# Amicus Curiae Brief — Price Waterhouse v. Hopkins

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0633%3A13

## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1989
- **Citation:** 490 U.S. 228

## Text

OOS Gourt, Vise
RlLED
No. 87-1167 cacy
IN THE

SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1987

PRICE WATERHOUSE,
Petitioner,
VS.

ANN B. HOPKINS,
Respondent.

ON WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

BRIEF OF THE COMMITTEES ON CIVIL RIGHTS,
LABOR AND EMPLOYMENT LAW, AND SEX AND LAW
OF THE ASSOCIATION OF THE BAR OF THE CITY
OF NEW YORK AS AMICUS CURIAE IN SUPPORT
OF RESPONDENT, ANN B. HOPKINS .-

Sheldon J. Oliensis, President

Jonathan Lang*

THE ASSOCIATION OF THE BAR OF
THE CITY OF NEW YORK

42 West 44th Street

New York, New York 10036-6690

(212) 382-6600

Of Counsel:

Eugene S. Friedman
Arthur Leonard
Colleen McMahon
Judith S. Lieb

*Counsel of Record

| Phe | ee

TABLE OF CONTENTS
Page
- 4 Re eae i
peo ii
BWR ME CO AUS .n cece ccc ccccecess —
a 3
eee lG rede G ds pees bend usrreuses eacys 4
I. Sex Stereotyping Affects Employment
eS eee eee 4
Ii. A Violation of Title VII Occurs If
An Employment Decision is Tainted by
Evaluations Incorporating Disappointed
rr 11
Iii. Evidence of Decisionmaking on the
Basis of Disappointed Sex-Role
Expectations Established a Violation
EE cow e nse dese veces cece’ 17
i eee a ae ae a ar 21

Cases Page(s)
Bradwell v. Illinois, 16 Wall. 130, 21 L. Ed.
EEE 7
Califano v. Goldfarb, 430 U.S. 199 (1977) ............. 17
Califano v. Westcott, 443 U.S. 76 (1979) ........ ieee 17

Carroll v. Talman Fed. Sav. & Loan Ass’n, 604
F.2d 1028 (7th Cir. 1979), cert. denied,

EEE 14-15
County of Washington v. Gunther, 452 U.S. 161
EASIEST ETE ETE EEE ET 13
Culpepper v. Reynolds Metals Co., 421 F.2d
ESE 3
Dothard v. Rawlinson, 433 U.S. 321 (1977) ............ 14
Fadhl v. City and County of San Francisco,
ES”) 14
Franks v. Bowman Transp. Co., 424
sss teccesscsceees 12
Griggs v. Duke Power Co., 401 U.S. 424 (1971) ........ 12

Hishon v. King & Spalding, 467 U.S. 69
Ns cscs c sete esse cscs: 12

In re Consolidated Pretrial Proceedings in the
Airline Cases, 582 F.2d 1142 (7th Cir. 1978)
reversed on other grounds sub nom. Zipes v.

,

Trans World Airlines, 455 U.S. 385 (1982) ........... 15
Los Angeles Dep’t of Water & Power v. Manhart,

Se Se We IE sea Wide or ecebuce ca wee eas 13, 14
Meritor Sav. Bank, FSB v. Vinson, 477 U.S. 57

(EE rr re ee A See Ree 16
Cee wv. Gov, SEO UB. BE Cae so nieces cccccscccius 17

Robbins v. White-Wilson Medical Clinic, 660
F.2d 1064 (Sth Cir. 1981), vacated and
remanded on other grounds, 456 U.S. 969
SOU t crici as -5 ht als £e Glee eae ek ee 15

Rogers v. International Paper Co., 510 F.2d
1340 (8th Cir.), vacated and remanded on
other grounds, 423 U.S. 809 (1975) .............0.. 9-10

Rosenfeld v. Southern Pacific Co., 444 F.2d
Reee Coe Ga OeTee kai + canna sean ook c die uns 14

Rowe v. General Motors Corp., 457 F.2d 348
ee a ee 00 ak eee 3

Segar v. Civiletti, 508 F. Supp. 690 (D.D.C. 1981),
modified on other grounds sub nom. Segar v.
Smith, 738 F.2d 1249 (D.C. Cir. 1984),
cert. Gemted, 471 U.S. 1118 CHGS) 2. nc ce ccccucccncds 15

Stanton v. Stanton, 421 U.S. 7 (1975) ................ 17

Vant Hul v. City of Dell Rapids, 462 F. Supp.
See CER STUD seu a es dukedneeetaeneteuwel tae 14

- il -

Vuyanich v. Republic Nat’l. Bank of Dallas,
409 F. Supp. 1083 (N.D. Tex. 1976) ............... 16

Weeks v. Southern Bell Tel. and Tel. Co..,
Cae Fie ae Ce Gs SE i bh ho 6s i eres Cevererns 14

1968-73 EEOC Dec. No. 70-198 (CCH) $ 6087 (1969). 15
t n lati

Title VII of the Civil Rights Act of 1964,

og Eade Sg passim
29 C.F.R.
8 a ee ee Per E ere 16
I ia ae 4 54 bb cag h eh ck adele en eae ae 16
islativ rial
SE Gs Ss PTE hohe ede cecewedescuesis 12-13

H.R. Rep. No. 914, 88th Cong., 1st Sess.
24 (1963), reprinted in 1964 U.S. Code

CE, Ge ee PO 0 Sins peter sas vstsceccneas 11-12
Other Authorities
6 A.B.A. Journal 1963 Cet. T9GS) .. ccc ccc ceenes 9
A. TN FOE 35 DO. 0 60 ch ba wedie es avewes 7, 8

Bartholet, Application of Title VII to Jobs in
High Places, 95 Harv. L. Rev. 947 (1982) ........... 11

Bem, The Measurement of Psychological Androgyny,
42 J. Consulting & Clinical Psychology 155
1. RE peo BaF Pot. 717 vient 4 Ure erate rarer 5

J. Chafetz, Masculine/Feminine or Human? An Overview
of The Sociology of Sex Roles (1974) ...........0020005 5

Coser & Rokoff, Women in the Occupational World:
Social Disruption and Conflict, 18 Soc.
EE et ore ke | ee re 5

L. Duberman, Gender and Sex in Society (1975) ......... 5

Epstein, Encountering the Male Establishment:
Sex Status Limits on Women’s Careers in the
Professions, 75 Am. J. of Sociology 965 (1970) ... 6, 9, 10

C. F. Epstein, Women in Law 176 (1981) .............. 7

Goldberg, Are Women Prejudiced Against Women?,
I, GIN INS oS Shoe e bese cece eens’ 5

Newman, Remedies for Discrimination in
Supervisorial and Managerial Jobs, 13 Harv.
as ee ee UL ee ee 10

Nieva & Gutek, Sex Effects on Evaluation,
5 Academy of Management Review 267 (1980) ....... 6

Paludi & Strayer, What’s in an Author’s Name?
Differential Evaluations of Performance as a
Function of Author’s Name, 12 Sex Roles 353
param rey Se Gime ri bids yids e.0'h 5 6

The Report of the New York Task Force
on Women In The Courts (1986) ..............2.205. 8, 9

Rosen & Jerdee, Effect of Applicant’s Sex and
Difficulty of Job on Evaluations of
Candidates for Managerial Positions,
59 J. of Applied Psychology 511 (1974) .............. 6

-V-

Taub, Keeping Women in Their Place: Stereotyping
Per Se as a Form of Employment Discrimination,
we a

Trial, August 8, 1983

IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1987
No. 87-1167

PRICE WATERHOUSE,
™ stitioner,
Vv.
ANN B. HOPKINS,

Respondent.

ON WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

BRIEF OF THE COMMITTEES ON CIVIL RIGHTS,
LABOR AND EMPLOYMENT LAW, AND SEX AND LAW
OF THE ASSOCIATION OF THE BAR OF THE CITY
OF NEW YORK AS AMICUS CURIAE IN SUPPORT
OF RESPONDENT, ANN B. HOPKINS

The Committees on Civil Rights, Labor and Em-
ployment Law, and Sex and Law of The Association of the
Bar of the City of New York (the “Association”), with the
consent of counsel to both parties, respectfully submit this
brief on behalf of the Association as amicus curiae in support
of respondent.

NTEREST OF AMICU

The Association is an organization of about 18,000
lawyers practicing or residing principally in the New York City
metropolitan area. Any member of the legal profession may
apply for membership in the Association.

The Association is committed to the principle of
equal opportunity for all in the workplace, regardless of race,
religion, sex or other group affiliation. The Association is par-
ticularly committed to eliminating invidious discrimination in
the legal profession.

From 1870, when the Association was formed, until
1937, women were not admitted to membership. Today, 18%
of the Association's members are women, and many of them
are actively involved in the Association’s work. The Executive
Secretary of the Association and several members of the As-
sociation’s Executive Committee, including its Chair, are
women. Women sit on every one of the Association’s 133
standing and special Committees and head more than twenty
of those committees. In light of its history, purpose and mem-
bership, the Association is in a unique position to comment on
the existence of discrimination within the legal profession, its
adverse effects and the importance of its elimination. :

Although sex discrimination in the professions un-
deniably has been reduced in recent years, the Association is
concerned that subtle barriers continue to prevent women
from advancing to their fullest potential. Since 1869, when
Belle Babb Mansfield in Mt. Pleasant, lowa, became the first
woman to be admitted to a state bar in the United States,
women have made great strides forward in their search for
equality. Yet studies show that women continue to lag behind
men, particularly at the highest levels of the professions.

—

The Association has a strong interest in ensuring
that Title VII is implemented to its fullest extent to eliminate
illegal barriers to employment and advancement in the profes-
sions. Because discrimination in the professions tends to be
subtle, the Association believes that evidence of sex stereotyp-
ing can and will be the foundation of a Title VII claim in
many cases. In this case, both the district court and the court
of appeals found that sex stereotyping tainted the decision-
making process with regard to respondent. Thus, the Associa-
tion believes that the decision of the court of appeals should
be affirmed.

SUMMARY OF ARGUMENT

Title VII prohibits the erection of barriers to em-
ployment on the basis of discrimination because of an em-
ployee’s race, sex, religion or national origin. Limitations on
employment opportunities because of such classifications
have been described as:

“one of the most deplorable forms of dis-
crimination known to our society, for it deals not with
just an individual’s sharing in the ‘outer benefits’ of
being an American citizen, but rather the ability to pro-
vide decently for one’s family in a job or profession for
which he qualifies or chooses.”

Culpepper v. Reynolds Metals Co., 421 F.2d 888, 891 (Sth Cir.
1970); accord Rowe v. General Motors Corp., 457 F.2d 348, 354
(Sth Cir. 1972). Such limitations not only defy current stan-
dards of decency, they prevent the full utilization of human
potential in the workplace.

Sex stereotyping -- that is, the expectation that an
individual will or should behave in a particular way because

of his or her gender -- permeates society. Sex stereotypes
undoubtedly underlie certain types of employment decisions,
particularly those that are made on subjective bases. Advance-
ment in the professions is especially susceptible to taint from
discrimination rooted in stereotyped expectations, because
election to partnership, tenure or their equivalent is frequently
the result of evaluating subjective criteria in a consensus
rather than majority rule setting. Because claims of such dis-
crimination can be difficult to prove, it is imperative that this
Court make clear that Title VII is offended if an employment
decision is tainted by sex-role expectations.

The record in this case amply supports the district
court’s conclusion that respondent was the victim of inten-
tional sex discrimination. At a minimum, Ms. Hopkins estab-
lished that Price Waterhouse’s initial decision to deny her
partnership was tainted by evaluations infected by sex stereo-
typed expectations. Moreover, respondent’s mentor, who was
entrusted with the task of explaining to her why she was not
made a partner in 1982, advised her that she could succeed if
she would “walk more femininely, talk more femininely, wear
make-up, have her hair styled and wear jewelry” -- 1.e., if
she would behave more like some of the men of Price Water-
house thought a woman should behave.

RGUMENT

I. Sex Stereotyping Affects Employment Decisions in
the Professions.

Abundant social science research indicates that sex
stereotyping -- expectations of how men and women should
and do act -- affects thinking across a surprisingly vast
demographic cross-section of American society. See generally

J. Chafetz, Masculine/Feminine or Human? An Overview of The
Sociology of Sex Roles (1974); L. Duberman, Gender and Sex in
Society (1975); Bem, The Measurement of Psychological Androg-
yny, 42 J. Consulting & Clinical Psychology 155, 157 (1974);
Coser & Rokoff, Women in the Occupational World: Social Dis-
ruption and Conflict, 18 Soc. Probs. 535, 540 (1971). 1/ Ac-
cording to these stereotypes, men should be aggressive, inde-
pendent, and capable; women should be soft, sensitive and
subservient. These perceptions are rooted in centuries of west-
ern thought about the roles of men and women. Although ex-
pectations of the woman’s role are often engendered by pater-
nalism, and therefore may be perceived to be benign, they
nonetheless have the effect of preventing women from sharing
fully in all levels of society. Taub, Keeping Women in Their
Place: Stereotyping Per Se as a Form of Employment Discrimina-
tion, 21 B.C.L. Rev. 345, 349-50 (1980).

With regard to sex stereotyping, certain behavior
may be acceptable if exhibited by those of one gender, but not
by those of the other. For example, a woman who behaves

“like a man” -- aggressively and independently -- will fre-
quently be judged to be unpleasant or “bitchy.” The more
“counter-stereotypic” she is -- i.e., the more aggressive and

independent -- the more disproportionately negative the reac-
tions to her will be. /d. at 395-96. Yet the same behavior in a
man will be perceived as appropriate and, thus, not unpleas-
ant.

/ Even women themselves tend to attribute particular behavior and
attributes to other women. See Goldberg, Are Women Prejudiced Against
Women?, 5 Trans-Action, Apr. 1968, at 28.

Sex-role expectations have a tremendous impact on
the work place. Occupations that require assertive, intellec-
tual, energetic behavior are thought to be “masculine,” while
service occupations are thought to be “feminine.” When
women pursue “masculine” occupations, they tend to be
judged more harshly than men. Nieva & Gutek, Sex Effects on
Evaluation, 5 Academy of Management Review 267, 271-73
(1980); Rosen & Jerdee, Effect of Applicant’s Sex and Difficulty
of Job on Evaluations of Candidates for Managerial Positions, 59
J. of Applied Psychology 511 (1974). One study, for example,
found that people rated the same essay higher if told it was
written by a man than if told it was written by a woman, when
the essay involved politics, a “male” subject. Paludi & Strayer,
Wnhat’s in an Author’s Name? Differential Evaluations of Perform-
ance as a Function of Author’s Name, 12 Sex Roles 353 (1985).
In addition, women striving for success in some “masculine”
fields are confronted with a Catch-22: Women whose behav-
ior conforms to the requirements of the “masculine” jobs are
deemed “unfeminine,” and therefore inappropriate for ad-
vancement. But women whose behavior conforins more
closely to the feminine stereotype may be perceived as not
assertive enough for the “masculine” job. As a result, women
not only are underrepresented in male-dominated occupa-
tions, they are channeled into the less lucrative, less responsi-
ble, less prestigious jobs within the occupations. Epstein, En-
countering the Male Establishment: Sex Status Limits on Women’s
Careers in the Professions, 75 Am. J. of Sociology 965, 974
(1970). And this occurs, not on the basis of an accurate as-
sessment of an individual’s merits, but on the basis of some
preconceived notion of how a person ought to behave based
on his or her sex.

ee P

Times have clearly changed since three Justices of
the Highest Court wrote that “the natural and proper timidity
and delicacy which belongs to the female sex evidently unfits
it for many of the occupations of civil life... . The para-
mount destiny and mission of women are to fulfill the noble
and benign offices of wife and mother.” Bradwell v. Illinois.
16 Wall. 130, 21 L.Ed. 442 (1873) (Bradley, J., concurring).
The experience of the legal profession is illustrative. Although
only 6% of the lawyers were women in 1968, women now
comprise 20% of those who are lawyers. A.B.A. Journal,
June 1, 1988, at 6. Further, 41.5% of the students in law
school are women. /d. at 50.

But while women have made great strides toward
acceptance in the legal profession since the days when they
were denied membership in the bar, Bradwell v. Illinois, supra,
enrollment at law schools, 2/ or employment with law
firms, 3/ disparities between the opportunities for female and
male lawyers within the legal profession persist. For example,
only 8% of partners at large law firms are women, and that
figure has risen only 1% since 1982. A.B.A. Journal, June 1,
1988 at 70. Moreover, women who are lawyers tend to earn
less than male lawyers, even within subgroups. The median
income of women associates is 83% that of men associates; of
women partners is 68% of men partners; and of women solo
practitioners is 53% of men solo practitioners. Jd. at 72.

2/ Washington & Lee Law Schoo! denied women admittance until

1972. Trial, August 8, 1983, at 84.

3/ It is estimated that as of 1968, only 40 women had worked for
Wall Street law firms. C. F. Epstein, Women in Law 176 (1981).

Women law professors similarly are disproportionately repre-
sented, particularly at the tenure level, and particularly at the
more prestigious law schools. 4/ /d. at 53.

Mistaken attitudes about women as lawyers also
permeate the profession. While overt sex discrimination is
now rare, women are subjected to a subtler form of discrimi-
nation. In its report to the Chief Judge of the State of New
York, The New York Task Force on Women in the Courts
found that female lawyers are often treated in an unprofes-
sional manner. The Report of the New York Task Force on
Women in the Courts (1986).

Of particular importance for this case, the Report
found that, whereas aggressive behavior by male attorneys
was rewarded or tolerated, it was viewed as inappropriate
from female attorneys. /d. at 230-32. One woman who was
surveyed wrote:

“lI]f a male attorney objects repeatedly dur-
ing trial he is ‘going all out for his client’ and is ‘a real
fighter.’ If a female attorney objects similarly, she is a
‘bitch’ or a ‘tough broad.” Do you know one attorney
actually came over and tried to kiss me to seal his vic-
tory after a hard fought trial?”

Another stated:

“Judges, counsel and court personnel will act
more favorable towards women who fit their percep-
tions of a ‘good’ woman, good meaning one who acts

4/ During the 1986-87 academic year, five of the 56 tenured posi-
tions at Harvard were filled by women; none of the 22 at the University
of Chicago, one of the 39 at the University of Michigan, and two of the
36 at Stanford. A.B.A. Journal, June 1, 1988, at 53.

a “ ~~

‘appropriately,’ e.g., feminine, helpless, who defer to
the ‘better judgment’ of men.”

Confirming these impressions, a survey reported in the
American Bar Association Journal showed that male lawyers
perceived that the greatest weakness of female lawyers was
that they were “too emotional and abrasive.” 69 A.B.A. Jour-
nal 1383, 1384 (Oct. 1983) (emphasis added).

Inappropriate treatment of women not only offends
general notions of C:gnity and decency, it can also impede the
effectiveness of a female attorney advancing her case. It can
damage not only the confidence of the attorney, but the confi-
dence of the client in the attorney’s abilities as well. The Re-
port of the New York Task Force on Women in the Courts, supra
p. 8, at 211-12. Inappropriate treatment perpetuates inaccu-
rate perceptions of women, and thereby prevents society from
drawing fully on all of its resources.

Advancement to partnership in the professions is
particularly suscentible to taint from discriminatory stereotyp-
ing, for a number of reasons. First, partnership decisions
often involve subjective criteria. Successful professionals pos-
sess attributes -- like creativity, energy, ambition, confidence,
personability and facility with language -- that are particu-
larly difficult to measure and balance. Moreover, distinguish-
ing between good and superior performance, as is required
for advancement decisions about professionals, requires the
exercise of subtle judgment by the decisionmakers. Epstein,
supra p. 6, at 971.

While reliance on subjective criteria within an unde-
fined framework often is necessary for decisions concerning
advancement in the professions, and as such is neither im-
proper nor illegal per se, see, e.g., Rogers v. International Paper

Co., 510 F.2d 1340, 1345 (8th Cir.), vacated and remanded on
other grounds, 423 U.S. 809 (1975), such reliance poses a dan-
ger: subjective criteria are more easily infected by stereotyp-
ing than objective criteria. /d. Decisionmakers may unlawfully
give greater effect to sex-role expectations if they are judging
a candidate’s personality or general performance than meas-
uring her upper body strength or calculating her score on a
civil service test.

In addition, any underlying stereotyping typically
goes unstated. Thus even if the ultimate decisionmaker -- or
in a partnership, most of the decisionmakers -- is committed
to equal opportunity, a tainted evaluation may evade detection
and taint the process. Newman, Remedies for Discrimination in
Supervisorial and Managerial Jobs, 13 Harv. C.R. - C.L. L.
Rev. 631, 644 (1978).

Further, partnerships (the form of organization
adopted by most professional firms) are operated on a col-
legial basis, so that partners often search for a consensus,
rather than commit themselves to governance by majority
rule. Such a system empowers a small number of partners to
veto a candidate’s application, which increases the likelihood
that discrimination will taint a partnership decision.

Finally, interaction in partnerships, particularly at
the upper level, is often characterized by a “club-like” atmos-
phere. To maintain this atmosphere, some decisionmakers
may choose to select “one of their own,” and thereby exclude
minorities and women from joining their ranks. Epstein, supra
p. 6, at 968. As a result of the manner in which partnership
decisions are reached, successful Title VII claims involving
the professions may depend largely on evidence of subtle dis-
crimination, including stereotyping.

» Me

Other factors make claims of discrimination in the
professions harder *o prove than claims involving lower level
jobs. Because tho: with greater education and worldliness are
more knowledgeable about the illegality of sex discrimination,
they are less likely to make express sexist comments or pro-
vide other direct evidence of discriminatory intent. In addi-
tion, fewer people typically are considered for partnership
than are considered for advancement in lower level jobs. As a
result, the pool of comparison is smaller, making a claim of
discrimination harder to prove. Bartholet, Application of Title
VII to Jobs in High Places, 95 Harv. L. Rev. 947, 998 (1982).
This problem is exacerbated by the fact that women and mi-
norities generally have not competed for professional jobs un-
til recently, so that an historical framework is of relatively
minor probative value. In light of these limitations, reliance on
evidence of decisionmaking tainted by sex-role expectations
is often critical to establishing a violation of Title VII.

II. A Violation of Title VII Occurs if An Employment
Decision is Tainted by Evaluations Incorporating

Disappointed Sex-Role Assumptions.

Title VII prohibits limitations on employment on the
basis of sex. The purpose of Title VII is to eliminate discrimi-
natory barriers to employment, and thereby to ensure equal
opportunity of employment for all, regardless of group affili-
ation. 5/ Title Vil does not accord greater rights to women
and minorities; it simply ensures that they are judged, as indi-
viduals, by the same criteria as others are judged.

5/ See H.R. Rep. No. 914, 88th Cong., 1st Sess. 24 (1963),
(Continued)

« §§-<

Although more Title VII claims have been asserted
by lower level workers, white collar workers and professionals
are also covered by the Act. In 1972, Congress amended Ti-
tle VII to cover university faculty positions and federal gov-
ernment positions. 6/ At the same time, Congress rejected a
proposal to exempt physicians from those protected under the
statute. 7/ More recently, this Court held that if parties agree
to have a lawyer-employee considered for partnership in a
law firm, that agreement is a “term, condition, or privilege”
of employment covered by Title VII. Hishon v. King & Spald-
ing, 467 U.S. 69 (1984).

As noted above, sex discrimination in the profes-
sions tends to take the form not of blatant sexism, but rather
of subtle sex-role expectations. This Court, having identified

(Continued)

reprinted in 1964 U.S. Code Cong. & Ad. News 2391, 2401; see also
Griggs v. Duke Power Co., 401 U.S. 424, 429-30 (1971); Franks v.
Bowman Transp. Co., 424 U.S. 747, 768 n.28 (1976).

6/ Equal Employment Opportunity Act of 1972, Pub. L. No. 92-261,
§ 3, 86 Stat. 103, 103-04 (codified at 42 U.S.C. § 2000e-1 (1975)).

?/ Sen. Javits stated, in opposition to the proposal:

“One of the things that those discriminated against have re-
sented the most is that they are relegated to the position of the
sawers of wood and the drawers of water; that only the blue-
collar jobs and ditchdigging jobs are reserved for them; and
that though they built America, and certainly helped build it
enormously in the days of its basic construction, they cannot
ascend the higher rungs in professional and other life.

Yet, this amendment would go back beyond decades of struggle

and of injustice, and reinstate the possibility of discrimination

on grounds of ethnic origin, color, sex, religion -- just
(Continued)

ohn

a right under Title VII to equal opportunity for professional
advancement, is now confronted with determining the most
effective means of ensuring that the right is protected.

This Court has recognized that, in passing Title VII,
“Congress intended to strike at the entire spectrum of dispa-
rate treatment of men and women resulting from sex stereo-
types.” Los Angeles Dep’t of Water & Power v. Manhart, 435
U.S. 702, 707 n.13 (1978); see also County of Washington v.
Gunther, 452 U.S. 161, 180 (1981). The Gunther Court noted,
“As Congress itself has indicated, a ‘broad approach’ to the
definition of equal employment opportunity is essential to
overcoming and undoing the effect of discrimination.” 452
U.S. at 178 (citing S. Rep. No. 867, 88th Cong., 2d Sess. 12
(1964)). Judging a person more harshly or negatively because
she does not behave in a typically feminine way -- that is,
because of a stereotype -- is discrimination violative of Ti-
tle VII. The expectation is inappropriate because it arises by
reference to the employee’s group affiliation, not by reference
to the employee’s individual attributes.

Although the district court and the dissenting judge
of the court of appeals suggested that this case involves a
newform of discrimination, that is definitely not the case. An
employment decision using evaluations founded on sex-role

(Continued)
confined to physicians or surgeons, one of the highest rungs of
the ladder that any member of a minority could attain -- and
thus lock in and fortify the idea that being a doctor or a sur-
geon is just too good for members of a minority, and that they
have to be subject to discrimination in respect of it, and the
Federal law will not protect them.”

118 Cong. Rec. 3802 (1972).

+e

expectations is discrimination with which the courts long have
been familiar. This Court has recognized that “|p]ractices that
classify employees in terms of religion, race, or sex tend to
preserve traditional assumptions about groups rather than
thoughtful scrutiny of individuals” and therefore violate Ti-
tle VI. Los Angeles Dep’t of Water & Power v. Manhart, 435
U.S. 702, 709 (1978). In Dothard v. Rawlinson, 433 U.S. 321,
333-34 & n.17 (1977), the Court noted that the bona fide oc-
cupational qualification exception does not apply if the refusal
to employ is based on stereotypic assumptions.

Federal courts routinely reject job limitations on the
basis of stereotyped expectations. See, e.g., Fadhi v. City and
County of San Francisco, 741 F.2d 1163 (9th Cir. 1984) (liabil-
ity may be established where treatment of police officer
trainee was the result of bias against women, as evidenced by
such comments as “|she is] too much like a woman,” and
“[she is] very ladylike at all times, which in the future mav
cause problems”) A woman must be given the opportunity to
show she is strong enough to perform a particular job, rather
than be denied the job outright on the assumption that most
women would be too weak. Rosenfeld v. Southern Pacific Co.,
444 F.2d 1219, 1225 (9th Cir. 1971): see also Vant Hul v. City
of Dell Rapids. 462 F. Supp. 828 (D.S.D. 1978) (defendant’s
preference for a “big man [who] could handle things” repre-
sented sex stereotyping illegal under Title VII). Rather than
being rejected for a position, a woman must herself be free to
decide whether a job is too dangerous. Weeks v. Southern Bell
Tel. and Tel. Co., 408 F.2d 228, 236 (Sth Cir. 1969). A woman
must be trusted to choose her own “business clothes,” and
may not be relegated to wearing a uniform when men in com-
parable positions may wear business suits. Carrol! v. Talman
Fed. Sav. & Loan Ass'n, 604 F.2d 1028, 1033 (7th Cir. 1979),

» tt «

se

cert. denied, 445 U.S. 929 (1980). A woman must be permit-
ted to continue her employment as a flight attendant upon
becoming a mother if men attendants are permitted to con-
tinue their employment upon becoming fathers. /n re Consoli-
dated Pretrial Proceedings in the Airline Cases, 582 F.2d 1142,
1147 (7th Cir. 1978) (“[A]ssumptions steeped in cultural
stereotypes, such as that female parents have a more intense
concern for their children than male parents . . . are inconsis-
tent with the purposes of the Act.”), reversed on other grounds
sub nom. Zipes v. Trans World Airlines, 455 U.S. 385 (1982).

Job limitations on the basis of racial stereotypes are
also illegal. Title VII is implicated where an interviewer has “a
tendency to equate pleasant personality characteristics, and
particularly an ability to work well with others, with white peo-
ple.” Robbins v. White-Wilson Medical Clinic, 660 F.2d 1064,
1068 (Sth Cir. 1981), vacated and remanded on other grounds,
456 U.S. 969 (1982). In another instance, a court found that
blacks who did not conform to the expectations of their white
superviscrs were criticized for being too aggressive and too
abrasive. Segar v. Civiletti, 508 F. Supp. 690, 706 (D.D.C.
1981), modified on other grounds sub nom. Segar v. Smith, 738
F.2d 1249 (D.C. Cir. 1984), cert. denied, 471 U.S. 1115
(1985).

Perhaps the best example of how employment deci-
sions based on disappointed stereotyped expectations consti-
tute discrimination is the case of the “uppity black.” Cer-
tainly, one who fires a black because he-fails to act in a sub-
servient manner would be said to violate Title VII. See
1968-1973 EEOC Dec. No. 70-198 (CCH) 4 6087 (1969).
Like the black who does not “shuffle,” the woman who does
not act softly and demurely is protected from limitations on

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her employment because of her counter-stereotypic behavior.
See Vuyanich v. Republic Nat’l Bank of Dallas, 409 F. Supp.
1083, 1089 (N.D. Tex. 1976) (plaintiff dismissed from job
States a claim of sex and race discrimination under Title VII
where supervisor “told her that she probably did not need a
job anyway, because her husband was a Caucasian”).

The Equal Employment Opportunity Commission
(“EEOC”) has concluded that sex stereotyping is illegal under
Title VII. 8/ Thus, the EEOC prohibits employment limita-
tions on the ground that a woman but not a man is married,
or On the assumption that the turnover rate is higher among
women then men. 29 C.F.R. §§ 1604.2(a)(1)(i); 1604.4.
Moreover, the EEOC guidelines expressly state that a bona
fide occupational qualification may not be based on:

“[t]he refusal to hire an individual based on stereo-
typed characterizations of the sexes. Such stereotypes
include, for example, that men are less capable of as-
sembling intricate equipment: that women are less ca-
pable of aggressive salesmanship. The principle of
nondiscrimination requires that individuals be consid-
ered on the basis of individual capacities and not on
the basis of any characteristics generally attributed to
the group.”

29 C.F.R. § 1604.2(a)(1)(ii).

Thus, denying an applicant a job on the basis of an
unsatisfied sex-role expectation, or denying a candidate part-

6/ This Court, of course, looks to the guidelines of the EEOC for
guidance in interpreting Title VII. Meritor Sav. Bank, FSB v. Vinson,
477 U.S. 57, 65 (1986).

» M«

nership on the basis of an unsatisfied sex-role expectation, is
denying a candidate advancement because of her sex in viola-
tion of Title VII. 9/

III. Evidence of Decisionmaking on the Basis of
Disappointed Sex-Role Expectations Established
Violati f Title VII in this Case.

When the evaluation of a woman’s behavior is
tainted by considerations of how a woman “ought” to behave,
she is not being judged on the basis of her individual abilities
and has therefore been subjected to discrimination violative of
Title VII. The record in this case clearly supports the trial
court’s finding that the decision of Price Waterhouse to put
respondent on the “hold” list in 1982, rather than make her a
partner, was discriminatory.

The parties agree that respondent established a
prima facie case of sex discrimination. She was manifestly
qualified for partnership. Not only was her work of the highest
calibre, but she brought more business to the firm than any of
the eighty-seven men considered for partnership in her year.
Price Waterhouse then articulated its reason for denying
Ms. Hopkins’ partnership -- she was deemed too aggressive

9/ In cases brought under the equal protection clause, this Court like-
wise has recognized that differential treatment based on role-typing is
prohibited. Social welfare programs that are based on the assumption that
men and not women are breadwinners are invalid. Califano v. Westcott,
443 U.S. 76 (1979); Califano v. Goldfarb, 430 U.S. 199 (1977). Do-
mestic relations legislation embodying the stereotyped expectation that
women remain at home has also been struck down. Orr v. Orr, 440 U.S.
268 (1979). Similarly, legislation based on the belief that females are
more mature than males between the ages of 18 and 21 has been held to
violate the equal protection clause. Stanton v. Stanton, 421 U.S. 7
(1975).

=.

and too abrasive for elevation. Ample evidence supports the
conclusion that these personality traits were viewed negatively
because they did not conform to the stereotype of “proper”
female behavior.

Respondent presented evidence that her evaluations
were colored by comments about her counter-stereotypical
behavior. One critic wrote that Ms. Hopkins would benefit
from a “course at charm school.” A supporter suggested that
Ms. Hopkins came across initially as “macho,” but “if you get
around the personality thing, she’s at the top of the list or way
above average.” In response to the Admissions Committee’s
investigating Ms. Hopkins’ use of profanity, which was re-
garded by “several. . . partners” as “one of the negatives,” a
supporter rejoined that such concerns arose only “because she
is a lady using foul language.”

That these comments are based on sex generaliza-
tions seems obvious. Nonetheless, Ms. Hopkins offered the
testimony of Dr. Susan Fiske, a social psychologist, to con-
firm that sexism underlay some of the evaluations. For exam-
ple, Dr. Fiske noted that the same assertive behavior by
Ms. Hopkins was interpreted in a positive way by some
evaluators, and in a negative way by others. Moreover, those
that evaluated Ms. Hopkins negatively were vehemently nega-
tive. Such a strong negative reaction, according to Dr. Fiske,
is an indication of a disappointed sex-role expectation. Many
of the studies cited at pp. 5-6, supra, support Dr. Fiske’s testi-
mony.

Petitioner asserts that the evidence presented by
Ms. Hopkins fails to establish a causal relationship between
the sexist comments and the decision. It suggests, first, that
the evidence fails to establish that the process was tainted, in

=

/

that the comments do not reflect the views of the ultimate
decisionmakers. Such a view disregards the mechanism of the
decisionmaking process -- the Price Waterhouse Policy Board
relied on the evaluations of the partners who commented
about Ms. Hopkins in rendering its decision.

Further, petitioner asserts that evidence of remarks
by supporters is irrelevant to the trial court’s inquiry. But the
fact that in some instances it was supporters who couched
their evaluations in terms of Ms. Hopkins’ sex does not ren-
der the evidence immaterial. Whether made by a supporter or
a detractor, the comments made about Ms. Hopkins illustrate
an orientation of sex-role generalizations within the
workplace. That is shown by the fact that one of the support-
ers used sex-based language to explain the negative reaction
of some of Ms. Hopkins’ detractors to her use of profanity. In
addition, while one evaluator may have decided that Ms. Hop-
kins’ advantages outweighed a “macho” personality, his nota-
tion of the “macho” personality enabled another decision-
maker to balance that factor differently.

Petitioner also trivializes direct evidence that the

Policy Board’s conclusion was substantially influenced by sex
stereotyping. In deciding to put Ms. Hopkins’ name on the
“hold” list, the Policy Board noted that, although she had “a
lot of talent,” she needed “social grace.” And Thomas Beyer,
who was found by the district court to have oeen entrusted
“ ‘th explaining the Policy Board’s decision to Ms. Hopkins,
»-ised her “to walk more femininely, talk more femininely,
dress more femininely, wear make up, have her hair styled,
and wear jewelry,” if she hoped to become a partner the fol-
lowing year. It is hard to imagine stronger evidence that the
decision to deny respondent an otherwise deserved partner-

=

ship was tainted by impermissible expectations on the basis of
sex. 10/

The record also reflects that Price Waterhouse’s
decisionmaking process was susceptible of discriminatory
taint, 11/ and that such taint in fact infected the process as
applied to Ms. Hopkins. The Price Waterhouse procedures re-
lied heavily on written evaluations of subjective criteria, un-
guided by any standards. As discussed above, such a system
risks taint from discriminatory decisionmaking. Further, the
firm’s procedure gave powerful effect to short-form evalu-
ations submitted by partners who had limited contact with a
candidate, and hence less opportunity for her to counter the
negative reaction engendered by disappointed sex-role expec-
tations by force of her performance. Because Price Water-
house, like many firms, operated by consensus, this type of
form would increase the danger that tainted evaluations would
prevent certain candidates from being advanced to partner-
ship. Moreover, the difficulty of ensuring equal opportunity

10/ Petitioner's suggestion that Beyer’s comments were simply his own
well-intentioned ideas about how respondent could succeed the following
year, rather than evidence of what factors underlay the decision (Pet. Br.
at 15, n.3), is, ironically, further evidence that sex stereotyping still per-
sists at Price Waterhouse. It reflects the well-documented phenomenon
that stereotyping is rooted in paternalism and hence is perceived as be-
nign. (See supra, p. 5S.)

wy Because the parties will familiarize the Court fully with the Price
Waterhouse procedures, the Association will dispense with a description
here, and will proceed to a discussion of its relevant features.

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a on

;
|
;
;

for women is increased where men evaluate women in a tradi-
tionally male profession and a male working environment. 12/

This record amply supports the conclusion that the
denial of partnership to Ms. Hopkins was impermissibly in-
fected by sex stereotyping. Petitioner's brief, raising novel is-
sues of law, is simply camouflage to confuse a rather straight-
forward claim. By concerning itself with mixed motive analy-
Sis, petitioner sidesteps the abundant evidence demonstrating
that the decisionmaking process with regard to Ms. Hopkins

was impermissibly tainted by disappointed sex-role expecta-
tions.

CONCLUSION

For the reasons stated above, the Association,
through its Committees on Civil Rights, Labor and Employ-
ment Law, and Sex and Law, urges this Court to affirm the
decision of the Court of Appeals for the District of Columbia
Circuit.

'2/- At trial, Ms. Hopkins presented testimony from Dr. Fiske to dem-
onstrate the risks of taint within the Price Waterhouse decisionmaking
process. While the social psychologist did not add to the foundation of
the plainuff’s case, she helped interpret it. She pointed out, for example,
that short forms exacerbated underlying sex sterotyping, and that where
men evaluated women for a “male” job, tainting is more likely to occur.

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Of Counsel:

Eugene S. Friedman
Arthur Leonard
Colleen McMahon
Judith S. Lieb

Respectfully submitted,

Sheldon J. Oliensis, President

Jonathan Lang*

THE ASSOCIATION OF THE BAR
OF THE CITY OF NEW YORK

42 West 44th Street

New York, New York 10036

(212) 382-6600

*Counsel of Record

- Be

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0633%3A13. Public record. Not legal advice.
