# Appendix — Hodgson v. Minnesota

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_1061%3A03

## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1990
- **Citation:** 497 U.S. 417

## Text

IN THE JAN 4 1589
Supreme Court of the Unite —~_. JR.

OCTOBER TERM, 1988

>

JANE HODGSON, M.D.; ARTHUR HOROWITZ, M.D.; NADINE T., JANET T.,
ELLEN Z., HEATHER P., MARY J., SHARON L., KATHY M., and JUDY
M., individually and on behalf of all other persons similarly situated;
DIANE P., SARAH L., and JACKIE H.; MEADOWBROOK WOMEN’S
CLINIC, P.A.,. PLANNED PARENTHOOD OF MINNESOTA, a nonprofit
Minnesota corporation; MIDWEST HEALTH CENTER FOR WOMEN,
P.A., a nonprofit Minnesota corporation; WOMEN’S HEALTH CENTER
OF DULUTH, P.A., a nonprofit Minnesota corporation,

Petitioners,

—

THE STATE OF MINNESOTA; RUDY PERPICH, as Governor of the State of
Minnesota; HUBERT H. HUMPHREY, III, as Attorney General of the

State of Minnesota,
Respondents.

APPENDIX TO PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS

FOR THE EIGHTH CIRCUIT
WILLIAM Z. PENTELOVITCH, ESQ. JANET BENSHOOF
BECKY PALMER, Esq. (Counsel of Record)
CHARLES HOFFMAN, Esq. RACHAEL PINE
Maslon, Edelman, Borman & Brand LYNN PALTROW
1800 Midwest Plaza American Civil Liberties
Minneapolis, Minnesota 55402 Union Foundation
(612) 339-8015 132 West 43rd Street

New York, New York 10036
(212) 944-9800

LINDA OJALA, ESQ.
KURZMAN, GRANT & OJALA
2445 Park Avenue South
Minneapolis, Minnesota 55404
(612) 871-9004

Attorneys for Petitioners
Other Than Planned
Parenthood of Minnesota

Attorneys for Petitioner
Planned Parenthood of Minnesota

A

sip ”*

TABLE OF CONTENTS

PAGE

Minn. Stat. Amn. § 144.343(1)-(7).......ccccccccsvces la

ey is MS OE ic cic ciddscdcccccseresese Sa

Order Substituting Caption (April 3, 1986)............ 6a

Notice of Appeal (Nov. 18, 1986).................4.. 8a
Hodgson v. Minnesota, 648 F. Supp. 756 (D. Minn.

Gh Se ee cee ee ee eee eee eke ie ese tes 10a

Hodgson v. Minnesota, 827 F.2d 1191 (8th Cir. 1987).. 53a

Hodgson v. Minnesota, 853 F.2d 1452 (8th Cir. 1988) (en
ER EE ee O ee er er are Pree TORS 74a

Stay of Mandate (October 7, 1988) (stay pending the fil-
ing of a petition for writ of certiorari with the United
States Supreme Court and, if petition is granted, pend-
ing the decision of the United States Supreme Court) 110a

EXCERPTS FROM TRANSCRIPTS OF TESTIMONY

I, SE, SE oc wc cnecsesesccesoenes 112a
” IN is coc cs eisckssivnrccsosss 112a
Gunderson, Dr. Paul Duane................. 114a
Se, SU IEE Be ccc dccecctcceccevescess ll4a
PT, cron banseusedseddevinecevesveces 115a

ii

PAGE
Henshaw, Dr. Stanley ....ssidseeuneeee 1l6a
Himes, Jackie .. ...0+s0cesesees anne 1l6a
Hodgson, De. Jame... .scccnseeeaseee 118a
Kathy M. .....0ccecsceseue eee l2la
Miaty J... ccccvccscesescesneu sun 12la
Martin, Judge Gesald C. ..sccscecceeesee l2la
Oleisky, Judge Alem ...0:0sseseseeeneeee 123a
Petereen, Judge George ....0csoccceseueeunen 123a
Riley, Judge Nell... ..cscccecsctssunene 124a
Shasom L. ....c0cceseseeeee seen eee 124a
Smuith, Susaame .....0000c8ee00eu ene 125a
Sweeny, Judge Wiliam R. ..:sssetaebeee 12Sa
Webber, Thomas P. ...0.0080s0000uueeee 126a
Weish, Kathrine Reiche .....00scssesseuuee 128a
Wendt, POwin. ...ccscccsessceuseue nan 129a
Excerpts from Cynthia J. Deposition......... 132a
Excerpts from Bonnie L. Deposition.......... 133a

PLAINTIFFS EXHIBITS:

Table: Percent Abortions in Second Trimester—
Minnesota Resi@amts. ..occcccasséeseenne 135a

Table: ‘‘Live Births and Induced Abortions to
Women Age 15-19’’ in Minneapolis, 1980-1984 136a

ill

PAGE
EXCERPTS FROM TRANSCRIPTS OF TESTIMONY
es occ ccccccesececcccess 138a
EEE TT ET 140a
EOE TTT TT ETTLITTE l4la
Hodgson v. Minnesota, Nos. 3-81 CIV. 538 (D. Minn.
Jan. 23, 1985) (summary judgment order) .......... 146a

Hodgson v. Minnesota, Nos. 86-5423, 86-5431 (8th Cir.
November 13, 1987) (order granting petition for
rehearing by the panel, vacating and withdrawing prior
panel opinion, holding case in abeyance pending the
decision in Hartigan v. Zbaraz, U.S.
(1987), and denying petition for rehearing en banc).. 158a

Hodgson v. Minnesota, Nos. 86-5423, 86-5431 (8th Cir.
December 31, 1987) (order granting petition for hear-
ing en banc and vacating opinion and judgment of the

EES SEES ELSES POT ETTTTT TET ETT 160a

la

ABORTIONS—NOTICE TO PARENTS

CHAPTER 228
H.F. No. 284

An Act relating to health; prescribing procedures for notifica-
tion of parents, guardians, and conservators prior to per-
forming abortions on certain persons; providing a penalty;
amending Minnesota Statutes 1980, Section 144.343.

Be it enacted by the Legislature of the State of Minnesota:

Section 1. Minnesota Statutes 1980, Section 144.343, is
amended to read:

144.343. Pregnancy, venereal disease, and alcohol or drug
abuse,

Subdivision 1. Minor’s consent valid. Any minor may give
effective consemt or medical, mental and other health services
to determine the presence of or to treat pregnancy and condi-
tions associated therewith, venereal disease, alcoho! and other
drug abuse, and the consent of no other person is required.

Subd. 2. Notification concerning abortion. Notwithstand-
ing the provisions of Minnesota Statutes, Section 15.162, Sub-
divisiosn 4, section 13.02, subdivision 8, no abortion operation
shall be performed upon an unemancipated minor or upon a
woman for whom a guardian or conservator has been
appointed pursuant to sections 525.54 to 525.551 because of a
finding of incompetency, until at least 48 hours after written
notice of the pending operation has been delivered in the man-
ner specified in subdivisions 2 to 4.

(a) The notice shall be addressed to the parent at his
usual place of abode and delivered personally to the parent

by the physician or his agent.
(b) In lieu of the delivery required by clause (a), notice
shall be made by certified mail addressed to the parent at

this usual palce of abode with return receipt requested and
restricted delivery to the addressee which means postal

2a

employee can only deliver the mail to the authorized
addressee. Time of delivery shall be deemed to occur at 12
o'clock noon on the next day on which regular mail deliv-
ery takes place, subsequent to mailing.

Subd. 3. Parent, abortion; definitions. For purposes of this
section, “‘parent’’ means both parents of the pregnant woman
if they are both living, one parent of the pregnant woman if
only one is living or if the second one cannot be located through
reasonably diligent effort, or the guardian or conservator if the
pregnant woman has one.

For purposes of this section, ‘‘abortion’’ means the use of
any means to terminate the pregnancy of a woman known to be
pregnant with knowledge that the termination with those means
will, with reasonable likelihood, cause the death of the fetus

and “*fetus’’ means any individual human organism from fertil-
ization until birth.

Subd. 4. Limitations. No notice shall be required under this
section if:

(a) The attending physician certifies in the pregnant
woman's medical record that the abortion is necessary to
prevent the woman’s death and there is insufficient time to
provide the required notice; or

(b) The abortion is authorized in writing by the person
Or persons who are entitled to notice; or

©) The pregnant minor woman declares that she is a
victim of sexual abuse, neglect, or physical abuse as
defined in section 626.556. Notice of that declaration shal]

be made to the proper authorities as provided in section
626.556, subdivision 3.

Subd. 5. Penalty. Performance of an abortion in violation
of this section shal] be a misdemeanor and shall be grounds for
a civil action by a person wrongfully denied notification. A per-
son shall not he held liable under this section if the person
establishes by written evidence that the person relied upon evi-
dence sufficient to convitice a careful and prudent person that

3a

the representations of the pregnant woman regarding informa-
tion necessary to comply with this section are bona fide and
true, or if the person has attempted with reasonable diligence to
deliver notice, but has been unable to do so.

Subd. 6. Substitute notification provisions. If subdivision 2
of this law is ever temporarily or permanently restrained or
enjoined by judicial order, subdivision 2 shall be enforced as
though the following paragraph were incorporated as para-
graph (c) of that subdivision; provided, however, that if such
temporary or permanent restraining order or injunction is ever
stayed or dissolved, or otherwise ceases to have effect, subdivi-
sion 2 shall have full force and effect, without being modified
by the addition to the following substitute paragraph which
shall have no force or effect until or unless an injunction or
restraining order is again in effect.

(c) (i) If such a pregnant woman elects not to allow the
notification of one or both of her parents or guardian or
conservator, any judge of a court of competent jurisdic-
tion shall, upon petition, or motion, and after an appro-
priate hearing, authorize a physician to perform the
abortion if said judge determines that the pregnant woman
is mature and capable of giving informed consent to the
proposed abortion. If said judge determines that the preg-
nant woman is not mature, or if the pregnant woman does
not claim to be mature, the judge shall determine whether
the performance of an abortion upon her without notifica-
tion of her parents, guardian, or conservator would be in
her best interests and shal] authorize a physician to per-
form the abortion without such notification if said judge
concludes that the pregnant woman’s best interests would
be served thereby.

(ii) Such a pregnant woman may participate in pro-
ceedings in the court on her own behalf, and the court may
appoint a guardian ad litem for her. The court shall, how-
ever. advise her that she has a right to court appointed
counsel, and shall, upon her request, provide her with such

counsel.

4a

(iii) Proceedings in the court under this section shal!
be confidential and shall be given such precedence over
other pending matters so that the court may reach a deci-
sion promptly and without delay so as to serve the best
interests of the pregnant woman. A judge of the court who
conducts proceedings under this section shall make in writ-
ing specific factual findings and legal conclusions support-
ing his decision and shall order a record of the evidence to
be maintained including his own findings and conclusions.

(iv) An expedited confidential appeal shali be avail-
able to any such pregnant woman for whom the court
denies an order authorizing an abortion without notifica-
tion. An order authorizing an abortion without notifica-
tion shall not be subject to appeal. No filing fees shall be
required of any such pregnant woman at either the trial or
the appellate level. Access to the trial court for the pur-
poses of such a petition or motion, and access to the appel-
late courts for purposes of making an appeal from denial
of the same, shall be afforded such a pregnant woman 24
hours a day, seven days a week.

Subd. 7 Severability. If any provision, word, phrase or
clause of Laws 1981, Chapter 228 or the application thereof to
any person or circumnstance shall be held invalid, such invalid-
ity shall not affect the provisions, words, phrases, clauses or
application of Laws 1981, Chapter 228 which can be given
effect without the invalid provision, word, phrase, clause or
application, and to this end the provisions, words, phrases, and
clauses of Laws 1981, Chapter 228 are declared to be severable.

Approved May 19, 1981

Sa

144.346 Information to parents

The professional may inform the parent or legal guardian of
the minor patient of any treatment given or needed where, in
the judgment of the professional, failure to inform the parent
or guardian would seriously jeopardize the health of the minor

patient.
Laws 1971, c. 544, § 6, eff. May 27, 1971.

6a

UNITED STATES DISTRICT COURT
DISTRICT OF MINNESOTA
THIRD DIVISION

Civil No. 3-81-538
Filed April 3, 1986

—<>—

JANE HODGSON, M.D.; ARTHUR HOROWITZ, M.D.; NADINE
T., JANET T., ELLEN Z., HEATHER P., MARY J., SHARON
L., KATHY M., and Jupy M., individually and on behalf of
all other persons similarly situated; DIANE P., SARAH L.
and JACKIE H.; MEADOWBROOK WOMEN’S CLINIC, P.A..,
PLANNED PARENTHOOD OF MINNESOTA, a nonprofit
Minnesota corporation; MIDWEST HEALTH CENTER FOR
WOMEN, P.A., a nonprofit Minnesota corporation; Wom.
EN’S HEALTH CENTER OF DULUTH, P.A., a nonprofit

Minnesota corporation, a
Plaintiffs,

—_V—

THE STATE OF MINNESOTA; RUDY PERPICH, as Governor of
the State of Minnesota; HUBERT H. HUMPHREY, III, as
Attorney General of the State of Minnesota,

Defendants.
>
Jane Hodgson, M.D., et al,
Plaintiffs,
en
The State of Minnesota, et al,
Defendants.

7a

ORDER

The matter having come before this Court on the trial of the
above captioned case and the Court having made certain rulings
on the record pursuant to the agreement of counsel, it is on this
3rd day of April, 1986.

ORDERED that the attached caption be substituted in all
future filings with the Court.

/s/ DONALD J. ALSOP

Honorable Donald J. Alsop,
U.S.D.J.

8a

UNITED STATES DISTRICT COURT
DISTRICT OF MINNESOTA
THIRD DIVISION

3-81 CIV 538

oo

Jane Hodgson, M.D.; Arthur Horowitz, M.D.; Michelle Roe,
Alice Roe, Diane Roe, Nadine T., Janet T., and Ellen Z.:
individually and on behalf of all other persons similarly sit-
uated; Lauren Z.; Meadowbrook Women’s Clinic, P.A.,
Planned Parenthood of Minnesota, a nonprofit Minnesota
corporation, Midwest Health Center for Women, P.A., a
nonprofit Minnesota corporation; Women’s Health Center
of Duluth, P.A., a nonprofit Minnesota corporation,

Plaintiffs,

—_—V.—

The State of Minnesota; Rudy Perpich, as Governor of the Stte
of Minnesota; Hubert H. Humphrey, III, as Attorney Gen-
eral of the State of Minnesota,

Defendants.

—~<+>__

NOTICE OF APPEAL

NOTICE Is HEREBY GIVEN that The State of Minnesota,
Rudy Perpich and Hubert H. Humphrey, III, defendants above
named, hereby appeal to the United States Court of Appeals for
the Eighth Circuit from the final judgment entered against
defendants in this action on the 6th day of November, 1986.

Dated: November 18, 1986.

HUBERT H. HUMPHREY, III
Attorney General
State of Minnesota

By:
JOHN B. GALUS

Special Assistant

Attorney General

515 Transportation
Building

St. Paul, Minnesota 55155

Telephone: (612) 296-2654

Attorneys for Defendants

10a

UNITED STATES DISTRICT COURT
UNITED STATES DISTRICT COURT
DISTRICT OF MINNESOTA
THIRD DIVISION

3-81 CIV 538

>

JANE HODGSON, M.D.; ARTHUR HOROWITZ, M.D.;:
MICHELLE ROE, ALICE ROE, DIANE ROE, NADINE T..
JANET T., and ELLEN Z., individually and on behalf of ali
other persons similarly situated; LAUREN Z; MEADOW.
BROOK WOMEN’S CLINIC, P.A., PLANNED PARENTHOOD
OF MINNESOTA, a nonprofit Minnesota corporation, MID-
WEST HEALTH CENTER FoR WOMEN, P.A., a nonprofit
Minnesota corporation; WOMEN’S HEALTH CENTER OF
DULUTH, P.A., a nonprofit Minnesota corporation,

Plaintiffs,

—_—V.—

THE STATE OF MINNESOTA; RUDY PERPICH, as Governor of

the State of Minnesota; HUBERT H. HUMPHREY, III, as
Attorney General of the State of Minnesota,

Defendants.
oe

FINDINGS OF FACT, CONCLUSIONS
OF LAW AND ORDER

AMERICAN CIVIL LIBERTIES UNION FOUNDATION by JANET
BENSHOOF, Esq., RACHAEL PINE, Esq. and SUZANNE LYNN,
Esq. of New York, New York, appeared on behalf of plaintiffs.

MASLON, EDELMAN, BORMAN & BRAND by WILLIAM PENTE-

LOVITCH, Esq. of Minneapolis, Minnesota, appeared on behalf
of plaintiff Planned Parenthood of Minnesota.

HUBERT H. HUMPHREY, III, Attorney General of the State of
Minnesota by JOHN GALUS, special Assistant Attorney Genera]

n . ee

lla

and PETER M. ACKERBERT, Special Assistant Attorney Gen-
eral, St. Paul, Minnesota, appeared on behalf of defendants.

~~

The above-entitled matter came before the court for trial
from February 10, 1986, until March 13, 1986, and for argu-
ment on June 11, 1986. Having considered the evidence and
being fully advised in the premises, the court makes the follow-
ing:

FINDINGS OF FACT

1. INTRODUCTION

1. Plaintiffs Jane Hodgson, M.D., and Arthur Horowitz,
M.D., are licensed physicians engaged in the practice of obstet-
rics and gynecology, including the performing of abortions, in
Minnesota.

2. Plaintiff Meadowbrook Women’s Clinic, P.A., provides
birth control, abortions and related medical services to its
patients, including unemancipated minor women under the age
of 18 at a medical facility located in St. Louis Park, Minnesota.

3. Plaintiff Planned Parenthood of Minnesota provides
birth control, abortions and related medical services to its
patients, including unemancipated minor women under the age
of 18, at a clinic located in St. Paul, Minnesota.

4. Plaintiff Midwest Health Center for Women provides
birth control services, abortions, and related medical services to
its patients, including unemancipated minor women under the
age of 18, at a clinic located in Minneapolis, Minnesota.

5. Plaintiff Women’s Health Center of Duluth, P.A., pro-
vides birth control services, abortions, and related medical ser-
vices to it: patients, including unemancipated minor women
under the age of 18, at a clinic located in Duluth, Minnesota.

6. Plaintiff Alice Roe was a 16-year old unemancipated
minor and seven weeks pregnant at the commencement of this

12a

action. Alice Roe asserts that she was at that time mature and

that notification of her parents of her desire to have an abortion
would not have been in her best interests.

7. Plaintiff Michelle Roe was a 15-year-old unemancipated
minor who was pregnant at the commencement of this action.
Michelle Roe asserts that she was at that time mature and that
notification of her parents of her desire to have an abortion
would not have been in her best interests.

8. Diane Roe was a 16-year-old unemancipated minor and
eight weeks pregnant at the commencement of this action.
Diane Roe asserts that she was at that time mature and that
notification of her parents of her desire to have an abortion
would not have been in her best interests.

9. Plaintiff Nadine T. was a 16-year-old unemancipated
minor and pregnant as of the time of the filing of the amended
complaint in this action. Nadine T. asserts that she was at that
time mature and that notification of her parents of her desire to
have an abortion would have not been in her best interests.

10. Plaintiff Janet T. was a 16-year-old unemancipated
minor and pregnant as of the time of the filing of the amended
complaint in this action. Janet T. asserts that she was at that
time mature and that notification of her father of her desire to
have an abortion would have not been in her best interests.

11. Ellen Z. was a 17-year-old unemancipated minor and
pregnant as of the time of the filing of the amended complaint
in this action. Ellen Z. asserts that she was then mature and that
notification of her father of her desire to have an abortion
would not have been in her best interests.

12. Plaintiffs Alice Roe, Michelle Roe, Diane Roe, Nadine
T., Janet T., and Ellen Z. represent a class composed of preg-
nant minors who assert that they are mature and that notifica-

tion of one or both of their parents would not be in their best
interests.

13. Lauren Z. is the mother of plaintiff Ellen Z. Lauren Z.
asserts that notification of Ellen Z.’s father of Ellen Z.’s desire

l3a

to have an abortion would not have been in Ellen Z.’s best
interests.

14. Defendants are the State of Minnesota, its Governor and
its Attorney General.

15. In 1981, the Legislature of the State of Minnesota
enacted Minn. Laws 1981, ch. 228, codified as Minn. Stat.
§ 144.343 (2)-(7). The statute was to become effective August 1,
1981.

16. Subdivision 2 of the statute generally requires physicians
or their agents to attempt with reasonable diligence to notify the
parents of an unemancipated minor under the age of 18 at least
48 hours before performing an abortion. Subdivision 3 defines
‘“*parent’’ as both parents if both are living, one parent if only
one is living or if the second one cannot be located through rea-
sonably diligent effort, or the guardian or conservator if the
pregnant woman has one. Subdivision 4 of the statute provides
that the statutory notice requirement does not apply when the
parents have consented to the abortion, when prompt action is
needed to preserve the life of the minor, or when the minor
reports that she is a victim of sexual or physical abuse or neglect
as defined in Minn. Stat. § 626.556. Subdivision 5 subjects
anyone performing an abortion in violation of Minn. Stat.
§ 144.343 (2)-(7) to criminal penalties and civil liability.

17. Subdivision 6 of the statute provides, in the alternative,
that if subdivision 2 is ever enjoined by judicial order, then the
same notice requirement shall be effective together with an
optional procedure whereby an unemancipated minor may
obtain a court order permitting an abortion without notice to
her parents upon showing that she is mature and capable of giv-
ing informed consent to an abortion or, if she is not mature,
that an abortion without notice to her parents nevertheless
would be in her best interests. -

ir amended complaints, plaintiffs seek a declara-
wll Pos tone that Minn. Stat. § 144.343 (2)-(7) violates the
constitutions of the United States and the State of Minnesota
and seek a permanent injunction against its enforcement. More
particularly, plaintiffs claim that the statute violates their due

=

I

l4a

process rights, both on its face and as applied; that the statute
violates the equal protection clause; and that the statute violates
the due process, privacy and equal protection provisions of
Article 1 of the Minnesota Constitution and also constitutes the
delegation of administrative power to Minnesota state courts in
violation of article 3 of the Minnesota Constitution.

19. Before the statute took effect on August 1, 1981, plain-

tiffs sought a temporary restraining order and preliminary
injunction against the statute.

20. On July 31, 1981, the court temporarily restrained
enforcement of subdivision 2 of the Statute, but denied plain-
tiffs’ motion for an order temporarily restraining enforcement
of subdivision 6. On March 22, 1982, the court preliminarily
enjoined subdivision 2 but denied a preliminary injunction of
subdivision 6. By virtue of these two rulings, the parental notifi-
cation requirement and the judicial bypass option of subdivi-
sion 6 went into effect on August 1, 1981, and have remained in
effect since that date.

21. By memorandum order of January 23, 1985, the court
granted in part and denied in part defendants’ motion for par-
tial summary judgment as to all of plaintiffs’ claims concerning
the judicial bypass procedure of subdivision 6. Specifically, the
court granted partial summary judgment for defendants by dis-
missing all of plaintiffs’ state constitutional claims on jurisdic-
tional grounds and by ruling that, on its face, the judicial
bypass procedure in subdivision 6 does not violate the constitu-
tional equal protection and due process rights of pregnant
minors. The court concluded, however, that plaintiffs should
have the opportunity of a trial to prove their allegations that
subdivision 6 is being applied unconstitutionally.

Il. AVAILABILITY OF ABORTION SERVICES IN THE
STATE OF MINNESOTA

22. Abortion services are less accessible in Minnesota than in
the country as a whole. In Minnesota, 94% of the counties, or
82 out of 87 counties, have no readily available abortion pro-
vider. In 1982, 44% of women in Mimnesota ages 15-44 lived in

1Sa
a county with an abortion provider as compared to 72% of the
same group in the country as a whole.

23. Access to information about abortion services in out-
state Minnesota is comparatively limited. Many second trimes-
ter patients come from counties with no abortion providers and
thus with no media advertising or listing in telephone books for
abortion services.

. ions are performed in only four public and nine
chan in naiie. and then only if a staff doctor
requests it. There are only two hospitals where a patient can
walk in and obtain an abortion: Hennepin County Medical
Center and St. Paul-Ramsey. Virtually all of Minnesota s abor-
tion providers are located in the two major metropolitan areas
of the state: Duluth and Minneapolis-St. Paul. Many women
have to travel long distances to obtain abortion services.

. transportation problems facing women seeking
Prey in Minnesota are illustrated by the experiences of
those attending the Women’s Health Center Clinic in Duluth.
The Health Center serves women from 24 counties in Minne-
sota, 14 counties in Wisconsin, 4 counties in Michigan and the
Canadian Province of Ontario. Some of the women served by
the Health Center drive six to seven hours to get to the clinic.
Airline flights are not available from some areas. Bus service
from some areas is infrequent, requiring some women to spend

ight in Duluth. _
yy ts travel long distances creates barriers to obtaining
services. These barriers include increased cost, particularly if
lodging is required; delayed pregnancy diagnosis and delayed
treatment of post-abortion complications; jeopardized privacy
of women away from home; and more hazardous travel during
pense 30% of all abortions performed in Minnesota in 1982
were obtained by women who lived outside the Twin Cities met-
ropolitan area, an increase of 20% since 1976. The near
women [sic] has to travel to obtain a abortion, the less likely she

is to obtain one.

ee

l6a

26. Women of all ages in Min
. nesota have abortions later j
me pregnancies than in the United States as a whole. In 1981,
nn ; ~ oe et abortions in the United States had sec-
er abortion, while 13.5% of all women obtaini
. . *. . . tainin
a ae in Minnesota did so in their second trimester. in
na tit Pp Outside the metropolitan area who
ns so during the second tri
with only 10% of metro area women. iit

27. The cost of an abortion increases with
gestational a

— As — becomes more difficult and cantiie
mea An t part of the doctor. The Meadowbrook Clinic
12-14 weeks, $275; 14-16 weeks, $596; 26 ne Sesion, $225;
weeks, $550; 19-21 weeks, $650. After 21 cain tee -
refers patients to St. Paul-Ramsey Hospital where a later bo.
tion (22 weeks) costs $1600-1800; or to Wichita Kansas - -
a late abortion (up to 24 weeks) costs $2000 cash. None of thece
fees includes the cost of transportation or lodging ree ara
will fund abortions for indigent women only if the peegnen is
the result of rape or incest, or if continuing the pre nd
would endanger the life of the woman. er

28. Unfavorable publicity surroundi i
dures and delivery of services has rnonery aa.
from performing abortions. For example, the Women’s Health
Center in Duluth has been unable to contract local physicians to
perform abortions. The Center has had to import physicians
from small communities some distance from Duluth. Physi-
clans are also concerned about the bombings of clinics and doc-

tors’ offices. Consequent] ici
: . y, some physicians ref
abortion patients elsewhere. ——

17a

Ill. APPLICATION OF MINN. STAT. § 144.343 IN MIN-
NESOTA, AUGUST 1, 1981, TO MARCH 13, 1986.

A. Compliance with Bellotti v. Baird, 432 U.S. 622 (1979)
1. Legal Standard

29. Minnesota Statutes § 144.343 (6) provides:

(c)(i) If such a pregnant woman elects not to allow the
notification of one or both of her parents or guardian or
conservator, any judge of a court of competent jurisdic-
tion shall, upon petition, or motion, and after an appro-
priate hearing, authorize a physician to perform the
abortion if said judge determines that the pregnant woman
is mature and capable of giving informed consent to the
proposed abortion. If said judge determines that the preg-
nant woman is not mature, or if the pregnant woman does
not claim to be mature, the judge shall determine whether
the performance of an abortion upon her without notifica-
tion of her parents, guardian, or conservator would be in
her best interests and shall authorize a physician to per-
form the abortion without such notification if said judge
concludes that the pregnant woman’s best interests would

be served thereby.

30. With the exception of a hearing occurring shortly after
the enactment of § 144.343, judges in Minnesota have faithfully
applied the standards set forth in subdivision 6. Those judges
who consider themselves unable to faithfully apply this stan-
dard have consistently refused to hear bypass petitions.

31. Courts hearing bypass petitions regularly appoint guard-
ians ad litem and provide appointed counsel to assist minors
participating in bypass proceedings. .

32. Judges, public defenders, and guardians ad litem do not
adhere to a single interpretation of either the “‘maturity’’ or
‘‘best interests’ standard. However, the variation in interpreta-
tion of these standards does not exceed that typical of verbally
expressed legal standards. Moreover, these differences of inter-

18a

pretation do not produce diff,
ceedings. erent results in actual bypass pro-

2. Expedition

by pressing need these courts wi

' will hear a number of titions
greater than that normally scheduled for a single rag These
— also have in place procedures for hearing bypass peti-
10ns Outside of normal business hours on an emergency basis

34. Two or three days common!

. y elapse between a minor’
first contact with the court and the hearing on her petition A
delay of this duration creates an increased medical risk to an
abortion patient, albeit small in magnitude, and may increase

metropolitan counties is burdensome to minor petitioners
However, this delay and its resultant burden are unavoidable
and do not reflect a systemic failure to Provide a judicial bypass
option in the most expeditious practicable manner. “

; 35. Although the court systems of the non-metropolitan
reas have had less frequent occasion to apply the judicial]
bypass procedures than Hennepin, Ramsey, and St. Louis
County courts, these court systems are acquainted with the stat-

ute and h ied j “wee
se nd have applied it conscientiously when called upon to do

36. Courts of non-metropoli j
rt politan counties called upon to hear
ms ‘Petitions generally have complied with their Statutory
obligation to advise petitioners of their right to appointed coun-
sel and to provide such counsel upon request. These courts also

generally have appointed guardians ad ]j S i
ers. litem to assist petition-

37. Despite conscientious efforts to provide an expeditious
court bypass option in non-metropolitan areas, a number of

19a

counties are not served by a judge who is willing to hear bypass
petitions. A minor in one of these counties must travel to
another county, most commonly a metropolitan county, to
obtain an expeditious hearing of her petition. Although burden-
some, this necessity also does not reflect a systematic failure to
provide a judicial bypass option in the most expeditious practi-
cable manner.

38. On August 13, 1981, the Supreme Court of Minnesota
issued an order directing that all petitions under subdivision 6
should initially be filed in and considered by the county courts
throughout the state or, in the cases of Hennepin and Ramsey
Counties, in the juvenile division of the district court of those
two counties. In the same order, the Minnesota Supreme Couirt
directed that all appeals should be on the record to a judge of
the district court, including the district courts of Hennepin and

Ramsey counties.

39. In an amended and supplemental order effective July 1,
1984, the Supreme Court of Minnesota provided that in a uni-
fied judicial district, an order denying a petition pursuant to the
judicial bypass procedure shall be appealable on the record to
two district court judges and if there be a division between those
judges, the order denying the petition should stand.

40. No minor has been unable to obtain an expeditious
appeal of an order denying her bypass petition.

3. Anonymity

41. Judges, public defenders, guardians ad litem, and court
personnel involved in bypass proceedings are aware that Minn.
Stat. § 144.343 (6) requires that bypass proceedings be kept
strictly-confidential. Those involved in the proceedings take
steps to insure confidentiality, including destroying interview
notes, holding hearings in judges’ chambers rather than in open
court, and referring to petitioners by first name only. In addi-
tion, public defenders and courts have departed from normal]
routines when adhering to the routine would have threatened

confidentiality.

20a

42. The record discloses that the confidentiality of minors

electing the judicial bypass option has been breached only in a
small number of isolated cases.

B. Burdens Imposed by Minn. Stat § 144.343 (2)-(7)
1. Judicial Bypass Procedure

43. As discussed above, scheduling practices in Minnesota
courts typically require minors to wait two or three days
between their first contact with the court and the hearing on
their petitions. This delay may combine with other factors to
result in a delay of a week or more. A delay of this magnitude
increases the medical risk associated with the abortion proce-
dures toa Statistically significant degree. Even a shorter delay
may push the minor into the second trimester, when the abor-
tion procedure entails Significantly greater costs, incon-
vienence, and medical risk.

44. The experience of going to court for a judicial authoriza-
tion produces fear and tension in many minors. Minors are
apprehensive about the prospect of facing an authority figure
who holds in his hands the power to veto their decision to pro-
ceed without notifying one or both parents. Many minors are
angry and resentful at being required to justify their decision
before complete Strangers. Despite the confidentiality of the
proceeding, many minors resent having to reveal intimate
details of their personal and family lives to these strangers.
Finally, minors are left feeling guilty and ashamed about their
lifestyle and their decision to terminate their pregnancy. Some
mature minors and some minors in whose best interests it is to
proceed without notifying their parents are so daunted by the
judicial proceeding that they forego the bypass option and
either notify their parents or Carry to term.

Some minors are so upset by the bypass proceeding that they
consider it more difficult than the medical procedure itself.
Indeed, the anxiety resulting from the bypass proceeding may
linger until the time of the medical procedure and thus render
the latter more difficult than necessary.

2la

2. Two Parent Notice Requirement

45. A minor who chooses not to go to court to avoid notify-
ing her parents must notify both parents, if they are living,
unless the second one cannot be located through reasonably dil-
igent effort. The statute makes no exception fora non-custodial
parent who is divorced or separated from the custodial parent,
or for a parent who never married the custodial parent. No
exception is made in the case of a parent, custodial or not,
whom the minor considers likely to react abusively to notifica-
tion, unless the minor is willing to declare that she is a victim of

sexual or physical abuse.

46. If a minor declares that she is the victim of sexual or
physical abuse, Minn. Stat. § 144.343(4)(c) obligates the recipi-
ent of this information to report it to the local welfare agency,
police department, or the country sheriff pursuant to Minn.
Stat. § 626.556(3). This obligation binds counselors and physi-
cians at abortion clinics. The welfare agency yaust report the
information to the law enforcement agency, and vice versa.

Minn. Stat. § 626.556(3).

47. Minors who are victims of sexual or physical abuse often
are reluctant to reveal the existence of the abuse to those outside
the home. More importantly, notification to government
authorities creates a substantial risk that the confidentiality of
the minor’s decision to terminate her pregnancy will be lost.
Thus, few minors choose to declare they are victims of sexual or
physical abuse despite the prevalence of such abuse in Minne-

sota, as elsewhere.

48. In practice, the requirement that the minor notify both
parents, if living, affects many minors in single parent homes
who have voluntarily notified the custodial parent. No excep-
tion is made, for example, in the case of a non-custodial —
who for years has exhibited no interest in the minor’s tp op-
ment. No exception is made for parents likely to react wit psy-
chological, sexual or physical violence toward either the —
or the custodial parent. Minors in such circumstances ass
notify the non-custodial parent, or else go to court pe =
zation to proceed without notifying the non-custodial parent.

22a

Notification of an abusive or even a disinterested absent parent
may reintroduce that parent’s disruptive or unhelpful participa-
tion into the family at a time of acute stress. Alternatively,
going to court to seek authorization introduces a traumatic dis-
traction into the family relationship at a stressful juncture. The
emotional trauma attending either option tends to interfere
with and burden the parent-child communication the minor vol-
untarily initiated with the custodial parent.

49. The two parent notification requirement also affects
minors in two parent homes who voluntarily have consulted
with one parent but not with the other out of fear of psycholog-
ical, sexual, or physical abuse toward either the minor or the
notified parent. Here, too, the minor must choose either to
notify the second parent or to endure the court bypass proce-
dure. Once again, the emotional trauma attending either option
tends to interfere with and burden the parent-child communica-
tion the minor voluntarily initiated with the custodial parent.

50. Instances, such as those described above, in which the
requirement that the minor notify both parents of her decision
interferes with and burdens parent-child ommunication volun-
tarily initiated by the minor are not uncommon. Approximately
20-25% of minors who go to court for authorization are accom-
panied by one parent or indicate that they have already con-
sulted with one parent.

3. Forty-Eight Hour Waiting Period

51. Minors who elect to notify one or both parents by written
notice, including those whose parents refuse to sign acknow!l-
edgement forms despite having been told of their daughters’
decision, must wait until 48 hours after actual or constructive
delivery of written notice. Constructive delivery of mailed
notice occurs at noon on the regular mail delivery day following
mailing. Thus, Minn. Stat. § 144.343 delays effectuation of a
minor’s decision to terminate her pregnancy by at least 48 hours
and more commonly by 72 hours.

$2. This statutorily imposed delay frequently is compounded
by scheduling factors such as clinic hours, transportation

23a

requirements, weather, a minor’s school and work commit-
ments, and sometimes a single parent’s family and work com-

mitments. In many cases, the effective length of the delay may
reach a week or more.

53. Delay of any length in performing an abortion increases
the statistical risk of mortality and morbidity. The increase in
risk becomes statistically significant when the length of delay
reaches one week. Moreover, even delays of less than one week
may push a woman into the second trimester. Second trimester

er entail significantly greater costs, inconvenience, and
risk. |

C. Results of Bypass Proceedings, August 1, 1981, to
March 1, 1986

; 54. The parties agreed to submit statistics reflecting disposi-
tion of bypass petitions filed in Minnesota from August 1,
1981, to March 1, 1986, in the form of tables compiling infor-
mation obtained by affidavit from court officials in each Min-
nesota county. The table summarizing these statistics by
judicial] district is appended hereto.

5S. During the period for which statistics have been com-
piled, 3,573 bypass petitions were filed in Minnesota courts. Six
petitions were withdrawn before decision. Nine petitions were
denied and 3,558 were granted.

56. Anomalous circumstances surrounded several of the
petitions which were denied. Three denials occurred in Henne-
pin County. The Honorable Allen Oleisky, Judge of the Henne-
pin County District Court, Juvenile Division, recalls denying
two of the more than one thousand petitions he has heard. One
of these petitions was brought by a minor who did not actually
wish to have an abortion, but rather to marry her boyfriend.
Judge Oleisky denied the petition in order to assist the minor in
effectuating this desire by shifting responsibility for preventing
the abortion from the minor to the court. The second denial
involved a minor whom the judge determined was being coerced
into having an abortion by her parents. After determining the

24a

minor did not actually wish to have an abortion, Judge Oleisky
denied the petition.

The Honorable Gerald G. Martin, County Court Judge for
the St. Louis County Family and Juvenile Court, granted all
but one of the 225 or 226 petitions he heard during the period
for which statistics were compiled. The petition Judge Martin
denied was submitted by a rather immature 14 year old who was
accompanied to court by her mother. The minor’s father had
been out of contact with the minor and her mother for more
than seven years. Rather than proceed to the best interests
inquiry, Judge Martin denied the petition because he was cer-
tain a notice mailed to the father’s last known address would
not reach him.

57. The single denials occurring in Anoka, Mower, and Lyon
Counties each occurred in the first petition brought in those
respective counties. The Nobles County Court denied one of the
two petitions brought there to date. A comparison to the experi-
ence in the metropolitan counties, where the courts have heard
large numbers of petitions and granted nearly all, suggests that
some or all of the denials occurring in non-metropolitan coun-
ties are due more to the courts’ unfamiliarity with the judicial
bypass statute than to the petitioners’ immaturity or best inter-
ests. For example, the Anoka County Court denied the first
petition brought before it and then granted each of the 19 peti-
tions heard during the remainder of the period for which statis-
tics were compiled.

D. Effectuation of State Interests
1. Asserted State Interests

58. The Minnesota legislature had several purposes in mind
when it amended Minn. Stat. § 144.343 in 1981. The primary
purpose was to protect the well-being of minors by encouraging
minors to discuss with their parents the decision whether to ter-
minate their pregnancies. Encouraging such discussion was
intended to achieve several salutory results. Parents can provide
emotional support and guidance and thus forestall irrational
and emotional decision-making. Parents can also provide infor-

25a

mation concerning the minor’s medical history of which the
minor may not be aware. Parents can also supervise post-
abortion care. In addition, parents can support the minor’s psy-
chological sequelae that may attend the abortion procedure.

59. The court finds that a desire to deter and dissuade minors
from choosing to terminate their pregnancies also motivated the
legislature. Testimony before a legislative committee consider-
ing the proposed notification requirement indicated that influ-
ential supporters of the measure hoped it ‘‘would save lives’’ by
influencing minors to carry their pregnancies to term rather
than aborting.

2. Testimony as to Beneficial Effect of Minn. Stat.
§ 144.343

a. Judicial Bypass/Notice Requirement

60. The court heard testimony of judges who collectively
have adjudicated over 90 percent of the parental notification
petitions filed since August 1, 1981. None of these judges, on
direct or cross examination, identified a positive effect of the
law.

Honorable Allen Oleisky has heard over 1,000 parental noti-
fication petitions. He characterizes his function as ‘‘a routine
clerical function on my part, just like putting my seal and stamp
on it.’’ Moreover, he believes that the statute dissuades some
minors from having abortions because of the fear of going to
court in a distant city.

Honorable Gerald Martin stated that he doesn’t ‘‘perceive
any useful public purpose to what [he is] doing in these cases;’’
moreover, he finds the court experience difficult for minors. ‘‘]
think they find it a very nervewracking experience,’’ he testi-
fied.

Honorable Neil Riley testified that he saw iio beneficial
effects of the statute and further that he sympathized with ‘‘the
predicament’”’ the minors were in.

Honorable William Sweeney testified, ‘‘] know as a judge
you would like to think your decisions are important, that you
are providing some—you are doing some legitimate purpose.

26a

What I have come to believe . . . [is] that really the judicial]
function is merely a rubber stamp. The decision has already
been made before they have gotten to my chambers. The young
women I have seen have been very mature and capable of giving
the required consent.”’

He further testified that ‘‘the level of apprehension that |
have seen contrasted with even the orders for protection, which
is a very intense situation, very volatile, and the custody ques-
tions, is that the level of apprehension is twice what I normally
see incourt. . . . You see all the typical things that you would
see with somebody under incredible amounts of stress, answer-
ing monosyllabically, tone of voice, tenor of voice, shaky,
wringing of hands, you know, one young lady had her—her
hands were turning blue and it was warm in my office. . . .”’

Mr. Paul Garrity, who adjudicated the same bypass petitions
while a judge in Massachusetts, believed that the Massachusetts
law accomplished nothing. ‘‘It just gives these kids a rough
time. I can’t think it accomplishes a darn thing. I think it basi-
cally erects another barrier to abortion.’ Further, he felt going
to court was ‘‘absolutely’’ traumatic for minors. ‘‘You know, it
was just—it was just another thing at a very, very difficult time
in their lives,’’ he said.

61. Clinic counselors, who participate on a daily basis in the
law’s implementation, are of a similar mind. Paula Wendt has
counseled or supervised the counseling of more than 3,000
minors since the law went into effect. She concludes from her
conversations with both parents and minors that the law has not
promoted family integrity or communication. The law has,
more than anything, disrupted and harmed families.

On the basis of her experience, Tina Welsh concludes that the
law has not benefitted intra-family communication. A minor’s
unplanned pregnancy is a crisis which is not conducive to an
attempt to build good family communications. Ms. Welsh does
not believe that the law helps teenagers make a better decision
about whether to [sic] have an abortion or continue the preg-
nancy. Requiring a minor to tell either her parents or a judge
about her pregnancy and the reasons she wants an abortion
makes no beneficial contribution to the minor’s decision.

27a

62. The public defenders who participate in bypass proceed-
ings believe that the law serves no beneficial] purpose. Its sole
function, in their view, is to create a hurdle and impose addi-
tional stress upon the young women. Similarly, the guardians
ad litem do not perceive a beneficial purpose to their participa-
tion in the process.

63. In most cases, minors seeking judicial authorization to
terminate their pregnancies without informing their parents
have already made up their minds before coming to court.
Thus, judges, public defenders, and guardians ad litem find
they impart no information and provide no counseling in the
course of the bypass proceeding. Neither does the court system
refer minors to their parents for guidance and support, as is
demonstrated by the overwhelming rate of approval. At most,
the bypass proceeding furthers the state’s interest in providing

. Minors with guidance and emotional support only insofar as the

abortion clinics have expanded their counseling of minors at the
insistence of judges who hear the petitions. Counselors and
administrators from the major Minnesota clinics testified, how-
ever, that counseling of minors going to court and that of
minors who do not differs merely in that the former are coun-
seled about the court process and the latter are not.

64. Minors who seek authorization in Minnesota courts for
confidential abortions tend to be above average in intelligence,
education, and personal motivation. They also tend to be ambi-
tious and concerned about the effect their decision will have on
their futures.

65. Minnesota courts have denied only an infinitesimal pro-
portion of the petitions brought since 1981. This fact indicates
that in Minnesota immature, non-best interest minors rarely
seek judicial authorization to terminate their pregnancies with-
out parental involvement. Such minors either inform their par-
ents, obtain an abortion outside Minnesota, or carry the
pregnancy to term.

Dr. Gary B. Melton suggested two partial explanations for
this phenomenon. First, comparisons of personality function-
ing between adolescents who abort and those who carry to term

28a

generally show more adaptive, healthier functioning in the
former group. Adaptation, in turn, marks a level of psychologi-
cal and emotional development colloquially referred to as
**maturity.”” Second, minor’s desire to maintain a measure of
privacy of information about her personal matters is an impor-
tant indication of individuation, a principal development task
of adolescence. Indeed, defendants’ witness Dr. Vincent Rue
testified that teenagers in the early stage of adolescence are
much more likely to discuss a pregnancy than are teenagers in
the mid-phase of adolescence who typically would desire more
privacy, and teenagers in the latter stages of adolescence who
would be the most private, and insist upon confidentiality.
Adult women, in Dr. Rue’s view, would be most insistent upon
maintaining the confidentiality of their decision. Therefore,
while there may be ‘‘no logical relationship between the capac-
ity to become pregnant and the capacity for mature judgment
concerning the wisdom of an abortion,’’ H. L. v. Matheson,
450 U.S. 398, 408 (1981), some relationship does exist between
the decision to abort in privacy and the capacity for mature
judgment concerning the wisdom of this decision. Conse-
quently, a regulation that affects only minors who have elected
to terminate their pregnancies and to do so in privacy tends
inevitably to reach only mature minors and immature minors
driven to this choice by their own best interests. Such a regula-
tion will fail to further the State’s interest in protecting imma-
ture, non-best interest minors.

66. Dr. Jane Hodgson, a leading practitioner in the field of
obstetrics and gynecology, has given Minnesota’s parental noti-
fication law considerable thought. She concludes, ‘‘I honestly

think there is no benefit whatsoever.’ The law has created

‘nothing but problems’’ for her teenage patients. Testimony by
plaintiffs’ other expert witnesses, each of unquestionably high
standing in his or her respective field, corroborates this opin-
ion. For example, Dr. Stephen Butzer testified, on the basis of
his clinical experience, that when knowledge of an adolescent’s
pregnancy or abortion is inadvertently communicated to one or
both parents, the effect of the communication on the family or

29a

relationship between adolescent and parents is ‘‘almost univer-
sally negative.’’

67. Defendants offered the court no persuasive testimony
upon which to base a finding that Minnesota’s parental notifi-
cation law enhances parent-child communications, or improves
family relations generally. Dr. Vincent Rue possesses neither
the academic qualifications nor the professional experience of
plaintiffs’ expert witnesses. More importantly, his testimony
lacked the analytical force of contrary testimony offered by
plaintiffs’ witnesses. Dr. Richard T. F. Schmidt does not prac-
tice medicine in Minnesota, has never performed an abortion,
and does not regularly counsel minors who wish to obtain abor-
tions. Therefore, his testimony is less persuasive than the con-
trary testimony of witnesses closer in each of these respects to
the issue before the court.

The court did not expect defendants to establish that in every
case Minnesota’s parental notification law protects pregnant
minors, promotes parent-child communication, and improves
family relations generally. Defendants did establish that notifi-
cation can serve these interests in individual cases. Defendants
failed, however, to establish that the law promotes these values
more than it undermines them. Five weeks of trial have pro-
duced no factual basis upon which the court can find that
Minn. Stat. § 144.343(2)-(7) on the whole furthers in any mean-
ingful way the State’s interest in protecting pregnant minors or
assuring family integrity.

b. Two Parent Requirement

68. National statistics reveal that approximately one out of
every two marriages ends in divorce. There is no testimony in
the trial of this case indicating that the divorce rate in Minne-
sota differs from the national average. To the contrary, clinic
experience indicates that only 50% of minors in the state of
Minnesota reside with both biological parents. This figure is
corroborated by one study indicating that 9% of minors in Min-
nesota live with neither parent, 33% live with only one parent
and thus 42% do not live with both biological parents.

30a

69. Studies indicating that family violence occurs in two mil-
lion families in the United States substantially underestimate
the actual number of such families. In Minnesota alone, reports
indicate that there are an average of 31,200 incidents of assault
on women by their partners each year. Based on these statistics,
state officials suggest that the ‘‘battering’’ of women by their
partners ‘‘has come to be recognized as perhaps the most fre-
quently committed violent crime in the stace’’ of Minnesota.
These numbers do not include incidents of psychological or sex-
ual abuse, low-level physical abuse, abuse of any sort of the
child of a batterer, or those incidents which are not reported.
Many minors in Minnesota live in fear of violence by family
members; many of them are, in fact, victims of rape, incest,
neglect and violence. It is impossible to accurately assess the
magnitude of the problem of family violence in Minnesota
because members of dysfunctional families are characteristi-
cally secretive about such matters and minors are particularly
reluctant to reveal violence or abuse in their families. Thus the
incidence of such family violence is dramatically under-
reported.

70. Divorce or separation usually impairs family communi-
cation severely. The non-custodial parent often has very little
communication with the child. In addition, communication
between divorced or separated spouses frequently is marked
with the kind of hostility and angry vindictiveness that charac-
terized the divorce or separation.

The effect of compelling an adolescent to share information
about her pregnancy and abortion decision with both parents in
a divorced or separated situation can be harmful. The non-
custodial parent often will reintegrate with the family in a dis-
ruptive manner. The adolescent may be perplexed as to why the
non-custodial parent should become an important factor in her
life at this point, especially when the parent previously has paid
her oittle [sic] attention and offered little support. Moreover,
the testimony revealed no instances in which beneficial relations
between a minor and an absent parent were reestablished fol-
lowing required notification. Therefore, the minor may suffer
disappointment when an anticipated reestablishment of her

3la

relationship with the absent parent does not occur, as is most
likely given the trying circumstances under which communica-
tion is renewed.

Involuntary involvement of the second biological parent is
especially detrimental when the minor comes from an abusive,
dysfunctional family. Notification of the minor’s pregnancy
and abortion decision can provoke violence, even where the
parents are divorced or separated. Studies have shown that vio-
lence and harrassment may continue well beyond the divorce,
especially when children are involved.

The reaction of the custodial parent to the requirement of
forced notification is often one of anger, resentment and frus-
tration at the intrusion of the absent parent. Frequently, the
custodial] parent fears that the absent parent will use the notifi-
cation to threaten the custody rights of the custodial parent.
Furthermore, a mother’s perception in a dysfunctional family
that there will be violence if the father learns of the daughter’s
pregnancy is likely to be an accurate perception.

71. Twenty to twenty-five percent of the minors who go to
court either are accompanied by one parent who knows and
consents to the abortion or have already told one parent of their
intent to terminate their pregnancy. The vast majority of these
voluntarily informed parents are women who are divorced or
separated from spouses whom they have not seen in years.
Going to court to avoid notifying the other parent burdens the
privacy of both the minor and the accompanying parent. The
custodial parents are angry that their consent is not sufficient
and fear tht notification will bring the absent parent back into
the family in an intrusive and abusive way.

72. Minors who ordinarily would notify one parent may be
dissuaded from doing so by the two-parent requirement. A
minor who must go to court for authorization in any event may
elect not to tell either parent. In these instances, the require-
ment that minors notify both biological parents actually
reduces parent-child communication.

32a

c. 48 Hour Waiting Period

73. Some period of mandatory delay between the time of
actual or constructive notification of the minor’s parent and the
abortion itself would reasonably effectuate the State’s interest
in protecting pregnant minors. A waiting period may allow par-
ents to aid, counsel, advise, and assist minors in determining
whether to undergo an abortion or to provide the physician
with information which may be relevant to the medical judg-
ments involved.

74. The interest effectuated by the State’s 48 hour waiting
period could be effectuated as completely by a shorter waiting
period. Therefore, to the extent the waiting period exceeds that
necessary to allow parents to consult with minors contemplat-
ing abortion, it fails to further the State’s interest in protecting
pregnant minors.

CONCLUSIONS OF LAW

Plaintiffs attack the constitutionality of Minn. Stat.
§ 144.343 on several fronts. First, plaintiffs contend that
§ 144.343, subd. 2 is facially unconstitutional because it fails to
afford minors the opportunity to obtain a judicial or adminis-
trative waiver of the statute’s notification requirement. See
Planned Parenthood Ass’n of Kansas City v. Ashcroft, 462
U.S. 476 (1983) (Ashcroft); Bellotti v. Baird, 432 U.S. 622
(1979) (Bellotti I). Second, plaintiffs contend that even with
the judicial bypass procedure of subd. 6 incorporated as subd.
2(c) by virtue of this court’s temporary restraining order of July
31, 1981, § 144.343(2)-(7), as applied in Minnesota, unduly bur-
dens the fourteenth amnedment due process rights of pregnant
minors. Even if § 144.343(2)-(7) is not unconstitutional in its
entirety, plaintiffs contend that the statute’s requirement that
minors notify both parents except when one parent is dead or
the minor is unable to locate a parent with reasonable diligence,
§ 144.343(2), (3), is unconstitutional. Finally, plaintiffs con-
tend the 48-72 hour waiting period imposed upon minors who
choose to notify one or both of their parents in writing, see

33a

Minn. Stat. § 144.343(2)-(4), is unconstitutional because it
impermissibly burdens a minor’s right to choose abertion.

Noting ‘‘a requirement unduly burdensome in operation will
be struck down even if not clearly invalid on its face,’’ see
Planned Parenthood League of Massachusetts v. Bellotti, 641
F.2d 1006, 1011 (Ist Cir. 1981), this court denied defendant's
motion for summary judgment with respect to plaintiffs’ as
applied due process challenge to § 144.343(2)-(7). Hodgson v.
Minnesota, Civ. No. 3-81 538 slip op. at 11 (Jan. 23, 1985). The
court found that dispute existed with respect to material issues
of fact including the confidentiality of the judicial bypass pro-
cedure, delays and inconvenience, and lack of access to the
courts in rural counties. This list of material facts was not all
inclusive. Hodgson, slip op. at 10. Therefore, the action pro-
ceeded to trial upon these issues and others.

1. STANDARD OF REVIEW

Every woman has the fundamental right to terminate her
pregnancy free from unwarranted government intrusion. Roe v.
Wade, 410 U.S. 113 (1973); see Thornburgh v. American Col-
lege of Obstetricians and Gynecologists, US. , 106
S.Ct. 2169, 2178 (1986) (specifically reaffirming Roe v. Wade);
City of Akron v. Akron Center for Reproductive Health, 462
U.S. 416, 420 (1983) (Akron) (similar). The right to choose
abortion rather than childbirth is ‘‘not unqualified and must be
considered against important state interests in regulation.’’ Roe
v. Wade, 410 U.S. at 154. Rather, the right protects the woman
from unduly burdensome interference with her freedom to
decide whether to terminate her pregnancy. Maher v. Roe, 432
U.S. 464, 473-74 (1977).

A state regulation that burdens an individual's right to decide
to terminate her pregnancy by substantially limiting her access
to the means of effectuating that decision is subject to strict
judicial scrutiny. Carey v. Population Services International,
431 U.S. 678, 688 (1977). Such a burden is imposed by a regula-
tion that places an obstacle, absolute or otherwise, in the path
of one seeking to exercise the protected right. Maher v. Roe,
432 U.S. 464, 472 (1977).

34a

The term ‘‘undue burden’’ does not accurately describe the
magnitude of interference necessary to trigger heightened judi-
cial scrutiny. The Supreme Court has squarely rejected this
analysis as ‘‘wholly incompatible with the existence of the fun-
damental right recognized in Roe v. Wade.’’ Akron, 462 U.S.
at 419-21 n. 1. Indeed, the Court’s traditional three tiered con-
stitutional analysis exists to provide the courts a value-neutral
framework by which to test the constitutionality of legislative
enactments. Determining whether a burden is ‘“‘undue’’ as a
threshold inquiry would leave availabie to judges no standard
for making this determination but their individual assessment
of a statute’s worth. Cf. Mississippi University for Women v.
Hogan, 458 U.S. 713, 724 n. 9 (1982) (‘‘[W]hen a classification
expressly discriminates on the basis of gender, the analysis and
level of scrutiny applied to determine the validity of the classifi-
cation do not vary simply because the objective appears accept-
able to individual Members of the Court. While the validity and
importance of the objective may effect the outcome of the anal-
ysis, the analysis itself does not change.’’). Thus the term
‘undue burden’’ as used, for example, in Maher, 432 U.S. at
473-74, refers to the ultimate constitutional issue under height-
ened judicial scrutiny, rather than the threshold requirement
for triggering such scrutiny. Charles v. Carey, 627 F.2d 772,
777 (7th Cir. 1980); Planned Parenthood of Rhode Island v.
Board of Medical Review, 598 F. Supp. 625, 630 n. 2 (D.R.1.
1984).

Regulations imposing a constitutionally significant vurden
on the free exercise of a protected right, including the right to
choose to terminate one’s pregnancy, must be supported by a
compelling state interest. Akron, 462 U.S. at 427; Roe v. Wade,
410 U.S. at 155. Such a regulation must also be narrowly drawn
to express only the legitimate state interests at stake. Carey v.
Population Services International, 431 U.S. 678, 686, 688
(1977).

Constitutional rights do not mature and come into being only
when one attains the state-defined age of majority. Minors, as
well as adults, are protected by the Constitution and possess
constitutional rights. Planned Parenthood of Central Missouri
v. Danforth, 428 U.S. 52, 74 (1976) (Danforth). See Bellotti Il,

35a

433 U.S. at 633; Carey v. Population Services International,
431 U.S. at 693. Similarly, the burdens imposed by state regula-
tion of abortion are no different for minors than for adults.
Zbaraz v. Hartigan, 763 F.2d 1532, 1536 (7th Cir. 1985), appeal
docketed, No. 85-673 (U.S. Oct. 16, 1985); see Bellotti I], 443
U.S. at 642 (‘‘[T]he potentially severe detriment facing a preg-
nant woman is not mitigated by her minority. Indeed, consider-
ing her probable education, employment skills, financial
resources, and emotional] maturity, unwanted motherhood may
be exceptionally burdensome for a minor.’’). Therefore, the
degree of burden that triggers heightened judicial scrutiny
depends in no way upon whether the regulation applies to
minor or adult women.

The Supreme Court, however, long has recognized that a
State has somewhat broader authority to regulate the activities
of children than of adults. Danforth, 428 U.S. at 74. This
broader authority derives from the peculiar vulnerability of
children; their inability to make critical decisions in an
informed, mature manner; and the importance of the parental
role in child rearing. Thus the difference between abortion stat-
utes which regulate adults and those which regulate only minors
is that the latter may be justified by a significant state interest
that is not present in the case of an adult. Zbaraz v. Hartigan,
763 F.2d at 1536. See Akron, 462 U.S. at 427 n. 10; Carey v.
Population Services International, 431 U.S. at 693 n. 15; Dan-
forth, 428 U.S. at 75. In addition, the State is not constitution-
ally bound to employ the least burdensome method of
effectuating its interests. Indiana Planned Parenthood Affili-
ates Ass'n, Inc. v. Pearson, 716 F.2d 1127, 1133 (7th Cir. 1983)
(Pearson). Compare Pearson with Carey v. Population Ser-
vices, 431 U.S. at 688 (state regulation burdening the right of
adult women to terminate their pregnancies must ‘‘be narrowly
drawn to express only the legitimate state interests at stake.’’).
Instead, the state regulation must be rationally calculated to
serve the state’s significant interests. Planned Parenthood of
Rhode Island v. Board of Medical Review, 598 F. Supp. 625,
640 (D.R.I. 1984).

As immature minors often lack the ability to make fully
informed choices that take account of both immediate and

36a

long-range consequences, a State reasonably may determine
that parental consultation often is desirable and in the best
interests of the minor. Bellotti IJ, 443 U.S. at 640. Therefore, a
State’s interest in protecting immature minors will sustain the
requirement of consent, either parental or judicial. Akron, 462
U.S. at 439. But even the State’s interest in encouraging paren-
tal involvement in their minor children’s decision to have an
abortion must give way to the constitutional right of a mature
minor or an immature minor whose best inerests are contrary to
parental involvement. Jd. at 427 n. 10; Planned Parenthood of
Rhode Island v. Board of Medical Review, 598 F. Supp. at 640.
See Bellotti IT, 443 U.S. 649.

Even under the less rigorous standard applicable to regula-
tions burdening the rights of minor women to obtain an abor-
tion, the burden of demonstrating a connection between the
regulation and the asserted state policy falls on the state. Carey
v. Population Services International, 431 U.S. at 696, 696 n. 22;
Pearson, 716 F.2d at 1133. Neither a bare assertion that the
burden is connected to a significant state policy, Carey, 431
U.S. at 696, nor sentiment or folklore, Jn re Gault, 387 U.S. 1,
21-22 (1967), will satisfy this burden.

Minnesota Statute § 144.343(2)-(7) requires minors either to
notify their parents of their desire to obtain an abortion, or to
obtain the judicial waiver of this requirement. The statute does
not require parental consent or a waiver of parental consent.
The parties agreed in response to a question from the court that
the constitutional analysis applicable to notice requirements
does not differ from that applicable to consent requirements.
Moreover, despite the contrary suggestions of individual Mem-
bers of the Supreme Court, see Akron, 462 U.S. at 469 (O’Con-
nor, J., dissenting); H.L. v. Matheson, 450 U.S. 338, 421
(Stevens, J., concurring), the court concludes that it is ‘‘paren-
tal involvement”’ that an emancipated or mature minor must
have an opportunity to avoid, without regard to whether that
‘tinvolvement”’ takes the form of notification or consent. See
Akron, 462 U.S. at 427 n. 10; Pearson, 716 F.2d at 1132. See
also Bellotti IJ, 443 U.S. at 647 (statute unconstitutional!
because, inter alia, it failed to provide every minor an opportu-

37a

nity to ‘‘go directly to a court without first consulting or notify-
ing her parents’’).

li. Minn, Stat. § 144.343(2)

Subdivision 2 of § 144.343 prohibits performing an abortion
upon an unemancipated minor, or upon a woman for whom a
guardian or conservator has been appointed because of a find-
ing of incompetency, until at least 48 hours after written notice
of the pending operation has been delivered to the minor’s par-
ents or guardian or conservator. By its order of July 31, 1981,
this court temporarily restrained defendants from enforcing the
provisions of Minn. Stat. § 144.343(2) because the court found
it probable that plaintiffs would be successful in their challenge
to subdivision 2. As a result of this restraining order, subdivi-
sion 6 of § 144.343 took effect. This subdivision provides that
subdivision 2 shall be enforced as though the judicial bypass
provisions of subdivision 6 were incorporated as paragraph c of
subdivision 2. Subdivision 6 further provides that if the court’s
temporary injunction is ever stayed or dissolved, or otherwise
ceases to have effect, subdivision 2 shall have full force and
effect, without being modified by the addition of the substitute
paragraph, and the substitute paragraph shall have no force or
effect until or unless an injunction or restraining order is again
in effect.

A State choosing to encourage parental involvement in their
minor child’s decision to have an abortion must provide an
alternative procedure through which a minor may demonstrate
that she is mature enough to make her own decision or that the
abortion is in her best interests. Akron, 462 U.S. at 430 n. 10;
see Bellotti II, 443 U.S. at-643-44. The unique nature and conse-
quences of the abortion decision make it inappropriate ‘‘to give
a third party an absolute, and possibly arbitrary, veto over the
decision of a physician and his patient to terminate the patient’s
pregnancy, regardless of the reason for withholding the con-
sent.’’ Bellotti IT, 443 U.S. at 643; Planned Parenthood of Cen-
tral Missouri v. Danforth, 428 U.S. 52, 74 (1976).

The Bellotti IJ court set forth the following requirements:

38a

A pregnant minor is entitled in such a proceeding to show
either: (1) that she is mature enough and well enough
informed to make her abortion decision, in consultation
with her physician, independently of her parents’ wishes;
or (2) that even if she is not able to make this decision inde-
pendently, the desired abortion would be in her best inter-
ests. The proceeding in which this showing is made must
assure that a resolution of the issue, and any appeals that
may follow, will be completed witfanonymity and suffi-
cient expedition to provide an effective opportunity for an
abortion to be obtained.

443 U.S. at 643-44. A statute that fails to previde such an alter-
native to a consent or notification requirement imposes an
undue burden upon the exercise by minors of the right to seek
an abortion. Jd., at 647.

Without the judicial bypass option of subdivision 6, Minn.
Stat. § 144.343(2) would unduly burden the exercise by minors
of the right to seek an abortion. There are parents who would
obstruct, and perhaps altogether prevent, the minor’s efforts to
exercise the right. Bellotti, 443 U.S. at 647. Young, pregnant
minors, especially those living at home, are particularly vulner-
able to their parent’s efforts to obstruct an abortion. Jd.; Indi-
ana Planned Parenthood Affiliates Ass’n, Inc. v. Pearson, 716
F.2d 1127, 1132 (7th Cir. 1983). The interests of the State and
of these parents, must give way to the constitutional right of a
mature minor or of an immature minor whose best interests are
contrary to parental involvement. See, e.g., Akron, 428 n. 10.
Therefore, the court concludes that it must permanently enjoin
defendants from enforcing Minn. Stat. § 144.343(2) as unmodi-
fied by subdivision 6. i

Ill. Constitutionality of Minnesota’s Parental Notification
Law

Plaintiffs contend that Minn. Stat. § 144.343(2)-(7) is uncon-
stitutional as applied because it interferes with and burdens
minors in the exercise of their constitutional rights and defen-
dants have failed to demonstrate that the statute is necessary,
narrowly drawn, and that it is accomplishing significant state
interests. Defendants respond that plaintiffs’ position improp-

39a

erly asks this court to disregard controlling Supreme Court
precedent. In view of the fact that the relevant legal standards
governing the constitutionality of parental notification require-
ments are not in dispute, see Akron, 462 U.AS. at 439, defen-
dants contend that the scope of this court’s inquiry properly is
restricted to determining whether the statute complies with the
guidelines set forth by the Bellotti I] plurality and subsequently
approved by majority of the the Supreme Court in Planned
— Ass’n of Kansas City v. Ashcroft, 462 U.S. 476
).

Plainly, it is within neither the power nor the desire of this
court to overrule Supreme Court precedent. E.g., Thurston
Motor Lines, Inc. v. Jordan K. Rand, Ltd., 460 U.S. 533, 535
(1983); Jaffree v. Board of School Commissioners, 459 U.S.
1314, 1316 (Powell, Circuit Justice 1983). Nevertheless, the
court is mindful that:

Where the existence of a rational basis for legislation
whose constitutionality is attacked depends upon facts
beyond the sphere of judicial notice, such facts may prop-
erly be made the subject of judicial inquiry . . . and the
constitutionality of a statute predicated upon the existence
of a particular state of facts may be challenged by showing
to the court that those facts have ceased to exist.

United States v. Carolene Products Co., 304 U.S. 144, 153
(1938) (Citations omitted); see New Jersey Citizen Action v.
Edison Township, 797 F.2d 1250, 1260 (3d Cir. 1986). Compare
Wisconsin Action Coalition v. City of Kenosha, 767 F.2d 1248
(7th Cir. 1985) (ordinance limiting hours of solicitation held
invalid) with City of Watseka v. Illinois Public Action Council,
796 F.2d 1547 (7th Cir. 1986) (conducting de novo analysis of
validity of similar ordinance). If the court properly may inquire
into whether a change has occurred in the factual basis upon
which the constitutionality of a statute depends, then surely an
inquiry into the existence of a particular state of facts assumed
but never demonstrated is at least equally proper. To this
court’s knowledge, it is the first ever to examine a parental noti-
fication or consent substitute statute in actual operation. See,
e.g., Akron 462 U.S. 425 (enforcement of ordinance enjoined

40a

before its effective date); Planned Parenthood Ass’n of Kansas
City v. Ashcroft, 483 F. Supp. 679, 683, (W.D.Mo. 1980) (stat-
ute at issue in Planned Parenthood Ass’n v. Ashcroft, 462 U.S.
476, enjoined on day after becoming effective); Bellotti II, 443
U.S. at 645 n. 25 (because appellees successfully sought to
enjoin Massachusetts from putting statute into effect, there
existed an ‘‘absence of any evidence as to the operation of judi-
cial proceedings under § 12s.’’). Initiation of the factual inquiry
mandated by the Carolene Products court lies squarely within
the province of a federal district court. Therefore, this court
heard testimony and has made findings of fact with respect to
plaintiffs’ allegation that Minn. Stat. § 144.343 (2)-(7) is not
rationally related to the State’s asserted interests.

Plaintiffs’ as applied challenge to the constitutionality of
Minn. Stat. § 144.343(2)-(7) proceeded at trial on two levels.
Plaintiffs’ more limited challenge attached the sufficiency of
Minnesota’s compliance with the Bellotti IJ guidelines for
establishing an alternative procedure whereby authorization for
the abortion can be obtained. See Bellotti IJ, 443 U.S. at 643-
44. Plaintiffs’ broader challenge attacked the assumption,
implicit in the Bellotti I] and Ashcroft decisions, that a notifica-
tion or consent requirement imposed in conjunction with an
appropriate alternative bypass procedure would serve the
State’s interest in protecting pregnant minors without unduly
burdening the right of mature or best interests minors to obtain
an abortion.

The bulk of the testimony at trial related to whether requiring
pregnant minors either to notify their parents of their desire to
terminate their pregnancies or to go to court to obtain a waiver
of the notification requirement actually furthers the State’s
interest in proiecting pregnant minors. The court heard testi-
mony of at least 37 witnesses who spoke to this issue. Only two
of these witnesses related facts and expressed opinions from
which a court could draw a reasonable inference that the statute
does young women more good than harm. Neither of these wit-
nesses, Dr. Vincent Rue or Dr. Richard T.F. Schmidt, has any
direct contact with minors affected by Minn. Stat. § 144.343(2)-
(7). Neither witness counsels minors on a regular basis concern-
ing the decision whether to terminate a pregnancy, neither

4la

witness performs abortions, and neither witness sees minors
who have had abortions on a regular basis.

Of the remaining witnesses who spoke to the issue whether
Minn. Stat. § 144.343 effectuates the State’s interest in protect-
ing pregnant minors, all but four of these are personally
involved in the statute’s implementation in Minnesota. They are
judges, public defenders, guardians ad litem, and clinic coun-
selors. None of these witnesses testified that the statute has a
beneficial effect upon the minors whom it affects. Some testi-
fied the law has a negligible effect upon intra-family communi-
cation and upon the minors’ decision-making process. Others
testified the statute has a deleterious effect on the well-being of
the minors to whom it applies because it increases the stress
attendant to the abortion decision without creating any corre-
sponding benefit. Thus five weeks of trial have produced no
factual basis upon which this court can find that Minn. Stat.
§ 144.343(2)-(7) on the whole furthers in any meaningful way
the state’s interest in protecting pregnant minors or assuring
family integrity.

The court has considered the possibility that the statute’s
existence encourages immature, non-best interest minors to tell
their parents, and that this intangible effect is not amenable to
proof at trial. The court does not believe this to be the case.
First, several witnesses who testified at trial were involved in
providing abortions to minors both before and after the enact-
ment of Minn. Stat. § 144.343(2)-(7). These witnesses could
have testified as to a change in the level of parental participa-
tion occurring at about the time of the statute’s effective date.
Although these and other witnesses testified that a sizable pro-
portion of minors seeking an abortion in Minnesota voluntarily
notify at least one parent of their intention, none testified that
this proportion changed at or around the effective date of the
Minnesota parental notification law.

Furthermore, the testimony indicates that the sort of inde-
pendent self-assessment by the minor of her own maturity sug-
gested by this scenario actually does not occur as a result of the
statute. Although the major abortion providers in Minnesota
inquire into a minor’s maturity in the course of the informed
consent process, abortion providers to not decline to assist

42a

minors because of their immaturity with any frequency. To the
contrary, the testimony revealed the major providers tend to
resolve any doubts as to a minor’s maturity by referring her to
the judicial bypass system. These minors are almost universally
successful in obtaining judicial waivers. Thus there appears to
be little self-selection among those minors who come to the clin-
ics initially without both parents. Instead, any self-selection as
to maturity occurring among pregnant minors appears to be a
result of the natural maturation process, rather than an effect
of Minn. Stat. § 144.343(2)-(7). As descTibed in finding of fact
number 65, the desire on the part of minors to retain their pri-
vacy with respect to the abortion decision is, at least in part, a
result of the maturation process. Therefore, it does not appear
Minn. Stat. § 144.343(2)-(7) has any greater beneficial effect
upon immature minors than it does upon mature minors and
minors whose best interests are not served by notification.

In view of the foregoing, the court finds as a matter of fact
that Minn. Stat. § 144.343(2)-(7) fails to serve the State’s
asserted interest in fostering intra-family communication and
protecting pregnant minors. This is not a case in which the State
merely has failed to demonstrate that the challenged statute
employs the alternative means of effectuating its interest that is
least burdensome upon the rights of the affected individuals.
See Indiana Planned Parenthood Affiliates Ass’n, Inc. v. Pear-
son, 716 F.2d 1127, 1134 (7th Cir. 1983) (state is not constitu-
tionally required to provide the least burdensome alternative to
notification.). Similarly, this is not a case in which the legisla-
ture has utilized a yardstick that is imprecise or even unjust in
particular cases. See H.L. v. Matheson, 450 U.S 398, 425 (1981)
(Stevens, J., concurring) (over-inclusiveness of parental-notice
requirement does not undercut its validity). Instead, Minn.
Stat. § 144.1343(2)-(7) imposes the substantial burden of
obtaining a judicial waiver of the parental notification require-
ment upon a group of minors composed a.most entirely of
either mature minors or minors whose best interests are not
served by notification. This substantial burden is not justified
by the state’s interests in encouraging intra-family communica-
tion and protecting immature minors because Minn. Stat.
§ 144.343(2)-(7) fails to further either of those interests in any

43a

meaningful way. When, as here, the state’s asserted interest
fails to justify the burden imposed upon pregnant minors by an
abortion regulation, the Supreme Court has invalidated such
regulations as unduly burdensome upon the rights of pregnant
minors. Bellotti II 443 U.S. 622, 651 (1979); Planned Parent-
hood of Central Missouri v. Danforth, 428 U.S. 52, 75 (1976).

This court does not, however, write on a clean slate in deter-
mining the constitutionality of Minnesota’s parental notifica-
tion statute. The Supreme Court carefully delineated the
elements of the alternative procedure states must employ if they
wish to require parental consent or notification prior to abor-
tion. Bellotti IT, 443 U.S. at 643-44. Although the Court’s dis-
cussion of the necessary alternative procedure appears in a
plurality opinion and at least arguably was unnecessary to the
decision in the Bellotti I] case, the Supreme Court left no doubt
as to its commitment to the Bellotti I] procedure in Planned
Parenthood Ass’n v. Ashcroft, 462 U.S. 476 (1983). Noting its
Statement in Akron that the relevant legal standards with
respect to parental-consent requirements are not in dispute, 462
U.S. at 439, the Court treated a challenge to the constitutional-
ity of Missouri’s consent/bypass statute as an issue purely of
statutory construction. Ashcroft, 462 U.S. at 491. Because the
Missouri statute at issue could fairly be construed to comply
with the Bellotti I] requirements, it avoided any constitutional
infirmities. Jd. at 493.

Because no court has had occasion to consider the actual
effect of a consent/bypass or notification/bypass statute in
operation, plaintiffs contend the issue now before this court is
far more complex than the statutory interpretation issue
addressed by the Ashcroft court. Indeed, it appears to this court
that the prophecy with which Mr. Justice Stevens closed his
concurrence in Bellotti I] is fulfilled.’ Nevertheless, this court is

1 In arguing that the Bellotti 1] case presented the Supreme Court no
occasion to render an advisory opinion on the constitutionality of the alter-
native procedure recommended in Justice Powell's plurality opinion, Justice
Stevens predicted ‘‘a real statute—rather than a mere outline of a possible
statute—and a real case or controversy may well present questions thai
appear quite different from the hypothetical questions Justice Powell has
elected to address.’’ 433 U.S. at 656 n.4 (Stevens, J., concurring).

44a

bound by applicable Supreme Court precedent. E.g. Thurston
Motor Lines, Inc. v. Jordan K. Rand, Ltd., 460 U.S. 534
(1983); Jaffree v. Board of School Commissioners, 459 U.S.
1314 (Powell, Circuit Justice 1983). This court has made factual
findings as to the effect of Minnesota’s parental notification
law as it affected the minors to whom it applied between its
effective date in 1981 and trial in 1986. Were this court writing
on a clean slate, it could not uphold the constitutionality of
Minn. Stat. § 144.343(2)-(7) under the intermediate scrutiny
appropriate in challenges to regulations that burden the funda-
mental rights of minors. But it is not this court’s place to deter-
mine the assumptions upon which the Supreme Court based its
holdings in Bellotti I] and Ashcroft. Nor is it this court’s place
to determine whether the facts actually demonstrated at trial
comport or conflict with any assumptions the Supreme Court
may have made. The Supreme Court directs that this court’s
inquiry be limited instead to an issue purely of statutory con-
struction: whether Minnesota provides a judicial alternative
that is consistent with established legal standards. Ashcroft, 462
U.S. at 491-92.

Minnesota Statute § 144.343(2)-(7) satisfies these legal stan-
dards. The court has found twat Minn. Stat. § 144.343(6) cor-
rectly directs courts hearing bypass petitions to conduct the
inquiry required by the Be//otti I] court. Although the language
of the Minnesota statute with respect to maturity varies slightly
from that of the Bellotti I] decision, the requirement that the
woman be ‘‘mature and capable of giving informed consent to
the proposed abortion’’ is the functional and legal equivalent of
the Supreme Court’s requirement that the minor be ‘‘mature
enough and well enough informed to make her abortion deci-
sion, in consultation with her physician, independently of her
parents’ wishes.’’ See Bellotti I], 443 U.S. at 643.

Arguably, however, the statute’s requirement that the court
inquire in the case of an immature minor ‘‘whether the per-
formance of an abortion upon her without notification of her
parents, guardian, or conservator would be in her best inter-
ests’’ differs from the Court’s inquiry whether ‘“‘the desired
abortion would be in her best interests.’’ See id. at 644. Indeed,
testimony indicates that some Minnesota courts consider

45a

whether the abortion itself is in the minor’s best interests, while
others examine whether avoiding parental involvement in the
minor’s decision, whatever it may be, is in the minor’s best
interests. This court, however, perceives that the former inquiry
imposes the greater burden upon the minor in terms of what she
must demonstrate before proceeding without involving her par-
ents. Because the Supreme Court’s language approves the
imposition of this more restrictive standard, this court con-
cludes that the practice of some Minnesota courts of interpret-
ing Minn. Stat. § 144.343(6) to require a less intrusive and less
burdensome inquiry does not violate the legal standards set
forth in Bellotti I] and approved in Ashcroft.

The court further finds that judges who hear the bypass peti-
tions in Minnesota faithfully apply the standards set forth in
Minn. Stat. § 144.343(6), and those judges who consider them-
selves unable to faithfully apply the standard have consistently
refused to hear bypass petitions. Furthermore, the court finds
that Minnesota courts have established procedures to assure the
minors’ anonymity, and to expedite both the initial hearing and
any subsequent appeal. Finally, the court finds that the delays
which do attend the bypass proceedings in practice, although
burdensome to minor petitioners, do not reflect a systematic
failure to provide a judicial bypass procedure created by Minn.
Stat. § 144.343(6), as presently executed by Minnesota courts
and the other offices that participate in the bypass proceedings,
coplies with the procedural requirements set forth in Bellotti J]
and approved in Ashcroft. Therefore, the court must reject
plaintiffs’ challenge to Miuinnesota’s notification/bypass
requirement as a whole.

IV. Two Parent Notification Requirement

Subdivision 3 of Minnesota Statute § 144.343 identifies the
individuals entitled to notification as ‘‘both parents of the preg-
nant woman if they are both living, one parent of the woman if
only one is living or if the second cannot be located through rea-
sonably diligent effort, or the guardian or conservator if the
pregnant woman has one.”’ Plaintiffs contend the statute’s two
parent notice requirement unduly burdens the exercise by

46a

minors of the right to seek an abortion. The court finds that this
requirement places a significant burden upon pregnant minors
who do not live with both parents. Particularly in these cases,
notification of an abusive, or even a disinterested, absent par-
ent has the effect of reintroducing that parent’s disruptive or
unhelpful participation into the family at a time of acute stress.
Similarly, the two parent notification requirement places a sig-
nificant obstacle in the path of minors in two parent homes who
voluntarily have consulted with one parent but not with the
other out of fear of psychological, sexual, or physical abuse
toward either the minor or the notified parent. In either case,
the alternative of going to court to seek authorization to pro-
ceed without notifying the second parent introduces a traumatic
distraction into her relationship with the parent whom the
minor has notified. The anxiety attending either option tends to
interfere with and burden the parent-child communication the
minor voluntarily initiated with the custodial parent.

The State has the burden of demonstrating that its interest in
encouraging parental consultation justifies the burden imposed
upon pregnant minors by the statute’s two parent notification
requirement. See, e.g., Carey v. Population Services Interna-
tional, 431 U.S. 678, 696 n. 22 (1977); Pearson, 716 F.2d at
1133. The Supreme Court has concluded that the requirement
of obtaining both parent’s consent does not unconstitutionally
burden a minor’s right to seek an abortion ‘‘[a]t least when the
parents are together and the pregnant minor is living at home.”’
Bellotti IJ, 443 U.S. at 649. When all three live together, both
the father and mother have an interest—one normally
supportive—in helping to determine the course that is in the
best interests of the daughter. Jd. This court concludes, how-
ever, that a regulation requiring notification of both parents
even when the nuclear family unit either has broken apart or
never formed is not reasonably designed to further the State's
interest in protecting pregnant minors.

To the contrary, the court finds that the regulation adversely
affects communication voluntarily initiated with one parent in a
large number of cases. Indeed, 20 to 25% of minors seeking
judicial authorization to proceed with an abortion without
parental notification are accompanied to court by one parent,

47a

or at least have obtained the approval of one parent. In these
cases the necessity either to notify the second parent despite the
agreement of both the minor and the notified parent that such
notification is undesirable, or to obtain a judicial waiver of the
notification requirement, distracts the minor and her parent
and disrupts their communication. Thus the need to notify the
second parent or to make a burdensome court appearance
actively interferes with the parent-child communication volun-
tarily initiated by the child, communication assertedly at the
heart of the State’s purpose in requiring notification of both
parents. In these cases, requiring notification of both parents
affirmatively discourages parent-child communication. Thus
the court concludes that this requirement fails to further the
State’s interest. Because ‘‘state restrictions inhibiting privacy
rights of minors are valid only if they serve any significant state
interest,’’ Carey v. Population Services, 431 U.S. at 693; Dan-
forth, 428 U.S. at 75, the court must enjoin defendants from

enforcing the two parent notification requirement of Minn.
Stat.§ 144.343. -

V. Waiting Period

Minnesota Statute § 144.343(2) prohibits performing an
abortion upon an unemancipated minor until at least 48 hours
after written notice of the pending operation has been delivered
to the minor’s parenis. The notice may be delivered personally
to the parent by the physician or his agent, or notice may be
made by certified mail addressed to the parent at his usual place
of abode, with constructive delivery occurring at 12:00 noon on
the next day upon which regular mail delivery takes place, sub-
sequent to mailing. Thus minors in Minnesota who choose to
notify their parents in writing of their determination to obtain
an abortion must wait at least 48 hours, and more commonly
approximately 72 hours, between initiating the notification pro-
cess and the abortion itself.

Lower courts have split on the issue of the constitutionality
of mandatory waiting periods imposed upon minor women
seeking abortion. Some courts, including this one, have found
that a reasonable period of notice is permissible to allow par-

48a

ents to aid, counsel, advise, and assist their minor daughter in
connection with the determination to undergo abortion or to
provide the physician with information which may be relevant
to the medical judgments involved. Akron Center for Repro-
ductive Health v. Rosen, 633 F. Supp. 1123, 1138-39 (N.D.
Ohio 1986); Hodgson v. Minnesota, Civ. No. 3-81-538, slip op.
at 5 (D. Minn. March 22, 1982). The Rosen court concluded
that the notification requirement which the Supreme Court
explicitly upheld for immature minors in Matheson would be an
empty formalism with no practical effect if the abortion could
proceed before parental consultation could take place. 633 F.
Supp. at 1139.

The Seventh Circuit Court of Appeals has invalidated an Illi-
nois statute requiring pregnant minors to wait 24 hours between
notifying their parents and obtaining an abortion. Zbaraz v.
Hartigan, 763 F.2d 1532 (7th Cir. 1985), appeal docketed, No.
85-673 (U.S. Oct. 16, 1985). The Zbaraz court based its decision
upon its conclusion that the mandatory waiting period placed a
direct and substantial burden on women who seek to obtain an
abortion, and that the waiting requirement did not significantly
further the State’s interest in promoting consultation when
combined with the notification requirement because the notifi-
cation requirement itself adequately promotes the State’s inter-
est. 763 F.2d at 1537-38. The court further concluded that the
statutory alternatives to the mandatory waiting period, such as
having both parents accompany the minor to the place the abor-
tion will be performed or having both parents submit signed,
notarized statements indicating they have been notified, do not
redeem the statute. Jd. at 1538. The Seventh Circuit based its
decision in large part upon its prior decision in Jndiana Planned
Parenthood Affiliates Ass’n, Inc. v. Pearson, 716 F.2d 1127
(7th Cir. 1983). There the court upheld a mandatory waiting
period to the extent it delayed the abortion for the purpose of
effective constructive notice. Jd. at 1142-43. Requiring delay
after notification has been effected, however, is impermissible.
Id.; see Zbaraz, 763 F.2d at 1538.

The Eighth Circuit Court of Appeals three times has affirmed
district court decisions that a mandatory 48 hour waiting
period, applicable to adult and minor women alike, is unconsti-

49a

tutional. See Women’s Services, P.C. v. Thone. 69
568-69 (8th Cir. 1982), vacated and remanded for ur
sideration sub nom. Kerrey v. Women’s Services ! ‘
U.S. 1126 (1983); Planned Parenthood Ass'n of Kanse
Ashcroft, 655 F.2d 848, 866 (8th Cir. 1981), aff'¢ 462
(1983); Women’s Services, P.C. v. Thone, 636 F 2c 2
(8th Cir. 1980), vacated for further consideration su:
Thone v. Women’s Services, P.C., 452 U.S. 911 (1981)
state of Missouri did not appeal the Eighth Circuit's decision u
Ashcroft invalidating the statute’s 48 hour waiting period
This court agrees with the district court for the Northern Dis-
trict of Ohio that a notification requirement would be an empty
formalism without practical effect if the abortion could proceed
before the parental consultation could take place. See Rosen,
633 F. Supp. at 1139. However, the waiting period must effec-
tuate actual consultation without unduly burdening the oppor-
tunity of pregnant minors to obtain an abortion. In view of the
logistical obstacles facing Minnesota women who live in coun-
ties without a regular provider of abortion services, the court
believes a 48 hour waiting period is excessively long. Travel to
an abortion provider, particularly in winter from a rural area in
Minnesota, can be a very burdensome undertaking. A require-
ment that a minor either bear this burden twice or spend up to
three additional days in a city distant from her home cannot be
justified by the State’s interests in encouraging parental consul-
tation, because a shorter waiting period would effectuate that
interest as completely. Therefore, the court concludes that if a
minor chooses to notify her parent by certified mail as provided
in Minn. Stat. § 144.343(2)(b), the State properly may deem
delivery to occur at 12:00 noon on the next day on which regu-
lar mail delivery takes place, subsequent to mailing. The State
further may impose some reasonable waiting period subsequent
to delivery of notification during which consultation may
occur. Under conditions presently existing in Minnesota, how-
ever, 48 hours is an unreasonable waiting period. Therefore, the
court will enjoin defendants from enforcing the 48 hour waiting
period imposed by Minn. Stat. § 144.343(2).

50a

V1. Severability

Defendants contend that the two parent notification require-
ment and the 48 hour waiting period, which the court today
holds unconstitutional, should be severed from the remainder
of Minn. Stat. § 144.343(2)-(7).

Subdivision 7 of Minnesota’s parental notification statute
provides:

If any provision, word, phrase or clause of this action or
the application thereof to any person or circumstance shall
be held invalid, such invalidity shall not affect the provi-
sions, words, phrases, clauses or application of this section
which can be given effect without the invalid provision,
word, phrase, clause or application, and to this end the
provisions, words, phrases, and clauses of this section are
declared to be severable.

This language clearly evinces the legislature’s intent that any
unconstitutional portions of Minnesota’s parental notification
statute amenable to severance should be severed.

Subdivision 7 creates a ‘‘presumption of divisibility’’ and
places ‘‘the burden . . . on the litigant who would escape its
operation.”’ Carter v. Carter Co., 298 U.S. 238, 335 (1936)
(Cardozo, J.). See Regan v. Time, Inc., 468 U.S. 641, 643
(1984); Immigration and Naturalization Service v. Chadha, 462
U.S. 919, 932 (1983). Unless it is evident that the legislature
would not have enacted those provisions which are within its
power, independently of that which is not, the invalid part may
be dropped if what is left is fully operative as a law. See Regan
468 U.S. at 653; Chadha, 462 U.S. at 932. Severance is
improp , however, if the offending language is ‘‘inseparably
intertwined’’ within a subsection of the law. Women’s Services,
P.C. v. Thone, 636 F.2d 206, 210 (8th Cir. 1980), vacated for
further consideration on other grounds sub nom. Thone v.
Women’s Services P.C., 452 U.S. 911 (1982).

The 48 hour waiting period in Minn. Stat. § 144.343(2)-(7) is
severable from the remainder of the statute. Excising the words
‘at Jeast 48 hours after’? from subdivision 2 does not disable
the statute from reasonably effectuating the legislature’s intent.

Sla

Accordingly, the court holds that this language is severable
from the remainder of Minn. Stat. § 144.343. See Zbaraz v.
Hartigan, 463 F.2d 1532, 1545 (7th Cir. 1985), appeal docketed,
No. 85-673 (U.S. Oct. 16, 1985).

The language of subdivision 3 defining ‘‘parent’’ as ‘‘both
parents of the pregnant woman if they are both living, one par-
ent of the pregnant woman if only one is living or if the second
cannot be located through reasonably diligent effort, or the
guardian or conservator if the pregnant woman has one’”’ is
inseparably intertwined within Minn. Stat. § 144.343(2)-(7).
The Minnesota legislature would not have enacted a statute
requiring notification of a minor’s parents prior to the abortion
without identifying the individuals entitled to such notice. More
importantly, the remainder of the statute cannot be given effect
without the offending language. See Minn. Stat. § 144.343(7).

In addition, this court is ill-situated to determine what alter-
native definition the legislature would employ to remedy the
constitutional infirmity identified in this decision. For example,
the legislature may determine that requiring notice only to one
parent is the functional equivalent of requiring notice to both in
families enjoying healthy communication, while requiring
notice only to one parent permits the notified parent in an intact
but dysfunctional family to exercise his or her judgment con-
cerning the wisdom of notifying the other parent. Alternatively,
the legislature may determine that notification of both parents
is appropriate when the parents are together and the pregnant
minor is living at home. See Bellotti IJ, 443 U.S. at 649. Other
options also may suggest themselves to the legislature. Any of
these choices, however, would leave Minn. Stat. 144.343 (2)-(7)
with little resemblance to the program actually intended by the
Minnesota legislature. See Thornburgh v. American College of
Obstetricians and Gynecologists, U.S. : , 106
Sup. Ct. 2169, 2181 (1986); City of Akron v. Akron Center for
Reproductive Health, 462 U.S. 416, 472 (1983) (O’Connor, J.,
dissenting). Therefore, the definition of parent contained in
Minn. Stat. § 144.343(3) is not severable from the remainder of
the statute. The court must enjoin defendants from enforcing
Minn. Stat. § 144.343(2)-(7) in its entirety.

52a

ORDER

Upon the foregoing, the evidence presented at trial, the sub-
missions and arguments of the parties, and the record as pres-
ently constituted,

IT Is ORDERED That Minn. Stat. § 144.343(2)-(7) be and the
same hereby is declared unconstitutional.

IT Is FURTHER ORDERED That the Clerk enter judgment as
follows:

IT Is ORDERED, ADJUDGED, AND DECREED That Minn.
Stat. § 144.343(2)-(7) is unconstitutional.

IT Is FURTHER ORDERED That defendants be and the same
hereby are permanently enjoined from enforcing the provisions
of Minn. Stat. § 144.343(2)-(7).

It Is FINALLY ORDERED That the following injunction shall
issue without security:

IT Is ORDERED, ADJUDGED, AND DECREED That defen-
dants are permanently enjoined from enforcing the provi-
sions of Minn. Stat. § 144.343(2)-(7).

DATED: November 6, 1986.

Donald D. Alsop //s//

DONALD D. ALSOP
Chief U.S. District Judge

53a

UNITED STATES COURT OF APPEALS
FOR THE EIGHTH CIRCUIT
Nos. 86-5423-MN and 86-5431-MN

——

Jane Hodgson, M.D.; Arthur Horowitz, M.D.; Nadine T.,
Janet T., Ellen Z., Heather P., Mary J., Sharon L., Kathy
M., and Judy M., individually and on behalf of all other
persons similarly situated; Diane P., Sarah L. and Jackie
H.; Meadowbrook Women’s Clinic, P.A., Planned Parent-
hood of Minnesota, a nonprofit Minnesota corporation;
Midwest Health Center for Women, P.A., a nonprofit Min-
nesota corporation; Women’s Health Center of Duluth, a

nonprofit Minnesota corporation.
P a seeemaeneee Appellees,

Vv.

The State of Minnesota; Rudy Perpich as Governor of the State
of Minnesota; Hubert H. Humphrey, III, as Attorney Gen-

eral of the State of Minnesota,
Appellants.

+>

Appeal from the United States District Court
for the District of P.A., Minnesota

Argued: June 9, 1987
Filed: August 27, 1987

>

Before

LAY, Chief Judge, Heaney, Circuit Judge,
and ROSENN,* Senior Circuit Judge.

>

* Max Rosenn, Senior Circuit Judge, Third Circuit Court of Appeals,
sitting by designation.

S4a

ROSENN, Circuit Judge.

This appeal raises the constitutionality of a Minnesota stat-
ute, Minn. Stat. Ann. §§ 144.343(2)-(7) (1987), which requires
those providing abortions for minors’ to give notice of the
pending abortion, when possible,” to both of the minor’s par-
ents at least forty-eight hours before the abortion is to occur.
The statute further provides that if the notification requirement
is ever restrained or enjoined, as it has been since 1981, then the
minor shall have the choice of either notifying both parents
forty-eight hours before the abortion or demonstrating to the
court in an expedited confidential proceeding either that she is
‘‘mature and capable of giving informed consent’’ or that the
performance of an abortion without notification of her parents
would be in her best interests.

We conclude that a state may not constitutionally require a
minor to notify her parents of her intent to have an abortion
without providing the option of an appropriate alternative
court procedure by which the minor may demonstrate either her
maturity or that the performance of an abortion without notifi-
cation to her parents would be in her best interests. We further
conclude that even where there is the option of such an alterna-
tive court procedure, a state may not constitutionally require
the minor to always notify both of her parents whenever possi-
ble, and that this requirement in the present statute is not sever-
able from the remainder of the statute. Accordingly, we will
affirm the district court’s judgment permanently enjoining the
State of Minnesota from enforcing the provisions of Minn.
Stat. Ann. §§ 144.343(2)-(7).

l Specifically, the statute covers unemancipated minors and women
for whom a conservator has been appointed pursuant to state law because of
a finding of incompetency. See Minn. Stat. Ann. § 144.343(2) (1987) (subd.
2). The statute also contains a number of exceptions, termed ‘‘limitations,’’
which we shall discuss further infra. For our purposes here, however, we will
refer generically to those whom the statute covers as ‘‘minors.”’

2 Again, the specific statutory requisites will be discussed further,
infra.

5Sa

l.

In general, Minn. Stat. Ann. § 144.343 provides guidelines
for the treatment of pregnancy, venereal disease, alcohol and
drug abuse, and abortions for minors. For example,
§ 144.343(1) (subdivision 1), which is not at issue, provides that
a “‘minor may give effective consent for medical, mental and
other health services to determine the presence of or to treat
pregnancy and conditions asscciated therewith, venereal dis-
ease, alcohol and other drug abuse, and the consent of no other
person is required.’’ The constitutionality of the remainder of
the statute, which deals with abortion treatment for minors, is
at issue.

Subdivision 2 (Subd. 2) is a notification provision, and has
been under temporary restraint (and later preliminary injunc-
tion) since July 31, 1981, the day before it was to go into effect.
The measure states that no abortion may be performed ‘‘upon
an unemancipated minor or upon a woman for whom a guard-
ian or conservator has been appointed . . . until at least 48
hours after written notice of the pending operation has been
delivered . . .’’ to her ‘“‘parent.’’ It also provides for the
mechanics of effecting notice. Subd. 2(a) provides for persona!
notice by the physician or his agent. In the alternative, subd.
2(b) provides that notice may also be effected ‘‘by certified mail
addressed to the parent at the usual place of abode of the parent
with return receipt requested and restricted delivery to the
addressee . . . .”’ If notice is mailed, ‘‘[t)ime of delivery [is]
deemed to occur at 12 o’clock noon on the next day on which
regular mail takes place, subsequent to mailing.’’ Thus, when
notice is ma led, as a practical matter the waiting period may
become 72 hours. Further, the district court found that in many
cases ‘‘scheduling factors’’ may cause the effective length of the
delay to reach ‘‘a week or more.’’ Hodgson v. Minnesota, 648
F. Supp. 756, 765 (D. Minn. 1986).

Parent is defined in subd. 3 as ‘‘both parents of the pregnant
woman if they are both living, one parent of the pregnant
woman if only one is living or if the second one cannot be
located through reasonably diligent effort, or the guardian or
conservator if the pregnant woman has one.’’ Subd. 4 provides

S6a

that no notice is required if: (a) the attending physician certifies
that the abortion is necessary to prevent the woman’s death and
there is insufficient time to provide the required notice; or (b)
the abortion is authorized in writing by the person or persons
who are entitled to notice; or (c) the pregnant minor declares
that she is a victim of sexual abuse, neglect, or physical abuse as
defined in the statute. In the latter case, notice of abuse is to be
made to the proper authorities. Although not required, it
appears that most or all ‘‘abortion providers’’ require a prior
report of abuse before dispensing with notice under subd. 4(c).

Subd. 5 is a penalty provision and subjects anyone perform-
ing an abortion in violation of the statute to criminal penalties,
and civil liability to any person wrongfully denied notification.
Subd. 6 provides that if the notification provision of subd. 2 is
ever enjoined by judicial order, as it has been since before its
effective date, then during those periods of restraint a pregnant
minor has the choice of either providing notice as set forth in
subd. 2, or submitting to a ‘‘court bypass’’ procedure. Under
the court bypass, a judge after an expedited confidential hear-
ing, may authorize an abortion without parental notice after
determining ‘‘that the pregnant woman is mature and capable
of giving informed consent to the proposed abortion,’’ or that
the performance of an abortion without notification would be
in her best interests.

The district court made a variety of factual findings with
respect to the operation over the past five years of the court
bypass procedure contained in subdivision 6. According to the
court, confidentiality has generally been maintained. See
Hodgson, 648 F. Supp. at 763. Further, proceedings have gen-
erally been expedited, so that minors have only had to wait two
or three days between their first contact with the court and the
hearing on their petitions. Jd. at 762-763. Thus, as with the
notification delay, total delay (including scheduling problems)
has been ‘‘a week or more.”’ Jd. at 763. This can increase both
the cost and risk of an abortion. Further, the system frequently
requires the pregnant minor to make two or three trips of often
great distances, see id. at 761, which may in part be because by
the time the court proceeding is over, it is too late in the day to
still have the abortion. Judges have almost never denied a

S7a

minor a requested abortion; there were only nine instances, sev-
eral of which were apparently justified (e.g., minor didn’t really
want an abortion/changed her mind), and one of which was
reversed on appeal. See id. at 765. The district court also found
that the whole process produced a great deal of stress, and con-
cluded that were the court writing on a clean slate it would have
found the burdens greater than the benefits, of which the court
found none. See id. at 775-76. The asserted benefit or purpose
of the statute, as in part expressed at oral argument before this
court, is to foster intra-family communication and to protect
pregnant minors, by promoting parental involvement in the
minor daughter’s abortion decision.

The final provision in the statute, subd. 7, is a severability
provision. It provides that if any part of the statute is held
invalid, such invalidity should not affect any portion of the
statute which can be given effect without the invalid portion.

The statute was to become effective on August 1, 1981. On
July 30, 1981, however, the plaintiffs, class action minors, a
parent, four clinics, and two physicians, brought suit seeking a
declaratory judgment and an injunction. The plaintiffs alleged:
(1) that the statute violated due process on its face and as
applied; (2) that the statute violated equal protection; (3) that as
applied to estranged families the statute violated the due pro-
cess and first amendment rights of custodial parents; and (4)
that the statute violated various provisions of the Minnesota
constitution.

On July 31, 1981, the district court temporarily restrained
enforcement of subd. 2 of the statute (the pure notice provi-
sion), but not subd. 6. On March 2, 1982, the court issued a pre-
liminary injunction against enforcement of subd. 2.

On January 23, 1985, the district court granted partial sum-
mary judgment in the defendant's favor on the plaintiffs’ state
constitutional, equal protection, and facial due process claims
against continued enforcement of the ‘‘notice/bypass’’ proce-
dure, and accordingly dismissed those claims. Then, on Novem-
ber 6, 1986, after a lengthy trial, the court held, inter alia, that:
(1) the notification requirement, standing alone, was facially
invalid; (2) the notice/bypass requirement was facially invalid
to the extent it required a 48 hour waiting period instead of

58a

some shorter period, and notification of both parents; (3) the 48
hour waiting period requirement was severable; (4) the two-
parent notification requirement was not severable; (5) an ‘‘as
applied’’ analysis of the notice/bypass procedure was barred by
Supreme Court precedent; and (5) if an ‘‘as applied’’ analysis
had not been barred, the district court would have found the
statute unconstitutional as applied because it failed to serve the
state’s asserted interests. Both sides appeal.

Il.

Plaintiffs first seek to keep permanent the current injunciton
against the enforcement of subd. 2. They argue that subd. 2 is
unconstitutional on its face, becuase it fails to afford mature
minors and minors whose best interests are contrary to parental
involvement, with an opportunity to obtain a judicial or admin-
istrative waiver of the notification requirement. We agree.

It is by now well established that, in general, any regulation
restrictive of a woman’s right to choose an abortion must be
justified by a ‘‘compelling’’ state interest; See Thornburgh v.
American College of Obstetricians and Gynecologists, 54
U.S.L.W. 4618, 4621 (U.S. June 11, 1986); Akron v. Akron
Center for Reproductive Health, 462 U.S. 416, 427 (1982); Roe
v. Wade, 410 U.S. 113, 155 (1972). Where minors are involved,
however, the State has somewhat broader authority to regulate,
and thus need only demonstrate a ‘“‘significant’’ state interest.
See Akron, 462 U.S. at 427-28 n.10; Carey v. Population Serv.
Int’l, 431 U.S. 678, 693 & n.15 (1976); Planned Parenthood of
Missouri v. Danforth, 428 U.S. 52, 74-75 (1975). Accordingly,
the Supreme Court has repeatedly held that states may, in cer-
tain circumstances, permissibly encourage parental involvement
in a minor’s decision to have an abortion. See Planned Parent-
hood Ass’n v. Ashcroft, 462 U.S. 476, 490-91 (1982) (plurality
portion of cpinion); Akron, 462 U.S. at 427-28 n.10, 439; H.L.

v. Matheson, 450 U.S. 398, 409 (1980); Bellotti v. Baird, 443
U.S. 622, 640, 648 (1978) (plurality opinion) (Bellotti 11); Dan-
forth, 428 U.S. at 75.

59a

Nevertheless, the State’s right to regulate the activities of
minors is not absolute. See Danforth, 428 U.S. at 74; Wynn v.
Carey, 582 F.2d 1375, 1386 (7th Cir. 1978). See also Bellotti II,
443 U.S. at 642 (The potentially severe detriment facing a preg-
nant woman is not mitigated by her minority. ‘‘Indeed, consid-
ering her probable education, employment skills, financial
resources, and emotional maturity, unwanted motherhood may
be exceptionally burdensome for a minor.’’). For example, the
Supreme Court has squarely held that ‘‘the State may not
impose a blanket provision. . . requiring the consent of a par-
ent or person in loco parentis as a condition for abortion of an
unmarried minor during the first 12 weeks of pregnancy.’’ Dan-
forth, 428 U.S. at 74. Rather, at least in consent cases, ‘‘[iJt is
clear. . . that ‘the State must provide an alternative procedure
whereby a pregnant minor may demonstrate that she is suffi-
ciently mature to make the abortion decision herself or that,
despite her immaturity, an abortion would be in her best inter-
ests.’ ’’ Ashcroft, 462 U.S. at 491 (quoting Akron, 462 U.S. at
439-40). See Bellotti Il, 443 U.S. at 643-44, 647-48. The ration-
ale for requiring this alternative procedure is clear: the State’s
“‘significant’’ interest in encouraging parental involvement in a
minor’s abortion decision ‘‘must give way to the constitutional
right of a mature minor or of an immature minor whose best
interests are contrary to parental involvement.’’ Akron, 462
U.S. at 428 n.10.

In Bellotti II, supra, the Supreme Court’s plurality opinion
specifically reached the question of notice (as opposed to con-
sent) in the context of a statute which required that an unmar-
ried minor’s parents be notified whenever the minor child, as an
alternative to obtaining her parents’ consent, sought court per-
mission to have an abortion. The Supreme Court struck down
the notice requirement, stating that such a requirement ‘‘would
impose an undue burden upon the exercise by minors of the
right to seek an abortion.’’ Jd. at 647. According to the Court,
there are parents who would obstruct, and perhaps altogether
prevent, the minor’s right to go to court.

There is no reason to believe that this would be so in the
majority of cases where consent is withheld. But many

60a

parents hold strong view® on the subject of abortion, and
young pregnant minors, especially those living at home,
are particularly vulnerable to their parents’ efforts to
obstruct both an abortion and their access to court. it
would be unrealistic, therefore, to assume that the mere
existence of a legal right to seek relief in superior court
provides an effective avenue of relief for some of those
who need it the most.

We conclude, therefore, that under state regulation such
as that undertaken by Massachusetts, every minor must
have the opportunity—if she so desires—to go directly to a
court witho

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_1061%3A03. Public record. Not legal advice.
