# Respondents Brief — Press-Enterprise Co. v. Superior Court of Cal., County of Riverside

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Respondents Brief
- **Published:** January 1, 1986
- **Citation:** 478 U.S. 1

## Text

No. 84-1560

——_——— — —

OF THE

United States

OCTOBER TERM, 1985
THE PRESS-ENTERPRISE COMPANY,

a California corporation

Petitioner.
VS.
THE SUPERIOR COURT OF THE STATE OF CALIFORNIA
FOR THE COUNTY OF RIVERSIDE,

Respondent.

ROBERT RUBANE DIAz,
Real Party in Interest.

On Writ of Certiorari to the
Supreme Court of the State of California

BRIEF OF REAL PARTY IN INTEREST
ON THE MERITS

EPHRIAM MARGOLIN
Counse! Of Record

SANDKA COLIVER
240 Stockton St., 3rd Floor
San Francisco, CA 94108
Telephone: (415) 421-4347
Attorneys for Real Party
In Interest, Robert Rubane Diaz

BEST AVAILABLE COPY

TABLE OF CONTENTS

Page

CONSTITUTIONAL PROVISIONS INVOLVED 1
STATIITORY PROVISIONS INVOLVED 1
STATEMENT OF FACTS 2
SUMMARY OF ARGUMENT 5
ARGUMENT 8
I. CALIFORNIA PENAL CODE SECTION 868

REFLECTS A LONG-STANDING LEGISLATIVE

INTENT TO ACOORD DEFERENCE TO A

CRIMINAL DEFENDANT'S INTEREST IN

CLOSING HIS PRELIM.NARY HEARING. 8
II. ANY FIRST AMENDMENT RIGHT OF ACCESS

TO PRELIMINARY HEARINGS IS NOT A

FUNDAMENTAL INTEREST AND CERTAINLY

IS LESS COMPELLING THAN THE RIGHT OF

ACCESS TO TRIALS, 12

A. Public access to preliminary hear-
ings does not further the same objec-
tives as access to criminal trials.

1. The crucial difference between
preliminary hearings and trials
for purposes of analyzing the
objectives served by access is that
preliminary hearings are
not final adjudications.

2. Access to preliminary hearings
does not contribute to the fair-
ness of either the preliminary
hearings themselves or the crim
inal justice system in general.

13

18

21

3. Access to preliminary hearings
does not significantly serve
the appearance of fairness or
community catharsis.

4. Access to preliminary hearings
does not substantially further
the public's interest in
obtaining information about
important government functions.

B. The defendant's right to close his
preliminary hearing has long been
recognized, particularly in
California.

III. IF THE COURT FINDS A RIGHT OF ACCESS
TO PRELIMINARY HEARINGS, THEN IT
SHOULD REMAND TO THE CALIFORNIA
SUPREME COURT FOR DETERMINATION OF
HOW THE COMPETING INTERESTS ARE TO
BE WEIGHED.

IV. IF THE COURT DBCIDES TO ARTICULATE
A BALANCING TEST, THEN "REASONABLE

ERE BER EOF PREJUDICE” IS

CONCLUSION

26

31

39

47

53
55

TABLE OF AUTHORITIES

Cases

Coleman v. Alabama, 399 U.S.

30 Cal.3d 498, 638 P.2d 55 (1982) ll, 21,

1 (1970) 33, 53
Estes v. Texas, 381 U.S. 532 (1965) 16, 22
Gannett v. DePasquale, 443, U.S.

368 (1979) 14 passim
Gerstein v. Pugh, 420 U.S. 103 (1975) 53
Globe Newspaper Co. v. Superior

Court, 457 U.S. 596 15, 16, 49
Hawkins v. Superior Court, 22

Cal.3d 584, 586 P.2d 916 (1978) 24, 33, 53
Hooper v. Deukmejian, 122 Cal.App.3d 87 10
In re Oliver, 333 U.S. 257 28
Levine v. United States, 362 U.S. 610 (1960) 48
Nebraska Press Assn. v. Stuart,

427 U.S. 531 (1976) 22
People v. Elliot, 54 Cal.2d 498 9, 10, 53
Press-Enterprise Co. v. Superior Court,

37 Cal.3d 772 (1984) ll, 14, 16, 22, 48, 49
Pruneyard Shovping Center v. Robins,

447 U.S. 74 (1980) 12, 50
Richmond Newspapers v. Virginia,

448 U.S. 555 (1980) 13, 16, 15, 16, 32, 39
Robins v. Pruneyard Shopping Center,

23 Cal.3d 889, 592 P.2d 341 51
San Jose Mercury News v. Municipal Court,

24

Three Affiliated Tribes v. Wold Enginecringa.
U.S. , 81 L.Ed.2d 113 (1984) 50

U.S. v. Well, 464 F.2d 667 (2d Cir.)
cert.den. 409 U.S. 991 (1972) 54

U.S. v. Cianfrani, 573 F.2d 835 (3d Cir. 1978) 54

Waller v. Georgia, 457 U.S. 39,
81 L.Ed.2d 31 (1984) 13, 22, 51

California Statutes

Commission on Practice & Pleadings, Code of

Criminal Procedure, § 202 (1850) 47
Penal Code §868 Ll2 6&6 & iL, & @
Penal Code § 868.7 12
Penal Code §1191.1 31
Penal Code § 1192.7 34
Welfare and Institutions Code, § 3043 31
Welfare and Institutions Code, § 1767 31

Other Statutes

New York Field Code of Criminal
Procedure, rev. 1888 44

Constitutional Provisions

California Constitution, Article I, Section 2 1
California Constitution, Article I, Sectionl 1
California Constitution, Article I, Section 15 l
California Constitution, Article I, Section 16 1

U.S. Constitution, First Amendment 39, 43, 51

Other Authorities

Geis, "Preliminary Hearings,"
8 U.C.L.A. Rev. 397 (1961) 42

Webster's New International Dictionary (2d ed.
1959), p. 1635 49

No. 84-1560

In the Supreme Court

OF THE

United States

OCTOBER TERM, 1985

THE PRESS-ENTERPRISE COMPANY,
a California corporation
Petitioner,

VS.

THE SUPERIOR COURT OF THE STATE OF CALIFORNIA
FOR THE COUNTY OF RIVERSIDE,
Respondent.

ROBERT RUBANE DIAz,
Real Party in Interest.

On Writ of Certiorari to the
Supreme Court of the State of California

BRIEF OF REAL PARTY IN INTEREST
ON THE MERITS

Fo

cat

i

0

ae

\

a
*

as

CONSTITUTIONAL PROVISIONS INVOLVED

California Constitution, Art. 1, sec. 1:

"All people are by nature free and
independent and have inalienable rights.
Among these are . . . pursuing and
obtaining safety, happiness, and privacy."

California Constitution, Art. 1, sec. 2:

"(a) Every person may freely speak,
write and publish his or her sentiments on
all subjects, being responsible for the
abuse of this” right. A law may not
restrain or abridge liberty of speech or
press."

Calfornia Constitution, Art. 1, sec. 15:

"The defendant in a criminal cause has
the right to a speedy public trial ....

"Persons may not ... be deprived of
life, liberty or property without due
process of law."

California Constitution, Art. 1, sec. 16:

"Trial by jury is an inviolate right
and shall be secured to all ...."

STATUTORY PROVISIONS

California Penal Code, sec. 868. Open and
public examination; exclusion of public
upon request of defendant and finding by
magistrate, exceptions, person for moral
support of prosecuting witness

"The examination shall be open and
public. However, upon the request of the
defendant and a finding by the magistrate
that exclusion of the public is necessary

in order to protect the defendant's right
to a fair and impartial trial, the
magistrate shall exclude from the
examination every person except [various
identified functionaries] ...."
STATEMENT OF FACTS

Real party in interest, Robert
Rubane Diaz, was charged by a complaint
filed on December 23, 1981 with having
murdered twelve hospital patients’ by
administering overdoses of a heart drug.

At the commencement of his
preliminary hearing on July 6, 1982, real
party moved to close the hearing to the
press pursuant to California Penal Code,
Section 868. Although many representa-
tives of television stations were present
(Cal.S.Ct. opn., attached to petition, A-
1), neither the press nor the prosecutor
objected to closure. The magistrate found
that "the motion should be granted in
order to protect the defendant's right to

a faie trial” (er. Felk<' he PB 12) and

accordingly closed the hearing.

oo

The hearing lasted a total of 41
days. The defendant was held to answer on
all counts and the reporter's transcripts
of the preliminary hearing were sealed
until further order of the court. (J.A.,
p. 37.)

On January 21, 1983, more than six
months after the initial closure order,
the prosecution moved in respondent
Superior court to unseal the transcripts
of the preliminary hearing. Two weeks
thereafter, on February 7, petitioner
joined in the prosecution's motion.+ Real
party filed an opposition, claiming that
the release of the transcripts would
result in prejudicial publicity. On
February 10, respondent court found that
there was “a reasonable likelihood that

release of all or any part of the trans-

1 We note that the opinion of the
California Supreme Court mistakenly represents
that the press made the initial motion, joined in
by the prosecution.

aga

cript might prejudice defendant's right to
a fair trial.” (J.A., p. 60.) Accordingly,
the court declined to uhseal the
transcripts.

On September 30, 1983, the defen-
dant waived his right to a jury trial.
Resvondent court ovromptly ordered the
transcripts of the preliminary hearing
unsealed,

The Court of Appeal of the State
of California, Fourth Appellate District,
Division Two, denied petitioner's petition
for writ of mandate for review of respon-
dent court's actions. The California
Supreme Court granted the petition and
retransferred to the Court of Appeal. The
—— of Appeal again declined to disturb
the trial court's ruling. The Supreme
Court again granted review, and on
December 31, 1984 issued its opinion which

forms the basis of this proceeding.

~~ =

SUMMARY OF ARGUMENT

At issue in this case is the right
of a California criminal defendant, in a
highly publicized case, to close his
preliminary hearing to the press’ and
public when necessary to protect his right
to a fair trial. Equally significant is
the question of the proper deference to be
accorded the states in recognizing
individual liberties under their own
constitutions more expansive than those
guaranteed by the Fec« al Constitution so
long as those liberties do net infringe
upon weighty © pederal constitutional
rights.

Real party in interest, Robert
Diaz, was successful in closing his
preliminary hearing pursuent to recently
amended California Penal Code section 868,
which authorizes closure upon reques* of
the defendant and a showing that closure

is necessary to protect his right to a
7.

~_ =

fair trial. The California Supreme Court
upheld the constitutionality of the
statute and further determined that
closure had been proper in the instant
case because real party had met his burden
of showing a “reasonable likelihood of
substantial prejudice" to his fair trial
right.

| nies Section 868 has provided strong
protection of a defendant's right to close
his preliminary hearing for more than one
hundred and thirty years. The right has
long been considered a "fundamental
safeguard" of a defendant's right to a
fair trial as well as his right to protect
his reputation.

Those rights may well be more
expansive than analogous rights recognized
by the Federal Constitution. Nevertheless,
the federal interest upon which they
imoinge -- the public's right of access to

preliminary hearings -- is not so substan-

=~

= Pas

tial as to justify interference with the
state's weighing of those rights. Access
to preliminary hearings does not further
the same weighty interests advanced by
criminal trials primarily because the
preliminary hearing is not a final adjudi-
cation and so, on the one hand, is not so
critical as the trial itself or other pre-
trial hearings that do result in final
rulings on issues other than culpability,
and, on the other hand, creates a signifi-
cant risk of prejudice to the defendant's
right to a fair trial. Whatever the
parameters of the federal interest in
access to preliminary hearings, that
interest is adequately accommodated by
California's requirement that a defendant
he entitled to closure only upon a showing

of a “reasonable likelihood of prejudice"

to his fair trial right.

-8-

ARGUMENT
# CALIFORNIA PENAL CODE SECTION 868
REFLECTS A LONG-STANDING LEGISLATIVE
INTENT TO ACCORD DEFERENCE TO A
CRIMINAL DEFENDANT'S INTEREST IN
CLOSING HIS PRELIMINARY HEARING.
California Penal Code section 868
was amended in 1982 to require’ the
magistrate to exclude from the preliminary
hearing all but persons necessary to the
proceeding, "upon the request of the
defendant and a finding by the magistrate
that exclusion of the public is necessary
in order to protect the defendant's right
to a fair and impartial trial". (Full text
set forth, supra, at p.l.)
For a hundred and thirty years
prior to the 1982 amendment, section 868

had afforded the defendant the right to

close his preliminary hearing at will.?

2 In 1851, the California legislature
adopted the Field Code on Criminal Procedure's
provision on mandatory closure. tn 1872 the
legislature amended the provision so as to further
emphasize its mandatory nature by changing “shall
(Continued)

~=

Provision for mandatory closure was
motivated by the concern that publicity
poses a threat to an accused's fair trial
rights>. While mandatory closure was
recognized as a limita ion on press access

(People v. Elliot, supra, 34 Cal.2d at

504), the defendant's rights to a fair
trial by jury and “to protect his name

from being maligned at a_ preliminary

n4

examination were deemed to be

wes exclude” to “must... exclude". (Geis,
"Preliminary Hearings and the Press," 8 U.C.L.A.
Rev. 397, 410 (1961).) Thereafter the Legislature
declined to remove the mandatory language for
another 110 years despite the fact that during
that 110-year period the legislature amended the
Statute five times (four times since 1957),
reflecting considerable legislative attention.
(See West's Annotated California Codes, historical
note following Penal Code section 868.)

3 The 1872 Code Commissioners, in
explaining their strengthening of the section's
mandatory Language, commented:

"Tf the examination is ‘necessarily public’...
the testimony will be spread before the community,
and a state of oninion may be created which will
render it difficult to obtain an unprejudiced jury
.o San Jose Mercury News v. Municipal
Court, 30 Cal. 3d 498, 509, 638 °.2d 55 (1980).

(Continued)

-10-

paramount. (People v. Elliot, 54 Cal.2d

498, 504-505, 354 P.2d 225 (1960).)°
Accordinalv, section 868 was viewed as a
"fundamental safeguard" of a “substantial”
right, the violation of which was per se
reversible error. (id.) The right to
protect one's reputation was given
increased stature in 1974 when it was
expressly incorporated into the list of
inalienable rights guaranteed by the

California Constitution. °

4 The Legislature has specifically
conferred upon an accused the right to protect his
name from being maligned at a_ preliminary
examination. This protection is too important to
the innocent, as well as the guilty to permit it
to be ignored by the committing magistrate."
People v. Elliot, 54 Cal.2d at 505.

> "The right to unbiased and unprejudiced
jurors is an inseparable and inalienable part of
the right to a trial by jury guaranteed by the
constitution." People v. Elliot, 54 Cal.2d at 54.

6 "All people are by nature free and
independent and have inalienable rights. Among
these are pursuing and obtaining safety, happiness
and privacy." Cal. Const., Art. 1, § 1. See,
e.g., Hoover v. Deukmejian, 122 Cal.App.3d 987,
1015 (failure of the Attorney General to seal
conviction records that were required to be sealed

alle

In 1982, the California Supreme
Court unanimously confirmed the
constitutionality of section 868,
deferring to the Legislature's’ limited
discretion to articulate narrow exceotions
to the judicial weighing of ‘Cundamental

interests. San Jose Mercury News vv.

Municipal Court, 30 Cal.3d 498, 514, 638

P.2d 55 (1982) (opn. by Newman, J.).

In response to that decision, the
California Legislature amended the section
to read as set forth above. The
Legislature clearly intended "that
preliminary hearings should he public
unless there was conflict with’ the
defendant's right to a fair’ trial."

(Press-Enterprise Co. v. Superior Court,

37 Cal.3d 772, 779 (1984).) However, its
rejection of various bills’ proposing
Standards for closure reflected its intent
that “the courts should determine the

Standard to be applied in weighing the

oo} Dus

public's right of access against the

defendant's fair trial right.” (1a.)?

II. ANY FIRST AMENDMENT RIGHT OF ACCESS
TO PRELIMINARY HEARINGS IS NOT A
FUNDAMENTAL INTEREST AND CERTAINLY IS
LESS COMPELLING THAN THE RIGHT OF
ACCESS TO TRIALS.

This Court has recognized that
states have a "sovereign right to adopt in
[their] own Constitution{[s] individual
Liberties more expansive than those

conferred by the Federal Constitution.

Pruneyvard Shopping Center v. Robins, 447

5 ae a | (1980). That right is

entitled to deference unless the state-

y Cf. Penal Code section 868.7, enacted
at the same time as the amendment to section 868,
which provides for closure, upon motion of the
prosecutor, of the preliminary examination, during
the testimony of witnesses whose "life would be
subject to substantial risk in appearing before
the general public", and minor sex crime victims,
"where testimony would be likely to cause serious
psychological harm to the witness". For both
categories of witnesses, closure is to be ordered
only "where no- alternative procedures. are
available" that would avoid the perceived harm
and, in any case, “a transcript of the testimony
of such witness[es] shall be made available to the
nublic as soon as is practicable."

oi 3e

recognized liberty infringes upon a
substantial Federal constitutional right.
(Id, at 93, Marshall, J. conc.) For the
reasons urged below, Robert Diaz, real
party in interest and the defendant in the
preliminary hearing below, respectfully
submits that the federal interest in
public and press access to preliminary
hearings conducted in California is not so
substantial as to merit interference with
the state's accommodation of the competing
rights at issue.
B. Public access to preliminary
hearings does not serve the same

objectives as access to criminal
trials.

In several recent cases, this
Court has found that the press and public
have a qualified First Amendment right to

attend criminal trials. Globe Newspaper

Co. v. Superior Court, 457 U.S. 596, 606;

Waller v. Georgia, 467 U.S. 39, 81 L.Ed.2d

31, 37 =(1984); Richmond Newspapers v.

=) =

Virginia, 448 U.S. 555, 569 (1980)

(olurality opinion). That right extends
to the jury voir dire proceeding. (Press-

Enterprise Co. v. Superior Court, 464 U.S.

501.) In addition, Justices Blackmun,
Brénnan, Marshall, White and Powell have
noted the existence of a qualified
constitutional right to attend pretrial
suppression hearings, although all but
Justice Powell based that right on the
sixth Amendment right to a public trial.

(Gannett _v. DePasquale, 443 U.S. 368

(1979).) Moreover, all five suggested
distinctions between suppression hearings
and preliminary examinations for purposes
of the public's right of access. Thus,
this case presents the Court with its
first opportunity to squarely address the
question of whether the First Amendment
Quarantees a right of access to pretrial
hearings, and if so, how significant a

right it is.

@-15-

The Court has identified "two
features of the criminal justice system .
. . [that] serve to explain why a right of

access to criminal trials in particular is

properly afforded protection by the First
Amendment": (1) “the right of access to
criminal trials plays a particularly
significant role in the functioning of the
judicial process and the government as a
whole"; and (2) “the criminal trial
historically has been open to the press

and general public". (Globe Newspaper,

457 U.S. at 605-606.)

The right of access to criminal
trials gives rise to a presumption of
access to pre-trial (or even non-trial)
proceedings only to the extent that the
societal objectives served by openness are
similar. The Court's decisions. in

Richmond Newspapers and Globe Newspaper

may not “carry any implications outside

the context of criminal trials." Globe

-16-

Newspaper, 457 U.S. at 611 (O'Connor, Be

conc.). "Analysis is not advanced by
rhetorical statements that all information
hears upon public issues; what is crucial
in individual cases is whether access to a
particular government process is important

in terms of that very process." Richmond,

448 U.S. at 589 (Brennan and Marshall,
wee, COonc.).

Societal objectives that public
access to trials is deemed to advance
include: (1) assurance of a fair and
accurate adjudication of guiit or

innocence (E.qg. Estes v. Texas, 381 U.S.

532, 538-539 (1965); Richmond Newspapers,

448 U.S. at 593 (Brennan and Marshall,
JJ., conc.)); (2) appearance of fairness,
maintenance of public confidence in the
criminal justice system, and community

catharsis (Press-Enterprise, 464 U.S.

at , 78 L.Ed. at 637; Globe Newspaper,

457 U.S. at 606); and (3) public education

o} J=

about important government functions.

information (Gannett, 443 U.S. at 397

(Pcwell, J., conc.)).

Petitioner and amici urge two main
reasons -- procedural similarities between
trials and preliminary hearings, and the
increasing importance of | preliminary
hearings in California - why access to
preliminary hearings advances the same
values as access to trials. We submit
that such arguments are unconvincing
hecause of significant differences’ in
function and form between. preliminary

8 and because

hearings and trials,
preliminary hearings do not result in
final adjudications and so "are not
critical to the criminal justice system"

in the way that trials and suppression-of-

8 "([P]reliminary hearings are not
critical to the criminal justice system... and
they are not close equivalents of the trial itself
in form." Gannett, 443 U.S. at 437.

o}9-

at 437.)?

The crucial difference between
preliminary hearings and trials
for purposes of analyzing the
objectives served by access is
that preliminary hearings are
not final adjudications.

r
.

A highly significant difference,
however obvious, between trials (and
suppression hearings) and preliminary
hearings is that preliminary hearings are
not final adjudications. !9 Thus, while
defendants undoubtedly desire to prevail
at preliminary hearings, the prosecution's
burden of establishing probable cause is
generally so readily met that Setentents

rarely offer any defense, recognizing that

9 We note that our analysis does not rely
upon a characterization of the preliminary hearing
as "“non-adjudicatory" or as part of _ the
"accusatory phase" of a prosecution. (Cf.
Respondent's Brief, hereafter "RB", p. 2.)

10 Other pre-trial proceedings that
result in final decisions on issues other than
quilt or innocence include hearings on demurrers,
motions to dismiss, bail motions, change of venue
motions in the suverior court, and motions to

o19=

the liabilities of revealing their
Strategy and evedence far outweigh any
slight possibility of defeating the
charges at that stage. Defense counsel
may decide not to make even those defenses
that depend only on undermining’ the
prosecution's case, due to concern that
any defect exposed at the preliminary
hearing will later be cured by the
prosecution's "discovery" of new

ul While charges are dismissed

evidence.
or reduced in a significant proportion of
cases following the preliminary hearing,
those reductions are often obtained by

suvpressing evidence or otherwise exposing

holes in the prosecution's case than by

disclose the identity of an informant.

IL In California, the trial court,
without. setting aside the information, “may order
further proceedings to correct errors alleged by
the defendant [at the preliminary hearing] if the
court finds that such errors are minor errors of
omission, ambiguity, or technical defect .. .
. (California Penal Code Section 995a(b) (1).)

=-20<

proving an affirmative defense. Counsel's
reluctance is likely to be particularly
stronq in high publicity cases because
thev generally involve a multiplicity of
reovulsive allegations, thus making
dismissal of charges by the magistrate all
the more unlikely.

A feature related to the prelim-
inary nature of preliminary hearings is

120 “as with other pretrial

their timing.
proceedings, the climate they may generate
in advance ot trial cannot always’ be
nullified by relatively simple controls,
such as sequestration and exclusion of

witnesses, that are available to counter

inflammatory publicity at the time of

The prosecution may refile charges if the first
information is set aside. (Penal Code Section
999.)

\

12 Chief Justice Burger, in declining to
find the existence of a sixth amendment right of
access to pretrial suppression hearings, noted
that “at common law, the courts recognized that
the timing of a proceeding was likely to be

a2ie

trial. (San Jose Mercury News v. Muni-

cival Ccurt, supra, 30 Cal. 3d 498,

511.)33 Although this point is almost too
obvious to state let alone emphasize, it
nevertheless is central to any analysis of
access rights and must be weighed heavily.

2. Access to _ preliminary hearings

does not contribute to the fair-

ness of either the preliminary

hearings themselves or the crim-

inal justice system in general.

ThiXourthaxoncludechat,
"Openness in court proceedings
may improve the quality of
testimony, induce unknown
witnesses to come forward with
relevant testimony, [and] cause
all trial participants to
perform their duties more

conscientiously ...."

critical." (Gannett, 443 U.S. at 395). For him,
"the essence [of the discussion! . .. is that by
definition ‘pretrial proceedings’ are exactly
that." Gannett, 443 U.S. at 397.

13 See also, Richmond Newspapers, 448

~~;

Gannett, 443 U.S. at 383. See _ also,

Waller, 81 L.Ed. at 38; Press-Enterprise,

78 L.Ed.2d at 637.)

Fairness is the overriding objec-
tive to he served by public access. "The
central aim of a criminal proceeding must
be to try the accused fairly ...." (Waller

v. Georgia, 467 U.S. 39, 81 L.Ed.° 2d at 38

(1984). See also,e.g., Estes v. Texas, 381

U.S. 532, 540 (1965). in Nebraska Press

Assn. v. Stuart, 427 U.S 531, 586 (1976).)

Justices Blackmun, Brennan, White,
and Marshall have suggested that it is
precisely the fact that "[e]ach side has
incentive to prevail" at trials and
Suppression hearings that publicity of
those hearings advances their actual

fairness. (Gannett, 443 U.S. at 434.)

The defendant's lack of incentive to
prevail at his preliminary hearing seri-

ously detracts from any contributions to

~9%e

fairness to be gained by public access.
In the vast majority of cases, the effect
of press access to the preliminary hearing
is that the potential jury pool is exposed
Only and overwhelmingly to the prosecu-
tion's evidence.

Petitioner and its amici urge that
the procedural similarities between pre-
liminary hearings and trials constitute a
strong reason for access. However, it is
orecisely due to the procedural, even
visual, Similarities that preliminary
hearings bear such high potential for
causing prejudice, As noted by the
California Supreme Court:

\

"Prejudice at times may be
acute because of the superficial
resemblence between preliminary
hearing and trial. . . . The
distinct functions served by the
two proceedings are not always
clear to non-lawyers. They may
ascribe to a one-sided prelim-
inary hearing the legitimacy and
credibility of a trial. Accord-
ingly, a defendant denied the
protection of section 868 might
feel compelled to abandon his

oB@<

right of silence at the hearing
and to embrace a_ tactic of
trying the case in the media."

San Jose Mercury-News v. Municipal Court,

supra, 30 Cal.3d 498, 512.

Moreover, real party questions
whether public access to preliminary
hearings does in fact encourage witnesses
to come forward and testify truthfully.
California's Attorney General, in defend-
ing the value of the secrecy of grand jury

proceedings has urged, inter alia, that

"witnesses may fear testifying in court;
the case may have potential for prejudici-
al publicity; [and] publicity may
jeopardize a continuing investigation. .
. ." (Attorney .General's brief, cited in

Hawkins v. Superior Court 22 Cal.3d 584,

593, n. 6, 586 P.2d 916 (1978). In the
instant case, neither the California
Attorney General (see brief at pp. 6-8)
nor the Riverside County District Attorney

(see brief at pp. 8-9), the two represen

o2S=

tatives in the instant case most familiar
with the prosecutorial view of the
realities of criminal prosecutions in
California, contend that open preliminary
hearings will have the salutory effect of
encouraging witnesses to come forward and
testify truthfully. /4 Certainly, in
highly publicized cases, which are chiefly
the only ones relevant to the instant
inquiry, any additional publicity of the
preliminary hearing could hardly be
expected to be significant in encouraging
new witnesses to identify themselves.

In a@dition, we question whether
public access to. preliminary hearings
imp:oves the participants’ conscientious-
ness, or only the arpoearance of conscien-

tiousness. While public access’ may

14 For the above-given reasons we
strongly disagree with petitioner's suggestion
that “the ferreting out of additional witnesses
with relevant testimony" may be even more
compelling at the preliminary hearing stage.

o%6—

improve the decorum of all participants,
access logically increases the pressure on
the magistrate, particularly in high pub-
licity cases, to take public opinion into
account in determining whether probable
cause exists.'> A magistrate may be more
susceptible to public opinion than a trial
judge because his decisions are not final
and accordingly he may feel less responsi-
bility to exercise his discretion properly.
3. Access to preliminary hearings
does not significantly serve

the appearance of fairness or
community catharsis.

Appearance of fairness is less
significant a value when procedures can be
evaluated for actual fairness. Fairness
and the avpearance of fairness are both

satisfied by procedural protections and by

(Petitioner's Brief, hereafter "PB", at pp. 13-
14.)

15 See, e.g., Winsett v. McGinness, 617
F.2d 996 (3d Cir. 1980) (en banc) ("consideration of
public reaction could be dangerous to and
destructive of procedural due process" in

ro,

=2F<

the right to appellate review. Fairness of
procedures is to be contrasted with the
fairness of particular adjudicators.
Whether a judge is actually biased is
difficult to evaluate; what is accessible
to evaluation are concrete indicators that
raise an appearance of fairness or lack of
fairness. For those reasons, ®appearance
of fairness plays a far more significant
‘ee “regarding adjudicators than
procedures, 16

The interest in assuring’ the
appearance of fairness is “for the benefit
of the accused; that the public may see he
is fairly dealt with and not unjustly

condemned ...." (In re Oliver, 333 U.S.

determining inmate's entitlement to work release),
cert. den. sub nom., Anderson v. Winsett, 449 U.S.
1093 (1981).

16 To the extent that the appearance of
fairness is deemed a significant value, real party
submits that it must give way not only to
protections of fairness in fact but also to the
presumotion of defendant's innocence. One danger

ot

257, 270, n. 25, cited in Gannett, 443

U.S. at 380.) Thus, a closure request by
the defendant himself should not impair

7 In any

the appearance of fairness.
event, release of the transcripts of the
preliminary hearing at such time when the
risk of prejudice to the defendant's fair
trial right has passed, should dissipate
any lingering concern over any appearance
of unfairness.

Community catharsis is the objec-
tive served by the appearance of fairness
regarding crimes that arouse shock and

18

outrage in the community. Catharsis is

posed by an open preliminary hearing is that
because of the low burden of proof placed on the
prosecution the decision to hold the defendant for
trial may turn the presumption of innocence on its
head.

17 Both Oliver, 33 U.S. 257 and Levine v.
United States, 362 U.S. 610, 616 (1960), cited by
Various Justices involved closure of a contempt
trial over the defendant's objection. (See, €.g.,
Richmond Newspapers, 443 U.S. at 594 (Rehnquist,
3J., conc.).) Accordingly, appearances of fairness
were doubly offended by the summary nature of the
proceeding as well as by closure over the defend-
(Continued)

=29-

achieved less by access to the proceedings
themselves than by harsh penalties. Thus,
for example, in the case of Dan White, the
man who shot to death the mayor and the
first gay supervisor of San Francisco in
1979, community catharsis was not
achieved, despite public access to and
extensive press coverage of the trial,
because White was convicted only of
manslaughter. Catharsis was only realized
upon White's suicide six years later.
Petitioner suggests that "“[n]Jo
greater frustration of this fundamental,
natural yearning to see justice done'
{citation omitted] can occur than when,
after a secret preliminary hearing, the
Suspect is released." (PB at p. 15.) For

the above-described reasons, we strongly

ant's objection. Those cases, we respectfully
submit, hardly stands as compelling precedent for
a broad public interest in the appearance of
fairness of preliminary hearings.

18 "When a shocking crime occurs, a

"=

Aisagree with the suggestion that such
frustration is a result of secrecy. We
submit that the public would be equally
frustrated if after a public hearing,
charges were dismissed for such reasons as
procedural fairness not readily appreci-
ated by the public. The Court's recogni-
tion of the ‘existence of the public's
frustration, even rage, at lenient

punishments in notorious cases suggests

all the more reason- for insulating

preliminary decisions from intense,
contemporaneous public scrutiny and
pressure.

More important to the achievement
of catharsis than public’ access to
preliminary proceedings is the community's
opportunity to have the trial occur
promptly and within its midst. Open
preliminary, examinations threaten those
interests in that they may force venue

changes or delays to dissipate any effects

ao

-3l<

of publicity.

In California, catharsis is
further served by the recently created
right of victims and their families to
attend and speak at sentencing and parole
hearings. (See Penal Code sections 1191.1
and 3043 and section 1767 of the Welfare
and Institutions Code.) Because of the
court's fairly broad sentencing discretion
for serious crimes, input at sentencing
and parole hearings provides a more
effective and rational method of
Satisfying the community's desire for
catharsis than does access to preliminary
hearings.

4. Access to preliminary hearings

does not substantially further
the public's interest in

obtaining information about
important government functions.

Access rights also depend in part
on the value of exposing particular
government functions to public view. 19

However, "because the stretch of this

«92a

protection is theoretically endless ... it
must be invoked with discrimination and

temoerance.”" (Richmond Newspapers, 448

1.S. at 588 (Brennan and Marshall, JJ.,
conc. ).)

Petitioner and some of its amici
contend that the public has an interest in
access to preliminary hearings because the
preliminary hearing is a “critical stage"
of criminal prosecutions in California.
(See Petitioner's Brief at p. 8.) In
reaching this conclusion they rely on
cases that have found the preliminary
hearing to be a critical stage for
purposes of determining the existence of

the defendant's right to counsel. (See,

community reaction of omtrage and public protest
often follows. [Citation omitted.] Thereafter
the open processes of justice serve an important
prophylactic purpose, providing an outlet for
conmunity concern, hostility, and emotion.
Richmond Newspapers, 448 U.S. at 571.

19 this value arises from the “assumption
that valuable voublic debate--as well as other
civic behavior—must be informed" (Richmond

o33<

e.g., Petitioner's Brief, at p. 8, citing
©-9-

Hawkins v. Superior Court, 22 Cal.3d 584,

588 (1978) and Coleman v. Alabama, 399

U.S. 1, 9-10 (1970). But, there is no
rational relation between the fact that
the defendant is entitled to the
assistance of counsel at ae particular
Stage and the importance of that stage to
public debate. Such a contention would
argue for access to such procedures as
Line-ups and in-custody interrogation
after the defendant's assertion of his
right to counsel. 29

Petitioner argues that preliminary
hearings are critical stages because,
"with relatively fewer criminal cases

actually going to trial" (PB, pp. 6-7),

preliminary hearings are becoming the only

Newspapers, 448 U.S. at 487 (Brennan and Marshail,
JJ., conc.)) and, more particularly, from "the
importance of the public's having accurate
information concerning the operation of its
criminal justice system." (Gannett, at 397

o%geo

formal judicial hearings held in an in-
creasing number of cases. (PB, DPD. 17-18.)

First, that contention is based on
a false premise. Available statistics
Suggest that the percentage of trials in
California is actually increasing. 2+
Moreover, contrary to petitioner's
suqgestion (PB, at p. 17, n. 6), recently
added Penal Code section 1192.7,
precluding plea bargaining after
preliminary hearings except in certain
limited circumstances, logically should
increase the number of trials in

California. 72

(Powell, J., concurring.)

20 A logical extension would be to allow
access to any proceedings at which an accused was
represented by counsel, such as_ parole hear ings
and prison disciplinary hearings.

21 According to petitioner's figures, in
the 1983-84 fiscal year, slightly more than 10% of
felony arrests were disposed of by trial.
However, in 1978, “only 3.2 % of all felony-arrest
dispositions in [California] involved trials. San
Jose Mercury News, supra, 30 Cal.3d 498, 511, 638
P.2d 655. See also Gannett, 443 U.S. at 435, fn.
(Continued)

«3S

Second, and more importantly, it
is a weak argument that access to
Preliminary hearings should be made a
Significant right simply because trials,
clearly the critical stage of a criminal
prosecution, occur less frequently. As
noted by respondent (see RB, at p. 10)
that argument logically would imply a
right of access to the prosecutor's files,
which reflect the most important decisions
made -- regarding which charges to press
and what plea bargains to make -- in most
cases that do not go to trial.

Moreover, public education is
equally well served by release of
transcripts once danger of taint due to
Dublicity has passed as by public access
to the proceedings themselves. To the
extent that timeliness of news reporting
is important in order to catch the
public's interest, sufficient timely

information may be provided to the press

= 36-

and public by counsel. Running newspaper
commentary is more likely to distort the
information and its’ significance’ than
would release of the transcripts in toto
at some time past the period of likely
prejudice.

To the extent that legislative
reform is prompted by reactions to ungoing
proceedings, as petitioner contends,
experience shows that prosecutors’) and
family members of victims -- who are
entitled to access despite closure to the
general public -- are the people most

Likely to spearhead any reform efforts. 23

23 While petitioner points to one
notorious California child molestation case, the
MMartin Pre-School case, as having spawned
numberous legislative bills, its conclusion that
access to the preliminary hearing played a
significant role in generating public interest is
not as self-evident as petitioner would have the
reader believe. (See PB, at p. 16.) That case
received a tremendous amount of publicity at the
time that charges were filed, generating suffici-
ent public attention as to attract legislative
interest, thus creating a climate in which parents
of witnesses, prosecutors, and prosecutor's
(Continued)

=37=

Justice Powell, in noting a
limited First Amendment access right to
oretrial proceedings, was careful to
observe that "not all pretrial matters are
sO important for public scrutiny as is a

Suppression hearing...." (Gannett, 443

U.8.. 6 397, tea. 3.3

"(T]he issues considered at
fsuppression] hearings are of

great moment beyond their
importance to the outcome of a .
particular prosecution. A

motion tO suppress’ typically
involves eee allegations’ of
misconduct by police and prose-
cution that raise constitutional
issues. ... The searches. and
interrogations that such hear-

organizations were able to carry their legislative
campaigns forward on their own.

The McMartin case equally dramatically
illustrates the adverse effects of publicity on
fairness of the preliminary hearing itself, threat
of prejudice to fair trial rights, and massive
damage to defendants', and even witnesses', repu-
tations. All of the out-of-custody defendants
have moved from their homes, many to different
states. Daily reportage collapses 7 hours of
hearings into a few paragraphs of print or seconds
of T.V. time. Because the media tend to be more
interested in a case at its beginning and more
interested in the beginning of each witness's
testimony, media attention is paid to the prosecu-
tion's case almost exclusively.

-38-

ings evaluate do not take place
in public. The hearing there-
fore usually presents the only
opportunity the public has to
learn about police and prosecu-
torial conduct, and about
allegations that those respon-
sible to the public for the
enforcement of law themselves
are breaking it." (Gannett, 443
U.S. at 435 (Blackmun, Brennan,
White, and Marshall, JJ. conc.
and dis.))

In contrast, preliminary hearings rarely

involve such issues of general public

concern. 24

24 We disagree with petitioner's
assessment that suppression motions are "a
standard part of the bill of fare" of preliminary
hearings in California. (PB, at Pp. 11.) However,
it is undeniably true that preliminary hearings
may be joined with suppression hearings, motions
to dismiss and other motions that raise constitu-
tional objections. Some witnesses may be called
to testify regarding facts relating to more than
one hearing. However, the hearings remain
distinct and it should be possible to separate the
testimony, close the preliminary hearing, and open
the others.

= 39-

C. The defendant's right to close his
Preliminary hearing has long been
recognized, Darticularly in
California.

In Richmond, six Justices stressed

the importance of the long history of
Public trials. in recognizing a First
Amendment right of access to trials.
(Burger, C.J., and White and Stevens, JJ.
at p. 580; Brennan and Marshall, JJ. at
589-590; and Blackmun, J. at 601.) The
centrality of the tradition of openness is
reflected in the court's holding "that the
right to attend = criminal trials is
implicit in the gurantees of the First
Amendment; without the freedom to attend

such trials, which people have exercised

for centuries, important aspects of

freedom of speech and of the press could
be eviscerated. [Citation omitted.]"

Richmond, 448 U.S. at 580 (emphasis

added). Justice Blackmun, in a concurring

opinion, noted with gratification that the

-49-

Court had moved beyond its denial of the

importance of legal history in Gannett

and was “now looking to and relying upon
legal history in determining the fundamen-
tal public character of the criminal
trial." Id., at 601.

In its historical inquiries, this
Court has looked for more than a tradition

25. tn addition, it

of de facto openness.
has considered : (1) whether there was an
historical recognition of any countervail-
ing rights or interest# in closure; (2)
whether any such presumptions or interests
were recognized at the time of the First

Amendment's adoption?® and (3) whether

25 As noted by the Court, "This argument
. . « that since exclusion of members of the
pbulic is relatively rare, there must be a
constitutional public right to a public trial. .
. confuses the existence of a constitutional right
with the common-law tradition of open civil and
criminal proceedings. Gannett, 443 U.S. at 388, n.
19.

26 See, e.g., Richmond, 448 U.S. at 569:
"Alt the time when our organic laws were adopted,
(Continued)

o4)<

openness waS considered an _ instrinsic
aspect of the proceeding. 27

Consideration of the three above-
noted factors argues against finding a
tradition of open access to preliminary

hearings over a defendant's objections.

Tn Gannett, seven members of this Court

concluded that preliminary hearings his-
torically were subject to closure. As

Justice Stevens, writing for the Court,

criminal trials both here and in England had long
been presumptively open."; Richmond, at 576: "the
First Amendment guarantees of speech and press
prohibit government from summarily’ closing
courtroom doors which had long been open to the
public at the time that Amendment was adopted".
(Emphasis added. ) See also, Press-Enterprise:
"(T]he question we address--whether the voir dire
process must be open--focuses on First ..
Amendment values and the historical backdrop
against which the First Amendment was enacted." 78
L.Ed. 2d at 638, n. 8).

27 "(C]ontemporary writings confirm the
recognition that part of the very nature of a
criminal trial was its openness to those who
wished to attend." Richmond Newspapers, 448 U.S.
at 568. That “criminal trial both here and in
England had long been presumptively open ... is no
quirk of history; rather, it has long been
recongized as an indispensable attribute of an
Anglo-American trial." Id. at 569.

~42~

noted:

"(Tl here exists no persuasive
evidence that at common law members
of the public had any right to
attend pretrial proceedings; indeed,
there is substantial evidence tc the
contrary. [Footnote omitted. ] By
the time of the adoption of the
Constitution, public trials were
clearly associated with the
protection of the defendant.
[Footnote omitted.] And _ pre-trial
proceedings, precisely because of
the same concern for a fair trial,
were never characterized by the same
degree of openness as were actual
trials. [Footnote omitted.]"
Gannett, 443 U.S. at 387-388.

This historical assessment is
consistent with the research of the main
authority relied on by petitioner and
amici to support a contrary conclusion.

(Geis, "Preliminary Hearings, 8 U.CL.A.

Rev. 397 (1961), quoted in Petitioner's
Brief, at vo. 20 and, e.g., brief of amici
California news organizations, at pp. 19-
Ziel Geis notes that "“{p]reliminary
hearings in the American colonies closely
followed the prescriptions of the

[English] statutes" which were closed to

-43-

the accused as well as the press and
public. Geis, pp. 399, 406.

The American statutes remained
unchanged until the mid-nineteenth
century. Id. at 407. Thus, at the time
of the adoption of the First Amendment,
American laws provided for closed
preliminary hearings. Whether or not
there was a practice of opening them to

28 there can hardly be said to

the public
have been a presumption or right of public
access at that time.

The new generation of U.S.

statutes enacted in the mid to late

nineteenth century was. typified by the

28 Geis notes that at some point, a trend
developed of opening preliminary hearings in
practice. (Geis, p. 407.) However, the earliest
case he cites as evidence of this developing trend
was reported in 1898. Id., n. 54. Most of the
cases are from the 1920s and '30s. Id., nn. 53
and 54, Moreover, during the same period,
preliminary examinations were presumptively closed
in England. See F. Maitland, Justice and Police
129 (1885), quoted in Gannett, 443 U.S. at 389.

~y

provision of the New York Field Code of
Criminal Procedure, as revised in
1888.79 That statute read:

"The magistrate may also, upon
request of the defendant, exclude
from the examination, every person,
except [various named functionaries

and] . . . the defendant and his
GUGRSGL « « «& *”

Id. at 407-408. California and five other
States adopted Field Code provisions which
varied from the above only in that they
made closure mandatory rather than discre-

tionary upon request of the defendant. Id.

at 409, 39 Other states adopted similar

29 Geis recounts that the original
statute required the magistrate to close the
preliminary hearing upon- request of _ the
defendant. In changing the mandatory "must" to
"may", the New York legislature “conform[ed] to
the general practice elsewhere in the United
States... ." Id. at 409.

30 Geis calls the Field Code provisions
"a significant exception to the general practice
of public preliminary hearings". Id. at 407.
But, practice and law are distinct phenomena. It
makes no sense to say that the laws themselves
formed an exception to the practice.
Significantly, Geis elsewhere suggests that the
practice of the Field Code states differed little
(Continued)

-45-

provisions; still others allow closure of
pretrial hearings without Statutory

authorization. Gannett, 443 U.S. at 390,

is 23s Thus, in both Field Code and non-
Field Code states, the defendant was and
continues to be entitled to close his
preliminary hearing at will or upon a
loose showing that did not need _ to
outweigh any competing interests or comply
with any guidelines. That the general

practice in Field Code and non-Field Code

states may have been to hold open hearings
does not detract from the historical right
of defendants to close their hearings.
Rather the practice appears to be due to
lack of interest of defendants in

asserting their right to closure. >!

from the majority because the statutes remained in
"judicial dormancy and day-to-day disuse." (Id. at
407)

31 As Geis notes, "Litigation concerning
the Field Code provision has been sparse, and in
most of the states che measure has apparently only
rarely been called into use, and then only in
(Continued)

-46-

Finally, there is no evidence of
an historical recognition of the value of
press and public access to preliminary
hearings. To the contrary, English common
law clearly distinguished between’ the
privilege accorded the reporting of
trials, and the absence of such a
privilege of, or of any legitimate
societal interest in, reporting pretrial
proceedings. 22

Similarly, the New York Commission

that in 1850 recommended adoption of the

cases which would ordinarily have been heard in
“Losed chambers in any event." (P. 409.)

32 AS declared by one presiding Lord:

"Trials at law, fairly reported, although
they may occasionally prove injurious to
individuals, have been held to be privi-
leged. Let them continue so privileged.
... But these preliminary examinations have
no such privilege. Their only tendency is
to prejudge those whom the law still
presumes to be innocent, and to poison the
sources of justice.”

Rex v. Fisher, 2 Camp 563, 570-571 (NP 1811),
quoted in Gannett, 443 U.S. at 389, n. 20.

en

~~ =

Field Code's mandatory closure provision
reasoned that public access could “render
it difficult to obtain an unprejudiced
jury" particularly “in cases of great
public interest". Commission on Practice
& Pleadings, Code of Criminal Procdure,
Final Rep., § 202 (1850), cited in Geis,
at ov. 408.

The tradition of the defendant's
right to close his preliminary hearing is
even stronger in California. (See pp. 8-
10.)

ITI. IF THE COURT FINDS A RIGHT OF ACCESS
TO PRELIMINARY HEARINGS, THEN IT
SHOULD REMAND TO THE CALIFORNIA
SUPREME COURT FOR DETERMINATION OF

HOW THE COMPETING INTERESTS SHOULD BE
WEIGPED.

For the foregoing reasons, we
respectfully submit that the Court need
find no constitutional right of access to
preliminary hearings. TF the Court

should find

-48-

that there does exist such a right, then
we would urge that Penal Code section 868
and the California Supreme ‘* Court's
construction of it fully comport with the
Federal standard and accordingly that the
case should be remanded to afford the
California Court the opportunity to
reevaluate its own state law in light of
any misverception of the Federal law.

The Federal test for evaluating
whether a particular criminal proceeding
should be open to the voublic, once a right
of access has been found, is set forth in

Press-Enterprise:

"The pr»sumption of openness may be
overces™ only by an_- overriding
ints.2 . based on findings’ that
closure is essential to preserve
higher values and is narrowly
tailored to serve that interest.
The interest is to be articulated
along with findings specific enough
that a reviewing court can determine

whether the closure order was
properly entered."

Press-Enterprise, 78 L.Ed.2d at 638. In

addition, the magistrate should "consider

~49-

alternatives to closure and to total
suppression of the transcript." (Id. at
640.)

California Penal Code S 868,
permitting closure of a preliminary
hearing only upon a showing that closure
is necessary to protect the defendant's
right to a fair trial, clearly satisfies
that test. The right to a fair trial is
paramount and may override even the
public's interest in access to trials.

(Globe Newspaper, 457 U.S. 596.) A

showing that closure is "necessary" surely
satisfies the requirement that closure be
proved to be “essential”. (See Webster's
New Internat. Dict. (2d ed. 1959) p.
1635) The requirements that the
magistrate narrowly tailor the closure,
articulate findings and consider
alternatives are consistent both with
section 868 and with the California

Supreme Court's holding.

-50-

Questions left open by Press-

Enterprise include: (1) the standard to be

apolied in assessing the necessity of

closure, and (2) the party who is to bear

the burden of showing the effectiveness or
ineffectiveness of reasonable alternatives
to closure.

Real party submits that those
questions properly should be left to the
states.

"If [a] state court has proceeded on
an incorrect perception of federal
law [in interpreting state law] it
has been this Court's practice to
vacate the judgment of the state
court and remand the case so that
the court may reconsider the state
law question free of misappre+
hensions about the scope of federal
law." Three Affiliated Tribes v.

Wold Engineering, U.S. , 81
L.Ed. 2d 113, 124, 104 S.Ct.
(1984).

Remand is particularly appropriate
in the instant’ case becauge of this
Court's policy of allowing states a
measure of discretion in -prescribing

Standards and procedures by which to weigh

lee

@8l-

individual liberties. Thus, in Pruneyard

Shonoping Center v. Robins, supra 447 U.S.

74 (1980), the Court deferred to the
California Supreme Court's decision

(reported as Robins v. Pruneyard Shopping

Center, 23 Cal.3d 899, 592 P.2d 341 ‘opn.

by Newman, J.)) to balance free speech and
property rights under its own Constitution
so as to give greater weight to the free
speech right than this Court had done
under the Federal Constitution. This
Court's balancing under the Federal
Constitution did not limit the state's
"sovereign right to adopt in its own
Constitution individual liberties more
expansive than those conferred by the

Federal Constitution." (Id. at 81, and

Suora, at p. 12.) In so ruling, this

Court did not go so far as to suggest
"that rights of property are to be defined
solely by state law, or that there is no

federal constitutional barrier to the

@$ 20

abrogation of common-law rights by ...a
State government." (Id. at 93, Marshall,
Je, conc.) Rather, the Court concluded
that the federal interest violated --
namely, the right to exclude others from a
large private shopping mall -- was not so
weighty as to preclude’ states from
weighing other individual liberties more
heavily. While the Court found that the
right to exclude others from private

property is “one of the essential sticks

in the bundle of property rights" (id. at
82, emphasis added), where the private
property at issue is a large shopping
mall, no "core" right has been infringed.
(Id. at 93) (opn. by Marshall, conc.)
Similarly, we submit that, while
the right of access to "critical" stages
of criminal proceedings may be "“essenti-
al", state limitation of access to prelim-
inary hearings does not impinge upon any

"core" rights. 23 Accordingly, this Court

~§%

should remand the case to allow the
California Supreme Court to set its own
Standards and procedures for permitting
closure of preliminary hearings upon the
defendant's request.

TV. IF THE COURT DECIDES TO ARTICULATE A

BALANCING TEST, THEN “REASONABLE LIKE-
LIHOOD OF PREJUDICE" IS APPROPRIATE.

If this Court should decide that
the right of access to preliminary
hearings is a core First Amendment right
and so decides to articulate the standard
for permitting closure as requested by
petitioner (PB p. 22-23), real party

submits that a showing of a “reasonable

33 California's weighing of the
defendant's right to a fair trial more heavily
than the public's interest in access to
preliminary hearings does not. signify any
disregard for First Amendment rights. As
Pruneyard demonstrates, California affords greater
protection for some speech rights than does the
Federal Constitution. Rather, California has
forthrightly recognized the extent of the conflict
between fair trial and speech-and-press rights in
the preliminary hearing context, and has chosen to
grant greater deference to the fair trial right.

-S4-

Likelihood of prejudice" to the
defendant's fair trial rights is
appropriate. In Waller v. Georgia, 467

1.5. 39, 81 L.Ed.2d 31 (1984) this Court

concluded that:
"the party seeking to close [a
pretrial suppression] hearing must
advance an overriding interest that
is likely to be prejudiced, the
closure must be no _ broader’ than
necessary to protect that interest,
the trial court must consider
reasonable alternatives to closing
the proceeding, and it must make
findings adequate to support the
closure." (Id. at 39, emphasis
added. )

For the reasons advanced in
II.B.4., supra, closure of a preliminary
hearing should certainly require no
greater a showing than closure of a
preliminary hearing. In particular, we
urge rejection of the "substantial
probability of irreparable harm" test
advocated by petitioner. That standard,

articulated by the dissenters in Gannett,

and adopted by the Ninth Circuit in U.S.

laine —

)
|
=
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v. Brooklier, 685 F.2d 1162 (9th Cir.

1982) should be rejected for. several
reasons. First, the standard is unduly
burdensome. It is the same standard

adopted by the Court in Nebraska Press

Assn. v. Stuart, supra, 427 U.S. 539 for

imosing a gag order, "‘one of the most

extraordinary remedies known to our
jurisprudence" (id, a 562). Second, the
dissenters based the standard on the sixth
amendment right to attend pretrial
suppression hearings which, as noted
above, they deemed "[u]nlike almost any
other proceeding apart from the trial
itself, implicates all the policies that
require that the trial be public."

(Gannett, 443 U.S. at 436.)

CONCLUSION
For the foregoing reasons, real
party in interest, Robert Diaz, through
counsel, urges the Court to find that

public access to the California

-56-

preliminary hearing is not such a
substantial federal interest as to warrant
interference with California's weighing of

fair trial and free-speech-and-press

rights.
Nated: January 13, 1986
Respectfully submitted,

EPHRAIM MARGOLIN
SANDRA COLIVER

. a X

EPHRAIM MARGOLIN
Attorneys for Real Party
In Interest

* Robert Diaz and his counsel gratefully

acknowledge the volunteer critique of Frank C.
Newman, retired Justice of the California Supreme
Court and Ralston Professor of International Law.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0322%3A09. Public record. Not legal advice.
