# Petition for Writ of Certiorari — Sajer v. Jorden

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1987
- **Citation:** 484 U.S. 815

## Text

Supreme Court, U.S, 2

86 1382 | CRTLED

-

IN THE SUPREME COURT EB 20 1987 7

OF THE UNITED STATEB JOSEPH F. SPANIOL, JR.
CLERK

October Term, 1986

GERALD SAJER, BRIGADIER GENERAL (PA),
THE ADJUTANT GENERAL, COMMONWEALTH OF
PENNSYLVANIA, et al.,

Petitioners
Ve
ULUS JORDEN, JR.,
Respondent

PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT

Le ROY S. ZIMMERMAN
Attorney General

By: THOMAS M. CROWLEY
Deputy Attorney General
Counsel of Record

JOHN G. KNORR, III
Senior Deputy Attorney General

ANDREW S. GORDON
Chief Deputy Attorney General
Chief, Litigation Section

Counsel for Petitioners

Office of Attorney General
Commonwealth of Pennsylvania
15th Floor, Strawberry Square
Harrisburg, PA 17120

(717) 783-1471

QUESTIONS PRESENTED FOR REVIEW

1. Whether a member of the
National Guard may maintain an action
for injunctive relief against his mili-
tary superiors to challenge disciplinary
action taken against him based on his
refusal to obey a facially valid mili-

tary order.

as Whether the Court of
Appeals' decision allowing such suits
for injunctive relief by military

personnel conflicts with decisions of

other Courts of Appeals.

TABLE OF CONTENTS

PAGE
QUESTIONS PRESENTED
FOR MEVEEM esc esaasesewesaesunnees 1
TABLE OF CITATIONS... cece eeseoes iv

PARTIES TO THE PROCEEDINGS......- l
OPINIONS 4s) ee eee ee ee Se 2

STATEMENT OF
PULL GE Eulis 6 64 6064 0606604666868 3

CONSTITUTIONAL PROVISIONS
44 8h ere er eee Se ee 4

STATUTES INVOLVED....esccccccsees 9
STATEMENT OF THE CASE...-.--eeeeee 9

REASONS FOR GRANTING
THE | th eee ae ee ee ee ee 20

Le THE COURT OF APPEALS'
DECISION WHICH ALLOWS
MEMBERS OF THE NATION-
AL GUARD TO ENJOIN
THEIR MILITARY SUPER-
IORS FROM TAKING
DISCIPLINARY ACTIONS
AGAINST THEM, INVOLVES
IMPORTANT ISSUES OF
FEDERAL LAW AND
MILITARY POLICY, AND
IS INCONSISTENT WITH
DECISIONS OF THIS
COURT .. .ccecenuneeseuneeus. 20

=

TABLE OF CONTENT
(Continued )

PAGE
2. THE COURT OF APPEALS'
DECISION IS IN DIRECT
CONFLICT WITH DECI-
SIONS OF OTHER COURTS
OF APrmmisc es ees eeeeeese 31
Dif. Pet.

App. 68a-69a, the Court of Appeals held

that "Chappell neither required nor for-

bade the district court from dismissing
Jorden's claims for reinstatement ....
[T]he law of this circuit, supported hv
considerations of policy, dictates that
these claims should not have’ been
dismissed." Pet. App. 8la, (footnote
omitted). The policy considerations
relied upon were that while "[tJhe
threat of personal liability for damages
poses a unique deterrent to vigorous
decisionmaking . .. the possibility that

an officer may be compelled by a court

SGoldman v. Weinberger, No. 84-
1097 (March 25, 1986); Rostker v. Gold-
berg, 453 U.S. 57 (1981); Brown v.
Glines, 444 U.S. 648 (1980); Parker v. .
Levy, 417 U.S. 733 (1974); Frontiero v.
Richardson, 4ll U.S. 677 (1973).

itn

to cease applying a particular regu-
lation in an arbitrary manner, or to
reinstate an improperly discharged
soldier, poses much less of a threat to
vigorous decisionmaking." Pet. App.
75a-76a.

Respondent filed a petition for
rehearing which was denied on October

23, 1986. Pet. App. la.

ai@e

REASONS FOR GRANTING THE WRIT

l. THE COURT OF APPEALS' DECISION

WHICH ALLOWS MEMBERS OF THE

NATIONAL GUARD TO ENJOIN THEIR

MILITARY SUPERIORS FROM TAKING

DISCIPLINARY ACTIONS AGAINST

THEM, INVOLVES IMPORTANT ISSUES

OF FEDERAL LAW AND MILITARY

POLICY, AND IS INCONS ISTENT

WITH DECISIONS OF THIS COURT.

a. The decision of the Court
of Appeals allows respondent, a member
of the National Guard, to seek to enjoin
his military superiors from taking
disciplinary action against him _ for
failing to obey a facially valid mili-
tary order. This result is wrong both
as a matter of policy and law.

Despite the complexities of the
"hybrid status" Pet. App. 27a, of the
National Guard, the facts crucial to

this case and the issues it presents are

abundantly clear. Respondent Jorden was

=20@

te

a uniformed’ member of the Pennsylvania
Air National Guard, holding the rank of
Master Sergeant. Pet. App. 33a; Amended
Complaint 96. His military supervisors
ordered him to 23 days of active mili-
tary service to ascertain his psycho-
logical fitness. Respondent disobeyed
that order, claiming that his superiors
had no authority to issue it. Res pon-
dent was honorably discharged from the
National Guard, and having lost his
military status, was dismissed from his
civilian employment.

Respondent does not deny that
the order was a military order, issued
by military superiors, and that he
refused to obey it. Nor does respondent
challenge the regulations pursuant to
which the order was given. He clains,
rather, that the personnel actions taken

against him, of which the order was’. only

aSi. Once it is understood that
what respondent seeks to challenge in
his suit for reinstatement are the

orders he was given and the motivations

athe

er

behind them, the conflict between the
decision of the Court of Appeals and the
decisions of this Court becomes apparent.

Most recently, in United States

v. Shearer, No. 84-194 (June 27, 1985),

this Court succinctly stated that it is
the nature of the case which determines
whether the suit can be maintained. The
key question is

whether this suit re-
quires the civilian
court to second-guess
military decisions, see
Stencel Aero Engineering
Corp. v. United States,
431 U.S. 666, 673 (1977),
and whether the suit
might impair essential
military discipline, see
Chappell v. Wallace, 462
U.S. 296, 300, 304
(1983).

Slip. op. at 6. As in Shearer, which

was a suit by the administratrix of the
estate of a deceased serviceman claiming
that military supervisors failed to
properly supervise the serviceman who

killed hin,

~~

Respondent's complaint
strikes at the core of
these concerns ...
[The] allegation goes
directly to the “manage-
ment" of the military;
it calls into question
basic choices about the
discipline, supervision,
and control of a service-
ean. -« « « tee claina
here would require Army
officers "to testify in
court as to each other's
decisions and actions,"
Stencel Aero Engineering
Corp. v. United States,
supra, at 673. To permit
this type of suit would
mean that commanding
officers would have to
stand prepared to con-
vince a civilian court
of the wisdom of a wide
range of military and
disciplinary decisions;
for example, whether to
over look a particular
incident or episode,
whether to discharge a
serviceman, and whether
and how to place re-
straints on a soldier's

off-base conduct. But
as we noted in Chappell
v. Wallace, such "com-

plex, subtle, and _ pro-
fessional decisions as
to the composition,
training, ° ° ° and
control of a military

«Gm

WR LN rbd ae hin

force are essentially
professional military
judgments.' 462 U.S., at
302, quoting Gilligan v.
Morgan, 413 U.S. Il, 10

Shearer, slip op. at 5-6 (footnote
omitted) (emphasis added). Plainly,
these concerns are present in this case,
where respondent seeks judicial review
of the decision to discharge him for his
failure to obey a direct, facially valid

military order .°

©Respondent's attempt to charac-
terize this case as a civilian, rather
than a military, matter is not only an
attempt to deny the obvious, but is also
an attempt to circumvent Tennessee v.

Dunlap, 426 U.S. 312 (1976). In that

case, this Court rejected a "subterfuge"
argument similar to respondent's. And
in Shearer, this Court rejected respon-

dent's argument that the case was only a
challenge to "'a straightforward person-

nel decision’ . . . By whatever name it
is called, it is a decision of command."
Shearer, slip op. at 6 (citation omitted).

=

Quite simply, the decision of
the Court of Appeals cannot be
reconciled with either the specific

holdings or overall intent of this

Court's cases. Allowing suits for
injunctive relief against military
superiors for such straight forward

disciplinary actions as are present in
this case is contrary to the holding in

Shearer. It is also incompatible with

this Court's cases beginning in Feres v.

United States, 340 U.S. 135 (1950), with

its recognition of the adverse effects
on military discipline by the mainte-
nance of suits by soldiers against their
superiors, and continuing on to

Chappell, supra, relied upon by the

District Court and cited with approval

in Shearer. See also Stencel Aero

Engineering Corp. v. United States, 431

U.S. 666 (1977); Orloff v. Willoughby,

345 U.S. 83 (1953).

=28-> The

district court had held that this

military matter was not reviewable in

141t is clear that Dillard was not
overruled by either Chappell or Jaffe
II. We have already discussed at length
the fact that Chappell does not bar
Claims for injunctive relief. Similarly,
in Jaffe II we explicitly stated that
“what we are called upon to decide is
simply whether plaintiffs are entitled
to money damages." 663 F.2d at 1240.

15sShe also alleged that the
regulation was facially unconstitu-
tional, a claim this court appeared to
regard as frivolous. 652 F.2d at 324
n.6.

-78a-

the civilian courts. This court
reversed, holding that suits against the
military are non-cognizable in federal
court only in the rare case where
finding for plaintiff “require{s] a
court to run the military." 652 F.2d at

322. We gave as one example Gilligan v.

Morgan, 413 U.S. 1 (1973), in which the
plaintiffs asked the court to engage in
ongoing regulatory supervision of the
Guard. Absent such an extreme case,
“Cilf the military justi fication
outweighs the infringement of the
plaintiff's individual freedom, we may

hold for the military on the merits, but

we will not find the claim to be
non-justiciable." Dillard, at 323-24

(emphasis addea).?®

16In Dillard we explicitly
rejected the test set forth by the Fifth
Circuit in Mindes v. Seaman, 453 F.2d
197 (5th Cir. 1971), for determining

( FOOTNOTE CONTINUED, eu NEXT PAGE)
= a-

Like the plaintiff in Dillard,
Jorden alleges that he was discharged in
violation of his constitutional rights.

Also like plaintiff in Dillard, if

Jorden establishes a constitutional

(FOOTNOTE CONTINUED)

whether a court should hear a particular

claim involving the military. See,
Note, Judicial Review of Constitutional

Claims Against the Militar , 64 Colum.
L. “Rev. 387 (IS84) praising Dillard as

superior approach to Mindes). The
Mindes test requires balancing, inter
alia, the importance of the constiTtu=
tional right asserted and the antici-
— extent to which review will
nterfere with the military mission. We
note that Jorden's claim would likely be
reviewable under a Mindes balance. He
alleges race discrimination and retali-
ation for the exercise of politically-
related speech, both of which are very
important constitutional claims. More-
over, reviewing the military order in
question, an unusual order, affecting
Only one individual and occuring not
only off the battlefield but during a
time when the plaintiff was not in
active service, is not likely to have a
deleterious effect on military
decisionmaking generally.

-~80a-

violation, the remedy will be a

court-ordered reinstatement, rather than
the kind of ongoing judicial oversight

held inappropriate in Gilligan. Under

Dillard, Jorden's claims for
reinstatement are reviewable,
As we have explained above,

Chappell neither required nor _ forbade

the district court from dismissing
Jorden's claims for reinstatement. We
believe the law of this circuit,
supported by considerations of policy,
dictates that these claims should not

have been dismissed.

l7opviously, the claims for
reinstatement against state defendants
are properly brought ' under § 1983.
Jurisdiction over defendant Walker,
Chief of the NGB, is maintainable either
under § 1983 or directly under_ the
Constitution. See Knights of the kKlu
Klux Klan v. East Raton Rouge Parish,
F335 F.2a O95, IVY {tn op | 1984)
(federal officials who conspire or act

(FOOTNOTE CONTINUED ON NEXT PAGE)

-S8la-

(FOOTNOTE CONTINUED)

jointly with state officials may be
liable under § 1983); Reuber v. United
States, 750 F.2d 1039, 1061 (D.C. Cir.
1984) (Federal injunctive relief is
available directly under the Consti-
tution against federal actors committing
constitutional violations).

-82a-

IV. Conclusion

For the reasons stated above,
we hold that the district court was
correct in dismissing Jorden's damages
claims, but incorrect in dismissing his
claims for reinstatement, Thus, on
remand, if Jorden can demonstrate that
the discharges violated his’ consti-
tutional rights, he is’ entitled to
reinstatement.

We shall affirm the judgment of
the district court insofar as it dis-
misses plaintiff's damages claims and
dismisses all claims against the NGB.
We shall reverse the judgment of the
district court insofar as it dismisses
plaintiff's claims for injunctive relief
against the individual defendants, and
shall remand this case for’ further

proceedings.

-83a-

GIBBONS, Circuit Judge, dissenting.

I join the opinion of the court
to the extent that it reverses’ the
district court's dismissal of Jorden's
claims for injunctive relief. However,
I disagree with the majority's dis-
position of the damage claims, and I
dissent on this point.

The issue presented by Jorden's
appeal of the district court's dismissal
of his damage claims is whether a state
national guard official is immune from a
section 1983 suit brought by another
member of the national guard unit. The
Supreme Court frequently has addressed
claims bearing on immunities available
to section 1983 defendants afid in doing

so has delineated a relatively straight-

-84a-

forward analysis for assessing such
claims, Resort to that controlling
analysis in this case makes quite clear
that the defendants here are not immune
from damage liability under section 1983.
In assessing immunity claims by
1983 defendants, the Court first has
looked to see if any relevant immunity
existed prior to the enactment of
section 1983. If such immunity did
exist, the Court has then looked at the
legislative history that accompanied
enactment of section 1983 to see if it
reveals any congressional intent’ to
abolish that immunity. Should no such
intent manifest itself, the Court
finally has weighed policy considera-
tions relevant to the asserted immunity.
Only when all three conditions have been
Satisfied -- the existence of pre-
existing immunity, the absence of

congressional intent to abolish that

-85a-

immunity, and the absence of policies
disfavoring immunity -- has the Court
held the defendant to be immune, See

City of Newport v. Fact Concerts, Inc.,

453 U.S. 247, 258-71 (1981) ("Because
absolute immunity from such’ damages
obtained at common law and was_ un-
disturbed by the 42d Congress, and
because that immunity is compatible with
both the purposes of § 1983 and general
principles of public policy, we hold
that a municipality is immune from
punitive damages under 42 U.8.C.

§ 1983."); Imbler v. Pachtman, 424 U.S.

409, 417-29 (1976) (employing same
analysis in holding that state prosecu-
tors are immune from section 1983 damage

suits in certain circumstances); Schueur

v. Rhodes, 416 U.S. 232, 238-49 (1974)

(employing same analysis in holding that

a state governor, senior state national

~-~86a-

guard officers, and the president of a
state-controlled university were not
absolutely immune’ from~ section = 1983

damage suits in certain circumstances) ;

Pierson v. Ray, 386 U.S. 547, 553-57

(1967) (employing same analysis in
holding that a state judicial officer
was absolutely immune and state police
officers had good-faith immunity from
section 1983 damage suits in certain

circumstances); f. Tenney v. Brandhove,

341 U.S. 367, 372-76 (1951) (employing
similar analysis in holding that
immunity-like privilege accorded
legislators immunized state legislators
from section 1983 damages suits in
certain circumstances).

In this case, in which state
national guard officers contend that
they are absolutely immune from a damage
suit brought by a subordinate, one can-

not progress past the first step of the

-87a-

analysis. Not only were military offi-
cers not immune from such damage actions
prior to enactment of section 1983, the
Supreme Court, in a case decided shortly
before the passage of section 1983, held
expressly that they were liable in such

actions. See Wilkes v. Dinsman, 48 U.S.

93, 135-37, 7 How. 88, 128-30 (1849)
(reversing trial court dismissal of
enlisted man's suit against superior
officer and holding that defendant offi-
cer was not absolutely immune from

. 1
damage action.) Thus, unless Judge

lfhe Court subsequently affirmed
this holding in Dinsman v. Wilkes, 53
U.S. 414, 428, 430, 12 How, 402-03,
404-05 (1851).

-88a-

Becker is prepared to argue that in

enacting section 1983 Congress created a

new immunity available to the defendants
in this case, controlling precedent
precludes any holding that the defen-
dants in this case are immune to the
section 1983 damage claim.

To his credit, Judge Becker
acknowledges the Supreme Court's
methodology for evaluating immunity
claims asserted by state officials
de fending section 1983 suits, see
Typescript at 15, and notes that prior
to the enactment of section 1983
military officials were not immune from
damage suits, see Typescript at 9.
However, other than to note that his
holding is "troublesome in one respect",
Typescript at 15, he offers no expla-
nation of how the holding squares with

the acknowledged methodology or with the

noted immunity law.

-89a-

L

What Judge Becker does offer in

defense of his holding is Butz v.

Economou, 438 U.S. 478 (1978), and

Chappell ov. Wallace, 462 U.S. 296

(1983). More specifically, he asserts
first that Butz stands for the prop-
osition that the immunity available to
section 1983 defendants is the same as
that available to similar defendants
sued under a Bivens sane From this

he argues that, because, according to

him, the Supreme Court held in Chappeli

that federal military officers are
immune from Bivens' suits, state
national guard officers are thus immune
from section 1983 damage suits. Type-
script at 13-17. This argument is

without merit.

-90a-

First, Judge Becker mischarac-
terizes the holding of Butz. In that
case the plaintiffs brought a_ Bivens
action against officials of the execu-
tive branch of the federal government.
The district court and the court of
appeals had rejected the defendants'
assertions that they were absolutely
immune, and the defendants had appealed.
In assessing the defendants’ claim to
absolute immunity, the Court canvassed
one hundred and fifty years of Supreme
Court case law that had held federal
executive branch officials to be liable
in damage suits in various’ circum-
stances, see id. at 486-89, and also
reviewed cases that had held that state
officials were not absolutely immune
from section 1983 damage actions. see

id. 496-504. Relying on these two lines.

-9la-

of cases, the Court held that’ the
defendants were not absolutely immune
from Bivens damage liability. In so
holding the Court, using the language
quoted by Judge Becker, see Typescript
at 14, rejected the de fendants'
assertion that they were entitled to
greater immunity than were their state
counterparts.

Judge Becker reads Butz to

stand for the “unequivocal command .. .
that Bivens' claims and § 1983 suits are
to be treated as identical for the
purpose of immunity." Typescript at 14.
To the extent that statement suggests --
as Judge Becker's analysis indicates --
that Butz holds that any state de fendant
sued for damages under section 1983 is

absolutely immune if that defendant's

federal counterpart would be absolutely

immune to a Bivens claim, he is dis-
torting Butz. Furthermore, implicit in
such a suggestion is the assertion that

Butz modifies the cases in which the

Court has delineated pellucidly the
analysis -- discussed above -- appro-
priate for determining when state
officials are immune from section 1983
damage actions. Nothing in Butz, or in

Fact Concerts, which was decided after

Butz, supports such a novel assertion.
Even if one were to assume for

the purposes of argument that Butz

establishes the proposition for which
Judge Becker cites it, the reasoning
underlying his resolution of the
immunity issue is still flawed. Judge
Becker argues that in light of Butz the
state national guard defendants are
immune from this section 1983 suit

because, he asserts, the Supreme Court

-93a-

held in Chappell that federal military

officials are immune to Bivens suits.
Yet this argument is unavailing, for

Chappell does not hold what Judge Becker

suggests it does.

In Chappell enlisted naval men

filed a Bivens suit against their
Superior officers, seeking damages for
alleged constitutional violations. The
district court dismissed the plaintiff's
complaint on the grounds that the under-
lying military actions could not be
reviewed by a civilian court, that the
defendants were immune, and that the
plaintiffs had failed to exhaust
administrative remedies. 462 U.S. at
298. The Court of Appeals for the Ninth
Circuit reversed, holding that district
court had incorrectly assessed the
justiciability and immunity claims.
Id. The defendants then appealed to the

Supreme Court.

-94a-

In a unanimous decision’ the
Court reversed the Ninth Circuit.
However, contrary to the necessary
implication of Judge Becker's argument,
that reversal was not predicated on the
conclusion that the defendants’ were
immune from suit. Indeed, it is quite
clear that the Court did not address the
issue of the defendants' immunity.
Rather, the decision dealt only with the
propriety of extending the judicially-
created Bivens remedy to the plaintiffs,
as the Court focused exclusively on
whether the "special factors counselling
hesitation" were present. See id. at

298-304. This reading of Chappell is

corroborated by the Court's express
reference to Wilkes, which it distin-

guished on the grounds that “it involved

-95a-

a well-recognized common-law cause of
action . ..and did not ask the Court
to imply a new kind of cause of action."
Id. at 305 n.2.

Finally, the issue remains
whether the state national guard
officials whose liability we consider
here are the same as the federal naval
officers whose liability the Court

considered in Chappell. Resolution of

this issue is critical because, even if

Judge Becker's interpretation of Butz

and Chappell were correct, that inter-

pretation would allow one to conclude
that the defendants here are immune from
suit only if one concluded that they are
state equivalents of the federal offi-
cials who were the defendants in

Chappell.

-96a-

Judge Becker does not attempt
to argue that for the purposes of his
analysis state national guard officials
are the same as federal military
officers. Rather, he sidesteps the
issue by asserting blithely that we
cannot “evade the command of Butz by
stating that, as a matter of policy,
immunity for federal military officers
is more important than immunity § for
state military officers." Typescript at
16. This position is contrary to

Supreme Court precedent. In Nixon v.

Fitzgerald, 457 U.S. 731 (1982), the

Court in considering the President's
immunity to civil liability, faced the
argument that, because it had held in

Scheuer v. Rhodes, 416 U.S. 232 (1974),

that governors were not absolutely
immune from civil liability, the

President, by virtue of the similarity

-97a-

of his position to that of a governor,
also was not absolutely immune. The
Court expressly rejected this argument,
choosing instead to assess the propriety
of absolute immunity in light of the
President's speci fic constitutional
responsibilities. Id. at 749-50. The
Court's resort to this analysis makes
clear that the Courts of Appeals, when
considering granting to state officials
immunities conferred upon their federal
analogues, should not, as Judge Becker
does, automatically immunize the _ state
officials.

Turning to the substance of the
matter, the federal military and state
national guards differ in obvious and
signi ficant ways. As the Court

explained in Chappell, the principal

rationale for barring intramilitary

damage actions by federal personnel is

-98a-

the concern for "disruption of the
peculiar and special relationship of the
soldier to his superiors that might
result if the soldier were allowed to
hale his superiors into court." 462 U.S.
at 304 (citations and internal punc-
tuation omitted). Whatever one might
think of the validity of this reasoning
as it pertains to the federal military,
it simply is not’ relevant to state
national guards. While those organi-
zations have their military aspects,
they are principally civilian in
character, and the interrelationships of
their members are principally civilian
in character. The specifics of this
case highlight these facts. Jorden was
hired by the PaANG as ae-— civilian

technician, and he enlisted only because

-99a-

membership in the guard wasS a pre-
requisite to civilian employment. As a
member he was required to serve in a
military capacity for only fifteen days
out of the year. During the rest of the
time he served as a civilian employee
and was not subject to military
command. Thus it is quite clear that
the attenuated concern for’ military
discipline in this context bears no
resemblance to the concern for such in
the federal context. Consequently, the
rationale for shielding federal military
officers from damage suits does not
support shielding state national guard

officials from similar avite.*

2 Judge Becker attempts to equate
state national guards with the federal
military by pointing out that national
guards are federal reserve components

(FOOTNOTE CONTINUED ON NEXT PAGE)

-100a-

acneieieniaiia

Judge Becker's argument’ that
the Supreme Court's holdings in Butz and

Chappell compel the conclusion that the

state national guard officers who are

the defendants in the case before us are

(FOOTNOTE CONTINUED)

and by noting that they might be involved
in hostilities in case of a “surprise
attack" on this country. Typescript at
16-17. By this reasoning, the military-
discipline rationale of Chappell would
bar conscriptable male civilians’ from
suing military officials for damages,
for they are as likely to be involved in
hostilities as is any member of a state
national guard.

Furthermore, Judge Becker's’ effort
to equate state national guards with the
federal military ignores the important
differences in the roles of those two
organizations. State national guards
serve to protect the states from
domestic civil disorder. By contrast,

the federal military -- and the national
guards, when federalized -- serve to
protect the country from external

threats. Indeed, federal law prohibits
the federal military from participating
in domestic security operations. See
Posse Comitatus Act. 18 U.S.c.—§ 1385

(1982).

immune to a section 1983 damage suit is
indefensible. Further, controlling
Supreme Court precedent governing the
recognition of immunities available to
section 1983 defendants makes clear that
these defendants are not absolutely
immune from ae_e section 1983 suit for
damages, I therefore dissent from the
majority opinion to the extent it holds

otherwise.

A TRUE COPY:
Teste:
Clerk of the United States

Court of Appeals for the
Third Circuit

-102a-

IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA

ULUS JORDEN, JR., CIVIL ACTION

Vv. : No. 85-0670
NATIONAL GUARD BUREAU, :
et al. :

MEMORANDUM OF DECISION
MCGLYNN, J. SEPTEMBER 24, 1985

In this action, plaintiff, Ulus
Jorden, Jr., a former member of the
Pennsylvania Air National Guard (PaANG)
and PaANG technician, alleges he was
unlawfully discharged from the PaANG in
retaliation for the exercise of his
rights under the First and Fourteenth
Amendments to the Constitution and 42
u.S.C. §§ 1983, 1985 and 1986. Plain-
tiff further alleges a cause of action
against defendants for defamation under

Pennsylvania law and requests this court

-103a-

to exercise pendent jurisdiction.
Plaintiff claims that he was honorably
discharged from the PaANG because he
registered complaints about alleged
misconduct and improprieties occurring
at the Willow Grove Naval Air Station.
Named in the complaint as defendants are
the National Guard Bureau; Emmet H.
Walker, JE oe Chief, National Guard
Bureau; Richard M, Scott, Adjutant
General of Pennsylvania; John D.
Campbell, Colonel, Pennsylvania Air
National Guard; and Henry cC. Frisby,
Major, Pennsylvania Air National Guard.
Presently before me is defendants '
Motion to Dismiss under Federal Rule of
Civil Procedure 12(b). Assuming the
truth of the allegations in his amended
complaint, I will, nevertheless, grant

defendants' motion.

-104a-

The National Guard is a part of
the organized militia of the United
States. 10 U.S.C. § 101. As an inte-
gral part of the first line defenses of
the United States, its strength and
organization must be maintained and
assured at all times. 32 U.S.C. § 102.
As a military force, the Guard is unique
because each unit within the Guard is
responsible to both the state and feder-
al government and serves both in tim -
of military and civilian crisis. Members
of the Air National Guard of the respec-
tive states concurrently hold membership

in a distinct federal military organi-

zation, the Air National Guard of the

United States. 10 U.S.C. § 8351(a).
The Guard hires full-time civilian
"technicians" to perform essential and
varied services such as maintenance of
equipment and facilities, training and
other support operations. By virtue of
the National Guard Technicians Act of
1968, 32 U.S.C. § 709, these technicians,
formerly referred to as caretakers and
clerks, gained federal employee status.
The Act requires, however, that techni-
cians, unless otherwise exempted by
regulation, must be uniformed members of
the National Guard of the United States.

32 U.S.C. § 709(b). The State Adjutant
General is required to terminate the

civilian employment of anyone who is

-106a-

separated from the National Guard. 32
U.S.C. § 709(e)(1)./

Plaintiff alleges that on
October 3, 1984, defendant Scott, in his
capacity as the Adjutant General of
Pennsylvania, issued Special Order AA-
472 relieving plaintiff from assignment
with the llth Combat Support Squadron at
the Willow Grove Naval Air Station and
honorably discharging plaintiff from the
PaANG, effective the same date. Com-

plaint @ 12. Because of the discharge,

132 u.s.c. § 709(e)(1) states:

(1) a technician who is employed in
a position in which National member-
ship is required as a condition of
employment and who is separated from
the National Guard or ceases to hold
the military grade specified for his
position by the Secretary shall be
promptly separated from his techni-
cian employment by the adjutant gen-
eral of the jurisdiction concerned.

-107a-

plaintiff's civilian employment was
terminated pursuant to 32 U.S.C.
§ 709(e)(1). Complaint @ 13. Plaintiff
contends that the Order of October 3,
1984 was issued because of plaintiff's
refusal to comply with a July 13, 1984
Order, issued at the direction of
defendant Campbell, which “ordered the
plaintiff to active duty for 23 days for
‘special training,'” and _ specifically
“to report to the Malcolm Grow Medical
Center at the Andrews Air Force Base in
Mar yland for medical (psychiatric)
evaluation.” Complaint @ 15. Plaintiff
claims he was within his’ rights to
refuse to comply with the Order and
further claims that the Order was in
retaliation for registered complaints
about alleged misconduct and impropri-
eties, including racial discrimination
against plaintiff, at the Willow Grove

Naval Air Station.

-108a-

The Supreme Court's decision in

Chappell v. Wallace, 462 U.S. 296 (1983),

is controlling here and dictates dis-

missal of this action. In Chappell,

enlisted military men brought an action
against their superior officers seeking
damages, declaratory judgment, and
injunctive relief for alleged racial
discrimination in assignments and
performance evaluations. Id. at 297.
The Supreme Court analyzed the direct
constitutional claims in terms of whether
they stated a cause of action under

Bivens v. Six Unknown Named Agents, 403

U.S. 388 (1971). The Court then

reviewed the rationale of Feres v. United

States, 340 U.S. 135 (1950), which held
that the United States is not liable,
under the Federal Tort Claims Act, for
injuries to military personnel which

“arise out of or are in the course of

-109a-

activity incident to service." 340 U.S.
at 146. In accordance with this analy-
sis the court concluded that "the unique
disciplinary structure of the Military
Establishment and Congress' activity in
the field constitute ‘special factors'
which dictate that it would be inappro-
priate to provide enlisted military
personnel a Bivens type remedy against

their superior officers." Chappell, 462

U.S. 304. Quoting its previous decision

in Orloff v. Willoughby, 345 U.S. 83,

93-94 (1953), the Court stated:

[TJ]udges are not given
the task of running the
Army. The responsibil-
ity for setting up chan-
nels through which... .
grievances can be con-
sidered and fairly set-
tled rests upon the Con-
gress and upon the Presi-
dent of the United States

-110a-

and his subordinates.
The military constitutes
a specialized community
governed by a_ separate
discipline from that of

the civilian. Orderly
government requires that
the judiciary be as

scrupulous not to inter-
fere with legitimate
Army matters as the Army
must be scrupulous not
to interfere in judicial
matters.

id. at 301. The Court further found that

Congress has exercised
its plenary constitu-
tional authority over
the military, has en-
acted statutes regu-
lating military life,
and has established a
comprehensive internal
system of justice to
regulate military life,
taking into account the
special patterns that
de fine the military
structure, The re-
sulting system provides
for the review and remedy
of complaints and griev-
ances such as those pre-
sented by respondents.

Id. at 302.

-llla-

The rationale of Chappell

applies to the case at hand. Although
this case involves reserve officers and
personnel rather than regular active
duty officers and personnel, the need
for routine military decision-making
unimpeded by judicial interference is
the same. Such was the - conclusion

reached by the Tenth Circuit in Martelon

v. Temple, 747 F.2d 1348 (10th Cir.

1984), cert. denied, 105 S.Ct. 2675, 86

L.Ed. 2d 694 (1985), and by Judge Huyett

in this district in Dixon v. Pennsyl-

vania Army National Guard, No. 82-5121

(E.D. Pa. filed January 13, 1984).
Plaintiff argues that the

military action taken against him was a

subterfuge to cause his dismissal as a

civilian technician and, thus, Chappell

-ll2a-

should not apply. This argument was
rejected by the Supreme Court in Tennes-

see v. Dunlap, 426 U.S. 312 (1976). In

Dunlap, plaintiff alleged that he was
denied reenlistment with the National
Guard to effect his termination as a
technician under 32 U.S.C. § 709(e)(1)
and thereby circumvent the "for cause"
requirements of 32 U.S.C. § 709(e)
(3). The Court of Appeals for’. the
Sixth Circuit held that if a denial of
reenlistment reflects no more than a
desire to terminate employment as a
technician, cause must be shown’ under
§ 709(e)(3). 426 U.S. at 315. The

Supreme Court reversed, finding that the

232 u.S.C. § 709(e)(3) states:

(3) a technician who is’ employed
may, at any time, be separated from
his technician employment for cause
by the adjutant general of the
jurisdiction concerned.

-ll3a-

"for cause" requirement of § 709(e)(3)
is only one of several bases for ter-
minating a technician's employment and
is not intended to have any effect upon
or limit one's separation from the
National Guard through termination under
§ 709(e)(1). Id. at 664. The Supreme
Court, therefore, held that the "for
cause" basis of 709(e)(3) does = not
provide a foundation for a due process
claim because it does not create a prop-
erty inhanan in continued employment.
Id.

Plaintiff's reliance on Bollen

v. National Guard Bureau, 449 F.Supp.

343 (W.D. Pa. 1978), is misplaced. In
that case an Air National Guard colonel
was retired after thirty years of service
as is generally done under 10 U.S.C.
§ 8851(a). Id. at 344. The court found

that Bollen possessed a property interest

-114a-

in continued employment because of the
language of a letter from the Chief,
National Guard Bureau, that authorized
the retention of certain named officers
until age sixty. Id. at 344-45,
Although not applicable to Bollen, the
court stated that this property interest
is qualified by other bases of separa-
tion found in § 709(e)(1), (2) and (3).
In the present case, plaintiff has not
alleged that his name appeared on any
such letter and, moreover, plaintiff was
discharged under § 709(e)(1). For these
reasons, a suit against plaintiff's
superior officers in the PaANG and the
Chief of the National Guard _ Bureau
alleging constitutional violations can-

not be maintained,

-115a-

SET FLL ETE LR IRL FRAP LP -

a ia Lat ll

If.

Chappell involved a Bivens-type

claim for relief. In this case plain-
tiff additionally asserts a cause of
action under the Civil Rights Act of
1871, 42 U.S.c. § 1983. This claim must
also be dismissed.

In Gilligan v. Morgan, 413 U.S.

1 (1973), the Court refused to entertain
a suit by university students’ under
§ 1983 asking that the court examine the
pattern of training, weaponry and orders
of the National Guard stating:

It would be difficult to
think of a clearer
example of the type of
governmental action that
was intended by the
Constitution to be left
to the political branches
‘directly responsible -
as the judiciary is not
- to the electoral
process.

-116a-

Moreover, it is difficult
to conceive of an area
of governmental activity
in which the courts have
less competence.

413 U.S. at 10. Plaintiff's ' § 1983

claim has no merit. Accord Martelon v.

Temple, supra; Dixon v. Pennsylvania

Army National Guard, supra.

III.

In Court Four of his complaint,
plaintiff alleges a conspiracy by defen-
dants to discriminate against plaintiff
on the basis of his race in violation of

42 u.S.c. § 1985(3). In Chappell, the

Supreme Court declined to address whether
an alleged conspiracy among defendants
in violation of 42 U.S.C. § 1985(3)
could be maintained. 426 U.S. at 305
Reade However, based upon the Court's

analysis in Chappell and Feres v. United

-117a-

States, supra, this claim must also be

dismissed.
The Ninth Circuit came to the
same conclusion with respect to 42 U.S.C.

§ 1985(1), in Mollnow v. Carlton, 716

F.2d 627 (9th Cir. 1983), cert. denied,

104 S.Ct. 1595, 80 L.Ed. 2d 126, reh'd

denied, 104 S.Ct. 2162, 80 L.Ed. 2d 547
(1984). That court held that Congress
did not intend § 1985(1) to provide a
remedy for military subordinates against
their superiors in spite of the fact
that 9 1985(1) legislation specifically
authorizes suits by injured federal
officers. In arriving at this decision,
the court applied the rationale of

Chappell and Feres regarding the peculiar

and special relationship between an
enlisted man and his’ superiors, the

effects on discipline by the maintenance

-118a-

of such suits, and Congress' use of its
plenary authority over the military to
establish a system of review and redress
for the military. The court stated:

A § 1985(1) action would

strike directly at that

special military rela-

tionship, perhaps even
more so than an action

for negligence. In a
negligence action, a
spontaneous event has
occurred; someone has

suffered an accident and

another is at fault.
Under § 1985(1), how-
ever, an action would
lie even for calculated
decisions made in the
judgment and discretion
of a superior military
officer, so long as the
subordinate alleged the
superior had _ interfere*
with his military duties.
Then a civil jury would
be impaneled to inquire
into the nature of this
uniquely military matter,
and damages could be
assessed against the
superiors for the exer-
cise of their judgment
and discretion. Such a
result would offend the
principle announced in
Chappell

-119a-

716 F.2d at 631. The same reasoning
applies to claims under §$ 1985(3). Con-
gress has enacted a “comprehensive
internal system of justice to regulate
military life, taking into account the
special patterns that define the

military structure." Chappell, 426 U.S.

at 302. Section 1985(3) is completely
foreign to that system. If the subordi-
nate believes his superiors have con-
spired to violate his constitutional and
civil rights, he must attack their

actions before military tribunals.

IV.

Plaintiff further alleges that
defendants knew plaintiff was being
discriminated against in violation of
§ 1985 but failed to take steps to
prevent it in violation of 42 U.S.C.

§ 1986. Section 1986 presupposes the

-120a-

existence of a claim under § 1985.

Sherwood v. Tomkins, 716 F.2d 632 (9th

Cir. 1983), Williams v. St. Joseph

Hospital, 629 F.2d 448, 452 (7th Cir.

1980). Having dismissed the § 1985(3)
claims, the § 1986 claims must also be
dismissed against the individual defen-

dants.

Plaintiff has sued the National
Guard Bureau in its capacity as the body
which would be required to implement a
judgment ordering reinstatement and back
pay to plaintiff if he were successful
in this suit. Because I have dismissed
the complaint on all substantive counts,
there is no relief available to plain-
tiff which would require action by

defendant. Accordingly, the complaint

-12la-

is dismissed against the National Guard

Bureau.

VI.

Plaintiff's final claim for
relief is a common law action for
defamation for which plaintiff requests
this court to invoke pendant jurisdic-
tion. Having dismissed all federal
claims, this claim will also be

dismissed.

VII.
Plaintiff is not without an
alternative remedy.” Pursuant to its

plenary authority, Congress has provided

3Indeed, an alternative basis for
dismissal of this action is plaintiff's
failure to exhaust the administrative
remedies available. See Penagaricano v.
Llenza, 747 F.2d 55 (lst Cir. 1984);
Mindes v. Seaman, 453 F.2d 197 (5th Cir.
1971).

-122a-

systems for review and remedy of
complaints by military personnel. One
such system is the Air Force Board for
Correction of Military Records (the
"Board"). The Board has jurisdiction to
correct the records of the Air National
Guard of the United States if it finds
that an error has been made or an
injustice committed. 10 U.S.C.
§ 1552(a). Broad relief is available
through this Board, including claims for
lost pay, allowances, or other pecuniary
benefits that may result from the
correction of Air Force’ records. 10
U.S.C. § 1552(c) and (d). To provide
plaintiff with additional relief would
be contrary to Congressional intent and,
thus, plaintiff's complaint is dismissed.

An appropriate order follows.

-123a-

IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA

ULUS JORDEN, JR.,

Vv.
NATIONAL GUARD BUREAU,
et al.

CIVIL ACTION
No. 85-0670

ORDER

AND NOW, this 24th day of
SEPTEM8ER, 1985, upon consideration of
the motion of the Commonwealth defen-
dants and the federal defendants’ to
dismiss the complaint against them, the
memoranda submitted by the parties, and
for the reasons set forth in the accom-
panying memorandum, it is

ORDERED
that the defendants' motion to dismiss
is GRANTED and the complaint is DISMISSED
as to all defendants.

BY THE COURT

/s/ Joseph L. McGlynn, Jr.
JOSEPH L. McGLYNN, JR., J.

-124a-

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385011_1879%3A1. Public record. Not legal advice.
