# Record and brief — Ohio v. Huertas

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0767%3A0

## Record

- **Collection:** Supreme Court brief
- **Document type:** Record and brief
- **Published:** January 1, 1991
- **Citation:** 498 U.S. 336

## Text

DOCKET

\e

No. 89-1944-CSY

Title: Ohio, Petitioner

Ediberto Huertas
Court: Supreme Court of Ohio
Counsel for petitioner: White,Gregory A.
Counsel for respondent: Dana,Randall M.
052590 rec’d 40 pet 061190 rec’d 40 corr’d pet
Note Proceedings and Orders

Status: GRANTED
Docketed:
May 25, 1990
Entry Date
1 May 25 1990
3 Jul 9 1990
4 Jul 9 1990
2 Jul 11 1990
6 Oct 1 1990
7 Oct 1 1990
8 Oct 9 1990
9 Oct 15 1990
10 Oct 19 1990
12 Oct 26 1990
11 Oct 29 1990
13 Oct 29 1990
14 Nov 5 1990
15 Nov 8 1990
16 Nov 13 1990
17 Nov 13 1990
18 Nov 15 1990
19 Nov 15 1990
20 Nov 15 1990
21 Nov 15 1990
22 Nov 23 1990
23 Nov 29 1990
24 Dec 3 1990
25 Dec 3 1990
26 Dec 11 1990

G Petition for writ of certiorari filed.

X Brief of respondent Ediberto Huertas in opposition filed.

G Motion of respondent for leave to proceed in forma
pauperis filed.

DISTRIBUTED. September 24, 1990
Motion of respondent for leave to proceed in forma
pauperis GRANTED.
Petition GRANTED.
REE KEKE EEE EEE EEE EEE EEE EEE EERE EKER RHEE
G Motion of respondent for appointment of counsel filed.
DISTRIBUTED. Oct. 26, 1990.
D Motion of respondent to dismiss writ of certiorari as
improvidently granted filed.

Brief of petitioner Ohio opposing motion to dismiss filed.
Motion for appointment of counsel GRANTED and it is
ordered that Joann Bour-Stokes, Esq., of Columbus, Ohio,
is appointed to serve as counsel for the respondent in
this case.

DISTRIBUTED. Nov. 2, 1990. (Motion of respondent to
dismiss writ of certiorari as improvidently granted).
Motion of respondent to dismiss writ of certiorari as
improvidently granted DENIED.

Brief amicus curiae of California filed.

Joint appendix filed.

Brief of petitioner Ohio filed.

G Motion of Washington Legal Foundation, et al. for leave

to file a brief as amici curiae filed.

Brief amicus curiae of United States filed.
Record filed.

* Certified copy of original record, 2 boxes, received.

G Motion of Appellate Committee of the California District
Attorneys Association for leave to file a brief as
amicus curiae filed.

SET FOR ARGUMENT WEDNESDAY, JANIT'ARY 16, 1991. (2ND CASE)
CIRCULATED.

Motion of Washington Legal Foundation, et al. for leave
to file a brief as amici curiae GRANTED.

Motion of Appellate Committee of the California District
Attorneys Association for leave to file a brief as
amicus curiae GRANTED.

X Brief of respondent Huertas filed.

» V1

No. 89-1944-CSY

Entry Date Note Proceedings and Orders
27 Dec 17 1990 G Motion of Barbara Babcock, et al. for leave to file a
brief as amici curiae filed.
28 Dec 17 1990 G Motion of National Legal Aid and Defender Association
for leave to file a brief as amicus curiae filed.
29 Dec 17 1990 G Motion of National Association of Criminal Defense

Lawyers, et al. for leave to file a brief as amici
curiae filed.

30 Dec 17 1990 G Motion of Murder Victims’ Families for Reconciliation
for leave to file a brief as amicus curiae filed.

31 Dec 17 1990 G Motion of National Jury Project for leave to file a
brief as amicus curiae filed.

32 Jan 7 1991 Motion of Barbara Babcock, et al. for leave to file a
brief as amici curiae GRANTED.

33 Jan 7 1991 Motion of National Legal Aid and Defender Association
for leave to file a brief as amicus curiae GRANTED.

34 Jan 7 1991 Motion of National Association of Criminal Defense

Lawyers, et al. for leave to file a brief as amici
curiae GRANTED.

35 Jan 7 1991 Motion of Murder Victims’ Families for Reconciliation
for leave to file a brief as amicus curiae GRANTED.
36 Jan 14 1991 Motion of National Jury Project for leave to file a

brief as amicus curiae GRANTED.
37 Jan 16 1991 ARGUED.

PETITION —
FOR WRIT OF
CERTIORARI

een ee Pavel. Tes

ae

ae-18e8

CASE NO:

IN THE UNITED STATES SU

OCTOBER TERM, [989

STATE OF OHIO,
PETITIONER,
Vs.
EDIBERTO HUERTAS,

RESPONDENT.

PETITION FOR WRIT OF CERTIORARI
TO THE SUPREME COURT OF OHIO

Gregory A. White
PROSECUTING ATTORNEY
LORAIN COUNTY, OHIO
226 MIDDLE AVENUE,
4TH FLOOR,

ELYRIA, OH 44035
BY:

Jonathan E. Rosenbaum
CHIEF COUNSEL,
CRIMINAL DIVISION
(216) 329-5389

COUNSEL FOR PETITIONER

I

QUESTION PRESENTED FOR REVIEW

Whether the Ohio Supreme Court
has wrongfully interpreted
Booth v. Maryland (1987), 107
S. Ct. , and South Carolina
v. Gathers (1989), 109 S. Ct.

, to require exclusion of
all victim testimony during the
penalty phase of a capital
trial and by further ho'ding
that the effect of the victim’s
death on the surviving family
members is not relevant to the
defendant’s personal
responsibility and moral guilt
when the defendant intimately
knew his victim, his victim’s
family, and of the trauma his
decision to kill would cause.

ee, ee i a

II

A) TABLE OF CONTENTS

Statement of Claimed Jurisdiction..

Constitutional Provisions and

Statutes |

Statement of the Case and POSES « « cc

ee :

Appendix

15
22

B) TABLE OF AUTHORITIES

Cases cited:

Booth v. Maryland (1987),
ee ee ee nent caked éeeee i, 8

9, 10, 11, 12, 13,
14, 15, 16, 17, 20, 21

Enmund v. Florida (1982)
458 U.S. 782, 801

ee ee ee 12
State v. Huertas, (1990),
‘ gg § tg & a a.
Ss Bee S28
South Carolina v. Gathers (1989),
ee es es ee 66 ohh ned 60% & i.

8, 9, 10, 11, 12
14, 15, 16, 17, 19, 20, 21

8th Amdendment of the

|

)

| CONSTITUTIONAL PROVISIONS AND STATUTES:
: Pe a a eee eee 2
:

:
;

14th Amendement of the
ME eae eee 2

| OHIO REVISED CODE SECTIONS:

| 2903.01
| eae G asks ese on neens
| 2929.022
2929.03
2929.04

WWDNND NY

II!

OPINION BELOW

The opinion creating the issue
presented to this Court was rendered by
the Ohio Supreme Court in Case No.
88-1627 and published under the following
citation:

State v. Huertas (1990), 51 Ohio

St. 3d 22.

This case was a reversal of a
decision made by the the Ninth District
Court of Appeals for Lorain County, Ohio,
No. 4202.

IV

STATEMENT OF CLAIMED JURISDICTION

Jurisdiction is invoked under:
28 U.S.C. 1257(3) and
Supreme Court R. 17.1(C)

The Ohio Supreme Court rendered its

decision in this case on May 9, 1990 at

1:00 p.m.

v

CONSTITUTIONAL PROVISIONS
AND STATUTES INVOLVED

U.S. Constitutic:. Amendment VIII

Excessive bail shall not
be required, nor excessive
fines imposed, nor cruel and
unusual punishments inflicted.

U.S. Constitution Amendment XIV,
Section 1

Section 1. All persons
born or naturalized in the
United States, and subject to
the jurisdiction thereof, are
citizens of the United States
and of the State wherein they
reside. No State shall make or
enforce any law which shall
abridge the privileges or
immunities of citizens of the
United States; nor shall any
State deprive any person of
life, liberty, or property,
without due process of law; nor
deny to any person within its
jurisdiction the equal
protection of the laws.

Ohio Revised Code Section 2903.01

Ohio Revised Code Section 2929.02

Ohio Revised Code Section 2929.022

2

Ohio Revised Code Section 2929.03
Ohio Revised Code Section 2929.04
VI

STATEMENT OF THE CASE AND FACTS

The respondent, Ediberto Huertas,
the victim, Sgt. Ralph Harris, Jr. USAF,
and Elba Ortiz knew each other
intimately. The respondent grew up with
the victim. The victim referred to the
respondent’s parents as Mom and Pop. All
three attended high school together.
Everyone concerned knew the victim had a
son, Ralph Harris, III.

The respondent had an extramarital
affairc with Elba Ortiz and fathered
children with her. The victim married,
divorced, and was the father of one son
who resided with the victim’s parent’s
while Sgt. Ralph Harris, Jr. was away on

duty with the Air Force.

While on leave, the victim began to
date Elba Ortiz. The respondent became
aware of the relationship. The respondent
threatened to kill the victim if he did
not stop seeing Elba Ortiz. These threats
took place at the home where the victim’s
son and mother resided in the presence of
the victim’s mother.

Sgt. Ralph Harris, Jr. did not stop
seeing Elba Ortiz despite the
respondent’s threat to “waste him."

On June 6, 1986, the respondent
broke into Elba Ortiz’s home and stabbed
Sgt. Ralph Harris, Jr. The respondent
then attempted to kill Elba Ortiz. Sgt.
Harris came to her aid and the respondent
fled.

Sgt. Ralph Harris, Jr. subsequently
died of the stab wounds inflicted by the
respondent.

Respondent was convicted of

— —

Aggravated Murder with Capital
Specifications.

At the penalty phase the respondent
presented two (2) main theories of
mitigating evidence. Firstly, that he was
intoxicated from the use of marijuana,
cocaine, and alcohol. Secondly, the
respondent called members of his family
to demonstrate their love for the
respondent and some of the tribulations
of his youth.

In rebuttal, the State offered
testimony of the surviving parents of the
victim concerning the loss they
experienced and the loss their grandson
experienced.

The defense was aware that Mrs.
Ralph Harris, Sr. could not request the
death penalty because of religious
convictions. Trial counsel specifically

engaged in the following examination in

———

an attempt to demonstrate that she was

not in favor of the jury imposing the

death penalty.

Q Mrs. Harris, you have
indicated to Mr. Rosenbaum; and
you have indicated to Mr.
Willets, that you don’t want
Eddie to get the death penalty,
haven’t you?

MR. ROSENBAUM: Objection.

THE COURT: Overruled.
om I told Mr. Rosenbaum that
I am not the Judge and I’m not
the Jury; and it’s left up to
the Courts.
Q But you don’t want him to
get the death penalty, do you?
A And God; and that’s what I
mean.

MR. ROSENBAUM: Your
Honor, she answered the

question.
THE COURT: Sustained.
Q Did you answer my

question, Mrs. Harris?
A Yes, I did.
Q Mrs. Harris, did you think
of Eddie Huertas as a son,
also?
A Yes, I thought of all of
them the same way.
Q They were all that close?
A Because I loved all the
kids that was at my house.
Q As a Christian, you have
the ability to forgive?

MR. ROSENBAUM: Objection.

THE COURT: Well,
overruled.

Go ahead.

6

A As a Christian.
Penalty Phase Tr. at 270-271.

In response to the defense
eliciting testimony that one of the
victim’s parents did not desire the
respondent to suffer the death
penalty, the State called the
victim’s other parent to state to
the contrary.

The respondent was convicted of
two (2) counts of Aggravated Murder
with various capital specifications.
The jury recommended the death
penalty to the Court. The Honorable
Floyd D. Harris, Judge imposed the
death penalty on March 10, 1987.

The Ninth District Court of
Appeals affirmed the conviction and
death penalty in two (2) separate
opinions rendered on July 6, 1988.

The Supreme Court of Ohio
vacated the death penalty, but

7

_

affirmed the conviction. It remanded
the case for resentencing in an
opinion rendered on May 9, 1990 at
1:00 p.m.

The first ruling adverse to the
petitioner that affected and created
the issue presented in this petition
occurred in the opinion rendered by
the Ohio Supreme Court and attached
in the Appendix.

The Ohio Supreme Court

concluded that Booth v. Maryland

(1987), 107 S. Ct. 2529 and South

Carolina v. Gathers (1989), 109 S.

Ct. 2207 prohibited the introduction
of any type of victim impact
testimony.

In Booth v. Maryland
(1987), 42 U.S. 496,
decided after the trial of
the instant case but
before the court of
appeals issued its
opinion, the United States
Supreme Court held that
the introduction of victim

8

impact evidence in the
penalty phase of a capital
trial is constitutionally
impermissible.

State of Ohio v. Huertas (1990), 61 Ohio
St. 3d 22 at 24.

Justice Douglas correctly stated in
his dissenting opinion that the majority
has interpreted Booth, supra, and

Gathers, supra, to preclude all victim

impact testimony.

DOUGLAS, By stating"***
the Booth [v. Maryland (1987),
482 U.S. 496] court held that
the admission of victim impact
evidence ih the sentencing
phase of a capital jury trial
is constitutional error,” and
“*#** Booth prohibits
consideration of victim
evidence," today’s majority
creates a constitutional ban on
the admission of any victim
impact evidence and, thereby,
the majority contravenes the
express language in Booth.

ane
South Carolina v. Gathers
(1989), 490 U.S. , 104

L.Ed. 2d 876, 109 S. Ct. 2207,
was decided shortly after
Booth. In the case at bar, the
majority views Gathers as a
mere application of the
constitutional standards
announced in Booth. I disagree.

Gathers further explained the
tenth footnote in Booth.
Therefore, Gathers should have
dispelled any belief that Booth
created a constitutional ban on
the use of victim impact
evidence, or that the use of
any such evidence is
constitutionally impermissible.

For purposes of the
present appeal, the majority
has apparently dismissed
Gathers and certain relevant
language in Booth. In so doing,
the majority states: "*** we
find no grounds on which to
distinguish Booth and Gathers,
and we are thus compelled to
follow those cases, vacate the
sentence of death, and remand
for imposition of a life
sentence ***." Today’s majority
opinion does not follow Booth
or Gathers

By what the majority views as
“following” Booth and Gathers,
the majority opinion creates an
automatic vacating of the death
sentence anytime victim impact
evidence is a tted in the
sentencing ph@se of a capital
jury trial. Because I do not
believe that the United States
Supreme Court intended such a
result, I urge that honorable
court, should this matter be
appealed, to review this case
which so plainly misconstrues
both Booth and Gathers.

State of Ohio v. Huvuertas (1990), 51 Ohio
St. at -35.
10

— oe

The Ohio Supreme Court not only
erroneously excluded all victim testimony

based upon Booth and Gathers, but also

erroneously concluded that this Court’s

holding in Booth and Gathers precludes

victim impact testimony in situations
wherein the murderer intimately knew the
victim and his family.

The Ohio Supreme Court erroneously

concluded that neither Gathers nor Booth

permit the jury to consider victim impact
testimony when the murderer knew the
victim’s death would traumatize surviving
relatives as a result of the assailant’s
personal knowledge and acquaintance with
the victim and hfs family.

The Ohic Supreme Court held that it
is not relevant to the offender’s
personal responsibility or moral guilt
that the offender knowingly killed
another human being with relatives who he

ll

knew would suffer as a result of the
decision to kill.

Appellant’s Knowledge of
Victim’s Family

Booth and Gathers prohibit
introduction of victim impact
evidence which is not
"“celated(d] directly to the
circumstances of the crime ***"
Booth, supra, at 507, fn. 10;
Gathers, supra, at , 104 L.
Ed. 2d at , 109 §. Ct. at
' 2211. Impliedly, there may be
an exception to the Booth rule
when the victim impact evidence
relates to the circumstances of
the crime. (See Booth, supra,
at fn. 10) It is urged that the
instant case falls under this
exception because appellant was
acquainted with the victim and
| his family.

The purpose of the Booth

| rule is to insure that the
jury, in its sentencing
decision, considers only that
evidence which “has some
bearing on the defendant’s
‘personal r€&sponsibility and
moral guilt.’ ***”" Booth,
supra, at 502, quoting Enmund
v. Florida (1982), 458 U.S.

, B01. Im most cases, the
mere fact that the killer knows
his victim does not make him
more or less deserving of the
death penalty. For example, if
appellant and Ralph Harris had
not been friends, and all other
circumstances had been the

12

eS

same, we doubt that anyone
would consider the crime less
heinous. In order to bring in
victim impact evidence under
the "circumstances of the
crime" exception to Booth, the
State must show a connection to
the defendant’s "personal
responsibility and moral
guilt."

State v. Huertas, supra, at 26.

It is more heinous to callously
disregard the known effect the "decision
to kill" will have upon survivors
acquainted with the victim. The Ohio
Supreme Court concludes that the known
impact to the victim’s family was not
worthy of consideration or relevant to
the decision to kill or pertinent to the
appellant’s character.

The prosecution was
certainly ertitled to rebut the
validity of appellant’s
asserticns. However, the
Harris’ testimony does not
serve this purpose. Their
testimony did not relate to
appellant’s character, and
family or drug problem. It was
not rebuttal testimony.

State v. Huertas, supra at 25-26.

13

:
|
:
|
;
)
;
|
:
;

Through an insensitive and narrow
focus the Ohio Supreme Court has
belittled the known suffering that the
decision to kill will cause to the
Surviving family members to the level of
irrelevance. Clearly, it is more heinous
to kill when you know the death will
affect and traumatize others besides the
victim. It is clearly more heinous to
kill when others will be affected than it
is if the offender does not know of the
existence of surviving. family members.

The Ohio Supreme Court has construed

Booth and Gathers to blanketly preclude

victim impact testimony even when the
offender was aware of the victim’s family
and the trauma he will cause by his
decision to kill. The decision to kill
and knowingly leave grieving surviving
relatives acquainted with the offender is

relevant to the offender’s personal

14

Oe OE eS et ee ee

responsibility and moral guilt. Hence, it
is relevant to the "appellant’s
character" and the circumstances of the
crime, contrary to the conclusion reached
by the Ohio Supreme Court’s majority.

VII

ARGUMENT

The Ohio Supreme Court has
misconstrued this Court’s holding in

Booth v. Maryland (1987), 107 S. Ct. 2529

and South Carolina v. Gathers (1989), 109

S. Ct. 2207. The Ohio Supreme Court, in
this case, has wrongfully concluded that
the devastating impact upon the surviving
family is irrelevant to the circumstances
of the crime and the personal
responsibility and moral guilt of the
killer when the killer knew that the
death would traumatize the surviving
family members.

The Ohio Supreme Court has ruled

15

ee

that this "evidence" concerning the known
trauma the death will cause to the
Survivors known to the killer can not be
admitted based upon this Court’s ruling

in Booth, supra, and Gathers, supra.

The Ohio Supreme Court has totally
missed the underlying rationale of this

Court’s decisions in Booth and Gathers.

This Court held that it was
unconstitutional to permit the jury to
hear victim impact testimony only if the
offender was unaware of this evidence at
the time of the decision to kill. There
is no harm or constitutional prohibition
in presenting to the jury victim impact
testimony of which the killer was aware
at the time he made his decision to kill.
This evidence which proves that the
killer callously elected to create
grieving relatives to further his own

goals is obviously related to the

16

i pt i i Ee ee lf ——
a ) ll

circumstances of the crime and the
offender’s personal responsibility and
moral guilt.

Our capital cases have
consistently recognized that
"(flor purposes of imposing the
death penalty ... [the
defendant’s) punishment must be
tailored to his personal |
ee and moral |
guilt."

***

As in Booth, “[(a]jllowing the

jury to rely on [this |

information] ... could cesult |

in imposing the death sentence

because of factors about which

the defendant was unaware,

***

and that were irrelevant to the

decision to kill.” Id., at 505

107 S.Ct., at 2543.

Gathers, supra at 2210-2211.

It is obvious, therefore, that the
key issue in this Court’s analysis in

Gathers was entirely overlooked by the

Ohio Supreme Court. The “key” for
tailoring the punishment to an individual
| defendant is, was he aware of the victim
impact testimony at the time he made the
decision to kill. If the offender was
17

a

aware of the victim matters encompassed
by the impact testimony at the time he
made the decision to kill, it it
admissible. If he was not, the evidence
is constitutionally prohibited.

There is no evidence whatever
that the defendant read
anything that was printed on
either the tract or the voter
card. Indeed, it is extremely
unlikely that he did so. The
testimony at tricl was that
Gathers went through Haynes’
bags very ee: "just
throwing [his belongings)
everywhere, looking through
things,” App. 27, and that he
spent not more than a minute
doing so. Id., at 28. The
crime took place, moreover, at
night, along a dark path
through a wooded area. Id., at
17; Record 621-622, 926-927.
Nor did the assailants have
flashlights. Id., at 622-623.
Under these circumstances, the
content of various papers the
victim happened to be carrying
when he was attacked was purely
fortuitous, and cannot provide
any information relevant to the
defendant’s moral culpability.
Notwithstanding that the papers
had been admitted into evidence
for another purpose, their
content cannot be said to
relate directly to the
circumstances of the crime.

18

Gathers, supra, at 2211.

Since the respondent intimately knew
the victim, his parents, and his son, all
of the victim impact evidence offered in
this trial at the penalty phase was
constitutionally permissible. Since the
respondent’s counsel sought the view of
one of the surviving parents regarding
the death penalty, it was permissible for
the State to seek the opinion of the
other parent.

The penalty phase of a capital jury
trial is not solely the mitigation phase.
The suffering of the victim’s family
(when the victim’s family is known to the
offender prior to the decision to kill)
is every bit as relevant to the
circumstances of the crime or the
offender’s personal responsibility and
moral guilt as is the offender’s family’s
relationship with the offender. If the

19

—_—

Lal

—_ —

offender elects to proceed with testimony
by his family members, it should be
permissible for the State to do the same
with the family of the victim if they
were known to the offender prior to the
decision to kill.

This case presents this court with
the unique opportunity to express and
define just when victims may be included
in capital litigation and our system of

justice pursuant to Booth v. Maryland,

supra, and South Carolina v. Gathers,

supra. The facts are unique because the
offender intimately knew the victim and
his family. It further presents to this
Court an opportunity to clear up a
misinterpretation of this Court’s holding
in both of these cases, which has far
reaching consequences to the surviving
victims of murder in Ohio.

The grieving and surviving victims

20

—S. t" 9? ee

of murders deserve to be included and
protected in our system of justice. This
case presents The United States Supreme
Court a unique chance to define the
balance struck between the rights of the
defendant and the inclusion of victims in
our system of justice without overruling

Booth or Gathers. This case also presents

this Court with the opportunity to

overrule these cases if it so desires.

Respectfully submitted,

GREGORY A. WHITE
Prosecuting Attorney

Larain Count Ohio
: +4 \L—

Counsel

al Division
Hiddle Avenue,
oor

Elyria, Ohio 44035
(216) 329-5389

21

=

a eS eee Ee, Oe

CERTIFICATE OF SERVICE

I, Jonathan E. Rosenbaum hereby
certify, pursuant to U.S. Sup. Ct. R.
28.3 that three copies of the foregoing
Petition for Writ of Certiorari to The
Supreme Court of Ohio were sent to
Randall M. Dana, Ohio Public Defender, 8
East Long Street, llth Floor, Columbus,
Ohio, 43266-0587, on this ge. day of
May, 1990 by depositing the three copies
in a United States mail box with first
class postage affixed thereto. A copy of

an Appearance Form entering my appearance

CL

is and was attached.

J E. ROSENBAUM
Cc Counsel,
Cr al Division

22

;

te

res

APPENDIX

a LSS = SS

THE STATE OF OHIO, APPELLEE
Vv.
HUERTAS, APPELLANT.
[Cite as State v. Huertas (1990), 51 Ohio
St. 3d 22.)
Criminal law-Aggcravated

gurder-Expressions of opinion by witness

of appropriateness of particular sentence
violate defendant’s constitutional right

to have sentencing decision made by the
jury and judge, when.

O.Jurc 3d Criminal Law Sections 1842,

1845.

Expressions of opinion by a witness as to
the appropriateness of a particular

sentence in a capital case violate

the defendant’s constitutional right

to have the sentencing decision made

by the jury and judge.
(No.88-1627-Submitted January 9,

1990-Decided may 9, 1990.)

APPEAL from the Court of Appeals for
Lorain County, No. 4202.

Appellant, Ediberto ("Eddie") Huertas,
was convicted of the June 7, 1986 murder
of Ralph Harris, Jr., and sentenced to
death.

Appellant attended high school with
Elba Ortiz and Harris in Lorain, Ohio.
The three became friends. Before his
scheduled graduation, appellant dropped
out of school. Harris apparently
completed school and went into the Air
Force. Appellant and Ortiz developed a
"shaky, on and off" relationship while in
high school. Though they never married,
the couple had two daughters while Ortiz
was still in school.

Appellant ended the relationship
with Ortiz, and entered into what was
apparently a common-law marriage with his
wife, Arlene. This marriage produced

three children. About a year and a half
after he married Arlene, appellant
resumed a relationship with Ortiz.
Appellant eventually separated from his
wife and lived with Ortiz intermittently
@uring the early part of 1986. There was
tension, caused by appellant’s refusal to
Givorce his wife, and by his involvement
with other women.

In May 1986, Harris came home on
leave from the Air Force and began dating
Ortiz. On May 31, appellant went to visit
Harris, who was staying with his parents.
Appellant told Harris to stop dating
Ortiz because Ortiz was “his woman."
Barris ceplied, “Your woman is Arlene.
Elba is single; and I’a@ single.” In the
conversation, appellant told Barris “(hile
didn’t want to end their friendship this
way” but he “was going to waste hia” if
he didn’t stop seeing Ortiz. Harris

responded, "Well, you know where I live.”

Appellant came back to the Harr «

house an hour later. Appellant claimed
that Ortiz did not want to see Harris
anymore. Harris said, "if (sic) Elba says
that, Elba is going to have to tell me
herself." When Harris again refused to
promise not to see Ortiz, appellant said,
"I still say I’m going to have to waste

you, *** You know, you know I don’t do -

. I don’t do it fair, *** but I’m going to

waste you.” Appellant admitted these
conversations, but denied threatening
harris.

On the evening of June 6, appellant
went home after work, “had a few beers"
and smoked marijuana. Sometime after ten
he went to a bar with a female friend.
His roommate, Danny Lopez, joined them an
hour or so later. Sometime after

midnight, appellant purchased cocaine and

——————— ee !rtcC(it OO OO OC OO TCO CU

ingested it. Appellant and Lopez
continued their rounds of Lorain-area
bars until after two in the morning. By
his admission, appellant consumed six to
nineteen beers, six to ten shots of rum,
and a quarter to a half gram of cocaine.
Lopez estimated that they smoked five or
six marijuana cigarettes.

That same evening, Ortiz and Harris
went to a concert, returning to her
apartment at about eleven. Ortiz invited
Harris to spend the night. She got a call
from appellant as she was getting ready
for bed. Appellant seemed intoxicated. He
told her he still loved her and wanted to
come to the apartment. She refused,
telling him that Harris was spending the
night there. Angry, she hung up the
phone. Appellant called back, but Ortiz
refused to talk. Harris took the phone

off the hook.

At about three in the morning,
Harris and Ortiz were awakened by a noise
at the door. Harris got up to
investigate. From the bedroom, Ortiz saw
someone in the hallway with a knife. She
heard appellant say, “Come on now," and
Harris say, "Calm down, Eddie." She heard
them struggle. Then appellant said, "I
got you,” and "I got to go get Elba."
Ortiz tried to close the bedroom door,
but appellant was pushing against it with
"half his shoulder and “arm in" the room.
Ortiz braced against the wall and held
the door closed with her feet. Appellant
put a hole in the door. Ortiz heard
Harris throw something. Then the house
became quiet.

Ortiz came out of the bedroom and
found Harris injured. She drove him to
the hospital, where he was admitted at

3:25 a.m. with a serious stab wound. In

an > ett Wie ee

the emergency room, Harris was
interviewed at about 3:45 a.m. by
Detective Charles Shuster of the Lorain
police. Harris gave a tape-recorded
statement describing appellant’s attack
on his.

Ralph Harris died at 2:00 that
afternoon. The cause of death was loss of
blood and resulting complications.

Police found appellant’s
fingerprints on the storm windows through
which he entered the apartment. His shoe
heel matched the hole in the bedroom
door. Appellant’s shirt had bloodstains
matching Ralph Harris’ (sic) blood type.

Appellant was indicted on one count
of aggravated murder with prior
calculation and design, one count of
aggravated murder in the course of
committing an aggravated burglary, two

counts of attempted aggravated murder,

—————— OT

and one count of aggravated burglary.

There were two specifications to each of
the aggravated murder counts: murder
committed during an aggravated burglary,
and surder committed as pact of a course
of conduct involving the purposeful
hilling or attempted killing of two or
more persons. The state dropped the two
attempted murder counts before trial.

Appellant testified in his own
defense. He admitted going to Ortiz’s
apartment, but claimed he was unable to
recall what had happened there, except he
remembered Harris saying, “You got me.”
Be claimed that he did not plan to kill
anyone. He admitted to being angry that
night because Ortiz and Harris “were
making love in our bed.” He also admitted
to having a problem with drugs and
alcohol since he was seventeen.

Appellant was found guilty of all

= ee OT OS

charges and specifications. Following the

mitigation hearing, the jury determined
that the iggravating circumstances
outweighed the mitigating factors and
recommended a sentence of death on both
counts. The trial court accepted this
recommendation. Appellant was given a
sentence of ten to twenty-five years’
imprisonment on the aggravated burglary
count. The Court of Appeals for Lorain
County affirmed the conviction and
sentence. :

SUPREME COURT, JANUARY TERM, 1990

Opinion, per H. Brown, J.

This cause is before the court on an
appeal as of right.

Gregory A. White, prosecuting
attorney, and Jonat =. Rose » for
appellee.

Rendell M. Dana, public defender,
Joann Bour-Stokes, Richard J. Vickers,

ee

end Sharon #. Hainley, for appellant.

BH. BROWN, J. For the reasons which
follow, we affirm appellant’s conviction,
but vacate the sentence of death and
remand for imposition of a life sentence
in accord with State v. Penix (19867), 32
Ohio St. 3d 369, 513 N.E£. 2d 744.

I
Admission of Victim Impact Evidence

In his second proposition of low,
appellant challenges the use of victia
impact evidence at the penalty phase of
his trial.

In the instant case, appellant
frequested # presentence investigation
feport pursuant to R.C. 2929.03(D)(1).
The repo. contained « summary of an
interview with the victia’s parents,
Ralph, Sc., and Elizabeth Harris, in
which Mr. Harcis expressed the view that
appellant should be Sentenced to death.

10

This report was admitted into evidence.
The prosecution also called mr. and Mrs.
Harris as rebuttal witnesses.

Mcs. Harris testified concerning the
victim’s good character. When asked if
she was proud of her son, she replied,
"Oh, God, how proud I was, a child that
never give me no problem, no nothing, no
drinking, no smoking, nothing but go to
church and come back, ***." She described
the effect on the victim’s son?; "I hate

to take him to the graveyard. He always

wants to go. He think[(s] he [is] going to
see his dad." Mr. Harris testified, in
response to a question from the
prosecutor, that he believed appellant

should get the death penalty.

In Booth v. Maryland (1987), 482

U.S. 496, decided after the trial of the

instant case but before the court of

appeals issued its opinion, the United

ll

States Supreme Court held that the
introduction of victim impact evidence in
the penalty phase of a capital trial is
constitutionally impermissible. victim
impact evidence is defined in Booth as
including evidence which describes the
personal characteristics of the victim,
the emotional trauma suffered by the
victim’s family, or the family members’
opinions and characterizations of the
defendant and the crime. Id. at 502. The
court reasoned that "[t}he prospect of a
*‘mini-trial’ on the victim’s character
*** could well distract the sentencing
jury from its constitutionally required
task - determining whether the death
penalty is appropriate in light of the

background and record of the accused and

the particular circumstances of the
Crime. ***" (Emphasis added.) Id. at 507.

The holding of Booth was reaffirmed in

12

>
ee OR i ee i

South Carolina v. Gathers (1989), 490

U.S. ___, 104 L. Ed. 2d 876, 109 S.ct.
2207.

In State v. Post (1987), 32 Ohio st.
3d 380, 383, 513 N.E. 2d 754, 758, we

noted that the admission of victim impact
evidence at capital trials was not
expressly permitted by the Ohio statutes.
However, in Post and two subsequent

cases, State v. Sowell (1988), 39 Ohio

St. 3d 322, 530 N.E. 2d 1294, and State
v. Brewer (1990), 48 Ohio St. 3d 50, 549

N.E. 2d 491, we found the admission of
such evidence harmless in bench trials
where there was no indication that the
three-judge panel relied on the victim
impact evidence in arriving at its
sentence. See, e.g., Post, supra, at 384,
513 N.E. 2d at 759.

Four arguments have been advanced by

the state to distinguish the present case

13

from Booth and Gathers. These are: (1)

Ohio’s use of a sentencing system where
the jury’s recommendation of a death
penalty is not binding on the trial
judge, (2) distinctions between the
victim impact evidence in the instant
case and that presented in Booth, (3) the
victim impact evidence in this case was
presented to rebut appellant’s mitigation
evidence, and (4) Booth and Gathers allow
for victim impact evidence where the
killer is acquainted with the victian.
A
Jury Recommendation

The prosecution argues that Booth v.

Maryland, supra, is distinguishable from
the instant case because an Ohio jury’s
recommendation of death is not binding on
the trial judge, while a Maryland jury
makes the final determination of
sentence. Compare Md. Ann. Code (1987),

14

>

* ben Oe

Article 27, Section 413(K)(1), with R.c.
2929.03(D)(3). We are urged to extend
Post to jury trials and require the
defendant to show that the sentencing
judge was influenced by victim impact
evidence before the sentence may be
reversed.

We find this argument unpersuasive
for two reasons. First, the Booth court
held that the admission of the victim
impact evidence in the sentencing phase
of a capital jury trial is constitutional

error. Second. in Gathers, Supra, the

Booth rule was applied to a case decided
under South Carolina’s Capital punishment
Statutes, which use a "recommendation"
System similar to Ohio’s. See s.c. Code
Ann. (1985), Section 16-3-20(c).
B
Distinctions Based on Quality

of the Evidence

15

The court below found the admission
of the victim impact statement to be
harmless error because it was much
shorter than that at issue in Booth, and
because it contained Statements blaming
Elba Ortiz for "deceiving" the victim,
which the court viewed as "favorable" to
appellant. We do not agree.

It is true that the written victim
impact statement at issue in Booth was
longer and more detailed than that
involved in the instant case, see Booth
at 509-515, but Booth prohibits
consideration of victim impact evidence.

In Gathers, supra, the court, without

reference to any presentence
investigation reports or statements by
Surviving family members, held that it
was constitutional error for the
Prosecutor, in his closing argument, to

draw inferences about the victim's good

16

character based on the contents of his

pockets.

Further, even if the quantity and
quality of the evidence were somehow

| relevant under Booth and Gathers, we

would still find it necessary to vacate
the sentence of death. Mrs. Harris’s
grief-stricken, emotional testimony is
compelling even in a cold transcript; it
is almost impossible to believe that a
jury could hear it and remain unaffected.
Cc

Rebuttal of Mitigating Evidence

The prosecution argues that the
Harrises’ testimony was offered to rebut
appellant’s mitigating evidence. During
the penalty phase of the trial, appellant
| Presented testimony from his family and
4 an expert, Dr. Thomas Haglund, to the

q general effect that appellant was
+

' basically a good person whose crime was,

in part, caused by his problems with
drugs and alcohol. Appellant himself, in

an unsworn statement, expressed remorse

and begged forgiveness.

The prosecution was certainly

entitled to rebut the validity of
appellant’s assertions. However, the
Harrises’ testimony does not serve this
purpose. Their testimony did not relate
to appellant’s character, his family or
drug problem. 2 It was not rebuttal
testimony.
D
Appellant’s Knowledge of
Victim’s Family

Booth and Gathers prohibit

introduction of victim impact evidence
| j which is not "relate[{d] directly to the
" circumstances of the crime. ***" Booth,

Supra, at 507, fn. 10; Gathers, supra, at

, 104 L. Ed 2d at 883, 109 S. ct. at

18

2211. Impliedly, there may be an
exception to the Booth rule when the
victim impact evidence relates to the
circumstances of the crime. (See Booth,
Supra, at fn. 10.) It is urged that the
instant case falls under this exception
because appellant was acquainted with the
victim and his family.

The purpose of the Booth rule is to
ensure that the jury, in its sentencing
decision, considers only that evidence
which "has some bearing on the
defendant’s ‘personal responsibility and

moral guilt.’ **«*" Booth, supra, at 502,

quoting Enmund v. Florida (1982), 458

U.S. 782, 801. In most cases, the mere
fact that the killer knows his victim
does not make him more or less deserving
of the death penalty. For example, if
appellant and Ralph Harris had not been

friends, and all other circumstances had

19

been the same, we doubt that anyone would

Pome the crime less heinous. In order

to bring in victim impact evidence under

el aeade oe a 9

the "circumstances of the crime"
exception to Booth, the state must show
a connection to the defendant’s "personal

responsibility and moral guilt."4

E
Testimony Recommending a
Death Sentence
Finally, the type of evidence given
by the victim’s family in this case goes

beyond that considered in Booth and

Gathers, supra. Here, a family member
offered his opinion on what the

appropriate sentence would be for the

defendant.

A distinction should be drawn, in

considering victim impact evidence,

ee ee
ce ees

between (1) evidence relating to the

victim’s character, (2) evidence relating

; 20

to the circumstances of the crime, and
(3) evidence consisting of the opinions
of the victim’s family as to an
appropriate punishment for the defendant.
The dissenting justices in Booth and

Gathers, supra, argue that evidence of

the suffering caused by a particular
crime can be considered relevant to the
defendant’s culpability or moral guilt.

See Gathers, supra, at , 104 L. Ed.

2d at 887-888, 109 s. ct. at 2214-2215

(O’Connor, J., dissenting); Booth, supra,

at 519-520 (Scalia, J., dissenting). Such
evidence is Specifically required to be
considered by the sentencing court in

- Some non-capital cases. R.C. 2947.051.
However, statements by a member of the
victim’s family recommending a particular
Runishment, such as Mr. Harris’s penaltv
phase testimony, have nothing to do with

culpability or moral built. They are

21

simply opinions on the appropriate
sentence given by someone who, though
having a great personal interest in the
outcome, is not a member of the jury.
These opinions go to the ultimate issue,
usurp the jury’s function and undermine
the defendant’s right to trial by an
impartial court.

Opinions with respect to an
appropriate punishment distract the jury
from its constitutional and statutory
obligation to weigh mitigating factors
against aggravating circumstances. Such
opinions, if credited, eoubé ashe
imposition of punishment dependent upon
whether the victim’s family believed in
Or was opposed to capital punishment (and
not “the background and record of the
accused and the particular circumstances
of the crime").

We therefore hold that expressions

EE ———— less

important? Based upon the majority’s

holding the sentence of life or death is

determined in a vacuum. The sentencing

jury is not permitted to know anything

about the personal characteristics of the

victim. An appropriate, fair and just
determination cannot be made without this
information.

Based upon the foregoing I would
find that the admission of the victim
impact statement was not prejudicial
eccor and I would therefore affirm the
judgment of the court of appeals in its

entirety.

STATE OF OHIO, APPELLEE

v.
HUERTAS, APPELLANT
FOOTNOTES

1 The victim’s child, Ralph Harris

III, was the product of a previous
relationship.

: For example, in his
Cross-examination of Arlene Huertas, the
Prosecutor attacked her claim that
appellant was a good father by eliciting
testimony that appellant never paid child

support.
’ Mics. Harris also gave an account
of the altercation between Ralph, Jr.,
and appellant a week before the murder
which duplicated her testimony in the
guilt phase. Since the jury had already
found appellant guilty of aggravated

@urder with prior calculation and design,

|
|

—E— LS ee le ee

it 1s apparent that it had already
accepted her version of events and
discredited appellant’s conflicting
testimony. Further, appellant presented
no testimony in the penalty phase which
called Mrs. Harris’s account into

question.
4

For example, if the defendant’s
motive for committing murder was to
inflict emotional trauma on the victim’s
family, victim impact evidence would be
relevant to the defendant’s personal
responsibility and moral guilt. See,
e.g., State v. Morales (1987), 32 Ohio

St. 3d 252, 513 N.E.2d 267 (murder
committed as part of revenge plot against
victim’s older brother).

> The "diminished capacity” defense
has been defined by one commentator as

arising when "a sane defendan*’s mental

abnormality at the time of the crime

. )

prevented him from entertaining the
specific mental state prescribed by
statute. ***" Arenella, The Diminished
Capacity and Diminished Responsibility
Defenses: Two Children of a Doomed
Marriage(1977), 77 Colum. L. Rev.827,
828. If asserted successfully ina
jurisdiction where it is recognized, it
"results in the reduction of the offense
to one with a lesser maximum penalty
which does not require proof of the
specific intent at issue." Id. at 829.

For a more complete discussion of
the diminished capacity defense, see
Wilcox, supra, at 184-199, 24 0.0. 3d at
286-294, 436 N.E. 2d at 525-533.

° Even if we were to reverse the
death sentence based on this issue,
appellant’s conviction would not be

affected. See Loc*hart v. McCree (1986),

476 U.S. 162.

a a

U The tape could not be admitted

under Evid. R. 804(B)(2) as a statement
under belief of impending death. There is
no indication that Harris believed death
was imminent, or was even aware that his
condition might be life-threatening. In
response to a question from Det. Shuster,
he stated that he did not know the

seriousness of his injuries.

62

STATE OF OHIO ) IN THE COURT OF
) ss: APPEALS NINTH
COUNTY OF LORAIN ) JUDICIAL
DISTRICT

STATE OF OHIO C.A. NO. 4202

Plaintiff-Appellee
v. APPEAL FROM
JUDGMENT ENTERED
IN THE COMMON

FLEAS COURT
COUNTY OF

LORAIN, OHIO
CASE NO. 32753

EDIBERTO HUERTAS
Defendant-Appellant

le de ee a

e
DECISION AND JOURNAL ENTRY
seen,
Dated: July 6, 1988

This cause was heard upon the record
in the trial court. Each error assigned
has been reviewed and the following
disposition is made:

QUILLIN. J.

This is a capital case. Defendant
appeals his convictions for aggravated
Murder, the accompanying specifications

63

to the aggravated murder convictions,
aggravated burglary, and the imposition
of the death penalty. We affirm.

On June 7, 1986, between 3:15 and
3:30 a.m., defendant, Ediberto Huertas,
entered the apartment of Elba Ortiz. The
victim, Ralph Harris, Jr., confronted

Huertas in the hallway of the apartment.

Huertas fatally stabbed Harris.

In order to understand the events
that transpired in the early morning
hours of June 7, ~ some background
information is helpful. Huertas was
closely acquainted with both Ortiz and
Harris. Huertas began a sexual
relationship with Ortiz during high
school and fathered two daughters as a
result. Although Huertas lived with Ortiz
and their daughters for various periods
of time, he never married Ortiz. Huertas

did however marry Arlene Huertas in

64

as ed ——

November 1982. Huertas had three children
with Arlene. Huertas continued to see and
have sexual relations with Ortiz even
during his Marriage to Arlene. Huertas
and Arlene were Separated and living
apart at the time of Harris’ death.

Huertas and Harris met and became
friends while in school. Ortiz was also
acquainted with Harris. After Harris
joined the United States Air Force and
was transferred overseas, he maintained
contact with both Huertas and Ortiz.

On May 15, 1986, Harris came home on
leave. About a week after returning home,
Harris began dating Elba Ortiz. Huertas
soon became aware of this. aA week prior
to “the killing, ortiz called Huertas at
about 4:00 a.m. and asked him to come to
her apartment. Ortiz and Huertas
discussed their relationship which

Huertas wished to continue. Ortiz told

65

Huertas that , although she still loved
him, she wanted to Stay with Harris.

On the morning of May 31, 1986,
Huertas called on Harris at Harris’
parents’ house. Harris’ mother overheard
their conversation. Huertas asked Harris
to quit seeing Ortiz. Harris refused.
Huertas then told Harris that he did not
wish to end their friendship this way,
but, if Harris did not Stop seeing Ortiz,
he, Huertas, would waste Harris. Huertas
then left and returned an hour later.
Huertas said that he had been to see
Ortiz and that she said that she did not
wish to see Harris anymore. Harris
responded that he would have to hear it
from Ortiz herself. Huertas then made the
following reply, "Well, I see you don’t
want us to be friends. I still say I’m
going to have to waste you. You’ know I

don’t do it fair, but I’m going to waste

66

you.” With that, Huertas left.

=

On the evening of June 6, Harris
took Ortiz to a concert in Cleveland.
They returned to Ortiz’s apartment at
about 11:00 p.m. Huertas called Ortiz at
around 3:00 a.m. the following morning.
Huertas wanted to come over and discuss
their relationship. Ortiz told Huertas
that he could not come over as Harris was
there with her. Huertas asked if they
were sleeping together and Ortiz said
yes. Huertas became angry, and Ortiz hung
up on him. Huertas called back minutes
later. Harris laid the receiver on the
floor until Huertas hung up.

Ortiz and Harris went to bed only to
be awakened a short time later by sounds
in the apartment. Huertas had lowered the
window on the door to Ortiz’s apartment,
unlocked the door, and let himself in.

Harris left the bedroom to investigate

67

the noise. Huertas met Harris in the
hallway outside the bedroom. Ortiz heard
Huertas say, "Come on, now." Ralph
Pleaded, "Calm down, Eddie." A struggle
ensued and Ortiz heard Huertas say, "I
got you. I got to go get Elba." Ortiz ran
to the bedroom door where she braced
herself to keep the door closed. Huertas
managed to squeeze his arm through the
door and swing at Ortiz. Huertas
repeatedly kicked the bedroom door in an
effort to gain entrance. Ortiz then heard
@ crash and everything became quite.
Apparently, Harris managed to throw a
fish stand at Huertas which caused him to
flee. Ortiz rushed Harris to the hospital
where he died later that day due toa
severe loss of blood caused by a stab
wound which penetrated his liver. 7
The Lorain police arrested Huertas

at his apartment that same morning. The

68

ee —_—_———— , ee

police did not recover the murder weapon,
however, it was speculated that Huertas
used a "Rambo" type hunting knife which
was last seen by Huertas and his roommate
in their apartment the day prior to
Harris’ murder.

The grand jury indicted Huertas for
aggravated burglary and two counts of
aggravated murder. Each of the aggravated
murder counts included the Same two death
penalty Specifications. The first
aggravated murder count charged Huertas
with purposely killing Ralph Harris, Jr.
with prior calculation and design. The
second aggravated murder count charged
Huertas with purposely killing Ralph
Harris, Jr. while committing aggravated
burglary. The first death penalty
Specification alleged that Huertas
murdered Harris while committing

aggravated burglary. The second death

69

penalty specification alleged that
Harris’ murder was part of a course of
conduct involving the purposeful killing
Or attempt to kill two or more persons.

After his arrest, and throughout the
trial, Huertas maintained that due to his
consumption of alcohol and drugs during
the evening prior to the attack on
Harris, he was able to recall little that
happened after his initial phone
conversation with Ortiz. Huertas took the
stand on his own behalf during the guilt
phase of his trial. He admitted that he
killed Harris, but did not recall it. He
only remembers Harris saying "you got
me."

The jury found Huertas guilty of
aggravated burglary, and both counts of
aggravated murder. In addition, the jury
found Huertas guilty of both

specifications under each of the

70

aggravated murder counts.

During the penalty phase, both the
state and Huertas presented witnesses.
Huertas gave an unsworn statement in
which he expressed his remorse and asked
Harris’ forgiveness. The jury determined
beyond a@ reasonable doubt that the
aggravating circumstances of which
Huertas was found guilty outweighed the
mitigating factors and recommended that
Huertas be sentenced to death for both
aggravated murder convictions. The trial
court conducted an independent review and
also found beyond a reasonable doubt that
the aggravating circumstances outweighed
the mitigating factors. The court
accepted the jury’s recommendation and
sentenced Huertas to death on both
aggravated murder convictions.

Ohio law requires that we undertake

@ three-part review. R.c. 2929.05(A).

71

Pirst, we must consider the claims of
error raised by Huertas. Second, we must
independently weigh the evidence
disclosed in the record and determine
whether the aggravating circumstances
Outweigh the mitigating factors beyond a

reasonable doubt. State Vv. Jenkins

(1984), 15 Ohio st. 34 164, 206. Finally,
we must decide whether the sentence of
death is appropriate after considering
whether the sentence is excessive or
disproportionate to the penalty imposed
in similar cases within Our jurisdiction.
Por the reasons set forth below, we
affirm the convictions and uphold the
sentence of death.

ASSIGNMENT OF ERROR I

"The trial court erred by
permitting the introduction of
a victim impact statement at
the sentencing phase of
defendant’ trial in violation
of the Eighth and Fourteenth
Amendments to the United States
Constitution."

72

Prior to the penalty phase of the
trial, Huertas requested a pre-sentence
investigation report as provided in R.C.

2929.03(D)(1). The report contained

a oe

statements by Ralph and Elizabeth Harris,

the victim’s parents, and Elba Ortiz. The

state moved to admit the pre-sentence
report into evidence. Although Huertas
made objections not here relevant, no
objection was directed to the inclusion

of the above statements.

—— on 3

Huertas now contends that the
statements of the victim’s parents and
Ortiz contained in the pre-sentence
reports were, in essence, a victim impact
statement and should not have gone to the

jury. On the basis of Booth v. Maryland

(1987), 482 U.S. , 96 L. Ed. 2d 440,
and State v. Post (1987), 32 Ohio St. 3d
380, Huertas argues that the trial court

erred in permitting the jury to view that

73

part of the pre-sentence report which
contained the Harris’ and Ortiz
statements.

In Booth the trial court admitted,
over specific objection, a lengthy victim
impact statement which Provided two types
of information:

"*eePirst, it described the
personal characteristics of the
victims and the emotional
impact of the crimes on the
family. Second, it set forth
the family member’s opinions
and characterizations of the
Crimes and the defendant.***."

Booth, Supra, at , 96 L. Ed. 2d at
448 >.

The United States Supreme Court held that
because of the potential risk that a
victim impact statement may lead the jury
to impose the death penalty in an
arbitrary and capricious manner its
introduction during the penalty phase of
a capital murder trial violates the
Eighth Amendment of the United States
74

Constitution. td. at , 96 L. Ed. 2a
448, 452.

In Post, the Ohio Supreme Court

reviewed, in light of Booth, the
defendant’s contention that he was
prejudiced by the introduction of a
victim impact statement ina trial to
three judges. The court held that,
although the panel erred in admitting the
victim impact Statement, no reversal was
warranted as the record did not
demonstrate that the panel gave any
weight to the statement in arriving at
their sentencing decision. Therefore, the
defendant was mot prejudiced by the

admission of the Statement. Post, Supra,

at 383-84.

In light of Booth and Post, we
conclude that the trial court erred in
admitting victim statements into

evidence. However, we cannot Say that his

75

error mandates reversal.

The portion of the Ppresentence
report which contains the Statements is
quite short, containing only two
paragraphs totaling less than one page in
length; and, as Opposed to Booth, the

Statements inthe cause sub judice are

both unfavorable and favorable to
Huertas. The report author interviewed
both of Harris’ Parents. While Harris’
father stated that he felt Huertas should
get the death penalty, the victim's
mother stated that, "God has the only
tight to punish (Huertas]." In addition,
the parents apparently laid much of the
blame on Ortiz, whom they felt "deceived"
their son. The remainder of the statement
of Harris’ parents is non-accusatory and
non-condemning. The report author also
interviewed Elba Ortiz and included her

Statement in the pre-sentence report. For

76

the most part, Ortiz’s Statement is
Simply a repeat of her testimony about
the events leading up to and including
Harris’ death. Ortiz said that Huertas
appeared drunk the night he killed
Harris, and that he was drinking all the
time and may have suffered a blackout. It
was precisely Huertas’ defense that he
suffered a blackout on the night of
Harris’ death. Finally, Ortiz stated that
she didn’t feel Huertas should get the
death penalty.

The victim impact Statement admitted
in Booth is a lengthy report describing
the emotional and personal problems the
Crime caused the victims’ Children; it
also contains comments emphasizing the
Outstanding qualities of the victims. A
Majority of the Supreme Court believed
that the introduction of such a statement

Created an unacceptable risk that the

77

death penalty might be imposed
arbitrarily and capriciously. However, we
cannot say that the questioned statements
in this case create such a risk. Indeed,

one might argue that Huertas had more to

gain than lose through its introduction.

we conclude that Huertas was not
prejudiced by the introduction in the
pre-sentence report of the brief
statements of Harris’ parents and Ortiz.

The assignment of error is
overruled.

ASSIGNMENTS OF ERROR

"II. The trial court
arbitrarily denied the
defendant procedural due
process when the trial

| court reversed a prior
Fe order.

"III.The trial court denied
defendant a fair trial and
an impartial jury in
violation of the Sixth and
Fourteenth Amendments;
United States Constitution
and Article I, Section 10,
Ohio Constitution."

78

Huertas moved that the potential
jurors be sequestered during the death

qualification stage of voir dire, and

that the public be excluded from the
courtroom during this stage. The state
concurred in the motion and it was
granted by the trial court. On the first
day of death qualification questioning,
nineteen potential jurors were asked
individually and in Private if they held
any racial prejudices;? Or attitudes,
Opinions or beliefs concerning the death
penalty, which would prevent them from
being an impartial juror and applying the
law of the State of Ohio to the facts of
the case.

Prior to beginning the second day of

the death qualification voir dire, the

Lorain Journal Company appeared before
the court and asked that the court

reconsider its order excluding the public

79

from the death qualification stage of

voir dire. Both Huertas and the state

objected to the appearance. However, the
court permitted all the parties the

opportunity to present arguments. The

court then rescinded its previous ruling

regarding the exclusion of the public,

and suspended further voir dire until

Huertas could appeal the order to this
court. We dismissed Huertas’
interlocutory appeal for lack of a final
appealable order. Prior to resuming the

death qualification stage of voir dire,

the trial court stated its reasons for
rescinding its prior order excluding the
public. The court found that after having
examined nineteen prospective jurors
nothing had arisen so embarrassing as to
justify the exclusion of the public from
the courtroom.

Huertas contends that the trial

80

a _— EE

court’s decision permitting the Lorain
Journal Company to appear and move the
court for reconsideration, without first
giving him notice and an opportunity to
prepare argument, denied him of his
procedural due process rights. In
addition, Huertas argues that by opening
the death qualification stage of voir
dire to the public, he was denied a fair
trial by an impartial jury.

Sequestration of jurors during the

death qualification stage of voir dire is

a matter within the discretion of the
trial court. State v. Mapes (1985), 19
Ohio St. 3d 108, paragraph three of the

Syllabus. Likewise, whether voir dire

should be conducted in private is also
within the trial court’s discretion. This
discretion, however, should be applied
sparingly against the presumption of

openness. State, ex rel. The Repository,

81

a )

v. Unger (1986), 28 Ohio st. 3d 418, 419,
421. This "presumption of openness may be
Overcome only by an Overriding interest
based on findings that closure is
essential to preserve higher values and
is narrowly tailored to serve that

interest." Press-Enterprise Co. Vv.

Superior Court of California (1984), 464

U.S. 501, 510; Unger, supra, at 421. We

find nothing in the record to support
Huertas’ claim of prejudice.

The assignments of error are
overruled.

ASSIGNMENT OF ERROR IV

"The trial court erred and
denied defendant his right to
obtain witnesses in his’ favor
aS guaranteed by the Sixth and
Fourteenth Amendments, United
States Constitution and Article
I, Section 10, Ohio
Constitution."

Huertas argues that his
constitutional rights to obtain witnesses
in his favor pursuant to the Sixth

82

Amendment to the United States
Constitution and Section 10, Article I of
the Ohio Constitution were violated by
the trial court’s denial of his attempt
to present the testimony of two
witnesses: Mary Ann Amato, who was a
jury commissioner, and Dr. Thomas
Haglund.

Mary Ann Amato

Prior to trial, Huertas challenged
the jury selection Process claiming,
among other things not now pertinent,
that the wrong official drew the names
from the jury wheel. Huertas attempted to
call Mary Ann Amato, one of the jury
commissioners, to the Stand. At this
point, the court interrupted defense
counsel and suggested that he call the
deputy clerk of court who actually drew
the names for the jury array from the

jury wheel. This was done. The claim of

83

error is frivolous.

Dr. Haglund

Huertas attempted to introduce the
testimony of pr. Haglund, a Psychologist,
during the guilt phase of the trial.
Huertas sought to have Dr. Haglund
testify as to the phenomena of blackouts
caused by excessive consumption of
alcohol and drugs. The trial court ruled
that it would instruct the jury on the
defense of voluntary intoxication, but
would not permit expert testimony on the
Possible effects of blackouts.

The determination as to whether or
not an expert’s testimony is relevant and
will assist the trier of fact is within
the trial court’s discretion. State v.
Buell (1986), 22 Ohio st. 34 124, 133.
There was testimony that Huertas consumed
large amounts of alcohol and drugs during

the evening and early morning hours of

84

June 6-7. Dr. Haglund’s opinion that

Huertas may have suffered a blackout was

based on police reports and from
interviews with Huertas, in which Huertas

told Haglund of his abusive use of

alcohol and drugs since high school.

The trial court correctly perceived
that the claim of blackouts, to the
extent it differed from the defense of
intoxication, was in reality the defense
of diminished capacity.

In State v. Wileos (1982), 70 Ohio
St. 2d 182, the Ohio Supreme Court
rejected the defense of diminished

capacity saying at page 194:

"***Unlike the notion of
partial or relative insanity,
conditions such as
intoxication, medication,
epilepsy, infancy, or senility
are, in varying degrees,

susceptible to quantification
or objective demonstration, and
- to lay understanding. As the
Ninth Circuit observed in
Wahrlich v. Arizona, 479 F. 2d
1137, 1138 (Sth Cir.),
certiorari denied, 414 U.S.
85

etait hiattatidiseeeaene

1011, 94S. ct, 375, 38 L. Ed.
2d 249 (1973);

""Exposure to the effects of
age and of intoxicants upon
State of mind is a part of
common human experience which
fact finders can understand and
apply; indeed, they would apply
them even if the State did not
tell them they could. The
esoterics of PSychiatry are not
within the Ordinary ken.’

"It takes no great expertise
for jurors to determine whether
an accused was "so intoxicated
as to be mentally unable to
intend anything (unconscious), ’
Jackson, supra, at page 206
whereas e ability to
assimilate and apply the finely
differentiated psychiatric
concepts associated with
diminished Capacity demands a
sophistication (or as critics
would Maintain a sophistic
bent) that jurors (and officers
of the court) Ordinarily have
not developed. We are convinced
as was the Bethea court, that
these ‘significant evidentiary
distinttions’ preclude treating

diminished capacity and
voluntary intoxication as
functional equivalents for

Purposes of partial exculpation
from criminal responsibility."

The trial court did not err

86

by

excluding Dr. Haglund’s testimony.

The assignment of error is

| overruled.

ASSIGNMENT OF ERROR V

' "There was insufficient
evidence which, if believed,
would support a finding of
guilt beyond a reasonable
doubt."

Huertas attacks his conviction on
the aggravated burglary charge. R.C.
2911.11(A)(3) reads in part:

q "No person, by force, ***shall
7 trespass in an occupied
structure, as defined in

section 2909.01 of the Revised
Code, or in a separately
secured or separately occupied
portion thereof, with purpose
to commit therein***any felony,
when any of the following

apply:

eae

"The occupied structure
involved is the permanent or
temporary habitation of any
person, inwhich at the time
any person is present or likely
to be present.”

87

een

openi
force
State

State

App. Nos. 10125 and 10166, unreported.

Huert

"Force" is defined in R.C.
2901.01(A) as:

"xetany violence, compulsion,
or constraint physically
exerted by any means upon or
against a person or thing."

It has been held that even

the

ng of unlocked doors constitutes

sufficient to satisfy the statute.

v. Lane (1976), 50 Ohio App. 2d 41;

v. Johnson (Aug. 27, 1981), Summit

The evidence at trial showed,

and

as did not deny, that access was

gained to Ortiz’s apartment by sliding

down the window on her door and unlocking

the door. Huertas argued that this was an

authorized means of entrance into Ortiz’s

apartment, as it was the method he

used

to let his daughters into

had

the

apartment a week before the attack on

Harri

not

6. Ortiz testified that Huertas did

have permission to enter her locked

i i

apartment the night of Harris’ murder.

We will not reverse a jury verdict
where, as here, there is substantial
evidence upon which a jury could
reasonably conclude that all the elements
of an offense have been proven beyond a
reasonable doubt. State v. Eley (1978),
56 Ohio St. 24 169, syllabus.

The assignment of error is
Overruled.

ASSIGNMENT OF ERROR VI

"The trial court erred when it
shifted the burden of proving
intoxication on the defendant
in Violation of defendant’s
right to due Process under the
Fourteenth Amendment, United
States Constitution."

R.C. 2901.05(A) reads in part:

"***The burden of going forward
with the evidence of an
affirmative defense, and the
burden of proof, by a
Preponderance of the evidence,
for an affirmative defense, is
upon the accused."

The United States Supreme Court has

89

ruled that R.c. 2901.05 does not violate
the due process Clause of the Fourteenth
Amendment. Martin y. Ohio (1987), 480
U.S. __, 94 L. Bd. 24 267. Voluntary
intoxication has long been regarded an
affirmative defense in Ohio, and
therefore comes under R.C. 2901.05. State
Vv. Vargo (1927), 116 Ohio St. 495; Long
Vv. State (1923), 109 ohio St. 77. The
trial court correctly instructed the jury
that Huertas had the burden of proving
the defense of voluntary intoxication.

The assignment of error is
Overruled.

ASSIGNMENT OF ERROR VII

"The trial court erred to the
prejudice of defendant in
failing to instruct the jury on
the lesser included offense of
voluntary manslaughter."

The rule in Ohio as to when a charge
On a lesser included offense is required

is set forth in State v. Davis 91983), 6

90

Ohio St. 3d 91, 95.:

"seéemerely because one offense
can be a lesser included
offense of another does not
mean that a court must always
instruct on both offenses where
the greater offense is charged.
However, such an instruction is
required where ‘***the trier
of fact could reasonably find
against the state and for the
accused upon one or more of the
elements of the crime charged,
and for the state and against
the accused on the remaining
elements, which by themselves,
would sustain a conviction upon
a lesser included offense."

"hee "

The crime of voluntary manslaughter,
pursuant to R.C. 2903.03, is a lesser
included offense of aggravated murder and

murder, State v. Muscatello (1978), 55

Ohio St. 2d 201. R.C. 2903.03(A) reads:

"No person, while under the
influence of sudden passion or
in a sudden fit of rage, either
of which is brought on by
serious provocation occasioned
by the victim that is
reasonable sufficient to incite
the person into using deadly
force, shall knowingly cause
the death of another."

91

wats a ——

Hvertas contends that the events
which occurred during the two weeks prior
to Huertas’ [sic] murder provide
sufficient evidence to establish the
mitigating circumstance of extreme
emotional stress, and therefore the court
should have instructed the jury on
voluntary manslaughter. We disagree.

In denying Huertas’ request for
instructions on the lesser included
offense of voluntary manslaughter, the
trial court ruled:

"eeeiwWie have absolutely no

evidence as to any altercation

between the victim and this
defendant, the victim, Harris.

"And the statute is quite clear

there must be serious

provocation occasioned by the
victim; and the evidence is
totally lacking. There is
absolutely no evidence. The
Court has to have some evidence
before we can charge; and I

assumed that would be tied in;
but your client states that,

basically, he remembers
nothing.
"Therefore, that is not

92

OO
= eS a ™

evidence as to any
Provocation."

AS amended in 1982, Ohio’s voluntary
manslaughter statute requires an
instruction if the jury could reasonably
find at the time of the act that the
defendant was “under the influence of
Sudden passion or in a sudden fit of
rage, either of which is brought on by
serious provocation occasioned by the
victim." First, we can find no evidence
in the record tict Huertas was seriously
Provoked by the victim, Harris. Instead,
Huertas knew for two weeks that Harris
was seeing Ortiz. He testified that
during that time he was not upset with
Harris. Second, even assuming that
Harris’ courting of Ortiz could seriously
Provoke Huertas, evidence of sudden
Passion or a sudden fit of rage without
time or Opportunity for reflection or for
Passions to cool is also required under

93

the statute. State v. Pierce (1980), 64

Ohio St. 2d 281; Muscatello, supra. There

is no evidence in the record that Huertas
flew into a sudden fit of rage after

calling Ortiz. Huertas testified that he

was so intoxicated that he remembers
little after hanging up the phone. While
evidence of voluntary intoxication was
admissible to show that Huertas could not
form the necessary “purpose” or specific
intent to commit aggravated murder or
murder, State v. Fox (1981), 68 Ohio St.
2d 53, it was not evidence of a
mitigating circumstance justifying a
charge on the lesser included offense of
voluntary manslaughter.

The assignment of error is
overruled.

ASSIGNMENT OF ERROR VIII

"The trial court erred by
ruling that statements made in
response to a police officer’s

questions were merely an
excited utterance and therefore
94

EE

admissible as an exception to
the hearsay rule.”

Prior to trial, Huertas moved to
suppress the statement Harris made at the
hospital to Detective Shuster identifying
his assailant. The trial overruled
Huertas’ motion holding that Harris’ tape
recorded statement would be admitted
pursuant to the excited utterance
exception to the hearsay rule. Evid. R.
803(2).

Given Huertas’ admission in opening
statement and testimony that he did stab
Harris, any possible error in the
admission of Harris’ statement was
harmless beyond a reasonable doubt. State

v. DeMarco (1987), 31 Ohio St. 3d 191;

State v. Bayless (1976), 48 Ohio St. 2d
73.
The assignment of error is

overruled.

~~, eC t—‘URl?

re Pee = - - —— - - + -™

ASSIGNMENT OF ERROR Ix

"The trial court denied
-defendant his right to appear
and defend in person and with
counsel in violation of the
Sixth and Fourteenth
Amendments, United States
Constitution and Article Be
Section 10, Ohio Constitution."

Huertas moved, Prior to trial, for
Permission to act as co-counsel in his
Own defense. The court denied permission.
The Ohio Supreme Court Addressed the

hybrid counsel issue in State v. Thompson

91987), 33 Ohio st. 34 1. The court held
that a defendant "has the right either to
appear pro se or to have counsel, he had
no corresponding right to act as
co-counsel on his own behalf." Id., at 7.
The assignment of error is
overruled.
"The trial court erred by
failing to dismiss the
indictment in violation of
defendant’s rights under the
Fifth, Sixth, Eighth and
Fourteenth Amendments, United

States Constitution and Article
I, Sections 9, 10, and 16, Ohio
96

Ol EEE

Constitution."

"a.

"3.

a

"4.

at

The Ohio death penalty
Statutes are
unconstitutional because
there is no compelling
State interest sufficient
to deny defendant his
fundamental right to life.

The Ohio death penalty
Statutes are
unconstitutional because
they deny the accused the
rights to the effective
assistance of counsel in
trial before an impartial

jury.

The Ohio death penalty
Statutes provide
guidelines for the
imposition of the death
penalty that are vague and
indefinite and therefore
unconstitutional.

The Ohio death penalty
statutes place an
unconstitutional burden of
proof on the defendant and
infringe upon his right to
be free from
self-incrimination.

The Ohio death penalty
Statutes are
unconstitutional because
they fail to have a
meaningful basis
distinguishing between
life and death sentences,"

97

Huertas concedes that his challenges
to Ohio’s death penalty statutes have
Previously been considered and rejected
by the Ohio Supreme Court. See State v.
Jenkins (1984), 15 Ohio st. 34 164; State

Vv. Maurer (1984), 15 Ohio St. 3d 239;
and State v. Buell (1986), 22 Ohio st. 34
124. Huertas asserts these issues on
appeal to preserve them for further
appeal to the Ohio Supreme Court, and, if
necessary, the United States Supreme
Court.

The assignment of error is
overruled.

Having addressed each of Huertas’
assignments of error, we are now
required, pursuant to R.c. 2929.05, to:

"*t*treview and independently

weigh all of the facts and

other evidence disclosed in the
record in the case and consider

the offense and the offender to

determine whether the

aggravating circumstances the
offender was found guilty of

committing outweigh the
98

mitigating factors in the
case,***,"

The aggravating circumstances which
were proved beyond a reasonable doubt
were the following: (1) the offense was

part of a course of conduct involving the

purposeful killing or attempt to kill two
Or more persons; (2) the offense was
committed while the offender was
committing aggravated burglary. R.C.
2929.04(A)(5) and (7).

R.C. 2929.04(B8) provides that, in
weighing the mitigating factors, the
sentencing authority:

"***shall consider, and weigh
against the aggravating
circumstances proved beyond a
reasonable doubt, the nature
and circumstances of the
offense, the history,
character, and background of
the offender, and all of the
following factors:

"(1) Whether the victim of the
offense induced or
facilitated it;

"(2) Whether it is unlikely

that the offense would
99

—

have been committed, but
for the fact that the
. offender was under duress,
coercion, or strong
provocation;

"(3) Whether, at the time of
: committing the offense,
q the offender, because of a
. mental disease or defect,
lacked substantial
pom mar ots | to appreciate the
criminality of his conduct
or to conform his conduct
to the requirements of the

law;

"(4) The youth of the offender;

"(S) The offender’s lack of a
significant history of
prior criminal convictions
and delinquency
adjudications;

"(6) If the offender was a
participant in the
offense but not the
principal offender, the
degree of the offender's
participation in the
offense and the degree of
the offender's
participation in the acts
that led to the death of
the victim;

"(7) Any other factors that are
relevant to the issue oi

whether the offender
should be sentenced to
death.”

100

Ee

)

During the penalty phase, Huertas

introduced evidence concerning a number
of mitigating factors. Huertas attempted
to characterize the crime as one of
passion brought on by weeks of being

taken on an emotional roller coaster ride

by Elba Ortiz. There was testimony that
Huertas could not bear to have Ortiz
sleep with another man in the bed they
had purchased together.

Members of Huertas’ immediate family
testified as to his background and
upbringing. Huertas came to Lorain from
Brooklyn, New York, at an early age with
the Ascensios, whom he believed to be his
parents. Huertas found out as a teenager
that his real mother and father were
involved in drugs and criminal
lifestyles, and that the Ascensios were

actually his grandparents. Nonetheless,

101

El

Huertas had a relatively normal childhood
being raised by his grandparents and he
concurred with their testimony that he
received much love and affection while
growing up.

Huertas also presented evidence that
he had abused alcohol and drugs since
high school and, as a result of his
prolonged abuse, experienced blackouts as
he didon the night Harris was’ killed.
Elba Ortiz testified that she noticed
that Huertas was drinking significant
amounts on the weekends prior to Harris’
death. On the other hand, Huertas’
grandparents and his workplace
supervisor, people who observed Huertas
on almost a daily basis, saw nothing in
his behavior to cause any concern that
Huertas may be having a problem with
@rugs and alcohol.

Other factors presented in

102

seein

i i i i i Me

mitigation were Huertas’ age, lack of

Significant Prior criminal convictions

and delinquency adjudications, good work
record, good behavior while confined in

the Lorain County Correctional Pacility,

TD. 8 -

and the reciprocal love between Huertas
and his five children. Finally, Huertas
gave an unsworn Statement in which he
expressed Femorse for killing Ralph
Harris, Jr., whom he considered a close
friend and asked Harris’ family for
forgiveness.

Huertas was twenty-seven at the time
of the attack. His characterization of
the crime as one of Passion induced by
sudden provocation is mot supported by
the evidence. ortiz told Huertas over a
week earlier that she wished to continue
seeing Harris. This led Huertas to
threaten Harris. Huertas armed himself

Prior to leaving his apartment, drove

103

- — - =

_ eee

= s-

— Se a UL

across town to Ortiz’s apartment, entered
Stealthily, attacked Harris and Ortiz,
left the scene, and disposed of the
murder weapon.

Huertas contends that the evidence
demonstrates no significant Criminal
history. While it is true that Huertas
had no prior felony convictions, the
pre-sentence report does demonstrate
problems involving the disregard for the
private Property of others and, more
Significantly, violations concerning the
brandishing of a knife or Similar weapon.
At seventeen, Huertas was convicted of
Criminal trespass. Also that year,
Huertas was convicted of assault. As an
adult, Huertas was convicted of carrying
@ concealed weapon, a Switchblade knife.
Finally, at the age of twenty-three
Huertas was convicted of assault for

attempting to stab another man ina gas

104

ee

station parking lot.

We must also “consider and weigh

against the aggravating circumstances
Proved beyond a reasonable doubt, the
mature and circumstances of the offense,
the history, character and background of
the offender.” Huertas’ history,
character and background were discussed
above. Huertas argued vehemently that his
extensive use of drugs and alcohol played
@ major factor in Harris’ death. Whatever
the realities concerning Huertas’
long-term use of alcohol and drugs or his
use the night he killed Harris, he was
able to formulate a plan to kill Harris
and Ortiz, and, at least partially, carry
out that plan. The facts show that
Huertas invaded an apartment in the early
morning hours, in which two of his
Children were Sleeping, and purposely

killed a man he had known since high

105

al =~ = “4 a
—_—

school. But for the actions of the
wounded Harris, Huertas might have
successfully completed his attack on
Ortiz, the children’s mother. After an
independent review of the evidence, we
conclude that the aggravating
circumstances Outweigh the mitigating

factors beyond a reasonable doubt.

The final part of our review is to

determine whether Huertas’ death sentence

| is excessive or disproportionate to the
| death penalty imposed in similar cases
| within our jurisdiction. R.C. 2929.05;
State v. Steffen (1987), 31 Ohio St. 3d

111, 123-24.

This court has Previously reviewed
and affirmed four penalties of death.
State v. Coocey (Dec. 23, 1967), Summit
App. No. 12943, unreported; State v.
Benner (July 22, 19867), Summit App. No.

12664, unreported; State v. Greer (Mar.

106

4, 1987), Summit App. No. 12258,
unreported; and State v. Po-t (Jan. 15,
1986), Lorain App. No. 3868, unreported.
Each of these cases involved the
aggravating circumstance of felony
Murder. The sentence imposed here is
neither excessive nor disproportionate.
Having completed our review pursuant
to R.C. 2929.C5(A) we hold: (1) that
Huertas’ assignments of error, having
been fully considered, are without merit
and, therefore, are overruled; (2) after
independently weighing all of the facts
and other evidence disclosed in the
record inthe case and considering the
offense and the offender, we find that
the aggravating circumstances the
offender was found guilty of committing
outweigh the mitigating factors in the
case beyond ® reasoneble doubt; and (3)

the death penalty is appropriate and is

107

——————iee

= —_

mot excessive or disproportionate to the
penalty imposed in Similar cases within
the jurisdiction of this court. We,
therefore, affirm Huertas’ convictions

and sentence of death.

The Court finds that there were
reasonable grounds for this appeal.

We order that a Special mandate
issue out of this court, directing the
County of Lorain Common Pleas Court to
carry this judgment into execution. A
certified copy of this journal entry
shall constitute the manda*e, pursuant to
App. R. 27.

Immediately upon the filing hereof,
this document shall constitute the
journal entry of judgment. and it shall
be file stamped by the Clerk of the Court

108

of Appeals at which time the period for
review shall begin to run. App. R. 22(£).

Costs taxed to appellant.

Exceptions.

WILLIAM R. BAIRD
PRESIDING JUDGE
DANIEL B. QUILLIN
JUDGE
MARY CACIOPPO
JUDGE

BAIRD, P. J

CACIOPPO, J

CONCUR

APPEARANCES:

GREGORY A. WHITE, Prosecuting Attorney,
226 Middle Ave. Elyria, OH 44035 for
Plaintiff.

JACK W. — Attorney at Law, 520
Broadway Ave. Lorain, OH 44052 for
Defendant.

109

STATE OF OHIO vy. EDIBERTO HUERTAS

FOOTNOTES
i The defendant in this case is
Hispanic, as is Elba Ortiz. The victim

was black.

110

STATE OF OHIO ) IN THE COURT OF

) SS: APPEALS NINTH

COUNTY OF LORAIN ) JUDICIAL
DISTRICT
STATE OF OHIO ) C.A. NO. 4202

Plaintiff-Appellee )

Vv. ) APPEAL FROM
) JUDGMENT ENTERED
EDIBERTO HUERTAS ) IN THE COMMON

) PLEAS COURT OF

Defendant-Appellant ) LORAIN, OHIO

) CASE NO. 32753

SEPARATE OPINION PURSUANT
EE EVR SUANT
TO R.C. 2929.05(a)

Pursuant to R.c. 2929.05, this court

lll

certifies that it has reviewed the
judgment in the case and the sentence of
death imposed by the court. This court
has also reviewed and independently
weighed all of the facts and other
evidence disclosed in the record in tile
case and considered the offense and the
offender to determine whether the
aggravating circumstances the offender
was found guilty of committing outweigh
the Mitigating factors in the case.
Finally, this court has considered
whether the death sentence is
inappropriate or disproportionate to the
penalty imposed in similar cases.

Upon such a review, this court makes
the following findings:
(1) Appellant’s assignments of error,
having been fully considered, are without

merit and are each overruled.

112

(2) The evidence supports the jury’s
findings that appellant is guilty of each
crime charged and the aggravating

circumstances.

(3) The jury properly found that the
aggravating circumstances outweighed the
mitigating factors beyond a reasonable

doubt.

(4) Upon an independent review of the
evidence, and upon independent weighing
of the aggravating circumstances proven
beyond a reasonable doubt, with the
mitigating factors proven by a
preponderance of the evidence, the
aggravating circumstances outweigh the
mitigating factors beyond a reasonable

doubt.

(5) The sentence of death in this case

113

is appropriate and is not excessive or
disproportionate to the penalty imposed
in similar cases within the jurisdiction

of this court.

Accordingly, this court affirms the death

. penalty imposed on appellant.

William R. Baird

Presiding Judge

Daniel B. Quillin

Judge

Mary Cacioppo

Judge

cc: Jonathan E. Rosenbaum, Prosecutor,
226 Middle Ave., Elyria, Ohio 44035, for

Plaintiff.

114

Jack Bradley, Attorney at Law, 520

Broadway, 2nd Floor, Lorain, Ohio 44052,

for Defendant.

115

OHIO REVISED CODE SECTIONS
2903.01 Aggravated murder.

(A) No person shall purposely, and
with prior calculation and design, cause

the death of another.

(B) No person shall purposely cause
the death of another while committing or
attempting to commit, or while fleeing
immediately after committing or
attempting to commit kidnaping, rape,
aggravated arson or arson, aggravated
robbery or robbery, aggravated burglary
or burglary, or escape.

(C) Whoever violates this section is
guilty of aggravated murder, and shall be
punished as provided in section 2929.02
of the Revised Code.

(D) No person shall be convicted of

aggravated murder unless he is

116

specifically found to have intended to
cause the death of another. In no case
shall a jury in an aggravated murder case
be instructed in such a manner that it
may believe that a person-who commits or
attempts to commit any offense listed in
division (B) of this section is to be
conclusively inferred, because he engaged
in a common design with others to commit
the offense by force and violence or
because the offense and the manner of its
commission would be likely to produce
death, to have intended to cause the
death of any person who is killed during
the commission of, attempt to commit, or
flight from the commission of or attempt
to commit, the offense. If a jury in an-
aggravated murder case is instructed that
a person who commits or attempts to
commit any offense listed in division (B)

of this section may be inferred, because

117

he engaged in a common design with others
to commit the offense by force or
violence or because the offense and the
manner of its commission would be likely
to produce death, to have intended to
cause the death of any person who is

killed during the commission of, attempt

to commit, or flight from the commission
of or attempt to commit the offense, the
jury also shall be instructed that the .
inference is nonconclusive, that the
inference may be considered in
determining intent, that it is to
consider all evidence introduced by the
prosecution to indicate the person’s
intent in determining whether the person
specifically intended to cause the death
of the person killed, and that the
prosecution must prove the specific
intent of the person to have caused the

death by proof beyond a reasonable doubt.

118

HISTORY: 134 v H 511 (Eff 1-1-74);
139 v S 1. Eff 10-19-81.

2929.02 Penalties for murder.

(A) Whoever is convicted of, pleads
guilty to, or pleads no contest and is
found guilty of, aggravated murder in
violation of section 2903.01 of the
Revised Code shall suffer death Or be
imprisoned for life, as determined
pursuant to sections 2929.022
[2929.02.2], 2929.03, ana 2929.04 of the
Revised Code, except that no person who
raises the matter of age pursuant to
Section 2929.023 [2929.02.3] or division
(C) of section 2929.05 of the Revised
Code and who is not found to have been
eighteen years of age or older at the
time of the commission of the offense
Shall suffer death. In addition, the
offender may be fined an amount fixed by

the court, but not more than twenty-five

119

thousand dollars.

(B) Whoever is convicted of, pleads
guilty to, or pleads no contest and is
found guilty cf, murder in violation of
section 2903.02 of the Revised Code shall
be imprisoned for an indefinite term of
fifteen years to life. In addition, the
offender may be fined an amount fixed by
the court, but not more than fifteen
thousand dollars.

(C) The court shall not impose a
fine or fines for aggravated murder or
murder which, in the aggregate and to the
extent not suspended by the court,
exceeds the amount which the offender is
Or will be able to pay by the method and
within the time allowed without undue
hardship to himself or his dependents, or
will prevent him from making reparation
for the victim’s wrongful death.

HISTORY; 134 v BH 511 (Eff 1-1-74);

120

139 v § 1. Eff 10-19-81.

| 2929.022 [Determination of aggravating
4 circumstances. }

(A) If an indictment or count in an

h indictment charging a defendant with
aggravated murder contains a

specification of the aggravating

4 circumstance of a prior conviction listed
in division (A)(5) of section 2929.04 of
the Revised Code, the defendant may elect
to have the panel of three judges, if he
waives trial by jury, or the trial judge,
i . if he is tried by jury, determine the
existence of that aggravating
circumstance at the sentencing hearing
held pursuant to divisions (C) and (D) of
section 2929.03 of the Revised Code.

(1) If the defendant does not elect
to have the existence of the aggravating
circumstance determined at the sentencing

hearing, the defendant shall be tried on

121

ee

the charge of aggravated murder, on the
specification of the aggravating

circumstance of a prior conviction listed

in division (A)(5) of section 2929.04 of

the Revised Code, and on any other
specification of an aggravating
circumstance listed in division (A) of
section 2929.04 of the Revised Code in a

single trial as in any other criminal

= Ss st oe
*-

case in which a person is charged with

aggravated murder and specifications.

(2) If the defendant does elect to
have the existence of the aggravating
circumstance of a prior conviction listed
in division (A)(5) of section 2929.04 of
the Revised Code determined at the
sentencing hearing, then, following a
verdict of guilty of the charge of
aggravated murder, the panel of three
judges or the trial judge shall:

(a) Hold a sentencing hearing

122

EE

pursuant to division (B) of this section,
unless required to do otherwise under

division (A)(2)(b) of this section;

(b) If the offender raises the

matter of age at trial pursuant to
section 2929.023 [2929.02.3] of the

Revised Code and is not found at trial to

have been eighteen years of age or older
at the time of the commission of the
offense, conduct a hearing to determine
if the specification of the aggravating
circumstance of a prior conviction listed
in division (A)(5) of section 2929.04 of
the Revised Code is proven beyond a
reasonable doubt. After conducting the
hearing, the panel or judge shall proceed
as follows:

(i) If that aggravating circumstance
is proven beyond a reasonable doubt or if
the defendant at trial was convicted of

any other specification of an aggravating

123

circumstance, the panel or judge shall
impose sentence according to division (E)
of section 2929.03 of the Revised Code;

(ii) If that aggravating

L circumstance is not proven beyond é
reasonable doubt and the defendant at

trial was not convicted of any other

) specification of an aggravating
circumstance, the panel or judge shall
impose sentence of life imprisonment with
parole eligibility after serving twenty

years of imprisonment on the offender.

(B) At the sentencing hearing, the
panel of judges, if the defendant was
tried by a panel of three judges, or the
trial judge, if the defendant was tried
by jury, shall, when required pursuant to
division (A)(2) of this section, first
determine if the specification of the
aggravating circumstance of a prior

conviction listed in division (A)(5) of

124

section 2929.04 of the Revised Code is

proven beyond a reasonable doubt. If the

panel of judges or the trial’ judge
deteratace that the specification of the
aggravating circumstance of a prior
conviction listed in division (A)(5) of
section 2929.04 of the Revised Code is
proven beyond a reasonable doubt or if
they do not determine that the
specification is proven beyond a
reasonable doubt but the defendant at
trial was convicted of a specification of
any other aggravating sgneiinetnes listed
in division (A) of section 2929.04 of the
Revised Code, the panel of judges or the
trial judge and trial jury shall impose
sentence on the offender pursuant to
division (D) of section 2929.03 and
section 2929.04 of the Revised Code. If
the panel of judges or the trial judge

does not determine that the specification

125

as ee

ee i ee

- of the aggravating circumstance of a
prior conviction listed in division

(A)(5) of section 2929.04 of the Revised

Code is proven beyond a reasonable doubt

and the defendant at trial was not

convicted of any other specification .£

an aggravating circumstance listed in
division (A) of section 2929.04 of the
Revised Code, the panel of judges or the
trial judge shall terminate the

sentencing hearing and impose a sentence -

of life imprisonment with parole

eligibility after serving twenty years of

imprisonment on the offender.

HISTORY: 139 v S 1. Eff 10-19-81.
2929.03 Imposing sentence for a capital
offense.

(A) If the indictment or count in
the indictment charging aggravated murder
does not contain one or more

specifications of aggravating

126

aus LS

circumstances listed in division(A) of
section 2929.04 of the Revised Code,
then, following a verdict of guilty of

the charge of aggravated murder, the

trial court shall impose a sentence of
life imprisonment with parole eligibility

after serving twenty years of

imprisonment on the offender.

(B) If the indictment or count in
the indictment charging aggravated murder
contains one or more specifications of
aggravating circumstances listed in
division (A) of section 2929.04 of the
Revised Code, the verdict shall
separately state whether the accused is
found guilty or not guilty of the
principal charge and, if guilty of the
principal charge, whether the offender
was eighteen years of age or older at the
time of the commission of the offense, if

the matter of age was raised by the

127

ini a

offender pursuant to section 2929.023
{2929.02.3] of the Revised Code, and
whethér the offender is guilty or not

guilty of each specification. The jury

shall be instructed on its duties in this
regard, which shall include an
instruction that a specification shall be
proved beyond a reasonable doubt in order
to support a guilty verdict on the
specification, but such instruction shall
not mention the penalty which may be the
consequence of a guilty or not guilty
verdict on any charge or specification.
(C)(1) If the indictment or count in
the indictment charging aggravated murder
contains one or more specifications of
aggravating circumstances listed in
division (A) of section 2929.04 of the
Revised Code, then, following a verdict
of guilty of the charge but not guilty of

each of the specifications, and

128

ES

regardless of whether the offender raised
the matter of age pursuant to section
2929.023 [2929.02.3] of the Revised Code,

the trial court shall impose a sentence

of life imprisonment with parole
eligibility after serving twenty years of
imprisonment on the offender.

(2) If the indictment or count in
the indictment contains one or more
specifications of aggravating
circumstances listed in division (A) of
section 2929.04 of the Revised Code, and
if the offender is found guilty of both
the charge and one or more of the
specifications, the penalty to be imposed
on the offender shall be death, life
imprisonment with parole eligibility
after serving twenty full years of
imprisonment, or life imprisonment with
parole eligibility after serving thirty

full years of imprisonment, shall be

determined Pursuant to divisions (D) and
(E) of this section, and shall be
determined by one of the following:

(a) By the panel of three judges
that tried the offender upon his waiver
of the right to trial by jury;

(b) By the trial jury and the trial
judge, if the offender was tried by jury.

(D)(1) Death may not be imposed as a
penalty for aggravated Murder if the
offender raised the matter of age at
trial pursuant to section 2929.023
[2929.02.3] of the Revised Code and was
not found at trial to have been eighteen
years of age or older at the time of the
commission of the offense. When death may
be imposed as a penalty for aggravated
murder, the court shall Proceed under
this division. when death may be imposed
aS a penalty, the court, upon the request

of the defendant, Shall require a

130

pre-sentence investigation to be made

and, upon the request of the defendant,
shall require a mental examination to be

made, and shall require reports of the

investigation and of any mental
examination submitted to the court,
pursuant to section 2947.06 of the
Revised Code. No statement made or
information provided by a defendant in a
mental examination or proceeding
conducted pursuant to this division shall
be disclosed to any person, except as
provided in this division, or be used in
evidence against the defendant on the
issue of guilt in any retrial. A
pre-sentence investigation or mental
examination shall no be made except upon
request of the defendant. Copies of any
reports prepared under this division
shall be furnished to the court, to the

trial jury if the offender was tried by a

131

ee, ¥ red ee

jury, to the prosecutor, and to the
offender or his counsel for use under
this division. The court, and the trial
jury if the offender was tried by a

jury, shall consider any report prepared
pursuant to this division and furnished
to it and any evidence raised at trial
that is relevant to the aggravating
circumstances the offender was found
guilty of committing or to any factors in
mitigation of the imposition of the
sentence of death, shall hear testimony
and other evidence that is relevant to
the nature and circumstances of the
aggravating circumstances the offender
was found guilty of committing, the
mitigating factors set forth in division
(B) of section 2929.04 of the Revised
Code, and any other factors in mitigation
of the imposition of the sentence of

death, and shalt hear the statement, if

132

?

i

any, of the offender, and the arguments,
if any, of counsel for the defense and
prosecution, that are relevant to the
penalty tiuat should be imposed on the
offender. The defendant shall be given
great latitude in the presentation of
evidence of the mitigating factors set
forth in division (B) of section 2929.04
of the Revised Code and of any other
factors in mitigation of the imposition
of the sentence of death. If the offender
chooses to make a statement,he is subject
to cross-examination only if he consents
to make the statement under oath or
affirmation.

The defendant shall have the burden
of going forward with the evidence of any
factors in mitigation of the imposition
of the sentence of death. The
prosecution shall have the burden of

proving, by proof beyond a reasonable

133

) doubt, that the aggravating circumstances
the defendant was found guilty of
committing are sufficient to outweigh the

factors in mitigation of the imposition

of the sentence of death.

(2) Upon consideration of the
relevant evidence raised at trail, the
testimony, other evidence, statement of
the offender, arguments of counsel, and

if applicable, the reports submitted

pursuant to division (D)(1) of this
' section, the trial jury, if the offender
| was tried by a jury, shall determine

whether the aggravating circumstances the

offender was found guilty of committing
are sufficient to outweigh the mitigating
factors present in the case. If the trial
jury unanimously finds, by proof beyond a
reasonable doubt, that the aggravating
circumstances the offender was found

guilty of committing outweigh the

134

on , . —

mitigating factors, the trial jury shall

recommend to the court that the sentence

of death be imposed on the offender.

Absent such a finding, the jury shall

recommend that the offender be sentence
to life imprisonment with parole
eligibility after serving twenty full
years of imprisonment or to life
imprisonment with parole eligibility
after serving thirty full years of
imprisonment.

If the trial jury recommends that
the offender be sentenced to life
imprisonment with parole eligibility
after serving twenty full years of
imprisonment or to life imprisonment with
parole eligibility after serving thirty
full years of imprisonment, the court
shall impose the sentence recommended by
the jury upon the offender. If the trial

jury recommends that the sentence of

135

PT : —— Le

death be imposed upon the offender, the
court shall proceed to impose sentence
pursuant to division (D)(3) of this
section.

(3) Upon consideration of the
relevant evidence raised at trail, the
testimony, other evidence, statement of
the offender, arguments of counsel, and,
if applicable, the reports submitted to
the court pursuant to division (D)(1) of
this section, if, after receiving
pursuant to division (D)(2) of this
section the trial jury’s recommendation
that the sentence of death be imposed,
the court finds, by proof beyond a
reasonable doubt, or if the panel of
three judges unanimously finds, that the
aggravating circumstances the offender
was found guilty of committing outweigh
the mitigating factors, it shall impose

sentence of death on the offender. Absent

136

such a finding by the court or panel,
the court or the panel shall impose one
of the following sentences on the
offender:

(a) Life imprisonment with parole
eligibility after serving twenty full
years of imprisonment;

(b) Life imprisonment with parole
eligibility after serving thirty full
years of imprisonment.

(E) If the offender raised the
matter of age at trial pursuant to
section 2929.023 [2929.02.3]) of the
Revised Code, was convicted of aggravated
murder and one or more specifications of
an aggravating circumstance listed in
division (A) of section 2929.04 of the
Revised Code, and was not found at trial
to have been eighteen years of age or
older at the time of the commission of

the offense, the court or the panel of

137

three judges shall not impose a sentence
of death on the offender. Instead, the
court or panel shall impose one of the
following sentences on the offender:

(1) Life imprisonment with parole
eligibility after serving twenty full
years of imprisonment;

(2) Life imprisonment with parole
eligibility after serving thirty full
years of imprisonment.

(F) The court or the panel of three
judges, when it imposes sentence of
death, shall state in a separate opinion
its specific findings as to the existence
of any of the mitigating factors set
forth in division (B) of section 2929.04
of the Revised Code, the existence of any
other mitigating factors, the aggravating
circumstances the offender was found
guilty of of committing, and the reasons

why the aggravating circumstances the

138

offender was found guilty of committing
were sufficient to outweigh the

mitigating factors. The court or panel,

when it imposes life imprisonment under
division (D) of this section, shall state
in a separate opinion its specific
findings of which of the mitigating
factors set forth in division (B) of
section 2929.04 of the Revised Code it
found to exist, what other mitigating
factors it found to exist, what
aggravating circumstances the offender
was found guilty of committing, and why
it could not find that these aggravating
circumstances were sufficient to outweigh
the mitigating factors. The court or

i panel shall file the opinion required to
be prepared by this division with the
clerk of the appropriate court of appeals
and with the clerk of the supreme court

within fifteen days after the court or

139

=)

7

panel imposes sentence. The judgment in a
case in which a sentencing hearing is
held pursuant to this section in not
final until the opinion is filed.

(G) Whenever the court or a panel of
three judges imposes sentence of death,
the clerk of the court in which the
judgment is rendered shall deliver the
entire record in the case to the
appellate court.

HISTORY: 134 v H 511 (Eff 1-1-74);
139 v S 1. Eff 10-19-81.

2929.04 Criteria for imposing death or
imprisonment for a capital offense.

(A) Imposition of the death penalty
for aggravated murder is precluded,
unless one or more of the following is
specified in the indictment or count in
the indictment pursuant to section
2941.14 of the Revised Code and proved

beyond a reasonable doubt:

140

~

(1) The offense was the
assassination of the president of the
United States or person in line of
succession to the presidency, or of the
governor or lieutenant governor of this
state, or of the president or vice
president-elect of the Unites States, or
of the governor-elect or lieutenant
governor-elect of this state, or of a
candidate for any of the foregoing
offices. For purposes of this division, a
person is a candidate if he has been
nominated for election according to law,
or if he has filed a petition or
petitions according to law to have his
name placed on the ballot in a primary cr
general election, or if he campaigns as a
write-in candidate in a primary or
general election.

(2) The offense was committed for

hire.

141

(3) The offense was committed for
the purpose of escaping detection,
apprehension, trial, or punishment for
another offense committed by the
offender.

(4) The offense was committed while
the offender was a prisoner in a
detention facility as defined in section
2921.01 of the Revised Code.

(5S) Prior to the offense at bar, the
offender was convicted of an offense an
essential element of which was the
purposeful killing of or attempt to kill
another, or the offense at bar was part
of a course of conduct involving the
purposeful killing of or attempt to kill
two or more persons by the offender.

(6) The victim of the offense was a
peace officer, as defined in section
2935.01 of the Revised Code, whom the

offender had reasonable cause to know or

142

knew to be such, and either the victia,
at the time of the commission of the
offense, was engaged in his duties, or it

was the offender’s specific purpose to

kill a peace officer.

(7) The offense was committed while
the offender was committing, attempting
to commit, or fleeing irmediately after
committing or attempting to commit
kidnaping, rape, aggravated arson,
aggravated robbery, or aggravated
burglary, and either the offender was the
principal offender in the commission of
tue aggravated murder or, if not the
principal offender, committed the
aggravated murder with prior calculation
and design.

(8) The victim of the aggravated
murder was a witness to an offense who
was purposely killed to prevent his

testimony in any criminal proceeding and

143

oe ee

the aggravated murder was not committed
during the commission, attempted
commission, or flight immediately after
the commission or attempted commission of
the offense to which the victim was a
witness, or the victim of the aggravated
murder was a witness to an offense and
was purposely *silled in retaliation for
his testimony in any criminal proceeding.
(B) If one or more of the
aggravating circumstances listed in
division (A) of this section is specified
in the indictment or count in the
indictment and proved beyond a reasonable
doubt, and if the offender did not raise
the matter of age pursuant to section
2929.023 [2929.02.3] of the Revised Code
or if the offender, after raising the
matter of age, was found at trial to have
been eighteen years of age or older at

the time of the commission of the

144

offense, the court, trial jury, or panel
of three judges shall consider, and weigh

against the aggravating circumstances

proved beyond a reasonable doubt, the
nature and circumstances of the offense,
the history, character, and background of
the offender, and all of the following
factors: ?

(1) Whether the victim of the
offense induced or facilitated it;

(2) Whether it is unlikely that the
offense would have been committed, but
for the fact that the offender was under
duress, coercion, or strong provocation;

(3) Whether, at the time of

committing the offense, the offender,

:
:
.

because of a mental disease or defect,
lacked substantial capacity to appreciate
the criminality of his conduct or to
conform his conduct to the requirements

of the law;

145

—=— SS CU 7.

(4) The youth of the offender;

(5) The offender’s lack of a
significant history of prior criminal
convictions and delinquency
adjudications;

(6) If the offender was a
participant in the offense but not the
principal offender, the degree of the
offender’s participation in the offense
and the degree of the offender’s
participation in the acts that led to the
death of the victim;

(7) Any other factors that are
relevant to the issue of whether the
offender should be sentenced to death.

(C) The defendant shall be given
great latitude in the presentation of
evidence of the factors listed in
division (B) of this section and of any
other factors in mitigation of the

imposition of the sentence of death.

146

a ae ee

The existence of any of the
mitigating factors listed in division (B)
of this section does not preclude the
imposition of a sentence of death on the
offender, but shall be weighed pursuant
to division (D)(2) and (3) of section
2929.03 of the Revised Code by the trial
court, trial jury, or the panel of three
judges against the aggravating
circumstances the offender was found
guilty of committing.

HISTORY: 134 v B 511 (Eff 1-1-74);
139 v S$ 1. Eff 10-19-81.

147

OPPOSITION
BRIEF

Supreme Court of The United States

October Term. 1990

STATE OF OHIO,
Petitioner,
-vs-

EDIBERTO HUERTAS,
EDI "OR'S NOTE

Respondent.
THE FOLLOWING PAGES WERE POOR HARD COPY
AT THE TIME OF FILMING, IF AND WHEN A
BETTER COPY CAN BE OBTAINED, A NEW FICHE
WILL BE ISS ‘ ON PETITION FOR A WRIT OF CERTIORARI
= TO THE SUPREME COURT OF OHIO

RESPONDENT'S BRIEF IN OPPOSITION

RANDALL M. DANA
Ohio Public Defender

JOANN BOUR-STOKES
Chief Appellate Counsel,
Death Penalty Division

RICHARD J. VICKERS
Assistant State Public Defender

Ohio Public Defender Commission
8 East Long Street - Lith Floor
Columbus, Ohio 43266-0587
614/466-5394

COUNSEL FOR RESPONDENT

QUESTION PRESENTED TABLE _OF_ CONTENTS

I. Whether The Introduction Of A Victia Impact PAGE NO.
Statement And Victim Impact Testigony In The Penalty

Phase Of A Capital Trial Violates hv ° QUESTION PRESENTED i
482 U.S. 496 (1987), and h 9
__. U+S- __, 109 S. Ct. ° TABLE OF AUTHORITIES iti

STATEMENT OF THE CASE 1-3
REASONS WHY THE PETITION SHOULD BE DENIED

THIS COURT'S DECISIONS IN BOOT , 482
— U.S. 496 (1987), AND ;
U.S. . 109 Ss. 20 8 >»! :
THE CONCLUSION BY THE OHIO SUPREME COURT THAT
VICTIM IMPACT EVIDENCE WAS IMPROPERLY ADMITTED IN

RESPONDENT'S CAPITAL TRIAL. 3-6
CONCLUSION ?
APPENDIX:
Victim Impact Statement A-1l = A-1}
Transcript of Elizabeth Harris and
Ralph Harris, Sr. A-14 = A-3O
Ohio Rev. Code Ann. Section 2929.03
(Pages 1988) A-31 - aA-32
“jo ~ti-

TABLE OF AUTHORITIES

CASES:

Booth v. Maryland, 482 U.S. 496 (1987)

South Carolina v. Gathers, U.S. ,
1 S. Ce. 2 I

State v. Huertas, 51 Ohio St. 34 22 (1990)

State v. Post, 32 Ohio St. 34 380 (1987)

State v. Sowell, 39 Ohio St. 34 322 (1988)

STATUTES:

Ohie Rev. Code Ann. Section 2929.03(D)(1)
(Page 1988)

~iii-

cr Les
No. 89-1944 —

in She
Supreme Court of The United States

October Term, 1990

STATE OF OHIO,
Petitioner,
-vs-
EDIBERTO HUERTAS,

Respondent.

ON PETITION FOR A WRIT OF CERTIORARI
TO THE SUPREME COURT OF OHIO

Respondent, Ediberto Huertas, respectfully requests that this Court deny
the Petition for Writ of Certiorari, seeking review of the Ohio Supreme
Court's opinion in this case. That opinion is reported at 51 Ohio St. 34 22
(1990).

STATEMENT OF THE CASE

On January 6, 1987, Ediberto Huertas proceeded to trial for the murder of
Ralph Harris, Jr. Testimony at trial revealed that one month prior to his
death, Ralph Harris had returned home to Lorain, Ohio, on leave from the
military. While on leave, Ralph Harris had a relationship with Elba Ortiz.
Respondent Huertas also had a longtime relationship with Elba Ortiz that had

produced two children. The relationship between Elba Ortiz and Ralph Harris

caused great distress to Respondent Huertas. It was this relationship that
was the crucial precipitating factor that led to the murder of Ralph Harris.

On the night of the murder, Respondent Huertas frequented several bars
and ingested drugs. Respondent's alcohol use included, over the course of the
evening, approximately six to sixteen beers and six to ten shots of rum.
Additionally, Mr. Huertas smoked five marijuana cigarettes, and snorted one
half of gram of cocaine.

When the bars closed that evening, Mr. Huertas returned home to his
apartment. He telephoned Elba Ortiz and discovered that she was sleeping with
Ralph Harris. Respondent Huertas became angry and ended the conversation.
Later that evening, Respondent Huertas went to Elba Ortiz'’s apartment, and the
stabbing of Ralph Harris occurred.

\t the conclusion of the guilt phase of Respondent Huertas' capital
trial, defense counsel requested that a presentence investigation report be
prepared for the penalty phase pursuant to Ohio Rev. Code Ann. Section
2929.03(D)(1). The presentence investigation report was prepared and included
within it was a victim impact statement (A-1). The victim impact statement
detailed a visit with the victim's parents, Ralph, Sr. and Elizabeth Harris.
Defense counsel objected to the report being admitted into evidence. The
trial court overruled the objection, and allowed the report to go to the jury.

Mr. and Mrs. Harris also testified at the penalty phase. They were
called as rebuttal witnesses by the State of Ohio. Mrs. Harris, in effect
repeated the substance of her testimony at the guilt phase. Her testimony was

interspersed with expressions of grief over the loss of her son, and

statements concerning the good character of her son. Mr. Harris expressed the
belief that Respondent Huertas should receive the death penalty.

The jury recommended that Respondent receive the death penalty, and the
trial court accepted that recommendation, and sentenced Respondent Huertas to
death.

REASONS WHY THE PETITION SHOULD BE DENIED

THIS COURT'S DECISIONS IN BOOTH V. MARYLAND, 482 U.S.
496 (1987), AND SOUTH CAROLINA V. GATHERS, U.S.

» 109 S. CT. 2207 (1989), CONTROL THE CONCLUSION BY
THE OHIO SUPREME COURT THAT VICTIM IMPACT EVIDENCE WAS
IMPROPERLY ADMITTED IN RESPONDENT'S CAPITAL TRIAL.
The Ohio Supreme Court's decision in this case was controlled by the

decisions in Booth v. Maryland, 482 U.S. 496 (1987), and South Carolina v.

Gathers, U.S. _, 109 S. Ct. 2207 (1989).! The victim impact evidence

admitted violated the constitutional principles of these cases and undermined
the reliability of Respondent's death sentence. The Ohio Supreme Court was
constitutionelly correct in reversing Respondent's death sentence.

The victim impact evidence in the case sub judice arose in two forms.

The jury was exposed to the prejudicial information through a victim impact
statement contained in the presentence investigation report, and through
actual testimony at the penalty phase of Respondent's capital trial.

A victim impact statement was attached to the presentence investigation
report prepared for Respondent's penalty phase (A-1). The report contained an
interview with Ralph and Elizabeth Harris, the victim's parents. The report
explained that the victim was in the military, and had been raised “to respect

others and to go to church." Additionally, Mr. Harris, the victim's

: The Ohio Supreme Court's decision was also controlled by Ohio law. Ohio's
statutory framework prohibited the introduction of victim impact evidence in a
capital case before this Court's announcement of the decision in Booth v.
Maryland, 482 U.S. 496 (1987). State v. Post, 32 Ohio St. 3d 380 (1987) and

State v. Sowell, 39 Ohio St. 3d 322 (1988).

-}-

father, “stated that since his son's life was taken, that the defendant
deserves to get the death penalty." (A-3.)

These characterizations were then supplemented by the testimony of Mr.
and Mrs. Harris at the penalty phase of Respondent's trial. The Harrises were
called as rebuttal witnesses by the State of Ohio. Respondent had presented
various family members and a psychologist as witnesses in his case. The State
then called Mr. and Mrs. Harris to the stand.

The initial portion of Mrs. Harris’ testimony echoed that given in the
guilt phase. Contained within this testimony were various expressions of her
grief. These expressions included, "Oh Jesus, Jesus", "Oh, why did he do it,
Lord? Why did he do it, Jesus?" (M. Tr. 264; A-17.) The remaining substance
of Mrs. Harris' testimony was confined to the good character of her son and
the impact of her son's death on her grandson, Ralph Harris, III.

Q. Ma'am, were you proud of your son, Ralph Harris,
Jr.?

A. Oh, God, how proud I was, a child that never
give me no problem, no nothing, no drinking, no
smoking, nothing but go to church and come back and do
his Army, work out for Karate.

Oh, God, no dope, no nothing; and he wanted to be
something.

Q. Does Ralph Harris, III miss his father?

A. Oh, God, yes. I hate to take him to the
graveyard. He always wants to go. He think he going
to see his dad. Oh, dear God, please help us, help
us, Lord, Jesus.

MR. ROSENBAUM: I have no other questions, Your
Honor.

A. Jesus.

THE COURT: Do you want to take a drink of water,
Mrs. Harris?

A. Oh, what a good kid. Oh, Jesus, help me.
Please help me.

(M. Tr. 265, A-18.)

The victim's father, Ralph Harris, Sr., was then called to the witness
stand by the State of Ohio. Mr. Harris’ testimony involved one issue. He
testified that the respondent should receive the electric chair for killing
his son. (M. Tr. 274, A-27.)

The information conveyed by Mr. and Mrs. Harris, in the victim impact
statement, and through their testimony, constitutes victim impact evidence as

defined by this Court in Booth v. Maryland, 482 U.S. 496 (1987) and South

Carolina v. Gathers, U.S. ,» 109 S. Ct. 2207 (1989). It “described the

personal characteristics of the victim[] and the emotional impact of the
crime[] on the family, and set forth the family members’ opinions and
characterizations of the crime[] and the defendant." Booth v. Maryland, 482
U.S. at 502-03. As such, the Harris’ statements and testimony were irrelevant
to the sentencing decision. Id.

Petitioner contends that the Ohio Supreme Court in the present case

misconstrued this Court's holdings in Booth v. Maryland and South Carolina v.

Gathers. To support its argument Petitioner advances the assertion that
“[t]here is no harm or constitutional prohibition in presenting to the jury
victim impact testimony of which the killer was aware at the time he made his

decision to kill." (Petitioner's Writ, p. 16.) This argument ignores the

record evidence in the present case, and also ignores the principles adopted
in Booth and Gathers.

No evidence exists in the record to support the fact that Ediberto
Huertas killed Ralph Harris, Jr., to cause any emotional distress to the
Harris family. While the record reveals that Ediberto Huertas and Ralph
Harris, Jr., were friends, the record does not support the gsotive attributed
to Respondent by the State of Ohio. As a matter of fact, the Ohio Supreme
Court expressly rejected the argument advanced by the State, finding that
there was no such motive for killing Ralph Harris, Jr. State v. Huertas, 51
Ohio St. 34 22 (1990), 26, n.4.

Moreover, the argument advanced by Petitioner that the defendant's

knowledge of the victim's family is permissible inquiry was fully addressed by

this Court in Booth v. Maryland, 482 U.S. at 505.

It is true that in certain cascs some of the
information contained in a VIS will have been known to
the defendant before he committed the offense. As we
have recognized, a defendant's degree of knowledge of
the probable consequences of his actions may increase
his moral culpability in a constitutionally
significant manner (citation omitted). We
nevertheless find that because of the nature of the
information contained in a VIS, it creates an
impermissible risk that the capital sentencing
decision will be made in an arbitrary manner.

The fact that Respondent knew the victim's family did not increase his moral
culpability in any manner to justify the admission of the victim impact
evidence.

This case falls squarely w

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0767%3A0. Public record. Not legal advice.
