# Amicus Curiae Brief — Bowen v. American Hospital Assn.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1986
- **Citation:** 476 U.S. 610

## Text

IN THE
Supreme Court of the Unite

OCTOBER TERM, 1985

MARGARET M. HECKLER, SECRETARY OF HEALTH
AND HUMAN SERVICES,

AMERICAN HOSPITAL ASSOCIATION, et al.,

V.

0 \

CLERK

Supreme Court, U.S.
FILED

No. 84-1529 NOVY 4 1966

JOSEPH F. SPANIOL, JR.

States

Petitioner,

Respondents.

On Writ of Certiorari to the United States
Court of Appeals for the Second Circuit

BRIEF FOR AMICI CURIAE
AMERICAN ACADEMY OF PEDIATRICS,
AMERICAN PEDIATRIC SOCIETY,
SOCIETY FOR PEDIATRIC RESEARCH,
ASSOCIATION OF MEDICAL SCHOOL
PEDIATRIC DEPARTMENT CHAIRMEN AND

WESTERN ASSOCIATION OF CHILDREN’S HOSPITALS

Of Counsel:

MICHAEL A. ROMANSKY

WENDY L. KRASNER

JOHN A. HODGES

ANNE W. HOGELAND
McDERMOTT, WILL & EMERY
1850 K Street, N.W.
Suite 500
Washington, D.C. 20006
(202) 887-8000

Attorneys for Amicus Curiae
Western Association of
Children’s Hospitals

November 4, 1985

STEPHAN E. LAWTON *
JACK N. GOODMAN
ELIZABETH B. CARDER
CAROL COLBORN
PIERSON, BALL & Dowp
1200 18th Street, N.W.
Washington, D.C. 20036
(202) 331-8566
Attorneys for Amici Curiae
American Academy of
Pediatrics, et al.

* Counsel of Record

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QUESTION PRESENTED

Whether Section 504 of the Rehabilitation Act, 29
U.S.C. § 794, permits the Department of Health and Hu-
man Services to regulate individual medical treatment de-
cisions concerning critically ill infants or to regulate
compliance with state reporting requirements, particu-
larly in the absence of a record establishing that any
improper activity by recipients of federal financial assist-
ance—those covered by the Act—has occurred?

(i)

TABLE OF CONTENTS

po OF Ee Bley yy

INTEREST OF AMICI CURIAE ..............-......------2---+----

SUMMARY OF ARGUMENT

TTT

I.

II.

III.

PETITIONER’S CONCEPT OF “DISCRIMI-
NATION” UNDER SECTION 504 FAILS TO
ACCOUNT FOR THE COMPLEXITY OF
MEDICAL CASES AND MEDICAL DECI-
.

A. Seriously Il] Infants Do Not Present Sim-
ple, Straightforward Cases

B. Medical Decision Making Does Not Involve
Isolated Treatment Decisions

REGULATING THE MEDICAL TREATMENT
OF SERIOUSLY ILL INFANTS EXCEEDS
THE SCOPE OF SECTION 504

A. A Seriously IIl Infant Is Not An “Otherwise
Qualified” Handicapped Individual

B. Medical Treatment Decisions Do Not Involve
“Discrimination” By A Federally Assisted
e

C. Petitioner's Final Rule Would Unnecessarily
Intrude Into Medical Treatment Decisions
And Improperly Require Affirmative Action
SEIS Sr

CONGRESS DID NOT INTEND THAT SEC-
TION 504 SERVE AS THE BASIS FOR FED-
ERAL INTERVENTION IN INDIVIDUAL
MEDICAL TREATMENT DECISIONS

(iii)

Page

11

14

iv

TABLE OF CONTENTS—Continued
Page

A. The Child Abuse Amendments Represent
Congress’ Belief That Medical Treatment
Decisions Regarding Seriously Ill Infants
Are Best Dealt With Under Existing State
es .-- - 5 ® enseeeteeeniameniniives 19

B. Congress’ Goal In Enacting Section 504 Was
To Increase Access To Federally Funded
Programs, Not To Intrude Into Individual

Medical Treatment Decisions ......................... 22
C. Petitioner’s Analogy To Title VI Is Inap-
ee 25

D. Petitioner’s Analogy To A Specific Statute
Prohibiting Discrimination In Medical Treat-
ment On The Basis Of Alcohol Abuse Is
111888888 —— ——̃ —„—-— 26

„ . 28

V

TABLE OF AUTHORITIES
Cases: Page

Abell v. United States, 518 F.2d 1369 (Ct. Cl.
1975), cert. denied, 429 U.S. 817 (1976) 21
Alexander v. Choate, 105 S. Ct. 712 (1985) passim
American Academy of Pediatrics v. Heckler, 561
F. Supp. 395 (D.D.C.), appeal dismissed, No.

83-1407 (D.C. Cir. Aug. 4, 1983) .......................... passim
American Public Transit Association v. Lewis, 655
FP 8. RI GS eee 15

Apex Hosiery Co. v. Leader, 310 U.S. 469 (1940).. 21
Bell v. Board of Education, Akron Public Schools,

" Bs EF FF fe | 13
Blue Chip Stamps v. Manor Drug Stores, 421 U.S.
r 21
Community Television of Southern California v.
Gottfried, 459 U.S. 498 (1983) 25
Consolidated Rail Corp. v. Darrone, 104 S. Ct. 1248
d 22, 25
Doe v. New York University, 666 F.2d 761 (2d
ANS, SR Se ae a AE EP nee eee 15

Duke v. University of Texas at El Paso, 663 F.2d
522 (5th Cir. 1981), cert. denied, 105 S. Ct. 386
117 ·*m»p˙1wx —??.. 27
Goldsboro City Board of Education v. Wayne
County Board of Education, 745 F.2d 324 (4th
. 13
Grove City College v. Bell, 104 S. Ct. 1211 (1984) 13
In re Infant Doe, No. GU 8204-004 A, slip. op.
(Monroe County Cir., Apr. 12, 1982), writ of
mandamus dismissed, sub nom. State ex rel.
Infant Doe v. Baker, No. 482 S 140 (Ind. May

27, 1982), cert. denied, 104 S. Ct. 394 (1983) 14
Lewis v. United States, 663 F.2d 889 (9th Cir.
1981), cert. denied, 457 U.S. 1133 (1982) 21
Sioux Tribe of Indians v. United States, 316 U.S.
r 21
Socony Mobil Oil Co. v. United States, 287 F. 2d
e . LES a ee 21

Southeastern Community College 1 v. Davis, 442
yh RR ARI aR 9, 14-15, 25

vi

TABLE OF AUTHORITIES—Continued

Page
United States v. University Hospital, State Uni-
versity of New York at Stony Brook, 729 F.2d
104 ( . |) en passim
Uptagrafft v. United States, 315 F.2d 200 (4th
Cir.), cert. denied, 375 U.S. 818 (1963) -............ 28
Statutes and Regulations:
Child Abuse Amendments of 1984, Pub. L. No. 98-
OR ST SE 19
E..... 19
BS | 1!1łꝶk¼ 22

Civil Rights Act of 1964, Pub. L. No. 88-352, 78
Stat. 252, Title VI (codified at 42 U.S.C. §§ 2000d
!—E: 25
Comprehensive Alcohol Abuse and Alcoholism Pre-
vention, Treatment and Rehabilitation Act of
1974, Pub. L. No. 93-282, § 121(a), 88 Stat. 130
(codified at 42 U.S.C. § 4581 (a) ) -.......................- 28
Comprehensive Alcohol Abuse and Alcoholism Pre-
vention Treatment and Rehabilitation Act
Amendments of 1976, Pub. L. No. 94-371,
§ 11 (a), 90 Stat. 1041 (codified at 42 U.S.C.

OE ET ETAL SAID TECTIA 26, 28
Rehabilitation Act of 1973, Pub. L. No. 93-112,

§ 504, 87 Stat. 355, 29 U.S.C. 8794 passim

§ 7(6), Pub. L. No. 93-112, 87 Stat. 358 23
Rehabilitation Act Amendments of 1974, Pub. L.

No. 93-516, § 111 (a), 88 Stat. 1619 23

Social Security Act of 1965 as amended, Pub. L.
No. 89-97, 79 Stat. 291, Title XVIII (codified at

e ee eee 24
J ibccciccinccniepninnnteninisittities 16
.... 12
. 10, 11, 12-13

Legislative and Regulatory Materials:
119 Cong. Rec. 24,587 (daily ed. July 18, 1973) 23
130 Cong. Rec. 88953 (daily ed. June 29, 1984) 22

130 Cong. Rec. 88956 (daily ed. June 29, 1984) 20

vii
TABLE OF AUTHORITIES—Continued

130 Cong. Rec. 812392 (daily ed. Sept. 28, 1984)
e
50 Fed. Reg. 14878 (1985) ————————
r Eeeeeen a seran NII
S. Rep. 1297, 93d Cong., 2d Sess. (1974), reprinted
in 1974 U.S. Code Cong. & Ad. News 6373........
S. Rep. No. 246, 98th Cong., 2d Sess. (1984), re-
printed in 1984 U.S. Code Cong. & Ad. News
„ c

Miscellaneous:

Affidavit of Hubert A. Ritter, M.D. submitted by
the American Medical Association in American
Hospital Association v. Heckler, Nos. 84-6211,
e eiiseeeninnees

Arras, Toward An Ethic of Ambiguiiy, 14 Hast-
ings Center Report 25 (1984)

Brief for the United States, United States v. Uni-
versity Hospital, State University of New York
at Stony Brook, 729 F.2d 144 (2d Cir. 1984)......

Avery, Neonatology: Pathophysiology and Man-
agement of the Newborn (2d ed. 1981) ................

Comments of the American Academy of Pediatrics
(Feb. 8, 1985) on Proposed Rule Regarding Child
Abuse and Neglect Prevention and Treatment
Program and interim Model Guidelines for In-
fant Care Review Committees (49 Fed. Reg.
48160 and 49 Fed. Reg. 48170 (Dec. 10, 1984) )..

Holder, Parents, Courts and Refusal of Treatment,
108 Pediatrics 615 (1988) .....................................

Pless, The Story of Baby Doe, 309 New Eng. J.
e ....

President's Commission for the Study of Ethical
Problems in Medicine and Biomedical and Be-
havioral Research, Deciding to Forego Life-
Sustaining Treatment (1983)

Stahlman, Newborn Intensive Care: Success or
Failure ?, 105 Pediatrics 162 (19843)

Sutherland, Statutory Construction (4th ed. 1984) ..

Vidyasagar, & Sarnaik, Neonatal and Pediatric In-
tensive Care (1985)

Page
22

19-20

8, 19

IN THE
Supreme Court of the United States

OCTOBER TERM, 1985

No. 84-1529

MARGARET M. HECKLER, SECRETARY OF HEALTH
AND HUMAN SERVICES,
- Petitioner,

AMERICAN HOSPITAL ASSOCIATION, et al.,

Respondents.

On Writ of Certiorari to the United States
Court of Appeals for the Second Circuit

BRIEF FOR AMICI CURIAE
AMERICAN ACADEMY OF PEDIATRICS,
AMERICAN PEDIATRIC SOCIETY,

SOCIETY FOR PEDIATRIC RESEARCH,
ASSOCIATION OF MEDICAL SCHOOL
PEDIATRIC DEPARTMENT CHAIRMEN AND
WESTERN ASSOCIATION OF CHILDREN’S HOSPITALS

The American Academy of Pediatrics (the Academy“),
the American Pediatric Society, the Society for Pediatric
Research, the Association of Medical School Pediatric De-
partment Chairmen and the Western Association of Chil-
dren’s Hospitals submit this brief amici curiae in sup-
port of Respondents American Hospital Association, et al.
and in opposition to the brief filed by Secretary Margaret
M. Heckler (“the Secretary”) of the Department of
Health and Human Services {“HHS”). It is accompanied
by written consents from Petitioner and Respondents.

2

INTEREST OF AMICI CURIAE

The Academy is a non-profit organization of more than
28,000 board-certified pediatricians who are the individ-
uals most intimately involved in caring for seriously ill
infants. Most of the Academy’s members practice medi-
cine in hospitals which would be affected by any decision
of this Court concerning the application of Section 504
of the Rehabilitation Act of 1973, 29 U.S.C. § 794, to
medical treatment of seriously ill infants. Further, the
Academy’s Committees on Children with Disabilities and
Bioethics have coordinated educational programs on medi-
cal treatment decisions involving handicapped children,
and have developed statements of bioethical principles for
Academy adoption.

The Academy has also been actively involved in judicial
and administrative proceedings considering the applica-
bility of Section 504 to medical treatment decisions. The
Academy was the lead plaintiff in American Academy of
Pediatrics v. Heckler, 561 F. Supp. 395 (D.D.C.), ap-
peal dismissed, No. 83-1407 (D.C. Cir. Aug. 4, 1983)
(“AAP v. Heckler’’|, which invalidated an “interim final
rule“ promulgated under Section 504 concerning discrimi-
nation against handicapped infants. Second, the Academy
commented on proposed rules regarding discrimination
on the basis of handicap in medical] treatment of infants.
These rules, in revised form, are the regulations at issue
in this case. 49 Fed. Reg. 1622 (Jan. 12, 1984) (J.A.
11-111).

The American Pediatric Society, the Society for Pediat-
ric Research and the Association of Medical School Pedi-
atric Department Chairmen (“AMSPDC”) represent the
faculty and leadership of academic pediatric departments.
Membership in the American Pediatric Society and the
Society for Pediatric Research is conferred on the basis

1 J.A. —— refers to the Joint Appendix.

3

of scholarship, research, and contributions to pediatric
education. AMSPDC members are responsible for operat-
ing the departments of pediatrics of virtually every major
tertiary care center in which neonatal intensive care units
are located. This case arises in large degree from the
advances in pediatric care made by these physicians which
make it possible to extend the lives of many disabled and
premature infants.

The Western Association of Children’s Hospitals
(“WACH”) is a non-profit organization of nine hospitals
providing most of the tertiary and much of the primary
care to seriously ill infants in the western portion of the
United States. WACH was founded to promote recogni-
tion of the special needs and circumstances of children’s
hospitals in formulating public health care policy. Mem-
bers of WACH commented on the proposed rules which,
in revised form, are at issue in this case. Thus, WACH
and its members have a direct interest in the case cur-
rently before this Court.

SUMMARY OF ARGUMENT

Petitioner invokes Section 504 to regulate individual
medical treatment decisions involving critically ill infants.
She entirely ignores the intrinsic complexity both of the
medical conditions suffered by such infants and the medi-
cal decision making which accompanies them.

Petitioner suggests a paradigm case in which an in-
fant possesses a static disability on the one hand, and a
separate, easily treatable medical condition on the other.
In fact, most infants subject to Petitioner’s rule suffer
from myriad, interrelated medical conditions, none of
which can be characterized as static disabilities, and none
of which are easily treatable. Moreover, the infants’ medi-
cal conditions fluctuate continuously, so that the prognoses
change from moment to moment. These factors render
impossible any determination of “discrimination” under
Section 504.

1

The very language of Section 504, and the case law in-
terpreting it, demonstrate that the statute does not au-
thorize federal intervention into treatment decisions for
critically ill infants. Because there exists no “customary”
standard of medica! care applicable to all infants, it is
impossible to determine whether a particular infant is
“otherwise qualified” for a particular treatment. Second,
the medical treatment decisions Petitioner seeks to regu-
late involve no “discrimination” by a federally-funded pro-
gram or activity. Treatment decisions concerning criti-
cally ill infants are made by parents, who are not recipi-
ents of federal funds. Petitioner’s convoluted attempt to
involve hospitals in the decision-making process fails, since
Section 504 does not require a recipient of federal funds
to invoke the protections of a state child abuse program.
Moreover, Petitioner cites no evidence that hospitals are
ignoring their state reporting duties. Third, Petitioner’s
regulations constitute a burdensome and harmful intru-
sion into ongoing treatment, encouraging painful over-
treatment and jeopardizing the quality of care received
by the very infants Petitioner purports to protect.

Finally, the legislative history of Section 504 is devoid
of any indication that Congress intended the statute to
permit federal regulation of individual medical treatment
decisions. Further, when Congress ultimately did address
the issue of appropriate care for critically ill infants, it
specifically decided that such issues should be left to the
states.

5
ARGUMENT

I. PETITIONER’S CONCEPT OF “DISCRIMINATION”
UNDER SECTION 504 FAILS TO ACCOUNT FOR
THE COMPLEXITY OF MEDICAL CASES AND
MEDICAL DECISION MAKING

As pediatricians involved in the daily care of seriously
ill infants, amici are concerned that Petitioner has dra-
matically oversimplified the complex medical decision mak-
ing which she intends to regulate under Section 504. Ser-
iously ill infants typically suffer from complicated and
interrelated medical conditions, which can change day to
day, hour to hour. Medical decision making involves
evaluation of complex and fluctuating factors, and the
medical condition to be treated is often inseparable from
the putative “handicap”; hence, the notion of “discrimina-
tion,” which is the core of Section 504, has no application.

A. Seriously III Infants Do Not Present Simple,
Straightforward Cases

Petitioner premises her Section 504 analysis on the case
of the so-called “Baby Doe” infant in Bloomington, In-
diana, a child born with several serious disabilities in-
cluding Down’s Syndrome and a tracheoesphageal fistula,
an abnormal connection between the trachea and esophagus
which prevents normal eating, but which is surgically
correctable.’ Petitioner argues that if a federally-assisted
hospital withholds surgery to correct the intestinal prob-
lem solely on the basis of the child’s anticipated mental
retardation, when the hospital would perform the surgery
for a “normal” child, the hospital has “discriminated”’

2 Petitioner even misstates the facts of that case. At birth, the
infant known as “Baby Doe” was preliminarily diagnosed as having
a deformed heart. Although an autopsy on the child ultimately indi-
cated no heart problems, at the time that the treatment decisions
were being made, the potential heart defect was a serious considera-
tion. See Pless, The Story of Baby Doe, 309 New Eng. J. Med. 664
(Sept. 15, 1983).

6

against the child “solely by reason of his handicap” in
violation of Section 504. Brief for Petitioner (Pet. Br.“
at 15.

Petitioner’s hypothetical application of Section 504 is
thus premised on a simple, straightforward case in which
one of the infant’s conditions can be characterized as a
“static” disability, and the other as a condition requiring
medical treatment. In fact, the vast majority of critically
ill infants in pediatric intensive care units who would
come under Petitioner’s regulations are not so afflicted,
but suffer from multiple, interrelated medical conditions,
to which the analysis of Petitioner’s paradigm case is
wholly, inapplicable.

Premature infants constitute the largest percentage of
infants in pediatric intensive care. These infants, par-
ticularly extremely premature infants (24-30 weeks’ ges-
tation and one to three pounds weight), may suffer from
a multitude of interrelated problems, including: severe
asphyxiation at birth; respiratory distress syndrome; com-
promised intestinal function; heart defects with congestive
pulmonary failure; meningitis; septicemia; and immature
organs, such as the brain and retina. See, e.g., G. Avery,
Neonatology: Pathophysiology and Management of the
Newborn 241-55 (2d ed. 1981) [“Avery”]; Stahlman,
Newborn Intensive Care: Success or Failure? 105 Pedi-
atrics 162, 163-64 (1984).

Besides premature infants, other seriously ill infants
suffer from such diverse and often interrelated disabilities
as myelomeningocele (spina bifida) ; hydrocephalus (ac-
cumulated fluid in the cranial vault) ; anencephaly (ab-
sence of the cranial vault) ; and Trisomy 13 and Trisomy
18 (chromosomal defects resulting in a variety of medical
disabilities). See generally Avery at 870-89, 944-46. For
example, “Baby Jane Doe,” the infant in United States
v. University Hospital, State University of New York at
Stony Brook, 729 F.2d 144 (2d Cir. 1984) [“University
Hospital“ ], suffered from multiple birth defects, includ-

7

ing: microcephaly, an abnormally small head; hydro-
cephalus; inability to close her eyes or achieve sucking
action; a malformed brain stem; upper extremity spastic-
ity; and a thumb implanted in her fist. Jd. at 146. In
contrast to the hypothetical infant relied on by Petitioner,
seriously ill infants do not present simple, straightfor-
ward treatment decisions which can be viewed as involv-
ing any sort of “discrimination.”

B. Medical Decision Making Does Not Involve Isolated
Treatment Decisions

In Petitioner’s paradigm case, the pediatrician need
only make one treatment decision: whether to perform
surgery to correct an intestinal problem. See Pet. Br. at
15. Yet just as seriously ill infants do not suffer from
static, isolated medical conditions, medical care of seri-
ously ill infants rarely involves an isolated decision to
treat one malady. Rather, pediatric care involyes numer-
ous treatment decisions which are typically based on an
uncertain prognosis. Arras, Toward an Ethic of Am-
biguity, 14 Hastings Center Report 25, 27 (Apr. 1984).
The pediatrician must assess, often without reliable medi-
cal data, the likelihood of successful treatment, the risk
of damage to the infant from the therapy, the effect on
the child of protracted artificial life-support care, and
the pain and suffering of continued treatment. Treatment
may be life-saving, but the result of the therapy could
cause other damage. For instance, use of mechanical ven-
tilation with high levels of oxygen on a premature infant
can cause blindness, a scarred trachea or severely dam-
aged lungs. See D. Vidyasagar & A. P. Sarnaik, Neonatal
and Pediatric Intensive Care 350 (1985); Avery at 13.

Treatment of premature infants in particular requires an indi-
vidualized assessment of all of the infants’ complex and constantly
changing medical conditions, including the immaturity of many
organs:

8

The physician’s ability to determine the child’s prog-
nosis is complicated by the child’s constantly changing
medical conditions—what the University Hospital court
termed the “fluid context of medical treatment decisions.”
729 F.2d at 156. The medical conditions of seriously ill
infants can change minute to minute and hour to hour,
often evading certain prognosis. See Avery at 13. The
President’s Commission for the Study of Ethical Prob-
lems in Medicine and Bioethical and Behavioral Research,
Deciding to Forego Life-Sustaining Treatment (1983)
President's Commission Report“ ] observed that [f] re-
quently . . . the prospect of long term survival and the
quality of that survival remains unclear for days, weeks,
and months, during which time the infants may have an
unpredictable and fluctuating course of advances and set-
backs.” Id. at 221 (emphasis added).

Petitioner’s argument that withholding medical treat-
ment from a disabled infant subject Isi. . . [the in-
fant] .. to discrimination” within the meaning of Sec-
tion 504 thus grossly oversimplifies the medical decision-
making process. The spectrum of medical conditions in-
volved, and the numerous medical decisions necessary to
respond to them, change cont'nually. The result, as ex-
plained by the Second Circuit, is that:

{[w]here the handicapping condition is related to the
condition(s) to be treated, it will rarely, if ever, be
possible to say with certainty that a particular de-
cision was “discriminatory.”

The major therapeutic challenge in managing these very im-
mature infants is not so much the specific treatment of disease
entities as it is the control of the many pathophysiologic de-
rangements resulting from prematurity itself.

Avery at 241.

Indeed, in its brief in University Hospital, the government con-
ceded this point, arguing there that it needed constant access to
updated medical records because [medical decision making is a
dynamic process.” Brief for the United States in University Hos-
pital at 24.

|

9

University Hospital, 729 F.2d at 157. The treatment de-
cision posited by the Secretary is a simple one; the re-
ality is a far more complex one where differing medical
conditions justify different treatment for individual in-
fants. See Arras at 26. Thus, a decision which may in
Petitioner’s view constitute “discrimination” at one mo-
ment may become a bona fide medical judgment—con-
cededly outside the scope of Section 504—the next. With
the threat of federal intervention, adverse publicity, liti-
gation, and pcssible loss of funding, the effect of the
regulations would be to require treatment even where con-
traindicated, a gross intrusion into difficult and complex
medical decisions.

II. REGULATING THE MEDICAL TREATMENT OF
_ SERIOUSLY ILL INFANTS EXCEEDS THE SCOPE
OF SECTION 504

Section 504 is generally designed to assure meaningful
access by otherwise qualified handicapped individuals to
federally-funded programs. See Alexander v. Choate, 105
S. Ct. 712, 721 (1985). The language of the statute and
the case law interpreting it uniformly establish that it
has a limited scope. First, it only prohibits discrimina-
tion against “otherwise qualified” handicapped individ-
uals. Second, Section 504 only prohibits discrimination
under a program or activity receiving federal financial
assistance. Third, the provision cannot be interpreted to
impose unwarranted affirmative action burdens on pro-
viders. Petitioner’s expansive reading of Section 504 ig-
nores each of these limitations.

A. A Seriously III Infant Is Not An “Otherwise Quali-
fied” Handicapped Individual

This Court, in Southeastern Community College v.
Davis, 422 U.S. 397, 406 (1979), held that an “otherwise
qualified” individual within the meaning of Section 504
is “one who is able to meet all of the program’s require-
ments in spite of his handicap.” In the context of health

10

services, Petitioner argues that if a hospital offers a par-
ticular treatment that the infant requires, then the in-
fant is “otherwise qualified,” as long as such treatment
would be “medically beneficial.” Pet. Br. at 22-24. Peti-
tioner suggests that a determination of medical benefit is
easy because it is “the sort of judgment that health care
professionals are accustomed to making on behalf of all
of their patients.” Pet. Br. at 25-26. Petitioner’s inter-
pretation of the “otherwise qualified” statutory require-
ment, however, completely ignores the complexity of such
medical judgments.

First, “medical benefit” has no intrinsic meaning.
Whether a particular child would “medically benefit”
from a particular course of treatment depends on that
child’s prognosis, and is therefore inherently individual-
ized—hardly a “bona fide standard” of “general applica-
bility” which Petitioner admits is the relevant determina-
tion of “otherwise qualified” under Section 504. See Pet.
Br. at 22. As Judge Gesell stressed in AAP v. Heckler,
“there is no customary standard of care for the treat-
ment of severely defective infants.” 561 F. Supp. at 400
(emphasis in original).

Second, as noted above, a seriously ill infant’s medical
conditions are constantly changing. Given the “fluid”
nature of these medical conditions, during one hour an
infant could be deemed “otherwise qualified” because
treatment would be “medically beneficial,” but the next
hour fail Petitioner’s “otherwise qualified” test because
treatment would be futile or merely temporarily prolong
the act of dying. See 45 C.F.R. Pt. 84, App. C ff (a) (2)
(J.A. 122).

Petitioner is unable to respond to the inherent diffi-
culty of determining whether a seriously ill infant is
“otherwise qualified” given the reality of constantly
changing medical conditions. Petitioner argues that fed-
erally-funded educational or physical rehabilitation pro-

11

grams, which are clearly covered by Section 504, also
must account for fluctuations and developments in a
child’s physical and mental condition. Pet. Br. at 26
n.15. The two situations are easily distinguishable.
First, while the child’s mental or physical conditions may
fluctuate in an educational setting, the fluctuations are
not life-threatening, and do not change on a minute-by-
minute basis. More importantly, decisions in the educa-
tional setting are made by schools and teachers, and not,
as under Petitioner’s final rules, by the federal govern-
ment. Generally, the role of the federal government has
been to ensure that schools have programs available
which will respond to the individual needs of handicapped
students. There can be no question that the health care
services available for the treatment of seriously ill in-
fants satisfy that test. The Secretary wishes to go much
further in the hospital context than making sure services
are available; rather, she would intrude into individual
treatment decisions—a role beyond the scope of Section
504.

B. Medical Treatment Decisions Do Not Involve “Dis-
crimination” By A Federally-Assisted Program or
Activity

Petitioner also fails to make out a case of discrimina-
tion. Section 504 by its plain language only prohibits
discrimination against handicapped individuals “under a
program or activity receiving federal financial assist-
ance.” Petitioner concedes she cannot regulate parents’
decisions concerning treatment for their children, be-
cause parents are not recipients of federal financial as-
sistance. 45 C. F. R. Pt. 84, App. C ff (a) (4) (J.A. 122).
She has retreated, therefore, to postulating a case
whereby a federally assisted hospital potentially discrim-
inates against critically ill infants. Petitioner argues
that if a hospital “refused to furnish treatment to a
handicapped infant, even though it would furnish the
treatment to a nonhandicapped child, the infant has,
‘solely by reason of his handicap,’ been ‘denied the bene-

12

fits of’ and been ‘subjected to discrimination under’ the
federally assisted program.” Pet. Br. at 13. Alterna-
tively, Petitioner argues that, where the parents have
withheld their consent to treatment, the hospital’s refusal
to notify the state child protective services (“CPS”)
agency or to petition a state court for an order directing
treatment, subjects the handicapped infant to discrimina-
tion under the hospital’s federally-assisted program if the
hospital would have undertaken such efforts for other
children in similar circumstances. Id.

Petitioner's argument again is divorced from medical
reality. Petitioner can point to no case because no case
exists where a hospital has refused to treat a handi-
capped child against the wishes of the parents and the
treating physician. Hospitals are always prepared to
render services when the parents, in consultation with
the treating physician, determine that treatment is med-
ically indicated. In University Hospital, for example, the
hospital was at all times willing to perform the treat-
ment at issue, but lacked the legal authority to do so
without parental consent. University Hospital, 729 F.2d
at 148. If requiring hospitals to make treatment avail-
able is the focus of Petitioner’s application of Section
504, she has no basis for imposing any regulation, for the
“problem” simply does not exist.

Recognizing that she cannot directly regulate parental
treatment decisions, and identifying no case where 2
hospital refused to treat a disabled infant against the
wishes of the infant’s parents, and, finally, conceding
that hospitals lack the legal authority under state law to
treat an infant sua sponte without parental consent, Pe-
titioner is forced to make a different argument: that a
hospital would violate Section 504 not by any act or
omission in treatment but instead if it refused to execute
its duty under state law to report to the state CPS agency
known or suspected cases of unlawful medieal neglect.
Pet. Br. at 13; see 45 C. F. R. § 84.55 (e) and 45 C. F. R.

— —5i
—

13

Pt. 84, App. C, 7 (a) (4) (J. A. 122). There are several
problems with this tortured analysis.

First, the legislative history of Section 504 is devoid of
any indication that Congress intended a federal statute
to enforce a recipient’s state law duties. See infra, pp.
18-25. Section 504 was intended to require recipients of
federal funds to provide access to the programs and ac-
tivities for which the recipient receives such funds. Alez-
ander v. Choate, 105 S. Ct. at 721. Here, Petitioner con-
strues Section 504 to require the hospital to provide ac-
cess to a “program” wholly beyond its federally-funded
program of furnishing health care—state administrative
and judicial proceedings.“

In Bell v. Board of Education, Akron Public Schools,
683 F.2d 963, 968 (6th Cir. 1982), a case arising under
Title VI of the Civil Rights Act in the context of school
desegregation, the Sixth Circuit held that where there
had been discriminatory practices by federal and state
housing authorities, it would place “too heavy a burden”
on the school board to require the board to go beyond the
scope of its program (education) to remedy discrimina-
tion by another program (housing). See also Goldsboro
Board of Education v. Wayne County Board of Educa-
tion, 745 F.2d 324, 328 (4th Cir. 1984) (“[a]n inde-
pendent school district which has not caused segregation
in a neighboring independent district has no duty to
rectify a racial imbalance in the other district”). Sim-
ilarly, Section 504 prohibits discrimination and requires
remedial action only within the hospital’s own program,
i.e., furnishing health care.

5 This Court has recognized that simply because an entity receives
federal funds does not mean that every action taken by that entity
is subject to Section 504. Rather, the antidiscrimination prohibition
only applies to the “program or activity” receiving federal funds.
Grove City College v. Bell, 104 S. Ct. 1211, 1220-22 (1984). Peti-
tioner does not suggest, and certainly has no administrative record
to support any contention, that federal funds are provided to hos-
pitals to support their reporting duties.

14

Second, Petitioner cites no evidence that hospitals are
ignoring their state reporting duties. Even in Petition-
er’s paradigm case of Bloomington “Baby Doe,” when the
infant’s parents decided to withhold surgery, the attor-
ney for the hospital promptly notified the county circuit
court to arrange for a hearing. In re Infant Doe, No.
GU 8204-004A, slip op. at 2 (Monroe County Cir., Apr.
12, 1982), writ of mandamus dismissed sub nom. State
ex rel. Infant Doe v. Baker, No. 482 S 140 (Ind. May 27,
1982), cert. denied, 104 S. Ct. 394 (1983). See also
Holder, Parents, Courts and Refusal of Treatment, 103
Pediatrics 515, 516 (Oct. 1983). In Petitioner’s pre-
amble to the final rule, she describes numerous instances
where hospitals, on their own initiative, notified the state
CPS agency pursuant to state law, but she was unable
to point to even one case where a hospital failed to in-
voke such procedures. See 49 Fed. Reg. 1646-49 (J.A.
96-106). The “problem” Petitioner identifies simply does
not exist.

Third, and most important, the need to ensure proper
reporting of medical neglect was directly addressed in
the Child Abuse Amendments of 1984. See infra pp. 19-22.
Congress’ enactment of specific legislation building on
existing state procedures for dealing with child abuse
and neglect indicates its determination that such proce-
dures already protect child welfare. Petitioner’s inter-
pretation of Section 504 to permit intrusive federal in-
vestigation and enforcement of this state law function is
thus unnecessary, duplicative and potentially disruptive
to furnishing pediatric care.

C. The Regulations Unnecessarily Intrude Into Medi-
cal Treatment Decisions And Would Improperly
Require Affirmative Action By Hospitals

This Court also recognized in Davis that “neither the
language, purpose, nor history of § 504 reveals an intent
to impose an affirmative-action obligation on all recipients
of federal funds.” 442 U.S. at 411. In Davis, a licensed

15

practical nurse contended that her denial of admission to
a college nursing program on the basis of her hearing dis-
ability violated Section 504. As part of her argument,
she asserted that regulations implementing Section 504
required that the nursing program be modified to accom-
modate her, to which this Court replied:

If these regulations were to require substantial ad-
justments in existing programs beyond those neces-

to eliminate discrimination against otherwise
qualified individuals, they would do gore than clar-
ify the meaning of § 504. In ead, they would con-
stitute an unauthorized extension of the obligations
imposed by that statute.

Id. at 410. This Court thus distinguished the provision
of equal opportunity from affirmative action, stating that
“(t]he language and structure of the Rehabilitation Act
of 1973 reflect a recognition by Congress of the distinc-
tion between the evenhanded treatment of qualified hand-
icapped persons and affirmative efforts to overcome the
disabilities caused by handicaps.” Id. (emphasis added).
This Court found that Section 504 does not require insti-
tutions to take substantive steps outside of their ordinary
programs to eliminate or overcome handicaps. Id. at 413.
See also Doe v. New York University, 666 F.2d 761, 775
(2d Cir. 1981) (school “not obligated by the Act to alter,
dilute or bend [its admission standards] to admit the
handicapped applicant”).

This Court has also recognized that Section 504 must
be kept “within manageable bounds.” Alexander v.
Choate, 105 S. Ct. at 720-21 n.20. Further, it cannot
serve as a basis for a “burdensome . . . mandate” on fed-
erally-assisted activities or programs. American Public
Transit Association v. Lewis, 655 F.2d 1272, 1278 (D.C.
Cir. 1981). Petitioner’s rules constitute exactly the kind
of burdensome and disruptive measures against which
these decisions cautioned. Under Petitioner’s rules, non-
medical teams of HHS employees, designated by HHS as

16

“Baby Doe Squads,” are granted expedited access to in-
vestigate reports of suspected discriminatory treatment
of infants, including anonymous reports to HHS’ “hot-
line.” See 45 C.F.R. § 84.55. In AAP v. Heckler, Judge
Gesell concluded that the intrusion of these “Baby Doe
Squads” imposed unwarranted burdens on hospitals, and
endangered the health of the infant:

[Alny anonymous tipster, for whatever personal
motive, can trigger an investigation involving imme-
diate inspection of hospital records and facilities and
interviewing of involved families and medical per-
sonnel. In a desperate situation where medical de-
cisions must be made on short notice by physicians,
hospital personnel and often distraught parents, the
sudden descent of “Baby Doe” squads on the scene,
monopolizing physician and nurse time and making
hospital charts and records unavailable during treat-
ment, can hardly be presumed to produce higher
quality care for the infant.

AAP v. Heckler, 561 F. Supp. at 399 (footnote omitted).

Judge Gesell’s conclusion that the quality of care suf-
fers from such intrusive federal regulations is well
documented. In one instance at Vanderbilt University
Hospital, a “hotline” call alleged—without basis—that
the hospital was not providing proper care to ten chil-
dren. The call resulted in a time-consuming and disrup-
tive Baby Doe squad investigation that took 39 hours
from doctors and nurses who would have otherwise spent
their time caring for patients.“ Moreover, the investiga-
tion disrupted the medical care given the ten patients
involved. One child’s surgery had to be postponed and
another remained in the pediatric intensive care unit

® Affidavit of Norman B. Urmy, Director, Vanderbilt University
Hospital, [10 (J. A. 185).

17

longer than necessary because the HHS investigators
held necessary medical records.“

In another instance, an anonymous “hotline” call was
triggered by a newspaper article stating that conjoined
twins at Strong Memorial Hospital at the University of
Rochester might not survive. The call led to a disorgan-
ized and time-consuming investigation by a Baby Doe
squad.“ The investigators argued among themselves as
to which HHS office was entitled to the medical infor-
mation, and then flew in a Virginia neonatologist with-
out having even obtained the parents’ consent to examine
the children.“ Although HHS investigators later con-
firmed that the care provided was exemplary, they re-
fused at the time to issue a public statement retracting
their allegations that would counter the trauma experi-
enced by parents and the community from newspaper
reports of the incident. The unwarranted investigation
created fears in parents of other critically ill children as
to the adequacy of the hospital's care, prompting one
family to have its seriously ill child discharged—based
on the unfounded fear that the hospital was intention-
ally harming children—before treatment was complete.“
Clearly Congress did not intend Section 504 to authorize
intervention which would harm the very individuals it
is purporting to protect from discrimination.

In AAP v. Heckler, Judge Gesell observed in invalidat-
ing Petitioner’s interim rule that “many highly relevant
factors central to any application of Section 504 to medi-

Id. 11 (J. A. 185).

8 Affidavit of Paul M. Rosenberg, Associate Director, Fiscal &
Administrative Services, Strong Memorial Hospital, University of
r., 116 (J.A. 178).

1] 8-13 (J.A. 179-80).
16 (J. A. 181).

18

cal care of the newborn infants were not considered prior
to promulgation of the challenged rule.” 561 F. Supp. at
399. Despite renewed rulemaking proceedings and
slightly modified final rules, Petitioner to date has still
failed fully to consider or address the serious implica-
tions of her rules, including the disruption, delay, and
complications of federal investigators intruding in on-
going treatment of seriously ill infants, and the risk of
painful overtreatment.’ The regulations promulgated
under Section 504 require just the sort of affirmative
burden and disruption to federally-assisted programs
which this Court has repeatedly found to be beyond Con-
gress’ intention in adopting Section 504.

III. CONGRESS DID NOT INTEND THAT SECTION 504
SERVE AS THE BASIS FOR FEDERAL INTER-
VENTION IN INDIVIDUAL MEDICAL TREAT-
MENT DECISIONS

The expansive reading of Section 504 urged by Peti-
tioner is also unsupported by the statute’s legislative his-
tory and Congress’ subsequent legislation concerning
treatment decisions involving seriously ill infants.
Equally unpersuasive is Petitioner’s attempt to find con-
gressional support for her interpretation by analogy to
other statutes. Petitioner cannot cite any evidence that
Congress intended Section 504 to authorize intervention
in the critical care nursery in the manner contemplated
by her rules.

11 See Affidavit of Hubert A. Ritter, M.D., obstetrician-
gynecologist and clinical professor at St. Louis University School of
Medicine, submitted by the American Medical Association in the
Joint Appendix of American Hospital Associatior v. Heckler, Nos.
84-6211, 84-6213 (2d Cir. 1984) at 155 {10 (regulations encourage
physicians to recommend over treatment in particular cases to avoid
investigations as to whether the failure to offer treatment consti-
tutes “discrimination,” even though such treatment may not be in
the best interest of the child).

19

A. The Child Abuse Amendments Represent Congress’
Belief That Medical Treatment Decisions Regarding
Seriously Ill Infants Are Best Addressed Under
Existing State Mechanisms

The only occasion on which Congress has specifically
addressed the subject of medical care of seriously ill in-
fants is in the Child Abuse Amendments of 1984, Pub.
L. No. 98-457, 98 Stat. 1749 et seg. [“Amendments”]. The
Amendments demonstrate Congress’ belief that medical
treatment decisions regarding seriously ill infants shouid
be dealt with under existing state administrative and
judicial procedures. Under the Amendments, to receive
grants for its CPS system, a state must establish proce-
dures for: (1) consultation with designated individuals
in hospitals; (2) notification of cases of suspected medi-
cal neglect (including instances of withholding of medi-
cally-indicated treatment from disabled infants with life-
threatening conditions); and (3) legal remedies, under
state law, for the CPS agency to prevent the withholding
of medically-indicated treatment frob disabled infants
with life-threatening conditions. Section 122 of the
Amendments, 98 Stat. 1752-53 (amending 42 U.S.C.
§ 5103(b) (2) (K)) ½ Petitioner admits that these proce-

12 The Secretary has issued final regulations implementing the
Amendments. 50 Fed. Reg. 14878 (Apr. 15, 1985). Pursuant to
the Amendments, the Secretary also issued Model Guidelines for
Health Care Providers to Establish Infant Care Review Committees
(“ICRCs”). 50 Fed. Reg. 14893 (Apr. 15, 1985). Amici strongly
support the establishment of review committees and bioethics com-
mittees to provide consultation and to ensure that sensitive treat-
ment decisions are made in a reasoned, informed and caring man-
ner. The President’s Commission Report also recommended intra-
institutional ethics committees to review treatment decisions involv-
ing seriously ill infants. President’s Commission Report at 226-27
(J.A. 190-91). According to the Academy’s 1984 survey of ICRCs
attached as Appendix II to Comments of the American Academy
of Pediatrics (Feb. 8, 1985) on Proposed Rule Regarding Child
Abuse and Neglect Prevention and Treatment Program and Interim
Model Guidelines for Infant Care Review Committees, 49 Fed. Reg.

20

dures are similar to regulations promulgated under Sec-
tion 504, the authority for which is at issue here. Pet.
Br. at 8 n.5.

The Amendments must be viewed in the context of
what Petitioner has conceded was an “extraordinary ef-
fort“ to enact legislation in this most sensitive area. 50
Fed. Reg. at 14879. In AAP v. Heckler, Judge Gesell
struck down the first “interim final rule,” finding that
HHS lacked a rational factual basis for the rule and that
the agency had failed to follow required notice and com-
ment procedures. 561 F. Supp. at 403. Judge Gesell
cited numerous shortcomings in the rule, including the
disruptive effect of HHS’ enforcement procedures in car-
ing for disabled newborns. Id. at 399. He also suggested
that this issue “be clarified by further congressional ac-
tion.” Id. at 402. HHS then issued a new proposed rule
and solicited public comment. While HHS was in the
process of preparing its final rule, the case of “Baby
Jane Doe” again raised the question of HHS’ authority
under Section 504 to intervene in medical treatment de-
cisions, which led, after extensive proceedings, to the
University Hospital decision.

Thus, in the fall of 1984 when Congress adopted the
Amendments, it was well aware of the serious legal and
policy questions raised by these cases regarding federal
regulation of medical treatment decisions. Since the

48160 and 49 Fed. Reg. 48170 (Dec. 10, 1984), many hospitals already
have an ICRC or bioethics committee, and the number of such com-
mittees is growing rapidly. Thus, the majority of hospitals which
would be subject to Petitioner’s rules already have a mechanism, in
conjunction with the state CPS system, to review cases of seriously
compromised infants and t ensure that when treatment is medically
indicated, the infant will receive appropriate care.

1 See, e.g., S. Rep. No. 246, 98th Cong. 2d Sess. 6-8 (1984), re-
printed in 1984 U.S. Code Cong. & Ad. News 2918, 2922-25; 130
Cong. Rec. 88956 (daily ed. June 29, 1984) (remarks of Sen.
Nickles). The Senate Report noted that “(t]he highly publicized

21

same congressional committees have jurisdiction over
both Section 504 and the child abuse and neglect grant
program, Congress could easily have overruled University
Hospital by expressly amending Section 504 to include
coverage of medical treatment decisions concerning dis-
abled infants. Instead, Congress chose to leave such is-
sues to the states, to carry out their traditional role in
the area of child abuse and neglect.

As recognized by this Court, the “failure of Congress
to alter [a statute] after it had been judicially con-
strued, and the enactment by Congress of legislation
which implicitly recognizes the judicial construction as
effective, is persuasive of legislative recognition that the
judicial construction is the correct one.” Apex Hosiery
Co. v. Leader, 310 U.S. 469, 488 (1940); see also Blue
Chip Stamps v. Manor Drug Stores, 421 U.S. 723, 732-33
(1975) ; Lewis v. United States, 663 F.2d 889, 891 (9th
Cir. 1981), cert. denied, 457 U.S. 1183 (1982). More-
over, the same congressional committee that originally
enacted Section 504 subsequently defined the scope of
the federal role in medical treatment decisions concerning
seriously ill infants; as such, that interpretation can be
considered “virtually conclusive” as to Congress’ prior
intended meaning. Sioux Tribe of Indians v. United
States, 316 U.S. 317, 329 (1942); see also Socony Mobil
Oil Co. v. United States, 287 F.2d 910, 914 (Ct. Cl.
1961) ; accord Abell v. United States, 518 F.2d 1369 (Ct.
Cl. 1975), cert. denied, 429 U.S. 817 (1976). Given Con-
gress’ clear decision to enact specific legislation govern-
ing medical treatment decisions involving disabled in-
fants, Petitioner’s contention that there is “firm support”
for her interpretation of Section 504 “at every stage of

recent cases have catapulted the issue of withholding treatment
from seriously ill infants into the public arena. . S. Rep. No.
246, 98th Cong. 2d Sess. 6 (1984), reprinted in 1984 U.S. Code
Cong. & Ad. News 2923.

22

the evolution” of legislation in this area is mere hyper-
bole.**

B. Congress’ Goal In Enacting Section 504 Was To
Increase Access To Federally Funded Programs,
Not To Intrude Into Individual Medical Treatment
Decisions

This Court has recognized that “language as broad as
that of § 504 cannot be read in isolation from its history
and purposes.” Consolidated Rail Corp. v. Darrone, 104
S. Ct. 1248, 1254 n.13 (1984). The legislative history of
Section 504 demonstrates that Congress did not contem-
plate federal regulation of medical treatment decisions.

14 In the Amendments, Congress adopted a “policy of neutrality”
regarding the application of Section 504 to medical treatment deci-
sions involving seriously ill infants. 130 Cong. Rec. 812392 (daily
ed. Sept. 28, 1984) (letter from sponsors Senators Hatch, Denton,
Nickles, Kassebaum, Dodd and Cranston). The Amendments state
that nothing in the statute “is intended to affect any right or
protection under Section 504 of the Rehabilitation Act of 1973,”
Section 127(a), 98 Stat. 1754. Nevertheless, in addressing the
issue of medical care of disabled infants, Congress made a specific
decision to use the state CPS system rather than authorizing federal
intervention.

Moreover, Congress was so sensitive to the painstaking process
which led to the enactment of the Amendments that the Senate
sponsors prepared a Joint Explanatory Statement describing the
statute. In this statement, the sponsors identify the statement as
the “definitive legislative history” of the provisions and expressly
state:

Any remarks of individual Senators, including the principal
sponsors, on this legislation express only their personal views
and do not, therefore, constitute authoritative interpretation
or explanation of the measure.

130 Cong. Rec. 88953 (daily ed. June 29, 1984). Accordingly, Peti-
tioner’s references to passages in committee reports and debates
endorsing the application of Section 504 to treatment decisions of
seriously ill infants (Pet. Br. at 45 n.36) do not represent congres-
sional] intent and should not be considered by this Court.

23

In drafting Section 504, Congress initially was con-
cerned with discrimination against handicapped individ-
uals only in terms of employment. See, e.g., 119 Cong.
Rec. 24,587 (daily ed. July 18, 1973) (remarks of Sen.
Taft on S. 1875, 93d Cong., Ist Sess. 1973)).*° Later,
this goal was expanded in an effort to remove barriers to
access in education, transportation, and social services.“
Contrary to Petitioner’s assertion (Pet. Br. at 35-39),
that expansion in no way evidences an intent to author-
ize federal regulation of medical treatment decisions. To
the extent that Congress even contemplated “health serv-
ices” as being subject to Section 504, it did so only in
the sense of requiring providers to make such services
equally available to all persons able to meet a particular
program’s requirements despite their disability, a far
different situation than the regulation of individual med-
ical care contemplated here. See S. Rep. No. 1297, 93d
Cong., 2d Sess. 38, reprinted in 1974 U.S. Code Cong. &
Ad. News 6373, 6388-89. The only specific reference in
the legislative history to medicine or health services is in
tie context of access (as opposed to individual treat-
ment decisions) to nursing home services:

Accordingly, Congress originally defined the phrase “handi-
capped individual” in terms of employment:

The term “handicapped individual” means any individual who
(A) has a physical or mental disability which for such individ-
ual constitutes or results in a substantial handicap to employ-
ment and (B) can reasonably be expected to benefit in terms
of employability from vocational rehabilitation services

Section 7(6), Pub. L. No. 93-112, 87 Stat. 355.

16 As part of the Rehabilitation Act Amendments of 1974 (Pub.
L. No. 93-516, § 111 (a), 88 Stat. 1619), Congress expanded the defi-
nition to encompass “impairments to major life activities.” Under
the 1974 amendments, a “handicapped individual” is:

any person who (A) has a physica] or mental impairment which
substantially limits one or more of such person’s major life
activities, (B) has a record of such an impairment, or (C) is
regarded as having such an impairment.

24

Examples of handicapped individuals who may suf-
fer discrimination in the receipt of Federally-assisted
services but who may have been unintentionally ex-
cluded from the protection of Section 504 by the
references to enhanced employability in section 7 (6)
are as follows:

* „ * *

admission to Federally- assisted nursing homes on the
basis of their handicap.

Id.

In sum, no part of the language or legislative history
of the Rehabilitation Act of 1973 indicates a congres-
sional concern with individual medical decisions, much
less physician and parental decisions concerning complex
medical treatment for critically ill infants.“ In address-
ing the scope of Section 504 in the context of disparate-
impact discrimination, this Court expressly noted that if
Congress had intended the statute to reach all such
claims, “we would expect some indication of that purpose
in the statute or its legislative history. Yet there is noth-
ing to suggest that such was Congress’ purpose.” Alez-
ander v. Choate, 105 S. Ct. at 720. The same is true
here. Had Congress intended Section 504 to reach medi-
cal decisions, some indication of this intent would be
evident in the legislative history. As noted by the Second
Circuit, “the failure of congress to focus on treatment
decisions involving defective newborn infants strikes a

7 In enacting Title XVIII of the Social Security Act (42 U.S.C.
§§ 1395 et seq.), commonly known as the Medicare program, Con-
gress specifically prohibited any federal officer or employee” from
exercising “any supervision or control over the practice of medicine
or the manner in which medical services are provided. 42
U.S.C. § 1395. Given this broad prohibition in a statute dealing
directly with the provision of health care, it is implausible that
Congress would have intended intrusive federal interference in
treatment decisions in a statute of general applicability.

25

telling blow to the government’s position.” University
Hospital, 729 F.2d at 160.“

C. Petitioner’s Analogy To Title VI Is Inapposite

Petitioner asserts that by patterning Section 504 after
Title VI of the Civil Rights Act, Pub. L. No. 88-352, 78
Stat. 252 (codified at 42 U.S.C. 88 2000d et seqg.), Con-
gress intended that Section 504’s prohibition against dis-
crimination because of handicap be construed as broadly
as Title VI’s prohibition against racial discrimination.
Pet. Br. at 30-31. Yet the very decisions of this Court
cited by Petitioner to support this assertion demonstrate
that Section 504 does not incorporate the sweeping pro-
hibition of discrimination on the basis of handicap that
Title VI mandates for discrimination on the basis of race.
Alexander v. Choate, 105 S. Ct. at 717 (“there are rea-
sons to pause before too quickly extending [case law inter-
preting Title VI] to § 504”); see also Consolidated Rail,
104 S. Ct. at 1254 n. 13. Indeed, this Court’s decisions
have recognized that Section 504 does not mandate a
total ban on distinctions in federally-funded programs
between individuals on the basis of handicap. See Davis,
442 US. 397; cf. Community Television of Southern
California v. Gottfried, 459 U.S. 498 (1983) (holding
that Section 504 does not require the Federal Communi-
cations Commission to alter its standard for reviewing
public television license renewal applications to include
consideration of the needs of the hearing-impaired).

Moreover, Petitioner proposes an overly simplistic
analogy between Title VI and Section 504. Petitioner

10 In AAP ». Heckler, Judge Gesell also noted that while Section
504 was open to broad interpretation, “no congressional committee
or member of the House or Senate ever even suggested that section
504 would be used to monitor medical treatment of defective new-
born infants or establish standards for preserving a particular
quality of life.” 561 F. Supp. at 401 (emphasis added).

26

argues that Title VI prohibits a federally-assisted hos-
pital from refusing surgery on an infant solely because
of his race, and, hence, that Section 504 prohibits the
hospital from refusing surgery solely because of the in-
fant’s handicap. Pet. Br. at 31, 35-36. This argument
ignores the essential differences between race and hand-
icap in the context of medical decision making. First,
whereas race is a single factor wholly unrelated to med-
ical treatment, the “handicaps” to which Petitioner refers
are multiple medical conditions integrally related to the
medical conditions to be treated and are often an essen-
tial consideration in the decision as to what type of medi-
cal care is appropriate. See University Hospital, 729
F.2d at 156.

Second, whereas race is fixed and immutable, an in-
fant’s medical conditions are constantly changing. See
supra, pp. 8-10. Thus, while a decision to deny treat-
ment to a black infant on the basis of race will always
be discrimination under Title VI, no such finding of dis-
crimination is possible in the context of medical treat-
ment of a critically ill infant since different treatment
decisions must be geared to particular infants and their
changing medical conditions. Thus, Petitioner’s analogy
to Title VI is inapposite.

D. Petitioner’s Analogy To A Specific Statute Prohibit-
ing Discrimination In Medical Treatment On The
Basis Of Alcohol Abuse Is Inapposite

Petitioner also fails to show support for her Section
504 interpretation by analogy to a specific statute pro-
hibiting federally-funded medical facilities from discrim-
inating in admissions or treatment against alcoholics or
alcohol abusers because of their alcoholism (42 U.S.C.
§ 290dd-2(a)). Pet. Br. at 37-39. Alcohol and drug
abuse are fundamentally different types of “handicaps”
than the complex set of medical conditions affecting a

27

seriously ill infant. Alcohol and drug abuse, although
disabling in effect, by definition develop from external
factors in an individual’s environment. Moreover, drug
and alcohol abuse are treatable. A disabled infant’s
“handicap,” on the other hand, consists of congenital and
acquired impairments, which often are not treatable. To
equate alcohol and drug abusers with seriously ill infants
simply lacks any rational basis.

More importantly, Petitioner ignores the fundamental
fact that Congress enacted a specific statute to address
medical treatment decisions involving alcoholics and al-
cohol abusers, and, by implication, deliberately decided
against creation of a specific statute for seriously ill in-
fants. Petitioner apparently suggests that, since Con-
gress has expressly prohibited federally-funded facilities
from discriminating against alcoholics and alcohol abus-
ers in furnishing medical treatment, it intended that
Section 504 apply to all medical treatment decisions. Pet.
Br. at 37-39. That analysis ignores a basic rule of statu-
tory construction that where a statute specifically ad-
dresses one form of conduct and the persons to which it
refers, all omissions must be construed as exclusions. See
Duke v. University of Texas at El Paso, 663 F.2d 522,
526 (5th Cir. 1981), cert. denied, 105 S. Ct. 386 (1984)
(“the absence of a specific prohibition on the discrimina-
tory acts alleged. . supports an inference that the
legislature did not intend to outlaw other acts of employ-
ment discrimination by submerging an implied ban else-
where in the statute”) ; see generally Sutherland, Statu-
tory Construction § 47.23 (4th ed. 1984). Petitioner con-
cedes that Congress enacted “special statutory provisions
prohibiting discrimination against alcoholics and drug
abusers. ...” Pet. Br. at 41-42 (emphasis added). Since
Congress chose specifically to regulate medical treatment
involving alcohol abusers but not other patients, it must
be presumed that Congress did not intend, in enacting

28

Section 504, to intrude into other medical treatment de-
cisions.*®
CONCLUSION

For the reasons set forth herein, the decision of the
court below should be affirmed.

Respectfully submitted,

Of Counsel: STEPHAN E. LAWTON *
MICHAEL A. ROMANSKY — N. a
WENDY L. KRASNER IZABETH B. CARDER
yon — 2 & Dowp
ANNE W. HOGELAND ,
McDERMOTT, WILL & EMERY 1200 18th Street, N.W.
1850 K Street, N.W. Washington, D.C. 20036
Suite 500 (202) 331-8566
Washington, D.C. 20006 Attorneys for Amici Curiae
(202) 887-8000 American Academy of
Attorneys for Amicus Curiae Pediatrics, et al.
Western Association of
Children’s Hospitals Counsel of Record
November 4, 1985

19 Indeed, had Congress intended Section 504 to encompass all
medical treatment decisions, it would have had no reason in 1974 to
extend to all hospitals receiving federal financial assistance the
prohibition against discrimination on the basis of alcoholism (Pub.
L. No. 93-282, § 121(a), 88 Stat. 130 (codified at 42 U.S.C. § 4581 (a)
(1970 and Supp. IV 1974)), or, in 1976, further to amend the
provision to apply to federally-assisted outpatient facilities (Pub.
L. No. 94-371, §11(a), 90 Stat. 1041 (codified at 42 U.S.C. § 290dd-
2(a))). Congress cannot be presumed to have intended to enact
redundant and unnecessary statutory amendments. Uptagrafft v.
United States, 315 F.2d 200, 204 (4th Cir.), cert. denied, 375 U.S.
818 (1963).

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0316%3A21. Public record. Not legal advice.
