# Amicus Curiae Brief — Murray v. Giarratano

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1989
- **Citation:** 492 U.S. 1

## Text

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$ = No. 88-411
» S

a” IN THE
ad Supreme Court of the United States

Ocroser Term, 1988

EDWARD W. MURRAY, DIRECTOR
VIRGINIA DEPARTMENT OF CORRECTIONS, et al.,

Petitioners,

— against —
JOSEPH M. GIARRATANO, et al.,
Respondents.

MOTION FOR LEAVE TO FILE BRIEF AND BRIEF OF
NATIONAL LEGAL AID & DEFENDER ASSOCIATION,
NATIONAL ASSOCIATION OF CRIMINAL DEFENSE
LAWYERS, AND CALIFORNIA ATTORNEYS FOR
CRIMINAL JUSTICE AS AMICI CURIAE
IN SUPPORT OF RESPONDENTS

STEVEN M. PESNER EPHRAIM MARGOLIN
Counsel of Record NicHo.tas C. ARGUIMBAU
Peter B. FRIEDMAN Law OFFICES OF
Rosert H. Pees EPHRAIM MARGOLIN
ANDERSON Russe. KILL & 240 Stockton Street
Ouick, P.C. Third Floor
666 Third Avenue San Francisco, California 94108
New York, New York 10017 (415) 421-4347
(212) 850-0738 Attorneys for Amici Curiae
Attorneys for Amicus Curiae National Association of
National Legal Aid Criminal Defense Lawyers and
& Defender Association California Attorneys for

Criminal Justice

No. 88-411
IN THE
SUPREME COURT OF THE UNITED STATES

October Term, 1988

EDWARD W. MURRAY, DIRECTOR

VIRGINIA DEPARTMENT OF
CORRECTIONS, et al.,

Petitioners,
Vv.

JOSEPH M. GIARRATANO, et al.,

Respondents.

MOTION FOR LEAVE TO
FILE BRIEF AMICUS CURIAE

National Legal Aid & Defender
Association ("NLADA"), National
Association of Criminal Defense Lawyers
("NACDL), and California Attorneys for
Criminal Justice ("CACJ") respectfully
move this Court for leave to file the

attached brief amicus curiae in support

of respondents. Respondents have
consented to the filing of such a brief.
The consent of Petitioners was requested,
but Petitioners have withheld their
consent.

NLADA is a private, nonprofit

organization committed to the provision

of high quality legal services for poor
people in the United States. With
respect to death penalty litigation,

NLADA has promulgated Standards for the

Appointment and Performance of Counsei in

Death Penalty Litigation, publishes a

newsletter focused on trends in all
phases of death penalty litigation, and
conducts training programs for attorneys
in this area. NACDL is a membership
Organization of criminal defense
attorneys from throughout the country
dedicated -- through education,
legislation and litigation -- to protect

the constitutional rights of its members'

clients. Sharing the concerns of NLADA
and NACDL, CACJ is the criminal defense
bar for the State of California, where
almost all of the two hundred men on
California's Death Row are indigent and
require legal assistance in state post-
conviction litigation.

NLADA, NACDL and CACJ are thus
particularly well-situated to articulate
to this Court the complexities and
difficulties unique to post-conviction
capital litigation and the benefits, both
to the interests of the litigants them-
selves and to the interests of the

judicial system in efficiency and

fairness, of the presence of counsel at
all phases of such litigation. These

factors, inter alia, provided the basis

for the decision below of the United
States Court of Appeals for the Fourth
Circuit, sitting en banc.

NLADA, NACDL, and CACJ believe that
they can provide valuable insights into
these factors and illuminate other issues
that may not be stressed by the parties.
The attached brief emphasizes that
capital litigation has always occupied a
unique constitutional status,
particularly with respect to the

assistance of counsel. This unique

status, founded on the practical
difficulties of death penalty litigation,
the singular finality of the punishment
and the consequent demand for heightened
procedural safeguards in all phases of
capital litigation, requires affirmance

of the Fourth Circuit's en banc decision.

Accordingly, NLADA, NACDL and CACJ
respectfully request that their motion
for leave to file the attached brief

amicus curiae be granted.

January 13, 1989

Respectfuily submitted,

Steven M. Pesner

(Counsel of Record)

Peter B. Friedman

Robert H. Pees

ANDERSON RUSSELL KILL &
OLICK, P.C.

666 Third Avenue

New York, New York 10017
(212) 850-0738

Attorneys for Amicus
Curiae National Legal Aid
& Defender Association

Ephraim Margolin

Nicholas C. Arguimbau
LAW OFFICES OF EPHRAIM
MARGOLIN
240 Stockton Street,
Third Floor
San Francisco, CA 94108
(415) 421-4347

Attorneys for Amici Curiae

IN THE
SUPREME COURT OF THE UNITED STATES

October Term, i388

EDWARD W. MURRAY, DIRECTOR

VIRGINIA DEPARTMENT OF
CORRECTIONS, et al.,

Petitioners,

Vv.

JOSEPH M. GIARRATANO, et al.,

Respondents.

BRIEF OF NATIONAL LEGAL AID &
DEFENDER ASSOCIATION, NATIONAL
ASSOCIATION OF CRIMINAL DEFENSE
LAWYERS, AND CALIFORNIA ATTORNEYS

National Association of Criminal
Defense Lawyers and California
Attorneys for Criminal Justice

FOR CRIMINAL JUSTICE AS AMICI
CURIAE IN SUPPORT OF RESPONDENTS

TABLE OF CONTENTS

TABLE OF AUTHORITIES... ..-eeeeececes

INTERESTS OF AMICI CURIAE......+++--

SUMMARY OF ARGUMENT. ....-..eeeeeeeees

ARGUMENT ...cccccccccesccescscscsscece

I.

WITHOUT THE CONTINUING ASSIST-
ANCE OF COUNSEL, DEATH ROW IN-
MATES LACK MEANINGFUL ACCESS TO
THE COURTS... ccccccccccccccsces

. Capital Post-Conviction Pro-

ceedings, Which Are Complex
And Difficult For Lawyers

And Judges, Are Impenetrable
Mysteries For Death Row
TRMOCOS cc ccccccescccescesecces

. The Significant Constitutional

Difference Between Death And
Lesser Penalties Requires That
the Continuing Assistance Of
Counsel Be Made Available to
TRO GCOMBGMMEG . coccccceeceeeeees

Page

18

Page

II. THE FINALITY OF DEATH -- NOT
THE FINALITY OF STATE COURT
JUDGMENTS -- IS THE CONTROLLING
FACTOR IN THIS CASE.......ce00. 23

IiIl. THE PROCEDURAL SAFEGUARDS OF
THE EIGHTH AMENDMENT DO NOT
EVAPORATE WITH THE ONSET OF
POST-CONVICTION PROCEEDINGS.... 26

af bis PPPPPECERELELELELTTTrreree 31

ii

TABLE OF AUTHORITIES

Page
CASES
Beck v. Alabama, 447 U.S. 625
(1980) wc eeveeeeeceeceeseeeeeeeeeeens 1S, 22
Brown v. Allen, 344 U.S. 443 (1953). 25
Bute v. Illinois, 333 U.S. 640
(1948) cccccccee enh ncuneaneewesewese 22
Ford v. Wainwright, 477 U.S. 399
(1986). cee eee ee ener ererrerererereres 26-28
Giarratano v. Murray, 847 F.2d
1118 (4th Cir. 1988)..--eeeeeeeevees 13
Gideon v. Wainwright, 372 U.S. 335
[196 3) cccccccccccccccccvccencccecess 21-22
Hamilton v. Alabama, 368 U.S. 52
(1961) ccc cvcevevevecceeresereesseses 21
Marsh v. Chambers, 463 U.S. 783
(1983)..-eee-s ken ees'ee60bseuseesneues 19

iii

Penson v. Ohio, 57 U.S.L.W. 4020
Sere Mie We 6660606 6606066 eunienue

po PSETIET ITT ee eee

Smith v. Bennett, 365 U.S. 708
SS 0006600056066 6060640ubhewkuec

United States v. Watson, 496 F.2d
1125 (4th Cir. ye 660666664 064606

CONSTITUTION AND STATUTES

United States Constitution

The Eighth Amendment...............

The Fourteenth Amendment...........

The Sixth Amendment................

iv

Page

Statutes

Act of April 30, 1790 (codified
as amended at 18 U.S.C. § 3005)..... 18-19

MISCELLANEOUS

Allen, Schachtman & Wilson, Federal

Habeas Corpus and its Reform: An

Empirical Analysis, 13 Rutgers L.J.

SIS (ASSa) ccccccccccceccccesssscesss 14

Godbold, Pro Bono Representation of
Death Sentenced Inmates, 42 The
Record of the Association of the Bar
of the City of New York 859

(November 1987)... cece venencevees 11-12,
17
Kannar, Liberals and Crime, The New
Republic 19 (Dec. 19, 1988)......... 24
Vv

Page

Lay, Modern Administrative Proposals

for Federal Habeas Corpus: The

Rights of Prisoners Preserved, 21

De Paul L. Rev. 701 eh 23-24

Mello, Facing Death Alone: The
Post Conviction attornee Crisis

= Dea Row, 37 Am. U.L. Rev.
( 1)

513 (1981)..

ES EEE ETO 10-1l,
14

Robinson, An Empirical Stud of

Federal Habeas Revie. of State

Court Judgments 14

Schaefer, Federalism and State
Criminal Procedure, 70 Harv. L.

SE) rg rr 25

Standards for the A intment and
Performance of Scunsel in Death

Penalty Cases (National Legal Aid

& ender Association 1987)........ 9-10,

vi

In our adversarial system of
justice, the formidable complexities of
death penalty jurisprudence are often
entangled in the byzantine intricacies of
post-conviction review. In such a
system, to face death alone, without the
availability of appointed counsel, is
cruel, unusual, and a denial of
meaningful access to the courts.
Accordingly, NATIONAL LEGAL AID &
DEFENDER ASSOCIATION, NATIONAL
ASSOCIATION OF CRIMINAL DEFENSE LAWYERS,
and CALIFORNIA ATTORNEYS FOR CRIMINAL
JUSTICE submit this amicus brief in

support of the respondents.

INTERESTS OF THE AMICI CURIAE

National Legal Aid & Defender Association

Founded in 1911, the NATIONAL LEGAL

AID & DEFENDER ASSOCIATION ("NLADA") is a

private, nonprofit organization committed

to the provision of high quality legal
s-rvices for poor people in America.
NLADA has long recognized the need for
competent counsel at all stages of death
penalty cases.

In response to the need for quality
representation in death penalty cases,

NLADA recently adopted Standards for the

Appointment and Performance of Counsel in

Death Penalty Cases ("NLADA Standards").

The NLADA Standards are an attempt to

improve the representation afforded to
poor defendants in the high stakes,
complex litigation that characterizes
death penalty cases.

,

NLADA also publishes Capital Report

which periodically features articles on
trends in the trial, appellate, and
post-conviction stages of death penalty
cases. In addition, NLADA plans to

conduct a training program for attorneys

practicing in states where lawyers in
death penalty cases currently receive
little or no training.

National Association of Criminal Defense
Lawyers

Amicus NATIONAL ASSOCIATION OF
CRIMINAL DEFENSE LAWYERS ("NACDL" ) and
its affiliated organizations have
approximately 20,000 members, primarily
attorneys who practice criminal defense,
from throughout the country. NACDL
strives, through public education,
legislation and litigation, to protect
the constitutional rights of its members'
clients as a class, and to assure that
the working conditions for lawyers in
this field are adequate to permit them to
protect their clients' rights in

individual cases.

NACDL believes in working for a
rational system of review of capital
judgments in which the legal issues can
be resolved in a thorough and methodical
Process at as early a stage as possible.
NACDL joins in this brief out of a
perception that the District Court's
order in this case was necessary to
preserve indigent convicts' rights and to

promote such a thorough and methodical

system of review.

California Attorneys For Criminal Justice

Amicus CALIFORNIA ATTORNEYS FOR
CRIMINAL JUSTICE ("CACJ") is the criminal
defense bar for the State of California.
It has approximately 2100 members. CACJ
shares the concerns expressed by NACDL
above. Virtually 100% of the
approximately two hundred men on

California's Death Row are indigent and

require legal assistance in state post-
conviction collateral proceedings from

appointed or pro bono counsel.

Counsel are routinely appointed in
California in a manner consistent with
the District Court's order in this case;
as a result, the issues are probably more
thoroughly reviewed than in other states
before cases reach the federal courts.
However, although counsel are offered an
hourly rate of $60, and California has
approximately 80,000 active attorneys in
good standing, recruitment of counsel to
handle post-conviction collateral
proceedings is still difficult, and
approximately 20 Death Row inmates are
currently unrepresented even on appeal.
Accordingly, CACJ joins with amici NLADA
and NACDL because the California
experience demonstrates that adequate

representation of capital convicts and

Systematic review of their cases in state
post-conviction collateral proceedings is
infeasible without a system of routine

appointment of counsel.

SUMMARY OF ARGUMENT

The complexities of capital post-
conviction proceedings pose formidable
difficulties for even experienced lawyers
and present virtually insurmountable
obstacles for those with little or no
legal training. For the poorly educated
inmates on America's death row, to
confront the intricate maze of death
penalty jurisprudence and post-conviction
procedure without the assistance of
counsel is noth'ing less than a denial of
meaningful access to the courts.

Both Congress and this Court have
long recognized the special need for

counsel in the unique circumstances of

death penalty litigation. With respect
to the necessity of counsel, there
remains a significant constitutional
difference between capital and non-
capital cases.

The presence of counsel in capital
habeas proceedings brings needed order to
the capital post-conviction process by
benefitting not only litigants but also
courts in capital habeas proceedings.
What is truly at stake in this case is
not the finality of Virginia's judgments
but rather the high standard of
procedural integrity necessitated by the

finality of death.

In a capital case, counsel should be
available even to those without capital.
As a constitutional matter, &@ poor man
requires the assistance of counsel not
only when he approaches the steps of the

trial courthouse but also when he is

nearest the steps of the gallows; the case, especially at the post-conviction
procedural safeguards of the eighth stage, is an extraordinarily difficult
amendment do not disappear at the stage and complicated type of litigation.

of litigation closest to the execution Amicus NLADA, for example, warns
date.

practitioners that capital post-

4
ARGUMENT conviction proceedings can be even more

Ze METNOUT THE CONTINUING ASSIST intricate and demanding than the actual
COU , ROW — , wg
MEANINGFUL ACCESS TO THE COURTS. ae,

A. Capital Post-Conviction Pro Re
- presenting 4 death-sentenced
pee My Are Complex client in post conviction
~~ i r Lawyers proceedings is as demanding as
eterite —. Impenetrable ~- or, if that is possible,
Inmates ® For Death Row even more demanding than -- the
> tasks faced by other capital

counsel. Especially when 4
death warrant has been signed,

As organizations Ceeply Semiiier counsel is subjected to demands
with the legal services afforded death vicwely ecciy,
yon teneten in Aeneten, smad sugeat Cemporaiy’ and emotional iy.
petitioners’ contention that post. Ce ae a
conviction review in capital cases is not pero ee genera
so uniquely couples cof denending os te pleadings einost,timuitaneous)Y
require representation by counsel. Amici yg ee a

have long recognized that a death penalty ay, EE

with the client will require
counsel's time and presence at
yet another location.

NLADA Standards at 13.

NLADA's perspective is widely shared
by commentators familiar with death
penalty litigation and by judges who have
dealt with post-conviction capital
proceedings; it is also supported by the
uncontradicted record below. Professor
Michael Mello, a frequent defender of
indigent death row inmates, has observed
that those clients "cannot meaningfully
pursue post-conviction litigation on

their own" and "[e]ven lawyers find

capital post-conviction to be among the
most complex, nuanced, and rapidly
changing litigation." Mello, Pacing

Death Alone: The Post-Conviction Attorney

Crisis on Death Row, 37 Am. U.L. Rev.

S13, 531 (1988) (emphasis in original).

-10-

After reviewing just some of the
complexities facing a habeas petitioner,
Professor Mello concludes that the law
“would be incomprehensible to the pro se
petitioner in the best of circumstances.
It is to many lawyers." Id. at 543.
Judges who have dealt with post-
conviction capital cases agree. The
Honorable John C. Godbold, e Judge of the
United States Court of Appeals for the
Eleventh Circuit, warns prospective
practitioners in the field that "(h]j]abeas
corpus is as unfamiliar to a lot of
lawyers as atomic physics, Godbold, "Pro

Bono Representation of Death Sentenced

Inmates, 42 The Record of the Association

of the Bar of the City of New York 859,

863 (November 1987), and that

A death penalty case will be as
difficult and demancing
litigation as you will ever
participate in. It will
require a substantial

-ll-

investment of time. The law is
difficult. It's complex. It
changes every week. Research
is tough. The case will be
emotionally draining no matter
how hard you steel yourself
against it.

Id. at 871.

The uncontradicted record amply
Supports these observations of
practitioners, judges and the court
below. At trial, plaintiffs’ expert John
C. Boger, who has monitored America's
Death Row since 1978, testified that the
complexity and difficulty of capital
post-conviction proceedings is such that
he had never known a death row inmate
capable of representing himself in such

matters (Tr. 31-32). He added:

In matters of legal research,
capital cases are particularly
difficult, and although some
clients are bright and could
understand one stage of a
proceeding sometimes, and one
facet of the criminal law, very
few can integrate the

-12-

procedural and substantive and
the constitutional questions
that are needed in order to
make accurate assessments of
what issues have merit and what

don't.

(Tr. 32-33).

yet, because of the procedural
complexities inherent in this area, an
accurate assessment of what issues have
merit and what do not is particularly
important in the state post-conviction
petition, which Mr. Boger identified as
“often the most critical single document
in the capital litigation.” (Tr. at 17)
This is particularly true in Virginia,
where all claims, the facts of which are
known at the time of filing, must be
raised in that petition or are lost

forever. See Giarratano v. Murray, 847

F.2d 1118, 1120 n.4. (1988)
Empirical data demonstrates the

necessity of lawyers in capital post-

1 3-

conviction proceedings. Although not
confined to capital habeas, one study of
habeas corpus, commissioned by the
Federal Justice Research Program,
concluded that there was a "dramatic
correlation between counsel involvement
and e petitioner's chances for winning

relief," including a success rate for

represented petitioners fifteen times

greater than that for pro se petitioners.

Allen, Schachtman & Wilson, Federal]

Habeas Corpus and its Reform: An

Empirical Analysis, 13 Rutgers L.J. 675,

746-47 (1982); see also Robinson, An
Empirical Study of Federal Habeas Review

of State Court Judgments 58 (1979)

(presence of counsel raised success rate
from 3% to 12%); Mello at 565-66; NLADA
Standards at 5.

In light of the very nature of our

adversarial system of justice, such

-14-

empirical data is hardly surprising. In

a case decided earlier this Term, this

Court stated:

The paramount importance of
vigorous representation follows
from the nature of our
adversarial system of justice.
This system is premised on the
well-tested principle that
truth - as well as fairness -
is "best discovered by powerful
statements on both sides of the

question."

Penson v. Ohio, 57 U.S.L.W. 4020, 4022

(Nov. 29, 1988) (citations omitted).
Nowhere is the need for truth and
fairness -- and hence the need for
vigorous representation -- greater than

in capital litigation. Cf. Beck v.

Alabama, 447 U.S. 625, 637-38 (1980).

"As a general matter,” the Court in
Penson stated, "it is through counsel
that all other rights of the accused are

protected." 57 U.S.L.W. at 4022.

-15-

Without the assistance of counsel, death
row inmates lack meaningful access to the
courts. For the poorly educated death
row inmate who is bereft of counsel,
habeas corpus is but an empty Latin
phrase. Just as the "need for forceful
advocacy does not come to an abrupt halt
as the legal proceeding moves from the
trial to appellate stage," Id., neither
does it come to an abrupt halt as a
capital case moves to the habeas stage.
The immense complexity, difficulty
and importance of capital post-conviction
proceedings in our adversarial system of
justice should suffice to dismiss any
notion that counsel are not crucial to
the adjudication of capital habeas
proceedings in state courts. Whether on
appeal or in a habeas proceeding, contact
with the trial attorney may be critical,

and "(tjhe court, of course, is not in

-l16-

the position to conduct such ex parte
communications." Penson at 4022 n.5.

Not only are judges ill-positioned to act
as advocates for pro se litigants, but
they also require the "powerful
statements on both sides of the question"
provided by counsel. AS Judge Godbold

explained in discussing capital habeas

cases:

wie udges] need not feel
bad dl Em rod our knowledge.
Much of this law is new_to
state trial judges, who are the
judges in the trenches trying
to apply it. The average state
trial judge wil. see a death
penalty case only rarely. I
see twelve or fifteen a year.

- The average state trial judge
may see one every two or three

years.

Godbold at 865. In short, lawyers are
necessary not only for the death row
inmate but also for the arbiter

determining his fate.

oie

B. The Significant Constitutional
Difference Between Death And
Lesser Penalties Requires That
the Continuing Assistance Of
Counsel Be Made Available to
the Condemned. 7

From both a practical and a
constitutional standpoint, death differs
from lesser punishments. Precisely
because death is different, nowhere is
the need for the continuing assistance of
counsel more acute than in capital cases.

The special need for counsel in the
unique circumstances of death penalty
litigation is not, as Petitioners
Suggest, a recent invention but can be
traced back to the birth of the republic.
In § 29 of the Act of April 30, 1790, the
First Congress provided for the
appointment of up to two counsel in

capital cases.) It is surely of no small

1. The statutory descendant of § 29 of
the Act of April 30, 1790 is 18 U.S.C.
(footnote continued)

-l18-

significance that the Congress which
proposed the Bill of Rights clearly and
unequivocally expressed a heightened

concern for the assistance of counsel in

capital cases. Cf. Marsh v. Chambers,
463 U.S. 783, 794 (1983) (discussing
practices of the "same Congress that
drafted the Establishment Clause").

When faced with the issue of the
availability of counsel, this Court has
not hesitated to recognize the unique
circumstances surrounding the imposition
of society's ultimate penalty. In Powell

v. Alabama, 287 U.S. 45 (1932), the Court

viewed with a critical eye "the casual

(footnote continued from previous page)

§ 3005. Apart from the severity and
finality of the death penalty, a P
potential reason for the enactment -- an
reenactment -- of this provision is
Congress' reelization that capital cases
are complex. See United States v.
Watson, 496 F.2d 1125, 1126 (4th Cir.

1973).

-19-

fashion" in which "the matter of counsel
in @ Capital case was disposed of." Id.
at 56. In Powell, the Court based its
holding on several facts, none of which
was more influential and controlling than
the fact that the defendants were facing
death without the benefit of counsel:

In the light of the facts
outlined in the forepart of
this opinion - the ignorance
and illiteracy of the
defendants, their youth, the
Circumstances of public
hostility, the imprisonment and
the close surveillance of the
defendants by the military
forces, the fact that their
friends and families were all
in other states and
communication with them
necessarily difficult, and
above all that they stood in
deadl ril of eir lives --
we think the failure of the
trial court to give them
reasonable time and opportunity
to secure counsel was a Clear
denial of due process.

(Ujnder the circumstances
just stated, the necessity of
counsel was so vital and
imperative that the failure of
the trial court to make an
effective appointment of

-20-

counsel was likewise a denial
of due process within the
meaning of the Fourteenth

Amendment.

Id. at 71 (emphasis added); see also

Hamilton v. Alabama, 368 U.S. 52, 55

(1961) ("When one pleads to a capital

charge without benefit of counsel, we do
not stop to determine whether prejudice
resulted") (emphasis added).

For the purposes of assessing the
need for counsel in death penalty
litigation, there is a significant

constitutional difference between capital

and non-capital cases. For example, even

before Gideon v. Wainwright established

that the Sixth Amendment's guarantee of
counsel is a fundamental right made
obligatory upon the states by the

fourteenth amendment, 372 U.S. 335

(1963), due process alone was sufficient

to require the appointment of counsel in

eZ}

Capital cases. Bute v. Illinois, 333

U.S. 640, 674 (1948). Moreover, in
Gideon, the Court did not base its
holding on the dubious assumption that
there is never a constitutional
difference between Capital and non-

Capital crimes. Justice Clark was the

“Constitution makes no distinction
between capital and non-capital cases,"
372 U.S. at 349, a position that the
Court has since explicitly rejected on

numerous occasions. See, e.g., Beck yv

Alabama, 447 U.S. 625, 637 (1980) ("AS we

have often stated, there is @ significant
constitutional difference between the

death penalty and lesser Punishments").

-22-

II. THE FINALITY OF DEATH -- NOT
THE FINALITY OF STATE COURT
JUDCMENTS -- IS THE CONTROLLING
FACTOR IN THIS CASE.

Though Virginia speculates that the
appointment of post-conviction counsel
will generate a morass of litigation
undermining the finality of its
judgments, a contrary result is far more
likely. Law professors, judges, and
practitioners have lomg recognized that
ill-prepared habeas petitions from
unrepresented prisoners clog dockets and
waste judicial time and energy. Noting
that "“[c]jourts directly benefit from the
fact that most potential litigants first
present their problems to competent
lawyers who then engage in the necessary
investigation and legal research to
properly counsel the client in the merits
of his case," Judge Lay of the United

-23-

States Court of Appeals for the Eighth
Circuit wrote that "(t)here would be much
merit if we could emulate this practice
in the area of post-conviction

litigation." Lay, Modern Administrative

Proposals for Federal Habeas Corpus: The

Rights of Prisoners Preserved, 21 De Paul

L. Rev. 701, 734 (1972).

Urging the appointment of counsel in
post-conviction proceedings, one law

professor recently stated:

+++ 95 percent of all h
cases are filed by the ees
uneducated prisoners

themselves.... Givin p
lawyers would not Sat Fetes
assure fairness, bu cout make
spe S cpses ceses clearer, a allowin

more etriciently.

ober fieathy ae , dispos

Kannar, Liberals and Crime, The New

Republic 19, 23, (Dec. 19, 1988)
(emphasis supplied).

-24-

Of course, not only courts benefit
from the assistance of counsel; the

concentration of judicial efforts on pro

se petitions, unassisted by the trained

advocates so central to our adversary
system, thwarts the vindication of the
very rights sought to be protected by
post-conviction review. As Justice
Jackson warned, "[i]t must prejudice the
occasional meritorious application to be
buried in a flood of worthless ones. He
who must search a haystack for a needle
is likely to end up with the attitude
that the needle is not worth the search.”

Brown v. Allen, 344 U.S. 443, 537 (1953)

(Jackson, J., concurring); see also

Schaefer, Federalism and State Criminal

Procedure, 70 Harv. L. Rev. 1, 25 (1956)

("it is not a needle we are looking for
in these stacks cof paper, but the rights

of a human being").

-25-

Once taken, life, unlike liberty or
property, cannot be restored. The
unequivocal finality of execution has a
constitutional dimension that cannot be
overridden by Virginia's speculations
that the finality of its judgments will
be somehow diminished. This is a case
where the finality of death -- not the
finality of state court judgments -- is

the preeminent factor.

III. THE PROCEDURAL SAFEGUARDS
THE EIGHTH AMENDMENT DO NOT.
EVAPORATE WITH THE ONSET OF
POST-CONVICTION PROCEEDINGS.

The eighth amendment regulates not
merely the substantive but also the
procedural aspects of the death penalty.
Ford +. Wainwright, 477 U.S. 399, 405

(1986) ("[T)he Eighth Amendment has been
recognized to affect significantly both

the procedural and the substantive

-26-

aspects of the death penalty”).
Invalidating Florida's procedure for
ascertaining the sanity of death row
inmates, the result in Ford is a telling
reminder that the eighth amendment's
procedural safeguards do not suddenly
disappear after the conclusion of a
capital trial and appeal.

Contrary to the assertions of
Petitioners (Pet. Br. at 20 n.2), 4
majority of the Court in Ford did not
explicitly -- or even implicitly -- find
that the eighth amendment's procedural
protections have no application in the
context of capital post-conviction
proceedings. Though Petitioners contend
that Justice Powell's concurring opinion
in Ford explicitly rejected the
constitutionally-mandated need for
heightened procedural safeguards in the

post-conviction stages of capital cases

-27-

(Pet. Br. at 20 n.2), Justice Powell's
concurring opinion contains no such
Statement, explicit or implicit. Justice
Powell merely wrote that this Court's
decisions imposing heightened procedural
requirements at the trial and sentencing
Stages do not apply in a context where
the only question is not whether, but

when, an execution should take place:
"This question [of when an execution may
take place) is important, but it is not
comparable to the antecedent question of
whether petitioner should be executed at
all". Ford at 425 (Powell, J.,
concurring). Indeed, the reasoning of
Justice Powell's concurring opinion
reguires the application of heightened
procedural safeguards in those post-
conviction proceedings where the question
raised is whether, rather than when, an

execution may take place.

-28-

In short, capital habeas petitions,
which typically raise the question of
whether there should be an execution at
all, are entitled to the procedural
protections afforded by the eighth

amendment, and this Court has never held

otherwise.

Although Petitioners describe "state
post-conviction review of a state
criminal judgment" as a "matter
peculiarly committed to the States'
authority,” (Pet. Br. at 17), state
post-conviction proceedings do not occupy
a realm beyond the protections of the
United States Constitution. For example,

in Smith v. Bennett, 365 U.S. 708 (1961),

the Court held that a mandatory $4 filing
fee was an unconstitutional impediment to
indigent state prisoners pursuing state

habeas corpus relief in state courts.

-29-

Though Petitioners have couched
their argument in the lofty terms of
states rights and "comity," their real
quarrel is with the fourteenth amendment
insofar as it incorporates and makes
applicable to the states the basic
protections of the Bill of Rights. The
Fourth Circuit, sitting en banc, did not
mandate a “radical departure” from
existing law. Petitioners, on the other
hand, are essentially proposing a
"radical departure” in their effort to
carve out an area of state procedure
insulated from the Constitutional
safeguards that have historically
accompanied the imposition of the death

penalty.

-30-

CONCLUSION

For the above reasons, the decision
of the Fourth Circuit, sitting en banc,

should be affirmed.

Respectfully submitted,

Steven M. Pesner

(Counsel of Record)

Peter B. Friedman

Robert H. Pees

ANDERSON RUSSELL KILL &
OLICK, P.C.2

666 Third Avenue

New York, New York 10017
(212) 850-0738

Attorneys for Amicus
Curiae National Legal Aid
& Defender Association

Ephraim Margolin

Nicholas C. Arguimbau
LAW OFFICES OF EPHRAIM
MARGOLIN

i 240 Stockton Street,

Third Floor
San Francisco, CA 94108
(415) 421-4347

2. Jennifer Cohen, a third-year law
student, assisted in the preparation of
this brief.

Sie

Attorneys for Amici Curiae
National Association of
Criminal Defense Lawyers
and California Attorneys
for Criminal Justice

Dated: January 13, 1989

-32-

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0255%3A11. Public record. Not legal advice.
