# Opposition Brief — Burlington School Comm. v. Mass. Dept. of Ed.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1985
- **Citation:** 471 U.S. 359

## Text

Supreme Court, U.S.
FILED

No. 84-433 NOV 2 1984

ALEXANDER L. STEVAS
IN THE CLERK

SUPREME COURT OF THE UNITED STATES
October Term, 1984

TOWN OF BURLINGTON, et al.,
Petitioners,

Vv.
DEPARTMENT OF EDUCATION FOR THE

COMMONWEALTH OF MASSACHUSETTS, et al.,
Respondents.

On Petition for a Writ of Certiorari
to the United States Court of Appeals
for the First Circuit

RESPONDENTS' BRIEF IN OPPOSITION

DAVID W. ROSENBERG FRANCIS X.BELLOTTI

Hill & Barlow ATTORNEY GENERAL

225 Franklin Street

Boston, MA 02109 ELLEN L. JANOS

(617) 423-6200 Assistant

Counsel of Record Attorney General

for Doe Respondents One Ashburton Place

Room 2019

Boston, MA 02108

(617) 727-1031

Counsel of Record for
State Respondent

JUDITH S. YOGMAN
Assistant
Attorney General

QUESTIONS PRESENTED

1. Should this Court grant a writ
of certiorari to review hypothetical
legal questions and discretionary, fact-
specific remedial orders and evidentiary
rulings of the lower courts?

2. May the District Court, under
the Education of the Handicapped Act,
require a local education agency to reim-
burse parents for private school tuition
and related expenses under the circum-
stances hypothesized by the Court of
Appeals?

3. May a state education agency
properly consider the local education
agency's vir'‘ations of procedural and
substantive educational requirements as
bearing on its ability to implement a

proposed educational plan?

4. In an action under 20 U.S.C.
§ 1415(e)(2), may the trial court limit
the evidence presented to that which is
not repetitive of the evidence presented

at the administrative hearing?

TABLE OF CONTENTS

Page .
QUESTIONS PRESENTED 1
TABLE OF AUTHORITIES V
STATEMENT OF THE CASE 2
Prior Proceedings 2
Statement of Facts 3
REASONS FOR DENYING THE WRIT 5
Te THE QUESTIONS PRESENTED ARE NOT
RIPE FOR CONSIDERATION BY THIS
COURT. 6
II. CERTIORARI IS NOT WARRANTED
TO REVIEW A LOWER COURT'S
DISCRETIONARY AND FACT-SPECIFIC
EVIDENTIARY RULINGS AND
REMEDIAL ORDERS. 12
III. THE COURT OF APPEALS' HOLDING
THAT REIMBURSEMENT MAY BE
AVAILABLE TO THE PREVAILING
PARTY UNDER THE EDUCATION OF
THE HANDICAPPED ACT DOES NOT
CONFLICT WITH DECISIONS OF
OTHER CIRCUITS. 19

e $434 -

Page

IV. THE COURT OF APPEALS'
HOLDING AS TO THE SCOPE
OF THE DISTRICT COURT'S
REVIEW IS CONSISTENT
WITH DECISIONS OF THIS
COURT.

A. The Court Of Appeals’
Remand To The District
Court To Consider The
Town's Procedural
ViolationsWas Compelled By

Rowley.

B. The Guidelines Established By
The Court Of Appeals For
The Admission Of
"Additional Evidence” Are
Consistent With The
Rowley Requirement That
The Administrative
Proceedings Be Accorded
Due Weight.

CONCLUSION

- iv-

28

32
35

TABLE OF AUTHORITIES

Cases

Anderson v. Thompson,
658 F.2d 1205 (7th Cir. 1981)

Appalachian Power Co. v. American
Institute of Certified Public
Accountants,

80 S. Ct. 16 (1959)

“Arizona v. California,
460 U.S. 605 (1983)

Barney v. Winona & St. P cer
7 Railroad Co.,
117 U.S. 228 (1886)

Board of Education v. Rowley,
458 U.S. 176 (1982)

Department of Education v.
Katherine D.,
727 F.2d 809 (9th Cir. 1983)

Geders v. United States, |
425 U.S. 80 (1976)

Grymes v. Madden,
672 F.2d 321 (3rd Cir. 1982)

Hamling v. United States,
418 U.S. 87 (1974)

Hammerstein v. Superior Court,
341 U.S. 491 (1951)

Pag e

24

12

19

17

passim

24

14

25

13

Hessler v. State Board of Education,

700 F.2d 134 (4th Cir. 1983)

Layne & Bowler Corp. v. Western Well

Works, Inc.,
261 U.S. 387 (1923)

Marvin H. v. Austin Independent School

District,
714 F.2d 1348 (5th Cir. 1983)

Maryland v. Baltimore Radio Show,
Inc., 338 U.S. 912 (1950)

Messenger v. Anderson,
225 U.S. 436 (1912)

Miener v. Missouri,
673 F.2d 969 (8th Cir.), cert.
denied, 459 U.S. 909 (1982)

Pennhurst State School & Hospital
v. Halderman,
104 s.ct. 900 (1984)

Powell v. Defore,
699 F.2d 1078 (llth Cir. 1983)

Rice v. Sioux City Memorial Park
Cemetery, Inc.,
349 U.S. 70 (1955)

Roncker v. Walter,

700 F.2d 1058 (6th Cir.), cert.
denied, 104 S. Ct. 196 (1983)

Ross v. Moffitt,
417 U.S. 600 (1974)

- vi-

23

20

ll

18

26

29

26

23

34

Rowe v. Henry County School Board,
718 F.2d 115 (4th Cir. 1983) 26

Singleton v. Commissioner of
Internal Revenue,
439 U.S. 940 (1978) 27-28

Smith v. Robinson,
104 S. Ct. 3457 (1984) 23

Stacy G. v. Pasadena Independent
School District,
695 F.2d 949 (5th Cir. 1983) 26-26

Stemple v. Board of Education,
623 F.2d 893 (4th Cir. 1980),
cert. denied, 450 U.S. 911 (1981) 25

United States v. United States
Smelting Refining & Mining Co.,

339 U.S. 186 (1950) 17, 18
Vander Malle v. Ambach,

673 F.2d 49 (2nd Cir. 1982) 25
Wade v. Mayo,

334 U.S. 672 (1948) 6
Statutes
20 U.S.C. § 1401(1) 4
20 U.S.C. § 1415(e) (2) 9, 31, 32
20 U.S.C. §§ 1415(a)-(d) 30

- vii -

Periodical

Hyatt, Litigating the Rights of
Handicapped Children to an
Appropriate Education:
Procedures & Remedies,

29 U.C.L.A. L. Rev, 1 (1981)

Rules

Supreme Court Rule 17

Supreme Court Rule 17.1(a)

Fed. R. Evid. 403

Fed. R. Evid. 611(a)

- vill -

20

13
14

No. 84-433

IN THE
SUPREME COURT OF THE UNITED STATES

October Term, 1984

TOWN OF BURLINGTON, et al.,
Petitioners,

Vv.

DEPARTMENT OF EDUCATION FOR
THE COMMONWEALTH OF
MASSACHUSETTS, et al.,
Respondents.

On Petition for a Writ
of Certiorari to the United
States Court of Appeals
for the First Circuit

RESPONDENTS' BRIEF IN OPPOSITION

The respondents respectfully request
that this Court deny the petition for a
writ of certiorari to review the judgment
of the United States Court of Appeals

for the First Circuit in this case.

STATEMENT OF THE CASE

Prior Proceedings

The respondents adopt the statement
of prior proceedings contained in the
decision of the Court of Appeals. Peti-
tion for Certiorari (hereinafter, "P.")
at 89a-90a.

On May 29, 1984, the Court of Appeals
issued its decision, affirming in part
and reversing in part the decision of
the District Court and remanding the case
to the District Court for further pro-
ceedings. P. 87a-140a. After articulat-
ing the appropriate standards of judicial
review and discussing the criteria to be
considered by the District Court in de-
termining whether to award retroactive
tuition reimbursement to the parents OF
the Town, the Court of Appeals directed

the District Court to review the state

administrative proceedings in accordance
With the standards set forth in its opin-
ion and held that, "“[oJnce the district
court reaches its decision, it may order
reimbursement in accordance with the
principles discussed [by the Court of
Appeals]." P, 139a, Thereafter, the
Town of Burlington ("the Town") peti-
tioned the Court of Appeals for rehearing

and rehearing en banc. That petition

was denied on June 29, 1984. P. 146a.

Statement of Facts

There is no dispute that the child
who has been the subject of these judi-
cial proceedings for the past five years
has severe learning disabilities and
therefore is considered handicapped with-

in the meaning of the Education of the

Handicapped Act (EHA) .2/ Instead, the
factual dispute in the courts below cen-
ters around the precise nature of the
child's learning disabilities and the
appropriate educational placement to meet
his needs. Even with respect to this
narrowly stated controversy, however,
the petitioners' factual statement to
this Court, which is not supported by
any appendix or record citations, does
not present a fair summary of the facts
found by the District Court. Indeed, as
will be discussed below, the District
Court has yet to make findings on many
essential and disputed matters which the
petitioners nevertheless state as estab-

lished facts. 2/ Therefore, the respon-

1/ See 20 U.S.C. § 1401(1).

2/ For example, the District Court spe-
cifically directed the parties not to

(footnote continued)

dents cannot adopt the statement of facts
contained in the petition, but, rather,
refer the Court to the statements of
facts contained in the three District
Court opinions. P. 30a-33a, 58a-6la,
7la-7 2a.

REASONS FOR DENYING THE WRIT

As pravided in Rule 17 cf the Rules

(footnote continued)

present evidence on and, in fact, heard
no evidence on the parties' conduct with
respect to subsequent evaluations of the
child. P. 55a-56a. Nevertheless, peti-
tioners recite as facts the actions of
the parties in that regard. P. 6. Peti-
tioners also state that the parents en-
rolled the child in private school “with-
out seeking or obtaining permission from
local or state educational authorities."
P, 5. However, pursuant to the Court of
Appeals' decision, the District Court
has yet to determine whether the parents
attempted in good faith to obtain an
agreement with the school system before
moving the child. P. 133a. Finally,
petitioners flatly state that the child
suffered a severe illness in 1977 and
exhibited symptoms of serious emotional
disturbance at home in 1979, P. 4, al-
though no such findings were made by the
District Court.

of this Court, “review on a writ of
certiorari is not a matter of right but
judicial discretion, and will be granted
only when there are special and important

reasons therefor." See also ROSS V.

Moffitt, 417 U.S. 600, 617 (1974); Ham-

merstein v. Superior Court, 341 U.S. 49l,

492 (1951); Wade v. Mayo, 334 U.S. 672,

680 (1948). No such “special and impor-
tant reasons" warrant the granting that
extraordinary writ. Furthermore, there
are several reasons why granting the writ
in this case would be particularly inap-
propriate.

I. THE QUESTIONS PRESENTED ARE NOT RIPE

FOR CONSIDERATION BY THIS COURT.

The present posture of this case, in
which critical factual findings and evi-
dentiary rulings are yet to be made by
the District Court, renders the legal

questions presented entirely hypothet-

3/

ical.=
In discussing the right to reimburse-

ment, the central issue presented by

3/ Pursuant to the decision of the Court
Of Appeals, the District Court has yet
to determine whether the Town committed
procedural violations in developing an
Individual Education Plan (IEP) for the
child, P. 108a; whether the IEP proposed
by the Town met the state's substantive
standards, P. 1ll2a; whether witnesses
who testified at the administrative hear-
ing should be permitted to testify again
in court, P. 1l1l5a, 139a; whether the
findings of the state hearing officer
regarding procedural and substantive vio-
lations of state law should be accepted
Or rejected in part or in whole, P. 1l7a,
139a; whether the Town's 1979-80 IEP was
improper, P. 124a; whether the Carroll
School was then the correct placement,
P,. 124a; whether other factual circum-
stances, "not now apparent," warrant
denial of reimbursement to the parents,
P. 124a; whether placement at the Carrol]
School was appropriate for years subse-
quent to 1979-80, P. 124a; whether the
parents' placement of the child in pri-
vate school was “truly unilateral," P.,
l3la-133a; and whether the Town commit-
ted serious procedural errors, warranting
denial of reimbursement to the Town. P.
138a. Indeed, even the nature of the
Child's learning disabilities is yet to
be determined by the District Court. P.
120a, 139a.

this petition, the Court of Appeals iden-
tified as a critical factor “the yet-to-
come final decision in the case." P.
126a. Only "if [the parents] are held
to have acted appropriately" in placing
the child in private school, P. 129a,
will the District Court need to consider
the parents' claim for reimbursement.
Moreover, even if the parents prevail on
remand, their right to reimbursement is
not established by the decision of the
Court of Appeals. Rather, the Court of
Appeals simply discussed the factors to
be considered by the District Court if
and when the parents are found to have
acted appropriately. The determination
of whether to award such reimbursement
remains within "the sound discretion of
the district court." P. 137a. Until

that discretion has actually been

exercised either to award or deny reim-
bursement, there is nothing for this
Court to review.

The question of whether the trial
court, in an action under 20 U.S.C.
§ 1415(e)(2), may limit the evidence
presented in court to that which is "“ad-
ditional" to the evidence presented at
the administrative level is similarly
unripe for consideration by this Court
in this case. Under the Court of Ap-
peals' decision, the District Court, on
remand, remains free to exercise its dis-
cretion either to receive or to exclude
the evidence offered by the Town. P.
ll5a, 139a. Unless and until the Dis-
trict Court refuses to hear witnesses
who testified or could have testified at
the state administrative hearing, the
issue of whether or not the trial court

has the authority to limit the introduc-

tion of evidence in this way is not
squarely presented. At trial, the Dis-
trict Court did not so limit the evi-
dence, but rather permitted witnesses
who had testified at the administrative
level to testify again in court, and the
Court of Appeals refused to rule that
such a limitation is required. P. ll4a.
Moreover, even if such a limitation would
be erroneous, any such error would be
harmless to the Town if the District
Court nevertheless rules in the Town's
favor on the merits. It would therefore
be premature and perhaps unnecessary for
this Court to grant certiorari on this
issue.

Since the legal questions presented
by the petition may never actually arise
in this case, allowance of a writ of cer-
tiorari on those questions at this stage

of the proceedings would be unnecessary.

» 36 =

As stated by Justice Frankfurter, re-
specting the denial of a petition for

certiorari in Maryland v. Baltimore Radio

Show, Inc., 338 U.S. 912, 918 (1950):

A case may raise an important

question but the record may be

cloudy. It may be desirable to

have different aspects of an is-

sue further illumined by the

lower courts. Wise adjudication

has its own time for ripening.
This petition presents a perfect illus-
tration of Justice Frankfurter's point.
For this reason, if no other, the writ
should not issue, This petition, how-
ever, also must fail because it runs a
foul of other sound, self-imposed limits

on this Court's certiorari jurisdiction.

° li «

II. CERTIORARI IS NOT WARRANTED TO
REVIEW THE LOWER COURTS' DIS-
CRETIONARY AND FACT-SPECIFIC
EVIDENTIARY RULINGS AND REMEDIAL
ORDERS.

AS noted in Appalachian Power Co. Vv.

American Institute of Certified Public

Accountants, 80 S. Ct. 16 (1959), cer-

tiorari is not ordinarily granted where
"the question is one that concerns the
judgment of the District Judge in rela-
tion to a particular set of facts."
Since each of the questions presented by
the present petition involves the exer-
cise of discretionary judgments by the
lower courts, certiorari should be denied
in this case.

The principal questions presented by
this petition involve the remedy of reim-
bursement, which the Court of Appeals

held might be available to the party that

ultimately prevails in the District

Court. As recognized by the Court of
Appeals, the appropriateness of such
relief "is a question determined by bal-
ancing the equities," P. 137a, and the
determination of whether to award reim-
bursement to the prevailing party is
"committed to the sound discretion of
the district court." P, l3va. This
Court should resist the petitioners' in-
Vitation to exercise that judgment it-
self.

The District Court similarly has
broad discretion in any case to exclude
relevant evidence on the grounds that
"its probative value is’ substantially
Outweighed by . . . considerations of
undue delay, waste of time, or needless
presentation of cumulative evidence."

Fed. R. Evid. 403; see also Hamling v.

United States, 418 U.S. 87, 127 (1974)

("District Court retains considerable

e iS «

latitude even with admittedly relevant
evidence in rejecting that which is cumu-
lative"). Indeed, Rule 6ll(a) of the
Federal Rules of Evidence explicity vests
control over the mode of presenting evi-
dence in the trial court so as to “avoid

needless consumption of time." See also

Geders v. United States, 425 U.S. 80, 87

(1976).

In actions brought under the EHA,
the trial court's discretion to exclude
cumulative evidence is, if anything, even
broader than is generally the case be-

cause of the deference owed by the court

to the administrative proceedings. Board

of Education _v. Rowley, 458 U.S. 176,

206 (1982). Thus, as recognized by the
Court of Appeals, the determination of
what evidence may be admitted “must be
left to the discretion of the trial

court." P. ll4a, 115a. In order to

= 14 «=

avoid unduly limiting that discretion,
the Court of Appeals declined to adopt
any rigid rules as to which witnesses
may be allowed to testify. P. ll4a.
Because of the discretionary nature of
such an evidentiary determination, review
by this Court is unwarranted.

A final discretionary action that
the petitioners ask this Court to review
is the Court of Appeals' departure from
what petitioners characterize as the "law
of the case" with respect to the their
right to be reimbursed by the parents
for amounts expended on the child's tui-
tion and related expenses. P. 21. Cer-
tiorari should be denied on that issue
for several reasons,

First of all, what the petitioners
characterize as the "“"iaw of the case”

is, in fact, only dictum. At an earlier

stage of this case, in affirming the Dis-
trict Court's denial of a preliminary
injunction, the Court of Appeals rejected
the Town's contention that if it were
required to pay the child's tuition pend-

ente lite, it would be unable, as a prac-

tical matter, to recover that money if
the Town prevailed on the merits of the
case. P. 44a-45a. Without addressing
the question of the Town's legal right
to reimbursement, the Court of Appeals
simply found that the Town had not made
a sufficient showing of irreparable in-
jury to warrant the issuance of a prelimn-
inary injunction in its favor. P. 45a,
46a-47a. Contrary to petitioners’ con-
tention, such a ruling cannot correctly
be characterized as a holding that if
the Town were to prevail on the merits
it would be legally entitled to recover

the tuition paid in the interim. Thus,

a B60 a

the law of the case doctrine is inappli-

cable here both because the Court of Ap-
peals' previous statement on the issue
of reimbursement was not “law" but dic-

tum, Barney v. Winona & St. Peter Rail-

road Co. 117 U.S. 228, 231 (1886) (law

of the case doctrine “does not apply to
expressions of opinion on matters the
disposition of which was not required
for the decision"), and because that
statement was made in the context of an
interlocutory appeal, not a decision on

the merits. See United States v. United

States Smelting Refining & Mining Co.,

339 U.S. 186, 198-99 (1950) (interlocu-
tory order does not constitute law of
the case).

Furthermore, as discussed in the pre-
ceding section, the Court of Appeals in

its most recent decision did not hold

~— + a

that the Town would be precluded from
Obtaining at least partial reimbursement
if it ultimately prevails in the District
Court, but rather left the wuestion of
reimbursement for the District Court to
resolve. P. 137a. Thus, even if the
Court of Appeals' previous suggestion
that such reimbursement might be avail-
able could be viewed as the law of the
case, that "law" was not violated by its
more recent discussion of the issue,

In any event, even if it accurately
could be said that the Court of Appeals
departed from the law of the case, it
was entirely within its discretion to do

so. United States vv. United States

Smelting Refining & Mining Co., Supra at

199 ("'law of the case’ is only a dis-

cretionary rule of practice"); Messenger

v. Anderson, 225 U.S. 436, 444 (1912)

o 26 -<

("law of the case . . . merely expresses
the practice of courts generally to re-
fuse to reopen what has been decided,

not a limit to their power"); /rizona v.

California, 460 U.S. 605, 618 (1983)

(same). Therefore, insofar as such a
departure occurred here, granting of the
petition for a writ of certiorari to re-
view that discretionary action is not
warranted,
III. THE COURT OF APPEALS' HOLDING THAT
REIMBURSEMENT MAY BéE AVAILABLE TO
THE PREVAILING PARTY UNDER THE EDU-
CATION OF THE HANDICAPPED ACT DOES
NOT CONFLICT WITH DECISIONS ' OF
OTHER CIRCUITS.
The Court of Appeals held that, under
§ 1415(e)(2) of the EHA, which allows
"such relief as the district court deter-

mines iS appropriate," retroactive reim-

bursement may be awarded to the prevail-

° 19 =

ing party .4/ The Court of Appeals'
opinion also sets forth circumstances
under which it. would not be appropriate
to award retroactive reimbursement to
either the Town or the parents as the
prevailing party on remand. P. 126a-
138a.2/ For example, if the District

Court finds that the Town acted in bad

4/ The court's opinion is limited to
the availability of retroactive reim-
bursement for tuition and related ex-
penses. The petitioner erroneously
equates retroactive reimbursement with
damages, generally. P. 24. The term
damages is much broader than retroactive
reimbursement and encompasses such other
relief as compensatory and punitive dam-
ages, which are not at issue here. See,
e.g., Marvin H. v. Austin Indep. School
Dist., 714 F.2d 1348, 1356 (5th Cir.
T983); see generally Hyatt, Litigating
the Rights of Handicapped Children to an
Appropriate Education: Procedures and
Remedies, 29 U.C.L.A. L. Rev. 1, 42-51
(1981).

5/ Up until the time of trial, the par-
ents had paid for one year of the child's
private school placement, and the Town
had paid for most of the two subsequent
years. Both the paren.s and the Town
seek retroactive reimbursement for the
monies paid.

» 26 -

faith by committing serious. procedural
Violations, the Town may not be able to
recover retroactive reimbursement even
though the District Court may find that
the educational plan it proposed was ap-
propriate. P,. 138a. Similiarly, if the
parents are found to have acted inappro-
priately in placing their child in a pri-
vate school during the pefidencey of the
administrative proceedings, reimbursement
may not be available to them. P. 126a-
1l33a. Within the guidelines set forth
by the Court of Appeals, whether to allow
retroactive reimbursement is "a matter
of equitable relief, committed to the
sound discretion of the district court."

P. 137a.2/

6/ The petitioners apparently misper-
ceive the Court of Appeals' holding,
Since they request that "(t]he First Cir-
Ccuit's award of damages in this case" be

(footnote continued)

The Court of Appeals' holding that
an award of retroactive reimbursement
requires a balancing of the equities is
consistent with the language of
§ 1415(e)(2), which authorizes the Dis-
trict Court to grant “appropriate” re-
lief. The balanced approach to reim-
bursement under the EHA taken by the
Court of Appeals is correct and should
be permitted to stand, subject, of
course, to appellate review of any al-
leged abuses in the actual application
of that approach by the trial courts.

Contrary to petitoners' assertions,

the Court of Appeals' equitable approach

(footnote continued)

reversed. P. 28. There has been, of
course, no award of damages to any party;
the case has been remanded for a new
trial. The court stated, "“[{o]jnce the
district court reaches its decision, it
may order reimbursement in accordance
with the principles discussed in section
IV, supra" (emphasis added). P. 139a.

« 22 -

to the availability of reimbursement is
consistent with decisions of other cir-
cuits. See Supreme Court Rule 17.1l(a).
Any distinctions between the Court of
Appeals' decision and those of other cir-
cuits certainly do not present the type
of conflict among the circuits which war-
rants the granting of certiorari. Ct.

Rice v. Sioux City Memorial Park Ceme-

tery, Inc., 349 U.S. 70, 79 (1955) (quot-

ing Layne & Bowler Corp. v. Western Well

Works, Inc., 261 U.S. 387, 393 (1923))

(certiorari is appropriate "in cases
where there is a real and embarrassing
conflict of opinion and authority between
the circuit courts of appeal.")

Few circuits have addressed the issue
of retroactive reimbursement in as com-
prehensive a manner as the First Circuit.
The issue ordinarily has arisen in a

piecemeal fashion, and the courts accord-

e 23 «

ingly have limited their rulings on reim-
bursement to particular factual settings.

Those circuits that have considered
the issue of retroactive tuition reim-
bursement to the prevailing party are in
general agreement that under some circum-
stances reimbursement may be awarded.

E.g., Anderson _v. Thompson, 658 F.2d

1205, 1213 (7th Cir. 1981); Department

of Education v. Katherine D., 727 F.2d

309, 817 (9th Cir. 1983)./

The cases upon which petitioners rely
to show a conflict among the circuits
have not considered the availability of

retroactive reimbursement to the prevail-

7/ In fact, the Court of Appeals follows
the rule first established in Anderson
that where a town fails to comply with

the EHA's procedural requirements it may
not be able to recover retroactive reim-

bursement. Anderson, 658 F.2d at 1214.
P. 138a.

- 24 <-

ing party at the conclusion of the judi-
Cial proceedings. The Courts of Appeals
for the Second and Third Circuits, for
example, have addressed the issue of in-
ferim funding during the pendency of the

appeal. E.g., Vander Malle vy, Ambach,

673 F.2d 49, 52 (2nd Cir. 1982); Grymes

Ve. Madden, 672 F.2d 321, 323 (3rd Cir.

1982).

The Courts of Appeals for the Fourth
and Fifth Circuits have addressed the
narrow issue of the availability of reim-
bursement to parents who have transferred
their child to a private school during
the pendency of the administrative and
judicial proceedings without the agree-
ment of state or local authorities.

E.g., Stemple v. Board of Education, 623

P.2d 893, 898 (4th Cir. 1980), cert. de-
nied, 450 U.S. 911 (1981); Stacey G. v.

° 24-0

Pasadena Independent School District,

695 F.2d 949, 953-54 (Sth Cir. 1983) .2/
The Eighth and Eleventh Circuit cases
upon which petitioners also rely, concern
the availability of compensatory and pun-
itive damages where a child has remained
in an inappropriate placement; they do
not address the availability of retro-
active tuition reimbursement to the pre-
vailing party, the remedy at issue here.

E.g., Miener v. Missouri, 673 F.2d 969,

979 (8th Cir.), cert. denied, 459 U.S.

909 (1982); Powell v. Defore, 699 F.2d

1078, 1081 (llth Cir. 1983).

8/ Although the Fourth Circuit has not
yet permitted reimbursement to parents
who have placed their child in a private
school pending the administrative and
judicial proceedings, e.g., Rowe v. Henry

County School Bd., 718 F.2d 115, 119 (4th
Gare 583), it has declined to hold that
reimbursement would never be appropriate
under any circumstances. Hessler _ vy.

State Board of Education, 700 F.2d 134,
139 (4th Cir. 1983).

o 26 <

Thus, a review of the cases reveals
that petitioners are simply wrong in
Claiming that the First Circuit departs
from virtually every other circuit to
have considered the issue of reimburse-
ment. RP. 83s The distinctions which
appear in the cases are attributable to
the intensely fact-specific nature of
these cases as well as the varying pro-
cedural contexts in which these cases
arise. The law on reimbursement is still
evolving in most of the circuits. Until
a clear split among the circuits has
crystalized, certiorari should be es-
chewed in favor of "“"[a] series of deci-
sions by the courts of appeals [which]
may well provide more meaningful guidance
to the bar than an isolated or premature

opinion of this Court.” Singleton vv,

Commissioner of Internal Revenue, 439

U.S. 940, 945 (1978) (Stevens, J.,

» 22 «

respecting denial of petition for weit

of certiorari).

IV. THE COURT OF APPEALS‘ DECISION AS
TO THE SCOPE OF _ THE DISTRICT

COURT'S REVIEW IS CONSISTENT WITH
DECISIONS OF THIS COURT.

A. The Court Of Appeals' Remand To
The District Court To Consider
The Town's Procedural Violations
Was Compelled By Rowley.

The state hearing officer found that
the Town failed to comply with numerous
procedural requirements in the develop-
ment of the IEP at issue as well as pre-
vious IEPs prepared by the Town. P. l3a,
17a-20a. The District Court considered
such violations to be irrelevant to the
appropriateness of an educational plan.

P. 60a. However, on the basis of this

Court's decision in Board of Education

v. Rowley, 458 U.S. 176 (1982), the Court

of Appeals remanded the case to the Dis-

» 26 -

trict Court for consideration of the
Town's procedural violations. P. 107a-
108a.2/ As this Court recognized in
Rowley, the EHA contemplates a comprehen-
Sive regulatory scheme in which the fede-
ral government provides financial Support
to those states that c*fer free educa-
tional services for handicapped children.
Instead of attempting to provide detailed

Substantive standards for the kind of

education that should be provided to

9/ Insofar as some of the procedural
violations found by the hearing officer
involve state law, we interpret the Court
of Appeals' decision as requiring the
District Court to consider and give due
weight to the procedural violations found
by the state hearing officer. fThe Dis-
trict Court itself is precluded from de-
termining whether there were violations
of state law and awarding relief on that
basis. Pennhurst State School & Hospital
v. Halderman, 104 S. Ct. 900, 917 eCLF
see Smith v. Robinson, 104 S. Ct. 3457,
3464 n. 6 (1964).

@ 26 «

handicapped children with the funds pro-
vided under the EHA, Congress has estab-
lished a series of procedural require-
ments designed to insure that the speci-
fic educational needs of the handicapped
student in question will be met. In Row-
ley, this Court emphasized the importance
of the EHA's procedural safeguards:

It seems to us no exaggeration to
say that Congress placed every bit
as much emphasis upon compliance with
procedures giving parents and guard-
ians a large measure of participation
in every stage of the administrative
process, see, e.g., §§ 1415(a)=(d),
as it did upon the measurement of
the resulting IFP against a substan-
tive standard. We think that the
congressional emphasis upon full
participation of concerned parties
throughout the development of the
IEP .. . demonstrates the legisla-
tive conviction that adequate com-
pliance with the procedures pres-
cribed would in most cases assure
much if not all of what Congress
wished in the way of substantive con-
tent in an IEP.

Rowley, 458 U.S. at 205-06.

« 36 «

Thus, Rowley provides that procedural
Violations should be of central concern
to a district court exercising its judi-
Cial -review function under 20 U.S.C.
§ 1415(e)(2):

- « « [A] court's inquiry in suits

brought under § 1415(e)(2) is two-

fold. First, has the State complied
with the procedures set forth in the

Act? And second, is the individual-

ized educational program developed

through the Act's procedures reason-
ably calculated to enable the child
to receive educational benefits?

Id. at 206-07.

Thus, since the procedural requir-
ments of the EHA are as central to the
child's rights as is the specific class-
room instruction offered, the Court of
Appeals properly remanded the case to
the District Court for consideration of

the hearing officer's finding of “contin-

uing procedural irregularity." P. l3a.

« 3) «

B. The Guidelines Established By
The Court Of Appeals For The
Admission Of "Additional Evi-
dence” Are Consistent With The
Rowley Requirement That The Ad-
Ministrative Proceedings Be Ac-

corded Due Weight.
The judicial review provision of the
EHA provides that "the court shall re-
ceive the records of the administrative
proceedings, shall hear additional evi-
dence at the request of a party, and,
basing its decision on the preponderance
of the evidence, shall grant such relief
as the court determines is appropriate,"
20 U.S.C. § 1415(e)(2). The Court of
Appeals held that the word “additional”
should be construed in its ordinary sense
to mean supplemental. While the court
left to the discretion of the trial judge

What additional evidence should be admit--

ted, it cautioned:

» 32 \@

Thus construed, this clause does not
authorize witnesses at trial to re-
peat or embellish their prior admin-
istrative hearing testimony; this
would be entirely inconsistent with
the usual meaning of “additional.”

We are fortified in this interpreta-

tion because it structurally assists

in giving due weight to the admini-

Strative proceeding as Rowley re-

quires.
P. ll3a-ll4a.

The Court of Appeals properly con-
sidered the Rowley requirement that the
administrative proceedings be given due
weight in setting guidelines for the Dis-
trict Court on the issue of “additional
evidence." Without the limits suggested
by the District Court, the judicial re-
view process would become the trial de
novo proscribed by Rowley. Allowing the
parties to introduce any evidence they
wish, including repetitive and refined

testimony from the same witness who test-

ified at the administrative hearing,

merely trivializes, rather than gives
"due weight," to the exhaustive admini-
Strative process set out by Congress.

Cf£. Roncker_ v. Walter, 700 F.2d 1058,

1062 (6th Cir.), cert. denied, 104 S.Ct.

196 (1983)(reviewing town's educational
placement under an abuse of discretion
standard "renders the administrative
hearings provided for by the Act virtu-
ally meaningless").

Since the guidelines set forth by
the Court of Appeals are thus consistent
with the plain meaning of the term “addi-
tional,” other provisions of the EHA that
set forth a comprehensive administrative
scheme, and the Rowley “due weight" re-
quirement, those guidelines need not be

reviewed by this Court.

- 34 -

CONCLUSION

For the reasons stated above, the
respondents request that the petition
for a writ of certiorari to the United
States Court of Appeals for the First
Circuit be denied.

Respectfully submitted,

PRANCIS X. BELLOTTI
ATTORNEY GENERAL

ELLEN L. JANOS

JUDITH S. YOGMAN

Assistant Attorneys General
Government Bureau, Rm. 2019
One Ashburton Place

Boston, MA 02108

(617) 727-1031

Counsel for State Respondent

DAVID W. ROSENBERG, Esq.
Hill & Barlow

225 Franklin Street

Boston, MA 02109

(617) 423-6200

Counsel for Doe Respondents

Date: October 3l, 1984

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0391%3A04. Public record. Not legal advice.
