# Amicus Curiae Brief — Butterworth v. Smith

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0512%3A12

## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1990
- **Citation:** 494 U.S. 624

## Text

Supreme Court, U.S.
FOR ARGUMENTD on FJ] LED
)
| 18 1989
No. 88-1993 - bec
JOSEPH F. SPANIOL, JR.
¢ K
IN THE

Supreme Court of the United States

October Term, 1989

ROBERT A. BUTTERWORTH, JR.
Attorney General of the State of Florida, and
T. EDWARD AUSTIN, JR.
as State Attorney to the Charlotte County, Florida
Special Grand Jury,
Petitioners,
Vv

MICHAEL SMITH,
Respondent.

ON WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT

BRIEF OF AMICI CURIAE REPORTERS
COMMITTEE FOR FREEDOM OF THE PRESS,
AMERICAN NEWSPAPER PUBLISHERS
ASSOCIATION, AMERICAN SOCIETY OF NEWSPAPER
EDITORS, NATIONAL ASSOCIATION OF
BROADCASTERS, NATIONAL NEWSPAPER
ASSOCIATION, NATIONAL PRESS CLUB,
NEWSLETTER ASSOCIATION, RADIO-TELEVISION
NEWS DIRECTORS ASSOCIATION, AND SOCIETY OF
PROFESSIONAL JOURNALISTS IN SUPPORT OF
RESPONDENT MICHAEL SMITH

Jane E. Kirtley
(Counsel of Record)
Robert S. Becker
The Reporters Committee
For Freedom of the Press
Suite 504
1735 Eye Street, N.W.
Washington, D.C. 20006
(202) 466-6313

December 18, 1989 (Attorneys for Amici Curae)
(List of counsel continued on inside cover)

CASILLAS PRESS INC. 1717 K STREET NW WASHINGTON DC 20036 — 223-1220

\" ,
¢ ,
Wwe

W. Terry Maguire

Claudia James

American Newspaper Publishers
' be

P.O. Bow 17407

Dulles Airport

Washington, D.C. 20041

Richard M. Schmidt, Jr.
Cohn & Marks

1333 New Hampshire Avenue, N.W.

Washington, D.C. 20036
Attorney for American Society of
Newspaper Editors

Henry L. Baumann

Steven A. Bookshester

National Association of
Broadcasters

1771 N Street, N.W.

Washington, D.C. 20036

Robert J. Brinkmann

National Newspaper Association
1627 K Street, N.W.
Washington, D.C. 20006-1790

Robert Litt

Williams & Connolly

910 17th Street, N.W.
Washington, D.C. 20006
Attorney for National Press Club

James Grossberg

Ross, Dixon & Masback

Suite 1300 East

555 13th Street, N.W.
Washington, D.C. 20004

Attorney for Newsletter Association

J. Laurent Scharff

Reed, Smith, Shaw & McClay

1200 18th Street, N.W.

Washington, D.C. 20036

Attorney for Radto-Televiston
News Directors Association

Bruce Sanford

Douglas E. Lee

Baker & Hostetler

1050 Connecticut Avenue, N.W.

Washington, D.C. 20036

Attorney for Society of
Professional Journalist

TABLE OF CONTENTS

i) et eesesccesococéocccecs fi
STATEMENT OF INTEREST.....ccccccccccccccee 1
Peewee GOW BROT Bs cccccccccccccccccececse 7
SUMMARY OF THE ARGUMENT.....ccccccccsccee 12
PUNE s CESS Seccececcecccccoccccccccccce LS

I. FLA. STAT. § 905.27 IS AN UNCON-
STITUTIONAL RESTRAINT ON NEWS
EE 15

A. The State's Asserted Interest
Is Not Sufficiently Compelling
To Justify An Absolute Prohi-
bition On Witnesses' Disclosure
Of Their Grand Jury Testimony... 20

l. None of the State's As-
serted Interests Justify
LN es > |

Be There Is No Justification
For A Blanket, Statutory
Ban On Witness Disclosure... 26

B. Florida's Blanket Prohibition Is
Not Narrowly Tailored To Protect
The State's Asserted Interest... 39

II. FLA. STAT. § 905.27 MAKES IT IM-
POSSIBLE FOR THE NEWS MEDIA TO
FULFILL THEIR JUDICIALLY RECOG-
NIZED FUNCTION OF INFORMING THE
PUBLIC ABOUT POLITICAL CORRUPTION
AND THE CONDUCT OF GOVERNMENT
Pew RUEMMe Coscccccccccccccccecccccces 47

EEE LE SEE 59
APPENDIX

Cases

TABLE OF CITATIONS

U.S. 58 (1963)

(1972)

(1941)

, 372

, 408 U.S. 665

U.S. 297 (1976)

U.S.

469 (1975)

, 314 U.S.

’

252

427

, 420

Craig v. Harney, 331 U.S. 367 (1947)

Douglas Oi] Co, of California v.
Petrol Stops Northwest, 441
i ® 211 (1979) eeeeeeeeeeeeeee#e
First Amendment Coalition v.
Judicial Inguiry Board, 784
F.2d 467 (3rd Cir. 1986) .......
Zi , 109
if ese &. Ore

Court, 457 U.S. 596 (1982)

F.2d 61 (lst Cir.

’

1987) .

814

- Tecum, 797 F.2d 676 (8th Cir.

1986)

eeeeeeeveeeeveeeeeeveeeeeeeeee

- ii

Page

16

57

16, 17
18

36
17, 27

49
17

21, 25

47

passim

43

30

30

2 a NEG pe Ae te -

TABLE OF CITATIONS

a -

Cases Page
Tecum, 575 F. Supp. 93 (S.D.N.Y.
1983) hipaa i 9 olen lae reed 31
176 N.J. Super. 455, 423 A.2a
695 (1980) ereereeeeeeeeeeeeeeeee 55
12. 1970, 321 F. Supp. 238 (N.D.
Ohio 1970) ee 47
370 F. Supp. 1282 (S.D. Fla.
1974) eeeceeeeceeeeeeeeeeeeeeeneesee 30
| In_re Russo, 53 F.R.D. 564 (C.D.
{ Cal. 1971) e@eeeeeedtceeeeeeeeeeese 26
, 864 F.2d 1559 (llth
aw TF 1989) eeeee eee eeeeeeeeeeece 30, 31
(Sup. Ct. Suffolk Co. Mass.
1976) eeoeceeeeeeeeoeeeeeeeceeeeeoee 56
412 Pa. 32, 193 A.2d
_ ieee iene ings 56
' (Va. Cir. Ct.
Div. 1, July 18, 1982) ......... 56

Virginia, 435 U.S. 829 (1978) .. passim
, 283 U.S. 697

eeeeeeeeceeeeeeeeeeeeeeses 41

(1931)

- 344 «=

TABLE OF CITATIONS

Cases

- , 427
U.S. 539 (1976) eeeeeveeeeveeeeeee

New York Times v. United States, 403

U.S. 713 (1971) eeeeoeeeeeeeeeeeee

, 328 U.S. 331
(1946) e*eeeseeeeeeeeeneeeeneeneeneeeee

, 249 U.S.
47 (1919) eeeeeneenenetneeeeeeeneeneeee

Seattle Times v. Rhinehart, 467 U.S.
20 (1984) e*eeeeeseeeeeeneeeeeeeeee#e

, 384 U.S. 333
(1966) eeeeeeeneeeeeeeeeeeneeeeeee

, 443
U.S. 97 (1979) e*eeseeseeeeeeneeeeeeeee

, 215 F.2d 617
(3rd Case 1954) eeeeveveeeeeeee eee

, 274 U.S. 357
(1927) eeeeoeeeeeeneeeeseeseeeneeeeeeee

, 348
U.S. 483 (1955) e*eeeeseeeeeeeeeeneeee

Wood v. Georgia, 370 U.S. 375 (1962)

, 739 F.2d 1219 (7th
a

Cir. 1984)
opinion, 469 U.S. 1200 (1985) ..

- iv-

Page

passim

17,

38,

16

16

16

44

49

28
29

21

37

36

17
43

22

TABLE OF CITATIONS
Statutes

Fla. Stat. § 905.27 eereereeeeeeeees

Newspaper Articles

Brine and Wermiel, "3 former Some r-
ville mayors indicted," The
, Aug. 11, 1971,

Pp. Le col. 1 i ee ee oe

Smith, "Suit filed to force Wanicka
to release evidence on so-called
Jackman 'suicide'," -
June 28, 1985, p. 1, col. 1

’

Smith, "Captain disputes Jackman
"suicide'," = , July 3,
1985, P- l, col. Be eeeeeeeeeeee

Smith, "Jackman jury misled by
Eagan?" = , July 18,
1985, Pp. l, col. Be eeeeeeeeeeee

Smith, "Few witnesses called in
probe," = , July 19,
1985, Pp. ie col. 4. eeeeeeeeeeees

Other Materials

V. Blasi, "The Checking Value in
First Amendment Theory," 1977
A.B. Foundation Res.J. 521 .....

S. Beale & W. Bryson, Grand Jury Law
& Practice, S 10:18 (1986) eeeee

Nimmer on Freedom of Speech (1989) ,

"Pulitzer Prizes in Journalism,
1917-1985," Library of Congress
Microfilm 86/225 (H)

= 7 =

Page

passim

54

51

TABLE OF CITATIONS
Other Materials

Federal Rules of Criminal Procedure,
Preliminary Draft, Advisory
Committee Notes (1943) ....ceecee

Minutes of Meeting Feb. 20, 1943 ...

Hearing Before the Advisory Commit-
tee on Rules of Crimirai
Procedure, United States Supreme
Court, Feb. 21, 1941 .cccccccces

Advisory Committee on Rules of
Criminal Procedure, United
States Supreme Court, May 18,

1942 eeeeeoeceeeeoceeeeeeeespeeeeeeneene

Grand Jury Investigation
Indianapolis, Sup. Ct. Marion
Cty., Crim. Div. 1, Dec. 7,
1973; Sup. Ct. Marion Cty.,
Crim. Div. 2, March 25, 1974, —
Sept. 2, 1974, and Oct. 4, 1974

- yvi-

Page

33,

34
35

35

35

55

em OOS

No. 88-1993

In The
Supreme Court of the United States
October Term 1989

Robert A. Butterworth, Jr.,
Attorney General of the State of Florida,
and
T. Edward Austin, Jr.,
as State Attorney to the Charlotte
County, Florida Grand Jury,

Petitioners,

Vv.

Michael Smith,
Respondent.

On Writ of Certiorari to the
United States Court of Appeals
for the Eleventh Circuit

Brief of j Reporters Committee
for Freedom of the Press, American
Newspaper Publishers Association,

American Society of Newspaper Editors,
National Association of Broadcasters,
National Newspaper Association, National
Press Club, Newsletter Association,
Radio-Television News Directors
Association, and Society of Professional
Journalists in Support of Respondent
Michael Smith

Amici curiae are nine organizations rep-

-2-

resenting a broad spectrum of print and
broadcast journalists nationally who gather
and disseminate news about criminal judicial
proceedings and the operations of
government.

They believe that adoption of the posi-
tion advocated by the Petitioner -- that a
broad, mandatory, perpetual gag on grand
jury witnesses in all cases is permissible
under the First Amendment -- would have a
detrimental impact on news coverage well
beyond the boundaries of Florida. If wit-
nesses, including journalists, can be forev-
er prevented from discussing publicly what
they know about a case merely because they
were questioned by grand juries “some con-
tinuing public grievances could never be
discussed at all. .. ." Wood v. Georgia,
370 U.S. 375, 393 (1962).

Amici have written permission from both
parties to file this brief. Copies of their
letters have been filed with the clerk in

accordance with U.S. Supreme Court Rule 29.

Amici are:

The Reporters Committee for Freedom of
the Press is an unincorporated association
of working reporters and news editors dedi-
cated to protecting the First Amendment and
freedom of information interests of the news
media. It has provided research, guidance
Or representation in virtually every major
press freedoms case since its founding in
1970.

The American Newspaper Publishers As-
sociation is a nonprofit corporation whose
membership consists of about 1,400 newspa-
pers constituting about 90 percent of the
total daily and Sunday newspaper circula-
tion, and a substantial portion of the week-
ly newspaper circulation, in the United
States.

The American Society of Newspaper
Editors is a nationwide, professional orga-

nization of more than 1,090 people who hold

positions as directing editors of daily
newspapers throughout the United States.

The National Association of Broadcast-
ers, organized in 1922, is a nonprofit in-
corporated trade association that serves and
represents America's radio and television
stations and all the major networks. NAB
seeks to preserve and enhance its members’
ability to freely disseminate information
concerning the activities of government and
other matters of public concern.

The National Newspaper Association, with
5,000 members, is the oldest and largest na-
tional trade association in the newspaper
industry, representing the interests of
weekly and daily newspapers throughout the
country.

The National Press Club is a dues~-paying
organization of more than 4,300 print and
broadcast correspondents, reporters,
editors, photographers, publishers, edito-

rial writers and editorial news cartoonists

'
'
:
’
;
'

and artists, among others. The Club takes
an active interest in the exercising of
press rights nationally and, through its
Freedom of the Press Committee, has spon-
sored hundreds of presentations on press re-
sponsibilities and freedoms.

The Newsletter Association is an inter-
national trade association of 850 publishers
of more than 2,000 newsletters and other
specialized services.

The Radio-Television News Directors As-
sociation, with a membership of more than
3,000 persons, is the principal professional
Organization of journalists -- executives,
editors, reporters and others -- who gather
and disseminate news and other information
on radio and television in the United
States.

The Society of Professional Journalists
is a voluntary, nonprofit organization of
nearly 20,000 members. The Society is the

largest and oldest organization of journal-

ists in the United States, representing
every branch and rank of print and broadcast

journalism.

= ee

STATEMENT OF PACTS
Amici adopt the statement of the case

and facts as set forth by the State of
Florida with the following additions.

In 1985, the Charlotte, Fla.,
Herald-News published several stories by
Michael Smith alleging corruption in the of-
fice of State Attorney Joseph D'Alessandro.
Smith reported that D'Alessandro had with-
held information from grand jurors during
investigations and had failed to press
charges against drug smugglers who later
were indicted by federal grand juries. See
Appendix at pg. A-4.

On June 26, 1985, the Herald-News pub-
lished a story by Smith alleging that Lee
County officials covered up a 1974 homicide
near the boundary of Lee and Charlotte
counties. The front-page story stated that
evidence had been uncovered by Smith and two
private individuals indicating that of-

ficials had deliberately made the killing of

18-year-old Brad Jackman look like a
suicide. Lee County Sheriff Frank Wanicka,
who was hunting with Jackman when he was
shot, and some of his deputies "may have
participated in the cover-up,” the newspaper
concluded, based upon Smith's months-long
investigation. See Appendix at pg. A-l.

Shortly after Jackman's death, the Lee
County Sheriff's Department, the Florida De-
partment of Criminal Law Enforcement, the
Lee County medical examiner, the Dade County
medical examiner, and a Lee County grand
jury investigating the death all concluded
that Jackman had committed suicide. See Ap-
pendix at pg. A-l.

After the initial story, the Herald-News
published several other articles by Smith
alleging a cover-up of Jackman's death by
Wanicka, D'Alessandro and State Attorney

Robert Eagan, the prosecutor in charge of

- 9 -

the 1976 grand jury inquiry into the death,
and other officials.1

Subsequently, a new grand jury convened
to re-examine evidence related to the
homicide. It asked Smith to testify in
December 1985. Shortly thereafter,
D'Alessandro, who was rumored to be a target
of the grand jury investigation, disquali-
fied himself from the inquiry and asked the
governor to appoint an outside state at-
torney to handle the case. D'Alessandro
stated that he was withdrawing 'from any
grand jury probe resulting from Smith's

testimony. See Appendix at pg. A-3.

1 See e.g. Smith, “Suit filed to force
Wanicka to release evidence on so-called
Jackman ‘'suicide'," Herald-News, June 28,
1985, p. 1, col. 1; Smith, "Captain disputes
Jackman ‘suicide'," Herald-News, July 3,
1985, p. 1, col. ly Smith, “Jackman jury
misled by Eagan?" Herald-News, July 18,
1985, p. 1, col. 1; Smith, "Few witnesses

called in probe," Herald-News, Jul
1985, p. 1, col. 4. ere

=-"10 -

T. Edward Austin, a state attorney in
Jacksonville, was appointed to succeed
D'Alessandro. Austin asked Smith to testify
before the grand jury a second time in
January 1986. Afterward, Austin publicly
stated that D'Alessandro's office was a tar-
get of the grand jury inquiry. See Appendix
at pg. A-5.

Austin subpoenaed Smith to appear before
the grand jury again in March 1986.* At
that time, the state attorney's staff warned
Smith that, once he testified, he was pro-
hibited from publishing any information
about the grand jury investigation.

The special grand jury terminated its
investigation in April 1986 without issuing
any indictments.

* Because Smith testified voluntarily on two
eccasions and complied with the subpoena
summoning him before the grand jury for a
third time, Amici will not address the issue
of whether the grand jury had authority
under state case law to compel him to
testify.

= - eer ere

- ll -

Myers News-Press and St, Petersburg
News-Press reported the contents of Smith's
Stories and the fact that Smith testified

before the grand jury about the subject of

his stories.

- 12 -

SUMMARY OF THE ARGUMENT
Fla. Stat. § 905.27 is unconstitutional,

whether it is viewed as a prior restraint on
speech by grand jury witnesses or a
post-publication punishment of those who
disclose what they told the grand jury.
Such restraints or sanctions are permissible
only when expression poses a clear and
present danger to some compelling state in-
terest and if they are capable of protecting
that interest without undue infringement on
First Amendment rights.

Before prohibiting speech or punishing a
speaker after the fact, the government must
demonstrate that a compelling interest is at
stake in the case at bar. With regard to
Respondent Michael Smith, the state has
never demonstrated how disclosure of his
grand jury testimony will jeopardize the ef-
fectiveness of the grand jury which has long
since adjourned. In fact, this case clearly

illustrates how adoption of the state's po-

- 13-

sition would make it possible for prosecu-
tors, by subpoenaing reporters, to deprive
the public of important information about
government corruption.

Furthermore, Florida's claims that dis-
closure by grand jury witnesses generally
will harm the grand jury process are so re-
mote and speculative that they cannot serve
as the basis for a statutory prohibition
against disclosure by all grand jury
witnesses.

Even in cases where a compelling inter-
est can be demonstrated, the state must also
prove that a restraint on expression is nar-
rowly tailored to prevent the perceived
harm. However, through its contempt provi-
Sion, the Florida statute creates a presump-
tion that anything a grand jury witness says
publicly about the matter under investiga-
tion after testifying is material that was
presented to the panel. This effectively

reverses the presumption, enunciated repeat-

-14-

edly by this Court, that speech about public
affairs is protected under the First Amend-
ment unless the government proves that there
is a compelling need to keep the specific
type of information secret. Furthermore, by
prohibiting disclosure by witnesses in all
cases, the statute permits no case-by-case
examination to determine whether a restraint
will be effective and whether it is narrowly
tailored.

Pinally, the broad restriction on ex-
pression imposed by this statute is detri-
mental to the very system the state of
Florida claims it is protecting. The news
media have a long and distinguished history
of uncovering and reporting on political
corruption. If a reporter can be barred
from discussing corruption charges merely
because he or she has been questioned by
grand jurors, a skillful prosecutor can ef-
fectively silence criticism of his perfor-

mance or that of his political allies.

- 15 -

I. PLA. STAT. § 905.27 IS AN UNCOR-
STITUTIONAL RESTRAINT ON NEWS DIS-
SEMINATION

The Florida statute operates as both a
prior restraint on speech and subsequent
punishment of those who disclose grand jury
testimony. It prohibits grand jury wit-
nesses from disclosing their own testimony
(§ 905.27(1)) and the news media from dis-
seminating the testimony of witnesses who
make such disclosures (§ 905.27(2)). A per-
son who violates these prohibitions can be
convicted of a misdemeanor (§ 905.27(4)) or
held in criminal contempt (§ 905.27(5)).

As this Court recognized in Nebraska
Press Association v, Stuart, 427 U.S. 539
(1976):

prior restraints on speech and publica-

tion are the most serious and the least

tolerable infringement on First Amend-
ment rights. - « « The damage can be
particularly great when the prior re-

straint falls upon the communication of
news and commentary on current events.

- 16 -

Id, at 359. "Any system of prior re-
~gstraints of expression comes to this Court
bearing a heavy presumption against its con-
stitutional validity." New York Times v.
United States, 403 U.S. 713, 714 (1971)

(quoting Bantam Books, Inc. v. Sullivan, 372
U.S. 58, 70 (1963) (citations omitted).

Justice Holmes first noted that the
First Amendment protects speakers against
being punished for their utterances as well
as against prior restraints. Schenck yv.
United States, 249 U.S. 47, 51-52 (1919).
Since then, this Court has repeatedly held
that laws and court rulings penalizing
speakers for contempt for discussing or
criticizing government actions are

unconstitutional.2 On numerous occasions it

2 See e.g. Bridges v. California, 314 U.S.
252 (1941) (voiding publisher's contempt for
criticizing judge's action in labor
dispute); Pennekamp vy. Florida, 328 U.S. 331
(1946) (voiding contempt for inaccurate
accusation in newspaper during grand jury
proceeding that judges were lenient toward
certain individuals under grand jury

- 179

has concluded that states cannot constitu-
tionally impose criminal or civil penalties
for publishing information lawfully obtained
by the news media from judicial records,
other government documents or by employing
routine reporting techniques.?

In Schenck, Justice Holmes asserted that
sanctions may be imposed against a speaker

only when “the words used .. . create a

clear and present danger that they will

2 continued
investigation); Craig v. Harney, 331 U.S.-
367 (1947) (voiding media contempt for
criticizing judge's action in civil case);
, 370 U.S. 375 (1962)
(voiding county sheriff's contempt for
charging publicly that grand jury was being
used for political purposes and for
interfering with the grand jury).

3 See Cox Broadcasting Corp. v. Cohn, 420
U.S. 469 (1975) (rape victim's name obtained
from document court clerk permitted reporter
to read); Landmark Communications, Inc, v.
Virginia, 435 U.S. 829 (1978) (information
about secret judicial inguiry board
proceeding); Smith v. Daily Mail Pub, Co.,
443 U.S. 97 (1979) (name of juvenile
homicide suspect obtained from police and
prosecutor); The Plorida Star vy. B.J.F., 109
S.Ct. 2603 (1989) (rape victim's name
obtained from document sheriff placed in
press room).

- 18 -

bring about the substantive evils that Con-
gress has a right to prevent." 249 U.S. at
52 (emphasis added). Looking back on the

line of cases refining Justice Holmes’ stan-

dard, the Court stated in Bridges vy. Cali-
fornia, 314 U.S. 252 (1941), that:

What finally emerges from the "clear
and present danger" cases is a working
principle that the substantive evil
must be extremely serious and the de-
gree of imminence extremely high before
utterances can be punished.

Id. at 263.
This Court has stated that prior re-

straints on publication of information re-
porters obtain legally pose an even greater
threat to First Amendment interests than

statutes which penalize speakers after the

fact.

A prior restraint, by contrast [to
a post-publication penalty] and by def-
inition, has an immediate and irrevers-
ible sanction. If it can be said that
a threat of criminal or civil sanctions
after publication “chills” speech,
prior restraint "freezes" it at least
for a time.

- 19 -

Nebraska Press, 427 U.S. at 559 (footnote
omitted).

It does not matter whether application
of § 905.27 to grand jury witnesses is
viewed as a prior restraint or a punishment
after the fact. Under the decisions cited
above, it could pass constitutional muster
only if Florida could demonstrate a compel-
ling state interest in preventing witnesses
from disclosing their own testimony and
that, in the case at bar, disclosure would
pose a "clear and present danger" to that
interest. It would have to demonstrate that
the statute is narrowly tailored to ef-
fectively serve that interest without impos-

ing an unnecessary burden on protected

expression, Nebraska Press, 427 U.S. at
562.

- 20 -

A. The State's Asserted Interest
Is Not Sufficiently Compelling
To Justify An Absolute Prohi-
bition On Witnesses’ Disclo- .
sure Of Their Grand Jury Tes-
timony

The state of Florida contends that the
blanket, perpetual prohibition against wit-
ness disclosure in § 905.27 is warranted by
a compelling need to protect the secrecy of
grand jury proceedings. In support of this
proposition, it cites the justifications
provided by this Court for maintaining grand
jury secrecy generally:

(1) To prevent the escape of those
whose indictment may be contemplat-
ed;

(2) to insure the utmost freedom to the
grand jury in its deliberations,
and to prevent persons subject to
indictment or their friends from
importuning the grand jurors;

(3) to prevent subornation of perjury
Or tampering with the witness who
may testify before [the] grand jury
and later appear at the trial of
those indicted by it;

(4) to encourage free and untrammeled
disclosures by persons who have in-
formation with respect to commis-
sion of crimes;

(5) to protect [the] innocent accused
who is exonerated from disclosure
of the fact that he has been under
investigation, and from the expense
of standing trial where there was
no probability of guilt.

- 21 -

Douglas Oil Co, of California v. Petrol
Stops Northwest, 441 U.S. 211, 219 (1979)
(quoting United States vy. Rose, 215 F.2d
617, 628-29 (3rd Cir. 1954)).

However, the mere existence of a gener-
alized state interest, no matter how compel-
ling, is not sufficient to deprive a person
of First Amendment protection. The State
must demonstrate the need for secrecy on a
case-by-case basis and it has provided no
explanation of how disclosure by reporter
Michael Smith of his own grand jury testimo-
ny after the grand jury has adjourned would
jeopardize any of the interests enumerated
in Douglas Oil. It has not even claimed
that this grand jury investigation or wit-
ness is unique, justifying a restraint on
witness disclosure in this case.

l. None Of The State's As-
serted Interests Justify

Gagging Smith
Addressing each alleged danger in turn,

it becomes apparent that the state's fears

- 22 -

are not only hypothetical, but are - remote
and speculative that they fail to establish
a compelling need for perpetually gagging
Smith.

Prohibiting Smith from publishing infor-
mation about his appearance before the grand
jury will not prevent those who might be in-
dicted from escaping because in this case
the grand jury investigation has been termi-

nated and no one was indicted.4 Purther-

4 This Court affirmed a decision declaring
unconstitutional an Indiana statute which
subjected to criminal punishment any person
who published the name of an individual
against whom a sealed indictment or
information had been filed until the
defendant was in custody. Worrel)
Newspapers of Indiana. Inc. v. Westhafer,
739 F.2d 1219 (7th Cir. 1984), af£'d without
epinion, 469 U.S. 1200 (1985). In its
Opinion, the Seventh Circuit said:

[T)he language of the statute does not
limit its applicability to those
situations which do present a “clear
and present danger." At best the
State's fears are remote and
speculative. This degree of danger is

=» 23 «

more, while the grand jury was in session,
its targets already knew that they were
under investigation.

Similarly, there is no danger that
Smith's proposed publications would inter-
fere with grand jury deliberations or would
prompt targets of the investigation to at-
tempt to influence the proceedings.» Be-
cause the grand jury adjourned without re-
turning any indictments, there is no reason

for anyone to tamper with witnesses or dis-

4 continued
insufficient to warrant an infringement
on the First Amendment.

Id. 739 F.2d at 1225.

5 The State argues that grand jurors need to
remain anonymous in order to carry out their
function without fear of reprisal. But it
is routine in at least some parts of Florida
to call the roll of grand jurors in open
court when they are given their charge and
to repeat this procedure when they return to
open court following deliberations. This
long-standing practice belies the state's
argument that juror anonymity is essential
to the grand jury process. Appendix at A-6
to A-9.

- 24 ut JzeAaet eTqeebpetmoux e& suoceq
o3 sazeeX Auew sexe 31 ybnouity *ZJeuuUeu BSATROe IIe
pue eTqrsuodsez e ut setanp anoA wiojzed o3 sSiejjeU
oTseq utTe3zze> jo jueztuboo eq 4 ysnu no; “UOT QUeRQ3e
3SesoT> anoA jetzezew stya eat6 noA ey. ebin prtnoa
I *‘peuzeouo0> eq TTTtA nod YoOTYA YITA sSerznpecczad pue
SAPT @UR JO SWOS SUTeTdxXe pue seUTT3MO YOTYA Tenuew sTuR
JO uoT3erederd ey3 ojur euob eaey szogetT jo sanoy Aue

*uoTatsod queotztubrs sty3 exe3gzepun nod cr
@oueystsse pue uotTzeredoo0D [Inj s3zt noA sitezzo Asur0z3y

@3e3S SYR JO SOTZIO SUL ‘“SOTISNE JO UOTIZeAQSTUTUpPeE eyR
ut A3trttqrsuodsez juejiodut 3sow e peunsse gsn{ eaey no,

AUNC GNWHD ALNNOD HONOMOESTIIH FHL OL FZWOO1TEM
6861 ‘€ 28q90390
zoser YOINOT4 YdWVs

XUNNY 38 20OHLE WOO ALN.1OO BOO 14 HLS
YOrMol4d 40 LLL) TTYL" W HINGES

AImMIOyE ILS

AGNWOLLY BL¥is
SgnVr Tug

e

A-7

“ZLVG ONILaZGK
MAN VY LaS ZGAVH AZHL 41 AUNE GNVED ASV "9

‘SINZHLOIGNI ANV HSII1GNd WHA1D ZHL 17) "€
‘LWOd3u¥ OL ONIKLANVY GAVH AZHL 4 ASV ‘¢

q “T10% TIVD GNV LUNOD N3dO NI FIGKASSV "" i

‘L¥OdSu OL ONIHLEWOS SVH ANE GNVED NAHM

‘Rune GNVESD ZHL LONULSNI 8

‘NYMZYO4-ZDIA GNVY NVWaNOA INIOddV ‘f

savas GNVES TBs

“Rune GNVED LoOz1asS "§

‘S441 11VE ZHL YWV4AMS "9

*SaSNIX4 —

‘ZOIAUZS
NIV1dX3 GNVY SNOILSZND NOILVDIAIIVNO ASV 4

“TIOU TIVD “T

SONIGAII0Ud 40 BAddO

wry Aq adey pue 32nop ey2 Jo y29TD eYyI YITM paeTTs aq

Tteys tzeydezZouejs 10 29310da2 3an02 ay3 Aq epew jo

-92042 adtaosuez2 Aue 20 ‘sajou ‘sp1z0oe21 stydez80ue3s

-

—

ey, ‘Aue xt ‘2e3e1dze3ur e432 pue ‘zeydezZo0uags 20
zaj20de2 3ano0d ayi ‘squeIstsse sty 20/pue feuz033y
2383S By2 ‘UOTIeUTWeXe cepuN sseUuzTM ey adaoxe
queseid eq [TeYys uosied ou suotsses anok iy
‘pesealai uewspuog sty pue
peZieyrstp uey2 S$} 3urpuszep ey3 pur a42n0° uedo o3Uuy
3°42 Sjuesead Aanf puer3 oya ‘uewer0jz se 3; suSts
pure ,Titq @na3 ou,, seded sya 30 yo"q ey3 UO sesi0cpUe
ueweI0; ANOA ‘IITq @Na3 OU J] ‘PRY eq uFD T#t23

“-_ —,

A-9

*32n0 Sty JO Sprlodse12 BYy2 50 32ed e
seworteq usey2 JT ezrayM 3AIN09 uedo O3UT 3STT 3ey2 suANIeZ
szoqe{ anok jo uot IeUTWIe2 eyI IF pur nod a10jeq UI0MS

SasSseuztM [Te JO ASTT & SdeayH HxAeTF ANCA ‘nok e1030q

= AJT3Se2 TTBYS CYM SSauzTs Aue 03 ‘mez Aq peqtazsead —
zouuew syd UT ‘UOTIeWATJZJe 20 YIPO Ue JaISTUTUPE
T1eys Aeuzozazy e2e8I3g JueISTSsSy e423 20 Kauz033y

a2e1S aya ‘uewez0z BuTIOe AnoA ‘UPWeIOZ INO,

‘AIN| puelss 343

30 Siequew 3delxe wool Kant puez’ ey ut jueseid

é suo OU oq 35MM 92942 OWT? 2e42 JV _“ITTG enaa ©

= ra .

puts O02 JOU IO AaYyIeYyM 330A 109 93839qT19P nok useya

« adeoxe ‘Sewy2 [[e 3&8 Pue Sassaurita JO UOTIBUTMRKA

aya ut nod pte O23 Boor Aane puei3 znof ut juesead

wry eAey O32 3YSTA aya eAPy nok pue woo2 Aanf pues3

znok ut quaserd aq 02 3Y3TA syd SPY A “VOTICAe

-ptsuos anod 2103 nok ae2o0jeq ewod Aew se $ia33eW Yons

nok 03 Butjuesead jo asodand ey 2 1203 MPT kq peautodde
‘zostape [eBe_, anod sz Aauroz3zy 2383S PUL

‘anf pueaZd yons jo asn ay2 203 Aanf

puei3 Aue jo asenbexz e432 uodn 92912 ey3 Aq peseeTez

pue peuedo eq [TeYs uotadtaosuelrz pue ‘spi09e2

‘sajzou yons 3ey2 septAoad me, aul ‘ot1qnd aya

kq uotzoedsuy 02 39efqns JOU AeUTeIUOS peTees e ut

A-10

The following statutes and rules follow
Ped. R. Crim. P. 6(e):

Alaska Crim. R. 6(h), (1)? D.C. Court R.

Ann. 6(e); Hawaii R. of Penal P. 6(e); Ill.
Rev. Stat. ch. 38, s 112-6; Kan. Stat. Ann.
§ 22-3012; Mass. R. Crim. P. 5(d); Mont.

6(e); Vt. R. Crim. P. 6(£)3 V.I. Code Ann.
tit. 5, § 6(e); Va. Code R. 3A:5(b); W.Va.
eee P. 6(e) (2); Wyo. Stat. §§ 7-5-307,

The following statutes and rules are
ee as operating similarly to Fed.
R. Crim. P. 6(e):

Minn. R. Crim. P. 18.08; Del. Code Ann. tit.
ll § 1273; S.D. Cod. L. Ann. 23A-5-16; N.Y.
Penal L. § 215.70.

The following statutes and rules are
silent as to secrecy requirements on grand
jury witnesses:

Ark. Stat. Ann. § 16-85-514; Cal. Penal Code
§ 924.2; Ga. Code Ann. § 15-12-68; Idaho
Crim. R. 6(e); Iowa Code § 813.2, R. 3; Me.
Rev. Stat. Ann. tit. 15, § 1252; Md. Crim.
R. 8-213; Neb. Rev. Stat. §§ 29-1404 to
~1415; N.H. Rev. Stat. Ann. § 600:3, 4; Ohio
R. Crim. P. 6(e); Okla. Stat. tit. 21, §§
582, 583; Or. Rev. Stat. § 132.060, 100;
Penn. R. Crim. P. 256-257; Tenn. R. Crim. P.
6(k) (1); Wis. Stat. § 756.20.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0512%3A12. Public record. Not legal advice.
