# Amicus Curiae Brief — Whitley v. Albers

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0167%3A08

## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1986
- **Citation:** 475 U.S. 312

## Text

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Supreme Court, U.S.
F I.LE D

AUG 19 1985

-—

\NIOL, JR.

No. 84-1077
JOSEPH F. SP)
RK

—_

In the Supreme Court of the United States

OCTOBER TERM, 1985

HAROL WHITLEY, ET AL., PETITIONERS

Vv.

GERALD ALBERS

ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE NINTH CIRCUIT

BRIEF FOR THE UNITED STATES

AS AMICUS CURIAE SUPPORTING PETITIONERS

CHARLES FRIED
Acting Solicitor General

RICHARD K. WILLARD

Acting Assistant Attorney General

KENNETH §S. GELLER
Deputy Solicitor Gen 2ral

ANDREW J. PINCUS

Assistant to the Solicitor General

Department of Justice
Washington, D.C. 20580
202) 633-2217

BEST AVAILABLE COPY

QUESTIONS PRESENTED

1. Whether petitioners, state prison officials sued
in their individual capacities, may be held liable under
42 U.S.C. 1983 on the theory that they subjected re-
spondent, a prison inmate, to cruel and unusual pun-
ishment because respondent was injured in the course
of petitioners’ efforts to quell a prison riot.

2. Whether petitioners are entitled to qualified im-
munity from damages liability under the standard
established in Harlow v. Fitzgerald, 457 U.S. 800
(1982).

(I)

TABLE OF CONTENTS

Page
Bebawens Gf tie Webbe BORRGB ~~... -nncncencecccceccccvscccccesscecceess 1
ESET REESE IIT EP meee OER ae OE 2
IIIS a entciaslainigmgnanetenntnnnesiie 7
Argument:
Respondent cannot recover damages under 42
U.S.C. 1983 for petitioners’ conduct in quelling a
I iain ssssichasdatiiaciabatinledchinaendbdaiuneniabbabtaebsassiediinnnte 10
A. Respondent was not subjected to cruel and un-
usual punishment by petitioners’ actions in
suppressing the prison riot ................2-.......2..--.--. 11
B. Petitioners are immune from liability for dam-
ages under this Court’s decision in Harlow Vv.
TSS CS a A RO 24
REE a ae 30
TABLE OF AUTHORITIES
Cases:
Batley V. Turner, 786 F.2d 968 .................................. 28
Baker v. McCollan, 443 U.S. 187 .......0002222022000002--..... 20
Bass v. Wallenstein, No. 83-2392 (7th Cir. July 30,
Bn tc Ey EPs a Ree a oe ER 28
BGS GV. FORM, TEB FBG DUGG .ncccccccccccccccoccceccccocccscee: 28, 29
Sp We. i i sssaiteees passim
Bivens Vv. Six Unknown Named Agents of Federal
Bureau of Narcotics, 403 U.S. 388 _.............. 1
Block v. Rutherford, No. 83-317 (July 3, 1984) ..... 15, 16,
17, 18, 23
Brockell v. Norton, 732 F.2d 664 ....................0... 28
Clemmons Vv. Greggs, 509 F.2d 1338, cert. denied,
RN EEO Le 25-26
Davis v. Scherer, No. 83-490 (June 28, 1984)... 24, 27
Davis v. United States, 439 F.2d 1118... 26
Estelle v. Gamble, 429 U.S. 97 .......... 8, 10, 13, 18, 20, 21, 27

(IIT)

WV |
Cases—Continued : Page |
Evers Vv. County of Custer, 745 F.2d 1196 ................ 28
Floyd ¥. Parvrell, 766 PBd 1. ...........0:.-cccccsccesesseeeseoees 28
Galloway v. United States, 319 U.S. 372 ........ iia 22
Gregg V. Georgia, 428 U.S. 158.........................--.----- 13, 23
Harlow V. Fitzgerald, 457 U.S. 800.......... 5, 8, 24, 25, 27, 28
Hobson V. Wilsox, 737 F.2d 1, cert. denied, No. 84-
CR SO sa sieianlalaelliaibehdedtile 28
Hudson V. Palmer, No. 82-1630 (July 3, 1984) ......7, 11, 12,
13, 15, 18
Hutto v. Finney, 487 U.S. 678 ..............---2..2..------0-0+- 13
Imbler v. Pachtman, 424 U.S. 409 ............................ 25
Ingraham Vv. Wright, 430 U.S. 651 ............-..............- 18
Inmates of Attica Correctional Facility v. Rocke-
I I 14, 26
Johnson V. Glick, 481 F.2d 1028, cert. denied, 414
| ER EER ASEEL ERAT ane DNC wes NTRS Spee ee oe 11, 18, 19
Jones V. Mabry, 723 F.2d 590, cert. denied, No. 83-
I le 19
Jones V. North Carolina Prisoners’ Labor Union,
A i 11-12, 15
King V. Blankenship, 636 F.2d 70 ................-.-22222-..... 14
Mitchell v. Forsyth, No. 84-335 (June 19, 1985) ..... 24
Norris Vv. District of Columbia, 737 F.2d 1150........ 11
O’Hagan V. Soto, 725 F.2d 878 .................................. 28
Porraté ¥. Tagier, 461 U.S. GBT q.............---c0oceceees----- 20
Pell v. Procunier, 417 U.S. 817 ................................. 12, 15
Piereen V. Bat, BBG UB. GET ........-.-:eccncceceeeecececeeessss- 25, 29
Poindexter v. Woodson, 510 F.2d 464, cert. denied,
a cdausiedinieemeem 25
Putman V. Gerloff, 639 F.2d 415 ............000000e eee. 11
Rhodes v. Chapman, 452 U.S. 387 .............00000000000.... 10, 13
Robinson Vv. California, 370 U.S. 660 _........00.000--00. 10
Rochin V. California, 342 U.S. 165 ........2200....0000.... 18, 19, 23
Sampley v. Ruettgers, 704 F.2d 491.0... 19
Scheuer v. Rhodes, 416 U.S. 282 .......0.....00...-..22202------ 26
Screws v. United States, 325 U.S. 91 _.............-..0..... 10 [
Soto v. Dickey, 744 F.2d 1260, cert. denied, No.
> Ff SR apecee aN nennn nea 19
Spain Vv. Procunier, 600 F.2d 189.0000... 26
Trejo V. Perez, 608 F.2d 4&2 ...................................... 28
United States v. Gillock. 445 U.S. 360 25

Cases—Continued : Page
United States v. Harrison, 671 F.2d 1159, cert.
EE aL a ae 11
United States v. Leon, No. 82-1771 (July 5, 1984) . 28
United States v. Price, 383 U.S. 787 .......................... 10
Williams v. Mussomelli, 722 F.2d 1130 ......0.0000000..... 14, 19
Wolff v. McDonnell, 418 U.S. 589 .................00000...... 12,17
Wood v. Strickland, 420 U.S. 308 .-............. PRT m ase 29
Youngberg V. Romeo, 457 U.S. 307 .......-0020. eee 16, 17
Zook v. Brown, 748 F.2d 1161 .................................... 28

Constitution and statutes:
U.S. Const. :

I, © seecesemnecinniens ern ee ae PANS TROIS Omani erne ea 14
I Ra a a 13, 14
RE ee Re Cy 14, 15
I passim
Amend. XIV (Due Process Clause) .............. 8, 10, 14
a NEP pr oe RN 25
ER EST ED SH Pa ANE TOR Tor a OR 1, 4, 25
Miscellaneous:
Prison Violence, 9 Corrections Compendium (April
ESI USS adores rant Dee DS OD Pe 12
Restatement (Second) of Torts (1965) _........ ae 20

9 C. Wright & A. Miller, Federal Practice and Pro-
I a 22

Iu the Supreme Court of the United States

OCTOBER TERM, 1985

No. 84-1077
HAROL WHITLEY, ET AL., PETITIONERS
v.

GERALD ALBERS

ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE NINTH CIRCUIT

BRIEF FOR THE UNITED STATES
AS AMICUS CURIAE SUPPORTING PETITIONERS

INTEREST OF THE UNITED STATES

This case concerns the liability under 42 U.S.C
1983 of individual state prison officials as a result of
their actions in quelling a prison riot. Under Bivens
v. Six Unknown Named Agents of Federal Bureau of
Narcotics, 403 U.S. 388 (1971), federal officials may
be held liable in many of the same circumstances in
which state officials are liable under Section 1983.
Since this Court’s decision will affect the extent to
which federal prison officials may be held personally
liable for acts committed in the course of their official
duties, the United States has a clear interest in this
case.

(1)

|

2

STATEMENT

1. On June 27, 1980, respondent was an inmate in
Cellblock A of the Oregon State Penitentiary." That
evening, some inmates in Cellblock A became upset by
what they believed to be the mistreatment of inmates
who were being taken to the penitentiary’s segrega-
tion and isolation building. Apparently because of |
the inmates’ agitation, the corrections officers on duty
in Cellblock A ordered the inmates to return to their
cells. The inmates normally would have been per-
mitted to remain outside their cells for three more
hours. One inmate, Richard Klenk, was particularly
upset by the order to return to his cell. He assaulted
one of the two corrections officers on duty and that
officer left the cellblock. Several inmates then began
to destroy furniture and construct a barricade to
block access into the cellblock. Officer Walker Fitts,
who remained in Cellblock A, was moved to an office
within the cellblock and kept under the control of the
inmates. Pet. App. 2, 17-18; Tr. 53, 55-56, 100-108,
489.
The prison authorities were immediately notified of
the incident. Petitioner Harol Whitley, the prison
security manager, climbed over the furniture barri- |
cade and entered Cellblock A (Pet. App. 2, 18; Tr.
56). He spoke to inmate Klenk in an effort to end |
the disturbance; Klenk responded by threatening to
kill Officer Fitts (Tr. 369-370). Whitley then ar-
ranged for several inmates to go to the segregation
and isolation building to ascertain the condition of
the inmates who had been observed earlier in the

1 Cellblock A housed inmates with good disciplinary records.
These inmates received privileges that were not accorded other :

prisoners, such as the right to spend more time outside their
cells. Pet. App. 17; Tr. 55.

3

evening. They found that the inmates taken to isola-
tion had been intoxicated. Whitley returned to Cell-
block A and was permitted to speak to Officer Fitts,
who appeared unharmed. Pet. App. 2-38, 18-19; Tr.
56-57, 370-372. At some point, inmate Klenk told
Whitley that one inmate had been killed and that
others would die (Pet. App. 3; Tr. 372). Whitley
also became aware that Klenk had a homemade knife
(Pet. App. 3, 19; Tr. 57).

Whitley later reentered the cellblock a third time to
check on the condition of Officer Fitts after Fitts had
been moved to a new location (Pet. App. 3, 19; Tr.
57). Respondent asked Whitley for the key to the
cells housing elderly inmates so that these inmates
could move to a safer location away from the dis-
turbance. Whitley agreed to return with the key.
Pet. App. 3, 19-20; Tr. 115-116.

Whitley left Cellblock A and conferred with peti-
tioner Hoyt C. Cupp, the superintendent of the peni-
tentiary, and petitioner J.C. Keeney, the assistant
superintendent. They agreed that tear gas could not
be used to quell the riot because the gas might not
act quickly enough, could be ineffective because of
the large area controlled by the inmates, and would
cause discomfort to the inmates who had obeyed the
order to return to their cells. The officials decided
that the only feasible alternative was to enter the cell-
block using armed force. Cupp ordered the squad to
“shoot low.” Pet. App. 3, 19; Tr. 372-375, 467-468,
511-512.

Respondent was waiting for Whitley when Whitley
entered with the armed officers. Whitley ran up the
cellblock stairs in pursuit of inmate Klenk, who had
run toward the cell in which Officer Fitts was being
held. Respondent began to run up the stairs after

d

Whitley and was hit in the knee by a shot discharged
by petitioner Robert Kennicott, a corrections officer.
Pet. App. 3-4, 20-21; Tr. 58, 118-119, 375-376. Ken-
nicott testified that he believed that the inmates pur-
suing Whitley presented a danger both to Whitley
and to Officer Fitts (Tr. 459; see also Tr. 375).
Whitley subdued Klenk, and respondent was given
medical care. Respondent suffered permanent dam-
age to the nerve in his leg. Pet. App. 4, 21-22; Tr.
59, 67, 376.

2. Respondent commenced this action in the United
States District Court for the District of Oregon seek-
ing damages under 42 U.S.C. 1988. He asserted that
petitioners’ actions in quelling the riot subjected him
to cruel and unusual punishment in violation of the
Eighth Amendment.

At the conclusion of the jury trial, the district
court granted petitioners’ motion for a directed ver-
dict (Pet. App. 15-40). The court stated that in de-
termining whether the officials’ conduct amounted to
cruel and unusual punishment, it was required to
“examine such factors as the need for application of
force, the relationship between the need and amount
of force that was used, and the extent of the injury
inflicted” (id. at 25). Observing that “[p]rison offi-
cials must be free to deal firmly with outbreaks and
uncontrolled situations” (id. at 26), the court con-
cluded that the use of force to quell the riot in this
case was justified because negotiations had failed to
restore order, a guard was being held hostage, and a
leader of the riot had “claimed to have killed one in-
mate and threatened others” (id. at 27). The court
also found that the level of force used by petitioners
was reasonable (id. at 30):

5

Possible alternatives were considered and reason-
ably rejected by prison officers. The use of shot-
guns and specifically the order to shoot low any-
one following the unarmed Whitley up the stairs
were necessary to protect Whitley, secure the
safe release of the hostage and to restore order
and discipline. Even in hindsight, it cannot be
said that [petitioners’] actions were not reason-
ably necessary.

The district court also held that petitioners were
entitled to qualified immunity from damages. Apply-
ing the test set forth in Harlow v. Fitzgerald, 457
U.S. 800 (1982), the court found that petitioners
could not have reasonably known that their actions
to suppress the disturbance and rescue the hostage
would violate any prisoner’s Eighth Amendment
rights. It noted that no reported case had held that
a prisoner could recover damages for prison officials’
actions in this context and that the applicable deci-
sions “provided great discretion to prison officials to
take necessary action to maintain and control prison
situations” (Pet. App. 35).?

3. The court of appeals reversed by a divided vote
(Pet. App. 1-14). The court held that there was
sufficient evidence from which a jury could have
found that respondent’s constitutional rights had been
violated. It stated (id. at 6-7 (citation omitted) ):

[A] proper standard deems [the] eighth amend-
ment to have been violated when the force used

The district court stated that it “[did] not understand
[respondent] to assert an independent violation of fourteenth
amendment due process” (Pet. App. 23 n.1). The court also
held (id. at 35-39) that respondent’s state law tort claims were

barred because petitioners were immune from liability under
state law.

6

is “so unreasonable or excessive to be clearly dis-
proportionate to the need reasonably perceived
by prison officials at the time.” Thus if a prison
official deliberately shot [respondent] under cir-
cumstances where the official, with due allowance
for the exigency, knew or should have known
that it was unnecessary, [respondent’s] consti-
tutional right would have been infringed.

The court observed that there was evidence that the
riot was subsiding at the time petitioners acted and
that “[t]he jury might have believed that conditions
were so improved that it was-or should have been
apparent to [petitioners], and have called for less
force” (id, at 8). The court noted that each side had
presented testimony concerning the propriety of peti-
tioners’ actions and “[i]t was the jury’s function to
weigh the experts’ testimony” (id. at 9). The court
therefore remanded for a new trial (id. at 9-10).

The court of appeals also addressed petitioners’
qualified immunity defense. It stated that a finding
of a violation of an inmate’s Eighth Amendment
rights is “inconsistent with a finding of good faith or
qualified immunity. The two findings are mutually
exclusive” (Pet. App. 10). Thus, “[i]f an eighth
amendment violation is found, there is no qualified
immunity defense available” (id. at 11).°

Judge Wright dissented (Pet. App. 11-14). He
agreed with the district court that “no triable issue
existed because the prison officials responded in good
faith to a genuine emergency,” stating that “[c]lose
judicial scrutiny is inappropriate where prison offi-
cials react in good faith to a true crisis” (id. at 12).
With respect to the qualified immunity issue, Judge

’ The court of appeals affirmed the district court’s dismissal
of respondent’s state law tort claims (Pet. App. 11).

an

7

Wright observed that the majority had “merge[d]”
the question whether there was a violation of Eighth
Amendment rights with “the question whether a right
is ‘clearly established’ for qualified immunity pur-
poses” (id. at 13). He concluded that these constitu-
tional rights were not clearly established, noting
(ibid.) that “[n]o court has awarded damages to a
prisoner injured in a prison riot. As evidenced by the
divergence of opinion among us on this panel, the
constitutional rights of prisoners during a prison riot
are not well settled.”

SUMMARY OF ARGUMENT

A. Prison officials are charged with the “monu-
mental task[]” (Hudson v. Palmer, No. 82-1630
(July 3, 1984), slip op. 9) of maintaining the safety
and security «f institutions housing proven law-
breakers, in which violence is an unavoidable fact
of life. In the incident at issue here, for example,
inmates took control of a cellblock, assaulted one
guard, and held another guard hostage and threatened
his life. Petitioners were required to use force to
rescue the hostage and reestablish control over the
cellblock.

The question in this case is whether petitioners’
actions violated respondent’s constitutional rights.
This Court consistently has adhered to the view that
prison officials’ determinations regarding prison se-
curity are entitled to “wide-ranging deference,” both
because of these officials’ expertise and because the
operation of prisons is 4 matter within the province
of the executive and legislative branches. Such def-
erence is especially appropriate when security deci-
sions are evaluated under the Eighth Amendment
because the Amendment only establishes a minimum

8

standard for _pyison officials’ actions, barring the
“ “annecessa "Banton infliction of pain.’” Estelle v.
Gamble, 429 U.S. 97, 103 (1976).

A prison security measure that is a reasonable re-
sponse to security concerns does not constitute “pun-
ishment” under the Due Process Clause (Bell v.
Wolfish, 441 U.S. 520, 539-540 (1979)), and there-
fore cannot violate the Eighth Amendment’s prohibi-
tion against cruel and unusual punishment. More-
over, even a security measure that is unreasonable
may not result in the “unnecessary and wanton in-
fliction of pain”; the Eighth Amendment is violated
only if the measure does inflict pain upon an inmate
and is so grossly excessive in view of the security
concerns it is designed to address that it can fairly
be said to have a punitive component unrelated to
the maintenance of security.

The court below plainly erred by holding that re-
spondent had raised a jury question concerning the
propriety of petitioners’ conduct under the Eighth
Amendment. In view of the serious threat that the
riot posed to the safety of both corrections officers
and inmates, the district court correctly concluded
that petitioners’ use of force to quell the riot did not
constitute cruel and unusual punishment. Respond-
ent’s evidence at most created an issue as to whether
petitioners made the best possible decisions under the
circumstances; it did not show that petitioners’ ac-
tions were grossly excessive or amounted to the
wanton infliction of pain.

B. Even if petitioners’ actions did violate respond-
ent’s Eighth Amendment rights, petitioners are im-
mune from liability for damages. This Court held in
Harlow vy. Fitzgerald, 457 U.S. 800 (1982), that
monetary liability is appropriate only if a public

oniiaaiuiliilimiinal

9

official violates a constitutional right that was “clearly
established” at the time of his unlawful conduct.
Since no decisions had addressed the propriety under
the Eighth Amendment of the use of force to quell a
prison riot, respondent’s rights in this context ob-
viously were not clearly established.

The court of appeals’g rejection of petitioners’ im-
munity defense apparently rested on its view that an
official is not entitled to immunity if the relevant
general legal standard is clearly established at the
time of the challenged conduct. This rule ignores the
fact that it often is not at all clear how a general
standard applies to the particular situation in which
the official is required to act. Here, for example,
standards such as “cruel and unusual punishment” or
“deliberate indifference” to inmates’ rights provide
no guidance concerning the application of the Eighth
Amendment to petitioners’ conduct. Thus, the court
of appeals’ approach is fundamentally at odds with
this Court’s repeated statements that an official is
entitled to immunity unless he reasonably could have
known that his conduct was unlawful. Since peti-
tioners had no basis even to question the constitu-
tionality of their actions, they are entitled to im-
munity from liability for damages.

10

ARGUMENT

RESPONDENT CANNOT RECOVER DAMAGES UN-
DER 42 U.S.C. 1983 FOR PETITIONERS’ CONDUCT IN
QUELLING A PRISON RIOT

The parties and the courts below have charac-
terized the question in this case as whether peti-
tioners’ conduct in quelling the prison riot violated
the Eighth Amendment’s prohibition of “cruel and
unusual punishments.” * As a threshold matter, we
are not certain that petitioners’ action should be
evaluated under the Eighth Amendment.

There is no evidence that petitioners intended to
inflict “punishment” on respondent or any other in-
mate. Respondent argues only that, in restoring
prison security, petitioners used force that was ex-
cessive under the circumstances. In addition, re-
spondent’s claim does not rest upon the breach by
prison officials of an affirmative obligation arising
solely as a result of respondent’s incarceration, such
as the obligations to provide sanitary living condi-
tions and access to medical care discussed in this
Court’s previous Eighth Amendment cases. See
Rhodes v. Chapman, 452 U.S. 337, 347-348 (1981) ;
Estelle v. Gamble, 429 U.S. 97, 103 (1976). The
right relied upon by respondent in this case is not
unique to persons who are incarcerated after being
convicted of a criminal offense; all persons are pro-
tected by the Constitution against the use of exces-
sive force by law enforcement officers. See, e.g.,
United States v. Price, 383 U.S. 787 (1966); Screws
v. United States, 325 U.S. 91 (1945). The conduct

* This Court has held that the Eighth Amendment is made
applicable to the states by the Fourteenth Amendment. See
Robinson Vv. California, 370 U.S. 660, 666 (1962).

11

challenged by respondent similarly is not by its na-
ture restricted to the prison setting; law enforcement
officers are confronted with riots and hostage-takings
on urban streets and in office buildings.

These factors suggest to us that the Eighth Amend-
ment may not govern the conduct at issue in this case.
Cf. Johnson v. Glick, 481 F.2d 1028, 1032 (2d Cir.),
cert. denied, 414 U.S. 1033 (1973). The constitu-
tionality of petitioners’ actions might more properly
be measured by the standard that applies to law en-
forcement officers’ conduct generally: whether peti-
tioners violated respondent’s due process rights be-
cause they used excessive force in responding to the
threat to prison security and safety posed by the riot.
481 F.2d at 1033; see also Norris v. District of Co-
lumbia, 737 F.2d 1148, 1150-1152 (D.C. Cir. 1984) ;
United States v. Harrison, 671 F.2d 1159, 1161-1162
(8th Cir.), cert. denied, 459 U.S. 847 (1982); Put-
man v. Gerloff, 639 F.2d 415, 420-421 (8th Cir.
1981).° In view of the approach taken by the parties
and the courts below, however, we have framed our
argument in Eighth Amendment terms.

A. Respondent Was Not Subjected To Cruel And Unusual
Punishment By Petitioners’ Actions In Suppressing
The Prison Riot

1. “Prisons, by definition, are places of involun-
tary confinement of persons who have a demonstrated
proclivity for antisocial criminal, and often violent,
conduct” (Hudson v. Palmer, No. 82-1630 (July 3,
1984), slip op. 8). There is an “ever-present poten-
tial for violent confrontation and conflagration”
(Jones v. North Carolina Prisoners’ Labor Union,

® Petitioners’ actions plainly did not violate this standard
(see pages 22-24, infra).

12

Inc., 433 U.S. 119, 132 (1977)). The close quarters
in which inmates live and work and the constant
supervision of inmates by corrections officers com-
bine to create a volatile atmosphere of tension, frus-
tration, resentment, and despair. The violent conduct
by inmates that all too often results—directed against
prison officials as well as fellow inmates—is an un-
fortunate, but unavoidable, fact of life in our Na-
tion’s prisons. See Hudson v. Palmer, slip op. 8;
Wolff v. McDonnell, 418 U.S. 539, 562 (1974).°

Prison administrators are charged with the “monu-
mental task[]” (Hudson v. Palmer, slip op. 9) of pro-
tecting the security of the institution and the safety
of guards and other prison officials, inmates, and
visitors in the face of these difficult conditions. As
this Court has emphasized, “central to all other cor-
rections goals is the institutional consideration of
internal security within the corrections facilities
themselves.” Pell v. Procunier, 417 U.S. 817, 823
(1974); see also Bell v. Wolfish, 441 U.S. 520, 546-
547 (1979). Thus, the issue presented here—the
limits imposed by the Eighth Amendment upon prison
officials’ actions to protect safety and security in cor-
rectional institutions—is of overriding practical im-
portance to prison administration.

2. This Court has made clear that the Eighth
Amendment’s prohibition of cruel and unusual pun-

* Recent statistics concerning prison violence confirm this
Court’s observations in Hudson (slip op. 8) regarding the
seriousness of this problem. During 1983 and the first half of
1984 there were over 30 riots or similar disturbances in the
Nation’s prisons, over 150 killings of inmates by other pris-
oners, nine killings of prison personnel by inmates, and several
thousand assaults by inmates upon prison personnel. See

Prison Violence Corrections Compendium 1, 6-10 (April
1985).

13

ishment “proscribes more than physically barbarous
punishments” (Estelle v. Gamble, 429 U.S. at 102).
Penal measures that involve the “ ‘unnecessary and
wanton infliction of pain’ ” have been found to violate
the Eighth Amendment. /d. at 103, quoting Gregg v.
Georgia, 428 U.S. 1538, 173 (1976) (plurality opin-
ion). For example, deliberate indifference to the med-
ical needs of prison inmates constitutes cruel and un-
usual punishment because it can be the equivalent of
physical torture or result in “pain and suffering
which no one suggests would serve any penological
purpose” (Gamble, 429 U.S. at 103). Similarly, the
conditions of prison inmates’ confinement—their liv-
ing and working environment and the punishment
inflicted upon them for misconduct—may violate the
Eighth Amendment if the conditions are such that
they amount to cruel and unusual punishment.
Rhodes v. Chapman, 452 U.S. at 346-347; Hutto v.
Finney, 437 U.S. 678, 685 (1978).

On the other hand, the Eighth Amendment plainly
does not bar prison officials from taking measures to
protect the safety and security of correctional insti-
tutions, even if such actions result in the infliction of
pain upon inmates. The Amendment reaches only
punitive official action that is “unnecessary and wan-
ton’; security measures further the “central” cor-
rectional goals of safety and security. This Court re-
cently observed in the Fourth Amendment context
that a prisoner has no legitimate expectation of
privacy in his cell because “society would insist that
the prisoner’s expectation of privacy always yield to
what must be considered the paramount interest in
institutional security” (Hudson v. Palmer, slip op.
10). Similarly, the Eighth Amendment does not bar

14

prison officials from acting to protect the institution’s
security and safety.

This is not to say that any rule, practice, or act
will pass constitutional muster—assuming that the
Eighth Amendment supplies the relevant standard—
simply because it is labeled a security measure. For
example, the wholly unjustified infliction of severe in-
juries upon an inmate by a corrections officer might
well amount to cruel and unusual punishment. See,
e.g., Williams v. Mussomelli, 722 F.2d 1130 (3d Cir.
1983); King v. Blankenship, 636 F.2d 70 (4th Cir.
1980); Inmates of Attica Correctional Facility v.
Rockefeller, 453 F.2d 12, 23-24 (2d Cir. 1971). The
relevant factors are whether the challenged action
was motivated by genuine security concerns and
whether it was so wholly excessive in view of the
concerns it was designed to address that it rose to the
level of cruel and unusueé] punishment.

This is not the first context in which this Court has
been called upon to delineate the proper scope of
judicial oversight of prison security decisions. The
Court previously has rejected challenges to prison se-
curity measures under the First Amendment, the
Fourth Amendment, the Fifth Amendment, and the
Due Process Clause of the Fourteenth Amendment,
repeatedly affirming that “[p]rison administrators
* * * should be accorded wide-ranging deference in
the adoption and execution of policies and practices
that in their judgment are needed to preserve in-
ternal order and discipline and to maintain institu-
tional security” (Bell v. Wolfish, 441 U.S. at 547).
This deference “is accorded not merely because the
administrator ordinarily will, as a matter of fact in
a particular case, have a better grasp of his domain
than the reviewing judge, but also because the op-

15

eration of our correctional facilities is peculiarly the
province of the Legislative and Executive Branches
of our Government, not the Judicial.” Jd. at 548; see
also Hudson v. Palmer, slip op. 9-10; Block v.
Rutherford, No. 83-317 (July 3, 1984), slip op. 8-9;
Jones v. North Carolina Prisoners’ Labor Union, Inc.,
433 U.S. at 126, 128; Pell v. Procunier, 417 U.S. at
826-827.

In Bell v. Wolfish, supra, the Court addressed a
challenge under the Fifth Amendment to several rules
and practices designed to promote the security of a
correctional institution housing pretrial detainees.’
The Court observed that the Fifth Amendment, rather
than the Eighth Amendment, supplied the relevant
constitutional standard because “a [pretrial] de-
tainee may not be punished prior to an adjudication
of guilt in accordance with due process of law” (441
U.S. at 5385 (footnote omitted) ). It held that “[r]e-
straints that are reasonably related to the institu-
tion’s interest in maintaining jail security do not,
without more, constitute unconstitutional punish-
ment” (id. at 540) and therefore do not violate due
process. If, on the other hand, the restraints are
“arbitrary or purposeless,” they cannot be justified
as security measures and amount instead to imper-
missible punishment (id. at 539).

7 At issue in Bell were (1) a rule permitting inmates to re-
ceive hardback books only if the books were mailed directly
from a publisher, bookstore, or book club; (2) a rule barring
inmates from receiving packages containing food or personal
property except for one package of food at Christmas; (3) the
practice of conducting unannounced searches of inmate living
areas; and (4) a rule requiring inmates to expose their body
cavities for inspection in the course of a strip search following
a contact visit with a person from outside the institution. See
441 U.S. at 548-560.

16

Under the standard set forth in Bell, the party
challenging a prison security measure bears the
“heavy burden of showing that [prison] officials have
exaggerated their response to the genuine security
considerations that actuated [the challenged] restric-
tions and practices” (441 U.S. at 561-562), taking
into account the “wide-ranging” deference accorded
to prison officials’ determinations in this area (id. at
562, 540-541 n.23). The Court in Bell held that this
standard had not been met and upheld the challenged
security measures.

Recently, in Block v. Rutherford, supra, the Court
again rejected a due process challenge to security
measures applicable to pretrial detainees. The dis-
trict court in that case declared unconstitutional the
prison’s policy barring contact visits between inmates
and their relatives and friends, holding that the
policy was an excessive response to security concerns.
This Court rejected that conclusion. It found that the
relevant inquiry was whether the policy was “reason-
ably related to the security of [the] facility” (slip
op. 10). Observing that the district court had recog-
nized that many security considerations weighed in
favor of the prison’s policy, this Court held that
“Tw]hen the District Court found that many factors
counseled against contact visits, its inquiry should
have ended. The court’s further ‘balancing’ resulted
in an impermissible substitution of its view on the
proper administration of [the prison] for that of
the experienced administrators of that facility” (id.
at 12-13).°

® This Court discussed the application of this type of reason-
ableness standard in a somewhat related context in Youngberg
v. Romeo, 457 U.S. 307 (1982). Youngberg concerned the
constitutional rights of mentally retarded persons involun-

17

In our view, the test applied in Bell and Block
provides an appropriate starting pcint for assessing
a security measure under the Eighth Amendment.’
The administration of a prison is “at best an extraor-
dinarily difficult undertaking” (Wolff v. McDonnell,
418 U.S. at 566), and, as discussed above (see pages
11-12 and note 6, supra), where security and
safety are concerned the task facing prison officials is

tarily committed to state facilities. The Court held that the
conditions under which such persons are confined—their free-
dom of movement, their safety within the institution, and the
training provided by the state—must satisfy a reasonableness
standard: “ ‘the courts [are required to] make certain that
professionai judgment in fact was exercised. It is not appro-
priate for the courts to specify which of several professionally
acceptable choices should have been made’” (id. at 321).
Relying in part upon its prior decisions in the prison context
(id. at 322 n.29), this Court stated that “courts must show
deference to the judgment exercised by a qualified profes-
sional” (id. at 322). It concluded that “‘the decision, if made
by a professional, is presumptively valid; liability may be
imposed only when the decisic- by the professional is such a
substantial departure from avcepted professional judgment,
practice, or standards as to demonstrate that the person re-
sponsible actually did not base the decision on such a judg-
ment” (id. at 323 (footnotes omitted) ).

® The ultimate inquiry in Bell and Block—whether a par-
ticular condition of confinement constitutes “punishment”
and is, simply by virtue of that fact, prohibited—is not rele-
vant in this context because, unlike pretrial detainees, con-
victed inmates such as respondent can be punished. Indeed,
the determination that the Eighth Amendment supplies the
standard applicable to petitioners’ actions carries with it the
conclusion that security measures of the sort at issue here are
an element of punishment analogous to the size and sanitary
condition of an inmate’s cell (see pages 10-11, supra). The
question is whether a security measure violates the Eighth
Amendment because it is “cruel and unusual.”

18

“monumental” (Hudson v. Palmer, slip op. 9). The
deference accorded to prison administrators’ security
decisions in other contexts is just as appropriate
when such decisions are reviewed under the Eighth
Amendment. See Rhodes v. Chapman, 452 U.S. at
349 n.14 (“a prison’s internal security is peculiarly
a matter normally left to the discretion of prison ad-
ministrators’’).”°

Furthermore, even if a security measure fails to
satisfy this standard because it is not reasonably re-
lated to the need to maintain order, the measure does
not necessarily constitute cruel and unusual punish-
ment. Cruel and unusual punishment is the “ ‘un-
necessary and wanton infliction of pain.’” Gamble,
429 U.S. at 103; see also Ingraham v. Wright, 430
U.S. 651, 670 (1977). The challenged conduct thus
must result in pain analogous to that caused by physi-
cal torture or indifference to inmates’ serious medical
needs. Cf. Gamble, 429 U.S. at 103-104.

The official action also must be “wanton.” In other
words, the action must depart from the bounds of
reasonable conduct to a degree that fairly indicates
the presence of a punitive component unrelated to

10 The present case differs from Bell and Block in that what
is challenged here is a decision by prison officials to take
emergency action in response to a specific threat to prison
security; this Court’s previous decisions addressed security
policies of general application. The emergency nature of the
situation obviously is relevant in determining whether the
officials acted reasonably. Even the court of appeals acknow]l-
edged that “[prison] authorities must be allowed a reasonable
latitude for the exercise of discretion in determining the
appropriate response to a crisis.” Pet. App. 6; see also John-
son V. Glick, 481 F.2d 1028, 1033 (2d Cir.), cert. denied, 414
U.S. 1033 (1973). Thus, in determining whether a particular
security measure is reasonable, a court must give due consid-
eration to any exigent circumstances facing the prison officials.

19

the maintenance of prison security.’ Just as prison
medical care violates the Eighth Amendment only if
it is so grossly improper that it evidences deliberate
indifference to the inmate’s serious medical needs, a
prison security measure is unconstitutional only if it
is a grossly excessive response to legitimate security
concerns.”

3. a. Although the court below used terms such
as “disproportionate” and “excessive” to describe the
relevant legal standard (Pet. App. 6), it did not
apply those concepts to the facts of this case. The
court instead adopted a rule that tightly restricts
the diseretion of prison officials. It stated that an

The Eighth Amendment establishes a lower limit upon
the permissible range of prison officials’ conduct; it does not
set particular standards amounting to a model code of prison
administration. Cf. Rhodes v. Chapman, 452 U.S. at 347, 348-
349 n.13. Specific standards for the operation of prisons are
supplied by the statutory and regulatory rules that govern
the actions of prison officials. For example, at the time of the
events at issue in this case the State of Oregon had an estab-
lished policy concerning the use of force to maintain security
and safety in correctional institutions (see Tr. 236-237).

2 The courts of appeals generally have followed a similar
approach in evaluating claims that prison security measures
violated an inmate’s Eighth Amendment rights. For example,
in Williams v. Mussomelli, supra, the court of appeals ap-
proved a jury instruction stating that the inmate had a right
“not to be subjected to unnecessary, unreasonable, and grossly
excessive force by prison officials” and that such officials
could not use force that “violates the standards of decency
more or less universally accepted.” 722 F.2d at 1132; see also
Soto v. Dickey, 744 F.2d 1260 (7th Cir. 1984), cert. denied,
No. 84-1327 (Mar. 25, 1985) ; Jones v. Mabry, 723 F.2d 590,
596 (8th Cir. 1983), cert. denied, No. 83-6480 (June 4, 1984) ;
Sampley v. Ruettgers, 704 F.2d 491, 495-496 (10th Cir. 1983) ;
cf. Johnson V. Glick, 481 F.2d at 1033.

20

Eighth Amendment violation would be established if
the prison officials “knew or should have known that
it was unnecessary” to use armed force in order to
quell the riot (Pet. App. 6-7).

The court of appeals appears to have based its
rule upon the tort standard governing the use of
force. Compare Restatement (Second) of Torts § 132
(1965) (use of force to effect an arrest “is not privi-
leged if the means employed are in excess of those
which the actor reasonably believes to be necessary’’) ;
see also id. § 70(1). This Court already has rejected
the view that the Eighth Amendment constitutional-
izes state tort law. In Gamble, the Court held that
“a complaint that a physician has been negligent in
diagnosing or treating a medical condition does not
state a valid claim of medical mistreatment under the
Eighth Amendment. Medical malpractice does not
become a constitutional violation merely because the
victim is a prisoner.” 429 U.S. at 106; cf. Parratt
v. Taylor, 451 U.S. 527, 544 (1981); Baker v. Mc-
Collan, 443 U.S. 137, 142, 146 (1979).

Moreover, the court of appeals’ rule provides for
considerably more judicial intrusion into prison se-
curity decisions than the tests previously applied by
this Court, and therefore violates this Court’s re-
peated injunction that prison officials’ decisions must
be accorded broad deference (see pages 14-16, supra).
Indeed, the standard resembles the “compelling neces-
sity” test that this Court in Bell deemed overly re-
strictive of prison officials’ discretion (see 441 U.S.
at 531-540). Thus, the court of appeals failed to
apply the correct legai standard in evaluating re-
spondent’s claim.

b. The court of appeals also stated that an Eighth
Amendment violation could be established by a show-

ee ee

21

ing that the prison officials acted with “deliberate in-
difference” to respondent’s right “to be free of cruel
and unusual punishment” (Pet. App. 7). Acknowledg-
ing that this standard was developed by this Court in
Gamble to identify situations in which the denial of
medical care to inmates constitutes cruel and unusual
punishment, the court of appeals found that the same
standard “may appropriately be applied to test the
constitutionality of other exercises of professional
judgment by prison officials that result in harm to
prisoners” (Pet. App. 7).

The court below erred by utilizing this standard in
the present context. The deliberate indifference test
was designed to measure claims that prison officials
had not fulfilled their affirmative obligation to pro-
vide medical care to inmates (see Estelle v. Gamble,
429 U.S. at 103). In selecting an appropriate se-
curity measure, by contrast, prison officials take into
account much more than a single affirmative obliga-
tion. They must balance a number of competing
factors, such as the safety of guards, the safety of
inmates, and the institutional interest in restoring
order, and consider as well the adverse effect that a
proposed security measure might have upon the in-
terests of inmates, guards, and the institution itself.
An allegation that prison officials were “deliberately
indifferent” to one of these factors—the infliction of
pain upon inmates—may be relevant to determining
whether the security action was appropriate, but is
not by itself sufficient to show that a prison official
acted wantonly in carrying out his obligation to main-
tain the saf. and security of the institution. That
determination can only be made on the basis of an
assessment of all of the relevant factors. Therefore,
the deliberate indifference standard simply is not a

22

proper measure of the constitutionality of prison se-
curity actions.

ce. Judged against the appropriate standard, it is
clear that petitioners’ actions did not violate the
Eighth Amendment. Petitioners confronted a situa-
tion in which one guard had been assaulted, threats
had been made against a guard who was being held
hostage and against other inmates, one inmate was
known to have a knife, an inmate reportedly had
been killed, and attempts to negotiate an end to the
disturbance had proven unsuccessful. These facts un-
questionably justified some security response by peti-
tioners, including the use of force; viewing the evi-
dence in the light most favorable to respondent,” a
jury could not reasonably find that petitioners’ actions
were grossly excessive or wanton.

It is undisputed that petitioners evaluated possible
courses of action, reasonably determined that certain
alternatives—such as the use of tear gas—were not
appropriate in this situation because they might
jeopardize the safety of the hostage, and concluded
that the use of force was necessary to protect the
hostage and the other inmates. Although it is un-
fortunate that respondent was injured, the officials
understandably believed that he posed a threat to
both the hostage and the rescue party. See Pet. App.
26-30 (district court opinion). The district court cor-
rectly concluded that “[e]ven in hindsight, it cannot
be said that [petitioners’] actions were not reason-
ably necessary” (id. at 30).

13 In evaluating the propriety of a decision to grant a motion
for a directed verdict, “all reasonably possible inferences
[should be drawn in favor of] the party whose case is at-
tacked.” Galloway v. United States, 319 U.S. 372, 395 (19438) ;
see generally 9 C. Wright & A. Miller, Federal Practice and
Procedure § 2524 (1971).

23

The court of appeals held that there was a jury
question concerning the lawfulness of petitioners’ con-
duct on the basis of respondent’s contentions that the
riot had begun to subside and that prison officials
could have reasserted control by using a lesser amount
of force (see Pet. App. 8-9). Respondent’s expert
witnesses testified that petitioners “were possibly a
little hasty in using” armed force (Tr. 314) and that
petitioners should have attempted to quell the riot
using alternative methods short of the use of force
(Tr. 266-270).

This Court has emphatically rejected precisely this
type of second-guessing of prison administrators’ de-
cisions, and it should do so again here. As we have
discussed, it is clear that petitioners acted reasonably
in response to a crisis posing unquestionably grave
security concerns; even respondent’s experts, viewing
the matter with two years’ hindsight, did not testify
that petitioners’ actions were grossly excessive or
clearly arbitrary." In view of these facts, the court’s
“inquiry should have ended” (Block v. Rutherford,
slip op. 18). The dispute over whether petitioners’
actions constituted the ideal response under the cir-
cumstances is not sufficient to create an issue for the
jury under the Eighth Amendment, especially in view
of the fact that petitioners acted in the face of im-
mediate threats to the lives of inmates and a cor-

* Petitioners’ expert witnesses testified that petitioners’
ac. ons were the most reasonable response to the situation. See
Tr. 436-439, 547-554. In any event, it is the “public attitude”
toward the challenged conduct, not the subjective views of
experts, that is relevant in determining whether the conduct
violates the Eighth Amendment. Rhodes v. Chapman, 452
U.S. at 348-349 n.13; Gregg v. Georgia, 428 U.S. at 173 (plu-
rality opinion).

24

rections officer. Petitioners’ actions clearly fell within
“(t]he wide range of ‘judgment calls’ that * * * are
confided to officials outside of the Judicial Branch of
Government” (Bell v. Wolfish, 441 U.S. at 562).
They plainly did not amount to the grossly excessive
conduct that constitutes “unnecessary and wanton in-
fliction of pain” violative of the Eighth Amendment.

B. Petitioners Are Immune From Liability For Damages
Under This Court’s Decision In Harlow v. Fitzgerald

It is settled that “government officials performing
discretionary functions, generally are shielded from
liability for civil damages insofar as their conduct
does not viciate clearly established statutory or con-
stitutionai rights of which a reasonable person would
have known.” Harlow v. itzgerald, 457 U.S. 800,
818 (1982); see also Mitchell v. Forsyth, No. 84-335
(June 19, 1985), slip op. 18; Davis v. Scherer, No.
83-490 (June 28, 1984), slip op. 7. The court of ap-
peals concluded that a finding on remand that peti-
tioners violated respondent’s Eighth Amendment
rights automatically would defeat petitioners’ quali-
fied immunity defense. It stated that “[a] finding
of deliberate indifference [to respondent’s right to be
free of cruel and unusual punishment] is inconsistent
with a finding of good faith or qualified immunity.”
Pet. App. 10.

Even if the court of appeals correctly concluded
that petitioners might have violated respondent’s
Eighth Amendment rights, it erred by holding that a
state official is never entitled to immunity in an ac-
tion based upon a violation of the Eighth Amend-
ment. Indeed, the court’s decision reflects a funda-

25

mental misconception of the rule established by this
Court in Harlow.”

Harlow rests upon the principle that a public off-
cial should be held liable in damages only if he reason-
ably could have known that the law forbade his con-
duct. The official who acts unlawfully in such
circumstances “should be made to hesitate; and a
person who suffers injury caused by such conduct may
have a cause of action” (Harlow, 457 U.S. at 819
(footnote omitted) ). If, on the other hand, “an offi-
cial’s duties legitimately require action in which
clearly established rights are not implicated, the pub-
lic interest may be better served by action taken
‘with independence and without fear of conse-
quences.’”’ Ibid. (quoting Pierson v. Ray, 386 U.S.
547, 554 (1967) ).

Petitioners could not possibly have been aware in
June 1980 that their actions violated respondent’s
Eighth Amendment rights. We have not located a
single appellate decision discussing the circumstances
in which the Eighth Amendment might be violated by
the use of armed force to control a prison riot. In-
deed, the decisions of that time concerning Eighth
Amendment challenges to prison officials’ actions in
quelling disturbances indicated that officials had
broad discretion in such circumstances to act to elimi-
nate the threat to security and safety. Poindexter v.
Woodson, 510 F.2d 464 (10th Cir.), cert. denied, 423
U.S. 846 (1975); Clemmons v. Greggs, 509 F.2d

This case does not present a question concerning the
relationship between qualified immunity from liability for
damages under 42 U.S.C. 1983 and criminal liability under
18 U.S.C. 242. Cf. United States v. Gillock, 445 U.S. 360,
372-373 (1980); Imbler v. Pachtman, 424 U.S. 409, 429
(1976).

26

1338, 1339-1340 (5th Cir.), cert. denied, 423 U.S.
946 (1975); Davis v. United States, 439 F.2d 1118
(8th Cir. 1971) ; ef. Spain v. Procunier, 600 F.2d 189,
196 (9th Cir. 1979) (modifying district court order
to reduce restrictions on use of tear gas).
Decisions finding violations of the Eighth Amend-
ment in the prison context were restricted to claims
of unjustified assaults upon inme es by prison guards.
See, e.g., Inmates of Attica Correctional Facility v.
Rockefeller, 453 F.2d at 23-24. Thus, the district
court correctly found that “there was no clearly es-
tablished constitutional right to be free from the use
of deadly force administered for the necessary pur-
pose of quelling a prison riot and rescuing a hostage”
(Pet. App. 34) and that petitioners therefore “could
not have reasonably known that actions taken to quell
the disturbance and rescue the hostage would violate
any prisoner’s constitutional rights” (id. at 35).*°
The court of appeals did not question the district
court’s holding that the decided cases provided no

16 A court should require especially strong evidence before
holding that a right was clearly established if the right in-
volves limitations upon official action in life-threatening emer-
gency situations, such as the prison riot confronted by peti-
tioners in this case. As this Court observed in an analogous
context, “[w]hen a condition of civil disorder in fact exists,
there is obvious need for prompt action” (Scheuer v. Rhodes,
416 U.S. 232, 246 (1974)). Moreover, “[d]ecisions in such
situations are more likely than not to arise in an atmosphere
of confusion, ambiguity, and swiftly moving events and when,
by the very existence of some degree of civil disorder, there
is often no consensus as to the appropriate remedy” (id. at
246-247). Since public officials who must act in such situations
necessarily have less time to evaluate all of the implications
of their chosen course of action, a right would have to be
quite clearly established to inform a reasonable person that
his action would be unlawful.

27

guidance concerning the application of the Eighth
Amendment in this context. The court of appeals’
conclusion that qualified immunity is never a defense
to an Eighth Amendment claim appears to be based
upon the view that all Eighth Amendment rights be-
came clearly established when this Court adopted the
“deliberate indifference” test in Gamble.’ Even if the
relevant legal standard is settled, however, the ap-
plication of that standard in a particular factual set-
ting often will be uncertain; the right in question
cannot be deemed “clearly established” in that cir-
cumstance. For example, in Davis v. Scherer, supra,
the question was whether state officials’ failure to
iola 2 hearing prior to the termination of the plain-
tiff’s employment violated the plaintiff’s clearly es-
tablished due process rights. This Court observed
that its previous decisions required “ ‘some kind of a
hearing’ ” in this context, but concluded that the plain-
tiff’s right to a pre-termination hearing was not
clearly established because the Court had not yet
“specif[ied] any minimally acceptable procedures for
termination of employment” (Davis v. Scherer, slip
op. 8 n.10). Davis makes clear that the existence of
a general legal standard is irrelevant under Harlow;
the unconstitutionality of the official’s conduct in the
particular situation at issue must be clearly estab-

17 Alternatively, the court of appeals’ statement that “[a]
finding of deliberate indifference is inconsistent with a finding
of good faith or qualified immunity” (Pet. App. 10) could
mean that an official who acts with deliberate indifference
necessarily does not act in subjective good faith, and there-
fore is not entitled to an immunity defense. The flaw in this
reasoning is that it ignores this Court’s determination in
Harlow that an official’s subjective intent is irrelevant in
ascertaining whether he is entitled to immunity (457 U.S. at
815-819).

28

lished in order to defeat an immunity claim. Cf.
United States v. Leon, No. 82-1771 (July 5, 1984),
slip op. 22-24 & n.23.

The premise of Harlow is that the imposition of
monetary liability is appropriate when an official vio-
lates a clearly established right because the official
“could be expected to know that [his] conduct would
violate statutory or constitutional rights” (457 U.S. at
819). Broad standards such as “due process,” “equal
protection,” or “cruel and unusual punishment” do
not by themselves provide sufficient information to
enable a reasonable public official to conform his con-
duct to the requirements of the Constitution. There-
fore, the fact that a legal standard is settled can-
not alone deprive an official of qualified immunity.
Hobson v. Wilson, 737 F.2d 1, 26 (D.C. Cir. 1984),
cert. denied, No. 84-1139 (Mar. 25, 1985) (stating that
an interpretation of Harlow requiring only that the
broadly-defined right be clearly established “would,
of course, undermine the premise of qualified immu-
nity that the Government actors reasonably should
know that their conduct is problematic”) (emphasis
in original) ; see also Floyd v. Farrell, 765 F.2d 1, 5-
6 (1st Cir. 1985); Zook v. Brown, 748 F.2d 1161,
1164-1165 (7th Cir. 1984); Evers v. County of Cus-
ter, 745 F.2d 1196, 1203 (9th Cir. 1984); Bailey v.
Turner, 735 F.2d 968, 970, 972 (4th Cir. 1984);
Brockell v. Norton, 732 F.2d 664 (8th Cir. 1984);
O’Hagan v. Soto, 725 F.2d 878, 879 (2d Cir. 1984) ;
but see Bass v. Wallenstein, No. 83-2392 (7th Cir.
July 30, 1985), slip op. 22; Bates v. Jean, 745 F.2d
1146, 1151-1152 (7th Cir. 1984); Trejo v. Perez, 693
F.2d 482, 488 & n.10 (5th Cir. 1982).*

18 In some cases in which courts of appeals have rejected an
immunity claim on the ground that the legal standard was

29

If the adoption of a legal standard such as “delib-
erate indifference” or “clearly excessive force” were
by itself sufficient to deprive prison officials of quali-
fied immunity in every case in which that standard
applied, these officials would have no way of knowing
in advance whether their decisions might iater be the
basis of a successful action for money damages. This
result “would undoubtedly deter even the most :on-
scientious [prison administrator] from exercising his
judgment independently, forcefully, and in a manner
best serving” the correctional system (Wood vy. Strick-
land, 420 U.S. 308, 319-3820 (1975) ). It would “con-
tribute not to principled and fearless decision-making
but to intimidation” (Pierson v. Ray, 386 U.S. at
554)—the very result that qualified immunity is de-
signed to prevent.

We do not contend that a right is clearly estab-
lished only after the precise factual situation has been
addressed authoritatively in judicial decisions. The
proper inquiry is whether a reasonable person would
have known that the challenged conduct was unlawful
on the basis of the existing case law. As liscussed
above, petitioners are entitled to immunity because a
reasonable prison official could not have known of the
limits imposed by the Eighth Amendment upon the
use of force to quell a prison riot.

clearly established, immunity might have been barred under
the proper legal test. See Bates v. Jean, supra (use of com-
pletely unwarranted force).

30
CONCLUSION

The judgment of the court of appeals shoud be
reversed.

Respectfully submitted.

CHARLES FRIED
Acting Solicitor General

RICHARD K. WILLARD
Acting Assistant Attorney General

KENNETH §8. GELLER
Deputy Solicitor General

ANDREW J. PINCUS
Assistant to the Solicitor General

AUGUST 1985

W ov. S. GOVERNMENT PRINTING orrice; 1965 46153! 10275

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385012_0167%3A08. Public record. Not legal advice.
