# Amicus Curiae Brief — South Carolina v. Gathers

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0244%3A13

## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1989
- **Citation:** 490 U.S. 805

## Text

"nD
DEC 6 1988

SPANIOL, JR.
CLERK

Supreme Court of the United
OCTOBER TERM, 1988

STATE OF SOUTH CAROLINA,
Petitioner,

v.

DEMETRIUS GATHERS,
Respondent.

On Writ of Certiorari
to the Supreme Court of South Carolina

BRIEF FOR AMICUS CURIAE
THE MID-AMERICA LEGAL FOUNDATION

JOSEPH A. Morris

THE Mip-AMERICA LEGAL FOUNDATION
20 North Wacker Drive

Chicago, Illinois 60606

(312) 263-5163

Counsel for Amicus Curiae

December 9, 1988

—
—

Pandick Technologies, Inc, Chicago @ (312) 236-0200

TABLE OF AUTHORITIES CITED
INTRODUCTION.......

STATEMENT

ARGUMENT
L.

CONCLUSION

TABLE OF CONTENTS

THE SOUTH CAROLINA SUPREME COURT
HAS DEVISED AND APPLIED A _ READ-
ING OF THIS COURT'S HOLDING IN
BOOTH V. MARYLAND THAT IS NOT COM-
MANDED BY THIS COURT'S DECISION IN
THAT CASE. BOOTH IS SO SUSCEPTIBLE
TO ERRONEOUS INTERPRETATION THAT
IT SHOULD BE LIMITED SEVERELY OR
OVERRULED ALTOGETHER

THIS COURTS DECISION IN BOOTH
V. MARYLAND MISCONSTRUED THE
REQUIREMENTS OF THE EIGHTH AMEND-
MENT AND WAS WRONGLY DECIDED

an awa eee awe ee @e 8.8 8.eae8 68 eee €

ys es em eae eS ee

A hh} MM He MS me a i mw

ii

TABLE OF AUTHORITIES
CASES Page(s)
Barclay v. Florida, 463 U.S. 939 (1983) ..... 12, 13, 14
Barefoot v. Estelle, 463 U.S. 880 (1983) ........... 12
Booth v. Maryland, 482 U.S. —_., 107 S.Ct. 2529, 96

LE. 34 660 C1GSF) . occ ccccceseeuneeenen pagsim
California v. Ramos, 463 U.S. 992

(ROB .cccccccccsesnennne 11, 12, 13, 14
Coker v. Georgia, 433 U.S. 584 (1977) ............ 10
Cooper v. State, Ind. S.Ct.

(Ne. 46600-B701-CR-6l) .....cccccccsececes 2,7
Gregg v. Georgia, 428 U.S. 153 (1976) ..... 8,11, 12, 13
Jurek v. Texas, 428 U.S. 262 (1976) ............. 12
Lockett v. Ohio, 438 U.S. 586 (1978) ............. 12
McClesky v. Georgia, 481 US —, 107 S. Ct. 1756, 95

L635 S68 GGG) oc cccccccsesennl 14, 15
Mills v. Maryland, 486 U.S. —__, 108 S.Ct. 1860, 100

OR YY SSS trt—“‘“CO:;t™~™~C~S 5

People v. Crews, 122 Ill. 2d 266, 119 Ill. Dec. 308,

668 NI. 38 1260 CORRE oo ccccccceseueennl 7

Roberts v. Louisiana, 431 U.S. 663 (1977) ........ 12

State v. Gathers, __ S.C. ___. , 369 S.E. 2d 140
(RGBED ccc ccccccccsecsesueeunnnn 4

State v. Keith, _.. Mont. ___ , 754 P. 2d 474
(Gent. 1GGED .. wc ccccccccccseunnee 7

iii
, Page(s)

Sumner v. Shuman, — U.S. __, 107 S. Ct. 2716, 97

EEE EE 12
Thompson v. Oklahoma, 487 U.S. ____, 108 S.Ct. 2687,

ce cece 15
Tison v. Arizona, __ U.S.___, 107 S.Ct. 1676, 95

ttt ce es 8, 10, 11, 12
Woodson v. North Carolina, 428 U.S. 280

Teen tt ee 8,11
Zant v. Stephens, 462 U.S. 862 (1983) ........ 12, 13
Constitution
U.S. Const., Amendment VIII................... ~
Other Materials
G. Fletcher, RETHINKING CRIMINAL LAW (1978) ....... 10
E. van den Haag, PUNISHING CRIMINALS (1975) ...... 10
H. L. A. Hart, PUNISHMENT AND RESPONSIBILITY

Ne ccc cc cee 10
R. Nozick, ANARCHY, STATE AND UTOPIA (1974) ....... 10

, PHILOSOPHICAL EXPLANATIONS (1981) ....... 10

R. Pilon, Criminal Remedies: Restitution, Punish-

ment, or Both?, 88 Etnics 348 (1978) ........... 10

F. Pollack and F. Maitland, THE HISTORY OF ENGLISH
EE 10

S. Schulhofer, Harm and Punishment: a Critique of
Emphasis on the Result of Conduct in the Criminal
Law, 122 uPA. LREV. 1497 (1974) ............ 9,10

J. Stephen, 3 HISTORY OF THE CRIMINAL Law (1883) .... 10.

iv

Page
R. Weisberg, Deregulating Death, 1983 SUP. CT. REV
Re ere Te ee eee eee ee he 13
M. Young, A Constitutional Amendment For Victims
Of Crime: the Victim’s Perspective, 34 WAYNE L. REV.
Ek Od ER rrr ee ae ee 9

1
No. 88-305

IN THE

Supreme Court of the United States
OCTOBER TERM, 1988

STATE OF SOUTH CAROLINA,
Petitioner,

v.

DEMETRIUS GATHERS,
Respondent.

On Writ of Certiorari
to the Supreme Court of South Carolina

BRIEF FOR AMICUS CURIAE
THE MID-AMERICA LEGAI, FOUNDATION

INTRODUCTION

The Mid-America Legal Foundation, as amicus curiae,
files this brief in support of the State of South Carolina
and respectfully urges this Honorable Court, in reversing
the decision of the Supreme Court of South Carolina in the
case at bar, to overrule or profoundly limit its own holding
in Booth v. Maryland, 482 U.S. —_, 107 S.Ct. 2529, 96
L.Ed.2d 440 (1987).

INTEREST OF AMICUS CURIAE
The Mid-America Legal Foundation (“MALF”) is a

national nonprofit public interest law center which under-
takes litigation, administrative proceedings, legal studies,

2

and educational activities in matters promoting political,
economic, and civil liberties; preserving constitutional gov-
ernment, including the separation and limitation of gov-
ernmental powers; and defending the rights of innocent
victims of crime.

MALF has a deep interest in the American criminal
justice system and works to enhance its fairness and effi-
cacy. MALF firmly supports the principles that criminal
proceedings should properly take into account the effects of
crime upon its victims; that punishment should be justly
proportional to the wrongs that compel it and should serve
effectively to deter and prevent future crimes; and that
punishment should be determined in accordance with the
totality of circumstances surrounding a case.

Punishment should thus reflect the moral and pruden-
tial concerns that underlie our criminal law, and it is the
office primarily of Congress, State legislatures, and citizen
juries, rather than the judiciary, to voice the moral sensi-
bilities of the community that define those concerns. In
pursuit of these views, MALF participates as an amicus
curiae in leading cases affecting rights of victims of crimes,
including Cooper v. State of Indiana, Ind.S.Ct. (No. 45S00-
8701-CR-61) (amicus brief filed November 10, 1988), a case
presenting the question of whether this Court’s holding in
Booth v. Maryland, supra, forbids the introduction of vic-
tim-impact evidence in the sentencing phase of a capital
case tried to a judge without a jury.

STATEMENT

On Saturday, September 13, 1986, Richard Haynes left
his mother’s house in Charleston, South Carolina, to walk
in a public park. Haynes, a thirty-two year old physically
slight and mentally infirm man, was a self-proclaimed
“Reverend Minister” who frequently preached to strangers,
habitually carrying with him for that purpose various reli-
gious items such as Bibles, rosaries, statues, and religious
tracts.

3

That evening, Respondent Demetrius Gathers and
three of his confederates came upon Haynes near a park
bench upon which were set out his religious items. With-
out provocation Gathers and the others brutally attacked
Haynes. Gathers first punched and then knocked Haynes
to the ground, where he was kicked and beaten. Gath-
ers then repeatedly beat Haynes on the head, first with a
bottle, and once that had broken, with an umbrella. As
the others began to depart, Gathers assaulted the semicon-
scious victim with the umbrella, pulling down Haynes’s
pants and pushing the umbrella tip into the victim’s anus.
Before leaving, Gathers and another ransacked Haynes's
possessions in search of something to steal, strewing the
rejected religious items around the prostrate victim.

Some time later the four assailants returned to
the scene from a nearby apartment complex. Gathers
approached the still prostrate Haynes and stabbed him to
death. None of these facts is now in dispute.

Gathers was indicted, tried and convicted by a jury of
murder and first degree criminal sexual conduct. During
the subsequent penalty hearing before the same jury, the
defense presented testimony from an expert, as well as
from Gathers’s mother, sister, cousin, and school teacher in
mitigation. The State reintroduced without objection the
evidence it had earlier presented during the guilt phase of
the trial.

In his closing argument the prosecutor reminded the
jury of what it already knew: The victim had been a phys-
ically and mentally vulnerable person. He was a religious
man whose spiritual precepts — including the “Game Guy’s
Prayer” — led him to accept life’s painful visitations with-
out resistance. He put faith and trust in other people; he
believed in his community.

4

After receiving instructions, the jury unanimously rec-
ommended the death penalty, whereupon the judge sen-
tenced Gathers to death.

Gathers’s conviction and sentence were reviewed on
appeal by the South Carolina Supreme Court. That
court upheld the conviction but reversed the sen-
tence, remanding for a new penalty hearing. State v.
Gathers, __.S.C.__., 369 S.E.2d 140 (1988). Relying
upon this Court’s decision in Booth v. Maryland, supra,
the South Carolina Supreme Court held that the Eighth
Amendment had been violated when the prosecutor com-
mented, during closing arguments at the penalty hearing,
upon the victim’s personal characteristics.

ARGUMENT

I. THE SOUTH CAROLINA SUPREME COURT
HAS DEVISED AND APPLIED A READ-
ING OF THIS COURT’S HOLDING IN
BOOTH v. MARYLAND THAT IS NOT COM.-
MANDED BY THIS COURT’S DECISION IN
THAT CASE. BOOTH IS SO SUSCEPTIBLE
TO ERRONEOUS INTERPRETATION THAT
IT SHOULD BE LIMITED SEVERELY OR

OVERRULED ALTOGETHER.
The South Carolina Supreme Court concluded that this
Court’s decision in Booth v. Maryland, 482 U.S. __, 107

S.Ct. 2529, 96 L.Ed.2d 440 (1987), compelled it to reverse
the death sentence imposed upon Demetrius Gathers in
the instant case. As the South Carolina tribunal read this

Court’s handiwork,
In Booth, the United States Supreme Court held
[that] the victim’s personal characteristics are not
proper sentencing considerations in a capital case.
State v. Gathers,__S.C.._., ——, 369 S.E.2d 140, 144
(1988).

In Booth the introduction in the penalty phase of a
murder trial of a victim impact statement allowed by

5

statute led to the invalidation of a capital sentence. The
victim impact statement in Booth consisted of descriptions
of the victims and of the emotional trauma suffered by
their survivors, and the survivors’ opinions and charac-
terizations of the crimes and their author. By contrast,
no victim impact statement or any other “formal! presenta-
tion”, Booth, 482 U.S. __, 107 S.Ct. at 2536, 96 L.Ed.2d at
452, was presented to the jury in the case at bar. Instead,
during the penalty phase the prosecutor simply rehearsed
evidence that the victim was a physically slight, mentally
feeble, self-proclaimed minister who preached tc strangers
and who habitually carried the religious items that his
murderers scattered around his body in their search for
something to steal.

The prosecutor's comments — based upon evidence
relating to the circumstances of the crime which properly
had been introduced before the same jury during the guilt
phase of the trial — contained no reference to the effect
the murder had upon the victim’s family or upon the com-
munity, nor did they convey the family’s opinions of the
crime or of the victim’s murderers. “At most, this thumb-
nail sketch... gave the jury a quick glimpse of the life
[respondent] chose to extinguish.” Mills v. Maryland, 486
US. __,_, 108 S.Ct. 1860, 1876, 100 L.Ed.2d 384, 408
(1988) (Rehnquist, C.J., dissenting). If anything, the pros-
ecutor’s words, including his recitation of the “Game Guy’s
Prayer” so beloved by the victim, served to show the jury
that Gathers’s brutality was thoroughly gratuitous, hav-
ing been inflicted upon a victim capable of, and inclined
toward, little resistance. This evidence went as much
to the circumstances of the crime and to the murderer's
nature as it did to the impact of the crime upon the victim
and his world.

In short, the South Carolina Supreme Court disre-
garded the salient factual differences distinguishing Booth
from the instant case. But perhaps the South Carolina tri-

6

bunal'’s error is understandable in light of the fact that this
Court’s majority opinion in Booth placed no limitations on
the sweeping holding it announced. On the contrary, the
majority brushed aside its own limiting rationale when,
after holding that only information which bears upon an
inquiry into the defendant’s “personal responsibility and
moral guilt” may be placed before the jury, Booth, 482 US.
at __, 107 S.Ct. at 2532-33, 96 L.Ed.2d at 448, it nev-
ertheless excluded information about the victim which it
conceded might well be relevant to that permitted inquiry.

The South Carolina Supreme Court was invited by the
incaution of this Court to draw the broadest possible rule
from Booth. It should not be surprising that it did so. This
Court’s majority in Booth, after all, did write that, “we
thus reject the contention that the presence or absence of
emotional distress of the victim’s family, or the victim's per-
sonal characteristics, are proper considerations in a capital
case.” Booth, supra, 482 U.S. at, 107 S.Ct. at 2535, 96
L.Ed.2d at 451 (emphasis added). And the majority insisted
that this was so even as it conceded that some information
about the victim or his famly might directly bear upon
the murderer’s blameworthiness. Booth, supra, 482 U-S.
at __, 107 S.Ct. at 2534, 96 L.Ed.2d at 450. The South
Carolina Supreme Court has uncritically applied an expan-
sive and exaggerated, but nonetheless plausible, reading of
Booth to the facts of the instant case, with the anomalous
result that evidence which is admissible during the guilt
phase of the trial cannot be introduced or commented upon
during the penalty hearing.

Booth is flawed because its holding lacks principled
limitations, and so will lead to perverse results such as
that reached below. It is already misleading other courts,
who are scrambling to understand Booth and to apply it
faithfully. The Supreme Court of Indiana is being asked
to read Booth to compel the total exclusion of all victim
impact evidence from the sentencing phase of a capital case

7

being tried solely to a bench, without a jury. Cooper v.
State of Indiana; Ind. S.Ct., No. 45S00-8701-CR-61, Brief of
Appellant 87-90 (filed September 6, 1988). That question
has already vexed courts in other States, which thus far
appear to be resisting the imposition of jury rules upon
bench sentencings. People v. Crews, 122 Il1.2d 266, 19 III.
Dec. 308, 522 N.E.2d 1167 (1988); State v. Keith, —_
Mont. __, 754 P.2d 474 (1988).

It is increasingly difficult to limit apprehension as to
the mischief that Booth may cause. If this Court’s major-
ity truly meant to exclude consideration of a victim's per-
sonal characteristics in imposing a sentence of death, does
that mean that Congress and the State legislatures are
absolutely barred from making the murder of a child, a
prison guard, a police officer, a legislator, a President of the
United States, or a justice of the United States Supreme
Court a capital offense? After all, the only thing that dis-
tinguishes these crimes from other killings is “the victim's
personal characteristics.”

This Court could not have meant what it said. Lower
courts and those who administer the criminal justice sys-
tem are thus left trying to reconcile as best they can the
conflicting meanings inherent in a vague, yet ambitious,
judicia! pronouncement. It is ironic that this Court, when
it sits, as in Booth, baldly as a legislature, is no less suscep-
tible than are the legislatures that the people have estab-
lished to the temptations of arbitrariness, ambiguity, and
overbreadth.

ll. THIS COURT’S DECISION IN BOOTH
vy. MARYLAND MISCONSTRUED THE
REQUIREMENTS OF THE EIGHTH
AMENDMENT AND WAS WRONGLY
DECIDED.

More than merely a case of careless craftsmanship,
Booth’s premises and reasoning are fundamentally wrong.
The new rule which Booth creates is an unwarranted intru-

sion into the substantive criminal law, especially into the
important roles played by legislatures and juries in shap-
ing and applying that law, as recognized in this Court's
Eighth Amendment jurisprudence. Booth stands at odds
with that jurisprudence, and should be overruled.

The Eighth Amendment to the United States Constitu-
tion commands, in pertinent part, that “cruel and unusual
punishment [shall not be] inflicted.” Central to the appli-
cation of this command is a determination of contemporary
standards regarding the infliction of punishment. Woodson
v. North Carolina 428 U.S. 280, 288 (1976). “Legislative
judgment weighs heavily in ascertaining such standards.”
Gregg v. Georgia, 428 U.S. 153, 175 (1976). Deference is
owed to legislative decisions for a further reason: “{I)n a
democratic society legislators, not courts, are constituted
to respond to the will and consequently the moral values
of the people.” Gregg, supra. Therefore:

Caution is necessary lest this Court become, ‘un-

der the aegis of the Cruel and Unusual Punish-

ment Clause, the ultimate arbiter of the standards

of criminal responsibility... throughout the coun-

try.’

Gregg, 428 U.S. at 176.

The principle of deference to state legislative judg-
ments has guided this Court in its major decisions constru-
ing the prohibition on cruel and unusual! punishment. See,
e.g., Gregg v. Georgia, 428 U.S. 153, 179-82 (1976); Wood-
son v. North Carolina, 428 U.S. 280, 297-99 (1976); Tison
v. Arizona, __ U.S. __,, 107 S.Ct. 1676, 1684-85, 95
L.Ed.2d 127, 141-143 (1987). Booth barely paid lip service
to this principle. No inquiry into legislative decisions of
the type conducted in Gregg, Woodson, or Tison was under-
taken. All that the majority in Booth did was to note in
passing that “at least 36 states permit the use [of] victim
impact statements in some contexts, reflecting a legislative
judgment that the effect of the crime on the victims should

9

have a place in the criminal justice system”. Booth, 482
U.S. at__., n.12, 107 S.Ct. at 2536, n.12, 96 L.Ed.2d at
452, n.12'

This clear evidence of legislative judgment was not
permitted to deflect the Booth majority from its conclusion
that consideration of the impact of the crime on the victim
is “constitutionally impermissible or totally irrelevant to
the sentencing process.” Booth, 482 U.S. at __ , 107 S. Ct.
at 2529, 96 L.Ed.2d at 448.

The rule announced in Booth not only lies athwart the
mainstream of legislative judgments regarding the role of
victims in the criminal justice system, it also flies in the
face of traditional concepts of culpability in the criminal
law. Booth stands for the proposition that the only permis-
sible considerations are those bearing upon the murderer's
“personal responsibility and moral guilt.” Under this view
harm does not matter, because contemplation of the harm
caused diverts attention from “individualized” considera-
tion of the defendant and his mental state, and thus pre-
sumably leads to tl e imposition of arbitrary and capricious
penalties.

But it is axiomatic that “the criminal law attributes
major significance to the harm actually caused by a defen-
dant’s conduct, as distinguished from the harm intended
or risked.” S. Schulhofer, “Harm and Punishment: A Cri-

‘As of August 1987, 48 States had statutes allowing victim
involvement in sentencing and 47 States had statutes permitting
victim impact statements to be introduced for consideration dur-
ing sentencing. Young, “A Constitutional Amendment for Vic-
tims of Crime: the Victim's Perspective”, 34 WAYNE L. REV. 51, 62
(Fall 1987). Congress, having also concluded that victim impact
statements are “useful tools in determining equitable penalties
during the sentencing of a convicted offender,” Omnibus Victim's
Protection Act: Hearing on 8.2420 Before the Subcommittee on
Criminal Law of the Senate Committee on the judiciary, 97th
Cong., 2d Sess. 55 (1982), had earlier passed similar legislation
at the Federal level.

10

tique of Emphasis on the Results of Conduct in the Crimi-
nal Law”, 122 UPAL. REV. 1497 (1974). In fact, actual dam-
age was once a prerequisite to the existence of a crime. F.
Pollack & F. Maitland, The HISTORY OF ENGLISH Law 508 n.4
(2d ed. 1959); 3 J. Stephen, HISTORY OF CRIMINAL Law 311-12
(1883). Commentators have long recognized that the struc-
ture of the criminal law reflects the notion that culpability
cannot be measured solely by conduct and state of mind,
but must also encompass the harm caused. R. Pilon, Crim-
inal Remedies: Restitution, Punishment, or Both? 88 eruics
348 (1978); H.L.A. Hart, PUNISHMENT AND RESPONSIBILITY,
130-132, 234 (1968); R. Nozick, PHILOSOPHICAL EXPLANATIONS
363 (1981); R. Nozick, ANARCHY, STATE AND UTOPIA 59-63
(1974); G. Fletcher, RETHINKING CRIMINAL LAW (1978) (con-
tinental legal systems embody the same considerations);
J. Hall, GENERAL PRINCIPLES OF CRIMINAL LAW 221-22 (2d ed.
1960); E. van den Haag, PUNISHING CRIMINALS 27-28, 192
(1975); Model Penal Code § 2.03.

Harm, like mens rea, is an essential consideration
in criminal punishment. This is so because, as the dis-
sent recognized in Tison, “the social purposes that the
Court has said justify the death penalty - retribution and
deterrence — are justifications that possess inadequate self-
limiting principles.” Tison v. Arizona, _.U.S. __,__,
107 S.Ct. 1676, 1699, 95 L.Ed.2d 127, 158 (1987) (Brennan,
J., dissenting). Just as a mens rea requirement eases the
rigors of a mechanical lez talionis, so harm can provide a
limiting principle for an otherwise unameliorated theory of
deterrence: “no punishment must cause more misery than
the offense unchecked.” H. Hart, PUNISHMENT AND RESPONSI.
BILITY 76 (1968), quoted in Tison, supra, n. 18.”

? Harm thus provides one of the central guideposts for the prin-
ciple of proportionality in criminal punishment that finds expres-
sion in the Eighth Amendment: “the States may not impose pun-
ishment that is disproportionate to the severnty of the offense or
| Footnote contmwed on the followng page

1l

Harm is not the only consideration which Booth would
banish from the sentencing process. Application of the
rule enunciated in Booth — that the sentencer must focus
solely upon the defendant's “personal responsibility and
moral guilt” — would create a narrow and rigid sentenc-
ing procedure in which no other consideration, no matter
how important it is deemed by the state, could receive any
regard. But this Court’s decisions make clear that no such
narrow and rigid rule is required by the Eighth Amend-
ment. Instead, they make clear that a legislature may
highlight, and a jury is free to consider, factors which do
not focus solely on the defendant’s “personal responsibility
and moral guilt.”

Since Gregg, this Court’s Eighth Amendment deci-
sions have been primarily directed toward ensuring that
a State has established procedures by which “the jury is
given guidance regarding the factors about the crime and
the defendant that the State, representing organized s8oci-
ety, deems particularly relevant to the sentencing decision.”
Gregg, 428 U.S. at 192 (emphasis added). In Gregg and the
opinions which have followed it, this Court has displayed
a proper reluctance to “dictate to the State the particular
substantive factors that should be deemed relevant to the
capital sentencing decision.” Califernia v. Ramos, 463 US.
992, 999 (1982).

Three restrictions have been placed upon the States.
First, Gregg indicated that the State must establish pro-
cedures which would narrow the class of murderers eligi-
ble for the death penalty. Second, Woodson established
that the sentencer must be permitted to consider (not
required to consider only) the individual characteristics

2 (Contwnued)
to the individuals own conduct and culpability.” Tison, supra
(emphasis added). See Coker v. Georgia, 433 U.S. 584 (1977).

12

of the defendant and the crime.’ Third, Tison established
the threshold level of mental! state (reckless indifference
to human life when coupled with substantial participation
in its extinction) required pefore a defendant can be made
eligible for the death penalty. Beyond these restrictions,
“the Court has deferred to the State’s choice of substantive
factors relevant to the penalty determination.” California
v. Ramos, 563 U.S. 992, 1001 (1982).

generally by enumerating certain “aggravating factors”, at

crimes have caused or threatened greater harm to or dis-
ruption of the fabric of society and the legal order.‘

‘This second requirement was later elaborated to mean that
the jury may not be precluded from considering, as a mitigating
factor, any relevant evidence which the defendant wishes to put
forward. Lockett v. Ohio, 438 U.S. 586 (1978); .
Shuman, _. US. —, 107 S.Ct. 2716, 97 L.Ed.2d 56 (1987).

* California v. Ramos, 463 U.S. 992 (1983) (defendant commit-
ted murder during the course of a robbery); Barclay v. Florida,
463 U.S. 939 (1983) ( nsk

|

|
|
i

tinuing threat to society); Zant v. Stephens, 462 U.S. 862 (1983)
(murder committed by prison escapee); Roberts v. Louisiana, 431
U.S. 663 (1977) (murder of a police officer performing his regular
duties); Jurek v. Texas, 428 U.S. 262 (1976) (same as Barefoot,
supra), Gregg v. Georgia, 428 U.S. 153 (1976) (murder committed

during course of armed robbery).

13

Legislatures have often chosen, then, to proclaim as
most blameworthy those defendants who are most danger-
ous or harmful — not necessarily those most morally guilty,
i.e., those with the most purposeful mental states. There
is nothing amiss in this legislative judgment:

People may commit premeditated murder for non-

recurring personal reasons. But murders commit-

ted in the course of other serious crimes portend

more victims or more crimes, and often provoke

responses from victims, bystanders, and police so

as to generate a widening circle of violence and

disorder.

R. Weisberg, “Deregulating Death”, 1983 sup.cT.REV. 305,
330. Such legislative determinations would presumably
fail to pass muster under Booth.

In the same way that the rule in Booth would narrow
the range of sentencing factors a legislature may prescribe,
it would also unduly restrict the information the jury may
hear in exercising its guided discretion during sentencing.
The Eighth Amendment does not require such restriction,
as this Court’s decisions make clear. In Gregg, the plurality
stated:

The petitioner objects, finally, to the wide scope

of evidence and argument allowed at presentence

hearings. We think the Georgia Court wisely has

chosen not to impose unnecessary restrictions on

the evidence that can be offered at such a hearing

and to approve open and far-ranging argument.

Gregg, 428 U.S. at 203.

This Court has repeatedly held that, so long as one
valid statutory aggravating factor exists, a jury may prop-
erly consider “countless considerations”, Zant v. Stephens,
462 U.S. 862, 900 (1982), beyond those specified as statu-
tory aggravating factors in deciding whether a defendant
who is eligible for the death penalty should receive it.
Zant, supra, 462 U.S. at 879; California v. Ramos, 463 US.
992 (1983); Barclay v. Florida, 463 U.S. 939 (1983). In so

14

holding, this Court’s precedents have recognized, as Booth
does not, that there is a “fundamental difference between
the nature of the guilt/innocence determination ... and
the nature of the life/death choice at the penalty phase.”
Ramos, 463 U.S. at 1007. This Court explained:

In returning a conviction, the jury must sat-
isfy itself that the necessary elements of the par-
ticular crimes have been proved beyond a reason-
able doubt. In fixing a penalty, however, there
is no similar ’central issue’ from which the jury’s
attention may be diverted. Once the jury finds
that the defendant falls within the legislatively
defined category of person eligible for the death
penalty... the jury is then free to consider a myr-
iad of factors to determine whether death is the
appropriate punishment.

Ramos, 463 U.S. at 1008; see Barclay, 463 U.S. at 950.

Booth would blur the distinction between the guilt
trial and the penalty hearing; in its view the penalty phase
is a “trial” with one central issue: the moral guilt (or men-
tal state) of the defendant. Booth would deny the jury
the opportunity to consider any information not directly
focused on this inquiry. For example, Booth would pre-
sumably not permit a jury to consider, as this Court did
in Ramos, that a defendant not sentenced to death might
ultimately be released into the community.

More fundamentally, acceptance of Booth’s premises
would herald a rigid and mechanical sentencing process
in which the jury, unable to exercise its own morally
informed discretion as the community’s conscience, would
apply some lifeless logarithm of moral guilt. This is not
the jury’s proper role:

It is the jury’s function to make the difficult and

uniquely human judgments that defy codification

and that ‘buil[d] discretion, equity and flexibility
into a legal system.’

15

McClesky v. Georgia, 481 U.S. __, —, 107 S.Ct 1756,
1777, 95 L.Ed.2d 262, 291 (1987) (quoting H. Kalven & H.
Zeisel, THE AMERICAN JURY 498 (1966)).

This Court should reaffirm the central place of legis-
latures and juries in our criminal law, and reaffirm too
the vitality of its own Eighth Amendment precedents, by
overruling its decision in Booth.

CONCLUSION

Through the Cruel and Unusual Punishment Clause
of the Constitution the people of the United States have
authorized the courts “to judge whether certain punish-
ments are forbidden because, despite what the current soci-
ety thinks, they were forbidden under the original under-
standing of ‘cruel and unusual,’...; or because they come
within current understanding of what is ‘cruel and unusu-
al,’ because of the ‘evolving standards of decency’ of our
national society; but not because they are out of accord
with the perceptions of decency, or of penology, or of mer-
cy, entertained — or strongly entertained, or even held as
an ‘abiding conviction’ — by g majority of the small and
unrepresentative segment of our society that sits on this
Court.” Thompson v. Oklahoma, 487 U.S.__, ——, 108
S.Ct. 2687, 2719, 101 L.Ed.2d 702, 744-745 (1988)(Scalia,
J., dissenting) (emphasis added).

The question before the Court is whether or not a
judge or jury, by taking into account the harm, the conse-
quences, or the impact of a murderer’s crime necessarily,
and by dint of such consideration alone, imposes a cruel
and unusual punishment if a sentence of death is there-
after pronounced. There is no evidence that the Framers of
1787 or the Ratifiers of 1788 thought so. There is every evi-
dence that Congress and the State legislatures of today —
the voices of the national community who, in the discharge
of their offices, have provided for victim impact statements
— believe that consideration in sentencing of the impact of
a crime is just, moral, and constitutional.

16

Such a decision is for the legislatures to make. This
court should recognize their authority to do so and should
forightly abandon the strained and unsupportable reading
that it has given to the Eighth Amendment in Booth.

Respectfully submitted,

JosEPH A. Morris

THE Mip-AMERICA LEGAL FOUNDATION
20 North Wacker Drive

Chicago, Illinois 60606

(312) 263-5163

Counsel for Amicus Curiae

December 9, 1988

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0244%3A13. Public record. Not legal advice.
