# Amicus Curiae Brief — South Carolina v. Gathers

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0244%3A18

## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1989
- **Citation:** 490 U.S. 805

## Text

s
ys 3 No. 88-305

IN THE

Supreme Court of the United States

OCTOBER TERM, 1988

STATE OF SOUTH CAROLINA,
Petitioner,
VS.

DEMETRIUS GATHERS,
Respondent.~

ON WRIT OF CERTIORARI TO THE
SUPREME COURT OF SOUTH CAROLINA

MOTION FOR LEAVE TO FILE BRIEF AMICUS CURIAE
AND BRIEF OF PROFESSORS OF LAW
BARBARA BABCOCK, MICHAEL CHURGIN,
WALTER E. DELLINGER, SANFORD LEVINSON,
FRANK MICHELMAN, AVI SOIFER, AND
ROBERT WEISBERG AS AMICUS CURIAE

——
—

DEAN HILL RIVKIN

University of Tennessee
College of Law

1505 W. Cumberland ©

Knoxville, TN 37996-1800

(615) 974-2331

Counsel for Amici Curiae

No. 88-305

IN THE

UNITED STATES SUPREME COURT

OCTOBER TERM, 1988

STATE OF SOUTH CAROLINA,

vs.

DEMETRIUS GATHERS,

spon

On Writ of Certiorari to the
Supreme Court of South Carolina

=> 55555555555 55555555 ES SS SSS SSS SS SS SS SS

MOTION FOR LEAVE TO FILE

BRIEF AMICUS CURIAE

Professors of Law Barbara Babcock,

Michael
Sanford
Soifer,

Curiae

Churgin, Walter E. Dellinger,
Levinson, Frank Michelman, Avi
and Robert Weisberg As Amicus

respectfully move the Court,

pusuant to Rule 36.3, for leave to file

-2«
the attached Brief as amicus curiae in
Support of the Respondent.

i. Respondent has consented to this
filing, but counsel for Petitioner
refused to consent to the filing unless
he was able to review the contents of the
Brief, which proved impossible due to
the time constraints involved, neces-
Sitating this Motion.

2. Amici are professors of con-
stitutional law at five law schools in
the United States. Barbara Babcock and
Robert Weisberg are professors of law at
Stanford Law School, Frank Michelman is a
professor of law at Harvard Law School,
Walter E. Dellinger is a professor at
Duke University Law School, Michael
Churgin and Sanford Levinson are
professors at the University of Texas Law
School, and Avi Soifer is a professor at

Boston University Law School. Counsel

— a
for amici is a professor of law at the
University of Tennessee Law School.

3. Amici wish to file this brief to
suggest to the Court that this case
presents an issue more significant than

whether the Court’s decision in Booth v.

Maryland, 96 L. Ed. 2d 440 (1987) was
correct, mamely whether it would be
inadvisable for the Court to overrule
Booth even if a majority of the Court now
believes it was incorrectly decided, in
view of the substantial risk that doing
so would erode the Court’s' moral
authority. Amici believe that serious
consideration should be given to the
larger consequences of any decision to
overrule Booth, consequences which reach
beyond the parameters of constitutionally
permissible evidence and argument in a
capital sentencing trial and implicate

the reasons the Court’s pronouncements

— a
carry moral authority, namely that they
are seen as arising from impartial and
reasoned judgments. Amici submit that
the conditions which permit the Court to
overrule precedent without undermining
its moral authority are not so clearly
present that the Court can overrule Booth
without, creating a substantial risk of
incurring such erosion.

DATED this 31st day of January,

1989.

Respectfully submitted,

Dean Hill Rivkin
University of Tennessee
College of Law

1505 W. Cumberland
Knoxville, TN 37996-1800
(615) 974-2331

Counsel for Amici Curiae

TABLE OF CONTENTS

INTEREST OF AMICI ....ccccvccesevsces 1
SUMMARY OF ARGUMENT .....-+e ee eeeeeeee 1
ee ee ee eee ee ee 4
A. Stare Decisis Nurtures Pubiic

Faith In The Judiciary As A
Source Of Impersonal And

Reasoned Judgments.......-++++++: 10
B. There Is No Sufficient Basis

For Overruling Booth v. :

Maryland ...--..e eee reer ee eeenees 20
CONCLUSION... cccccccccccccevcsceceres 29

LE O UTHORITIES

Page
Cases:
Ake v. Oklahoma, 470 U.S. 68
(1985) oreo eeweee ee ee eeeeeeseeee 15

Akron v. Akron Center for Reproductive

Health, 462 U.S. 416 (1982) .. 11
Arizona v. Rumsey, 467 U.S. 203
(1984) eweeeeeeee eee eeeeeeeeees 18

Booth v. Maryland, 96 L.Ed.2d
440 (1987) See eee eee eee eee ee es s-PaSSiIM

Braswell v. United States, 101

L.Ed.2d 98 (1988) eoeeeeeeneeeee 13
Brown v. Board of Educ., 347 U.S.

wee Gee dnvbbecGeeekies kukcx 16
Enmund v. Florida, 458 U.S.

ie . seiesarr a anes Lanka 25

- Ford v. Wainwright, 477 U.S. 399
(1986) ..

eeweeneeceeeeeeeeseeneeees 14

Garcia v. San Antonio Transit
Authority, 469 U.S. 528
(1985) soneeeeeeeeeeeee se @ e® @#e @ @ * -e« 11 12

Johnson v. Mississippi, 100
L.Ed.2d 575 (1988) ........... 26

Lockett v. Ohio, 438 U.S. 586
Ce

Seeeceeseesceoeeeeee ee eee 6

* ji -

Maryland v. Wirtz, 392 U.S. 183
(1968) ecesoeoevevoeveveveeeeeee782878287 9 #

Miller v. Fenton, 474 U.S. 104
(1985) eeeeveveeveeeeee ee eevee ee eee

Mills v. Maryland, 100 L.Ed.2d 384

(1988) eeeeeveeveeeeeeeeeee ee ef * * * 6,7

Moragne v. States Marine Lines,

Inc., 398 U.S. 375 (1970) ..-- 9,10

Nat’l League of Cities v. Usery,
426 U.S. 833 (1976) «eee eeees

Puerto Rico v. Branstad, 97 L.Ed.2d
187 (1987) eeeeveeeeeenteente#e#e#e#eeeee

Smith v. Allwright, 321 U.S. 649
(1944) eoeeeeeeeeeeeeeeeeee eee &

Solesbee v. Balkcom, 339 U.S. 399
9 (1950) ceeeeeveveveeeeeee eee eee @

State v. Bell, 293 S.C. 391, 360
S.E.2d 706 (1987), cert. denied,
108 S.Ct. 734 (1988) cee eeeeees

State v. Howard, 293 S.C. 462
369 S.E.2d 132 (1988) .......--

Tison v. Arizona, 95 L.Ed.2d
127 (1987) eeeeeseeseneecese feeee#ete @

Zant v. Stephens, 462 U.S. 862
(1983) eeeeeeeeeenetensenerteeee ees * *# @

U.S. ex rel Smith v. Baldi, 344
U.S. 561 (1953) e*eeee#senfe#sSg5§gje#ee#e# # xr

- iii -

17

13

16

15

28

28

25

26

15

U.S. v. One Assortment of Eighty-
Nine Firearms, 456 U.S. 354
(1984) eoeeeteensteseeneeeneeeneeeeeeees 13

U.S. v. Miller, 471 U.S. 130
EE Gwee eousees SPREE Ene ; 13

United States v. Powell, 469 U.S
57 (1984) eoeereieieeeeeee#ee#s#eee#eee#8e¢e. 13

Vasquez v. Hillery, 474 U.S. 254
(1986) tee eeeeeeeeeeeeeeeseee ll, 14,18,23

ot} authorit;

Monaghan, Stare Decisis and
Constitutional Adjudication,
88 Columbia L. Rev. 723
es GD S6bekebeeesauecécn 8

Cardozo, The Nature of The Judicial
Pee COED ensesesbbaceces 11

Kelman, The Forked Path of Dissent,
1985 Supp. Ct. Rev. 227
(1985) sree eee eee eee eee eeeeees 12

J. Novak, J. Young and R. Rotunda,
Constitutional Law (1978) .... 17

Stevens, The Life Span of a Judge-

Made Rule, 58 N.Y.U. L. Rev.
19 (1983) edi ee ee 18

- fy «

ae

No. 88-305
——ooooOoOoOoOoOOOoOeeOOeOeeaeee
IN THE
UNITED STATES SUPREME COUR".

OCTOBER TERM, 1988

STATE OF SOUTH CAROLINA,
Petitioner,
vs.

DEMETRIUS GATHERS,
Respondent

On Writ of Certiorari To The
Supreme Court of South Carolina

CUS CURIAE OF PROFESSORS OF LAW
BARBARA BABCOCK, MICHAEL CHURGIN, WALTER
E. DELLINGER, SANFORD LEVINSON, FRANK
MICHELMAN, AVI SOIFER, AND ROBERT
WEISBERG AS AMICUS CURIAE

INTEREST OF AMICI
The interest of amici is set out in

the Motion accompanying this Brief.

SUMMARY OF ARGUMENT

The grant of certiorari to consider

whether Booth misconstrued the require-

— 2
ments of the Eighth Amendment and was
wrongly decided, apparently based on
nothing more than a change in the Court’s
composition between the time of the Booth
decision and now, is profoundly troubl-
ing, because it raises questions about
the extent to which the Court is prepared
to see respect for its authority
undermined by the “precipitous overrul-
ing” of a precedent. It is generally
agreed that stare decisis will permit the
Court to overrule a prior decision which
has come to be seen as erroneous if there
have been significant intervening changes
in society, its legal institutions, or in
legal doctrine. Otherwise, particularly
with regard to recently decided cases,
overruling a precedent, except to correct
the most egregious of errors, creates the
appearance that the change has. been

occasioned by a change in the identity of

e3-«
the identity of this Court’s personnel.

In a system that prizes stability and
self-restraint in judicial decision-
making, such a course would be counter-
productive and would deprive the law of
the basic discipline that legitimates it
in the eyes of the public.

In the brief time since Booth was
decided nothing has occurred that can
justify overturning it. Even those
Justices who disagreed with Booth have
pointed to nothing in the result or the
majority’s opinion that is worse than an
incorrect judgment call on a narrow issue
about which views can reasonably differ.
No major principle of constitutional law,
having the potential to shape the growth
of constitutional doctrine, is implicated
in the debate between the majority and
the dissent in Booth nor is there any

large issue of governmental power or

~— a
direction that rides on the question of
whether Booth is overruled; morever,
there is no indication that Booth has
been seen as such an aberration by the
states that it has caused disruption in
the administration of their capital
sentencing schemes.

In short, the substantive issue in
Booth is not important enough to warrant
reversing the Court’s position on it at
the cost of the harm which such a
reversal will do to the values of stare
decisis, and the appearance that will be
sis that the identity of the Court’s

personnel is the key factor driving the

decision to overrule.

ARGUMENT

Just two Terms ago, the Court held

in Booth v. Maryland
n , 96 L.Ed.2dad 440
(1987), that the Eighth Amendment

precluded the consideration of “victim

° § «
impact” evidence in the sentencing
process in a_ capital trial.?} The
decision was 5-4, and the controversy
between the majority and the dissent was

sharply defined and spirited. ?

1 The Victim Impact Statement
introduced in Booth’s trial included
three distinct types of information: a
description of the personal
characteristics of the victim of the
murder, a description of the emotional
impact of the crime on the victim’s
family members, and the family members’
opinions and characterizations of the
crime and the defendant. 96 L.Ed.2d at

448.

. The controversy centered on
evidence of the emotional impact of the
crime on the victim’s family members. In
the majority’s view, the Eighth Amendment
permits the defendant’s moral culpability
to be measured only in relation to his or
her purposeful behavior. 96 L.Ed.2d at
449-50. Since the impact of the crime on
the victim’s family members is rarely
known or in any way taken into account by
the defendant when the crime is
committed, from the majority’s
perspective, this evidence is generally
irrelevant to the assessment of the
defendant’s moral culpability. Id. In
the dissenters’ view, the Eighth
Amendment does not confine the assessment
of moral culpability to the defendant’s
purposeful behavior. 96 L.Ed.2d at 457

e 6 «

One term ago, another Booth issue
was presented in Mills v. Maryland, 100
L.Ed.2d 384 (1988). The issue was not
decided because a majority of the Court
held that the instructions at Mills’
capital sentencing trial violated Lockett
VY. Ohio, 438 U.S. 586 (1978). Mills v.
Maryland, 100 L.Ed.2d at 393-400.
However, a dissenting opinion joined by
four Justices expressed the view that
Booth was wrongly decided and should be
overruled. Id. 407-08 (Rehnquist, C.J.,

joined by O’Connor, Scalia, and Kennedy,

J.J., dissenting).

(White, J., dissentin ; .

(Scalia, J., Glesenhians + ¥~
their view, moral Culpability includes
responsibility for the harm inflicted by
a murder, even if unintended, the Eighth
Amendment does. not preclude the
sentencer’s consideration of the impact
of the crime on the victim’s famil

members. 96 L.Ed.2d at 457 Whi ;
id. at 459 (Scalia, J.). his

eJe

After Mills, it thus appeared that
five Justices on the Court disagreed with
the holding in Booth: Justice White, on
the basis of his dissent in Booth; Chief
Justice Rehnquist, Justice O’Connor, and
Justice Scalia, on the basis of their
dissents in Booth and Mills; and Justice
Kennedy, on the basis of his dissent in
Mills. With the retirement of Justice
Powell, who authored the majority opinion
in Booth, and the appointment of Justice
Kennedy as his successor, Booth no longer
appears to have the support of a majority
of the Court.

The grant of certiorari in Mr.
Gathers’ case has included the question
whether Booth misconstrued the require-
ments of the Eighth Amendment and was
“wrongly decided.” The decision to take
up this question, apparently based on

nothing more than the change in the

= @=«
Court’s composition between the time of
its decision in Booth and the present, is
profoundly troubling. It feeds directly
into “the existing cynicism that
constitutional law is nothing more than

politics carried on in a different

Monaghan, Stare Decisis and
Constitutional Adjudication, 88 Columbia

L. Rev. 723, 753 (May, 1988).

forum.”

For this reason, we urge the Court
to give serious consideration to the
larger consequences of any decision to
overrule Booth. These consequences reach
beyond the parameters of constitutionally
permissible evidence and argument in a
capital sentencing trial and touch upon
the very reason the Court’s
pronouncements carry moral authority:
“public faith in the judiciary as a

source of (impartial) ana reasoned

|

- 9 =
judgments.” Moragne v. States Marine
Lines, Inc., 398 U.S. 375, 403 (1970).

Based on our analysis cf the

principles underlying stare decisis, the
Booth decision, and the context in which
the Court has taken up the question of
whether to overrule Booth, we urge the
Court not to overrule Booth, even though
a majority of its members may support
such a decision doctrinally. The
conditions which permit the Court to
overrule precedent without undermining
its moral authority are not so clearly
present that the Court can overrule Booth

without creating a substantial risk of

such erosion. 2

3 In arguing against ahe
verruling of Booth, we do not mean to
ptr that the facts of the Gathers
case call upon the Court to reach this
issue. In fact, it appears that Gathers
involves only a relatively minor aspect
of the Booth decision. In Gathers, the
issue was not whether to admit a Victim
Impact Statement, but whether’ the

A. a ublic
ait t u | ; r s A
Sou sona nd

Reasoned Judgments

"“"Very weighty considerations
underlie the principle that courts should
not lightly overrule past decisions’”

Miller _v. Fenton, 474 U.S. 104, 115

(1985), quoting Moragne v. States Marine

Lines, Inc., 398 U.S. at 403. Stare
decisis, “while perhaps never entirely
persuasive on a constitutional question,
is a doctrine that demands respect in a

society governed by the rule of law.”

prosecutor could argue that certain
aspects of the victim’s character, his
alleged religiosity and good citizenship,
could serve as appropriate reasons for
sentencing Mr. Gathers to death. While
it is true that the majority opinion in
Booth stated that it rejected the
contention that the “victim’s personal
Characteristics are proper sentencing
considerations in a capital case,” 96
L.Ed.2d at 451, we do not think that the
Booth decision is properly read to
exclude consideration of such
characteristics when they were “known to
the defendant before he committed the
offense.” Id. at 450.

- 11-

Akron v. Akron Center for Reproductive

Health, 462 U.S. 416, 420 (1982). The
doctrine of stare decisis “permits
society to presume that bedrock prin-
ciples are founded in the law rather than

in the proclivities of individuals...”

Vasque v. Hillery, 474 U.S. 254, 265
(1986). See also Cardozo, The Nature of
the Judicial Process 112 (1921) (ad-

herence to precedent ensures impar-
tiality).

While precedent is not a strait-
jacket, respect for precedent establishes
the Court as the guardian of the laws,
while disrespect for precedent undermines
regard for the Court itself. As Justice
Powell has put it: "The stability of
judicial decision, and with it respect
for the authority of this Court, are not
served by the precipitous overruling of

... precedents.” Garcia v. San Antonio

eo 19 «
Transit Authority, 469 U.S. 528, 559
(1985) (dissenting opinion). Thus, one
commentator has noted that even when
there has been a change in the composi-
tion of the Court, a dissenter in an
earlier case may well hesitate to
overrule the decision, fearing that "the
Court’s reputation will suffer if the
doctrinal shift is perceived to be the
result of nothing except altered

membership.” Kelman, The Forked Path of

Dissent, 1985 Sup. Ct. Rev. 227, 264
(1985).

In general, stare decisis will

permit the Court to overrule prior
decisions which have come to be geen as

erroneous only if there have been

Significant intervening changes in
society, in legal institutions, or in
legal doctrine. A precedent that has not

stood the test of time may be overruled,

- 13 <
but it should first be given a fair
chance to do so. Compare United States
v. Miller, 471 U.S. 130, 144 (1985) (des-
cribing Ex_parte Bain, 121 U.S. 1 (1887),

as a case that “has simply not sur-
vived”), and United States v. One
Assortment of Eighty-Nine Firearms, 456
U.S. 354 (1984) (recognizing that Coffey

v. United States, 116 U.S. 436 (1886),

had survived only as a source of

doctrinal confusion), and Puerto Rico v.

Branstad, 97 L.Ed.2d 187, 197 (1987) (not-

ing that Kentucky v Dennison, 24 How. 66
(1861), was the “product of another
time”), with Braswell _v. United States,
101 L.Ed.2d 98 (1988) (reconciling Hale v.
Henkel, 201 U.S. 43 (1906), and its
progeny with Fisher _v. United States,
425 U.S. 391 (1976)), and United States

Vv well, 469 U.S. 57, 63 (1984) (re-

fusing to overrule Dunn v. United States,

» 14 «
284 U.S. 390 (1932), despite the demise
of a part of Dunn’s premises and noting
that “this is not a case where a once-
established principle has gradually been

eroded by subsequent opinions of this

Court”). As the Court explained in

While Stare decisis is not an
inexorable command, the careful
observer will discern that any
detours from the straight path
of stare decisis in our past
have occurred for articulable
reasons, and only when the
Court has felt obliged ‘to
bring its opinions into
agreement with experience and
with facts newly ascertained. ’

Vv i s
Co., 285 U.S. 393, 412
(1932).... [E)very successful
Proponent of overruling
precedent has borne the heavy
burden of persuading the Court
that changes in society or in
the law dictate that the values
served by stare decisis yield

in favor of a greater objec-
tive.

474 U.S. at 266.

Thus, in Ord v. Wainwright, 477

U.S. 399 (1986), the Court put aside its

- 15 -

1950 decision in Solesbee v. Balkcon,

339 U.S. 9, in part because the Eighth

Amendment had not been applied to the

States at the time of Solesbee:

Id. at 405. And in Ake v. Oklahoma, 470
U.S. 68 (1985), the Court overruled U.S.
ex rel Smith v. Baldi, 344 U.S. 561

Now that the Eighth Amendment
has been recognized to affect
significantly both the
procedural and the substantive
aspects of the death penalty,
the question of executing the
insane takes on a wholly
different complexion. The
adequacy of the procedures
chosen by a State to determine
sanity, therefore, will depend
upon an issue that this Court

[in Solesbee} .-.- never

addressed ....

(1953), explaining that

[Baldi] was decided at a time
when indigent defendants in
state courts had no constitu-
tional right to even the
presence of counsel. Our
recognition since then of
elemental constitutional
rights, each of which has
enhanced the ability of an
indigent defendant to attain a
fair hearing, has signaled our

- 16 =

increased commitment to
assuring meaningful access to
the judicial process. Also,
neither trial practice nor
legislative treatment of the
role of insanity in the
Criminal process sits paralyzed
Simply because this Court has
once addressed them, and we
would surely be remiss to
ignore the extraordinarily
enhanced role of psychiatry in
criminal law today.

id. at 85.

To be sure, while the Court has the
inherent power to overrule its prior
decisions -- and will ado so “when
convinced of former error,” Smith v.
Allwright, 321 U.S. 649, 665 (1944) --
that power is generally not exercised,
because of the respect for law engendered
by stare decisis, unless there has been
an intervening change in law or legal
Practices such as those recognized in

Ford and Ake.‘ For this reason, Justice

* __ S@@ also Brown y. Board of
Education, 347 U.S. 483, 489205 (1954),

overruling Plessy _v. Ferguson, 163 U.s’

’

e i9 «
Stevens has written, “I am _ firmly
convinced that we have ae profound
obligation to give recently decided cases

the strongest presumption of validity.”

Florida Dept. of Health v. Florida
Nursing Home Ass’n., 450 U.S. 147, 153

(1981) (Stevens, J., concurring). To do
otherwise, except to correct the most
egregious of errors, is to create the
sepeuvenes that a “sudden reversal[]} of
direction ... haf{s]} been occasioned by
nothing more significant than a change in
the identity of this Court’s personnel.”
Id. at 153.°

Because stare decisis requires more
of the Court than simply “exploring the

537 (1896).

5 See J. Nowak, J. Young, and R.

Rotunda, Constitutional Law Pe

(1978) (criticizing the Court’s decis

in National League of Cities v. Usery,
853-55 (1976), to overrule

allt se ea » 392 U.S. 183 (1968),

on this basis).

° 18 «
precedents as possible models for current
decision making,” and because “(ijn some
sense, the second court must feel bound
by the precedent,” Professor Monaghan
has concluded that even if a precedent
is clearly wrong, that factor should not
be given much independent weight in
deciding whether to overrule it.
Monaghan, op. cit., Supra, 80 Columbia L
Rev. at 755, 762. “{A)ny departure from

the doctrine of Stare decisis demands
Special justification.” Arizona _v.

Rumsey, 467 U.S. 203, 212 (1984). The

mere conviction that a prior case was
erroneously decided is usually not enough
to justify overruling it. See Stevens,
The Life Span of a Judge-Made Rule, 58
N.Y.U. L. Rev. 19 (1983). For as the
Cissenting Justices explained in Vasquez
Vv. Hillery, “Adhering to precedent ‘is

usually the wise policy, because in most

- 19 -
matters it is more important that the
applicable rule of law be settled than
that it be settled right.’” 474 U.S. at
269 (Powell, J., joined by Burger, C.J.,
and Rehnquist, J., dissenting).

In short, the rule of law requires
adherence to precedents unless some
stronger reason exists to overrule them
than the belief -- however powerful--

that they were wrongly decided in the
first place. This must be so in any
system that prizes stability and self-
restraint in judicial decision-making.
For otherwise, the obvious desirability
ef reaching “correct” decisions on the
merits and the natural tendency of any
judge to identify “correctness” with his
or her own views on the merits would
deprive the law of the basic discipline
that legitimates it. A question surely

more important than “correctness” in

@ 20 «
this sense is how much of the Court’s
rightful authority would survive if every
5-to-4 decision were overruled as soon as
a majority Justice retired and was
replaced by one who would have voted with

the minority in the first instance.

B. There Is No Sufficient Basis
For Overruling Booth v.
Maryland

In the brief time since Booth was
decided nothing has occurred that can
justify a decision overturning it. Even
those Justices who have disagreed with
Booth have pointed to nothing in the
result or the majority opinion that is
worse than an incorrect judgment call on
a narrow issue upon which reasonable
views can differ. To the extent that the
decisions of the lower courts since Booth
shed light on the wisdom and practicality
of Booth’s resolution of the issue, there

appears to be no reason for concern, much

- 21-

less alarm. Under these circumstances,
the case. cannot be overruJed without
giving the appearance that the identity
of the Court’s personnel is the key
factor driving the decision to do so.

Quite simply: the substantive issue
in Booth is not important enough to
warrant reversing the Court’s position on
it -- whichever position may be “right”
-- at the cost of the harm which such a

reversal will do to the values of stare

decisis. Consider:

The analysis articulated by the dis-
senters was entirely reasonable, perhaps
correct, and certainly entitled to

prevail had that analysis commanded a

- 22 «
majority of the Court at the time Booth
was decided. However, the dissenters’
analysis cannot lay claim to a basis in
precedent which allows it to be said that
the majority analysis is out of touch
with major doctrinal developments or
established currents in the law. Cf. Ex
parte Bain, supra; Coffey vy. __United
States, supra.

the majority and minority positions in

The difference between

Booth is no more than a disagreement over
the way in which the particular question
presented in that case should have been
decided. The dissenters Simply cannot
call to their support any large constitu-
tional principle with which the major-
ity’s position is in conflict. Accord-
ingly, there are no “changes in society
Or in the law (that) dictate that the

values served by stare decisis {should}

yield in favor of a greater objective,”

———-

-* 23 °-

Vasquez _v. Hillery, 474 U.S. at 266, in

this case.
(2) That Booth does not
sue of governmental
implicate any large iss
power or direction. Despite Booth, the

states can still punish the crime of
murder with the penalty of death, utilize
procedures for capital sentencing which
permit individualized consideration of a
defendant’s moral culpability, and permit
consideration in most cases of virtually
all the evidence that any Justice might
deem relevant on the issue of cul-
pability. Booth excludes from the
capital sentencer’s consideration only a
very marrow class of evidence whose
relevance is at least reasonably
debatable. In short, most’ capital
prosecutions would be the same whether or
not Booth had been decided. Accordingly,

Booth has not in any substantial way

- 24 =
intruded upon the state’s exercise of
their legitimate powers under the

Constitution.

dissent in Booth. Booth involved a

particularized application of two settled
constitutional principles. While there
were reasonable differences between the
majority and the dissent over the
particular application of these prin-
Ciples in Booth, these differences in no
Way involved any Significant change in
the articulation of the principles
themselves.

The first principle called forward
in Booth is one that was by then well-

settled: the individualized selection of

- 25 -
those to be sentenced to death must turn

upon an assessment of moral culpability.

See Enmund v. Florida, 458 U.S. 782, 798

(1982); Tison v. Arizona, 95 L.Ed.2d 127,
143-45 (1987). While there have been

disputes within the Court as to how moral

culpability should be measured in

particular cases, compare Tison v.
Arizona, 95 L.Ed.2d at 143-45, with id.,
95 L.Ed.2da at 151-54 (Brennan, J., joined
by Marshall, Blackmun, and Stevens, J.J.,
dissenting), there has been no dispute
that the inquiry into moral culpability
is the heart of the quest. Indeed, there
was no dispute in Booth; rather there was
disagreement, as there can be in any
particular case, over the application of
the principle in that case.

The second principle called forward
in Booth was also well-settled: to be

reliable the capital sentencing process

- 26 -
must be protected against the influence
of arbitrary and capricious factors.

See, @€.g., Zant v. Stephens, 462 U.S.

862, 884-85, 887 & n.27 (1983); Turner v.
Murray, 476 U.S. 28, 36 (1986); Johnson v
Mississippi, 100 L.Ed.2d 575, 584-85
(1988). All that was involved in Booth
waS a very narrow judgment call as to
whether a particular kind of evidence
fell on one side of this line or the
other -- whether victim impact evidence
was a relevant or an arbitrary and

Capricious factor in the assessment of

moral culpability.

Accordingly, Booth Simply did not
involve the articulation of any large

constitutional principle having the

potential to shape or deform constitu-
tional doctrine. It neither broke new

constitutional ground nor declared a

well-tilled field infertile. It does not

- 29 <-
involve, therefore, the kind of shaping
or mis-shaping of constitutional doctrine
that may, im some cases, be worthy of
intrusion upon the values protected by
stare decisis.

(ay That Booth has not been

Booth has’ been
sentencing schemes.

cited in a number of reported decisions,
but there has been no indication that it
has caused any difficulty for the
administration of the states’ criminal
justice systems, nor has it led to
wholesale reversals of sentences. Our
research has revealed no case other than
Gathers in which there was a reversal
based on a finding of a Booth violation.
In all other cases that we have examined,

no Booth violation was found, it was held

» 26 «
that any Booth error was harmless, or
there were procedural grounds to reject
the Booth-based challenge. See, e.g.,
State v. Bell, 293 S.C. 391, 360 S.E.2d
706 (1987), cert. denied, 108 S.Ct. 734
(1988); State v. Howard, 293 S.C. 462,
369 S.E.2d 132 (1988).

The plain truth is that the states
have accommodated their practices to the
mandate of Booth. No state has argued to
the Court that Booth has created an
imbalance in favor of the defendant in
capital sentencing proceedings by its
preclusion of victim impact evidence as
evidence “counteracting the mitigating
evidence which the defendant is entitled
to put in....” 96 L.Ed.2d at 457
(White, J., dissenting). No state has
filed an amicus brief in support of the
petitioner in Gathers, for in truth, the

states do not need to use victim impact

- 29 -
evidence to “even the score.” The proper
and sufficient counter to the defendant’s
mitigating evidence is for the prosecu-
tion to adduce evidence that the
defendant’s mitigating evidence and
arguments are unworthy of belief or that
they are exaggerated or defective in some

other respect.

For all these reasons, there is no
sufficient basis -- in the reasoning of
Booth, in any disruption Booth has
caused, or in any intervening change in

law or society -- for the Court to

overrule Booth.

CONCLUSION

Under these circumstances, if the
Court ooverrules Booth it will do
considerable damage to the moral fiber of
the law. It will appear to be a decision
occasioned by nothing more than a change

in the cCourt’s personnel. And while

e 30 «
capital cases may be thought to affect
only a tiny group of citizens, the
process of overruling Booth will signal a
threat to all. As Justice Stevens so
perceptively counseled,

Citizens must have confidence -
that the rules on which they
rely in ordering their affairs
-- particularly when they are
prepared to take issue with
those in power in doing so--
are rules of law and not merely
the opinion of a small group of
men who temporarily occupy high
office.

Nursing Home Association, 450 U.S. at
154. We urge the Court to honor the rule

of law by refusing to overrule Booth v.
Maryland.

Respectfully submitted,

DEAN HILL RIVKIN
University of Tennessee
College of Law

1505 W. Cumberland
Knoxville, TN 37996-1800
(615) 974-2331

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0244%3A18. Public record. Not legal advice.
