# Amicus Curiae Brief — American Foreign Service Assn. v. Garfinkel

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1989
- **Citation:** 490 U.S. 153

## Text

No. 87-2127

In the Supreme Court of the Wnited States

OcToBER TERM, 1988

AMERICAN FOREIGN SERVICE ASSOCIATION, ET AL.,
APPELLANTS

v.
STEVEN GARFINKEL, ET AL.

ON APPEAL FROM THE UNITED STATES DISTRICT COURT FOR
THE DISTRICT OF COLUMBIA

MOTION FOR LEAVE TO FILE BRIEF AMICUS CURIAE OUT OF TIME
AND BRIEF OF THE UNITED STATES SENATE AS AMICUS CURIAE

MICHAEL DAVIDSON,
(Counsel of Record)
Senate Legal Counsel,

KEN U. BENJAMIN, JR.,
MORGAN J. FRANKEL,
Assistant Senate Legal Counsel,
642 Hart Senate Office Building,
Washington, D.C. 20510.
(202) 224-4435

FEBRUARY 1989.

In the Supreme Court of the United States

OcTOBER TERM, 1988

No. 87-2127

AMERICAN FOREIGN SERVICE ASSOCIATION, ET AL.,
APPELLANTS

V.

STEVEN GARFINKEL, ET AL.

ON APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE
DISTRICT OF COLUMBIA

MOTION OF THE UNITED STATES SENATE FOR LEAVE TO FILE
BRIEF AMICUS CURIAE OUT OF TIME

For the following reasons, the United States Senate re-
spectfully moves for leave to file the attached brief
amicus curiae.

The Senate may direct its Legal Counsel to appear as
amicus curiae in its name “in any court of the United
States ... in which the powers and responsibilities of
Congress under the Constitution of the United States are
placed in issue.” 2 U.S.C. § 288e(a) (1982). Appearing
under this authority, the Senate has previously defended
in this Court acts of Congress whose constitutionality has
been challenged by the executive branch. E.g., Morrison
v. Olson, 108 S.Ct. 2597 (1988). In this appeal, the execu-
tive branch, depending on how issues of mootness, ripe-
ness, and statutory interpretation are resolved, has ques-
tioned the constitutionality of an act of Congress.

Permission for the Senate to appear is of right and may
be denied only for untimeliness. 2 U.S.C. § 288/(a). The
brief for appellants was filed on December 29, 1988. The

(1)

2

brief for appellees is due to be filed by February 16, 1989.
Under Rule 36.2 of this Court the brief of an amicus
curiae shall be filed “within the time allowed for the
filing of the brief of the party supported and if in support
of neither party, within the time allowed for filing appel-
lant’s or petitioner’s brief.” The appellants are asking for
reversal of the district court’s judgment, while the appel-
lees have moved to affirm that judgment. The brief which
the Senate is seeking leave to file suggests to the Court
that the appropriate disposition of this case is to vacate
the judgment as moot in part and as unripe in part.
Under the Court’s rules our brief should have been filed
by December 29, 1988, as it supports neither the disposi-
tion sought by the appellants nor the disposition request-
ed by the appellees in their motion to affirm.

By law the Senate must agree to a resolution to author-
ize its Legal Counsel to appear in a case in the name of
the Senate. 2 U.S.C. § 288b(c) (1982) (“The Counsel shall

intervene or appear as amicus curiae . . . only when di-
rected to do so by a resolution adopted by the
Senate. .. .””) The 100th Congress had already adjourned

sine die when this Court noted probable jurisdiction on
October 31, 1988. The brief for appellants was filed during
the adjournment sine die. The 10lst Congress convened
on January 3, 1989. After swearing in new members,
electing a President pro tempore, and undertaking other
purely organizational activities on January 3, and joining
the House of Representatives for the counting of the elec-
toral ballots on January 4, the Senate adjourned until
January 25, 1989. The resolution to authorize the Sen-
ate’s appearance in this appeal, S. Res. 42, 101st Cong.,
lst Sess., 135 Cong. Rec. S1161-62 (daily ed. Feb. 2, 1989)
(text of resolution and statement of Sen. Mitchell), was
acted on during the Senate’s first full week of meetings
in the 101st Congress.

The legislative calendar has been only one consider-
ation. The principal factor governing the timing of this
brief has been the need to develop a position on the issues

3

involved that accounts for the views of interested mem-
bers of the Senate. Until that occurred, we could not
present to this Court, as we are able now to do, a brief on
behalf of the United States Senate. We have advised
counsel for the parties in advance of the filing of this
motion about the arguments that the Senate proposes to
offer to the Court. Neither the appellants nor the appel-
lees oppose the grant of our motion for leave to file.

Both the constitutional issues in this case, and the
question of the need to decide them, are of considerable
importance to the Senate. In the special circumstances
described above, we request the opportunity to file the at-
tached brief at this time.

Respectfully submitted,

MICHAEL DAVIDSON,
Senate Legal Counsel,
KEN U. BENJéMIN, Jr.,
MorGAN J. FRANKEL,
Assistant Senate Legal Counsel.
FEBRUARY 1989.

; :
ut pe Tih

TABLE OF CONTENTS

Interest of the United States Senate ....................0ccccccceeeeeees
Statutory Provisions Involved...................c:ccccsececseeeeeseceseeeeeees
Ne I oii siicesiiniainsenceiisticincsapnenitatnabiseminninnitinants
Argument:

The Judgment of the District Court Should Be Va-
cated Because There Is No Present Case Or Con-
CIEE ccccescscsesansnsersecnanasszsssennenensnsssbogseasenmmentsmseusmmmesennense

1. Congress Enacted Section 630 to Respond to
the Executive’s Use in Nondisclosure Agree-
ments of the Term “Classifiable’’ .....................

2. Elimination of “Classifiable’ From the Form
Agreements Moots the Controversy About
Ce iiaiiinnniaeatinssastencncinssinaddonsintibbiteainmianndansnes

3. No Dispute About Any Other Part of Section
630 Is Ripe for Review ..................:cccssecceeseeeeeeees

a. Potential Disagreements Over the
Knowledge Requirement in Subsec-
tion 1 Do Not Present a Ripe Contro-
NUT cissincneneplidiidianibicidadiiibiainiaiiibeimemtinigsibits
b. Neither Is the Potential Issue Under
Subsection 3, About Prior Authoriza-
tion for Disclosures to Congress, Ripe
BP TID ss/iducciadeenatnieensinaibiianpamiaiesieaee

4. Vacating the Judgment Will Also Serve to
Avoid Involving the Court in the Resolution
of Open Political Issues Between the Repre-

I iain
is cicicasiansianiacsbemeiahaihanaitieameiiiadaniaaaiaia cet init ae li ass aia
TABLE OF AUTHORITIES
Cases:
Baker v. Carr, 369 U.S. 186 (1962)...................ccccccccsseeeeees

16

19

21
23

19

Il

Page
Cases—Continued
Bowsher v. Synar, 478 U.S. 714 (1986) ..0.....cccccccceeeeeeeee 7
Buckley v. Valeo, 424 U.S. 1 (1976) .........ccccccccccccceeeeeees 7
EPA v. Brown, 431 U.S. 99 (1977) ...........:ccccccscccsseseseseees 7
Goldwater v. Carter, 444 U.S. 996 (1979).....0..0.0.00cccc. 22
Honig v. Doe, 108 S.Ct. 592 (1988)..............:cccccccessssseceeee. 14
INS v. Chadha, 462 U.S. 919 (1983). ..........0ccccccceeeeeeeeee. 7
Morrison v. Olson, 108 S.Ct. 2597 (1988)... ce eee. 7
Murphy v. Hunt, 455 U.S. 478 (1982).........:.cccccccecceeseeeeees 14
National Federation of Federal Employees v. United
States, 695 F. Supp. 1196 (D.D.C. 1988), appeals
docketed, Nos. 88-5402 & 88-5404 (D.C. Cir.)............. 14
Southern Pacific Terminal Co. v. ICC, 219 U.S. 498
RRA ie: ETRE APR rene one eat SRO OE 15
United Public Workers v. Mitchell, 330 U.S. 75 (1947). 21
United States v. AT&T, 567 F.2d 121 (D.C. Cir. 1977).. 6
United States v. Munsingwear, 340 U.S. 36 (1950)........ 1, 15
Statutes:
Foreign Relations Authorization Act of 1972, Pub. L.
No. 92-352, § 502, 86 Stat. 489 .u0...........cccecccscccccscesseees 6
Department of State Appropriations Authorization
Act of 1973, Pub. L. No. 93-126, § 17, 87 Stat. 451... 7
Continuing Appropriations Resolution, 1988, Pub. L.
No. 100-202, 101 Stat. 1329 (1987)............cccceeeeeeeeees 2
Treasury, Postal Service and General Government
Appropriations Act, 1988, Pub. L. No. 100-202, 101
Ek ___ RRS N area Nun ere aint Ors SIS OT em a
Treasury, Postal Service and General Government
Appropriations Act, 1989, Pub. L. No. 100-440, 102
EERE SEE SSSI EAS I ee red eR 2
National Defense Authorization Act, Fiscal Year
1989, Pub. L. No. 100-456, 102 Stat. 1918 (1988)....... 22
Re cee ee 6
Es ss
Congressional and Miscellaneous:
Intelligence Oversight Act of 1988, S. 1721, 100th
BE EE 22
S. Rep. No. 754, 92d Cong., 2d Sess. (1972) ........0.00000000. 6-7
S. Rep. No. 276, 100th Cong., 2d Sess. (1988) 2.00.00... 23
H.R. Rep. No. 705, Pts. 1 & 2, 100th Cong., 2nd Sess.
Pe eiaaabirsistosdsadlaissiasieibgiiratiedaanssbaddiipprandiemiadantitesiaitana dats 22

Ill

Page
Congressional and Miscellaneous—Continued
H.R. Conf. Rep. No. 498, 100th Cong., lst Sess. (1987). 12
Report of the Congressional Committees Investigating
the Iran-Contra Affair, S. Rep. No. 216 and H.R.

Rep. No. 433, 100th Cong., Ist Sess. (1987)................. 6, 22
Se I shccectttccisenietenerinesienisecsvnscovesoncins 7
134 Cong. Rec. $2249 (daily ed. Mar. 15, 1988).............. 22
135 Cong. Rec. S23 (daily ed. Jan. 3, 1989)... 22
135 Cong. Rec. S278-83 (daily ed. Jan. 25, 1989)........... 22

Prepublication Review and Secrecy Agreements: Hear-

ings Before the Subcomm. on Oversight of the

House Permanent Select Comm. on Intelligence,

ee ss Be A, CE ceeeseinsnenndsieanccttensitoneinesnenerennnes i)
Presidential Directive on the Use of Polygraphs and

Prepublication Review: Hearings Before the Sub-

comm. on Civil and Constitutional Rights of the

House Comm. on the Judiciary, 98th Cong., lst &

NN I cache ccieadaiss istnesipsiidinhiaicel cnaiendahscacediaitdibiioitabiion 8, 9, 16
National Security Decision Directive 84: Hearing

Before the Senate Comm. on Governmental Affairs,

an Be I Ca itasconcnctnnidecnommmneaimnnenssneionen 9
Classified Information Nondisclosure Agreements:

Hearing Before the Subcomm. on Human Resources

of the House Comm. on Post Office and Civil Serv-

ice, 100th Cong., Ist Sess. (1987) .............cccccceeeeeeees 9-10, 11
Congress and the Administration's Secrecy Pledges:

Hearing Before a Subcomm. of the House Comm.

on Government Operations, 100th Cong., 2d Sess.

i iasicictitasicasianriarhsainei hah sualiascesinsisimnedaideieiiciiagencdanssaneiniins 18
Oversight Legislation: Hearings on S. 1721 and S.

1818 Before the Senate Select Comm. on Intelli-

gence, 100th Cong., 2d Sess. (1988) ...........ccccceceeeeeees 22
Executive Order 12356, 47 Fed. Reg. 14,876 (1982)....... 10
24 Weekly Comp. Pres. Doc. 1189 (Sept. 26, 1988)........ 15
24 Weekly Comp. Pres. Doc. 1377 (Oct. 31, 1988).......... 22
52 Fed. Reg. 28,802 (Aug. 3, 1987) .............:cccccscesseeseeeseess 12
52 Fed. Reg. 48,367 (Dec. 21, 1987)............:ccccescceseeseeeseees 13
53 Fed. Reg. 38,278 (Sept. 29, 1988).................... 14, 15, 17, 18

a ee necccicnnsttrcinetbinsnniiioneicisasinnee 12, 13, 14, 17, 18

fC

In the Supreme Court of the United States

OcTOBER TERM, 1988

No. 87-2127

AMERICAN FOREIGN SERVICE ASSOCIATION, ET AL.,
APPELLANTS

VU.

STEVEN GARFINKEL, ET AL.

ON APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE
DISTRICT OF COLUMBIA

BRIEF OF THE UNITED STATES SENATE AS AMICUS CURIAE

INTEREST OF THE UNITED STATES SENATE

If the merits were to be reached, this appeal would
present a fundamental issue about Congress’s authority
to legislate a necessary and proper balance between the
benefits of secrecy and the needs of an informed public
and Congress in protecting the nation’s security. Because
the district court failed to give due weight to Congress's
constitutional responsibilities, the United States Senate
has a strong interest in reversal or vacation of the judg-
ment invalidating section 630 of the Treasury, Postai
Service and General Government Appropriations Act,
1988, Pub. L. No. 100-202, 101 Stat. 1329-391, 1329-432.
As no case or controversy presently requires this Court to
adjudicate the merits of this case, the interes‘s of the po-
litical branches would be served best by the vacating of
the judgment below so that it will not “spawn[ | any legal
consequences,’ United States v. Munsingwear, 340 US.
36, 41 (1950), governing the balance between them.

(1)

2
STATUTORY PROVISIONS INVOLVED

Section 630 of the Treasury, Postal Service and General
Government Appropriations Act, 1988, 101 Stat. 1329-391,
1329-432, was enacted as part of the Continuing Appro-
priations Resolution, 1988, Pub. L. No. 100-202, 101 Stat.
1329 (1987). Section 619 of the Treasury, Postal Service
and General Government Appropriations Act, 1989, Pub.
L. No. 100-440, 102 Stat. 1721, 1756 (1988), extends section
630 through Fiscal Year 1989. We will refer to them col-
lectively as “section 630,” which provides:

Sec. 630. No funds appropriated in this or any other
Act for fiscal year 1988 may be used to implement or en-
force the agreements in Standard Forms 189 and 4193 of
the Government or any other nondisclosure policy, form
or agreement if such policy, form or agreement:

(1) concerns information other than that specifical-
ly marked as classified; or, unmarked but known by
the employee to be classified; or, unclassified but
known by the employee to be in the process of a clas-
sification determination;

(2) contains the term ‘classifiable’;

(3) directly or indirectly obstructs, by requirement
of prior written authorization, limitation of author-
ized disclosure, or otherwise, the right of any individ-
ual to petition or communicate with Members of Con-
gress in a secure manner as provided by the rules
and procedures of the Congress;

(4) interferes with the right of the Congress to
obtain executive branch information in a secure
manner as provided by the rules and procedures of
the Congress;

(5) imposes any obligations or invokes any remedies
inconsistent with statutory law: Provided, That noth-
ing in this section shall affect the enforcement of
those aspects of such nondisclosure policy, form or
agreement that do not fall within subsections (1)-(5)
of this section.

3
SUMMARY OF ARGUMENT

The district court grounded its invalidation of section
630 on an insupportably limited vi w of the national secu-
rity powers that the Congress shares with the President.
In performing its constitutional responsibilities the Con-
gress has a great need for information from officials of
the executive branch. As the judgment of the district
court threatens to undermine the balance between the
legislative and executive branches, we support appellants’
constitutional arguments if it is necessary to reach the
merits of this controversy.

The merits need not be reached, however. Disputes over
the information that both political branches need to per-
form their constitutional responsibilities have been left
historically to accommodation between the President and
the Congress. Through the efforts of federal employees,
their unions, the Congress, executive officials, and the
district court in the companion cases, no present case or
controversy necessitates a judicial determination of the
fundamental issues that are otherwise presented.

1. The primary purpose of section 630 was to eliminate
the uncertainty from nondisclosure agreements that had
been caused principally by the vague term “classifiable.”
The President issued National Security Decision Directive
84 to require that every person with access to classified
information sign a nondisclosure agreement. Although
the President’s directive applied only to disclosure of
“classified” information, the implementing forms also
prohibited the disclosure of ‘classifiable’ information.
Executive braiich personnel objected to the vagueness of
the term “classifiable,” and unions of federal employees
commenced actions to challenge its use. The Congress
also focused on the term “classifiable” when it enacted
section 630; subsection 2 of the measure specifically pro-
hibited its use. The Congress was concerned that the
term’s vagueness would reduce the flow to the public and
to the Congress of valuable nonclassified information.

4

2. The issuance of new agreements which do not con-
tain the term “classifiable” has mooted the controversy
over that term. In March, 1988, the Director of Central
Intelligence issued Form 4355 to replace Form 4193 con-
cerning the disclosure of information about, or derived
from, sources and methods of intelligence. Then, in Sep-
tember, 1988, after the entry of the judgment below but
before probable jurisdiction was noted in this Court, the
Director of the Information Security Oversight Office
issued Form 312. Neither form contains the prohibited
term. The major problem which the Congress sought to
address in enacting section 630 has been resolved. _

3(a). Pursuant to subsection 1 of section 630, federal
funds may be used to implement only nondisclosure
agreements that concern information that is marked as
classified or, if unmarked, is “known” by the employee
who has signed the agreement to be classified or in the
process of classification. The dispute about this require-
ment is not ripe. Appellants correctly observe that Con-
gress enacted this requirement to make certain that fed-
eral agencies would not reintroduce the uncertainty that
had been created by the vague term “classifiable.” The
new forms that have been issued without the term “clas-
sifiable” place a duty on employees to “consult’’ or “con-
firm’’ with other officials when they are uncertain about
the classification status of information. On their face
these modest and specific duties do not engender the
great uncertainty that had been caused by the term “clas-
sifiable.” A ripe controversy might arise only if the duty
to “consult” or “confirm” is implemented in a way that
re-creates the uncertainty in the scope of a federal em-
ployee’s obligations that section 630 was intended to
avoid.

3(b). A question under the remaining portion of section
630 arises, if at all, only if subsection 3 is read to bar the
executive branch from requiring its employees to obtain
authorization from superior officials prior to communicat-
ing classified information to the Congress. No ripe contro-

5

versy about the meaning or constitutionality of subsec-
tion 3 is presented on this appeal, however. No restriction
on disclosures to the Congress appears on the face of the
confidentiality agreements. Neither the complaints nor
the affidavits of federal employees describe an instance in
which, on the basis of a nondisclosure agreement, any
federal employee has sought or been denied permission to
provide classified information to the Congress. Further-
more, vacating for lack of ripeness would be consistent
with the district court’s dismissal for lack of ripeness of a
similar claim that the nondisclosure agreements violate
the Lloyd - La Follette Act, 5 U.S.C. § 7211, which protects
the right of federal employees to petition the Congress.

4. Vacating the judgment will also serve to avoid in-
volving the Court in the determination of unresolved po-
litical matters between the legislative and executive
branches. The matters involved range from proposals for
new legislation on whistleblowers to proposals for new
legislation on executive reporting to the Congress about
anticipated covert intelligence operations. The resolution
of these sensitive matters is best left to the continuing
process of communication and accommodation between
the representative branches.

ARGUMENT

THE JUDGMENT OF THE DISTRICT COURT SHOULD BE VACATED BECAUSE
THERE IS NO PRESENT CASE OR CONTROVERSY

The district court’s judgment that section 630 is uncon-
stitutional is premised on a parsimonious view of the
powers and responsibilities of the Congress. Against ‘the
constitutional and traditional role of the Executive in as-
suring the nation’s security and gathering and protecting
the information essential to that security,” J.S. 25a, the
district court perceived only a limited congressional func-
tion. In its view, “[hljistorically, the role of Congress in
this arena has been to facilitate secrecy with appropriate
criminal and civil sanctions.” Jd. at 26a. Not surprisingly,
the Congress begins with a different premise, that ‘the
conduct of foreign policy [i]s a shared power between Con-

6

”

gress and the President.’’ ! The Constitution assigns sig-
nificant national security powers to the President, but it
also “confers upon Congress other powers equally insepa-
rable from the national security, such as the powers to
declare war, raise and support armed forces and, in the
case of the Senate, consent to treaties and the appoint-
ment of ambssadors.”’ 2

If the district court’s judgment were to stand, the deli-
cate balance which now exists between the legislative and
executive branches in carrying out their respective consti-
tutional responsibilities concerning national defense and
foreign policy would be seriously undermined. In exercis-
ing its responsibilities under the Constitution, the Con-
gress has a great need for candid communications from
executive branch officials and employees. It has mandat-
ed that ‘“{t]he right of employees, individually or collec-
tively, to petition Congress or a Member of Congress, or
to furnish information to either House of Congress, or to
a committee or Member thereof, may not be interfered
with or denied.” * It has protected the right of each exec-
utive branch employee whose duties relate to foreign
policy, such as members of the appellant association, to
“express his views and opinions, and make recommenda-
tions he considers appropriate, if the request of the com-
mittee [of Congress] or member of the committee relates
to a subject which is within the jurisdiction of that com-
mittee.” * Consistent with these interests, we join the ap-
pellants’ defense of the constitutionality of section 630.

' Report of the Congressional Committees Investigating the Iran-
Contra Affair, S. Rep. No. 216 and H.R. Rep. No. 433, 100th Cong., Ist
Sess. 388 (1987).

2 United States v. AT&T, 567 F.2d 121, 128 (D.C. Cir. 1977).

35 U.S.C. § 7211 (1982).

+2 U.S.C. § 194a (1982). Protection for the candid expression of views
by foreign service officers derives from the Foreign Relations Authori-
zation Act of 1972, Pub. L. No. 92-352, § 502, 86 Stat. 489, 496. The
Senate Committee on Foreign Relations explained that “{aJll too often
Executive Branch witnesses seem to be afraid to respond candidly to

Continued

7

The mutual interests of the political branches in a bal-
anced and effective government will not be advanced,
however, by an adjudication of the merits of this case.
Unlike other controversies in which the Court has decid-
ed disputes between the Congress and the President
about the structure of constitutional government,® this
appeal is not about the bold outlines of the separation of
powers. Instead, this case addresses the shared interests
of the executive and legislative branches in the informa-
tion which each must have to perform its constitutional
tasks. Over the long haul of our constitutional history the
Congress and the President have resolved together ques-
tions about the sharing of information. Although they
often disagree about access to facts and opinions, the
President and the Congress recognize that they have a
mutual interest in practical efforts to achieve accommo-
dation.

Fortunately, a decision on the merits is avoidable as
“the litigation has undergone a great deal of shrinkage
since the decision[ }] below. . . .”’ EPA v. Brown, 431 U.S.
99, 103 (1977) (per curiam). As a result of the efforts of all
the participants in this controversy—the individual feder-

questions put to them for fear of departing in any way from official
policy. This provision will give them statutory encouragement to speak
frankly to the Committee.” S. Rep. No. 754, 92d Cong., 2d Sess. 97
(1972). In 1973 the Congress expanded this protection from officers
confirmed by the Senate to all employees of foreign affairs agencies.
Department of State Appropriations Authorization Act of 1973, Pub. L.
No. 93-126, § 17, 87 Stat. 451, 455; see 119 Cong. Rec. 19231 (1973) (re-
marks of Chairman Fulbright stating that measure is ‘‘another step to
try to reestablish a proper relationship between Congress and the
President on foreign policy matters’).

° E.g., Buckley v. Valeo, 424 U.S. 1 (1976) (officers of the Congress
may not appoint officers of the United States); JNS v. Chadha, 462
U.S. 919 (1983) (one House of Congress may not override the exercise
of statutory authority by an officer of the United States); Bowsher v.
Synar, 478 U.S. 714 (1986) (Congress may not delegate executive power
to an officer over whom it has reserved the power of removal); Morri-
son v. Olson, 108 S.Ct. 2597 (1988) (Congress may assign to a court the
power to appoint an independent prosecutor).

8

al employees who objected to vague terminology in earli-
er secrecy agreements, the unions that helped these em-
ployees present their grievances, the members of Con-
gress who negotiated with the executive branch and spon-
sored hearings and legislation (on our side, Senators
Grassley, Pryor, and Proxmire), the district court in the
companion cases, and the executive branch officials who
responded to the legislation and to the recent orders of
the district court—the standard secrecy agreements have
been amended to resolve the basic objection that had
been lodged against them. The route to compliance may
not have been as direct as possible, but Congress’s pri-
mary objective in enacting section 630 has been attained.
The harm that the district court’s judgment might cause
to the constitutional balance between the political
branches may be avoided by vacating that judgment on
the ground that the only ripe part of this controversy is
now moot.

1. Congress Enacted Section 630 to Respond to the Execu-
tive'’s Use in Nondisclosure Agreements of the Term
“Classifiable”’

The President’s goal in issuing National Security Deci-
sion Directive (‘“‘NSDD”’) 84 was to restrain the disclosure
of “classified”’ information. J.A. 11. The directive was
based upon an interdepartmental report about “unau-
thorized disclosures of classified information .. . [that]
primarily occur through media ‘leaks’ by anonymous gov-
ernment employees, or in publications and statements by
former employees.”’ © On announcing the issuance of the
NSDD in March, 1983, the Department of Justice stressed
that ‘“{t]he directive deals only with disclosures of classi-

6 Presidential Directive on the Use of Polygraphs and Prepublication
Review: Hearings Before the Subcomm. on Civil and Constitutional
Kights of the House Comm. on the Judiciary, 98th Cong., lst & 2d Sess.
166 (i984) (1983-84 House Judiciary Comm. Hearings’) (text of
report).

9

fied information.” 7 During hearings held later in 1983 on
other provisions of the NSDD, administration witnesses
underscored their intent “not to interfere with the free
flow of unclassified information to the public,” while re-
stating their view that there is “no... right of public
access to classified information, and that is what the di-
rective is designed to deal with.” ®

Although the President’s directive addressed the disclo-
sure of “classified” information only, Form 189, which
was promulgated in August, 1983, to implement NSDD
84, and Form 4193, which had been prescribed earlier by
the Director of Central Intelligence for sensitive compart-
mented information (“SCI’’), also barred the disclosure of
“classifiable” information.® A _ sustained controversy
about the term “classifiable” did not occur, however,
until a number of executive branch employees objected to
the confidentiality forms when they were presented to
them for signature several years later.!°

7 National Security Decision Directive 84: Hearing Before the Senate
Comm. on Governmental Affairs, 98th Cong., Ist Sess. 88 (1983) (7.982
Senate Hearing’) (emphasis in original).

* 1983-84 House Judiciary Comm. Hearings, supra note 6, at 77 (tes-
timony of Dep. Ass’t Att’y Gen. Richard K. Willard). Among the mat-
ters not covered by the report that preceded the issuance of NSDD 8&4
were “leaks of unclassified information.” Jd. at 166; see also id. at 170.

* J.A. 15 (Form 189, § 1); J.A. 19 (Form 4139, § 1). See Prepublication
Review and Secrecy Agreements: Hearings Before the Subcomm. on
Oversight of the House Permanent Select Comm. on Intelligence, 96th
Cong., 2d Sess. 12 (1980) (CIA policy against disclosure of information
“which is classifiable pursuant to law or Executive order but which,
because of operational circumstances or oversight, is not formally clas-
sified by designation and marking’’).

10 While several senators promptly questioned the use of the word
“classifiable,” 1982 Senate Hearing, supra note 7, at 13-14, 20, 39-40
(Senator Eagleton); id. at 16-17 (Senator Levin), the Congress focused
initially on issues presented by the NSDD’s provisions on prepublica-
tion review and the use of polygraphs in leak investigations. Many fed-
eral employees were not asked to sign an agreement until several
years after forms were promulgated. Classified Information Nondisclo-
sure Agreements: Hearing Before the Subcomm. on Human Resources of

Continued

10

The declaration below of an Air Force atmospheric
physicist gives this case, with the large issues that it has
engendered, a specific mooring. H. Stuart Muench was
presented with Form 189 in September, 1986, and was di-
rected to return it in four days.'! In order to limit his
agreement to “information that is classified under the
standards of Executive Order 12356,’ Muench struck
“classifiable” from the form.'? He was concerned, be-
cause Executive Order 12356, § 1.3(a)(6), allows classifica-
tion of “scientific, technological, or economic matters re-
lating to the national security,” 47 Fed. Reg. 14,876
(1982), that the term “classifiable’’ would limit what he
could say in “every paper, letter, talk, discussion” after
leaving government.'* After the Air Force initiated pro-
cedures to revoke his security clearance, Muench signed
an unredacted Form 189 but appended a memorandum '*
indicating that he understood by reference to a Depart-
ment of Defense pamphlet that “ ‘classifiable’ refers to in-
formation that meets the criteria for classification under
Executive Order 12356, but which has not yet been prop-
erly marked because of time limitations, oversight or
error. '5

the House Comm. on Post Office and Civil Service, 100th Cong., lst
Sess. 68 (1987) (1987 House Hearing’) (Information Security Oversight
Office (“ISOO"’) fact sheet on status of Form 189) (1987); id. at 87-88
(Air Force first implemented procedures for the use of Form 189 in re-
sponse to DOD directives in 1985).

!! Opposition to Defendants’ Motion to Dismiss, Exh. 3, Declaration
of H Stuart Muench at 1 (filed Nov. 20, 1987), National Federation of
Federal Employees v. United States, C.A. No. 87-2284 (D.D.C.).

'2 Td. at 2 & Att. 2.

13 Jd., Att. 2A.

‘4 Jd. at 4 & Att. 11.

15 Opposition to Defendants’ Motion to Dismiss, Exh. 4, DOD5200.1-
PH-1, at 29. See also Supplemental Statement of Opposition to Defend-
ants’ Motion to Dismiss, Declaration of Louis C. Brase at 5 (‘ 2) (filed
Jan. 12, 1988), American Federation of Government Employees, AFL-
CIO v. Garfinkel, C.A. No. 87-2284 (D.D.C.) (objecting that term “clas-
sifiable’’ in secrecy agreements ‘must necessarily inhibit my free com-
munication of unclassified information to Congress and the public’)
‘emphasis in original)

11

The vagueness of the term “classifiable” became the
central issue both in the district court and in the Con-
gress. The National Federation of Federal Employees
sought an injunction against any nondisclosure agree-
ment “which prohibits the disclosure of ‘classifiable’ in-
formation,” complaining that Form 189

requires employees to speculate as to what should
have been or could have been designated ‘‘classi-
fied.”” Speculation is not an appropriate condition
of continuing employment or security clearance
coverage. . . . The term “classifiable” is vague and
overbroad. Out of fear of breaching the terms of
SF-189, employees will not disclose information
which is, in fact, legally disclosable. !®

Senator Grassley, objecting to “vague, ambiguous and, in
places, very unintelligible” language throughout Form
189, stated that ‘[t]he classic example of this problem is
the term ‘classifiable.’ ”’ !7
Members feared that the vagueness of the term “classi-
fiable” threatened to “ ‘chill[ ] or discourage[ ] the disclo-
sure of any information which evidences waste, fraud,
corruption or illegality in government. . . in contrast to
and in derogation of the intended results of the whistle-
blowing statute.’’’ !® The conferees emphasized that the
administration’s secrecy agreements oblige federal em-
ployees
to safeguard not only information which is proper-
ly classified pursuant to executive order, but any

‘6 Complaint at 6, 4, 6 (filed Aug. 17, 1987), National Federation of
Federal Employees v. United States, C.A. No. 87-2284 (D.D.C.); the
union filed two amended complaints.

'7 1987 House Hearing, supra note 10, at 9.

‘8 Jd. (quoting American Law Division, Congressional Research
Service, Memorandum on Effect of Secrecy Agreements on Whistle-
blowing Protections, July 28, 1987). That memorandum (reprinted in
id. at 157-64) argued that “[tjhe restrictions in the secrecy agreement
on the disclosure of information which is not specifically classified
under the Executive Order, but merely ‘classifiable,’ raise questions as
to the consistency of the agreement with the whistleblowing protec-
tions of federal law. . . .” Jd. at 160.

12

information which may be considered to be ‘‘classi-
fiable.”’ This overbroad and ambiguous language re-
sults in a chilling effect on the first amendment
rights of government employees, including their
ability to communicate directly with members of
Congress. !9

The conferees understood that the primary purpose of
section 630 was “‘to address the dubious concept of ‘classi-
fiable’ information.” Jd.

2. Elimination of “Classifiable’’ From the Form Agree-
ments Moots the Controversy About That Term

During a fourteen-month period beginning in August,
1987, executive officials, litigants, the Congress, and the
district court all took steps to remedy the concerns of fed-
eral employees about the use of the term “‘classifiable.”’
These efforts bore final fruit following the judgment of
the district court when the Information Security Over-
sight Office issued a new form that omitted the disputed
term.

Just prior to the plaintiffs’ filing of the first of the ac-
tions consolidated below, administration officials sought
to address the questions of federal employees about the
term “classifiable” by explaining in the Federal Register
that the term “classifiable” in Form 189 “refers to infor-
mation that meets all the requirements for classification
. . . but which,-as a result of negligence, time constraints,
error, lack of opportunity or oversight, has not been
marked as classified information.” 2° The forms them-
selves were not revised, however, and the published clari-
fication failed to meet the objection that the term “‘classi-
fiable’” would deter officials from communicating nonclas-
sified information to the Congress and to the public out of

‘9 H.R. Conf. Rep. No. 498, 100th Cong., lst Sess. 1179 (1987). The
importance of the conference report in understanding the intent of the
two Houses is enhanced by the absence of an earlier report by a com-
mittee in either House.

2052 Fed. Reg. 28,802 (Aug. 3, 1987) (to have been codified at 32
C.F.R. § 2003.20(h)).

13

fear that other officials would later decide that the mate-
rial should have been classified.?!

On December 21, 1987, the Director of the Information
Security Oversight Office again revised the rules govern-
ing Form 189 in an effort to answer the concern about
after-the-fact classification. The new regulation limited
the prohibition in Form 189 against disclosure of “‘classifi-
able” information to ‘(a) [uJnmarked classified -informa-
tion, including oral communications; and (b) ynclussified
information that meets the standards for classification
and is in the process of a classification determination.” 22
In promulgating this change, administration officials took
the first step toward resolving the comtroversy about the
reach of the secrecy agreements, but they failed, as they
had failed to do in August, 1987, to take the other neces-
sary step of issuing revised forms that contained the lim-
iting definition. The following day, December 22, 1987,
Congress enacted section 630 to prohibit the enforcement
of agreements which include in their text the word ‘“‘clas-
sifiable.”’

The revision of the government’s secrecy agreements
occurred in two steps in 1988. First, prior to the district
court’s judgment invalidating section 630, the Director of
Central Intelligence, on March 18, 1988, issued Form 4355
to replace Form 4193. The new form omits the term “‘clas-
sifiable.” Instead, it defines the information covered by
the agreement to be information that “involves or derives
from intelligence sources or methods and is classified or
is in the process of a classification under the standards of
Executive Order 12356 or other Executive order or stat-

21 One union argued to the district court that “any definition out-
side the scope of the form itself could be changed by administrative
fiat. It is plaintiff's position that the term ‘classifiable’ cannot be made
legally sound by attempts to define it as something other than what it
is on its face.’’ Opposition to Defendants’ Motion to Dismiss at 5 (filed
Nov. 20, 1987), National Federation of Federal Employees v. United
States, C.A. No. 87-2284 (D.D.C.).

2252 Fed. Reg. 48,367 (Dec. 21, 1987) (to have been codified at 32
C.F.R. § 2003.20(h)) (emphasis in original).

14

ute.”’ J.A. 54, J 1. Then, following the July 28, 1988 ruling
of the district court in the companion cases that had re-
mained below,?* the Director of the Information Security
Oversight Office issued Form 312 to replace Form -189. As
with the new SCI agreement, Form 312 omits the term
“classifiable” and applies only to information that is clas-
sified or, if unclassified, “meets the standards for classifi-
cation and is in the process of a classification determina-
tion.” 24 Appropriated funds are no longer being used “‘to
implement or enforce” any nondisclosure agreement that
“contains the term ‘classifiable.’’’ The major problem
which Congress sought to solve in enacting section 630
has been remedied.?5

This Court adheres to the principle that ‘“{uJnder Arti-
cle III ofthe Constitution, [it] may only adjudicate actual,
ongoing controversies.” Honig v. Doe, 108 S.Ct. 592, 601
(1988). Accordingly, “[t]he present rule in federal cases is
that an actual controversy must exist at all stages of ap-
pellate review, not merely at the time the complaint is
filed.”’ Jd. at 607 (Rehnquist, C.J., concurring).2® Because
there is no “ ‘reasonable expectation that the same com-
plaining party would be subjected to the same action
again,” *7 the exception to the mootness rule for cases

22 Motion to Affirm at 4a-24a, reprinting National Federation of
Federal Employees v. United States, 695 F. Supp. 1196 (D.D.C. 1988),
appeals docketed, Nos. 88-5402 & 88-5404 (D.C. Cir.).

24 J.A. 60; 53 Fed. Reg. 38,279 (Sept. 29, 1988) (to be codified at 32
C.F.R. § 2003.20th)).

?5 Current executive branch employees who had signed Form 189 or
Form 4193 have been notified of the narrowing of the definition of
“classifiable,” Brief of Appellants at 20, and of their opportunity to re-
place their old agreements with new ones which omit the disputed
term. 53 Fed. Reg. 38,279 (Sept. 29, 1988) (to be codified at 32 C.F.R.
§ 2003.20(b)).

26 But see id. at 608 (Rehnquist, C.J., concurring) (proposing excep-
tion to mootness rule when supervening event takes place after proba-
ble jurisdiction is noted or certiorari is granted). The issuance of Form
312 without the term ‘classifiable’ occurred prior to the noting of
probable jurisdiction.

27 Murphy v. Hunt, 455 U.S. 478, 482 (1982) (per curiam) (quoting
Weinstein v. Bradford, 423 U.S. 147, 149 (1975) (per curiam).

15

that are “capable of repetition, yet evading review,”
Southern Pacific Terminal Co. v. ICC, 219 U.S. 498, 515
(1911), is unavailable.

The President’s statement that section 619 (section
630’s successor) ‘‘will be considered of no force or effect
unless and until the ruling of the District Court is re-
versed by the Supreme Court” 2° furnishes no occasion to
continue to litigate about the deleted term “classifiable.”
It is unlikely that the President intended to draw a dis-
tinction between the vacating and reversing of the dis-
trict court’s judgment; either result would leave intact
the statute enacted by the Congress. Moreover, the notice
published by the Director of ISOO explained that Form
312 had been issued without the term “classifiable” be-
cause it was “a preferred means” to deal with the ambi-
guities that had been perceived in the prior form. 53 Fed.
Reg. 38,278 (Sept. 29, 1988). There is no basis for believ-
ing, and no suggestion has been made, that either the Di-
rector of ISOO or the Director of Central Intelligence
would now discard that “preferred means” and revert to
the ambiguities which had led to litigation and legisla-
tion. The judgment of the district court, insofar as it rests
on subsection 2 of section 630, should be vacated as moot
pursuant to United States v. Munsingwear, 340 U.S. 36
(1950).

3. No Dispute About Any Other Part of Section 630 Is Ripe
for Review

Although disputes about the application of the remain-
ing parts of section 630 may occur, no ripe controversy
about subsections 1 and 3-5 exists to warrant a disposi-
tion of the merits of this appeal now that the principal
dispute under subsection 2 over the term “classifiable”
has been mooted.

28 24 Weekly Comp. Pres. Doc. 1189 (Sept. 26, 1988); see Brief of Ap-
pellants at 20.

16

a. Potential Disagreements Over the Knowledge Re-
quirement in Subsection 1 Do Not Present a
Ripe Controversy

Under subsection 1 of section 630, no funds may be
used to implement or to enforce nondisclosure agree-
ments unless the agreements apply to information (apart
from marked classified information) that is “unmarked
but known by the employee to be classified; or, unclassi-
fied but known by the employee to be in the process of a
classification determination.” 2° While the new nondisclo-
sure forms are not limited expressly to unmarked infor-
mation that is “known” by an employee to be classified
or in the process of classification, the forms describe a
consistent duty of employees to learn about the status of
information. If during the remainder of this fiscal year
this duty is enforced in a way which engenders the uncer-
tainty that section 630 was designed to eliminate, a ripe
controversy might be presented about subsection 1. Until
then an adjudication about the subsection’s meaning and
constitutionality would be premature.

The replacement forms that were issued after enact-
ment of section 630 impose a duty on federal personnel to
inquire when they are uncertain about the classification
status of information. Form 4355 requires a signer to
agree not to disclose to an unauthorized person informa-
tion in the process of classification “that I know to be

2° As a preliminary matter, the congruity between the President's
directive and the words utilized by Congress in subsection | makes it
difficult to discern in them the basis for a constitutional conflict. The
report on which the President based NSDD 84 eschewed any interest
in addressing the ‘“‘compromise of classified information through negli-
gence.” 1983-84 House Judiciary Comm. Hearings, supra note 6, at 166;
see also id. at 170-71. The President directed that persons who have
“knowingly” made unauthorized disclosures be denied future access to
classified information. J.A. 13 (§ 2(e)). The language employed by the
Congress in subsection 1—that secrecy agreements may govern only
marked classified information or unmarked information that is
“known” by an employee to be classified or in the process of a classifi-
cation determination—follows naturally from the President's order es-
tablishing the secrecy agreement program.

17

SCI.” J.A. 55 (§3). An employee who has signed the
agreement has the responsibility to “consult” with de-
partmental authorities “to ensure that I know whether
information or material within my knowledge or control
that I have reason to believe might be SCI, or related or
derived from SCI, is considered by such Department or
Agency to be SCI.” Jd. Form 312 imposes the similar duty
on each employee who signs it “that if I am uncertain
about the classification status of information, I am re-
quired to confirm from an authorized official that the in-
formation is unclassified before I may disclose it’’ to un-
authorized persons. J.A. 67 (§ 3).

Based on their understanding that ‘“[t]hrough the
actual knowledge requirement, Congress sought to ensure
that agencies would not resurrect the uncertainty sur-
rounding the term ‘classifiable,’ °° appellants are con-
cerned about an ISOO guideline that a person “may” be
liable for disclosing classified information only if he or
she knows or “reasonably should know” that the informa-
tion is classified or in the process of classification deter-
mination.*! But any immediate problem of uncertainty
about the phrase “reasonably should know” has been
ameliorated by describing to employees the specific meas-
ures which they should take: they should “consult” (Form
4355) or “confirm” (Form 312) when they are in doubt
about the classification status of information.

Neither the purpose of section 630 nor the text of sub-
section 1 suggests that Congress intended to deny to the
executive the power to require employees to take reasona-
ble steps to learn whether information is classified or is
undergoing a classification review, as long as they are not
required to speculate about the actions of government

3° Brief of Appellants at 36. We agree with appellants that subsec-
tion 1 was passed in aid of subsection 2 and should be interpreted and
applied in conjunction with that subsection’s ban on the term “‘classifi-
able.” ‘

34 Td. at 19-20, citing 53 Fed. Reg. 38,279 (Sept. 29, 1988) (to be codi-
fied at 32 C.F.R. § 2003.20(hX3)).

18

classifiers.*2 The forms that have been issued since the
enactment of section 630 seek both to eliminate uncer-
tainty and to discourage willful ignorance by describing
the duty of employees to ascertain the status of informa-
tion with which they have been entrusted. Any interpre-
tative problem that may be posed by a duty to “consult”’
or “confirm” is unlike the one that persuaded the Con-
gress to prohibit the term “classifiable.’”” The Congress’s
principal objection to the term “classifiable’’ was that it
required employees to predict whether government offi-
cials would decide that previously unclassified material
should have been classified. [In contrast, a duty to “‘con-
firm” or “consult’’ obliges employees only to ascertain the
present classification status of information; speculation is
not required.

Neither Form 312 nor Form 4355 presents on its face
an issue about compliance with subsection 1. Although a
ripe controversy might be presented if, in the implemen-
tation of these forms, the uncertainty that section 630
sought to eliminate reemerges, no concrete dispute about

32 Indeed, one of the plaintiffs below, the American Federation of
Government Employees, AFL-CIO, has advised this Court that “‘it is
far from clear that § 630 is intended to preclude the Executive from
taking disciplinary action against an employee who unknowingly but
carelessly discloses unmarked information in the process of a classifi-
cation determination.” Brief for the American Federation of Labor
and Congress of Industrial Organizations and the American Federa-
tion of Government Employees, AFL-CIO as Amici Curiae Supporting
Appellants at 25-26.

The concern has been expressed that a duty to “consult’’ or “con-
firm” “will force would-be whistleblowers to have to ask their superi-
ors about classification determinations. This would act to stop the
whistleblower.’ Congress and the Administration's Secrecy Pledges:
Hearing Before a Subcomm. of the House Comm. on Government Oper-
ations, 100th Cong., 2d Sess. 21 (1988) (statement of Rep. Boxer). How-
ever, ISOO’s regulations provide that nondisclosure agreements “do
not supersede the provisions of section 2302, Title 5, United States
Code, which pertain to the protected disclosure of information by Gov-
ernment employees.” 53 Fed. Reg. 38,279 (Sept. 29, 1988) (to be codified
at 32 C.F.R. § 2003.20(g)).

19 a

subsection 1 is unavoidably presented on the record that
is now before the Court.

b. Neither Is the Potential Issue Under Subsection
3, About Prior Authorization for Disclosures to
Congress, Ripe for Review

In ruling that section 630 is unconstitutional, the dis-
trict court mentioned neither subsections 1 nor 2 but held
that “[plarticularly offensive to the need for judicially
manageable standards are subsections (3) through (5) of
section 630.” ** We agree with the Solicitor General that
the principal questions to be decided, if the merits are
reached, are whether subsection 3 precludes the executive
branch from requiring that officers and employees obtain
authorization from their superiors before communicating
classified information to members of Congress, and, if it
does, whether subsection 3 is constitutional. See Motion to
Affirm at 22-28.

There is no need, however, to decide that issue in this
case. First, there is nothing on the face of the agreements
which impels a resolution of these questions. The agree-
ments permit disclosure to persons “authorized’’ to re-
ceive information, J.A. 55 (Form 4355, § 3); J.A. 67 (Form
312, §3), but do not describe who is authorized. The
agreements do not purport to exclude members of Con-
gress from the universe of authorized persons. The ques-
tion whether the approval of superior officials is required
for the submission of classified information to the Con-
gress implicates policies that are extrinsic vo the nondis-
closure agreements and would take this litigation far
from its present field.

Second, both sides to this litigation have acknowledged
the lack of concreteness pertaining to this issue in the

33 J.S. 26a. The district court did not indicate what it meant in this
context by “judicially manageable standards.” Normally, the “lack of
judicially discoverable and manageable standards,” Baker v. Carr, 369
U.S. 186, 217 (1962), would persuade a court to avoid, rather than to
decide as it did here, an important question about the allocation of
constitutional authority between the political branches.

20

record below. Thus the appellants have advised this Court
that “i]t would be particularly inappropriate for the
Court to delimit the parameters of the rights protected by
Section 630 here because this case does not concern a spe-
cific disclosure made by a federal employee to a Member
of Congress.” Brief of Appellants at 47. The Solicitor Gen-
eral has agreed that “the Court does not have before it
any concrete instance in which an employee has sought
but been denied authorization to disclose information to a
Member of Congress or has been disciplined or denied
further access to classified information because he made
such a disclosure without seeking or obtaining prior ap-
proval.” Motion to Affirm at 27.

Appellants argue persuasively that “[rjather than
decide the respective rights of Congress and the Execu-
tive Branch in a vacuur.., the Court should leave resolu-
tion of future disputes to political negotiations between
the branches or to judicial determinations in concrete set-
tings where political accommodation does not fully re-
solve the conflict.’’ Brief of Appellants at 47. The Solicitor
General, with equal persuasiveness, argues that equitable
relief should be withheld because the “profound separa-
tion-of-powers concerns’ that have been raised are being
presented “in an exceedingly abstract and speculative
context.’ Motion to Affirm at 27.

Third, vacating the district court’s judgment about sub-
sections 3 through 5 for lack of ripeness would be consist-
ent with that court’s dismissal of a claim that the confi-
dentiality agreements conflict with the Lloyd - La Follette
Act, 5 U.S.C. §7211. Motion to Affirm at 2la. Section
7211 provides that “(t]he right of employees, individually
or collectively, to petition Congress or a Member of Con-
gress, or to furnish information to either House of Con-
gress, or to a committee or Member thereof, may not be
interfered with or denied.” On dismissing that claim, the
district court held that plaintiffs must allege that they
“have disclosed or intend to disclose some classified or
classifiable information to Congress and have been

21

threatened with enforcement of the nondisclosure agree-
ments. No such allegation appears in the complaint.”
Motion to Affirm at 22a.

The objective of subsection 3 is to protect rights that
are established or recognized under section 7211 “to peti-
tion or communicate with Members of Congress.” Just as
the district court held that a claim under section 7211
should allege a specific impairment of an employee's
right to communicate with the Congress, so a claim under
subsection 3, which was enacted to implement section
7211, should allege actual communications to the Con-
gress and actual threats to enforce nondisclosure agree-
ments. The principle underlying the district court’s dis-
missal of the claim under section 7211 establishes that
the court should have avoided, for a commensurate lack
of ripeness, ruling on the constitutionality of any aspect
of section 630 beyond the now mooted issue under subsec-
tion 2.

Dismissal for lack of ripeness of these facial challenges
to the form agreements is required by the principle that
“(t]he power of courts, and ultimately of this Court, to
pass upon the constitutionality of acts of Congress arises
only when the interests of litigants require the use of this
judicial authority for their protection against actual in-
terference. A hypothetical threat is not enough.” United
Public Workers v. Mitchell, 330 U.S. 75, 89-90 (1947). Par-
ticularly in light of “the political nature of the questions
presented” about the access of the executive and legisla-
tive branches to, and control over, information relating to
national security and foreign policy, “the prior proceed-
ings in the federal courts must be vacated, and the com-
plaint dismissed.’’ Goldwater v. Carter, 444 U.S. 996, 1006
(1979) (Rehnquist, J., concurring).

4. Vacating the Judgment Will Also Serve to Avoid In-
volving the Court in the Resolution of Open Political
Issues Between the Representative Branches

Vacating the judgment below on grounds of mootness
and unripeness not only would be faithful to this Court's

22

general principles of restraint but also would serve, in
this extraordinary context, to avoid involving the Court
in the resolution of significant political matters that are
best left to the processes of continuing communication
and accommodation between the representative branches.

For example, consideration of whistleblower legislation
in the 101st Congress has already commenced as a conse-
quence of President Reagan’s pocket veto of the Whistle-
blower Protection Act of 1988.°* Congress and the new
administration also may grapple with unresolved ques-
tions about requirements for executive reporting to the
Congress of anticipated covert intelligence operations.
Last year the Senate passed a bill to assure more timely
notification to the Congress of covert operations.**
During the Senate hearings on the bill, the administra-
tion stated constitutional objections based on its views of
the exclusive powers of the President concerning national
security.*® In response, the Senate Select Committee on

%424 Weekly Comp. Pres. Doc. 1377 (Oct. 31, 1988); 135 Cong. Rec.
$23 (daily ed. Jan. 3, 1989) (referral to Senate Committee on Govern-
mental Affairs of message from the President transmitting proposed
Whistleblower Protection Act of 1989); id., S278-83 (daily ed. Jan. 25,
1989) (statements on introduction of S. 20, Whistleblower Protection
Act of 1989). That measure concerns civilian whistleblowers. Last year
the Congress enacted, and the President signed, strong military whis-
tleblower protection as part of the National Defense Authorization
Act, Fiscal Year 1989, Pub. L. No. 100-456, § 846, 102 Stat. 1918, 2027
(1988).

%® Intelligence Oversight Act of 1988, S. 1721, 100th Cong., 2d Sess.,
134 Cong. Rec. $2249 (daily ed. March 15, 1988) (passage). The bill im-
plemented a recommendation made by the congressional committees
which investigated tne Iran-Contra affair. S. Rep. No. 100-216 and
H.R. Rep. No. 100-433, at 423. The House Permanent Select Commit-
tee on Intelligence and Committee on Foreign Affairs reported compa-
rable legislation, H.R. Rep. No. 705, Pts. 1 & 2, 100th Cong., 2d Sess.
(1988), but the House did not complete action on the measure.

3° Oversight Legislation: Hearings on S. 1721 and S. 1818 Before the
Senate Select Comm. on Intelligence, 100th Cong., 2d Sess. 81-106, 127-
52, 157-91 (1988) (testimony and materials submitted by Ass’t Att'y
Gen. Charles J. Cooper).

23

Intelligence reported to the Senate its views that the
shared nature of presidential and congressional authority
with respect to national security supports the constitu-
tionality of legislation that requires the provision of infor-
mation to the Congress. S. Rep. No. 276, 100th Cong., 2d
Sess. 19-25 (1988). These are the very considerations that
are offered by both sides in opposition to, or in defense of,
section 630. A judgment by this Court on those issues in
the highly generalized circumstances of this litigation
could have a considerable impact on significant matters
that the Congress and the President should be resolving
directly with each other.

CONCLUSION

The judgment of the district court should be vacated in
part as moot and in part as unripe.
Respectfully submitted,
MICHAEL DAVIDSON,
Senate Legal Counsel,
KEN U. BENJAMIN, Jr.,
MorGAN J. FRANKEL,
Assistant Senate Legal Counsel.
FEBRUARY 1989.

O

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0382%3A12. Public record. Not legal advice.
