSACHUSETTS

Table of Contents.

Opinion of the Court of Appeals la
Trade and Intercourse Act of 1793 53a
Trade and Intercourse Act of 1796 59a
Title 25, United States Code, § 177 70a
Title 28, United States Code, § 2415(a), (b), (c), (g) 70a
Treaty of Canandaigua, November 11, 1794, 7 Stat. 44 73a
Treaty of September 15, 1795 76a
Treaty of June 1, 1798 8la

Treaty of June 4, 1802 83a

la
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT

+

Nos. 545, 546, 643—August Term, 1982
Argued: January 18, 1983 Decided: September 29, 1983
Docket Nos. 82-7436, 82-7486, 82-7526

=. -

THE ONEIDA INDIAN NATION OF NEw York StTaTE, a/k/a
THE ONEIDA INDIAN NATION OF NEw York, a/k/a THE
ONEIDA INDIANS OF NEW YORK; THE ONEIDA INDIAN
NATION OF WISCONSIN, a/k/a THE ONEIDA TRIBE OF
INDIANS OF WISCONSIN, INC.; and THE ONEIDA OF THE
THAMES BAND COUNCIL,

Plaintiffs-A ppellants-
Cross-A ppellees,

—against—

THE COUNTY OF ONEIDA, NEw York and
THE COUNTY OF MADISON, NEW York,

Defendants-Third Party Plaintiffs-
Appellees-Cross-Appellants,

—against—

STATE OF New York,

Third Party Defendant-Appellant.

7

2a

Before:

LUMBARD, MANSFIELD and MESKILL,
Circuit Judges.

—

Appeal from an order of the United States District for
the Northern District of New York, Edmund Port, J.,
holding the Counties of Oneida and Madison, New York
liable to the Oneida Indian Nation under the Trade and
Intercourse Act of 1793, awarding the Oneida Indian
nation $16,694 against the two Counties, and finding that
the State of New York suust indemnify the Counties for
all damages assessed against them.

Affirmed and remanded for a recalculation of dam-
ages.

Judge Meskill dissents in a separate opinion.

—>—

ARLINDA LOCKLEAR, Esq., Washington, D.C.
(Lawrence Aschenbrenner, Esq., Native
American Rights Fund, Washington,
D.C., Francis Skenandore, Esq., Oneida,
Wisconsin, Norman Dorsen, Esq., New
York, N.Y., of counsel), for Oneida In-
dian Nation of Wisconsin and Oneida of
the Thames Band.

BERTRAM E. Hirscu, Esq., Floral Park, N.Y.,
for Oneida Indian Nation of New York.

JEREMIAH JOCHNOWITZ, Assistant Solicitor
General, Albany, N.Y. (Robert Abrams,
‘

3a

Attorney General of the State of New
York, Peter H. Schiff, Acting Attorney in
Chief Appeals and Opinions, Albany,
N.Y., of counsel), for State of New York.

ALLAN van GESTEL, Esq., Boston, Massachu-
setts, (Jeffrey C. Bates, Esq., Laura L.
Carroll, Esq., Goodwin, Procter & Hoar,
Boston, Massachusetts, of counsel), for
County of Oneida, New York, and
County of Madison, New York.

ROBERT T. COULTER, EsQ., Washington, D.C.
(Curtis G. Berkey, Esq., Steven M.
Tullberg, Esq., Indian Law Resource
Center, Washington D.C., of counsel),
for Amicus Curiae The Houdenosaunee.

LUMBARD, Circuit Judge:

All three parties appeal from the judgment of the
Northern District of New York, Edmund J. Port, Judge.
The defendants, Counties of Oneida and Madison, New
York, appeal from Judge Port’s decision holding them
liable for wrongful possession of plaintiffs’ land. 434 F.
Supp. 527 (N.D.N.Y. 1977). Plaintiffs Oneida Indian
Nation of New York State, Oneida Indian Nation of
Wisconsin, and Oneida of the Thames Band Council
(collectively the “Oneidas”), as well as the Counties
appeal from Judge Port’s decision of October 5, 1981, on
damages. Finally, third party defendant State of New
York appeals from Judge Port’s ruling of May 5, 1982,
that it must indemnify the Counties for any damages

4a

assessed. We affirm each of Judge Port’s three rulings,
but remand for further proceedings on the calculation of
damages.

The three plaintiffs in this case are the descendants of
the Oneida Indian Nation which inhabited central New
York for many years until shortly after the Revolutionary
War. The Oneidas were part of the Six Nations or Iro-
quois, the most powerful tribe in the Northeast.' Their
land extended from the Pennsylvania border north to the
St. Lawrence River, from the shores of Lake Ontario to
the western foothills of the Adirondack Mountains.’
During the Revolutionary War, the Oneidas were active
allies of the colonists against the British. Their support
prevented the Iroquois from taking a unified stand
against the colonists—an important achievement for the
confederated states.

After the War, the United States rewarded the Oneidas
in the Treaty of Fort Stanwix, 7 Stat. 15 (October 22,
1784), by securing them “in the possession of the lands on
which they are settled.” Later, two additional treaties
further secured the Oneidas in the possession of their
land. See Treaty at Fort Harmar, 7 Stat. 33 (January 9,
1789); Treaty with Six Nations, 7 Stat. 44 (November 11,
1794). The settlers of the new nation, however, in their
constant fever to expand soon invaded the Indians’ terri-
tory. Thus, under increasing pressure from its white
residents, the State of New York in 1788 purported to

! The Iroquois were composed of six tribes: the Cayuga, Mohawk,
Oneida, Onondaga, Seneca, and Tuscarora.

2 Earlier in their history, before the influx of settlers, the Iroquois’
land “extended from the hills of New England to the Mississippi River
and from upper Canada into North Carolina.” F. Cohen, Handbook
of Federal Indian Law 417 (University of New Mexico Press reprint of
1942 ed.) (Federal Indian Law).

5a

purchase most of the Oneidas’ land—nearly five million
acres.’ The Oneidas retained about 300,000 acres near
Oneida Lake.

As the pressure of new settlements everywhere contin-
ued to increase, the Indians became restive. In recogni-
tion of the frequently inequitable land purchases and to
prevent Indian retaliation, the newly created federal gov-
ernment took an active role in protecting and securing the
Indians in the possession of their land. President Wash-
ington and his Secretary of War, Henry Knox, encouraged
Congress to enact legislation which recognized “that the
Indian tribes possess the right of the soil of all lands
within their limits, respectively, and that they are not be
divested thereof, but in consequence of fair and bonafide
purchases, made under the authority, or with the express
approbation, of the United States.” American State Pa-
pers, | Indian Affairs 53 (1834). Accordingly, Congress
passed the Trade and Intercourse Act of 1790, Ch. 33, 1
Stat. 137 (hereinafter “1790 Act”) which provided:

[t}hat no person shall be permitted to carry on any
trade or intercourse with the Indian tribes, without a

[federal] license . . . [and] [t]hat no sale of land
made by Indians. . . shall be valid to any person or
persons, or to any state. . . unless the same shall be

made and duly executed at some public treaty, held
under the authority of the United States.

Id, at 137-38.*

3 Much of this land is presently the subject of another lawsuit, see
Oneida Indian Nation of New York v. New York, No. 78-104
(N.D.N.Y. filed December 5, 1979).

4 Section four of the 1790 Act states in full:

And be it enacted and declared, That no sale of lands made by any
Indians, or any nation or tribe of Indians within the United States,

6a

The 1790 Act, however, was primarily declarative. It
provided few enforcement mechanisms for protecting
federal or tribal interest. Because it did little to stem the
increasing illegal occupation of Indian lands, Congress in
1793 enacted a second Trade and Intercourse Act that
added criminal penalties for illegally occupying Indian
lands and authorized the President to remove trespassers
from the land. Trade and Intercourse Act of 1793, Ch.
19, § 8, 1 Stat. 329, 330-31 (hereinafter “1793 Act”). The
1793 Act also provided that “informants” could enforce
the section imposing fines on violators and collect one-
half of the fine assessed.

Despite these statutory prohibitions, the State of New
York attempted in 1795 to obtain Indian lands without
the requisite federal approval. Throughout the ensuing
months, the federal authorities repeatedly urged New
York State Governor Clinton and his successor Governor
John Jay to seek and secure the appointment of federal
commissioners before the State negotiated any purchase
of Indian lands. See 434 F. Supp. at 534-35. Despite this,
the State sought an agreement with the Oneidas during
the summer of 1795, over the express remonstrance of the
federal authorities. See id. at 534. These negotiations led
to the sale on September 15, 1795, in Albany, in con-
travention of the 1793 Act, of approximately 100,000
acres of the Oneidas’ reservation. As the district court
noted, however, the circumstances surrounding the
Oneidas’ assent to the purchase were fraught with irregu-
larities. Jd. 535. First, the Oneidas virtually never signed
treaties outside their aboriginal land, yet the treaty was

shall be valid to any person or persons, or to any state, whether
having the right of pre-emption to such lands or not, unless the
same shall be made and duly executed at some public treaty, held
under the authority of the United States.

7a

signed in Albany outside their aboriginal land bounda-
ries. Second, normally the Oneidas’ treaties were agreed
to by unanimous consensus of the tribe; here, however,
powers of attorney were given to individuals, none of
whom were chiefs, to negotiate the transaction. Third,
the State purchased the land for approximately fifty cents
per acre. Within two years, the State in turn sold much of
the land to white settlers for about $3.53 per acre.

Social and economic forces, including poverty, famine,
alcoholism, and pressures on the Oneidas to move West
resulted in the alienation of virtually all of their remain-
ing New York acreage. Between 1795 and 1846, twenty-
five more treaties between the State and the Oneidas were
consummated, enabling the State to divest the Oneidas of
all but a few hundred acres. Only two of these treaties
(concerning land not here in question) were made with
federal supervision and approval.’ Furthermore, the State
passed a statute that divided up the tribal landholdings
and gave individual Indians a right to sell.

New York’s abuse of the Oneidas was not accomplished
without protest. Shortly after the 1784, 1787, and 1788
land purchases, the Oneidas contacted the federal govern-
ment in protest over what they perceived as improper,
deceitful, and overreaching conduct by the State. See
American State Papers, | Indian Affairs 139 (1834). Their
protest continued, especially between 1840 and 1875, and
between 1909 and 1965. See 434 F. Supp. at 536.

Finally, m 1970 the Oneidas brought suit in the
Northern District of New York claiming that the 1795

5 It has been estimated that the “State of New York acquired from the
Indians all the western one-half of that state by nearly 200 treaties not
participated in by the United States Government.” Federal Indian Law
at 420 n.24,

8a

cession of land violated the Nonintercourse Act, and that
the land was unconscionably purchased for an inadequate
price. The complaint sought damages for the fair rental
value of 871.92 acres which were part of the 1795 land
transfer, for the period from January 1, 1968 to Decem-
ber 31, 1969. The district court on November 4, 1971,
dismissed the complaint ruling that it asserted only a state
law claim. Our affirmance over one judge’s dissent, 464
F.2d 916, 918 (2d Cir. 1972), was unanimously reversed by
the Supreme Court which held:

Tribal rights [are] entitled to the protection of federal
law, and with respect to Indian title based on abori-
ginal possession, the ‘power of Congress . . . is
supreme.’
. * +

The rudimentary propositions that Indian title is a
matter of federal law and can be extinguished only
with federal consent apply in all of the States, includ-
ing the original 13.

414 U.S. 661, 669-70 (1974) (footnotes and citation omit-
ted).

On remand, Judge Port trifurcated the proceedings,
dividing the case into separate trials on the issues of
liability, damages, and indemnity. First, Judge Port held
that the State’s 1795 purchase violated the 1793 Act. He
later assessed the Counties $16,694 in damages plus in-
terest. In addition, Judge Port over the State’s principal
objection on eleventh amendment grounds held that the
State must indemnify the Counties for all damages as-
sessed.

9a
l.
LIABILITY

Plaintiffs claim two bases for a finding of liability in
this case: federal common law and the 1793 Noninter-
course Act.°®

(A) Federal commmon law.

The Counties assert that the Oneidas had no federal
common law rights at the time of the 1795 purchase, and
alternatively that whatever common law action there may
have been was preempted by the Trade and Intercourse
Act. We reject both contentions.

The interrelationship of the Indian nations and the
United States—including its constituent states—early in
the new nation’s history was recognized as involving
uniquely federal interests. The Constitution reflected this
concern by delegating to the federal government the
authority to “regulate Commerce with Foreign Nations,
and among the several states, and with the Indian Tribes.”
U.S. Const. art. I, § 8, cl. 3. This federal interest in
regulating Indian affairs was enunciated not only in
treaties, see, e.g., Treaty of Fort Stanwix, supra, and
statutes, see, e.g., Trade and Intercourse Act of 1790,
supra, but also in the recognition by the courts of the
availability of a federal common law action to vindicate
Indian land claims. The Supreme Court referred to this
proposition in Johnson v. M’Intosh, 21 U.S. (8 Wheat.)
543 (1823), one of its earliest cases involving the transfer
of Indian land. Although the case involved a title dispute

6 Judge Port found a violation of the Trade and Intercourse Act of
1793. In formulating a remedy, however, he looked to the common
law.

10a

between non-Indians, the Court subsequently interpreted
the case to stand for the general principle “that an action
in ejectment could be maintained on an Indian right to
occupancy and use. . . . This is the result of the deci-
sion in Johnson v. M’Intosh.” Marsh v. Brooks, 49 U.S.
(8 How.) 223, 232 (1850). Furthermore, the Court re-
peatedly has emphasized that this Indian right to occu-
pancy and use is a federal right. See, e.g., Oneida Indian
Nation v. County of Oneida, 414 U.S. 661, 667, 670
(1974) (it is a “rudimentary proposition” that after the
Constitution was “adopted, these tribal rights to Indian
lands became the exclusive province of the federal law.”);
see also Mohegan Tribe v. Connecticut, 638 F.2d 612, 626
(2d Cir.), cert. denied, 452 U.S. 968 (1981) (“the extin-
guishment of all Indian title was meant to be a matter of
federal concern”). In the prior appeal in this case, the
Supreme Court alluded to the existence of a common law
action on several occasions in mandating the exercise of
federal jurisdiction. “[{A] tribal right of occupancy, to be
protected, need not be ‘based upon a treaty, statute, or
other formal government action.’ . . . nevertheless [it is]
entitled to the protection of federal law . . . .” Oneida
Indian Nation, 414 U.S. at 669, quoting U.S. v. Santa Fe
Pacific R.R. Co., 314 U.S. 339, 347 (1941). “Absent
federal statutory guidance, the governing rule of decision
would be fashioned by the federal court in the mode of
the common law.” Jd. at 674. We conclude that the
Oneidas may assert a federal common law action to
recover damages for the Counties’ wrongful possession of
their land.

The Counties, however, argue that this federal common
law action was preempted by the enactment of the Trade
and Intercourse Act. They cite Milwaukee v. Illinois, 451
U.S. 304 (1981), in which the Supreme Court held that a

lla

subsequently enacted federal statute preempted the fed-
eral common law cause of action it previously had upheld
in J/linois v. Milwaukee, 406 U.S. 91 (1972). In Illinois v.
Milwaukee the Supreme Court recognized the existence of
a federal common law action for abatement of a public
nuisance in polluted interstate waters. Nine years later,
however, the Court found in Milwaukee v. Illinois that
such an action could no longer be maintained. In the
intervening years, Congress had passed the Federal Water
Pollution Control Act Amendments of 1972, Pub. L.
92-500, 86 Stat. 816 (hereinafter “FWPCA”). Under these
lengthy amendments and their appurtenant regulations, it
is illegal for anyone to discharge pollutants into American
waters without a permit. 33 U.S.C. §§ 1311, 1342. (1976
ed. & Supp. III). Moreover, the discharge permitted is
restricted to effluent limitations established by Environ-
mental Protection Agency regulations. The statute pro-
vided for dual enforcement both by the federal
government and by citizen suits. See id. §§ 1319 & 1365.
It specifies the relief that may be obtained, the ranges of
monetary penalties for various violations, and authorizes
imprisonment in certain cases. Jd. § 1319(c). Other as-
pects of the statute include grants for research, water
treatment works, and water pollution standards. See
generally id. §§ 1251 et seq. Under these circumstances
the Court concluded that “Congress ha[d] not left the
formulation of appropriate [pollution] standards to the
courts . . . but rather ha[d] occupied the field through
the establishment of a comprehensive regulatory program
supervised by an expert administrative agency.” Milwau-
kee v. Illinois, 451 U.S. at 317. Thus, when Congress
“speaks directly to a question,” Mobil Oil Corp. v.
Higginbotham, 436 U.S. 618, 625 (1978), that originally
“rested on federal common law, the need for such an

12a

unusual exercise of lawmaking by federal courts disap-
pears.” Milwaukee v. Illinois, 451 U.S. at 314.

This case is quite different. The Trade and Intercourse
Acts were not comprehensive statutes. They did not speak
directly to the question of the Indians’ ability to enforce
their possessory rights by an action in ejectment. Rather,
the Acts augmented the protection of Indian property
rights previously afforded by federal common law by
adding an additional statutory prohibition. This statute,
inter alia, voided all land transactions in which indians
were a party that were consummated without federal
approval. Furthermore, the 1793 Act both authorized the
intervention of the President and the federal government
on behalf of the Indians, and established criminal penal-
ties for violations of the Act.’ None of these statutory
provisions expressly subsumed the common law modes of
relief. There is no evidence to suggest that Congress
intended to deny common law remedies to the Indians. In
an analogous area involving congressional extinguishment

7 Section eight states in full:

And be it further enacted, That no purchase or grant of lands, or of
any title or claim thereto, from any Indians or nation or tribe of
Indians, within the bounds of the United States, shall be of any
validity in law or equity, unless the same be made bya treaty or
convention entered into pursuant to the constitution; and it shall be
a misdemeanor, in any person not employed under the authority of
the United States, in negotiating such treaty or convention, punish-
able by fine not exceeding one thousand dollars and imprisonment
not exceeding twelve months, directly or indirectly to treat with any
such Indians, nation or tribe of Indians, for the title or purchase of
any lands by them held, or claimed: Provided nevertheless, That it
shall be lawful for the agent or agents of any state, who may be
present at any treaty, held with Indians under the authority of the
United States, in the presence, and with the approbation of the
commissioner or commissioners of the United States, appointed to
hold the same, to propose to, and adjust with the Indians, the
compensation to be made for their claims to lands within such state,
which shall be extinguished by the treaty.

13a

of Indian land titles, the Supreme Court has stated that
evidence of such congressional intent should be “plain
and unambiguous,” and would “not be lightiy implied in
view of the avowed solicitude of the Federal Government
for the Welfare of its Indian wards.” U.S. v. Santa Fe
Pacific, 314 U.S. at 346, 354. Neither should we imply a
congressional intention to extinguish the Indians’ com-
mon law remedy for vindicating their property rights in
the absence of plain and unambiguous evidence of such a
desire. Accordingly, we hold that the district court had
jurisdiction to grant relief under federal common law.

(B) Trade and Intercourse Act.

Judge Port premised liability in large part on the
State’s violation of the 1793 Trade and Intercourse Act.
On appeal, the State apparently does not question Judge
Port’s holding that the Act was violated. The 1793 Act
explicitly required federal approval of a land purchase
such as the 1795 cession. No such federal approval was
obtained. The Counties, on the other hand, proffer five
arguments in seeking to avoid liability: first, that the
Trade and Intercourse Acts did not provide for a private
suit for the enforcement of their provisions; second, that
if such a suit could be maintained it abated upon expira-
tion of the 1793 Act; third, that the Oneidas’ claims are
barred by the statute of limitations; fourth, that the
claims are non-justiciable, and fifth, that the federal
government subsequently ratified the 1795 transaction.

Implied Cause of Action.

It is beyond dispute that the Nonintercourse Acts were
enacted for the protection of Indian tribes as benefi-
ciaries. However, “the focus of [our] inquiry is on

l4a

whether Congress intended to create a remedy,” Califor
nia v. Sierra Club, 451 U.S. 287, 297 (1981). In resolving
that question the Supreme Court has recently given us
guidance:

Our approach to the task of determining whether
Congress intended to authorize a private cause of
action has changed significantly, much as the quality
and quantity of federal legislation has undergone
significant change. When federal statutes were less
comprehensive, the Court applied a relatively simple
test to determine the availability of an implied
private remedy. If a statute was enacted for the
benefit of a special class, the judiciary normally
recognized a remedy for members of that class. Jexcs
& Pacific R. Co. v. Rigsby, 241 U.S. 33 (1916).
Under this approach, federal courts, following a
common-law tradition, regarded the denial of a rem-
edy as the exception rather than the rule.

* * * * .

In view of the absence of any dispute about the
proposition prior to the decision of Cort v. Ash in
1975, it is abundantly clear that an implied cause of
action under the CEA was a part of the ‘contem-
porary legal context’ in which Congress legislated in
1974. Cf. Cannon v. University of Chicago, 441
U.S., at 698-699.

Merrill Lynch, Pierce, Fenner & Smith v. Curran, 456
U.S. 353, 374-75, 381 (1982).

When, prior to Cort v. Ash, 422 U.S. 66 (1975), an
implied private remedy was part of the “contemporary
legal context” in which Congress legislated, Congress will
be deemed to have intended to preserve the remedy. /d.,

l5a

379-80; Blue Chip Stamps v. Manor Drug Stores, 421
U.S. 723, 730 (1975).

Application of these basic principles leads us to the
conclusion that in enacting the Nonintercourse Acts Con-
gress must have expected that they would be enforced by
private actions since they were clearly intended for the
benefit of the Indian tribes. The federal statutory struc-
ture was extremely simple and had not even approached
the complexity which led to the adoption of the Cort v.
Ash requirements. Indeed, the right to enforce the Acts
through private actions has been assumed by various
lower federal courts. See, e.g., Mashpee Tribe v. New
Seabury Corp., 427 F. Supp. 899, 903 (D. Mass. 1977);
Schaghticoke Tribe of Indians v. Kent School Corp., 423
F. Supp. 780, 784 (D. Conn. 1976); Narragansett Tribe of
Indians v. Southern Rhode Island Land Development
Corp., 418 F. Supp. 798, 805 & n.3 (D.R.I. 1976). Private
enforcement has also been favored because of the federal
government’s poor performance of its statutory obliga-
tion to protect the Indians.* The congressional directives
embodied in the Nonintercourse Acts frequently have
been disregarded by the executive branch. See, e.g.,
Narragansett Tribe, 418 F. Supp. at 806 & n.4. Thus, by
necessity, Indian tribes have been permitted to enforce the

s See, e.g., United States v. Ahtanum Irrigation District, 236 F.2d 321
(9h Cir. 1956), cert. denied 352 U.S. 988 (1957):

The numerous sanctimonious expressions to be found in the acts
of Congress, the statements of public officials, and the opinions of
courts respecting “the generous and protective spirit which the
United States properly feels towards its Indian wards,” Oklahoma
Tax Comm. v. United States, 319 U.S. $98, 607, 63 S. Ct. 1284,
1288 87 L.Ed. 1612, and the “ ‘high standards for fair dealing’
required of the United States in controlling Indian affairs,” United
States v. Alcea Band of Tillamooks, 329 U.S. 40, 47 67 S. Ct. 167,
170, 91 L.Ed. 29 are but demonstrations of a gross national
hypocrisy.

16a

Acts. In any event we believe that under conventional
Cort v. Ash analysis, the Indians have an implied private
cause of action to enforce the Nonintercourse Acts’
proscriptions.

Cort v. Ash, 422 U.S. 66 (1975), outlines four factors
to be used in determining whether Congress has intended
that individuals may bring private suits to enforce a
particular statute:

First, is the plaintiff “one of the class for whose
especial benefit the statute was enacted,”—that is,
does the statute create a federal right in favor of the
plaintiff? Second, is there any indication of legisla-
tive intent, explicit or implicit, either to create such a
rememdy or to deny one? Third, is it consistent with
the underlying purposes of the legislative scheme to
imply such a remedy for the plaintiff? And finally, is
the cause of action one traditionally relegated to
state law, in an area basically the concern of the
States, so that it would be inappropriate to infer a
cause of action based solely on federal law?

Id. at 78 (citations omitted) (emphasis in original). We
consider these four factors in that order.

(1) Beneficiaries.

The language and purpose of the 1793 Act are un-
equivocal in their purpose to protect the Indians. Section
1 provides that “no person shall be permitted to carry on
any trade or intercourse with the Indian Tribes without a
[federally granted] license . . . .” 1 Stat. at 329. Viola-
tors of the Act “shall forfeit all the merchandise offered
for sale to the Indians,” and they also may be imprisoned,
and fined up to $1,000. Jd. §§ 3 & 5, at 329-30. Further-
more, “no purchase or grant of lands . . . from any

17a

Indians [without federal approval] shall be of any validity
... Id. at § 8, at 330-31. The statute’s purpose was
“to prevent unfair, improvident or improper disposition
by Indians of land owned or possessed by them to other
parties. . . .” Federal Power Commission v. Tuscarora
Indian Nation, 362 U.S. 99, 119 (1960); see also Wilson v.
Omaha Indian Tribe, 442 U.S. 653, 664 (1979) (“a major
purpose of these acts as they developed was to protect the
rights of Indians to their property”).

(2) Legislative Intent.

The legislative history of the Nonintercourse Acts,
which is sparse and incomplete, furnishes no clear expres-
sion on the question of whether Congress intended to
create a private right of action for damages. Congres-
sional committee reports generally are unavailable, and
floor debates were seldom recorded. The absence of
legislative history is neither unusual nor fatal. ‘‘The
legislative history of a statute that does not expressly
create or deny a private remedy will typically be equally
silent or ambiguous on the question.’’ Cannon v. Univer-
sity of Chicago, 441 U.S. 677, 694 (1979). Nonetheless,
‘the failure of Congress expressly to consider a private
remedy is not inevitably inconsistent with an intent on its
part to make such a remedy available.’’ Transamerica
Mortgage Advisors, Inc. v. Lewis, 444 U.S. 11, 18 (1979).
““(Cjongressional intent can be inferred from the lan-
guage of the statute, the statutory structure,’’ Northwest
Airlines, Inc. v. Transport Workers, 451 U.S. 77, 94
(1981), ‘‘or in the circumstances of [the statute’s] enact-
ment.’’ Transamerica, 444 U.S. at 18. See also Cannon v.
University of Chicago, 441 U.S. at 698-99; California v.
Sierra Club, 451 U.S. 287, 296 n.7 (1981).

18a

The circumstances surrounding the enactment of the
1793 statute show that Congress intended to provide
maximum protection of Indian land—and that this pro-
tection included the power to commence a private action.”
The earlier 1790 Act in large part was due to the efforts of
President George Washington and his Secretary of War,
Henry Knox. Both men were ‘‘of high integrity and had
extensive experience in Indian affairs.’’ F. Prucha,
American Indian Policy in the Formative Years: The
Indian Trade and Intercourse Acts of 1790-1834 at 43-44
(1962) (hereinafter ‘‘American Indian Policy’’). President
Washington personally appeared before Congress and
warned that legislation was needed to bolster the faltering
relations with Indian Tribes. See Sen-Exec. Journal, \st.
Cong., Ist Sess. 20-24 (1789); 1 Annals of Congress 933
(1790)."° Secretary Knox urged that if it were ‘declared

by law. . . that the Indians possess the right to all their
territory which they have not fairly conveyed, and that
they should not be divested . . . [except by] treaties made
under the authority of the United States, the foundation

We reject the State’s initial contention that Indian tribes lacked
capacity to sue in federal court, and thus Congress could not have
intended to create a private cause of action on their behalf. Although
suits by tribes may have been rare the reasons for this were cultural,
not legal:

Except for the Cherokee, who had experienced some intermarriage
and infusion of Anglo-American legal concepts, the tribes were
ignorant of American legal processes and were still politically
organized in traditional fashions, making resort to American courts
virtually impossible.

Clinton & Hotopp, Judicial Enforcement of the Federal Restraints on
Alienation of Indian Land: The Origins of the Eastern Land Claims,
31 Me. L. Rev. 17, 46 (1979).

As Secretary Knox said in a letter to North Carolina Governor
Blount, quoted in American Indian Policy at 41: “The Indians have
consantly had their jealousies and hatreds excited by the attempts to
obtain their land.”

19a

of justice and peace would be laid.’’ American State
Papers, | Indian Affairs 53 (1834). The 1790 Act which
followed embodied these ‘‘principles of justice and mod-
eration, as [would] enforce the approbation of the dispas-
sionate and enlightened part of mankind . . . [and it
represented a policy of] conciliation of the Indians by
negotiation . . . liberality, express guarantees of protec-
tion. . . and developed trade.’’ Jd. at 41, 44.

Section 4 of the 1790 Act stated that ‘‘no sale of lands
made by any Indians . . . shall be valid. . . unless the
same shall be mace ... under the authority of the
United States.’’ 1 Stat. at 138. Section 4’s prohibition
against non-federally approved Indian land sales did not
carry with it any substantive penalties for its violation,''
nor were there any mechanisms for enforcing its prohibi-
tion. Nonetheless, Congress must have intended that
section 4 would be enforced by some party or institution.
See Transamerica, 444 U.S. at 18-19. In Transamerica,
the Supreme Court construed a securities’ statute that was
constructed similarly to the 1790 Act. Section 215 of the
Investment Advisors Act of 1940 states that all waivers of
compliance and ‘‘[e]very contract made in violation of
any provision of this subchapter ... shall be
void... .’’ 15 U.S.C. § 80b-15. Like section 4 of the:
1790 Act, 80b-15 simply declared that certain transactions
were void. It did not explicitly provide for enforcement.
Under these circumstances, the Supreme Court found
that Congress intended a private right of action to enforce
section 80b-15.

i Sections 2 and 3 which dealt with licensed traders, on the other
hand, expressly included enforcement by the United States and perhaps
by “informants” suits. See 1 Stat. at 138-39.

20a

By declaring certain contracts void, [section 80b-15]
by its terms necessarily contemplates that the issue of
voidness under its criteria may be litigated some-
where. At the very least Congress must have assumed
that [section 80b-15] could be raised defensively in
private litigation to preclude the enforcement of an
investment advisors contract. But the legal conse-
quences of voidness are typically not so limited. A
person with the power to avoid a contract ordinarily
may resort to a court to have the contract rescinded
and to obtain restitution of consideration paid.

* * *

For these reasons we conclude that when Congress
declared in [section 80b-15] that certain contracts
were void, it intended that the customary legal inci-
dents of voidness would follow.

Transamerica, 444 U.S. at 18, 19.

By analogy, if the State violated the 1790 Act, logically
the Indians would have had ‘‘the customary legal inci-
dent’”’ of a private right of action to enforce its strictures.
With no express enforcement provisions accompanying
section 4, a statutory interpretation that did not permit a
private right of action would render section 4 unenforce-
abie.

As the 1790 Act was set to expire in 1793, Congress
passed the Trade and Intercourse Act of 1793 in which
section 8 incorporated the original language of the 1790
Act which had voided all Indian land transactions nego-
tiated without federal approval. In addition, it provided
that violation of the section was a misdemeanor punish-
able by a fine and imprisonment.'? The statute also

12 Violation of the 1793 Act was punishable by a fine up to $1,000 and
imprisonment not to exceed twelve months. 1793 Act § 8, | Stat. at
330.

2la

authorized the executive branch, at the discretion of the
President, to remove violators from Indian land. Other
sections regulating trade with the Indians also were added
to the Act, with penalties for their violation."

These upgraded remedies were designed to correct the
perceived shortcomings of the 1790 statute. The 1790 Act
had failed to protect the Indians adequately from preda-
tory encroachment, trade, and land purchases. President
Washington had urged Congress in his 1791 annual ad-
dress to enact an ‘‘efficacious provision . . . inflicting
adequate penalties upon all those who, by violating [the
Indians’) rights, shall infringe the treaties and endanger
the peace of the Union.’’ ‘Third Annual Address, Presi-
dent George Washington,’ 1 Messages and Papers of the
President, 105 (Richardson, ed., 1896). He renewed his
plea in late 1792 stating, ‘‘I cannot dismiss the subject of
Indian affairs without again recommending to your con-
sideration the expediency of more adequate provision for
giving energy to the laws throughout our interior frontier

13 The significant additions tw the Trade and Intercourse Act included:
Section one prohibited trade with Indians without a federally granted
license. To obtain such a license, a licensee had to submit a $1,000
bond. Section two permitted the recall of the license, as well as
recourse to the bond for any breaches of conditions placed on the
licensee. The third section penalized unlicensed trading with Indians by
imposing forfeiture of the merchandise traded, and a fine and impris-
onment up to $100 and 30 days respectively. Crimes committed against
Indians on Indian land were to be treated as if committed on non-In-
dian land under section 4. Section § proscribed settlement on Indian
land with an attendant fine between $100 and $1,000 and imprison-
ment not to exceed twelve months for any violations of the section.
The President was also authorized to remove unlawful settiors. Section
6 required a special license “to purchase any horse of an Indian, or of
any white man in the Indian territory,” and provided that persons
purchasing horses without such a special license would forfeit both the
horse and a sum not more than one hundred dollars, nor less than
thirty dollars. One half of the forfeiture would be distributed to the
prosecuting “informant” and one-half would go to the federal govern-

ment.

22a

> Speech of President George Washington, 2d
Cong., 2d Sess., November 6, 1792, 1 American State
Papers: Indian Affairs, at 119. In response, Congress
enacted the more stringent 1793 statute, to increase the
law’s effectiveness through additional enforcement mech-
anisms. There is no suggestion that Congress intended to
subtract from the statutes’ remedies. Accordingly, we
agree with the district court that the private right of
action that existed under the 1790 Act remained intact in
the 1793 Act.

Our conclusion that Congress intended that private
parties would have a cause of action to enforce the 1793
Act is further supported by other evidence of congres-
sional intent. For example, in 1822 Congress amended the
Trade and Intercourse Act of 1802—which essentially
continued the 1793 Act’s land alienation provision—to
place the burden of proof on white persons in all cases in
which Indians were parties. 3 Stat. 683 (1822). This
pertained to ‘‘all trials about the right of property in
which Indians shall be party on one side, and white
persons on the other.”’ Jd. This provision only makes
sense if Congress had intended the Trade and Intercourse
Acts to authorize Indians to appear as plaintiffs to
enforce the Acts, as well as to be defendants.

Furthermore, the 1793 Act’s misdemeanor provison
only appears to apply to ‘‘negotiators’’ of Indian land
cession transactions. The State, rather than Counties,
thus would appear to be subject to the criminal penalties
of the statute. Cf. Rewis v. United States, 401 U.S. 808,
812 (1971) (‘‘ambiguity concerning the ambit of criminal
statutes should be resolved in favor of lenity.’’). Without
the availability of a private right of action against the
Counties the only remedy would be the executive’s discre-

23a

tionary removal of violators.'* Presidential authority to
remove intruders even when exercised, however, often
proved ineffectual. American Indian Policy at 158-66.
Thus, absent a right of action, the Oneidas would have a
right under a statute that was unenforceable. For all these
reasons, we conclude tha: Congress intended that Indian
litigants could bring private suits to enforce the 1793
Act’s prohibition of certain land cessions.'*

14

Cf. Poafpybitty v. Skelly Oil Co., 390 U.S. 365, 374 (1968):

[T]he general power of the United States to safeguard an allotment
affected the capacity of the Indian to protect that allotment.
Furthermore, the Bureau of Indian Affairs, which is the agency of
the Department of the Interior charged with fulfilling the trust
obligations of the United States, is faced “with an almost staggering
problem in attempting to discharge its trust obligations with respect
to thousands upon thousands of scattered Indian allotments. In
some cases, the adequate fulfillment of trust responsibilities on
these allotments would undoubtedly involve administrative costs
running many times the income value of the property.” H.R. Rep.
No. 2503, 82d Cong., 2d Sess., 23 (1952). Recognizing these
administrative burdens and realizing that Indian’s right to sue
should not depend on the good judgment or zeal of a government
attorney, the United States has indicated its support of petitioners’
position that Indians have a capacity to sue under the oil and gas
lease.

(footnote omitted).

The only remnants of legisiative history available indicate that
President Washington, who was the moving force behind the 1790 and
1793 Acts, thought that they permitted the Indians to bring private
causes of action. Cornplanter, Chief of the Seneca Indians, another
tribe of the Six Nations, had met with President Washington in
December 1790 to present their complaints about certain land trans-
actions entered into during the prior decade. American State Papers, |
Indian Affairs 139 (1834). Washington assured Cornplanter that at
least after 1790, “the case [was] entirely altered; .. . any treaty
formed and held without [the federal government's} authority [was]
not binding.” /d. Moreover, “[iJf . . . you have any just cause of
complaint against and can make satisfactory proof thereof, the federal
courts will be open to you for redress, as to all other persons.” Jd. This
speech was printed and communicated to Congress on January 11,
1792. Id. 142-43. Congress, therefore, was made aware of President
Washington’s perception of the reach of Indian law.

24a

(3) Statutory Purpose.

The purposes of the 1793 Trade and Intercourse Act
are best served by the implication of a private right of
action. ‘‘[A] major purpose of the Acts as they developed
was to protect the rights of Indians to their properties.’’
Wilson v. Omaha Indian Tribe, 442 U.S. 653, 664 (1979).
See also U.S. v. Southern Pacific Transportation Co..,
543 F.2d 676, 697 (9th Cir. 1976) (the statute was meant
oO “‘prevent the steady diminution of Indian territory

. unless . . . by public treaty.’’). The Supreme Court
has stated that it is ‘‘decidedly receptive’’ to the implica-
tion of a ‘‘private remedy [that] is necessary or at least
— to the accomplishment of the statutory purpose

.’ Cannon v. University of Chicago, 441 U.S. at
703. _ private right of action is necessary in view of the
virtually complete failure of other statutory remedies to
provide the Indians with any real protection. See United
States v. Ahtanum Irrigation District, 236 F.2d 321 (9th
Cir. 1956), cert. denied, 352 U.S. 988 (1957); American
Indian Policy at 147, 158-66.

(4) Federal or State Concern.

As stated above the Indians have a federal common law
possessory cause of action. Moreover, it is well settled
that laws affecting the Indians are principally the prov-
ince of federal, not state law. See, e.g., Oneida Indian
Nation, 414 U.S. at 669; Hughes v. Washington, 389 U.S.
290, 292-93 (1967); Board of Commissioners v. United
States, 308 U.S. 343, 350-51 (1939); Worcester v. Geor-
gia, 31 U.S. (6 Pet.) 515 (1832).

Thus, all four prongs of the Cort v. Ash test have been
met. Accordingly, we hold that the Oneidas had a private

25a

right of action to enforce the Trade and Intercourse Act
of 1793. We now turn to defendant’s other arguments.

Abatement of the Cause of Action.

The Counties argue that even if the Oneidas could have
brought suit under the 1793 Act, that cause of action has
since abated. The 1793 Act expired after ‘‘two years, and
from thence to the end of the then next session of
Congress. . .”’ | Stat. at 332. Appellants assert, quoting
The General Pinkney, 9 U.S. 5 (Cranch) 281, 283 (1809),
that after the termination of the 1793 Act, ‘‘no penalty
can be enforced, nor punishment inflicted, for violations
of the law committed while it was in force unless some
special provision be made for that purpose by statute.’’
We disagree. The pertinent provision of the 1793 Act
remains operative. 25 U.S.C. § 177 (1983) states that

“‘[nJo purchase ... of lands ... from any Indian
nation or tribe of Indians shall be of any validity .. .
unless same be made by treaty . . . under the authority

of the United States.’’ Under these circumstances, ‘‘the
better and prevailing rule is that so much of the origina!
as is repeated in the later statute without substantial
change is affirmed and continued in force without inter-
ruption.’’ Great Northern Ry. Co. v. United States, 155
F. 945, 948 (8th Cir. 1907). Abatement is inapplicable
according to this proposition because the underlying ra-
tionale of abatement is inapposite. Abatement **fiJmputes
to Congress an intention to avoid inflicting punishment at
a time when it would no longer further any legislative
purpose. . . .’” Hamm v. City of Rock Hill, 379 U.S.
306, 313 (1964). Because the 1793 statute remains essen-
tially in force in 25 U.S.C. § 177, the continued invalidity
of the illegal transactions would ‘“‘further a legislative
purpose,’’ namely, protection of Indian land title.

2fa
Miscellaneous Objections to Liability.

Appellants raise three other arguments against liability:
the statute of limitations, non-justiciability, and subse-
quent federal ratification of the 1795 transaction.

(1) Statute of Limitations.

Appellants claim that this suit, instituted 175 years
after the cause of action accrued is time-barred. We
disagree. State statutes of limitation are inapplicable. As
we recently emphasized, in cases involving Indian land
claims “[d]jefenses based upon state adverse possession
laws and state statutes of limitation have been consis-
tently rejected.” Mohegan Tribe v. State of Connecticut,
638 F.2d at 614-15 & n.3. Moreover, state statutes of
limitation are not borrowed “if their application would be
inconsistent with the underlying policies of the federal
statute.” Occidental Life Ins. Co. v. EEOC, 432 U.S.
355, 367 (1977). Applying New York’s statute would
permit a violation of the 1793 Act to go unremedied, and
thus would be patently inconsistent with the Trade and
Intercourse Acts. In addition, we have recently rejected
the assertion that such actions are time-barred noting that
“[ijt is clearly established that a suit by the United States
as trustee on behalf of an Indian tribe is not subject to
state delay-based defenses. It would be anomalous to
allow the trustee to sue under more favorable conditions
that those afforded the tribes themselves.” Oneida Indian
Nation of New York v. New York, 691 F.2d 1070, 1083-84
(2d Cir. 1982) (citation omitted).

Suits brought by the United States on behalf of Indian
tribes are governed by the special statute of limitations set
forth in 28 U.S.C. § 2415 which provides some guidance
in the present situation. Under section 2415(c) there is no

27a

time limitation if the action is to “establish the title to, or
right of possession of, real or personal property.” Section
2415(a) provides that actions in contract seeking money
damages that accrued prior to July 1966 are timely if filed
prior to December 31, 1982. Thus, had the United States
brought the instant suit in 1970 instead of the Oneidas, it
would not have been time-barred. We conclude that “at
the very least, suits by tribes should be held timely if such
suits would have been timely if brought by the United
States.” Jd. at 1084

(2) Justiciability.

Appellants advance several reasons in support of their
assertion that the Oneidas’ claims present non-justiciable
political questions:

(1) determination of the lawfulness of and remedy
for the Counties’ occupancy has been committed
to the President;

(2) determination of the Plaintiffs’ claim entails a
choice among contenders for the right to govern
the area covered by the 1795 conveyance;

(3) determination of the Plaintiffs’ claim entails the
allocation of tribal property, which is committed
to Congress;

(4) determination of these questions by a federal
court entails the risk of multifarious pronounce-
ments on the foregoing questions by the different
branches of the federal government.

Our holding that the Oneidas have a federal common
law cause of action and an action to enforce the 1793
Trade and Intercourse Act negates defendants’ argument

28a

that the exclusive remedy against illegal occupiers is
committed to the President. Accord, e.g., Washington v.
Washington State Commercial Passenger Fishing Vessel
Ass’n, 443 U.S. 658 (1979); Moe v. Confederated Salish
& Kootenai Tribes, 425 U.S. 463 (1976); Oneida Indian
Nation of New York v. County of Oneida, 414 U.S. 661
(1974); Joint Tribal Council of the Passamaquoddy Tribe
v. Morton, 528 F.2d 370 (ist Cir. 1975); Fort Mojave
Tribe v. Lafollette, 478 F.2d 1016 (9th Cir. 1973);
Mashpee Tribe v. New Seabury Corp., 427 F. Supp. 899
(D. Mass, 1977); Schaghticoke v. Kent School Corp., 423
F. Supp. 780 (D. Conn. 1976); Narragansett Tribe v.
Southern Rhode Island Land Development Corp., 418 F.
Supp. 798 (D. R.I. 1976).

The Counties’ next two propositions also must be
rejected. They assert that the effect of the district court’s
decision is to transfer the sovereignty of over 100,000
acres of New York State land “to at least three tribal
factions who are, and who have been for years, feuding
over which is the proper government tribe.” This, they
assert, is an issue “on which the district court must defer
‘to the political departments.’” Jd., quoting, Baker v.
Carr, 369 U.S. 186, 215 (1962).

The district court found that the three plaintiffs were
the direct descendants of the Oneida Indian Nation that
inhabited the land in question in 1795. 434 F. Supp. at
532. Judge Port based this decision on expert testimony,
implicit United States’ verification stemming from an-
nuity payments, and recognition by the Bureau of Indian
Affairs. Jd. at 532-33. Appellants have given us no reason
to disturb this finding. Hence, there is no need to intrude
on internal tribal governance; moreover, the appropriate
allocation of damages amongst the plaintiffs is not a

29a

question that is presently before us on appeal.’ Further-
more, as we observed in Oneida Indian Nation v. New
York, “[t)o our knowledge no Indian land claim has ever
been dismissed on non-justiciability grounds.” 691 F.2d at
1081.

Finally, the Counties assert that our holding wil! have
catastrophic ramifications. We rejected this argument in
Oneida Indian Nation v. New York, in which we stated
“we know of no principle of law that would relate the
availability of judicial relief inversely to the gravity of the
wrong sought to be addressed.” Jd. at 1083; see generally
id.

(3) Subsequent Federal Ratification.

The Counties assert as a third defense to liability that
the United States subsequently ratified the 1795 trans-
action in two federally approved treaties between the
Oneidas and the State. The Treaty of June 1, 1798,
describes the 1795 transaction as a “purchase.” It also
provides in relevant part:

The said [Oneida] Indians do cede, release, and
quitclaim to the people of the State of New York,
forever, all the lands within their reservation, to the
westward and southwestward of a line from the
northeastern corner of the lot No. 54, in the /ast
purchase from them running northerly to a button
wood tree, . . . standing on the bank of the Oneida
lake[.]

Treaty of 1798 (emphasis added). The “last purchase”
referred to in this treaty, the parties agree, was the 1795

16 See 434 F. Supp. at 538 n.20 (“Since this phase of the trial is solely to
determine liability, the rights of the individual plaintiffs to share in a
recovery can be left for another day.”).

30a

transaction. The federally approved Treaty of June 4,
1802 also mentions lands “heretofore ceded . . . to the
State of New York,” ostensibly a reference to the 1795
purchase. In addition, both treaties refer to lots 54 and 59
which were part of the 1795 transaction.

We agree with the district court which cited United
States v. Santa Fe Pacific in its holding that the reference
in these treaties were not a “plain and unambiguous”
ratification of the 1795 transaction. In United States v.
Santa Fe Pacific, the Supreme Court refused to find that
an ambiguous congressional pronouncement had acted to
extinguish Indian land title. In so doing, the Court stated
that “‘fuJnquestionably it has been the policy of the
federal government from the beginning to respect the
Indian right of occupancy, which could only be interfered
with or determined by the United States.’ ” 314 U.S. at
345, quoting Cramer v. United States, 261 U.S. 219, 227
(1923). Extinguishment of the Indians’ title could not be
“lightly implied” because “[c]ertainly, it would take plain
and unambiguous action to deprive the Walapais [Indian
tribe] of the benefits of that policy.” Jd. at 346, 354.

In arguing that the “plain and unambiguous” standard
is inapplicable, the Counties attempt to distinguish the
claimed ratification herein from the extinguishment of
Indian title involved in United States v. Santa Fe Pacific.
The distinction, however, is a meaningless one. Ratifica-
tion also would serve to extinguish the Oneidas’ title. We
find the Counties’ argument wanting for a second reason.
Even under the standard propounded by the Counties it
cannot be said that isolated references to land boundaries
in the 1798 or 1802 treaties, which are little more than
“metes and bounds” descriptions, are sufficient to consti-
tute ratification of the 1795 transaction. Moreover,
neither treaty makes any reference to the validity of the

3la

underlying 1795 “purchase.” There is no evidence that the
federal authorities were then aware of any claim of
illegality of the prior land sale.

II.
DAMAGES

After a separate trial on the issue of damages, Judge
Port on October 5, 1981 awarded the Oneidas $9,060 plus
interest against Madison County, and $7,634 plus interest
against Oneida County for their unlawful use and occu-
pation of the Oneidas’ land for the years 1968 and 1969."
Judge Port arrived at these amounts by calculating the
fair rental value of the land as unimproved for the years
1968 and 1969. Against those amounts he allowed the
Counties a set-off for improvements because they occu-
pied the land in good faith, and without knowledge of the
unlawfulness of their continued occupation.

The appellants raise three issues regarding Judge Port’s
decision. The first is whether the Counties as allegedly
good faith occupiers of the Oneidas’ land can be held
liable in damages. The second issue concerns the district
court’s ruling that the Counties could set-off against the
damages assessed the amount of improvements they made
on the land. And the third question is whether the law of
eminent domain is relevant to the calculation of damages.

7 As we noted earlier, see supra note 6, the district court found a
violation of the 1793 Trade and Intercourse Act, but appeared to resort
to the common law in formulating a damage remedy. We understand
the district court to have examined the common law only to assist it in
formulating a statutory damage remedy.

32a
A. Availability of a Damage Remedy.

The Counties claim first that they did not violate the
1793 Trade and Intercourse Act, and second that if they
did, the Act explicitly provides the exclusive remedies for
its violation. They note that it was the state that violated
the 1793 Act in 1795 and not the Counties,"* which were
subsequent occupiers of the land." Even bad faith occu-
pation would not violate the Act, the Counties assert,
because section 8 regulates the disposition, not the occu-
pation of Indian land. The Counties also contend that, in
any event, they are good faith occupiers, and that the
1793 Act was not intended to assess damages against
those holding land in good faith.

The Counties, however, do not question Judge Port’s
holding that the 1795 transfer of Indian land was void.”
In effect the Counties have asked us to find that their
good faith occupation of Oneida land can act as a
subsequent validation of the 1795 transaction. To accept
the Counties’ argument, however, would render the Trade
and Intercourse Acts wholly ineffective.”

18 Oneida County was established in 1798 and Madison County in
1806. J. Lomenzo, Manual for the Use of the Legislature of the State
of New York 310 (1938 ed.).

19 The district court was not able to ascertain when the Counties began
their occupation of the Oneidas land, determining only that it was
sometime in the !800’s.

20 Moreover, Judge Port’s determination was amply supported. See 434
F. Supp. at 537-40

21 When Congress intended a provision in the same statute to contain
an intent or good faith element it simply did so expressly. See § 6, |
Stat. at 330 (“every person, who shail purchase a horse, knowing him
to be brought out of Indian territory, by any person or persons not
licensed, as above, to purchase the same shall forfeit the value of such
horse.”).

33a

As we previously stated, the Oneidas are entitled to
enforce the Nonintercourse Act’s voiding of the 1795
purchase. This is what the Oneidas’ lawsuit seeks to do.
Their suit closely corresponds to the common law action
for ejectment in which a plaintiff need only establish his
right to possession. See New York v. White, 528 F.2d 336,
338 (2d Cir. 1975); see also Taylor v. Anderson, 234 U.S.
74 (1914). The Oneidas’ claim is based on their present
right of possession, see Oneida Indian Nation, 414 U.S.
at 666, and the Counties’ liability is premised on their
continued occupancy of Oneida land in violation of the
Act. Under the common law the good or bad faith of the
occupant is irrelevant to his liability. See, e.g., Green v.
Biddle, 21 U.S. (8 Wheat.) 1, 80-81 (1823); Miceli v.
Riley, 436 N.Y.S.2d 72, 74-75, 79 A.D.2d 165 (1981). The
Counties’ occupation, regardless of their good or bad
faith, of Indian land obtained in a transaction that
violated the 1793 Act renders them liable.

The Counties also contend, however, that if their pos-
session does violate the Act, the only remedies for their
violation are expressly set out in the statute. See supra
note 10. It follows from our conclusion that the Oneidas
have a private cause of action that Congress intended the
concomitant damage remedy that flows with it to be
available; it is a “customary legal incident” of the private
action. See Transamerica, 444 U.S. at 19. The Counties’
conclusory statement that the statute provides the exclu-
sive remedies for its violation, without citation to any
legislative history, ignores the Supreme Court’s repeated
admonitions: “The creation of one explicit mode of
enforcement is not dispositive of congressional intent
with respect ot other complementary remedies.” Califor-
nia v. Sierra Club, 451 U.S. at 295 n.6, citing Trans-
america, 444 U.S. at 29 n.6 (White, J., dissenting); Cort

34a

v. Ash, 422 U.S. at 82-83 n.14. Accordingly, we agree
with Judge Port that the Counties are responsible for the
continuing violation of the 1793 Act and are liable in
damages for that violation.

B. Improvements’ Set-Off.

Since the Counties assumed possession of the Oneidas’
land they have erected or completed several improve-
ments on the land. They asserted, and the district court
held, that the Counties were entitled to a set-off of the
value of these improvements against the Oneidas’ fair
rental value damages. The improvements on the 871.92
total acres were: 809 acres used as highways; the 47.22
acre Champlain Battleground Park; a 2.07 acre parcel
used as a fire department radio tower and a 13.13 acre
gravel bed. To arrive at the rental value less improve-
ments the court simply calculated the fair rental vaiue of
the land as unimproved.

Neither party appears to question Judge Port’s fair
rental value method of calculating damages.” Thus, the
only dispute is whether the district court could set-off the
value of improvements against the fair rental value dam-
ages. The court applied the common law rule that a
good-faith occupier of land is entitled to a set-off for
improvements. See Green v. Biddle, 21 U.S. (8 Wheat.) at
59: see also Miceli v. Riley, 436 N.Y.S.2d at 74; Berney v.
Brodie, 272 N.Y.S.2d 881, 26 A.D.2d 679 (1966); 42
C.J.S. Improvements § 7 at 432 (1944). The Oneidas
argue first that the common law rule should not be
applied because it would frustrate the purposes of the
1793 Act by rewarding trespassers and encouraging un-

22 See Utah Power & Light Co. v. United States, 243 U.S. 389, 41!
(1917); New Orleans v. Gaines, 82 U.S. (15 Wall.) 624 (1872).

35a

lawful alienations and occupations. We disagree. Presum-
ably, the common law rule is based on the premise that to
require forfeiture by the good-faith occupier of the value
of its improvements would work an injustice and provide
little in the way of added deterrence. A contrary rule
would not discourage good faith trespassers from their
illegal occupation because it is based on a mistaken,
though still wrongful, belief of ownership. We are not
prepared to require the good faith non-active wrongdoer,
here a political subdivision, to forego the value of im-
provements it made in the absence of any policy benefits.
If good faith occupiers were not credited with the value of
their improvements, this would lead to the anomalous
result that they usually would suffer higher damages than
bad faith occupiers because good-faith occupants are
more likely to make improvements.

The Oneidas next question the district court’s finding
that the Counties held the land in good faith. We find this
issue more troublesome. The burden of proving good
faith, rests on the Counties. See, e.g., United States v.
Wilson, 523 F. Supp. 874, 900-901 (N.D. lowa 1981);
Deakyne v. Lewes Anglers, Inc., 205 F. Supp. 415 (D.
Del. 1962); Church of God Prophecy v. Ferris, 244
N.Y.S.2d 279, 281, 19 A.D.2d 934 (1963). The record
does not show, however, whether the district judge placed
the burden of proof on the Counties or on the Oneidas.
Judge Port’s opinion merely states that “there is no
evidence to connect the defendants, these two Counties,
with [the State’s] act of bad faith; nor is there any other
evidence indicating that they were bad-faith occupiers of
the land in 1968 or 1969... .” At trial, however, the
Counties only profferred evidence that they had been
acting in good faith since 1970. Inasmuch as the Counties
had possession of the Oneidas’ land since sometime in the

36a

1800’s, it is not enough that they established good faith
since 1970. On the basis of the present record, however,
we are not prepared to overturn Judge Port’s determina-
tion that the Counties had acted in good faith. We leave
clarification of the issue of good faith to the district court
on remand.

C. Computing Damages at 90% of the Fair Rental Value.

The Oneidas’ last argument is that the lower court
erred in calculating at less than 100% of the fair rental
value certain lands through which highways presently
run. Judge Port stated in his opinion:

That plaintiffs were entitled to possession the same
as any landowner is before an eminent domain and
he was deprived of that possession by the conduct of
the defendant so that the damages sustained by both
plaintiffs can be viewed as substantially the same
and, generally speaking, the rules of eminent domain
could be applied here and do justice to the parties.

Judge Port then analogized the Oneidas’ claim to a
request for “just compensation” for a road easement
condemnation, and calculated the fair rental of 90% of
the value of the property. We cannot agree that such a
discount is appropriate. It treats the Counties’ occupation
as if it were a lawfully obtained easement. We see no
reason why there should be any diminution of the dam-
ages even if the uses were for a public purpose. Accord-
ingly, on remand the district court should calculate
damages without any discount.

37a
Ill.
INDEMNIFICATION

The Counties filed third-party complaints against the
State seeking indemnification of any damages assessed
against them for their possession of the Oneidas’ land.
The State moved to dismiss the complaints, and the
Counties cross-moved for summary judgment. Judge
Port granted the Counties’ motion over the State’s objec-
tions that the court lacked subject matter jurisdiction,
that the complaint failed to state a cause of action, and
that the State’s eleventh amendment immunity to suit
barred the action.

A. Subject Matter Jurisdiction

The State maintains that the district court erred in
holding that it had ancillary jurisdiction over the indem-
nity action, contending that the indemnity suit does not
arise out of the same core of operative facts as the
Oneidas’ claim against the Counties. Any indemnity
liability, the State argues, would stem from the State’s
disposition of the land to the Counties, and not from its
acquisition of the land in violation of the Trade and
Intercourse Act. We disagree. In order to establish their
right to indemnity the Counties must show that they are
compelled to pay monetary damages as a result of the
State’s wrongful conduct—here, New York’s violation of
the 1793 Act. See Great American Ins. Co. v. United
States, 575 F.2d 1031, 1035 (2d Cir. 1978); Tokio Marine
& Fire Ins. Co. v. McDonneil Douglas Corp., 465 F.
Supp. 790 (S.D.N.Y. 1978); Taft v. Shaffer Trucking,
Inc., 383 N.Y.S.2d 744, 52 A.D.2d 255 (1976). The
Counties’ indemnity claim, therefore, is based largely on

38a

the same facts that established the Counties’ liability. The
Oneidas alleged and proved that the State had violated
the 1793 Trade and Intercourse Act. Plaintiffs es-
tablished, moreover, that the Counties were wrongfully
occupying this land that had devolved from the State to
the Counties: These same facts also establish the legal and
equitable basis for the Counties’ indemnity action. See
supra section (II) (A). When the action for indemnifica-
tion arises out of the same core of facts, the court’s
jurisdiction is “ancillary to its jurisdiction over the main
action,” United States v. Farr & Co., 342 F.2d 383, 384
n.1 (2d Cir. 1965), and no independent basis for jurisdic-
tion is necessary. See Fed. R. Civ. P. 14(a); Agrashell, Inc.
y. Bernard Sirotta Co. 344 F.2d 583, 585 (2d Cir. 1965;
Dery v. Wyer, 265 F.2d 804, 807 (2d Cir. 1959); Ayer v.
General Dynamics Corp., 82 F.R.D. 115, 121 (S.D.N.Y.
1979); 3 J. Moore, Moore’s Federal Practice § 14.26, at
14-108 & n.6 (1982).

B. Failure to State a Cause of Action.

We find no merit in the State’s assertion that there is no
cause of action for indemnity. “It is nothing short of
simple fairness to recognize that ‘[a] person who, in
whole or in part, has discharged a duty which is owed by
him but which as between himself and another should
have been discharged by the other, is entitled to indem-
nity.’ Restatement, Restitution, § 76.” McDermott v. City
of New York, 50 N.Y.2d 211, 406 N.E.2d 260, 428
N.Y.S.2d 643, 646 (1980). Therefore, when “payment by
one person is compelled, which another should have
made . . . a contract to reimburse or indemnify is im-
plied by law.” Brown v. Rosenbaum, 287 N.Y. 510,
518-19, 41 N.E.2d 77 (1942); see also Dunn v. Uvalde

39a

Asphalt Paving Co., 175 N.Y. 214, 217-18, 67 N.E. 439
(1903); Oceanic S.N. Co. v. Compania Transatlantica
Espanola, 134 N.Y. 461, 465-68, 31 N.E. 987 (1892); City
of Brooklyn v. Brooklyn City R.R. Co., 47 N.Y. 475,
486-87 (1872); Leflar, Contribution and Indemnity Be-
tween Tortfeasors, 81 U. of Pa. L. Rev. 130, 147 (1932);
Meriam & Thornton, /ndemnity Between Tortfeasors: An
Evolving Doctrine in the New York Court of Appeals, 25
N.Y.U.L. Rev. 845 (1950).

C. Eleventh Amendment Immunity.

The State argues that the eleventh amendment is a bar
to the Counties’ claim against it. The amendment
provides:

The judicial power of the United States shall not
be construed to extend to any suit in law or equity,
commenced or prosecuted against one of the United
States by Citizens of another State, or by Citizens or
Subjects of any Foreign State.

We agree with tne district court that the eleventh
amendment is not a bar to action against the State of New
York. The State’s acquisition of the Oneidas’ land was in
subordination to the power of Congress to legislate re-
garding Indian lands, pursuant to Article 1, Section 8 of
the Constitution.” The 1790 and 1793 Acts of Congress
placed New York on notice that Congress had exercised
its power to regulate commerce with the Indians.” Thus,

23 “By empowering Congress to regulate commerce, then, the States
necessarily surrendered any portion of their sovereignty that would
stand in the way of such regulation.” Parden, 377 U.S. at 192.

24 Section 8 of the 1793 Act prohibited purchases of Indian lands not
negotiated “under the authority of the United States.” See supra note

40a

anything New York thereafter did with respect to Indian
lands carried with it a waiver of the State’s eleventh
amendment immunity. See Edelman v. Jordan, 415 U.S.
651, 672 (1974); Employees v. Missouri Public Health &
Welfare Dept., 411 U.S. 279, 283-84 (1973).”

In Parden v. Terminal Ry. Co., 377 U.S. 184 (1964), the
state of Alabama owned and operated a railroad in
interstate commerce. Alabama had commenced its rail-
road operation twenty years after the enactment of the
Federal Employers Liability Act, 45 U.S.C. §§ 51-60
(“FELA”). This Act permitted a railroad employee to sue
his or her employer for personal injuries sustained in the
course of employment. The Court found that Congress
had conditioned operation of a railroad on acceptance of
potential FELA liability and any damage suits arising
therefrom; by starting the railroad after the FELA had
been enacted, Alabama had constructively consented to a
waiver of its immunity. 377 U.S. at 192; see also County
of Monroe v. State of Florida, 678 F.2d 1124, 1133 (2d
Cir. 1982), cert. denied, 103 S. Ct. 762 (1983). The
importance of the chronology in Parden became readily
apparent after the Supreme Court’s subsequent decisions
in Edelman and Employees. Unlike Parden, “{i)n neither
of those cases did the state have sufficient notice that it
would be liable for damages if it participated in the

7. Similarly, section 4 of the 1790 Act stated “it}hat no sale of lands
made by Indians. . . shall be valid to any person or persons, or to any
a

25 The Supreme Court has not stated the necessity of proving state
waiver of immunity in the fourteenth amendment context. See, @.2.,
Fitzpatrick v. Bitzer, 427 U.S. at 456. By ratifying the fourteenth
amendment after the eleventh amendment, the states can be said to
have waived their immunity in all cases in which Congress exercises its
enforcement power under section 5 of the fourteenth amendment.

4la

federal programs.” County of Monroe, 678 F.2d at 1134.
In Employees, Missouri had been operating hospitals long
before the 1966 amendment extended the coverage of the
FELA to state employees. In Edelman, similarly, Illinois
was faced with a federal statute that appeared to impose
only the sanction of future funding curtailment, and not a
damage suit for benefits wrongfully withheld. Neither
Illinois nor Missouri thus had “sufficient notice that it
would be liable for damages if it participated in the
federal programs.” /d. As a result, neither state had a
“real option to discontinue its participation in the activi-
ties subject to federal regulation and forego the accom-
panying benefits.” /bid. The choice between terminating
“vital public services” and waiving eleventh amendment
immunity was “no true choice at all.” Employees, 411
U.S. at 296 (Marshai!, J., concurring).

The instant case is analogous to Parden. The 1793 Act
was enacted two years prior to the state’s purchase of
Oneida land. Thus, the State had adequate notice that it
was subject to the statute’s strictures. See generally supra.
As the district court noted, on several occasions President
Washington and Secretary Knox urged New York to
comply with the 1793 Act. See 434 F. Supp. at 534-35.
The state chose to ignore their admonitions. The State’s
proprietary purchase of Indian land thus was an act
wholly outside “the sphere that is exclusively its own and
enter[ed the state] into activities subject to congressional
regulation . . . .” Parden, 377 U.S. at 196. The State’s
act, “with its ‘eyes wide open,’ ” County of Monroe, 678
F.2d at 1134, quoting Edelman, 415 U.S. at 693
(Marshall, J., dissenting), “subjects itself to that regula-
tion as fully as if it were a private person or corporation.”
Parden, 377 U.S. at 196. Therefore, we agree with the
district court’s determination that New York impliedly

42a

consented to a waiver of its eleventh amendment immu-
nity.
7 * * 7 .

We affirm the judgment of the district court-which held
the Counties liable for illegal occupation of the Oneida
land, and its judgment that the State of New York musi
indemnify the Counties for any damages assessed against
them.

We remand for further proceedings to determine the
good faith claims of the Counties as they bear on any
set-off for improvements made on the property, and for
recomputation of damages.

7

MESKILL, Circuit Judge, dissenting:

I respectfully dissent.

The implications of the majority’s decision are far
reaching and I believe that the decision is wrong. The
present dispute involves 871.92 acres of land and a
judgment for $16,694, plus interest, for two years’ use
thereof, not an unusually significant amount in and of
itself. But the court does not specify any limiting princi-
ples in this area. I see nothing in the majority’s opinion
which, when coupled with our decision in Oneida Indian
Nation of New York v. New York, 691 F.2d 1070 (2d Cir.
1982), would prevent the Oneida or any other tribe from
suing for the full value of all land taken from them at any
time during our nation’s history in contravention of
federal law—to say nothing of the possibility of bringing
an action for ejectment. Courts should be reluctant to
invite such potentially staggering claims on the skimpy
authority relied on today by the majority.

43a

This is not to deny the wrongs that Indian tribes have
suffered. They do exist and surely require attention.
However, the remedy should not be created by a court of
law acting in an environment of legal uncertainty. These
are essentially political problems which require a compre-
hensive solution that the judiciary cannot provide in one
sitting.' Today’s decision is likely to interfere with rather
than advance the federal government’s policies towards
Indians.

To decide that Indian land claims should be resolved by
judicial fiat is not only unwise, it is also unnecessary. The
Indian tribes have remedies available without resort to the
federal courts. Congress has established administrative
procedures to resolve Indian land claims and the federal
government can sue in federal court to enforce Indian
land rights.’ If the existing federal administrative mecha-
nism is ineffective, the Indians’ proper remedy is not in
the federal courts, but rather in Congress.

! The Indian tribes are considered sovereigns “which, by government
structure, culture, and source of sovereignty, are in many ways foreign
to the constitutional institutions of the Federal and State Govern-
ments.” Santa Clara Pueblo v. Martinez, 436 U.S. 49, 71 (1978); see
also Merrion v. Jicarilla Apache Tribe, 455 U.S. 130, 139-40 (1982);
United States v. Wheeler, 435 U.S. 313, 322-23 (1978). Relations with
Indian tribes can thus be analogized to relations with foreign nations.
The Supreme Court has shown great reluctance to interfere with or
take actions that might embarrass the federal political branches’
conduct of foreign affairs, see, e.g., Alfred Dunhill of London, Inc. v.
Republic of Cuba, 425 U.S. 682, 697 (1976) (piurality opinion); First
Nat'l City Bank v. Banco Nacional de Cuba, 406 U.S. 759, 767 (1972)
(plurality opinion); Banco Nacional de Cuba v. Sabbatino, 376 U.S.
398, 431-33 (1964); Mexico v. Hoffman, 324 U.S. 30, 35 (1945); The
Schooner Exchange v. McFaddon, \\ U.S. (7 Cranch) 116, 146 (1812)
(Marshall, C.J.).

2 See United States v. Santa Fe Pacific R.R. Co., 314 U.S. 339 (1941);
United States v. Candelaria, 271 U.S. 432 (1926); Cramer v. United
States, 261 U.S. 219 (1923).

44a

I

The majority holds today that the Oneida may main-
tain a direct action to recover damages for wrongful
occupancy. Despite the majority’s claim to the contrary,
this is truly a novel legal principle. There never has been,
and this Court should not now create, a federal common
law action. No case has ever held that an Indian tribe may
maintain a direct action for damages based upon federal
common law.

From the outset of the Union, Indians were considered
wards of the United States; the federal government as-
sumed the role of their guardian. See, e.g., United States
v. Sandoval, 231 U.S. 28, 46 (1913); Cherokee Nation v.
Georgia, 30 U.S. (5 Pet.) 1, 17 (1831) (Marshall, C.J.)
(“[T]hey are in a state of pupilage; their relation to the
United States resembles that of a ward to his guardian.
They look to our government for protection; rely upon its
kindness and its power; appeal to it for relief to their
wants ... .); cf. United States v. Kagama, 118 U.S.
375, 384 (1886) (“From their very weakness and helpless-
ness, so largely due to the course of dealing of the Federal
Government with them and the treaties in which it has
been promised, there arises the duty of protection, and
with it the power. This has always been recognized by the
Executive and by Congress, and by this court, whenever
the question has arisen.”).

From the special guardianship relation between the
United States and the Indian tribes, it can be inferred that
the Indians should be subject to liabilities under federal
law only when Congress sets up a statutory scheme. This
has long been settled law. See, e.g., United States v.
United States Fidelity & Guaranty Co., 309 U.S. 506, 512
(1940) (reaffirming that tribal sovereign immunity is coex-

45a

tensive with that of the United States; “[t]hese Indian
Nations are exempt from suit without Congressional
authorization.”). Similarly, it follows that their federal
rights should also be based on specific congressional acts.
Far from a leap of logic, this is equally settled law:

The civil rights incident to States and individuals as
recognized by what may be called the “law of the
land” have not been accorded either to Indian na-
tions, tribes, or Indians. Whenever they have as-
serted a legal capacity in the maintenance of their
rights, it has been in pursuance of some statute of the
United States specially conferring upon them the civil
rights of suitors. In all the cases in this court in
which the interest of an Indian tribe has been the
subject of litigation the proceeding has been under
special statute conferring the right upon the claimant
to bring a suit. The ordinary jurisdiction as to
persons has never been sought to enforce against the
United States the fullfillment of their obligations or

the discharge of their dutics.

Jaeger v. United States, 27 Ct. Cl. 278, 284-85 (1892)
(emphasis supplied).’

Special statutes giving Indians the rights of suitors were
necessary because it was inconceivable to lawmakers and
judges in the era of early American common law that
Indian tribes would resort to courts of law to enforce
their legal rights. See Cherokee Nation v. Georgia, 30
U.S. (5 Pet.) at 17 (Marshall, C.J.) (“At the time the
constitution was framed, the idea of appealing to an
American court of justice for an assertion of right or a

3 See Karrahoo v. Adams, 14 F. Cas. 134 (C.C.D. Kan. 1870) (Federal
circuit court had no jurisdiction in a case involving a non-citizen
Indian whose complaint did not raise a federal question).

46a

redress of wrong, had perhaps never entered the mind of
an Indian or of his tribe.”). Thus, viewed from a common
law perspective, it is apparent that there never existed a
federal common law private cause of action for damages.

Assuming arguendo that a federal common law cause
of action in favor of the Indians existed, it was preempted
by the Trade and Intercourse Acts.

When Congress addresses directly and comprehensively
a question previously governed by federal or state com-
mon law, that common law is preempted. Middlesex
County Sewerage Authority v. National Sea Clammers
Association, 453 U.S. 1 (1981). While the majority does
not dispute this, it finds that Congress did not intend to
preempt the field because the Trade and Intercourse Acts
were not comprehensive statutes. This explanation ig-
nores existing Supreme Court case law on preemption and
improperly addresses the issue of congressional intent.

The majority points out that the Acts “did not speak
directly to the question of the Indians’ ability to enforce
their possessory rights by an action in ejectment.”* But
Congress need not specifically legislate on a subject in
order to preempt a particular field. In Hines v. Davido-
witz, 312 U.S. 52 (1941), the Supreme Court held a
Pennsylvania alien registration statute invalid under the
Supremacy Clause partly because the state statute inter-
fered with the federal scheme of registration, even though
the state and federal statutes were not explicitly contra-
dictory and there was no express congressional intent to
override state legislation. The Court noted that
“fe]xperience has shown that international controversies

4 It is not surprising that the Act did not expressly refer to an
“existing” federal common law right. Of all the cases cited by the
majority to indicate the existence of such a cause of action, not one
was decided before 1793.

47a

of the greatest moment, sometimes even leading to war,
may arise from real or imagined wrongs to another’s
subjects inflicted, or permitted, by a government.” 312
U.S. at 64. The Court thus reasoned that state law which
potentially conflicted with federal law in this sensitive
area had to fall because the federal government was the
agent of foreign policy in our country and, as the agent, it
had determined that a particular scheme of registration
was necessary in order to avoid friction with other na-
tions.

The majority ignores the fact that the legislation at the
heart of the instant dispute addresses issues of in-
tergovernmental relations as sensitive as those in Hines.
As the majority notes, President Washington and Secre-
tary of War Knox urged congressional protection of
Indian lands in order to reassure Indians who had grown
“restive.” This protection was provided by the 1790 Act;
criminal and other sanctions were added in 1793 in order
to put teeth in the 1790 Act. The statutes at issue in Hines
and in the instant dispute were passed for the same
purpose, to avoid war. There can be no justification for
finding preemption of state statutory law in the former
case but not preemption of federal common law in the
latter. Indeed, the present holding turns the normal pre-
sumptions about preemption on their respective heads, as
federal courts are usually quicker to find preemption of
federal common law than state law. Jn re Oswego Barge
Corp., 664 F.2d 327 (2d Cir. 1981). See Illinois v. Out-
board Marine Corp., 680 F.2d 473, 478 (7th Cir. 1982).

The majority also tries to determine whether the early
congressional scheme was comprehensive from a late
twentieth century perspective. But, we must remember
that it is the intent of the 2nd Congress which we search
for here, not the perceived views of a Congress elected

48a

many years later. It is true that the 1790 and 1793 Acts
were not comprehensive by today’s standards, but they
did proscribe certain acts and provide civil and criminal
sanctions. Given the hypertechnical nature of the law in
the late 18th century, it is unrealistic to believe that
Congress intended to allow remedies concurrent to those
explicitly promulgated.

The majority’s reliance on the language in United
States v. Santa Fe Pacific Railroad Co., 314 U.S. 339,
354 (1941), is inappropriate, inasmuch as that case in-
volved a mid-19th century statute which allegedly abol-
ished the Indians’ aboriginal rights. There, the Supreme
Court was talking about the extinguishment of undisput-
ed title to land, not the preemption of a questionable
right of a ward to a private cause of action.

I]

The majority states that the Nonintercourse Acts were
passed to protect Indian tribes and determines, on the
basis of the language cited in Merrill Lynch, Pierce,
Fenner & Smith, Inc. v. Curran, 456 U.S. 353, 374-75
(1982), that when a statute is enacted in order to benefit a
special class of beneficiaries, the judiciary will normally
recognize a remedy for class members if the statute was
passed prior to Cort v. Ash, 422 U.S. 66 (1975). There-
fore, reasons the majority, when Congress passed the
aforementioned Acts it must have intended that the bene-
ficiaries would be able to enforce their rights by a private
action. While superficially appealing, this argument lacks
the support of either precedent or legislative history.
Merrill Lynch does not address the question whether a
private cause of action should be implied where Congress
has explicitly granted the federal government the power

49a

to sue to protect the rights of the particular group
benefited by the statute.

The majority is correct that the Acts were passed if
order to protect Indian tribes. However, it takes a great
leap of logic to suppose that the Congresses that passed
the Acts intended the Indian tribes to have a private cause
of action for violations of these Acts. It is difficult to
believe that at that time Congress would have left it to the
courts to imply such a significant and far reaching rem-
edy, particularly when we remersiber that the Acts were
passed in order to avoid war with the Indian tribes.
Obviously Congress never intended the remedy to be
available.

I believe that the lower courts that have assumed a
private cause of action for a violation of the Acts, see,
e.g., Mashpee Tribe v. New Seabury Corp., 427 F.Supp.
899, 903 (D. Mass. 1977); Schaghticoke Tribe of Indians
v. Kent School Corp., 423 F.Supp. 780, 784 (D. Conn.
1976); Narragansett Tribe of Indians v. Southern Rhode
Island Land Development Corp., 418 F.Supp. 798, 805 &
n.3 (D.R.I. 1976), are in error. They use neither legislative
history nor valid precedent’ to support their position.

Similarly, the need for private enforcement because of
poor government performance in this area should not
affect the outcome here. The government’s failure to
enforce Indian rights vigorously provides a strong argu-
ment for the need for private enforcement. That argu-
ment should be made to Congress, however. We should
not perform a legislative function. Furthermore, when

5 These cases all rest upon decisions that recognized a private right of
action to Indians when the United States had the power to sue on the
same cause of action and to seek the same relief. They do not support
the proposition that if the government has a statutorily based power tc
pursue a remedy, the Indians may bring their own action for a different
remedy that does not arise out of the same statute.

50a

construing a statute passed in the late 18th century, we
should not consider events which transpired, or failed to
transpire, in the subsequent 200 years in order to shed
light on congressional! intent.

The majority states that even under traditional Cort v.
Ash, 422 U.S. 66 (1975), criteria, a private cause of action
may be maintained. | believe the opposite conclusion to
be the case here.

This case does not satisfy the second prong of the Cort
test, namely, whether there is “any indication of legisla-
tive intent, explicit or implicit, either to create such a
remedy or to deny one.” 422 U.S. at 78. I believe that
congressional silence on this question indicates a desire
not to include a private cause of action as a remedy.

The majority states that Congress intended in the 1793
Act to provide “maximum protection” to Indian land.
Assuming this to be true, Congress probably never be-
lieved private action necessary in order to accomplish
maximum protection. The Act provided for criminal
sanctions for violations and included a provision author-
izing the executive branch to remove viclators from
Indian land.® These sanctions if utilized would appear to
be full and adequate remedies for the conduct that Con-
gress wished to proscribe. Furthermore, it would have
been an easy matter for Congress to provide for a private
cause of action in favor of Indian tribes or to expressly
continue an existing common law remedy if one existed.
The failure to do so indicates to me that Congress either
did not wish to enact such a remedy or that it never
considered the issue. Either explanation would produce
the same result—no private cause of action was intended.

6 See Majority op. n.12.

5la

The court’s reference to Transamerica Mortgage Advi-
sors, Inc. v. Lewis, 444 U.S. 11, 18-19 (1979), is inappro-
priate. There, the Court dealt with a statute, section 215
of the Investment Advisers Act of 1940, that only de-
clared certain contracts void. Neither sanctions, nor rem-
edies, nor any mechanism for voiding contracts were
explicitly provided. By contrast, the 1790 Act, as
amended by the Act of 1793, did explicitly provide
sanctions and an enforcement mechanism. Indeed, these
later enforcement provisions were included because the
1790 Act lacked them.

By contrast, the instant dispute is analogous to the
claim in Transamerica for a private cause of action under
section 206 of the Investment Advisers Act. Congress
expressly provided judicial and administrative means to
enforce section 206 rights, including criminal penalties
and authorization to the SEC to enjoin compliance with
the Act. 444 U.S. at 20. The Court stated that “[i]n view
of these express provisions for enforcing the duties im-
posed by § 206, it is highly improbable that ‘Congress
absentmindedly forgot to mention an intended private
action.’ ” Jd. (citation omitted). As the Supreme Court
noted, “[I]t is an elemental canon of statutory construc-
tion that where a statute expressly provides a particular
remedy or remedies, a court must be chary of reading
others into it. ‘When a statute limits a thing to be done in
a particular mode, it includes the negative of any other
mode.’ ” Jd. at 19-20 (citation omitted).

The same reasoning is applicable to the present case.
Because Congress explicitly provided for remedies and
sanctions in the 1793 Act, it is “highly improbable” that it
forgot to include a private cause of action. This is
particularly true in view of the importance that Congress

52a

and the President placed on the matter of Indian affairs
in the 1790s.

The majority’s characterization of the 1822 Act is not
convincing. The provision in the 1822 Act referring to
Indians as parties does not only make sense, as the
majority claims, “if Congress had intended the Trade and
Intercourse Acts to authorize Indians to appear as plain-
tiffs to enforce the Acts, as well as to be defendants.”
This provision also applies to a suit in which the govern-
ment seeks to enforce Indians’ rights on their behalf. See
Cherokee Nation v. Georgia, 30 U.S. (5 Pet.) 1, 17
(1831). In such a case, the Indians in question would be
the real parties in interest. Congress could have been
indicating that in this type of action the burden of proof
would not be on the government as plaintiff-guardian.

In sum, I believe there is no basis upon which the
majority can imply a private cause of action by Indians to
recover damages for wrongful possession. To hol
otherwise is a novel proposition of law, with conse-
quences too broad to be established on such shaky
grounds. Demands for redress of violations of the Acts
are better directed to the other branches of the federal

government.
I would reverse and remand with directions to dismiss
the complaint.

53a
TRADE AND INTERCOURSE ACT OF 1793

An Act to regulate Trade and Intercourse, with the Indian
Tribes.

Section 1. Be it enacted by the Senate and House of Repre-
sentatives of the United States of America in Congress as-
sembled, That no person shall be permitted to carry on any
trade or intercourse with the Indian tribes, without a license
under the hand and seal of the superintendent of the depart-
ment, or of such other person, as the President of the United
States shall authorize to grant licenses for that purpose; which
superintendent, or person so authorized shall, on application,
issue such license for a term not exceeding two years, to any
proper person, who shall enter into bond with one or more
sureties approved of by the President of the United States, in
the penal sum of one thousand dollars, payable to the United
States, conditioned for the true and faithful observance of such
rules, regulations and restrictions, as are or shall be made, for
the government of trade and intercourse with the Indian
tribes. The said superintendents, and persons licensed, as
aforesaid, shall be governed, in all things touching the said
trade and intercourse, by such rules and regulations, as the
President of the United States shall prescribe.

Sec. 2. And be it further enacted, That the superintendent,
or person issuing such license, shall have full power and
authority to recall the same, if the person so licensed shall
transgress any of the regulations or restrictions, provided for
the government of trade and intercourse with the Indian
tribes, and shall put in suit such bonds, as he may have taken,
on the breach of any condition therein contained.

Sec. 3. And be it further enacted, That every person, who
shall attempt to trade with the Indian tribes, or shall be found
in the Indian country, with such merchandise in his posses-
sion, as are usually vended to the Indians, without lawful

54a

license, shall forfeit all the merchandise offered for sale to the
Indians, or found in his possession, in the Indian country, and
shall, moreover, be liable to a fine not exceeding one hundred
dollars, and to imprisonment not exceeding thirty days, at the
discretion of the court, in which the trial shall be: Provided,
That any citizen of the United States, merely travelling
through any Indian town or territory, shall be at liberty to
purchase, by exchange or otherwise, such articles as may be
necessary for his subsistence, without incurring any penalty.

Sec. 4. And be it further enacted, That if any citizen or in-
habitant of the United States, or of either of the territorial
districts of the United States, shall go into any town, settle-
ment, or territory, belonging to any nation or tribe of Indians,
and shall there commit murder, robbery, larceny, trespass or
other crime, against the person or property of any friendly In-
dian or Indians, which, if committed within the jurisdiction of
any state, or within the jurisdiction of either of the said dis-
tricts, against a citizen thereof, would be punishable by the
laws of such state or district, such offender shall be subject to
the same punishment, as if the offence had been committed
within the state or district, to which he or she may belong,
against a citizen thereof.

Sec. 5. And be it further enacted, That if any such citizen
or inhabitant shall make a settlement on lands belonging to
any Indian tribe, or shall survey such lands, or designate their
boundaries, by marking trees, or otherwise, for the purpose of
settlement, he shall forfeit a sum not exceeding one thousand
dollars, nor less than one hundred dollars, and suffer im-
prisonment not exceeding twelve months, in the discretion of
the court, before whom the trial shall be: And it shall, more-
over be lawful for the President of the United States, to take
such measures, as he may judge necessary, to remove from
lands belonging to any Indian tribe, any citizens or inhabitants
of the United States, who have made, or shall hereafter make,
or attempt to make a settlement thereon.

PT nt: Be i i

55a

Sec. 6. And be it further enacted, That no person shall be
permitted to purchase any horse of an Indian, or of any white
man in the Indian territory, without special license for that
purpose; which license, the superintendent, or such other per-
son, as the President shall appoint, is hereby authorized to
grant, on the same terms, conditions and restrictions, as other
licenses are to be granted under this Act: Provided also, That
every person, who shall purchase a horse or horses, under such
license, before he exposes such horse or horses for sale, and
within fifteen days after they shall have been brought out of
the Indian country, shall make a particular return, to the
superintendent, or other person, from whom he obtained his
license, of every horse by him purchased, as aforesaid, describ-
ing such horses, by their color, height and other natural or ar-
tificial marks, under the penalties contained in their respective
bonds. And every person, purchasing a horse or horses, as
aforesaid, in the Indian country, without a special license,
shall, for every horse thus purchased and brought into any set-
tlement of citizens of the United States forfeit, for every horse
thus purchased, or brought from the Indian country, a sum
not more than one hundred dollars, nor less than thirty dol-
lars, to be recovered in any court of record having competent
jurisdiction. And every person, who shall purchase a horse,
knowing him to be brought out of the Indian territory, by any
person or persons not licensed, as above, to purchase the same,
shall forfeit the value of such horse: one half for the benefit of
the informant, the other half for the use of the United States,
to be recovered, as aforesaid.

Sec. 7. And be it further enacted, That no agent, superin-
tendent, or other person authorized to grant a license to trade,
or purchase horses, shall have any interest or concern in any
trade with the Indians, or in the purchase or sale of any horses,
to or from any Indian; and that any person, offending herein,
shall forfeit one thousand dollars, and be imprisoned, at the

56a

discretion of the court, before which the conviction shall be
had, not exceeding twelve months.

Sec. 8. And be it further enacted, That no purchase or
grant of lands, or of any title or claim thereto, from any In-
dians or nation or tribe of Indians, within the bounds of the
United States, shall be of any validity in law or equity, unless
the same be made by a treaty or convention entered into pur-
suant to the constitution; and it shall be a misdemeanor, in
any person not employed under the authority of the United
States, in negotiating such treaty or convention, punishable by
fine not exceeding one thousand dollars, and imprisonment
not exceeding twelve months, directly or indirectly to treat
with any such Indians, nation or tribe of Indians, for the title
or purchase of arty lands by them held, or claimed: Provided
nevertheless, That it shall be lawful for the agent or agents of
any state, who may be present at any treaty, held with Indians
under the authority of the United States, in the presence, and
with the approbation of the commissioner/or commissioners of
the United States, appointed to hold the same, to propose to,
and adjust with the Indians, the compensation to be made for
their claims to lands within such state, which shall be extin-.
guished by the treaty. ‘*

Sec. 9. And be it further enacted, That in order to promote
civilization among the friendly Indian tribes, and to secure the
continuance of their friendship, it shall and may be lawful for
the President of the United States, to cause them to be fur-
nished with useful domestic animals, and implements of hus-
bandry, and also to furnish them with goods or money, im such
proportions, as he shall judge proper, and to appoint such per-
sons, from time to time, as temporary agents, to reside among
the Indians, as he shall think proper: Provided, That the
whole amount of such presents, and allowance to agents, shall
not exceed twenty thousand dollars per annum.

57a

Sec. 10. And be it further enacted, That the superio: courts
of each of the said territorial districts, and the circuit courts,
and other courts of the United States of similar jurisdiction in
criminal causes in each district of the United States, into
which any offender against this act shall be first brought, or in
which he shall be apprehended, shall have, and are hereby in-
vested with full power and authority, to hear and determine
all crimes, offences and misdemeanors against this act; such
courts proceeding therein, in the same manner, as if such
crimes, offences and misdemeanors had been committed
within the bounds of their respective districts: And in all
cases, where the punishment shall not be death, the county
courts of quarter sessions in the said territorial districts, and
the district courts of the United States, in their respective
districts, shal] have, and are hereby invested with like power
to hear and determine the same.

Sec. 11. And be it further enacted, That it shall and may be
lawful for the President of the United States, and for the gov-
ernors of such territorial districts, respectively, on proof to
them made, that any citizen or citizens of the United States, or
of the said districts, or either of them, have been guilty of any
of the said crimes, offences or misdemeanors, within any
town, settlement or territory, belonging to any nation or tribe
of Indians, to cause such person or persons to be apprehended,
and brought into either of the United States, or of the said
districts, and to be proceeded against in due course of law.
And in all cases, where the punishment shall be death, it shall
be lawful for the governor of the district, into which the of-
fender may be first brought, or in which he may be appre-
hended, to issue a commission of oyer and terminer to the su-
perior judges of the district, who shall have full power and
authority to hear and determine all such capital cases, in the
same manner, as the superior courts of such districts have, in
their ordinary sessions: And when the offender shall be

58a

brought into, or shall be apprehended in any of the United
States, except Kentucky, it shall be lawful for the President of
the United States, to issue a like commission to any two judges
of the supreme court of the United States, and the judge of the
district, in which the offender may have been appreher.ded or
first brought; which judges, or any two of them, shall have the
same jurisdiction in such capital cases, as the circuit court of
such district, and shall proceed to trial and judgment, in the
same manner, as such circuit court might or could do.

Sec. 12. And be it further enacted, That all fines and foriei-
tures, which shall accrue under this act, shall be, one half to
the use of the informant, and the other half, to the use of the
United States, except where the prosecution shall be first in-
stituted on behalf of the United States, in which case, the
whole shall be to their use.

Sec. 13. And be it further enacted, That nothing in this act
shall be construed to prevent any trade or intercourse with In-
dians living on lands surrounded by settlements of the citizens
of the United States, and being within the jurisdiction of any
of the individual states.

Sec. 14. And be it further enacted, That all and every other
act and acts coming within the purview of this act, shall be
and are hereby repealed.

Sec. 15. And be it further enacted, That this act shall be in
force, for the term of two years, and from thence to the end of
the then next session of Congress, and no longer.

APPROVED, March 1, 1793.

59a
TRADE AND INTERCOURSE ACT OF 1796

An Act to regulate Trade and Intercourse with the Indian
Tribes, and to preserve Peace on the Frontiers.

Section 1. Be it enacted by the Senate and House of Repre-
sentatives of the United States of America in Congress as-
sembled, That the following boundary line, established by
treaty between the United States and various Indian tribes,
shall be clearly ascertained, and distinctly marked, in all such
places, as the President of the United States shall deem neces-
sary, and in such manner as he shall direct, to wit: Beginning
at the mouth of Cayahoga river on Lake Erie, and running
thence up the same, to the portage between that and the
Tusearoras branch of the Muskingum; thence down that
branch, to the crossing place above Fort Lawrence; thence
westerly to a fork of that branch of the Great Miami river,
running into the Ohio, at, or near which fork, stood Laromie’s
store, and where commences the portage, between the Miami
of the Ohio, and Saint Mary’s river, which is a branch of the
Miami, which runs into Lake Erie; thence a westerly course to
Fort Recovery, which stands on a branch of the Wabash;
thence southwesterly, in a direct line to the Ohio, so as to in-
tersect that river, opposite the mouth of Kentucky or Cuttawa
river; thence down the said river Ohio, to the tract of one hun-
dred and fifty thousand acres, near the rapids of the Ohio,
which has been assigned to General Clark, for the use of
himself and his warriors; thence around the said tract, on the
line of the said tract, till it shall again intersect the said river
Ohio; thence down the same, to a point opposite the high
lands or ridge between the mouth of the Cumberland and
Tennessee rivers; thence easterly on the said ridge, to a point,
from whence, a southwest line will strike the mouth of Duck
river; thence still easterly on the said ridge, to a point forty
miles above Nashville; thence northeast, to Cumberland river;
thence up the said river, to where the Kentucky road crosses

60a

the same; thence to the top of Cumberlan.: mountain; thence
along Campbell’s line, to the river Clinch; thence down the
said river, to a point from which a line shall pass the Holsten,
at the ridge, which divides the waters running into Little
River, from those running into the Tennessee; thence south, to
the North Carolina boundary; thence along the South
Carolina Indian boundary, to and over the Ocunna mountain,
in a southwest course, to Tugelo river; thence in a direct line,
to the top of the Currahee mountain, where the Creek line
passes it; thence to the head or source of the main south branch
of the Oconee river, called the Appalachee; thence down the
middle of the said main south branch and river Oconee, to its
confluence with Oakmulgee, which forms the river Altamaha;
thence down the middle of the said Altamaha, to the old line
on the said river; and thence along the said old line to the river
Saint Mary’s; Provided always, that if the boundary line be-
tween the said Indian tribes and the United States, shall, at
any time hereafter, be varied, by any treaty which shall be
made between the said Indian tribes and the United States,
then all the provisions contained in this act, shall be construed
to apply to the said line so to be varied, in the same manner, as
the said provisions now apply to the boundary line herein
before recited.

Sec. 2. And be it further enacted, That if any citizen of, or
other person resident in the United States, or either of the ter-
ritorial districts of the United States, shall cross over, or go
within the said boundary line, to hunt, or in any wise destroy
the game; or shall drive, or otherwise convey any stock of hors-
es or cattle to range, on any lands allotted or secured by treaty
with the United States, to any Indian tribes, he shall forfeit a
sum not exceeding one hundred dollars, or be imprisoned not
exceeding six months.

Sec. 3. And be it further enacted, That if any such citizen,
or other person, shall go into any country, which is allotted, or

eee Ss £8 SD 6 ee 4 ee oe *

6la

secured by treaty as aforesaid to any of the Indian tribes south
of the river Ohio, without a passport first had and obtained
from the governor of some one of the United States, or the of-
ficer of the troops of the United States commanding at the
nearest post on the frontiers, or such other person, as the Presi-
dent of the United States may, from time to time, authorize to
grant the same, shall forfeit a sum not exceeding fifty dollars,
or be imprisoned, not exceeding three months.

Sec. 4. And be it further enacted, That if any such citizen
or other person, shall go into any town, settlement or territory,
belonging, or secured by treaty with the United States, to any
nation or tribe of Indians, and shall there commit robbery,
larceny, trespass or other crime, against the person or property
of any friendly Indian or Indians which would be punishable,
if committed within the jurisdiction of any state, against a
citizen of the United States; or, unauthorized by law, and with
a hostile intention, shall be found on any Indian land, such of-
fender shall forfeit a sum not exceeding one hundred dollars,
and be imprisoned not exceeding twelve months; and shall
also, when property is taken or destroyed, forfeit arid pay to
such Indian or Indians, to whom the property taken and de-
stroyed belongs, a sum equal to twice the just value of the
property so taken or destroyed: And if such offender shall be
unable to pay a sum at least equal to the said just value,
whatever such payment shall fall short of the said just value,
shali be paid out of the treasury of the United States: Provided
nevertheless, that no such Indian shall be entitled to any pay-
ment out of the treasury of the United States, for any such
property taken or destroyed, if he, or any of the nation to
which he belongs, shall have sought private revenge, or at-
tempted to obtain satisfaction by any force or violence.

Sec. 5. And be it further enacted, That if any such citizen,
or other person, shall make a settlement on any lands belong-
ing, or secured, or granted by treaty with the United States,

62a

to any Indian tribe, or shall survey, or attempt to survey, such
lands, or designate any of the boundaries, by marking trees, or
otherwise, such offender shall forfeit all his right, title and
claim, if any he hath, of whatsoever nature or kind the same
shall or may be, to the lands aforesaid, whereupon he shall
make a settlement, or which he shall survey, or attempt to
survey, or designate any of the boundaries thereof, by marking
trees or otherwise, and shall also forfeit a sum not exceeding
one thousand dollars and suffer imprisonment not exceeding
twelve months. And it shall, moreover, be lawful for the Pres-
ident of the United States, to take such measures and to
employ such military force, as he may judge necessary, to
remove from lands belonging, or secured by treaty, as afore-
said, to any Indian tribe, any such citizen or other person, who
has made or shall hereafter make, or attempt to make a settle-
ment thereon: And every right, title, or claim forfeited under
this act, shall be taken and deemed to be vested in the United
States, upon conviction of the offender without any other or
further proceeding.

Sec. 6. And be it further enacted, That if any such citizen,
or other person, shall go into any town, settlement or territory
belonging to any nation or tribe of Indians, and shall there
commit murder, by killing any Indian or Indians, belonging to
any nation or tribe of Indians in amity with the United States,
such offender, on being thereof convicted, shall suffer death.

Sec. 7. And be it further enacted, That no such citizen, or
other person, shall be permitted to reside at any of the towns,
or huntingcamps, of any of the Indian tribes as a trader, with-
out a license under the hand and seal of the superintendent of
the department, or of such other person as the President of the
United States shall authorize to grant licenses for that purpose:
which superintendent, or person authorized, shall, on applica-
tion, issue such license, for a term not exceeding two years,
who shall enter into bond, with-one or more sureties, ap-

OE ee tee a MM heme tie A

63a

proved of by the superintendent, or person issuing such
license, or by the President of the United States, in the penal
sum of one thousand dollars, conditioned for the true and
faithful observance of such regulations and restrictions, as are,
or shall be made for the government of trade and intercourse
with the Indian tribes: and the superintendent, or person is-
suing such license, shall have full power and authority to recall
the same, if the person so liceased shall transgress any of the
regulations or restrictions provided for the government of
trade and intercourse with the Indian tribes; and shall put in
suit, such bonds as he may have taken, on the breach of any
condition therein contained.

Sec. 8. And be it further enacted, That any such citizen or
other person, who shall attempt to reside in any town, or
hunting camp, of any of the Indian tribes, as a trader without
such license, shall forfeit all the merchandise offered for sale,
to the Indians, or found in his possession, and shall, moreover,
be liable to a fine not exceeding one hundred dollars, and to
imprisonment not exceeding thirty days.

Sec. 9. And be it further enacted, That if any such citizen,
or other person, shall purchase, or receive of any Indian, in the
way of trade or barter, a gun, or other article commonly used
in hunting, any instrument of husbandry, or cooking utensil,
of the kind usually obtained by the Indians, in their inter-
course with white people, or any article of clothing, excepting
skins or furs, he shall forfeit a sum not exceeding fifty dollars,
and be imprisoned not exceeding thirty days.

Sec. 10. And be it further enacted, That no such citizen or
other person, shall be permitted to purchase any horse of an
Indian, or of any white man in the Indian territory, without
special license for that purpose; which license, the superin-
tendent, or such other person as the President shall aproint, is
hereby authorized to grant, on the same terms, conditions and
restrictions, as other licenses are to be granted under this act:

64a

and any such person, who shall purchase a horse or horses,
under such license, before he exposes such horse or horse for
sale, and within fifteen days after they have been brought out
of the Indian country, shall make a particular return to the
superintendent, or other person, from whom he obtained his
license, of every horse purchased by him, as aforesaid; describ-
ing such horses, by their colour, height, and other natural or
artificial marks, under the penalty contained in their respec-
tive bonds. And every such person, purchasing a horse or
horses, as aforesaid, in the Indian country, without a special
license, shall, for every horse thus purchased, and brought into
any settlement of citizens of the United States, forfeit a sum
not exceeding one hundred dollars, and be imprisoned not ex-
ceeding thirty days. And every person, who shall purchase a
horse, knowing him to be brought out of the Indian territory,
by any person or persons, not licensed, as above, to purchase
the same, shall forfeit the value of such horse.

Sec. 11. And be it further enacted, That no agent, superin-
tendent, or other person authorized to grant a license to trade,
or purchase horses, shall have any interest or concern in any
trade with the Indians, or in the purchase or sale of any horse,
to or from any Indian, excepting for, and on account of the
United States. And any person offending herein, shall forfeit a
sum not exceeding one thousand dollars, and be imprisoned
not exceeding twelve months.

Sec. 12. And be it further enacted, That no purchase,
grant, lease or other conveyance of lands, or of any title or
claim thereto, from any Indian, or nation or tribe of Indians,
within the bounds of the United States, shall be of any validi-
ty, in law or equity, unless the same be made by treaty, or con-
vention, entered into pursuant to the constitution: and it shall
be a misdemeanor in any person, not employed under the
authority of the United States, to negotiate such treaty or con-
vention directly or indirectly, to treat with any such Indian

65a

nation, or tribe of Indians, for the title or purchase of any
lands by them held, or claimed, punishable by fine not exceed-
ing one thousand dollars, and imprisonment not exceeding
twelve months: Provided nevertheless, that it shall be lawful
for the agent or agents of any state, who may be present at any
treaty held with Indians, under the authority of the United
States, in the presence, and with the approbation of the com-
missioner or commissioners of the United States, appointed to
hold the same, to propose to, and adjust with the Indians, the
compensation to be made, for their claims to lands within such
state, which shall be extinguished by the treaty.

Sec. 13. And be it further enacted, That in order to pro-
mote civilization among the friendly Indian tribes, and to
secure the continuance of their friendship, it shall be lawful
for the President of the United States, to cause them to be fur-
nished with useful domestic animals, and implements of hus-
bandry, and with goods or money, as he shall judge proper,
and to appoint such persons, from time to time, as temporary
agents, to reside among the Indians, as he shall think fit: Pro-
vided, that the whole amount of such presents, and allowance
to such agents, shall not exceed fifteen thousand dollars per
annum.

Sec. 14. And be it further enacted, That if any Indian or
Indians, belonging to any tribe in amity with the United
States, shall come over or across the said boundary line, into
any state or territory inhabited by citizens of the United States,
and there take, steal or destroy any horse, horses, or other
property, belonging to any citizen or inhabitant of the United
States, or of either of the territorial districts of the United
States, or shall commit any murder, violence or outrage, upon
any such citizen, or inhabitant, it shall be the duty of such
citizen or inhabitant, his representative, attorney or agent, to
make application to the superintendent, or such other person
as the President of the United States shall authorize for that

66a

purpose; who, upon being furnished with the necessary
documents and proofs, shall, under the direction or instruction
of the President of the United States, make application to the
nation or tribe to which such Indian or Indians shall belong,
for satisfaction; and if such nation or tribe shall neglect or
refuse to make satisfaction, in a reasonable time, not exceeding
eighteen months, then it shall be the duty of such superin-
tendent, or other person authorized, as aforesaid, to make
return of his doings to the President of the United States, and
forward to him all the documents and proofs in the case, that
such further steps may be taken, as shall be proper to obtain
satisfaction for the injury: And, in the mean time, in respect
to the property so taken, stolen, or destroyed, the United
States guarantee to the party injured, and eventual indemnifi-
cation: Provided always, that if such injured party, his repre-
sentative, attorney, or agent, shall, in any way, violate any of
the provisions of this act, by seeking, or attempting to obtain
private satisfaction or revenge, by crossing over the line, on
any of the Indian lands, he shall forfeit all claim upon the
United States, for such indemnification: And provided also,
that nothing herein contained shall prevent the legal appre-
hension or arresting, within the limits of any state or district,
of any Indian having so offended: And provided further, that
it shall be lawful for the President of the United States, to
deduct such sum or sums, as shall be paid for the property
taken, stolen, or destroyed by any such Indian, out of the an-
nual stipend, which the United States are bound to pay to the
tribe, to which such Indian shall belong.

Sec. 15. And be it further enacted, That the superior courts
in each of the said territorial districts, and the circuit courts,
and other courts of the United States, of similar jurisdiction in
criminal causes, in each distric

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_1327%3A03. Public record. Not legal advice.
