# Appellants Brief — Osborne v. Ohio

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0536%3A06

## Record

- **Collection:** Supreme Court brief
- **Document type:** Appellants Brief
- **Published:** January 1, 1990
- **Citation:** 495 U.S. 103

## Text

NO. 88-5986

IN THE i
Supreme Court of the Anited States

OCTOBER TERM, 1989

—____

CLYDE OSBORNE, Appellant,
V.

STATE OF OHIO, Appellee.

On Appeal From The Supreme Court Of Ohio

BRIEF FOR APPELLANT

RANDALL M. Dana
Ohio Public Defender

S. ADELE SHANK

Assistant Ohio Public Defender
Counsel of Record

Ohio Public Defender Commission
8 East Long Street—11th Floor
Columbus, Ohio 43266-0587

(614) 466-5394

JOHN QUIGLEY
Davip GOLDBERGER
Clinical Programs
The Ohio State University
College of Law
1659 North High Street

: Columbus, Ohio 43210
(614) 292-6821
Counsel for Appellant

ED -

PRESS OF RAM PRINTING, HYATTSVILLE, MD 20781 (301) 864-6662

“
4
y
”
bed
*
eo
§

i
QUESTIONS PRESENTED

I. Whether, where a statute prohibiting possession or
viewing of depictions of nude minors is vague and over-
broad, a state supreme court may re-write the statute to
bring it within constitutional boundaries and then retro-
actively apply the new construction to the defendart in
the case in which the re-writing was done.

Il. Whether a person can, consistent with the consti-
tutional rights of privacy and to receive information, be
convicted for private, in-home possession of photographs
depicting minors in a state of nudity where the nudity
consists of a “lewd exhibition” or “involves a graphic focus
on the genitals.”

III. Whether a person can, consistent with the First
Amendment rights of speech, be convicted for possession
of photographs depicting a nude child, where the statute
as construed by the state supreme court prohibits posses-
sion or viewing of depictions of a nude child that constitute
a “lewd exhibition” or involve a “graphic focus on the
genitals.”

i
TABLE OF CONTENTS

Qumsreces PREGBSUER. «o.oo ccccccccoccccesccceses
pe Ty Fe ee
GCPUGNES BERGE. «oc cccccecccceseucesussunneel
SURMBADUNE « cc cc ccececetecescsecesestenee

STATUTES AND CONSTITUTIONAL PROVISIONS
POUGRIIED «occccceceocecenessssene

STATEMENT OF TH CAGE .. oc cc ccccccccccccccccccees
Sunmeamy OF AMGUBGEMT. ....ccccccccccccccccceccess
DREGE . oc cccceccececeeeces6snenne

I. A Factatcy INVALID STatTuTE THAT PROSCRIBES
First AMENDMENT Activity Is UNENFORCE-
ABLE AND CANNoT Be ConstTRUED AND THEN
APPLIED To Conpuct WHICH OCCURRED PRIOR
rob: ff. ee

A. Ohio Revised Code Section 2907.323( A)\(3) Was
Unconstitutional On Its Face Due To Its
Infringement Of First Amendment Rights.
Such A Statute Is Invalid And Has No
— And A Conviction Obtained Under It Is

WUE. cococoscconceussanunanee

B. Ohio Revised Code 2907.323(A\(3) Gave No
Fair Warning That It Prohibited The Conduct
Later Identi By The Ohio Supreme Court
As Illegal When It Re-Wrote The Statute In
Bee GGD. sc ccccccéacsunecae

1. A Conviction Under An Invalid Statute
Cannot Be Saved By Re-Writing The Stat-
ute To Meet Constitutional Requirements
And Applying The New Construction

EGGRREEUEER, ccccesccsosceseaneuanel
2. A Conviction May Not Be Based On The
Retroactive Application Of A Statutory
Construction ich Expands Criminal
LAURER, eccocescecceccuusneenel
3. Because Mr. Osborne Has Been Subjected
To A Retroactive Application Of A Stat-

utory Construction ich Added New
Elements To O.R.C. 2907.323(A)(3), His
Conviction Must Be Reversed. ........

13

13

16

19

21

Il.

III.

ili
Table of Contents Continued

C. The Ohio Supreme Court Added New Ele-
ments To Ohio Revised Code 2907.323(A)(3)
And Affirmed Mr. Osborne's Conviction On The
Basis Of Them, Even Though Mr. Osborne
Never Had A Hearing On, Or An Opportunity
To Defend Against, Those Elements. .......

THE StaTeE May Nort PROHIBIT PRIVATE PossEs-
sion IN THE Home Or MATERIALS THatT DEPICT
Minors IN A State Or Nupity WHERE THE
Nupbity Consists Or A “LEwp EXHIBITIO..” OR
“INVOLVES A GrRapuHic Focus ON THE GENI-
Dn. ce cccccccccccs

THE State May Nort, CONSISTENT WITH FIRST
AMENDMENT RIGHTS OF SPEECH, PROHIBIT THE
POSSESSION OR ViEWING OF MATERIALS WHICH
Depict Minors IN A State Or Nupity WHERE
THE Nupity Constitutes A “LEwp EXHIBI-
TION” Or INVOLVES “A GRAPHIC Focus ON THE
ENE

A. Depictions Of Child Nudity, Where The Nudity
Constitutes A “Lewd Exhibition” Or “Involves
A Graphic Focus On The Genitals,” Are Pro-
CPR Ucn Geavancecescecsccccces

1. Ohio Revised Code 2907.323(A)(3) Pro-
hibits Possession Or Viewing Of Materials
That Do Not Depict Sexual Conduct. ...

2. Ohio Revised Code 2907.323(A)(3) Pro-
hibits Possession Of Depictions That Are
Not Produced, Distributed Or Possessed
For Commercial Ends. ......... en ae

B. The Ohio Supreme Court’s Construction Of
Ohio Revised Code 2907.323(A)(3) Is Not Nar-
— Tailored To Serve A Compelling State

DUI TEREREBEGG Re SSecccscecccccccceccs

1. Ohio Revised Code 2907.323(A)(3) Does
Not Serve A Compelling State Interest.

2. Ohio Revised Code 2907.323(A)(3) Is Not
Narrowly Tailored To Protect Children.

EE EEE

Page

25

32

32

30

37
37

40
42

iv

TABLE OF AUTHORITIES

Cases Page
Ashton v. Kentucky, 384 U.S. 195 (1966)............ 20, 23
Bouie v. Columbia, 378 U.S. 347 (1964). .......... 9, 22, 23
Broadrick v. Oklahoma, 413 U.S. 601 (1973) .......... 37
Calder v. Bull, 3 Dallas 386 (1798) ...............0005. 18
California v. Trombetta, 467 U.S. 479 (1984) .......... 26
Cohen v. California, 403 U.S. 15 (1971). .............. 29
Cole v. Arkansas, 333 U.S. 196 (1948). .............. 9, 27
Cox Broadcasting Corp. v. Cohn, 420 U.S. 469 (1975)... 37
Crane v. Kentucky, 476 U.S. 683 (1986). .............. 26
De Jonge v. Oregon, 299 U.S. 353 (1987) .............. 26
Dombrowski v. Pfister, 380 U.S. 479 (1965). ...... 20, 21, 23
Erznoznik v. Jacksonville, 422 U.S. 205 (1975) ........ 14
Florida Star v. B. J. F., 491 U.S. ——, 109 S. Ct. 2603
SEA cB 6 nscbceueneaueus kis eeuseeneenaeess 12, 39
Griswold v. Connecticut, 381 U.S. 479 (1965). ......... 29
Kingsley International Pictures Corp. v. Regents of Uni-
versity of New York, 360 U.S. 64 Sssenccess 29
Lovell v. Griffin, 303 U.S. 444 (1938). ............... 14, 15
Marks v. United States, 430 U.S. 188 (1977). ..... 18, 22, 23
Martin v. Struthers, 319 U.S. 141 (1948).............. 29
Massachusetts v. Oakes, 491 U.S. —__, 109 S. Ct. 2633
SN sab eucusuecesuseenseunones 9, 15, 16, 17, 20, 21
Michigan v. Clifford, 464 U.S. 287 (1984)............. 29
Miller v. California, 413 U.S. 15 (1973)............. 22, 30
Miller v. Florida, 482 U.S. 423 (1987) ................ 17
New York v. Ferber, 458 U.S. 747 (1982)............ passim
In Re Oliver, 333 U.S. 257 (1948) ............ 2c eee 26
Organization for a Better Austin v. Keefe, 402 U.S. 415
GEE Susicddsccudacdatnakubesensshcuee sh ueeaes 29
Rabe v. Washington, 405 U.S. 313 (1972)............ 22, 23
Roe v. Wade, 410 U.S. 113 (1973) .................45. 29
Shelton v. Tucker, 364 U.S. 479 (1960). .......... 30, 37, 4

Shuttlesworth v. Birmingham, 382 U.S. 87 (1965).... 20, 27
Shuttlesworth v. Birmingham, 394 U.S. 147 (1969). . passim
Smith v. California, 361 U.S. 147 (1959)... 2.2... 66... 14

Smith, Judge v. Daily Mail Publishing Co., 443 U.S. 97
GED 600 onascsnedsgdednandedewerucnctageeiaal 37

Vv

Table of Authorities Continued -
ge
Stanley v. Georgia, 394 U.S. 557 (1969)... 10, 29, 30, 31, 41
Thornhill v. Alabama, 310 U.S. 88 (1940) 9, 15, 16, 17, 21, 26

Washington v. Texas, 388 U.S. 14 (1967).............. 26
Weaver v. Graham, 450 U.S. 24 (1981)................ 17
In Re Winship, 397 U.S. 358 (1970) ..............006. 26
Winters v. New York, 333 U.S. 507 (1948)............. 29
Zacchini v. Scripps-Howard Broadcasting Co., 433 U.S.
PEIN o venanceseshhenewaekwau ike duces eres 29
CONSTITUTIONAL PROVISIONS
656 odo sade dabdentesctccsseesade 18
First Amendment, United States Constitution ..... passim
Fourth Amendment, United States Constitution....... 29
Sixth Amendment, United States Constitution ........ 26

Fourteenth Amendment, United States Constitution 13, 26, 32

STATUTORY PROVISIONS:

Ohio Revised Code, Section 2901.21.................. 7
Ohio Revised Code, Section 2901.22.................. 7
Ohio Revised Code, Section 2907.01.............. 5, 14, 24
Ohio Revised Code, Section 2907.04.................. 4

Ohio Revised Code, Section 2907.321... 8, 11, 24, 35, 38, 41
Ohio Revised Code, Section 2907.322... 8, 11, 24, 35, 38, 41
Ohio Revised Code, Section 2907.323.............. passim

OPINIONS BELOW

The judgment of the Ohio Supreme Court from which
this appeal is taken is its Rehearing Entry issued August
31, 1988 (Joint Appendix [hereinafter J.A.] 55), wherein it
refused to reconsider its Judgment Entry issued July 6,
1988, by which it affirmed Appellant Clyde Osborne's
conviction. Its Opinion of July 6, 1988, was reported as
State v. Young, 37 Ohio State 3d 249 (1988). (J.A. 37) The
opinion of the Ohio Court of Appeals, styled State v.
Osborne, rendered June 10, 1986 (J.A. 25), was not
reported.

JURISDICTION

The judgment of the Ohio Supreme Court affirming
Appellant’s conviction was entered on July 6, 1988. On
August 31, 1988, the Ohio Supreme Court denied
Appellant’s motion for a re-hearing, and on November 10,
1988, Appellant filed his Notice of Appeal to this Court.
Appellant filed his Jurisdictional Statement on November
14, 1988, and this Court noted probable jurisdiction on
June 16, 1989. Jurisdiction rests on 28 U.S.C. 1257(2),
since Appellant draws into question the constitutionality
of Ohio Revised Code Section 2907.323(A)(3), under
which Appellant is convicted.

STATUTES AND CONSTITUTIONAL PROVISIONS
INVOLVED
Ohio Revised Code Section 2907.323(A)(3)

— use of minor in nudity-oriented material or
performances.

(A) No person shall do any of the following:

3. Possess or view any material or performance
that shows a minor who is not the person’s child or
ward in a state of nudity, unless one of the following
applies:

2

(a) The material or performance is sold, dissemi-
nated, rin, my possessed, controlled, brought or
caused to be brought into this state, or presented for
a bona fide artistic, medical, scientific, educational,
religious, governmental, judicial, or other er
purpose, by or to a physician, psychologist

sociologist, scientist, teacher, person pursuing bona
fide studies or research, librarian, clergyman, pros-
ecutor, judge, or other person having a proper inter-
est in the material or performance.

(b) The person knows that the parents, guardian,
or custodian has consented in writing to the pho-
tographing or use of the minor in a state of nudity and
to the manner in which the material or performance
is used or transferred.

FIRST AMENDMENT

Congress shall make no law respecting an establish-
ment of religion, or ——s the free exercise
thereof; or abridging the freedom of speech, or of the
o~, or the right of the people peaceably to assem-

le, and to petition the Government for a redress of
grievances.

FOURTH AMENDMENT

The right of the people to be secure in their persons,
houses, papers, and effects, against unreasonable
searches and seizures, shail not be violated, and no
Warrants shall issue, but upon probable cause, su
ported by Oath or affirmation, and particularly
describing the place to be searched, and the persons
or things to be seized.

SIXTH AMENDMENT

In all criminal prosecutions, the accused shall enjoy
the right to a speedy and public trial, by an impartial
jury of the State and district wherein the crime shall

ave been committed, which district shall have been

9
vo

previously ascertained by law, and to be informed of
the nature and cause of the accusation; to be con-
fronted with the witnesses against him; to have com-
pulsory process for obtaining witnesses in his favor,
and to have the Assistance of Counsel for his defense.

NINTH AMENDMENT

The enumeration in the Constitution, of certain
— shall not be construed to deny or disparage
others retained by the people.

FOURTEENTH AMENDMENT, SECTION I

No State shall make or enforce any law which shall
abridge the privileges or immunities of citizens of the
United States; nor shall any State deprive any person
~ life, liberty, or property without due process of
we «

STATEMENT OF THE CASE

As a result of an investigation in Florida, a Jack Smith
allegedly made statements asserting that Appellant
Clyde Osborne was in possession of negatives from illegal
photographs of children. A warrant to search Mr.
Osborne’s home was issued. During the search, police
discovered Mr. Osborne’s personal photograph album in
the drawer of a desk in his bedroom. Upon looking
through the pages of the album, police found on page 12
three Polaroid photographs and one snapshot. (J.A. 8-11,
14-15; R. 52-55, 66) The police arrested Mr. Osborne and
filed a complaint against him for “possess[ing] material
that shows a minor. . . ina state of nudity,” in violation of
Ohio Revised Code Annotated (Page) Section
2907.323(A)(3) (hereinafter O.k.C.). (J.A. 7) Ohio
Revised Code 2907.323(A)(3) as written prohibits the pos-
session or viewing of depictions of a “minor” who is “in a
state of nudity”. It provides certain exceptions to liability,

4

including possession or viewing by the child’s parents,
possession with the written consent of the parents, and
possession for an artistic purpose. It contains no scienter
element. It does not define “minor,” and no other statute
gives a definition of “minor” applicable to O.R.C.
2907.323(A)(3).

Mr. Osborne entered a plea of not guilty and demanded
a jury trial. Immediately prior to trial Mr. Osborne chal-
lenged the constitutionality of O.R.C. 2907.323(A)(3) on
its face and as applied to him (R. 7), on the grounds that it
was “void for vagueness, overbroad, and violates the
defendant's right of privacy, and that it would appear to
make it illegal to possess any kind of material like that ina
person’s own home.” (R. 3)

Mr. Osborne also moved that the jury be instructed that
the word “minor” as used in O.R.C. 2907.323(A)(3) means
a person under fifteen. (R. 7) He argued that the word
“minor” as used in O.R.C. Chapter 2907 means one under
fifteen and cited the trial court to O.R.C. 2907.04, Cor-
ruption of a Minor, which defines “minor” for the purpose
of engaging in consensual sexual relations as a person
under fifteen. (R. 8) The trial court did not rule on the
definition of “minor” at that time. (R. 13-14).

At trial the prosecution introduced the three Polaroid
photographs and one snap shot into evidence. (J.A. 8-11,
14-15; R. 52-55, 66) Testimony from the police officers who
executed the search established that the pictures were
taken from Mr. Osborne’s home. (J.A. 8-9; R. 51-52) The
evidence offered to establish the photographic subject's
age was a hearsay statement made to Mr. Osborne and a
notation, made by a person unknown, on the back of one of
the photographs. (J.A. 9, 13, 17; R. 53, 62, 88)

Mr. Osborne testified that the photographs were given
to him “four or five years” before his prosecution by, Jack

5

Smith. (J.A. 17; R. 86, 88) Mr. Osborne testified that he
had assembled the photo album from which the pho-
tographs were taken. (J.A. 15; R. 87) He testified that he
believed that his friend Jack Smith had taken the pho-
tographs (J.A. 17; R. 90) and that Mr. Smith had asked
him to keep them. (J.A. 17; R. 89) He testified that he did
not know that keeping the photographs was illegal. (J.A.
16; R. 87) The State offered no rebuttal. (R. 99)

Mr Osborne asked the trial court to instruct the jury
(hat no criminal liability could attach where the material
was possessed for a proper purpose or with knowledge
that the subject’s parents consented to the photography.
(R. 103) The trial court refused this instruction. (R. 105)
Immediately prior to instructing the jury the court ruled
that it would define “minor” as a person under eighteen.
(R. 109)

The trial court instructed the jury, consistent with the
statutory definition of nudity found in O.R.C. 2907.01(H),
that nudity meant the “depiction of human male genitals,
pubic area or buttocks with less than a full opaque cover-
ing.” (R. 120) It defined “minor” as a person under eigh-
teen. (R. 119) It gave no instruction on scienter and
defined “possess” in a way that excluded any need to find
knowledge or awareness of the character of the item pos-
sessed, namely, that “possess” meant “to have, hold, con-
trol, or to exercise dominion or custody over a thing or
object.” (R. 120) The jury returned a verdict of guilty. (R.
125) The trial court sentenced Mr. Osborne to six months
incarceration. (!%. 130)

The Court of Appeals affirmed Mr. Osborne's convic-
tion. It said that “the United States Constitution does not
provide First Amendment protection to a person pri-
vately possessing child pornography.” (J.A. 28) It held

6

that nudity under O.R.C. 2907.323(A)(3) includes “only
.. . lewd exhibitions of the genitals” and that “nudity-
oriented material” refers only to depictions of nudity
which are “devoid of any legitimate purpose.” (J.A. 29) It
accepted the trial court’s definition of “minor” as one
under the age of eighteen. (J.A. 33)

On review, the Ohio Supreme Court affirmed Mr.
Osborne's conviction. It found that O.R.C. 2907.323(A)(3)
was “not so broad as to outlaw all depictions of minors in a
state of nudity, but rather only those depictions which
constitute child pornography.” (J.A. 42) Noting that this
Court's decision in New York v. Ferber, 458 U.S. 747, 764
(1982), required that the conduct prohibited “must be
adequately defined by the applicable state law, as written
or authoritatively construed” (the emphasis is the Ohio
Supreme Court's), the court said:

As we construe it today, R.C. 2907.323(A)(3) pro-
hibits the possession or viewing of material or perfor-
mance of a minor who is in a state of nudity, where
such nudity constitutes a lewd exhibition or involves
a graphic focus on the genitals, and where the person
depicted is neither the child nor the ward of the

person charged. (J.A. 42)

The court ruled that there was no error in the fact that
the jury had not been instructed on the new definition of
nudity since Mr. Osborne had not requested such an
instruction. (J.A. 54) It did not explain how Mr. Osborne
was to know at trial what definition of nudity would later
be devised. The possession prohibited by the statute, the
court said, must be for “prurient purposes” and not “mor-
ally innocent.” (J.A. 42) The court noted that O.R.C.
2907 .323(A)(3) “does not specify any element of scienter”
but found that it did not “plainly indicat([e] a purpose to
impose strict liability.” (J.A. 44) The court then applied

7

O.R.C. 2901.21(B), which makes recklessness the culpa-
ble mental state when a statute fails to require proof of a
culpable mental state and it is not clear that the legis-
lature intended to impose strict liability. The court
amended the statutory definition of recklessness, O.R.C.
2901.22(C), to require proof “that the defendant had some
notice of the character of the material possessed” and that
he was “on notice as to the illicit character of the mate-
rial.” (J.A. 45) The court found that there was no error in
the fact that the jury was not instructed on the requisite
mental state because Mr. Osborne’s requested jury
instructions were “completely silent on the element of
scienter.” (J.A. 46) In fact, Mr. Osborne requested that
the jury be instructed that criminal liability did not attach
if his possession was for one of the statutory “proper
purposes.” (R. 103-107) The court itself noted that these
“proper purposes” make clear that the possession pro-
hibited under the statute is one that is “not morally inno-
cent” and is “for prurient purposes”. (J.A. 42) The court
did not mention the fact that neither the trial court nor
prosecutor had said that a culpable mental state was
required. It did not explain how Mr. Osborne was to
foresee what would turn out to be the correct jury instruc-
tion on scienter. The court said that a conviction for pri-
vate possession of the materials regulated by O.R.C.
2907.323(A)(3) does not violate the right to privacy. (J.A.
40) It affirmed that “minor” means a person under eigh-
teen. (J.A. 43)

Mr. Osborne moved for a re-hearing in the Ohio
Supreme Court, reiterating his previous assertions con-
cerning his right to privacy and the unconstitutionality of
O.R.C. 2907.323(A)(3). He argued that, even with the
new elements added by the court, O.R.C. 2907.323(A)(3)
was substantially overbroad and vague. He also argued

8

that in affirming his conviction on the basis of new offense
elements that were not before the trial court, the Ohio
Supreme Court had violated his right to have these ele-
ments presented in a trial court where he could answer
the charges made against him. The court denied this
motion (J.A. 55)

SUMMARY OF ARGUMENT

The statute under which Appellant Clyde Osborne was
charged and convicted is part of a comprehensive set of
provisions in O.R.C. Chapter 2907 that regulate the pro-
duction, sale, distribution, and possession of materials
involving depictions of minors. These provisions govern a
continuum of materials depicting minors, extending from
the obscene, to non-obscene sexual activity, to mere
nudity. Ohio Revised Code 2907.321 prohibits the know-
ing creation, sale, distribution, or possession of
“obscenity involving a minor.” Ohio Revised Code
2907.322 prohibits the knowing creation, sale, distribu-
tion, or possession of depictions of a minor engaging in
sexual activity (any sexual touching of another person),
masturbation, or bestiality. Ohio Revised Code 2907.323,
the provision before this Court, prohibits the creation,
consent to creation, possession, or viewing of depictions
of a child “in a state of nudity.”

Mr. Osborne was convicted under the possession/view-
ing subsection of O.R.C. 2907.323, which is O.R.C.
2907.323(A)(3), for possessing four photographs that
depict a minor in a state of nudity. He challenged the
constitutionality of O.R.C. 2907.323(A)(3) in the trial
court and on appeal. On review, the Ohio Supreme Court
construed “nudity” to be nudity that constitutes a “lewd
exhibition” or “involves a graphic focus on the genitals.” It
added an element of scienter, “recklessness,” as the culpa-

9

ble mental state required for conviction and affirmed the
lower courts’ determinations that a “minor” is a person
under eighteen. Having thus re-written O.R.C.
2907.323(A)(3) in an effort to meet constitutional stan-
dards, the court affirmed Mr. Osborne's conviction.

On three grounds Appellant Clyde Osborne asks this
Court to reverse the Ohio Supreme Court's affirmance of
his conviction.

First, by affirming Mr. Osborne's conviction, obtained
under a statute unconstitutional for its invasion of First
Amendment rights, the Ohio Supreme Court denied Mr.
Osborne his right to due process. A facially overbroad
statute is invalid and cannot be revised by a court and
applied to acts done prior to the judicial revision. Mas-
sachusetts v. Oakes, 491 U.S. ——, 109 S. Ct. 2633,
2639-2640 (1989) (Scalia, J., concurring in the judgment in
part and dissenting in part); Shuttlesworth v. Bir-
mingham, 394 U.S. 147 (1969); Thornhill v. Alabama,
310 U.S. 88, 96 (1940). To convict in such a situation
violates due process since it constitutes an ex post facto
application of what in effect is a judicially created penal
prohibition. Bowie v. Columbia, 378 U.S. 347 (1964).
Since there was no valid statute prohibiting Mr. Osborne's
conduct at the time he acted, he was not warned that his
conduct could be illegal and he may not be punished for
that conduct. Further, since the Ohio Supreme Court
affirmed his conviction on the basis of offense elements
other than those used at trial, Mr. Osborne stands con-
victed of an offense for which he was not tried. Cole v.
Arkansas, 333 U.S. 196 (1948). He had no opportunity to
defend himself, because at trial he did not know that new
elements would be added or what they might be.

Second, since Mr. Osborne's possession of the pho-
tographs occurred in his home, it is protected by his right

10

of privacy and his right to receive information. Stanley v.
Georgia, 394 U.S. 557 (1969). There was no allegation or
evidence that Mr. Osborne had an intent to distribute the
photographs. For personal use, an individual may possess
photographs in his home, even if they are not constitu-
tionally protected. The privacy right applies to the non-
obscene depictions involved in this case as much as to the
obscene material involved in Stanley v. Georgia. The right
to receive information protects private, in-home posses-
sion ng communicative materials regardless of their
wortn.

The materials regulated by O.R.C. 2907.323(A)\(3) are
not child pornography as it is defined in New York v.
Ferber, 458 U.S. 747 (1982). Assuming, arguendo, that
they are, however, Ohio does not have a compelling inter-
est in prohibiting their private, in-home possession. Ohio
has a compelling interest in protecting its children from
being used in chiid pornography, and this interest allows
it to prohibit the production and commercial distribution
of child pornography. Ferber, 458 U.S. at 756-757. But the
prohibition of private, in-home possession is not suffi-
ciently related to combating the child pornography indus-
try to warrant infringing Mr. Osborne's fundamental
rights of speech and privacy.

Third, even as re-constructed by the Ohio Supreme
Court, O.R.C. 2907.323(A)(3) is unconstitutionally vague
and overbroad. It still prohibits possession of materials
protected by the First Amendment and is not narrowly
tailored to serve a compelling state interest. In Ferber,
this Court said that child pornography may be regulated
to “prevent the abuse of children who are made to engage
in sexual conduct for commercial purposes.” Ferber, 458
U.S. at 753. Ohio Revised Code 2907.323(A\(3) does not
regulate child pornography because it does not require

ll

that sexual conduct be depicted or that commercial pro-
duction or distribution be involved.

Ohio Revised Code 2907.323(A)(3) regulates depictions
of mere nudity, with the gloss put on that term by the Ohio
Supreme Court. Photographs that are obscene or involve
sexual activity are regulated by other statutes. O.R.C.
2907.321; O.R.C. 2907.322. Depictions of mere nudity,
even of children, are protected by the First Amendment.
Ferber, 458 U.S. at 765 n. 18.

This Court found that there is harm in the commercial
distribution of depictions of children who have been posed
in performances involving sex1jal conduct. It said that the
posing of children in this fashion constituted child abuse.
Ferber, 458 U.S. at 757. Ohio Revised Code
2907.323(A)(3) is not directed against this harm, because
not only does it not require that sexual conduct be
depicted but also because it does not require a perfor-
mance or a posing. It thus is not narrowly directed against
the child pornography industry.

Ohio Revised Code 2907.323(A)(3) is not limited in its
application to commercial material. In Ferber this Court
found that the children used in child pornography are
harmed by the subsequent distribution in commerce of
the pornographic materials, first because commercial dis-
tribution means that the depictions are widely circulated,
and second because if there were no market for the depic-
tions, the producer would have no incentive to make
them. Ferber, 458 U.S. at 759-61. Ohio Revised Code
2907.323(A)(3) is not narrowly tailored to eliminate this
harm. It does not require that the depictions be commer-
cially produced or distributed. Rather, it prohibits mere
possession or viewing. Material possessed for private use
is not in commercial circulation. A viewing does not

12

require even possession. A person might view material
belonging to another, or displayed in such a way that he
views it inadvertently.

Finally, O.R.C. 2907.323(A)(3) does not serve a com-
pelling interest to protect children because it includes
three exceptions that permit possession or viewing by the
child’s parents, by anyone with the written consent of the
child’s parents, or for an artistic purpose. If the posses-
sion or viewing of this material is harmful to children, it
serves no reasonable state interest to permit possession
or viewing by the child’s parents, or with the consent of
his parents, or for an artistic purpose. These exceptions
cast doubt on the compelling nature of Ohio's asserted
interest because they permit possession or viewing of the
regulated materials in many situations. Ohio Revised
Code 2907.323(A)(3) is thus an underinclusive regulation.
Ferber, 458 U.S. at 765. Florida Star v. B. J. F., 491 U.S.
__., 109 S. Ct. 2603, 2612-2613 (1989).

ARGUMENT
Introduction

The violations of Mr. Osborne’s rights addressed in Part
I of the Argument arise from his conviction under a fac-
ially invalid statute and from the retroactive application
to him of a judicial re-construction of that statute. Part II
addresses the violation of Mr. Osborne’s rights to privacy
and to receive information, which resulted from his con-
viction for possessing photographs in his own home. Part
III demonstrates that O.R.C. 2907.323(A)(3), even as con-
strued by the Ohio Supreme Court below, is unconstitu-
tionally overbroad on its face and as applied to Mr.
Osborne, since it invades First Amendment rights with-
out serving a compelling state interest.

13

I. A FACIALLY INVALID STATUTE THAT PROSCRIBES
FIRST AMENDMENT ACTIVITY IS UNENFORCEABLE
AND CANNOT BE CONSTRUED AND THEN APPLIED TO
CONDUCT WHICH OCCURRED PRIOR TO THE CON-
STRUCTION.

Retroactive application of a judicial construction of a
facially invalid criminal statute that regulates First
Amendment activity violates due process.

A. It punishes for conduct that was not illegal at the
time done.

B. It penalizes the defendant for activity that he was
not warned could result in criminal charges.

C. Where the construction is made only on appeal and
is used to affirm, it leaves the defendant convicted of a
crime for which he received no hearing and was thereby
denied all the rights that attach in a criminal proceeding.

Each of these problems is present in the instant case.

A. Ohio Revised Code 2907.323(A)(3) Was Unconstitutional
On Its Face Due To Its Infringement Of First Amendment
Rights. Such A Statute Is Invalid And Has No Legal
Effect, And A Conviction Obtained Under It Is Invalid.

No criminal statute may be given legal effect if it vio-
lates the guarantees of the United States Constitution.
U.S. Const. amend. XIV, sec. 1. When a statute is invalid
on its face for its vague or overbroad regulation of First
Amendment activity, it has no effect, and no one can be
penalized under it for acts which occurred prior to a
constitutionalizing construction. An act, even if constitu-
tionally unprotected, is not unlawful if no valid statute
proscribes it.

Ohio Revised Code 2907.323(A)(3) as enacted and as
applied at the time of Mr. Osborne’s conviction was facially

14

invalid. It prohibited the possession or viewing of depic-
tions of child nudity, where there was a “showing, repre-
sentation, or depiction of human male or female genitals,
pubic area, or buttocks with less than a full, opaque
covering, or of a female breast with less than a full, opaque
covering of any portion thereof below the top of the nipple,
or of covered make genitals in a discernibly turgid state.”
O.R.C. 2907.01(H). This definition does not require that
the minor be post-pubertal, and thus O.R.C.
2907.323(A)(3) included even pictures of naked babies on
bear skin rugs. Depictions of nudity are protected speech.
U.S. Const. amend. I. In Erznoznik v. Jacksonville, 422
U.S. 205, 213 (1975), this Court noted that “a picture of a
baby’s buttocks’ is protected material, and in New York v.
Ferber, 458 U.S. 747 (1982), it said that “nudity, without
more is protected expression.” Ferber, 458 U.S. at 765 n.
18. Ohio Revised Code 2907.323(A)(3) restricted this
speech activity without requiring proof of knowledge or
notice on the part of the possessor or viewer of the
character of the material, thereby violating due process.
Smith v. California, 361 U.S. 147, 152-155 (1959); Ferber,
458 U.S. at 765.

The Ohio Supreme Court attempted a “saving” con-
struction by re-defining nudity, adding scienter, and
defining “minor.” It then applied that construction to
affirm Mr. Osborne’s conviction.

Since O.R.C. 2907.323(A)(3) was invalid, Mr. Osborne
had no obligation to comply with it. Citizens are not
obliged to comply with an invalid statute. Where the
Constitution does not require compliance, a conviction
cannot stand. In Lovell v. Griffin, 303 U.S. 444 (1938), an
ordinance which prohibited the distribution of any kind of
literature without a permit was facially invalid. This
Court said, “As the ordinance is invalid on its face, it was

15

not necessary for appellant to seek a permit under it. She
was entitled to contest its validity in answer to the charge
against her.” Lovell, 303 U.S. at 452-453; Thornhill v.
Alabama, 310 U.S. 88, 97 (1940). In Shuttlesworth v.
Birmingham, 394 U.S. 147 (1969), an ordinance required
a permit to hold a parade, procession, or demonstration.
Since the ordinance set no standards for issuance of the
permit, this Court declared it invalid. It said that “a
person faced with an unconstitutional licensing law may
ignore it and engage with impunity in the exercise of free
expression for which the law purports to require a
license.” Shuttlesworth, 394 U.S. at 151. It is the validity
of the statute and not the nature of the accused’s conduct
that determines whether a crime has been committed.

This was recognized last term in Massachusetts v.
Oakes, 491 U.S. __, 109 S. Ct. 2633, 2639 (1989) (Scalia
and Blackmun, JJ., concurring in the judgment in part
and dissenting in part; joined by Brennan, Marshall, and
Stevens, JJ., dissenting). Oakes was convicted under an
overbroad statute, but while his appeal was pending in
this Court the Massachusetts legislature amended it and
eliminated the overbreadth. Justice Scalia noted that this
Court has “the power to adopt a rule of law which says
that the defendant's acts were lawful because the statute
that sought to prohibit them was overbroad and therefore
invalid.” Oakes, 109 S. Ct. at 2640. Justices Brennan,
Marshall, and Stevens joined in this proposition, saying
that “a State cannot salvage a criminal conviction under a
law found to be overbroad, or safeguard its right to pros-
ecute under a law challenged as overbroad, by curing the
statute's adjudicated or alleged infirmity prior to review of
that conviction or ruling of statutory invalidation by the
highest reviewing court.” Oakes, 109 S. Ct. at 2642 n. 1.

The position articulated by Justice Scalia recognizes
the fundamental unfairness of holding a litigant criminally

16

liable under a statute that cannot pass constitutional mus-
ter. Ifthe Constitution means anything, it must invalidate
criminal statutes that do not comport with it. If a statute
does not have to be constitutional to be enforceable, there
is no limit on a state’s power to impose criminal sanctions.
This Court has long recognized the invalidity of overbroad
statutes. Thornhill v. Alabama, 310 U.S. 88, 96 (1940):
Shuttlesworth v. Birmingham, 394 U.S. 147 (1969). This
approach has the added benefit of eliminating the statute’s
“chilling effect” as early as possible by allowing the first
person to be prosecuted the opportunity to challenge the
statute regardless of whether his own conduct might be
legally proscribable under a properly drafted statute. It
also provides a legislative incentive to draft statutes nar-
rowly so that they do not invade precious First Amend-
ment rights. A rule to the contrary would make drafting
overbroad statutes “cost free.” Oakes, 109 S. Ct. at
2639-2640.

B. Ohio Revised Code 2907.323( A)(3) Gave No Fair Warning
That It Prohibited The Conduct Later Identified By The

Ohio Supreme Court As Illegal When It Re-Wrote The
Statute In Mr. Osborne's Case.

A conviction under an invalid statute cannot subse-
quently be made good even if a court hearing the case
gives the statute a construction that cures its constitu-
tional infirmity. To sustain a conviction in such a situation
penalizes a person for conduct that he was not warned
could be illegal at the time he acted. No one is required to
guess at what possible constitutionalizing construction
might be given an invalid statute.

An accused, after arrest and conviction under such a
statute, does not have to sustain the burden of dem-
onstrating that the State could not constitutionally
have written a different and specific statute covering

17

his activities as disclosed by the charge and evidence
introduced against him. Where regulations of the
liberty of free discussion are concerned, there are
special reasons for observing the rule that it is the
statute, and not the accusation or the evidence under
it, which prescribes the limits of permissible conduct
and warns against transgression.”

Thornhill v. Alabama, 310 U.S. 88, 98 (1940)(citations
omitted).

Statutes must “give fair warning of their effect and
permit individuals to rely on their meaning until explicitly
changed.” Miller v. Florida, 482 U.S. 423, 430 (1987),
quoting Weaver v. Graham, 450 U.S. 24, 28-29 (1981). A
facially invalid statute gives no warning of what future
interpretation may be made in order to save it. Mr.
Osborne could not have guessed and was not required to
guess at what elements might be added to O.R.C.
2907.323(A)(3). He was not warned by the statutory lan-
guage what conduct might legally be prohibited in the
future.

The Ohio Supreme Court, by adding an element of
scienter, defining “minor,” and re-writing the definition of
nudity to mean “lewd exhibitions” or depictions with a
“graphic focus on the genitals,” re-wrote O.R.C.
2907.323(A)(3). When it applied this re-written statute to
Mr. Osborne’s prior conduct, it violated his right to due
process just as if the Ohio legislature had enacted a crimi-
nal statute and applied it retroactively. Justice O'Connor
has noted “that the amendment of a statute pending
appeal to eliminate overbreadth is not different, in terms
of applying the new law to past conduct, from a state
appellate court adopting a limiting construction of a stat-
ute to cure overbreadth.” Massachusetts v. Oakes, 491
U.S. , 109 S. Ct. 2633, 2638 (1989)(plurality opinion).

18

Although the Ex Post Facto Clause has been applied only
to legislative enactments, “the principle on which the
Clause is based—the notion that persons have a right to
fair warning of that conduct which will give rise to crimi-
nal penalties,” makes it a deprivation of due process to
apply post-conviction judicial constructions to pre-con-
struction conduct. Marks v. United States, 430 U.S. 188,
191 (1977). In Calder v. Bull, 3 Dallas 386 (1798), this
Court defined ex post facto laws as:

lst. Every law that makes an action done before the
passing of the law; and which was innocent when
done, criminal; and punishes such action. 2d. aed

law that aggravates a crime, or makes me ay he
it was, when committed. 3d. Every law changes

the punishment, and inflicts a greater punishment,
than the law annexed to the crime, when committed.
4th. Every law that alters the legal rules of evidence,
and receives less, or different, testimony, than the
law required at the time of the commission of the
offense, in order to convict the offender. All these,
and similar laws, are manifestly unjust and
oppressive.

Calder, 3 Dallas at 390-391.

The retroactive application of a judicial construction is
equally unjust and oppressive, and for that reason, (1) a
conviction had under an invalid statute cannot be vali-
dated by a “saving” construction of the statute, (2) a
conviction wrongly obtained under a valid statute cannot
be sustained by a construction that expands criminal lia-
bility to include the facts of the case, and (3) under these
principles Mr. Osborne cannot be convicted on the basis of
the new elements added to O.R.C. 2907.323(A\(3) by the
Ohio Supreme Court.

19

1. A Conviction Under An Invalid Statute Cannot Be
Saved By Re-Writing The Statute To Meet Constitu-
tional Requirements And Applying The New Con-
struction Retroactively.

Retroactive application of a constitutionalizing con-
struction of an invalid statute violates due process. In
Shuttlesworth v. Birmingham, 394 U.S. 147 (1969), this
Court held that where a state supreme court gives a
“saving” construction to a facially invalid statute, the
conviction in the case before it must be overturned. A
Birmingham parade-permit ordinance gave city officials
broad discretion to deny a permit on consideration of “the
public welfare, peace, safety, health, decency, good order,
morals or convenience.” Shuttlesworth, 394 U.S. at 148.
Shuttlesworth conducted a parade without a permit and
was convicted under the ordinance. On Shuttlesworth’s
appeal the Alabama Supreme Court for the first time
construed the ordinance to permit a denial only on “time,
place, and manner” considerations and upheld Shut-
tlesworth’s conviction by applying this new construction
to him. Shuttlesworth, 394 U.S. at 154. This Court said
that the new construction made the ordinance constitu-
tionally valid, but characterizing the construction as “a
remarkable job of plastic surgery upon the face of the
ordinance,” Shuttlesworth, 394 U.S. at 153, it stated:

It does not follow . . . that the severely narrowing
construction put upon the ordinance by the Alabama
Supreme Court in November of 1967 necessarily

serves to restore constitutional validity to a convic-
tion that occurred in iis cade the obdiaannn on he

was written.
Shuttlesworth, 394 U.S. at 155.

At the time Shuttlesworth acted, the ordinance was
being applied by Birmingham officials as written, not as

20

subsequently construed by the Alabama Supreme Court.
Shuttlesworth, 394 U.S. at 158. Therefore, said this
Court, “[i]t would have taken extraordinary clairvoyance
for anyone to perceive that this language meant what the
Supreme Court of Alabama was destined to find that it
meant more than four years later.” Shuttlesworth, 394
U.S. at 156.

This Court applied the same reasoning in Ashton v.
Kentucky, 384 U.S. 195 (1966), to declare invalid a Ken-
tucky statute that regulated First Amendment activity.
It said:

[Where an accused is tried and convicted under a
broad construction_of an Act which would make it
unconstitutional, the conviction cannot be sustained
on appeal by a limiting construction which eliminates
the unconstitutional features of the Act, as the trial
oy 1 under the unconstitutional construction of
the Act.

Ashton, 384 U.S. at 198, citing Shuttlesworth v. Bir-
mingham, 382 U.S. 87 (1965).

In Dombrowski v. Pfister, 380 U.S. 479 (1965), this
Court said that a “saving” construction cannot be applied
retroactively unless “such application affords fair warning
to the defendants.” Dombrowski, 380 U.S. at 491 n. 7.
There, persons charged under criminal statutes in Loui-
siana argued that the statutes were vague and overbroad,
in violation of the First Amendment. This Court granted
their requested injunctive relief, stating that “the reasons
for the vagueness doctrine in the area of expression
demand no less than freedom from prosecution prior to a
construction adequate to save the statute.” (Emphasis
supplied.) Dombrowski, 380 U.S. at 492. This was again
recognized in Massachusetts v. Oakes, 491 U.S. —__., 109
S. Ct. 2633 (1989), which involved a conviction under a

21

statute that prohibited the production of photographs of
nude children. Justice O’Connor, citing Dombrowski,
noted that subsequent constructions of a statute, whether
by legislative enactment or judicial interpretation, may
only be applied to the complaining defendant where there
was “fair warning” that his conduct was criminal at the
time performed. Oakes, 109 S. Ct. at 2638 (plurality opin-
ion).

When First Amendment activity is prohibited by a
facially invalid statute, the statute should not stand in the
way of any speech activity. Those who engage in such
activity should not fear that a subsequent re-writing of
the statute to limit its application to unprotected activity
will criminalize their formerly legal conduct. A rule to the
contrary would allow the facially invalid statute to chill all
activity which falls within its ambit. The need to keep
invalid statutes from chilling speech is the basis of the rule
that one who challenges a penal statute for overbreadth
need not himself have engaged in protected speech.
Thornhill v. Alabama, 310 U.S. 88 (1940). Mr. Osborne's
invalid conviction cannot be “resuscitated” by the judicial
construction rendered in his case.

2. A Conviction May Not Be Based On The Retroactive
Application Of A Statutory Construction Which
Expands Criminal Liability.

Construing an invalid statute to make it valid has the
same expansive effect as does construing a valid statute to
add new conduct to its proscriptions. In both cases con-
duct formerly legal is made illegal. In both cases, the
penalized conduct occurs before the prohibited conduct is
defined. This Court has consistently found that an expan-
sion of a valid statute by a state court violates due process
if the court applies that construction in the case before it.

22

In Bouie v. Columbia, 378 U.S. 347 (1964), Bouie was
convicted under a South Carolina trespass statute for
refusing to leave a lunch counter after being ordered to so
by its manager. The statute had previously been con-
strued to prohibit only an entry following notice not to
enter. The South Carolina Supreme Court, in hearing
Bouie’s appeal, said that the statute also applied to a
refusal to leave after being ordered to leave and affirmed
Bouie’s conviction. This Court reversed, finding the
application to Bouie of an expansive construction analo-
gous to ex post facto legislation, hence a denial of due
process. Bouie, 378 U.S. at 353-354.

In Rabe v. Washington, 405 U.S. 313 (1972), the
accused was convicted of exhibiting obscenity for showing
a film at his drive-in theater. The Washington Supreme
Court concluded that the film was not obscene but upheld
the conviction, stating that the film was obscene “in the
context of its exhibition,” namely at a drive-in theater
where persons other than patrons might view it. Rade,
405 U.S. at 315. That decision expanded the scope of
liability by allowing conviction for showing materials that
were not obscene in themselves, but obscene because of
the location in which they were shown. This Court said:

The statute under which petitioner was prosecuted
. made no mention that the “context” or location of

the exhibition was an element of the offense somehow
the word “obscene.” Petitioner's convic-

tion was thus affirmed under a statute with a mean-

ing quite different from the one he was charged with
violating.

Rabe, 405 U.S. at 315.

In Marks v. United States, 430 U.S. 188 (1977), this
Court held that the obscenity standards enunciated in
Miller v. California, 413 U.S. 15 (1973), which expanded

23

obscenity liability, could not be applied against an accused
whose act occurred prior to that ruling because it denied
the accused fair warning of the conduct prohibited.
Marks, 430 U.S. at 196.

3. Because Mr. Osborne Has Been Subjected To A Retro-
active Application Of A Statutory Construction
Which Added New Elements To O.R.C.
2907 .323(A)(3) His Conviction Must Be Reversed.

Mr. Osborne did not have fair warning at the time he
acted that his conduct could be illegal. No new con-
struction of a statute can change that fact. A statute
which imposes criminal liability must give notice of what
is prohibited in order that those subject to its regulation
may conform their conduct to it and thus avoid its sanc-
tions. When a statute fails in this regard, no one may be
punished for having failed to guess at its meaning. Under
the reasoning of this Court’s many decisions requiring fair
notice before criminal liability may attach, Mr. Osborne's
conviction cannot stand.

Bouie, Rabe, and Marks involved valid statutes
expanded by judicial construction in the accused's case
and applied against him in the expanded form. In the case
at bar, O.R.C. 2907.323(A)(3) as enacted by the Ohio
legislature was invalid. Adding new elements to an invalid
statute to make it valid has the same expansive effect as
does adding new elements to a valid statute.

The instant case is like Shuttlesworth, Ashton, and
Dombrowski, in that it involves an invalid statute. The
Ohio Supreme Court performed “plastic surgery.” Shut-
tlesworth, 394 U.S. at 153, to make of O.R.C.
2907.323(A (3) something quite different from what had
been enacted by the Ohio legislature. It took a statute

prohibiting depictions of nudity and changed it to one

24

prohibiting possession of depictions that constitute a
“lewd exhibition” or involve a “graphic focus on the geni-
tals” and appeal to prurient interest, where the posses-
sion is not morally innocent. It added a scienter element,
and defined “minor” differently from the definition used in
the rest of O.R.C. Chapter 2907. Ohio Revised Code
2°V77.323(A)(3) as construed bears little resemblance to
the statute under which Mr. Osborne was charged and
convicted.

As with the ordinance in Shuttlesworth, the admin-
istering authorities “thought [it] meant exactly what it
said.” Shuttlesworth, 394 U.S. at 158. The complaint filed
against Mr. Osborne by a Columbus, Ohio, police officer
lacked any allegation of scienter and charged that the
photographs possessed depicted mere nudity. (J.A. 7)
Appellee’s counsel, the City Attorney of Columbus, Ohio,
did not suggest to the trial court that it charge the jury
that Mr. Osborne must have been aware of, or had notice
of, the character of the photographs. He did not tell the
court that the photographs must show anything beyond
mere nudity. The trial court defined nudity using the
statutory definition. O.R.C. 2907.01(H). (R. 120) It read
O.R.C. 2907.323(A)(3) as imposing strict liability. It even
defined “possession” in a way that did not require knowl-
edge or notice of the character of the item possessed. (R.
120) Thus, like Shuttlesworth, Mr. Osborne did not have
fair warning that his conduct could be criminal when he
acted because O.R.C. 2907.323( A\(3) was being applied as
written, and not as later construed on his own appeal by
the Ohio Supreme Court.

Ohio Revised Code 2907.321 and 2907.322 regulate the
possession of obscenity depicting minors and of sexually
oriented materials depicting minors. One could net have
predicted that a reviewing court would find prurient

25

appeal to be an element in O.R.C. 2907.323(A)(3), since
those two sections govern sexually oriented materials.
Under the rule of construction in pari materia the
inference is that because O.R.C. 2907.323(A)(3) did not
mention prurient interest, and other sections regulate
obscene and sexually oriented depictions of children, it
was not an element of O.R.C. 2907.323(A)(3). Thus, the
Ohio Supreme Court's addition of a “prurient purpose”
element was a surprising construction that one in Mr.
Osborne's position could not anticipate.

A court, of course, may in many situations construe a
criminal statute and apply the construction in the case at
bar. But when it construes an overbroad statute that
invades First Amendment rights to make it valid and
applies that construction in the case at bar, that applica-
tion is ex post facto. One who acted before the con-
struction did not receive fair warning that his conduct
might be criminal.

Mr. Osborne was convicted under an invalid statute.
When he acted, he had no fair warning of what conduct
was prohibited. His conviction cannot stand under the
Ohio Supreme Court’s new version of O.R.C.
2907 .323(A)(3).

C. The Ohio Supreme Court Added New Elements To Ohio
Revised Code 2907.323(A)(3) And Affirmed Mr. Osborne's
Conviction On The Basis Of Them, Even Though Mr.
Osborne Never Had A Hearing On, Or An Opportunity To
Defend Against, Those Elements.

It is a violation of due process where, as in the case at
bar, a state supreme court adds new elements to save a
statute and then affirms the conviction, leaving the
accused convicted on the basis of elements that were not
in issue at his trial. When new elements are added after

26

conviction, the state has been excused from meeting its
constitutionally required burden of proof, and the accused
has been denied a hearing and the right to present a
defense with the effective assistance of counsel.

“(T]he Due Process Clause protects the accused against
conviction except upon proof beyond a reasonable doubt of
every fact necessary to constitute the crime with which he
is charged.” In Re Winship, 397 U.S. 358, 364 (1970). In
the case at bar, the trier of fact was not called upon to
address the elements that were used by the Ohio Supreme
Court to sustain the conviction. In Thornhill v. Alabama,
310 U.S. 88 (1940), Thornhill was convicted under a stat-
ute that prohibited “loitering and picketing.” On appeal,
the Alabama Supreme Court attempted no narrowing
construction and affirmed. This Court reversed, finding
no reason to determine “whether the evidence . . . could
ever support a conviction founded on different and more
precise charges. ‘Conviction upon a charge not made
would be a sheer denial of due process.’” Thornhill, 310
U.S. at 96, citing De Jonge v. Oregon, 299 U.S. 353, 362
(1937).

Every criminal defendant must be given “a meaningful
opportunity to present a complete defense.” Crane v.
Kentucky, 476 U.S. 683, 690 (1986); California v. Trom-
betta, 467 U.S. 479, 485 (1984); Washington v. Texas, 388
U.S. 14, 23 (1967); In Re Oliver, 333 U.S. 257, 273 (1948).
When the accused is not notified of the elements of the
offense at the time of trial, he is denied this opportunity.
The Sixth Amendment as applicable to the states through
the Fourteenth Amendment guarantees a person charged
with a criminal offense notice of the charges against him
and a hearing on those charges, with the effective assist-
ance of counsel. Counsel cannot be effective when the
elements of the crime are unknown to counsel at the time

27

of trial. When the trial court does not know the elements
of the offense, fair determinations on the admissibility of
evidence, appropriate jury instructions, the scope of voir
dire and of argument cannot be made. See Shuttlesworth
v. Birmingham, 382 U.S. 87, 92 (1965). When the accused
does not know the elements of the charge, he cannot make
rational decisions on, or assist in, his own defense.

In Cole v. Arkansas, 333 U.S. 196 (1948), Roy Cole was
convicted under the second section of a two-part Arkan-
sas penal statute. On review the Arkansas Supreme
Court found the conviction not to be sustainable under the
second section but affirmed it after finding that Cole had
violated the first section, which prohibited substantially
different conduct. This Court found a denial of due pro-
cess since Cole had not had an opportunity to answer a
charge under the first section:

No principle of procedural due process is more
clearly established than that notice of the specific
charge, and a chance to be heard in a trial of the
issues raised by that c , if desired, are among
the constitutional rights of every accused in a crimi-
nal proceeding in all courts, state or federal.

Cole, 333 U.S. at 201.

Clyde Osborne is in a position similar to that of Cole. He
has been convicted of a crime against which he had no
opportunity to defend. As a result of the Ohio Supreme
Court's re-writing of O.R.C. 2907.323(A)(3), Mr. Osborne
was denied notice of the charge he faced and an oppor-
tunity to defend against it. Mr. Osborne was convicted;
not by his jury, but in the closed chambers of the Ohio
Supreme Court. Had Mr. Osborne known at the time of
trial the age of minority, or that scienter was required, he
might have made different decisions as to how to present
his defense. Had he known that his possession required a

28

“prurient interest” and a purpose that was not “morally
innocent,” he could have asked the jury to decide that the
evidence did not show that these elements were applica-
ble to him. Had he known that “nudity” required a “lewd
exhibition” or a “graphic focus on the genitals,” he could
have asked the jury to decide that the evidence did not
establish that the state had met its burden of proof on
these elements.

Since Mr. Osborne was not aware of the elements of the
offense, he could not make a rational choice as to how to
plead to the charge, and he could not make informed
decisions about trial tactics. He was deprived of the effec-
tive assistance of counsel, for counsel did not know the
nature of the charge. Therefore, his conviction cannot
stand.

Il. THE STATE MAY NOT PROHIBIT PRIVATE POSSES-
SION OF MATERIALS THAT DEPICT MINORS IN A
STATE OF NUDITY WHERE THE NUDITY CONSISTS OF
A “LEWD EXHIBITION” OR “INVOLVES A GRAPHIC
FOCUS ON THE GENITALS.”

Clyde Osborne was arrested, prosecuted, and con-
victed for possessing three Polariod photographs and one
snap shot of a nude minor, which were seized from the
drawer of a desk in the bedroom of Mr. Osborne's home
during a search executed under a warrant. (R. 66) Mr.
Osborne testified that he had been given the three Polar-
oid photographs and one snap shot in his home by a friend,
Jack Smith. (R. 86, 88) There was no evidence that the
photographs were commercially produced or distributed.
All were kept in a photograph album that Mr. Osborne
assembled for his personal use and had privately pos-
sessed for a number of years. (R. 86-87)

The state may not criminalize the private, in-home pos-
session of photographs, regardless of their nature. “Ifthe

29

First Amendment means anything, it means that the
State has no business telling a man, sitting alone in his
own home, what books he may read or what films he may
watch.” Stanley v. Georgia, 394 U.S. 557, 565 (1969). The
materials regulated by O.R.C. 2907.323(A)(3) as con-
strued below are depictions of child nudity where the
nudity consists of a “lewd exhibition” or “involves a
graphic focus on the genitals.” Whether or not these
materials fall within a legitimate definition of child por-
nography, their private, in-home possession is protected
by the First Amendment rights of privacy and to receive
information. Stanley, 394 U.S. at 564.

The constitutional right to privacy has been recognized
by this Court in many contexts. Roe v. Wade, 410 U.S. 113
(1973); Griswold v. Connecticut, 381 U.S. 479 (1965);
Zacchini v. Scripps-Howard Broadcasting Co., 433 U.S.
562(1977); Michigan v. Clifford, 464 U.S. 287, 296 and n.7
(1984). The right to privacy in one’s home is a fundamental
guarantee of the Constitution. U.S. Const. amends. I, IV.

The First Amendment also protects the right to receive
information. Martin v. Struthers, 319 U.S. 141, 143
(1943). Every person has the right to think his own
thoughts, seek his own information and come to his own
truths. This right extends to information regardless of its
worth. Winters v. New York, 333 U.S. 507, 510 (1948).
Unpopular ideas may not be suppressed merely because
they are unpopular. Kingsley International Pictures
Corp. v. Regents of University of New York, 360 U.S. 684,
688-89 (1959); Cohen v. California, 403 U.S. 15, 25 (1971).
Offensive messages, so long as the means of communica-
tion are peaceful, “need not meet standards of accept-
ability.” Organization for a Better Austin v. Keefe, 402
U.S. 415, 419 (1971).

30

Because child pornography is not within the definition
of obscenity as articulated in Miller v. California, 413
U.S. 15 (1973), it does not fall into any of the categories of
materials whose content places them outside the reach of
the First Amendment. Materials defined as child por-
nography are not necessarily obscene. New York v. Fer-
ber, 458 U.S. 747, 764 (1982). They are regulated even
though they may have serious literary, artistic, political or
scientific value. Ferber, 458 U.S. at 764. The purpose of
their regulation is not to purge the marketplace of ideas of
the information communicated, but to protect the young
persons used in their production. As a consequence, the
First Amendment right to receive information is more
significantly invaded by a prohibition against possession
of child pornography than by one against possession of
materials that fall within the legal definition of obscenity.

In order to prohibit possession of non-obscene mate-
rials, the state must establish that it has a compelling
interest which can be served in no less intrusive manner.
Shelton v. Tucker, 364 U.S. 479 (1960). There is no need to
prohibit private, in-home possession in order to stem the
traffic in child pornography. The state’s interest in reg-
ulating the production and sale of child pornography is to
protect children from the harm suffered as a result of
being posed in sexual conduct and of having the resulting
depictions circulate in commerce. It is not necessary to
invade the privacy of the home to protect that interest.
The state’s interest in stopping the trade in commercially
produced child pornography is adequately served by reg-
ulating production, sale and distribution. This Court said
in Stanley:

(W]e are faced with the argument that prohibition of
possession of obscene materials is a necessary inci-
dent to statutory schemes prohibiting distribution.

31

That argument is based on alleged difficulties of prov-
ing an intent to distribute or in producing evidence of
actual distribution. We are not convinced that such
difficulties exist, but even if they did we do not think
that they would justify infringement of the individ-
ual’s right to read or observe what he pleases.
Because that right is so fundamental to our scheme of
individual liberty, its restriction may not be justified
by the need to ease the administration of otherwise
valid criminal laws.

Stanley, 394 U.S. at 567-568.

The state's interest in regulating the private possession
of child pornography is no greater than its interest in
prohibiting the private possession of obscene materials.
Possession without intent to sell is not a part of the
production or distribution of child pornography. The harm
of production has passed and distribution and circulation
have ceased when the materials are privately possessed.
Whatever message is conveyed by a depiction of unclothed
minors, be it familial tenderness or sexual attraction, the
state has no interest in suppressing that message in the
privacy of the home. While controlling “the moral content
of a person's thoughts. . . may be anoble purpose. . . itis
wholly inconsistent with the philosophy of the First
Amendment.” Stanley, 394 U.S. at 565-66.

Even if the state's interest in prohibiting possession of
child pornography could outweigh First Amendment
rights to private, in-home possession of such materials,
the materials regulated by O.R.C. 2907.323(A)((3), as
discussed in Part III below, an ast Glib tee
because they do not depict sexual conduct and therefore
do not pose the same threat to children’s safety as does
child pornography. The state's interest in prohibiting pri-
vate, in-home possession of the materials regulated by
O.R.C. 2907.323(A)(3) is less than its interest in prohibit-

32

ing child pornography and does not outweigh the First
Amendment rights of privacy and to receive information.

Regardless of the presence or absence of constitutional
protection for the contents of the photographs taken from
Mr. Osborne's personal photo album, his right to possess
and view those photographs and to reap whatever mes-
sage they may yield cannot be infringed.

Ill. THE STATE MAY NOT, CONSISTENT WITH FIRST
AMENDMENT RIGHTS OF SPEECH, PROHIBIT THE
POSSESSION OR VIEWING OF MATERIALS WHICH
DEPICT MINORS IN A STATE OF NUDITY WHERE
THE NUDITY CONSTITUTES A “LEWD EXHIBITION”
OR “INVOLVES A GRAPHIC FOCUS ON THE GENI-

' TALS.”

Ohio Revised Code 2907.323(A)(3), as construed by the
Ohio Supreme Court, prohibits the possession or viewing
of depictions of nude children, where the nudity con-
stitutes a lewd exhibition or involves a graphic focus on
the genitals. (J.A. 42) As is discussed below:

A. This prohibition is overbroad because it encom-
passes materials protected by the First and Fourteenth
Amendments.

B. It is not narrowly drafted to serve a compelling
state interest that justifies an invasion of First Amend-
ment rights.

A. Depictions Of Child Nudity, Where The Nudity Con-
stitutes A “Lewd Exhibition” Or “Involves A Graphic
Focus On The Genitals,” Are Protected Speech.

The Ohio Supreme Court held that the materials regu-
lated by O.R.C. 2907.323( A) are those depicting minors in
a state of nudity where the nudity constitutes a “lewd
exhibition” or “involves a graphic focus on the genitals.”

33

(J.A. 42) It held that such depictions are “child pornogra-
phy” and as such are unprotected by the First Amend-
ment. (J.A. 42) The Ohio Supreme Court's decision
expands the definition of child pornography into the area
of protected speech.

Child pornography was defined in New York v. Ferber,
458 U.S. 747 (1982). It must “visually depict sexual con-
duct by children below a specified age.” “Sexual conduct”
must be defined and “some element of scienter” is
required. It need not be obscene and need not appeal to
prurient interest. Ferber, 458 U.S. at 764-65. The state's
interest in regulating child pornography is “(tjo prevent
the abuse of children who are made to engage in sexual
conduct for commercial purposes.” Ferber, 458 U.S. at
754. It is “the nature of the harm to be combated” that
defines the limits of child pornography. Ferber, 458 U.S. at
764. Child pornography must be produced for commercial
purposes. Ferber, 458 U.S. at 759-761.

The Ferber definition of child pornography draws the
line between protected and unprotected speech where
depictions of children are involved. This Court noted in
Ferber that child pornography is not necessarily without
literary, artistic, political, or social value. Ferber, 458 U.S.
at 761, 764. Child pornography, unlike other types of
unprotected speech, need not be essentially worthless. It
is not the content of child pornography that makes it
unprotected. Child pornography is unprotected because
of the state’s compelling interest in protecting children.
Ferber, 458 U.S. at 753. When materials depicting chil-
dren do not involve sexual conduct and are not produced
or distributed commercially, it no longer serves the state's
interest in the protection of children to regulate the mate-
rials, and the materials then fall outside the very narrow
categories of unprotected speech. The materials regu-

od

lated by O.R.C. 2907.323(A)(3) are not child pornography
and are protected by the First Amendment.

As will be shown in the remainder of Sub-Part A, these
materials are not child pornography because (1) they do
not involve depictions of sexual conduct, and (2) they need
not be produced, sold or possessed for commercial pur-
poses.

1. Ohio Revised Code 2907.323( A)(3) Prohibits Posses-
sion Or Viewing Of Materials That Do Not Depict
Sexual Conduct.

Child pornography need not be obscene but must depict
sexual conduct. Ferber, 458 U.S. at 765. The films that
formed the basis for the prosecution in Ferber showed two
boys masturbating. Ferber, 458 U.S. at 752. This Court
approved New York's definition of acts of sexual conduct:
“actual or simulated sexual intercourse, deviate sexual
intercourse, sexual bestiality, masturbation, sado-mas-
ochistic abuse, or lewd exhibition of the genitals,” Ferber,
458 U.S. at 765, on the assumption that “the New York
courts will [not] widen the possibly invalid reach of the
statute by giving an expansive construction of the pros-
cription of ‘lewd exhibition({s] of the genitals.’” Ferber, 458
U.S. at 773.

The Court of Appeals in this case interpreted O.R.C.
2907.323(A)(3) to prohibit depictions of nudity that
involve a “lewd exhibition of the genitals.” (J.A. 28-29)
The Ohio Supreme Court expanded that definition by
dropping the requirement that genitalia he depict>d. A
“lewd exhibition” is all that the court required. To some,
simple nudity may be a lewd exhibition. To others, a lewd
exhibition may be a particular position or stance assumed
by the photographic subject. The Ohio Supreme Court's
requirement that the regulated depictions appeal to pru-

35

rient interest adds nothing to the meaning of “lewd
exhibition.” The words “prurient” and “lewd” are equiv-
alent and provide no guidance as to what may be depicted.
What is certain, however, is that no sexual conduct is
necessary. Possession of a depiction of a minor engaged in
masturbation, bestiality or sexual activity with another
person falls under the prohibitions of O.R.C. 2907.321 or
2907 .322.

The phrase “graphic focus on the genitals” even more
clearly fails to limit O.R.C. 2907.323(A)(3) to sexual con-
duct. It simply requires a photograph showing the geni-
tals, presumably in such a way as to direct the viewer's
attention to the genitals. This language relates to the
camera focus or angle rather than the activity of the
photographic subject. The films in Ferber showed mastur-
bation. This Court’s use of “lewd exhibition of the genitals”
must be read in light of that fact. This Court did not
indicate that a mere depiction of genitals, from whatever
camera angle or with whatever focus, could constitute
child pornography.

Ohio Revised Code 2907.323(A)(3) was not intended to
regulate depictions of sexual conduct. As noted, compan-
ion sections of the Ohio Revised Code prohibit the posses-
sion of such materials. O.R.C. 2907.321; O.R.C. 2907.322.
The Ohio Supreme Court's use of the phrases “lewd
exhibition” an’ “graphic focus on the genitals” does not
change the fact that the statute prohibits depictions of
mere nudity. These phrases provide little guidance as to
what photographs may be possessed without running the
risk of prosecution.

2. Ohio Revised Code 2907.323( A)(3) Prohibits Posses-
sion Of Depictions That Are Not Produced,
Distributed Or Possessed For Commercial Ends.

Ohio Revised Code 2907.323(A)(3) prohibits mere pos-

session or viewing. The materials need not have been

36

created for a commercial purpose, nor need they be pos-
sessed or viewed for a commercial purpose. In Ferber this
Court found commercial distribution to be “intrinsically
related to the sexual abuse of children” that is involved in
posing them for photographic depictions of sexual con-
duct. It noted that commercial distribution caused emo-
tional harm, Ferber, 458 U.S. at 759 n. 10, and that the
distribution network “must be closed if the production of
material which requires the sexual exploitation of chil-
dren is to be effectively controlled.” Ferber, 458 U.S. at
759. It said that “the advertising and selling of child
pornography provide an economic motive for and are thus
an integral part of the production of such materials.”
Ferber, 458 U.S. at 761.

This Court thus viewed commercial distribution as
exacerbating the sexual abuse involved in the production
of child pornography and on that basis found that New
York had a compelling interest in prohibiting its produc-
tion. Ohio Revised Code 2907.323(A)(3), however, is not
limited in application to commercial materials. [t does not
require that the materials be commercially produced or
distributed. It does not require that the photographic
subject be posed but covers candid photographs, even
photographs taken without the subject's knowledge. It
does not require that the possession be for a commercial
purpose.

The photographs involved in this case are Polaroids and
a snap shot. They were not produced commercially. Mr.
Osborne did not acquire them commercially, and he did
not possess them for a commercial purpose. They had
been in Mr. Osborne's home for “four or five years.” (R. 86)
Non-commercial photographs which do not depict sexual
conduct are not child pornography.

37

B. The Ohio Supreme Court's Construction Of Ohio
Revised Code 2907.323(A(3) Is Not Narrowly Tailored
To Serve A Compelling State Interest.

A state must have a compelling interest when it legis-
lates to limit First Amendment activity. The First
Amendment needs “breathing space,” and statutes
restricting speech “must be narrowly drawn and repre-
sent a considered legislative judgment that a particular
mode of expression has to give way to other compelling
needs of society.” Broadrick v. Oklahoma, 413 U.S. 601,
611-612 (1973). Even when the state's purpose is “legiti-
mate and substantial, that purpose cannot be pursued by
means that broadly stifle fundamental personal liberties
when the need can be more narrowly achieved.” Shelton v.
Tucker, 364 U.S. 479, 488 (1960). Ohio Revised Code
2907.323(A)(3) as construed does not meet this test,
because it is not narrowly tailored to serve a state interest
which warrants the invasion of First Amendment rights.
As will be shown in this Sub-Part B, (1) O.R.C.
2907 .323(A)(3) does not serve a compelling state interest
because it does not govern materials that depict sexual
conduct, and the statutory exceptions in O.R.C.
2907.323(A)(3) allow possession in circumstances incon-
sistent with a goal of protecting children, and (2) it is not
narrowly tailored to protect children because it prohibits
mere possession and viewing of materials not inherently
harmful to the children depicted.

1. Ohio Revised Code 2907.323( A 3) Does Not Serve A
Compelling State Interest.

This Court has carefully scrutinized rationales that
assert the protection of minors as a justification for invad-
ing the First Amendment. Cor Broadcas:ing Corp. v.
Cohn, 420 U.S. 469 (1975); Smith, Judge v. Daily Mail
Publishing Co., 443 U.S. 97 (1979). The Ohio Supreme

3a

Court said that O.R.C. 2907.323(A)\(3) serves Ohio's inter-
est in the protection of children. (J.A. 51) The statute as
construed below does not serve that interest. Ohio
Revised Code 2907.323(A)(3) was not intended to protect
children from sexual abuse. Other statutes regulate mate-
rials that depict minors in an obscene way or engaging in
masturbation, bestiality or sexual activity. O.R.C.
2907.321; 2907.322. No physical contact with the pho-
tographic subject is involved in the depictions regulated
by O.R.C. 2907.323(A\(3). This remains true under the
Ohio Supreme Court's construction. If any touching,
including masturbation is depicted, prosecution would
have to proceed under O.R.C. 2907.321 or O.R.C.
2907.322, which are specifically aimed at materials depict -

That O.R.C. 2907.323(A)(3) is not directed at eliminat-
ing child sexual abuse is evident from three exceptions to
liability. First, liability is negated by parental consent to
the production, possession, use or transfer of the regu-
lated materials. Second, liability is negated where the
possessor or viewer is the depicted child's parent. Third,
liability is also negated by the fact that the possession is
for an “artistic” purpose. However, in O.R.C. 2907.321
and O.R.C. 2907.322, the sections that regulate depic-
tions of sexual conduct, liability is not negated by parental
possession, parental consent, or artistic purpose,
although those two sections, like O.R.C. 2907.323(A\(3),
recognize a list of “proper purposes” based on legal, medi-

When it construed O.R.C. 2907.323(A\3), the Ohio
Supreme Court changed the character of the depictions
regulated to those that are not “morally innocent,” that
appeal to “prurient interest” and involve “a graphic focus
on the genitals” or constitute “lewd exhibitions.” (J.A. 42)

39

The court did not eliminate the parental possession, par-
ental consent, or artistic purpose exceptions. Under the
court’s construction, a parent’s consent to the use of his
child in lewd exhibitions which appeal to prurient interest
negates liability for possession, use, or viewing of those
materials. Lewd exhibitions of children may also be pos-
sessed by parents or for artistic purposes without crimi-
nal penalty. If the court’s construction had successfully
changed O.R.C. 2907.323(A)(3) to regulate only depic-
tions involving sexuai conduct, the parental possession,
parental consent, and artistic purpose exceptions would
make the construction more damaging than if there were
no statute at all.

The exclusion of depictions possessed by parents, with
parental consent, or for an artistic purpose makes O.R.C.
2907.323( A)(3) underinclusive. Ferber, 458 U.S. at 765. If
the possession of the materials regulated were inherently
harmful to the children depicted, there would be no justi-
fication for these exceptions. When the state asserts a
compeiling interest but enacts legislation that only par-
tially serves that interest, the interest is not truly com-
pelling. Florida Star v. B. J. F., 491 U.S. —_, 109S. Ct.
2603, 2612-2613 (1989). A statute “cannot be regarded as
protecting an interest ‘of the highest order’. . . when it
leaves appreciable damage to that supposedly vital inter-
est unprohibited.” Florida Star, 109 S.Ct. at 2613 (Scalia,
J., coneurring in part and concurring in the judgment).

The state's interest in regulating child pornography is
“safeguarding the physical and psychological well being of
a minor.” Ferber, 458 U.S. at 756-57. Child pornography
harms its minor subjects through the sexual abuse and
molestation which occurs in production, Ferber, 458 U.S.
at 757-58, and through the psychological harm which
results from the distribution and circulation of the mate-

40

rials in commerce. Ferber, 458 U.S. at 759-60. The mate-
rials reguiated by O.R.C. 2907.323(A)(3), however, do not
involve sexual conduct. They depict no sexual abuse or
molestation of any child. Ohio Revised Code
2907.323(A)(3), unlike the New York statute in Ferber,
does not require the posing of a child in a performance.
The depiction may be a candid photograph, taken even
without the knowledge of the child subject. There is no
physical harm involved. The materials regulated by
O.R.C. 2907.323(A)(3) are not limited to those commer-
cially distributed or produced. They include, as in this
case, snap shots and Polaroid photographs privately pos-
sessed for years. The psychological harm caused by com-
mercial distribution and circulation is not addressed by
O.R.C. 2907.323(A)(3). Ohio has no compelling interest in
prohibiting the possession or viewing of such materials.

2. Ohio Revised Code 2907.323(A)(3) Is Not Narrowly
Tailored To Protect Children.

When the state seeks to protect a compelling interest
by regulating communicative materials, it must use the
least restrictive means available to do so. Shelton v.
Tucker, 364 U.S. 479 (1960). While Ohio has an interest in
protecting its children from participation in physically
and psychologically harmful photographic production, it
may not sweep in protecting that interest so broadly as it
has done in O.R.C. 2907.323(A)(3).

The materials regulated by O.R.C. 2907.323(A\3)
depict no sexual conduct and need not be commercially
produced or circulated. They are not child pornography.
There is no demonstrated connection between possession
of such materials and any physical or psychological harm
to the photographic subject. If the First Amendment is to
be invaded, there must be a clear correlation between the

41

prevention of the abuse of minors and the infringement of
First Amendment rights. More than mere speculation is
required.

Even if the materials regulated by O.R.C.
2907.323(A)(3) were child pornography as defined in Fer-
ber, regulation of private possession is not the least
restrictive means by which to serve the state's interest.
While commercial distribution is the essence of the child
pornography industry, possession by a single individual
who has no intention of distributing is quite different.
Mere possession does not involve any physical abuse of
the child depicted and necessarily means that circulation
has stopped. A possessor is not part of the child pornogra-
phy industry. Any transfer of child pornography that is
privately possessed would be punishable under O.R.C.
2907.321 and O.R.C. 2907.322. It is not necessary to
prohibit private possession to dry up the market in child
pornography. This Court rejected such a justification
regarding obscenity in Stanley v. Georgia, 394 U.S. 557,
568 (1969).

Ohio Revised Code 2907.323(A)(3), in addition to pos-
session, prohibits viewing. A depiction prohibited by
O.R.C. 2907.323(A)(3) might be on the screen of a drive-in
theater, where passersby can see the screen. Thus, one
who has no connection with the depiction might view it.
Viewing is so remote from the production or distribution
of child pornography that no state interest is served by
prohibiting it. A viewer, like a possessor, is not part of the
child pornography industry.

Ohio Revised Code 2907.323(A)(3), as construed by the
Ohio Supreme Court, is unconstitutionally overbroad. It
regulates materials that are not child pornography. It
does not serve a compelling interest in protecting children

42

from exploitation in the child pornography industry. It
violates First Amendment rights because it is not nar-
rowly tailored to serve the state's interest in protecting
children by the least restrictive means.

CONCLUSION

The Ohio Supreme Court affirmed Clyde Osborne's con-
viction under O.R.C. 2907.323(A)(3), a statute which was
invalid for its invasion of First Amendment rights at the
time Mr. Osborne was charged and tried. Because the
statute was invalid, Mr. Osborne’s conviction was invalid.

The Ohio Supreme Court attempted to save O.R.C.
2907.323(A)(3) by giving it a construction which added
new elements to the offense. At the same time, the court
held that Mr. Osborne’s conviction under the invalid stat-
ute could stand under the new construction. Mr.
Osborne’s conviction should have been reversed
regardless of whether the new construction saved O.R.C.
2907.323(A)(3). He did not have notice at the time he acted
that his conduct was illegal. He did not have an oppor-
tunity at trial to defend against the elements of O.R.C.
2907.323(A)(3) as it was later construed.

Mr. Osborne was convicted for his private, in-home
possession of depictions of nude minors. Every person has
the right to read or look at whatever material he pleases in
the privacy of his own home.

The Ohio Supreme Court failed in its effort to constitu-
tionalize O.R.C. 2907.323(A)(3). The statute continues to
regulate constitutionally protected materials. The court
expanded the definition of child pornography to include
depictions of nudity, which although lewd, do not portray
sexual conduct and are not commercially produced or
distributed. Even with this construction, O.R.C.

43

2907.323(A)(3) is not narrowly drafted to serve a compell-
ing state interest. Moreover, it prohibits possession and
viewing, acts which are not related to the activity of the
child pornography industry. At variance with its pur-
ported goal of protecting children, it permits possession
and viewing under three exceptions that belie Ohio's
assertion of a compelling interest and render O.R.C.
2907.323(A)(3) underinclusive.

For the above reasons, Mr. Osborne requests that this
Court reverse the judgment of the Ohio Supreme Court
and order that court to discharge him and to dismiss all
proceedings against him in this matter.

Respectfully submitted,

RANDALL M. DAaNa
Ohio Public Defender

S. ADELE SHANK

Assistant Ohio Public Defender
Counsel of Record

Ohio Public Defender Commission
8 East Long Street—11th Floor
Columbus, Ohio 43266-0587

(614) 466-5394

JOHN QUIGLEY

DaviD GOLDBERGER
Clinical Programs

The Ohio State University
College of Law

1659 North High Street
Columbus, Ohio 43210
(614) 292-6821

Counsel for Appellant

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0536%3A06. Public record. Not legal advice.
