# Petition — SMITH v. FLORIDA (No. 83-6549)

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1983

## Text

JIMMY LEE SMITH,
Petitioner, :
v.
STATE OF FLORIDA,
Respondent.

PETITICGN FOR WRIT CF CERTIORARI
TO THE SUPREME COURT OF THE UNITED STATES

ROBERT AUGUSTUS HARPER, JR.

Pro Bono Counsel for Petitioner
Robert Augustus Harper, Jr. & Assoc.
308 East Park Avenue

Post Office Box 10132

Tallahassee, Florida 32302

(904) 224-5900

ON PRESENTED FOR REVIEW

INGTON, CASE NO.

THE UNITED STATES CASE STRICKLAND v. WASH

-l)),

TABLE OF CONTENTS

Question Presented for Review

Table of Contents

Table of Citations

Citation to Opinions Below
Jurisdictional Grounds

Constitutional and Statutory Provisions
Statement of the Case

Appendices

Appendix A - Statement of Judicial Acts to Be
Reviewed, filed 9 March 1983

Appendix B - Opinion of Florida Supreme Court,
rendered 12 November 1981

Opinion of Florida Supreme Court,
rendered 10 November 1983

Appendix D - Order of Florida Supreme Court,
rendered 8 March 1984

D1

Cases

Armstrong v. State,
429 So.2d 287 (fla. 1983)

Bonner v. City of Prichard, Alabama,
661 F.2d 1206 (llth Cir. 1981)

Knight v. State,
394 So.2d 997 (Fla. 1981)

Smith v. State,
407 So.2d 894 (Fla. 1981) cert. denied 456
U.S. 984, 102 S.Ct. 2260, 72 L.Ed.2d 864 (1982)
Smith v. State,
445 So.2d 323 (Fla. 1983)

Stein v. Reynolde Securities, Inc.,
667 F.2d 33 (llth (llth Cir. 1982)

Strickland v. Washington,
U.S. Sup. Ct. Case No. 82-1554

United Statee v. DeCoeter,
624 F.2d 196 (D.C, Cir, 1979) (en banc)

Washington v. Strickland,
673 F.2d 897 (5th Cir. 1982)

Washington v, Strickland,
693 F.2d 1243 (5th Cir, 1982) (en banc)

Other

Amendment VI, U.S. Constitution

Amendment XIV, U.8. Constituticn

Conflitti, New Fooue on Prejudice in Ineffective
Standard, 21 Paex.Ceim-L.R. 26, (Sommer 1982)

Rule 17,1(b), U. S. Sup. Ct. Rules

Rule 3.850, Fla. R. Crim, P.

28 U.S.C. §1257 (3)

28 U.S.C. §1267

2, 5, 6

1, 2, 3

1, 3, 6

2, 3, 4, 5, 6

> fF NON KF &

IN THE SUPREME COURT OF THE UNITED

OCTOBER TERM 1983

CASE NO.

APPLICATION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF FLORIDA

JIMMY LEE SMITH, in forma pauperis, by and through undersigned
counsel, pro bono, petitions this Court to issue its writ of certiorari
to the Supreme Court of Florida, as follows:

I. ‘THE SUPREME COURT CF FLORIDA, A COURT CF LAST RESORT, HAS DECIDED THE
FEDERAL QUESTION OF EFFECTIVE ASSISTANCE OF COUNSEL UNDER THE SIXTH AND
FOURTEENTH AMENDMENTS IN A WAY WHICH CONFLICTS WITH THE UNITED STATES
COURT OF APPEALS, ELEVENTH CIRCUIT [U.S. SUP. CT. RULE 17.1(b)], and

ULTIMATE RESOLUTION IS PENDING IN THE SUPREME COURT OF THE UNITED STATES
CASE STRICKLAND v. WASHINGTON, CASE NO. 82-1554.

II, GPDIONS BELOW

Direct appeal of the original conviction is reported as Smith v.
State, 407 So.2d 894 (Fla. 1981), cert. denied 456 U.S. 984, 102 S.Ct. 2260,
72 L.Ed.2d 864 (1982). Appeal of denial of Petitioner's Motion for Post
Conviction Relief [Fla. R. Crim. P. Rule 3.850] is found, Smith v. State,
445 So.2d 323 (Fla. 1983).

III. JURISDICTICNAL GROUNDS

Petitioner seeks to invoke the discretionary jurusdiction of the
Supreme Court of the United States pursuant to 28 U.S.C. §1257(3) under
the considerations of Rule 17.1(b), U.S. Sup. Ct. Rules.

Petitioner was convicted in the Fourteenth Circuit Court, Jackson
County, Florida, for the capital murder of two persons. Pursuant to jury
recommendation the state trial judge imposed the death sentence on 04
Ocotber 1978. A death warrant was signed by the Governor of Florida am

02 March 1983, and Petitioner, through other counsel saght post conviction

relief before the same trial judge by means of Rule 3.850, Fla. R. Crim. P.
The Motion for Post Conviction Relief was denied without hearing on
09 March 1983, and an appeal was perfected to the Supreme Court of Florida
on the same date. A stay of executicn followed. The Supreme Court of
Florida denied relief and affirmed the proceedings by written opinion on
10 Novenber 1983, reported as Smith v, State, 445 B0,4ad 323 (Fla. 1983),
rehearing was denied on 08 March 1984. The opinion hinges upon the federal
question of effective assistance of counsel under the Sixth and Fourteenth
Amendments. The Supreme Court of Florida followed its long standing four
pronged test of Knight v. State, 394 So.2d 997 (Fla. 1981):

1. The specific omission or overt act

upon which the claim of ineffective
assistance of counsel is based must be

detailed in the appropriate pleading.

2. The defendant must meet the burden of

proving that the specific omission or overt
act was a substantial and serious deficiency
measurably below that of competent counsel.

3. The defendant must show a likelihood
that the deficient conduct affected the

outcome of the proceeding.
4. The State must fail to rebut the questions
of ineffective assistance by showing beyond
reasonable doubt that there was no prejudice
in fact.
The Supreme Court of Florida squarely noted [Jimmy Lee] Snit” v.
State, supra, 445 So.2]3 323 at 325, that

Appellant has failed to allege specific
facts to demonstrate that, but for any of

the claimed omissions of trial counsel,
the results of appellant's case would have
been different.

The Knight decision cited as authority for the “outcome determina-
tive" element of its four prong test United: States v. DeCoster, 624 F.2d
196 (D.C. Cir. 1979) (en bane), Knight v. State, supra, 394 So.2d at 1001.
This element of the DeCoster rule was specifically rejected in Washington

v. Strickland, 693 F.2d 1243, 1261 (Sth Cir. 1982) (en bano) 2,

T/_ Binding on the Eleventh Circuit, Bonner v. City of Prichard,
Alabama, 661 F.2d 1206 (llth Cir. 1981)3 Stein v. Reynolds Securities, Ino.,
667 F.2d 33 (llth Cir. 1982). °

-2-

Washington provided a three prong test to apply to claims of ineffective
assistance:

1. Whether the right to effective
assistance of counsel] was violated.

2. Whether the petitioner suffered
actual and substantial detriment to the
conduct of his defense.
_ 3. Whether, in the context of the entire
case, the detriment suffered was harmless
beyond a reasonable doubt.
Washington v. Strickland, supra, 693 F.2d at 1263-64.
The Supreme Court of Florida squarely noted [Jinmy Lee] Smith v.

State, eupra, 445 So.2d at 325 that:

- « » the defendant has the burden to show

that this deficiency when considered under

the circumstances of his case, was substan-

tial enough to demonstrate a prejudice to

the defendant to the extent that there is

a likelihood that the deficient conduct
affected the outcome of the court proceedings.

The conflict clearly reflects jurisdiction may vest with the
Supreme Court of the United States. Strickland v. United States, Case No.
82-1554.

IV. CONSTITUTIONAL AND STATUTORY PROVISIONS

Amendment VI of the Constitution of the United States provides

him
ing witnesses in his favor, and to have
the assistance of counsel for his defense.

Amendment XIV of the Constitution of the United States provides
inter alia, that:

deprive any person of life, liberty
or property, without due process of
law, nor deny to any person within its
jurisdiction the equal protection of
the law.

28 U.S.C. §1267 provides, inter alia, that:

V. STATEMENT CF THE CASE

In Washington v. Strickland, a habeas corpus petitioner alleged
that his attorney had not adequately investigated character evidence
that could have been presented in mitigation of his sentence. The Fifth
Circuit en banc modified an earlier panel decision in the same case
(Washington v. Strickland, 673 F.2d 879 (5th Cir. 1982)]}. The earlier
panel decision itself had modified Fifth Circuit law on ineffective
assistance of counsel. The panel established a standard consisting of two
basic elements. First, the defendant was required to >rove that “but for
his counsel's ineffectiveness his trial, but not necessarily its outcome,
would have been aitered in a way helpful to him." (Id., 673 F.2d at 902).
Overall, the panel's standard is quite similar to that adopted by the en
banc court, the Washington 11 2/ standard; a defendant mst first prove
a violation of the Fifth Circuit's "reasonably likely to render, and
rendering, reasonably effective assistance" standard.

2/ See; Conflitti, New Focus on Prejudice in Ineffective Assistance
of Counsel Cases: The Assertion of Rights Standard. 21 Amer. Crim. L. R. 28
(Summer 1983).

-4-

The second element of the standard relates to the showing of
prejudice. The Court of Appeals required the defendant to prove that
counsel's ineffectiveness “resulted in actual and substantial disadvantage
to the course of [defendant's] defense." The requirement does not require
proof of prejudice to the outcome of the proceedings (Washington v. Strick-
land, supra, 693 F.2d at 1262). The state has the opportunity to rebut
defendant's showing by demonstrating that defense counsel's ineffectiveness
was harmless to the outcome of the trial, similar to the Knight v. State
rationale.

Prejudice flowing from any counsel ineffectiveness must be shown.
Prejudice measured under the test enunciated in Washington v. Strickland
requires a petitioner to demonstrate that counsel's ineffectiveness
“resulted in actual and substantial disadvantage to the course of his
datenas” tat need not chose tint this “Gentaaheg deveined the ebiete
of the entire case" (693 F.2d at 1262). The Supreme Court of Florida
has acknowledged the "different and more elaborate analysis set forth in
Washington v. Strickland" [Armetrong v. State, 429 So.2d 287, 290 (Fla.
1983)]. Apparently the Supreme Court of Florida has observed that the
Knight v. State test may not fit all challenges of ineffective assistance of
counsel claims (Id.) 3/

The major difference of the Washington II standard is focus on
prejudice. Knight requires a defendant to show that the ineffective
assistance prejudiced the outcome of the trial, an “outcome determinative"
test. The Washington II standard, however, rejected the outcome determina-
tive test because it compelled the reviewing court to substitute itself for
the original factfinder. Being considered a speculative test, the analysis
was avoided.

Under Washington II the burden on the petitioner is to show that
ineffectiveness of counsel resulted in actual and substantial disadvantage

3/ We must believe the Xnight test reaches the legally and
constit y correct result in this case." Armstrong v. State, supra,,.
429 So.2d at 290.

to the course of his defense (Washington v. Strickland, 693 F.3d at 1262).
The point of departure is the federal standard of the Fifth and Eleventh
Circuits does not require a petitioner to show the disadvantage caused
by counsel's deficiency adversely deteremined the outcame, only the

course of the defense. Both decisions articulate standards under the
Sixth Amendment to the Constitution of the United States. Until Strickland
v. Washington (U.S. Sup.Ct. Case No. 82-1554) is decided the duality may
be expected to continue.

The application of the Knight test by the Florida Supreme Court to
the case of Petitioner effectively required him, cn the basis of a record
undeveloped by an evidentiary hearing, to make specific allegations of
fact which, if true, would show conclusively that the outcome of the trial
would have been different in order to be entitled to an evidentiary hearing.
The application of the “outcome determinative" test enunciated in Xnight v.
State, 394 So.2d 997 (Fla. 1981) rather than that set forth in Washington
v. Strickland, 693 F.2d 1243 (5th Cir. 1982) (en banc). This error was
preserved in the Statement of Judicial Acts to be Reviewed filed immediately
after denial of the Motion for Post Conviction Relied on 09 March 1983. ‘The
same point was also fully briefed and argued before the Florida Supreme
Court in the appeal fram denial of the Motion for Post Conviction Relief.

Respectfully Submitted.

Robert Augustus Harper, Jr. & Assoc.
308 East Park Avenue

Post Office Box 10132

Tallahassee, Florida 32302

(904) 224-5900

_*

" OCTOBER TERM 1983

| IN THE SUPREME COURT GF ‘Tua UNITED STATES

| 83-6549

i ; | RECEIVE D
STATE CF FLORIDA, : APR
: 11 1984
FICE OF rm
| SUPREME COURT ‘ES

PETITIONER, JIMW® LEE SMITH, by and through undersigned counsel and
pursuant to Rule 46.1, U.S. Sup. Ct. Rules, moves the Court for leave to

proceed in forma pauperie ard alleges:
1. ‘The Affidavit of Petitioner is attached.

2. Leave to appeal in forma pauperis was sought and granted in the
State court of final resort the Supreme Court of Florida; review of the

State court judgment is sought.

3. ‘The substantive document, being a Petition for wit of Certiorari

is being filed contemporaneously and separately.

Respectfully Submitted.

|

AFFIDAVIT IN SUPPORT CF MOTION TO
PROCEED IN FORMA PAUPERIS

I, JIMGE LEE SMITH , being first duly sworn, depose
and say that I am the Petitioner in the above-entitled cause; that in
support of my motion to proceed on petition for writ of certiorari without
being required to prepay fees, costs or give security tirefor, I state
‘hat because of my poverty I am unable to pay the costs of said proceeding
or to give security therefor; that I believe I am entitled to redress
and that the issues which I desire to present on review are the following:

I further swear that the responses which I have made to the questions anid
instructions below relating to my ability to pay the costs of prosecuting
the appeal are true.

1. Are you presently employed?

(a) If the answer is yes, state the amount of your salary and
give the name and address of your employer.

(b) If the anger is
Sn ee re ee ee ee ee

:
g
i
g
i
z
e

no,
2. Have you received within the past twelve months any income from a
business, profession or other form of self-employment, or in the form
of rent payments, interest, dividends, or other source?

(a) If the answer is yes, describe each source of income and state
the amount received from each during the past twelve mnths.

4es7//No

3. Do you om any cash or checking or savings account?
(a) If the answer is yes, state the total value of the items amed.

5. List the persons who are dependent upon you for support and state your
_Telationship to those persons.

Nong

Sworn to and Subscribed before this 5ST ay of hen , 1984.

tw
State of Florida at Large:
Ny Gomis) exe ros Ofa/ft

_~— eee 5 6 i ll

STATE OF FLORIDA, IN THE CIRCUIT COURT OF
THE FOURTEENTH JUDICIAL
Plaintiff, CIRCUIT FOR THE STATE OF
PN CASE NOS. 5-78-200 and

ve 5-78-201
JIMMY LEE SMITH,
FLORIDA

Defendant.

STATEMENT OF JUDICIAL ACTS TO BE REVIEWED
AND DESIGNATION TO COURT REPORTER

The Defendant, JIMMY LEE SMITH, files the following
Statement of Judicial Acts to be reviewed:

1. Denial of Motion for Post-Conviction Relief
(Rule 3.850, F.R.Cr.P.)

2. Denial of Motion for Post-Conviction Relief
without full and fair hearing.

3. Denial of Motions filed with the Motion for
Post-Conviction Relief.

The Defendant files the following designation to the

Court Reporter directing preparation of the following

IN AND FOR JACKSON COUNTY,,.

transcripts:
~

Hearing held March , 1983.
Respectfully submitted,
Nora Leto
2422 Chestnutwood Prive
Lakeland, Florida 33801
Dennis W. Hartley
Hartley, Obernesser & Olson
407 South Tejon
Colorado Springs, Colorado 80903-:
Local Address:
222 West Pensacola Street
Tallahassee, Florida 32361
ATTORNEYS FOR THE DEFENDANTS

APPENDIX A . Al

rae.

I hereby certify that a copy of the foregoing has been
furnished by mail to JIM SMITH, Esquire, Attorney General,
State of Florida, the Capitol, Tallahassee, Floride 42301
and to LEO C. JONES, State Attorney, Bay County Courthouse,

Panama City, Florida 32401 this day of March, 1983.

804 Fi

been afforded ample opportunity to present
evidence in mitigation in the original sen-
tencing proceeding. The same reasoning
applies here.

{3} Defendant's third point is equally
unavailing. The trial court found that the
capital felony was committed while the de-
fendant was engaged in the commission of
a robbery and also that it was committed
for pecuniary gain. In its finding concern-
ing the “pecuniary gain” circumstance, the
court specifically stated that it was con-
sidered in conjunction with “robbery” cir-
cumstance. This is not contrary to the dic-
tates of Provence v. State, 337 So.2d 783
(Fla.1976), cert. denied, 431 U.S. 969, 97
S.Ct. 2929, 53 L.Ed.2d 1065 (1977), wherein
we held that in all robbery-murders only
one of these two aggravating circumstances
can be found. We assume that the judge
had Provence in mind when he specifically
considered these two circumstances in con-
junction. The word “conjunction” itself
connotes a joining together to form one.
While it may have been better practice to
omit one of the factors completely in defer-
ence to the other, we cannot say that fail-
ure to do so is error.

{4} Defendant’s last point concerning
the presentence investigation report is
without merit. The trial court is entitled
by Rule 3.710, Florida Rules of Criminal
Procedure, to draw its own conclusion from
information in the report in capital cases.
Swan v. State, 322 So.2d 485 (Fla.1975). In
accordance with the dictates of Gardner,
supra, the defendant was provided an op-
portunity to rebut.

Accordingly, the sentence of death is
hereby affirmed.

It is so ordered.

SUNDBERG, C. J., and BOYD, OVER-
TON, ALDERMAN and McDONALD, JJ.,

APPENDIX B

407 SOUTHERN REPORTER, 24 SERIES

’ Jimmy Lee SMITH, Appellant,

¥.
STATE of Florida, Appeliee.
Ne. 55961.

Supreme Court of Florida.

Nov. 12, 1981.
Rehearing Denied Jan. 28, 1982

Defendant was convicted in the Circuit
Court, Jackson County, Robert L. McCrary,
Jr., J., of first-degree murder and sentenced
to death. Appeal was taken. The Supreme
Court, Adkins, J., held that: (1) the trial
court did not improperly comment on the
weight of confession evidence; (2) although
the trial court failed to instruct the jury on
weight to be given the defendant's confes-
s:ons, that error did not warrant new trial;
(3) the defendant waived any claim of error
on the g -unds that a complete record of
the proceeding below was not available
when it was his counsel that instructed the
court reporter not to report his final argu-
ment; (4) the death penalty statute does
not violate the Constitution by attempting
to govern practice and procedure; (5) de-
fendant was not entitled to new tria! on the
ground of alleged mental deficiency; (6)
the exclusion of jurors who expressed oppo-
sition to the death penalty was proper; (7)
trial court did not err by allowing the de-
fendant to waive representation by counsel
at sentencing phase of his trial; (8) aggra-
vating and mitigating circumstances were
properly considered; and (9) when there
were two aggravating circumstances, even
if one was not supported by evidence, that
would not justify reversal of the sentence.

Affirmed.

Alderman, J., concurred specially with
an opinion in which Boyd, J., concurred

Sundberg, C. J., dissented.

1. Criminal Law ¢=656(9)
In murder prosecution, comments made
by trial court that statement was freely and

STATE Fla 895

Cite an, Fin. 687 Sa.30 804

voluntarily given by defendant made at
various times during proceedings were not
improper comment on weight of confession
evidence during course of trial, since trial
judge was making, with unmistakable clari-
ty, finding for record that defendant's con-
fessions were voluntarily made. U.S.C.A.
Const.Amends. 5, 14; West's F.S.A-Const
Art. 1, § 9.

2 Criminal Law @1173.2(8)

In murder prosecution, although trial
court erred in failing to instruct jury on
weight to be given defendant's confessions,
that error did not warrant new trial where
there was other evidence upon which con-
viction could be based.

3. Criminal Law 1038.2, 1038.3

Trial court's failure to instruct jury on
weight to be given defendant's confessions
in murder prosecution was not fundamental
error, cognizable for first time on appeal, in
light of defendant’s failure to request that
instructions be given jury and to object
when court failed to do so.

4 Criminal Law e660

It was not necessary to vacate and
remand murder conviction and imposition
of death penalty, for failure to record de-
fense counsel's closing argument at guilt
phase of trial where defense counsel in-
structed court reporter not to report final
argument, in that right to complete review
was waived by such instruction.

& Criminal Law @= 1206(1)

Death penalty statute does not violate
Florida Constitution by attempting to gov-
rn practice and procedure. West's F.S.A.
$ 921.141; West's P.S_A.Const.Art 5, § 2a).

© Criminal Law o=1189
In murder prosccution, alleged evi-
srece of mental deficiency on part of de-
wr unt did not compel new trial in interest
Juetice where findings of psychologists
were considered by judge and jury and,
“hough psychologists recommended that

fondant undergo -
further tests, he specifi-
sally declined to do so.

Be

7. Homicide = 148

In murder prosecution, psychological
findings were not so internally inconsistent
as to require reversal of impositinn of death
penalty.

& Jury 106

Three jurors who expressed opposition
to death penalty were properly excused for
cause in murder prosecution in light of tes-
timony of each juror that under no circum-
stances would he vote to put person to
death. U.S.C.A.Const.Ameni. 6.

9. Criminal Law @6414(1)
Self-representation b’ defendant in

crimina' ~roceeding: is no’. per se improper.

U.S.CA.L.>st.Amend. 6.

10. Criminal Law @641. :(2)

Waiver of one's .:gnt to counsel must
be intelligent and knowing relinquishment
of such representation. U.S.C.A.Const.
Amend. 6.

11. Criminal Law =6414(4)

In murder prosecution, trial court did
not err by allowing defendant to waive
representation by counsel at sentencing
phase of his trial where defendant was
closely questioned concerning his desire to
make closing argument himself, he was
warned of dangers of what he was doing
and discouraged from doing so. U.S.C.A.
Const.Amend. 6.

12. Homicide 354

In murder prosecution, trial court did
not err in sentencing defendant to death
penalty by considering defendant's uncor-
roborated confessions to various crimes
when there was no showing of corpus delicti
for any prior offenses in order to negate
otherwise applicable mitigating circum-
stance of lack of significant history. West's
F.S.A. §§ 921.141, 921.141(6Xa).

13. Criminal Law @= 1208(1)

Although consideration of all mitigat-
ing circumstances is required when death
penalty is imposed, decision of whether par-
ticular mitigating circumstance is proven
and weight to be given to it rest with judge
and jury. West's F.S.A. § 921.141; U.S.C.

2 tn A tle. ~ae

acticin Aint de cs 2 cite FE Vac Ot

re

896 Fla.

A.Const.Amends. 5, 14; West's F.S.A.Const.
Art. 1, § 9.

14. Homicide e354

In homicide prosecution, trial court did
not err in sentencing by refusing to find as
mitigating circumstances that defendant
was under influence of extreme mental or
emotional disturbance and/or that his ca-
pacity to appreciate criminality of his con-
duct or to conform his conduct to require-
ments of law was substantially impaired.
West's F.S.A. § 921.141(6Xb, f).

15. Homicide e354

In murder prosecution, even if evidence
was insufficient to prove that defendant
murdered second victim to hinder law en-
forcement, imposition of death penalty
would be justified in light of proper finding
of aggravating circumstance of heinous,
atrocious, and cruel manner of killing.
West's F.S.A. § 921.141.

Michael M. Corin and John D. C. Newton,
II, Asst. Public Defenders, Tallahassee, for
appellant.

Jim Smith, Atty. Gen. and Carolyn M.
Snurkowski, Asst. Atty. Gen., Tallahassee,
for appellee.

ADKINS, Justice.

Appellant, Jimmy Lee Smith, was con-
victed of the first-degree murders of Bonnie
Ward and her twelve-year-old daughter,
Donna Strickland. ‘The trial judge imposed
the death sentence in accordance with the
jury's advisory sentence recommendation.
We have jurisdiction. Art. V, § %&b)1),
Fla.Const.

Appellant had spent the night before the
murders as a guest in Mrs. Ward’s home,
and during the course of the evening both
of his victims had spoken disparagingly of
his girlfriend and her mother. Appellant's
girlfriend was referred to as a whore and
her mother’s childrearing abilities criticized.
On the day of the murders, appellant rode
with Mrs. Ward, her three-year-old son,
two-year-old daughter, and Donna to run
several errands. During this trip, his girl-

B3

407 SOUTHERN REPORTER, 24 SERIES

friend and her family were again Criticized,
and at that time appellant evidently decid.
ed to kill Mrs. Ward and Donna On the
way home from the errands, Mrs. Ward
complied with appellant's request that she
drive down a deserted country road to a
spot where he claimed to have hidden »
bundle of clothing which he wished to re
trieve. After arriving at the spot, appel-
lant ordered the children to stay in the car
and forced Mrs. Ward, who by then realized
that the request was a ruse, over her prot.
estations and pleas, to accompany him oa
foot around a bend in the road. Once he
thought that they were out of the sight of
the children in the car, appellant began
choking Mrs. Ward, exhorting her to “Die,
Bitch.” After Mrs. Ward had lost con.
sciousness, Donna, who had left the car to
look for the two adults, came upon the
scene, whereupon appellant grabbed and
began choking her also. Encountering dif.
ficulty in choking Donna with his hands,
appellant held her by the neck with one
hand and with the other took from his
pocket a piece of cord which he then used to
choke her.

After Donna lost consciousness, appellant
undressed his sstill-living victims and
stabbed each repeatedly in the chest, inflict-
ing multiple wounds on both. Whatever it
was that drove him still not satisfied, he
proceeded to slit Mrs. Ward's throat and t:.
cut open Donna's chest and look at her
heart. Once he finished, appellant wrapped
the bodies in blankets, left them in the
brush, and drove the two younger children
home, where he fed them and put them to
bed. He was picked up the next day by an
officer who saw him hitchhiking.

Appellant now asks this Court to order &
new trial or, at least, a new sentencing
hearing to remedy the errors which he con-
tends occurred during his trial. We address
the issues on appeal in the order in which
he raises them.

First, appellant contends that he was de
nied due process of law and equal protec
tion of the laws within the meaning of the
Fifth and Fourteenth Amendments to the
United States Constitution and article |,

.

ee ee an

SMITH v. STATE

Fila. 897

Cite an, Fia.. 407 So.2d 804

section 9, of the Florida Constitution. In
support thereof, he asserts that the trial
court failed to properly instruct the jury on
the weight to be given his confessions, and
instead improperly commented thereon as
evidence during the irial.

{1} We do not agree with appellant’s
argument that the trial court improperly
commented on the weight of the confession
evidence during the course of the trial.
The comments complained of are the fol-
lowing, made at various times during the
proceedings:

The Court has ruled that the statement

has been freely and voluntarily given by

the Defendant, Jimmy Lee Smith, and
admitted into evidence. It will be for
your consideration at this time.

The Court will rule that this statement

was freely and voluntarily given. It will

be admitted into evidence at this time.

The Court will rule that that statement
was freely and voluntarily given and will
now be admitted into evidence.
We see the statements as attempts to com-
ply with the requirement expressed in Sims
v. Georgia, 385 U.S. 538, 87 S.Ct. 639, 17
L.Ed.2d 593 (1967), that the trial court
clearly indicate, in the record, its conclusion
that any confession admitted into evidence
was voluntarily made:
{T}t is not for the jury to make the pri-
mary determination of voluntariness.
Although the judge need not make for-
mal findings of fact or write an opinion,
his conclusion that the confession is vol-
untary must appear from the record with
unmistakable clarity.
Id. at 544, 87 S.Ct. at 643.
Referring to the same topic, this Court
stated as follows:
The requirement of the Fourteenth
Amendment is that the trial judge make
& determination that a confession was
freely and voluntarily given hefore he
allows it to be considered by a jury. A
specific finding of voluntariness is neces-
sary to ensure that a judge has properly
met this requirement.

Bh

McDole v. State, 283 So.2d 5538, 554 (Fla.
1973) (citations omitted).

The judge in the case sub judice was
doing just that: making, with unmistakable
clarity, a finding for the record that appel-
lant’s confessions were voluntarily made.
His comments, therefore, were not improp-
er.

{2] Appellant’s other argument, that the
court failed to instruct the jury on the
weight to be given his confessions, is a valid
point. We do not agree, however, that the
error warrants a new trial. Appellant cor-
rectly states that the “law of the case”
upon which the judge must charge the jury
includes the weight to be given confessions.
See § 918.10(1), Fla.Stat. (1977); Fla.R.
Crim.P. 3.390(a); Harrison v. State, 149 Fla.
$65, 5 So.2d 708 (1942). Appellant then
cites several cases in which failure to so
instruct the jury was found to be grounds
for reversal and award of a new trial. The
cases cited are not, however, on “all-fours”
with the case at hand.

In Harrison v. State the defendant was

never placed on the stand and never testi-.

fied before the jury. It was acknowledged
that there could have been no conviction
without the confession, and defendant's
counsel objected to the admission into evi-
dence of the confession. In its decision, this
Court held that the trial court had erred by
not instructing the jury on the law of the
case because it had a duty to do so “under
the circumstances of this case.” Id. 5 So.2d
707 (emphasis added).

Brown v. State, 124 So.2d 481 (Fla.1960),
which was also cited by appellant and which
concerned the propriety of jury instructions
on degrees of homicide, simply cited Harri-
son as an example of how failure to advise
the jury on the weight to be given a confes-
sion could be fundamental error.

Bunn v. State,363 So.2d 16 (Fia.3d DCA
1978), cert. denied, 368° So.2d 1873 (Fla.
1979), addressed the propriety of a trial
court's refusal to give the jury instructions
regarding evaluation of certain admissions
which the defendant had made. The dis-

898 Fis.

trict court reversed the conviction, empha-
sizing that a request for instructions had
been made:

[TJhe failure of the trial court, pursuant

to appellant's request for such an instruc-

tion prior to the time the jury retired, to
give either the Florida Standard Jury

Instruction (criminal) 2.13%(i) or another

appropriate instruction constituted re-

versible error.
Id. at 17 (emphasis added).

The case sub judice is distinguishable
from those cited by appellant. The state
did not rely entirely on appellant’s confes-
sion to obtain a conviction. There was evi-
dence presented, other than appellant's con-
fession, upon which the conviction could be
based. On Monday morning Bonnie Ward,
Donna, and the two small children were in
the Ward vehicle with defendant. They
went to a hospital and visited another
daughter, Dana, at about 11:30 am. Bon-
nie Ward was wearing her watch.

In mid-afternoon defendant went to a
bank and attempted to cash a check. He
was alone in Bonnie’s automobile. When a
policeman approached, defendant fled in
the car. After a high speed chase, he elud-
ed the officer.

On Tuesday defendant was arrested
while hitchhiking. He had abandoned the
vehicle, but had a knife and Bonnie’s watch
in his possession.

On Wednesday the small child was able to
communicate with the officers so that they
were led to the scene of the crime. This
evidence was sufficient to show, beyond a
reasonable doubt, that defendant was with
the victims at the time of the murder.
This, considered with the theft of the
watch, possession of a knife suitable for use
in committing the homicides, and the flight
of the defendant, amounts to clear proof of
the guilt of defendant.

We have held that where there exists
other evidence, in addition to a confession,
sufficient to sustain a conviction, failure by
a court to, of its own motion, charge a jury
regarding the consideration to be given said
confession is not error requiring a new trial.
See Brunke v. State, 160 Fla. 43, 33 So.2d
226 (Fila.1948).

BS

407 SOUTHERN REPORTER, 2d SERIES

Nor contrary to the cited cases, docs
there seem to be any reason to doubt the
validity and voluntariness of appellant's
confession. During the sentencing phase he
personally addressed the jury, admitted to
having committed the murders, and asked
for imposition of the death penalty.

[3] It also bears note that appellant did
not request that instructions be given the
jury and did not object when the court
failed to do so. In the cases cited, either
request for instructions was made or as
objection raised to the absence thereof.

We therefore do not find the trial court's
failure to instruct the jury regarding appel-
lant’s confessions to be “fundamental er.
ror,” cognizable for the first time on appeal
and requiring reversal of the trial court's
decision. Unlike the cited cases, whatever
error that may have occurred here was
harmless error, and the <ircumstances of
this case do not warrant a new trial as a
result thereof.

[4] Appellant next argues that because
a complete record of the proceeding below
is not available for review by this Court
(appellant’s counsel's closing argument at
the guilt phase of the trial was not record-
ed), the decision should be vacated and re-
manded. We decline to do so because it
was appellant’s counsel that instructed the
court reporter not to report his final argu-
ment. Clearly, had the appellant been de-
prived the opportunity of a complete review
through no fault of his own, there would be
precedent for vacating the trial court's deci-
sion. Deiap v. State, 350 So.2d 462 (Fla
1977). But the right to review by an appel-
late court of the whole record may be relin-
quished, hence, our observation in Delap
that “ijn the absence of a waiver, the de-
fendant has a right to complete review.”
Id. at 463, n. 1. (emphasis added). The
right to a complete review here was waived
when appellant’s counsel instructed the
court reporter not to record his closing &*
gument, and appellant is not entitled to &
new trial on the basis of the reporter's
compliance with those instructions.

SMITH v. STATE

Fla. 899

(Cite an, Fia., 407 $0.24 604

On the same point, appellant also argues
that Rule 2.070(b), Florida Rules of Judicial
Administration, mandates vacation of the
trial court’s decision. That rule provides:

(b) Record When trial proceedings are

being reported, no part of the proceed-

ings shall be omitted unless all of the
parties agree to do so and the court ap-
proves the agreement.

While there is no showing that the parties
agreed to omit recordation of appellant's
counsel’s closing argument, or that the
court approved of such, it was, nevertheless,
appellant's counsel that instructed the court
reporter not to record his closing argument,
and in the absence of fundamental error
appellant may not now raise the matter on
appeal.

(5] Contrary to appellant’s argument in
his third point on appeal, we have held that
section 921.141, Florida Statutes, does not
violate the requirements of article V, sec-
tion 2(a), Florida Constitution, by attempt-
ing to govern practice and procedure. See
Dobbert v. State, 375 So.2d 1069 (Fla.1979),
cert. denied, 447 U.S. 912, 100 S.Ct. 3000, 64
L.Ed.2d 862 (1980).

(6) We are not convinced, as appellant
next contends, that heretofore unconsidered
evidence of mental deficiencies on his part
compels a new trial “in the interest of jus-
tice.” Appellant was examined and tested
by two psychologists whose findings were
then considered by the judge and jury. Al-
though the psychologists recommended that
appellant undergo further tests, he specifi-
cally declined to do so, and, at the sentenc-
ing portion of his trial, tendered no evi-
dence regarding a possible mental deficien-
cy.

{7} Furthermore, despite appellant's
contention to the contrary, the psychologi-
cal findings which were considered are not
#0 internally inconsistent as to be almost
useless. The psychological report stated, in
part:

Even if an organic disorder were found to

be present, we feel that it would not

minimize the long standing maladaptive
features of his personality nor would it

render him legally insane. The critical
aspect is that Jimmy has a chronic history
of difficulty in being aware of [,] accept-
ing [,] and dealing with his feelings of
anger. In fact, the personality evolution
points to a profound deficiency in charac-
ter development and the associated prob-
lems in impulse control. Should, how-
ever, an organic disorder be detected, we
would be willing to render an opinion
regarding possible mitigating circum-
stances.

The doctors’ report is unequivocal; appel-
lant was not legally insane.

The supplemental! report which appellant
now seeks to have considered was never
before the trial court because at that stage
of the proceedings appellant refused to un-
dergo further testing. Now he seeks to
undo his prior action. Appellant charted
his own course, willingly and knowingly,
and the psychological report weighed by the
judge and jury was definite, proper and
consistent. There was no error.

{8} Appellant’s next point on appeal is
that the exclusion of three jurors who ex-
pressed opposition to the death penalty vio-
lated his Sixth Amendment right to a jury
chosen from a random cross-section of the
community. More specifically, appellant
contends that the excusal cf the three did
not comport with the United States Su-
preme Court’s ruling in Witherspoon v. Iili-
nois, 391 U.S. 510, 88 S.Ct. 1770, 20 L.Ed.2d
776 (1968). In light of the testimony by
each of the jurors in question that under no
circumstances would he vote to put a person
to death, we are of the opinion that the
Witherspoon holding was complied with,
and that they were properly excused for
cause. See Fleming v. State, 374 So.2d 954
(Fia.1979); Foster v. State, 369 So.2d 928
(Fla.), cert. denied, 444 U.S. 885, 100 S.Ct.
178, 62 L.Ed.2d 116 (1979); and Jackson v.
State, 366 So.2d 752 (Fla.1978), cert. denied,
444 U.S. 885, 100 S.Ct. 177, 62 L.Ed.2d 115
(1979). '

[9,10] Appellant's sixth point on appeal,
that the trial court erred by allowing him to
waive representation by counsel at the sen-
tencing phase of his trial, is also without

BE

900 Fla

merit. At the outset, we note that self-rep-
resentation by a defendant in a criminal
proceeding is not per se improper. “{I)n the
absence of unusual circumstances an ac-
cused who is inentally competent and sui
juris has ‘he right to conduct his own de-
fense without counsel by virtue of Section
i] Veclaration of Rights, Florida Constitu-
tion.” State v. Capetta, 216 So.2d 749, 750
(Fla.1968), cert. denied, 394 U.S. 1008, 89
S.Ct. 1610, 22 LEd2d 787 (1969). The
waiver of one's right to counsel must, how-
ever, be an intelligent and knowing relin-
quishment of such representation. This
Court, when faced with a question regard-
ing the propriety of such a waiver in Goode
v. State, 365 So.2d 381 (Fla.1978), cert. de-
nied, 441 U.S. 967, 99 S.Ct. 2419, 60 L.Ed.2d
1074 (1979), cited the decision of the United
States Supreme Court in Faretta v. Califor-
nia, 422 U.S. 806, 95 S.Ct. 2525, 45 L.Ed.2d
562 (1975), which noted:
Although a defendant need not himself
have the skill and experience of a lawyer
in order competently and intelligently to
chooee self-representation, he should be
made aware of the dangers and disadvan-
tages of self-representation, so that rec-
ord will establish that “he knows what he
is doing and his choice is made with eyes
open.”

Here, weeks before trial, Faretta clear-
ly and unequivocally declared to the trial
judge that he wanted to represent him-
self and did not want counsel. The rec-
ord affirmatively shows that Faretta was
literate, competent, and understanding,
and tha‘ he was voluntarily exercising his
informed free will. The trial judge had
warned Faretta that he thought it was a
mistake not to accept the assistance of
counsel, and that Faretta would be re-
quired to follow all the “ground rules” of
trial procedure. We need make no as-
sessment of how well or poorly Faretta
had mastered the intricacies of the hear-
say rule and the California code provi-
sions that govern challenges of potential
jurors on voir dire. For his technical
legal knowledge, as such, was not rele-
vant to an assessment of his knowing
exercise of the right to defend himself.

BT

407 SOUTHERN REPORTER, 24 SERIES

Id. at 835-96, 95 S.Ct. at 2541. (Citation
and footnotes omitted.)

{11} Applying the Faretta criteria in the
case sub judice, we do not find appellant's
waiver of counsel to ‘rave been improperly
permitted. The record makes it quite clear
that appellant wanted to make the closing
argument at the sentencing phase of his
trial himself rather than have his
do so. It also makes it clear that he was
literate, competent, and understanding. He
was apprised of the danger of what he was
doing, of the seriousness thereof, and that s
very real result might be imposition of the
death penalty. He was warned that the
prosecutor would not “back up,” regardless
of who made the closing argument for the
defense, and would vigorously seek the
death penalty. He was strongly urged to
allow his attorney to make the closing argu-
ment, but insisted on doing so himself.

We need not inquire whether appellant
knew all of the specifics regarding aggra-
vating and mitigating circumstances and
the like. Paraphrasing the opinion in Fan
etta, we need make no assessment of how
well or poorly appellant mastered the intri-
cacies of the sentencing process, for his
technical legal knowledge, as such, was not
relevant to an assessment of his knowing
exercise of the right to defend himself.
The trial judge questioned appellant closely
concerning his desire to make the closing
argument himself. Appellant was warned
of the dangers of what he was doicg and
discouraged from doing so. lie was not
lightly allowed to follow the course which
he chose. The court fulfilled its obligation,
as enunciated in Faretta, and no reversible
error occurred.

[12] In the seventh point on appeal, ap-
pellant contends that the trial court erred
in sentencing by considering his uncorrobo
rated confessions to various crimes when
there was “no showing of a corpus delicti
for any prior offenses.” Appellant argues
that the trial judge's finding of a signifi
cant history of prior criminal activity, when
there was no evidence of such other than
statements made by appellant, violated the

SMITH v. STATE

Fis. 901

Cite as, Fin, 407 S024 894

corpus delicti principle. However, that
principle, which requires some independent
proof of a crime other than a confession
before one may be convicted, does not man-
date the reversal suggested, for the follow-
ing reasons.

Section 921.141, Florida Statutes (1979),
lists the aggravating and mitigating cir-
cumstances to be considered in determining
an appropriate sentence in a capital case.
Section 921.141(6)a) provides that lack of a
significant history of prior criminal activity
is to be considered a mitigating factor.
Noting that aggravating circumstances
must be proven beyond a reasonable doubt,
State v. Dixon, 283 So.2d 1 (Fla.1973), cert.
denied, 416 U.S. 943, 94 S.Ct. 1950, 40
L.Ed.2d 295 (1974), and the particular need
for accuracy when a life is at stake, appel-
lant argues that there must be competent,
independent proof of significant prior crimi-
nal activity in order to negate the mitigat-
ing circumstance established by section
921.141(6Xa). We have, however, specifical-
ly held otherwise.

In Washington v. State, 362 So.2d 658
(Pla.1978), cert. denied, 441 U.S. 937, 99
S.Ct. 2063, 60 L.Ed.2d 666 (1979), a death
sentence was appealed from in part on the
basis of an allegedly improper refusal by
the court to consider lack of a significant
history of prior criminal activity as a miti-
gating circumstance. The trial court had
refused to recognize the alleged mitigating
circumstance because the appellant had
carried on a course of burglaries, had stolen
Property for a significant period of time,
and had confessed and testified to such in
open court. The appellant asserted that the
trial court had acted improperly, that on
the basis of our decision in Provence v.
State, 337 So.2d 783 (Fia.1976), cert. denied,
431 U.S. 969, 97 S.Ct. 2929, 53 L.Ed.2d 1065
(1977), previous convictions are required to
Regate section 921 141(6Xa). We upheld the
trial court, however, observing:

[Appellant] misconstrues the holding of

Provence. That case construed Section

921.141(5\(b) which requires previous con-

viction of another capital felony involving
the use or threat of violence.... Sec-

tion 921.141(6Xa) makes no reference to

conviction and, hence, Provence has no

application to the instant case.
Washington, at 666-67.

Thus in the case sub judice, as in Wash-
ington, the trial court, on the basis of con-
fessions made by the appellant, properly
found that the appellant had a significant
history of prior criminal activity which ne-
gated the otherwise applicable mitigating
circumstance of section 921.141(6Xa).

{13} Nor, proceeding to appellant's
eighth point on appeal, did the trial court
err in sentencing by refusing to find as
mitigating circumstances that the appellant
was under the influence of extreme mental
or emotional disturbance and/or that his
capacity to appreciate the criminality of his
conduct or to conform his conduct to the
requirements of law was substantially im-
paired. See sections 921.141(6Xb) and (f).
Although consideration of all mitigating
circumstances is required by the United
States Constitution, Lockett v. Ohio, 438
U.S. 586, 98 S.Ct. 2954, 57 L.Ed.2d 973
(1978), the decision of whether a particular
mitigating circumstance in sentencing is
proven and the weight to be given it rest
with the judge and jury. Lucas v. State,
376 So.2d 1149 (Fla.1979).

[14] The appellant cites several cases in
which the mitigating circumstances of sec-
tions 921.141(6Xb) and/or (f) were applied
as a result of evidence pertaining to the
defendant's state of mind. In two of these
cases, Burch v. State, 343 So.2d 831 (Fla.
1977), and Shue v. State, 366 So.2d 387
(Fla.1978), we reversed death sentences be-
cause the trial judges had ignored the ju-
ries’ recommendations of a life sentence.
Although both cases demonstrate that evi-
dence regarding a defendant's mental state
may be taken in mitigation, their greater
emphasis seems to be on the deference
which is to be accorded a jury's sentencing
recommendation. The jury here recom-
mended imposition of the death penalty.

Also cited is our decision in Huckaby v.
State, 343 So.2d 29 (Fla.), cert. denied, 434
U.S. 920, 98 S.Ct. 393, 54 L.Ed.2d 276 (1977),

BB

902 Fis. 407 SOUTHERN REPORTER, 24 SERIES

in which we vacated a death sentence for
failure by the trial court to recognize the
existence of certain mitigating circumstanc-
es. Explaining why the lower court ought
to have recognized the mitigating circum-
stances, we noted:

The trial judge ignored every aspect of
the medical testimony in this case when
he found that no mitigating circumstanc-
es existed. There was almost total agree-
ment on Huckaby’s mental illness and its
controlling influence on him. Although
the defense was unable to prove legal
insanity, it amply showed that Huckaby’s
mental illness was a motivating factor in
the commission of the crimes for which
he was convicted. Our review of the
record shows that the capital felony in-
volved in this case was committed while
Huckaby was under the influence of ex-
treme mental or emotional disturbance,
anu that while he may have comprehend-
ed the difference between right and
wrong his capacity to appreciate the
criminality of his conduct and to conform
it to the law was substantially impaired.
These findings constitute two mitigating
circumstances which should have been
weighed in determining his sentence.

Id. at 38-34.

While the situation in Huckaby warrant-
ed an invasion of the trial court’s domain,
such is not the case here. The trial court
here did not ignore every aspect of the
medical testimony regarding the appellant;
rather, it found that the medical testimony
simply did not compel application of a miti-
gating factor in sentencing. Unlike the
court in Huckaby, the trial court did not
improperly refuse to recognize certain miti-
gating circumstances; rather, it considered
the evidence presented regarding the de-
fendant’s mental state and then made its
decision, which we are not to disturb unless
absolutely required to do so.

Relevant to this situation is our decision
in Lucas v. State, wherein we refused to
interfere with the trial court's decision re-
garding mitigating circumstances, noting:

Appellant next argues that the evi-
dence supports the existence of at least

two mitigating circumstances which the
trial court failed to take into considers.
tion. During the sentencing hearing, de.
fense counsel produced a psychiatrist who
testified that appellant knew right from
wrong, but suffered from @ sociopathic
personality resulting in defective judg.
ment. Other witnesses testified to appel.
lant’s abnormal appearance and behavior
on the evening of the shooting. Appel-
lant contends that this testimony proves
that he was under extreme mental or
emotional disturbance at the time of the
commission of the offense (section 921.-
141(6Xb)) and could not appreciate the
criminality of his conduct. (Section 921.-
141(6Xf)). In response, the state argues
that it lies within the province of the
trier of fact to weigh the evidence
presented. We agree. The jury and the
judge heard the testimony, and apparent-
ly concluded that the testimony should be
given little or no weight in their deci-
sions. We find nothing in the record
which compels a different result.

376 So.2d at 1153-54.

In Hargrave v. State, 366 So.2d 1 (Fla
1978), cert. denied, 444 U.S. 919, 100 S.Ct.

239, 62 L.Ed.2d 176 (1979), we considered s
similar question and held:

Returning to appellant's argument that
the trial judge erred in failing to find the
mitigating circumstances delineated
above, we respond that the jury and the
judge could have resolved the evidence in
favor of appellant’s position, but neither
was compeiled to do so. We are not here
dealing with a case where either the jury
or the court considered matters it should
not have considered or failed to consider
matters it should have considered. Ap
pellant simply disagrees with the force
and effect given to the testimony of ®
psychologist and a psychiatrist at the se®-
tencing hearing.... [Tlhe trial judge
did not ignore or fail to consider the
psychological evidence bearing on mitig®-
tion. Obviously, he and the jury wer?
not persuaded that it provided a sound

SMITH v. STATE

Fila. 903

Cite as, Fla, 467 So.2d 804

basis for establishment of the statutory

mitigating circumstances.
Id. at 5-6 (emphasis added).

Clearly then, we are not warranted to
disturb the trial court’s findings. There
was nothing improper in the conclusions
reached nor in the method by which they
were reached. The decision was one within
the domain of the judge and jury, and a
reversal thereof is not justified simply be-
cause appellant draws a different conclu-
sion from the testimony presented than did
the jury.

{15] The final point raised on appeal by
appellant is that the evidence presented
was insufficient to prove that he murdered
Donna Strickland to hinder law enforce-
ment. He objects to the trial court’s first
finding of fact as to aggravating circum-
stances, which reads, in part:

The capital felony charged in Count II
of the Indictment was committed to dis-
rupt or hinder the lawful exercise of a
governmental function or the enforce-
ment of laws.... The Court specifically
finds that the defendant than killed Don-
na Lynn Strickland to keep her from
testifying against him for the murder of
Bonnie Myrie Ward which she saw the
defendant commit.

Appellant suggests several reasons why
the above finding is improper, but, because
of the court’s second finding we need not
address the merits of appellant's argument.

In his second finding of fact as to aggra-
vating circumstances, the trial judge found
that the murders for which appellant was
convicted were committed in an especially
heinous, atrocious, and cruel manner. The
finding also noted that the manner in which
appeliant cut open the chest of Donna

was particularly heinous, atro-
cious, and cruel and that “even were there
ho other aggravating circumstances in this
case, this circumstance alone warrants the
imposition of the death penalty.” Although
we agree that appellant’s action in cutting
Open his younger victim's chest was particu-
larly loathsome and reprehensible, we are
of the opinion that the more heinous, atro-

cious, and cruel aspect of the killings was
the manner in which he strangled his vic-
tims. Appellant described how both women
struggled, shook spasmodically and looked
into his eyes as he choked them. Both
strangulations were prime examples of the
“conscienceless or pitiless «rime which is
unnecessarily torturous to the victim”
which we have established as heinous, atro-
cious, and cruel. See State v. Dixon, at 9.

Discussion of the proper basis for finding
the killings heinous, atrocious, and cruel
aside, the important point is that the trial
court found two aggravating circumstances.
Thus even were we to rule that Donna's
murder was not committed to keep her
from testifying against appellant, there
would remain the aggravating circumstance
of the heinous, atrocious, and cruel manner
of the killings, and the imposition of the
death penalty herein would still be justified.
As we noted in Dixon:
When one or more of the aggravating
circumstances is found, death is presumed
to be the proper sentence unless it or they
are overridden by one or more of the
mitigating circumstances provided in Fla.
Stat. § 921.141(7), F.S.A. [Now § 921.-
141(6)}
Id. at 9. Because there are two aggravat-
ing circumstances, and no mitigating ones,
the sentence of death would not have to be
overturned even if we were to find the first
aggravating circumstance improper. The
second finding alone is sufficient basis for
imposition of the death penalty. Considera-
tion of the merits of the first finding would
be for naught, and so we decline to do so.

In light of the foregoing, we find that the
trial court’s decision was proper. Accord-
ingly, thé conviction and sentence imposed
by the trial court are affirmed.

It is so ordered.

BOYD, OVERTON and McDONALD, JJ.,
concur.

ALDERMAN, J., specially concurs with
an opinion, with which BOYD, J., concurs.

SUNDBERG, C. J., dissents.

B1O

econ

wits ene iia RR bo,

——

904 Fis

ALDERMAN, Justice, concurring special-
ly.

Although I concur with the affirmance of
the conviction and sentence and the ration-
ale of the majority for this affirmance, I
would not avoid the issue of whether the
trial court properly found the aggravating
circumstance that Smith murdered Donna
Strickland to hinder law enforcement. The
majority finds it unnecessary to resolve this
question because there is at least one viable
aggravating circumstance and no mitigat-
ing circumstances, and therefore under
State v. Dixon, 283 So.2d 1 (Fla.1973), cert.
denied, 416 U.S. 948, 94 S.Ct. 1950, 40
L.Ed.2d 295 (1974), death is presumed to be
the proper sentence.

In my view, the trial court properly found
that Smith murdered i onna to hinder law
enforcement. In its sentencing order, the
trial court explains its justification for this
finding:

1. The capital felony charged in Count

II of the Indictment was committed to

disrupt or hinder the lawful exercise of a

governmental function or the enforce-

ment of laws. The evidence shows that
the defendant coolly and calmly lured

Bonnie Myrie Ward and her twelve year

old daughter, Donna Lynn Strickland, to

drive their automobile down a lonely dirt
road through the use of a lie that the
defendant had clothing cached in said lo-
cation which he needed to retrieve. The
defendant then caused Bonnie Myrie

Ward to leave the car with him and was

in the process of killing her through the

means charged in the Indictment when

Donna Lynn Strickland attempted to

come to the aid of her mother. The

Court specifically finds that the defend-

ant then killed Donna Lynn Strickland to

keep her from testifying against him for
the murder of Bonnie Myrie Ward which
she saw the defendant commit.

Accordingly, I would find that the trial
court properly found two aggravating cir-
cumstances.

BOYD, J., concurs.

407 SOUTHERN REPORTER, 2d SERIES

Amos Lee KING, Jr. Appellant,
v.

STATE of Florida, Appellee.
No. 61406,

Supreme Court of Florida.
Dec. 2, 1981.

Defendant appealed from the denial by
the Circuit Court, Pinellas County, John §
Andrews, J., of his motion for postconvice.
tion relief. The Supreme Court held that
defendant was not denied effective assist.
ance of counsel.

Affirmed.

Criminal Law @641.13(2)

Where defendant's attorney did not
make any single act of omission or commis-
sion that was substantial and serious defi-
ciency measurably below that of competent
counsel, even though only 11 days inter-
vened between end of his previous case and
defendant's trial during which most of
preparation for defendant's case occurred,
defendant was not denied effective assist-
ance of counsel. West's F.S.A. Rules Crim.
Proc., Rule 3.850.

Baya Harrison, III of Fuller, Johnson &
Harrison, Tallahassee, for appellant.

Jim Smith, Atty. Gen., and Michael /
Kotler, Asst. Atty. Gen., Tampa, for appe!
lee.

PER CURIAM.

This is an appeal from a final order of the
Cireuit Court of the Sixth Judicial Circuit
in and for Pinellas County, dated November
13, 1981, denying King’s motion for post
conviction relief filed pursuant to Florida

Bll

SMITH v. STATE Fla. 323
Cite as 445 $0.24 323 (Fila. 1953)

judicia} system and, ultimately, on the tax-

payer. We will not ignore the substance of

justice in a blind adherence to its forms.
Accordingly, the holding of the Second

District in Burney is approved and that of

the Fourth District in Strasser is quashed.
It is so ordered. :

ALDERMAN, CJ., and ADKINS,
BOYD, OVERTON and SHAW, JJ., concur.

McDONALD, J., dissents.

ON PETITION FOR REHEARING

EHRLICH, Justice.

[2] Respondent, in its petition for
rehearing, points out that we failed to ad-
dress the second issue raised in its brief, an
issue which assumes greater significance in
light of our disposition of the first issue.

Respondent points out that at trial the
prosecutor elicited from a state witness
evidence that Strasser had exercised his
right to remain silent. The defense pre
served the issue for appeal by timely objec-
tion and raised it before the district court.
The district court reversed and remanded
for new trial on the jury-instruction issue
we addressed in our original opinion, and
never addressed the issue on which we now
focus.

We note that, in the absence of a decision
from the district court, procedural formali-
ty would suggest that we should remand to
the district court for entry of a decision on
the issue. However, in light of this Court’s
decision in State v. Burwick, 442 So.2d 944
(Fla.1983), such procedural nicety would
merely delay the judicial process without
benefiting anyone. We therefore remand
for new trial on the basis of Burwick.

For the record, we note that we have
considered respondent's third point and
find it to be without merit.

Thus, the decision of the district court is
approved in result only and the cause is
remanded for ttew trial.

It is so ordered.
APPENDIX C

BOYD, OVERTON, McDONALD and
SHAW, JJ., concur.

ALDERMAN, C.J., dissents.

|

Jimmy Lee SMITH, Appellant,
v.
STATE of Florida, Appellee.
No. 63389.

Supreme Court of Florida.

Nov. 10, 1983.
Rehearing Denied March 8, 1984.

Prisoner who had been convicted of
murder and sentenced to death sought
postconviction relief. The Circuit Court,
Jackson County, Robert L. McCrary, J.,
denied relief and prisoner appealed. The
Supreme Court, Adkins, J., held that: (1)
record did not show that defendant re
ceived ineffective assistance of counsel,
and (2) prosecution had not withheld any
Brady material. '

Affirmed.

1. Criminal Law ¢-998(3)

Issues which neither were or could
have been litigated at trial and upon direct
appeal are not cognizable through collater-
al attack.

2. Criminal Law ¢—998(14)

When ineffective assistance of counsel
is asserted, burden is on the appellant te
specifically allege and establish grounds
for relief and to establish whether sack
grounds resulted in prejudice to him.

3. Criminal Law €—998(14)

In order to demonstrate ineffective a»
sistance of counsel, specific omission of
overt act upon which the claim is based

cl

324 Fla.
must be detailed in the appropriate plead-
ing, defendant must show that the specific
omission or overt act was a substantial and
serious deficiency measurably below that
of competent counsel in view of the totality
of the circumstances, defendant must show
that, when considered under the circum-
stances of his case, there was a likelihood
that the deficient conduct affected the out-
come of the proceedings, and State must be
given an opportunity to rebut those asser-
tions by showing beyond a reasonable
doubt that there was no prejudice in fact.
4. Criminal Law ¢998(17)

In the absence of showing as to what
would have been discovered if counsel had
not failed to do the specific acts which
allegedly constituted ineffective assistance
of counsel, record did not exgpert claim of
ineffective assistance.

5. Criminal Law €998(14)

Issue raised in unsworn motion could
not be considered by court. West’s F.S.A.
RCrP Rule 2.850.

6. Criminal Law ¢700

Information concerning statements
made by defendant’s mother which would
have lent credibility to defendant’s state
ments was available to defendant prior to
trial insofar as it involved defendant's own
life story and prosecution had no Brady
obligation to make those statements known
to defendant.

Nora Leto, Lakeland, Robert Augustus
Harper, Jr., Tallahassee, and Dennis W.
Hartley, Colorado Springs, Colo., for appel-
lant.

Jim Smith, Atty. Gen. and John W. Tiede-
mann, Asst. Atty. Gen. Tallahassee, for
appellee.

ADKINS, Justice.

In 1978, appellant was convicted of =
counts of first-degree murder and se.-
tenced to death on each count. Upon direct
appeal, this Court affirmed these convic-
tions and sentences. Smith v. State, 407
So.2d 894 (Fla.1981), cert. denied, 456 U.S.

ce

445 SOUTHERN REPORTER, 7d SERIES

984, 102 S.Ct. 2260, 72 L.Ed.2d 864 (1982).
After executive clemency proceedings the
governor signed a death warrant. On
March 2, 1983, appellant filed a motion to
vacate the judgments and sentences pursu-
ant to Florida Rule of Criminal Procedure
3.850 stating six grounds for relief and also

sought an evidentiary hearing and a stay of :

execution. Prior to the hearing on these
motions, appellant filed an amendment to
his motion for post-conviction relief on
three additional grounds. On March 9,
1983, the trial court denied appellant’s mo-
tions for post-conviction relief without an
evidentiary hearing incorporating a copy of
the trial record to his order. The appellant
filed this appeal. We have jurisdiction.
Art. V, § 3(bX7) & (9), Fla. Const.

Appellant alleged the following six
grounds for relief in his original Rule 3.850
motion: 1) that the introduction into evi-
dence of defendant’s confession violated his

right to counsel as guaranteed by the sixth.

and fourteenth amendments; 2) that the
jury was improperly instructed on the issue
of mitigating circumstances in violation of
the defendant's rights under the eighth and
fourteenth amendments; 3) that the jury
was selected through procedures that sys-
tematically excluded from jury service per-
sons having opposition to the death penalty
in violation of Witherspoon v. Illinois, 391
U.S. 510, 88 S.Ct. 1770, 20 LEd.2d 776
(1968); 4) that defendant was deprived of
due process by the state’s failure to pro
vide notice of the aggravating circumstane-
es upon which it intended to rely in viola-
tion of the eighth and fourteenth
amendments; 5) that the failure to sup
press defendant’s post-arrest confession
which was obtained after the defendant
had invoked his right to consult counsel
was in violation of the fifth, sixth and
fourteenth amendments; and 6) that the
defendant was denied the effective assist-
ance of counsel at the guilt and penalty
stages of his capita! trial in violation of the
sixth, eighth and fourteenth amendments.
In addition to these grounds, the appellant
alleged three other grounds in his
amendment to his motion. Those grounds

——

SMITH v. STATE

Fla. 325

Cite as 445 So.2d 323 (Fla. 1983)

are: 1) that the sentencing process ignored
the safeguards of Proffitt v. Florida, 428
US. 242, 96 S.Ct. 2960, 49 LEd2d 913
(1976); 2) tha’ ‘he sentence should be va-
cated because non-statutory aggravating
circumstances were found by the trial court
in violation of the defendant’s rights under
the eighth and fourteenth amendments;
and 3) that the state withheld mitigating
facts from the defense in violation of de-
fendant’s rights under the fifth and four-
teenth amendments.

{1] Issues which either were or could
have been litigated at trial and upon direct
appeal are not cognizable through collater-
al attack. Demps v. State, 416 So.2d 808,
809 (Fla.1982); Meeks v. State, 382 So.2d
673, 675 (Fla.1980), cert. denied, — US.
——, 103 S.Ct. 799, 74 L.Ed.2d 1002 (1983);
Adams v. State, 380 So.2d 423, 242 (Fla.
1980).

We find that all except two of the forego-
ing issues were or could have been raised
on direct appeal and therefore are preclud-
ed from our consideration by collateral re-
view. The two issues which we will con-
sider on this appeal are appellant’s claim of
ineffective assistance of counsel and the
claim that the state withheld mitigating
facts from the defense.

“In support of appellant’s ground based
on the alleged ineffective assistance of trial
counsel, he cites a number of specific in-
stances in which counsel's failure to act
allegedly amounted to ineffective assist-
ance of counsel. Appellant asserts that
counsel failed to make a motion to suppress
any of the confessions introduced against
the appellant. He also claims: 1) that
counsel failed to cross-examine cruc’ wit-
nesses and that the cross-examination of
others was perfunctory; 2) that counsel’s
voir dire examination at appellant's trial
was ineffective; 3) that counsel failed to
investigate any information for the guilt or
penalty phases of the trial; 4) \.at counsel
failed to file any motions designed to aid in
the defense of the appellant; and 5) that
counse! failed to avail himself of sinificant
facts and witnesses that may have been

effective in presenting claims for mitiga-
c3

tion including developing any psychological
testimony with regard to possible witne:s-
es.

(2,3) When ineffective assistance of
counsel is asserted, the burden is on the
appellant to specifically allege and estab-
lish grounds for relief and to establish
whether such grounds resulted in prejudice
to him. Meeks v. State. This Court set
standards for assessing whether the per-
formance of counsel in a given situation
amounts to legal incompetency in Knight v.
State, 394 So.2d 997, 1001 (Fla.1981). We
adopted the following four principles to
make this determination. Firsc, the specif-
i¢ omission or overt act upon which the
claim of ineffective assistance of counsel is
based must be detailed in the appropriate
pleading. Second, the defendant has the
burden to show that this specific omission
or overt act was @ substantial and serious
deficiency measurably below that of compe-
tent counsel. In making this second deter-
mination, the performance of counsel must
be judged in light of the totality of the
circumstances. Meeks v. State. Third, the
defendant has the burden to show that this
deficiency, when considered under the cir-
cumstances of his case, was substantial
enough to demonstrate a prejudice to the
defendant to the extent that there is a
likelihood that the deficient conduct affect-
ed th. outcome of the court proceedings.
Fourth, in the event a defendant does show
a substantial deficiency and presents a pri-
ma facie showing of prejudice, the state
still has the opportunity to rebut those
assertions by showing beyond a reasonabie
doubt that there was no prejudice in fact.

(4) Appellant has failed to allege specif-
ic facts to demonstrate that, but for any of
the claimed omissions of trial counsel, the
results of appellant’s case would have been
different. Nothing has been shown to this
Court concerning what evidence would
have been discovered had counse! not failed
to do the specific acts which appellant
claims constitute ineffective assistance of
counsel. Appellant has failed the require-
ment under Knight of showing that any of

He ncaa tee.

326 Fla

these deficiencies were substantial enough
to demonstrate a prejudice to him.

In support of appellant's claim that the
state withheld mitigating facts from the
defense in this cace in violation of his
rights under the fifth and fourteenth
amendments, appellant alleges that the
pros cution withheld statements made by
his mother which would have lent credibili-
ty to his statements which were made on
video tape and would have added evidence
in mitigation. Appellant relies on Brady v.
Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10
L.Ed.2d 215 (1963), as the legal basis for
his argument.

{5,6} The state argues, first of all, that
this issue should not be considered by this
Court because it was contained in an un-
sworn motion contrary to the requirements
of the Florida Rules of Criminal Procedure.
See Fla.R.Crim.P. 3.850. The trial court
refused to consider this issue on this basis
and we agree that the trial] court was pro
cedurally precluded from giving this issue
consideration. Moreover, even if appel-
lant’s Brady claim had been preserved and
even if we were to consider the merits of
this claim, we would have to hold that it is
insufficient as a matter of law. Brady
requires that the defendant not be aware
of the withheld evidence before or during
trial. Arango v. State, 437 So.2d 1099
(Fla.1983). The information contained in
the affidavit was obviously available to the
appellant and to trial counsel msofar as it
involves appellant’s own life story.

Therefore, we must conclude that the
appellant has failed to show any basis upon
which we should grant him an evidentiary
hearing. We affirm the order of the trial
court.

It is so ordered.

ALDERMAN, CJ., and BOYD, OVER-
TON, McDONALD, EHRLICH and SHAW,

445 SOUTHERN REPORTER, 24 SERIES

James AGAN, Appellant,
v.
STATE of Florida, Appellee.
No. 60476.

Supreme Court of Florida.
Dec. 15, 1988.
Rehearing Denied March 8, 1984.

Defendant was convicted in the Circuit
Court, Bradford County, R.A. Green, Jr.,
J., of first-degree murder, and was sen-
tenced to death. Defendant appealed. The
Supreme Court, Boyd, J., held that: (1)
aggravating circumstances that defendant
was under sentence of imprisonment at
time of offense and that he had previously
been convicted of crime involving violence
could properly receive separate considera-
tion, given that the two aggravating fac-
tors were not based on same essential fea-
ture of crime or of defendant’s character;
(2) defendant’s lack of remorse was not
considered improperly as aggravating cir-
cumstance, but, rather, was given limited
consideration only to negate mitigation; (3)
fact that defendant was 54 years of age
was not mitigating circumstance; and (4)
defendant’s confession, appearance before
grand jury, and pleading guilty were prop-
erly rejected as mitigating circumstances,
inasmuch as any cooperation by defendant
was, by his own admission, merely in fur-
therance of plan to receive only life impris-
onment and thus to be able to return to
prison and kill another inmate.

Affirmed.

1. Homicide 354

Aggravating circumstances that de
fendant was under sentence of imprison-
ment at time that he committed murder,
and that defendant had previously been
convicted of crime involving violence, could
be given separate consideration, inasmuch

IN

THURSDAY, MARCH 8, 1984

JIMMY LEE SMITH, ha
Appellant, ae
vs. *
STATE OF FLORIDA, **
Appellee... ae

THE SUPREME COURT OF FLORIDA

CASE NO. 62,389

Circuit Court Case Nos. |
5-78-200 and 5-78-201
(Jackson)

On consideration of the Petition for Rehearing filed

by attorney for appellant, and reply thereto,

IT IS ORDERED by the Court that said petition be and

the same is hereby denied.

The Motion for Stay filed by attorney for appellant

is granted and the proceedings in

this Court and the Circuit Court

of the Fourteenth Judicial Circuit in and for Jackscn County, Florida,

are hereby stayed to and including April 9, 1984, to allow appellant

to seek review in the Supreme Court of the United States and obtain

any further stay from that Court.

A True Copy Cc
cc:
TEST:
Sid J. White

Clerk Supreme Court

Hon. Daun Crews, Clerk

Dennis W. Hartley, Esquire

of Hartley, Obernesser & Vaglica
Robert Augustus Harper, Jr., Esquire
John W. Tiedemann, Esquire

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385011_1796%3A1. Public record. Not legal advice.
