# Petition — Briggs v. Goodwin

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385011_0786%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1984
- **Citation:** 464 U.S. 1040

## Text

a

Office-Supreme Court, U.S.
FILED

$5008

Ocroser Term, 1983

JOHN BRIGGS, et al.,
Petitioners,
v.

GUY GOODWIN,
Respondent.

PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
DISTRICT OF COLUMBIA CIRCUIT

Morton Stavis
Counsel of Record

Rosert BorHmM

c/o Center for Constitutional
Rights

853 Broadway

New York, New York 10003

Puiu J. HirscHoKop

108 North Columbus Street
P.O. Box 1226

Alexandria, Virginia 22313

CaMERON CUNNINGHAM
2369 University Avenue
East Palo Alto, California 94303

Brapy CoLeEMAN
617 Banco Street
Austin, Texas 78703

Jack LEVINE
1425 Walnut Street
Philadelphia, Pennsylvania 19102

Attorneys for Petitioners

a

PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

Petitioners petition for a writ of
certiorari to review the judgment of the
Court of Appeals for the District of
Columbia Circuit in this case.

QUESTIONS PRESENTED

Whether this Court's decision in

Briscoe v. LaHue, 1 i » 209: 382

1108 (1983), holding that 42 U.S.C. §1983
does not authorize suit against a police
officer for false testimony in a criminal
trial, means that:

a) Where a government attorney has
placed an informer with grand jury wit-
nesses and their counsel, some of the
witnesses being targets, and where the
informer continues in association with
some of such witnesses, sometimes in
meetings with their attorneys, after they

have been indicted, and where the informer

aie

reports defense strategy to the government
and the government attorney takes no
effective action to stop the conduct of
the informer placed by him in the defense
camp, the government attorney somehow
acquires immunity from a claimed violation
of Sixth Amendment rights because at one
point he was called to the witness stand
and falsely advised the court that he had
not placed an informer in the defense
camp?

b) A government attorney, a defen-
dant in a Bivens suit based on a claim
that Sixth Amendment rights had been
violated by his having given false advice
to a court and a group of grand jury
targets that he had not placed informers
among them, may claim "witness immunity"
with respect to such advice?

LIST OF ALL PARTIES

Petitioners:

John Briggs
o2e

Scott Camil

Peter P. Mahoney

Stanley K. Michelson

Jonn Kniffin

William Patterson

Alton Foss

Donald Perdue

Robert Wayne Beverly

Jack Jennings

Bruce Hortcn

John Chambers
Respondent:

Guy Goodwin

TABLE OF CONTENTS

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TABLE OF AUTHORITIES

Cases:

Briggs v. Goodwin, 569 F.2d 10,

cert. den. 437 U.S. 904

CLP TUR bebe s.6 Saas ed ow dnd 0 éble eho dopeoeer
Briggs v. Goodwin, 712 F.2d 1444

sth tes, aes ke eeb ob ee es Wa eee 4
Briscoe v. LaHue, U.8. _,

103 S.Ct. 1108 (1983)..1,14 et passim
Gregoire v. Biddle, 177 F.2d 579,

Ceres GON, Bae UsSs B49. cécccssice Be
Imbler v. Pachtman, 424 U.S. 409

[AVIRP ctor ove deocepeceebseeeeseouaneeen

In Re Murchison, 349 U.S. 133

CEPOU) ve vebbeee ee keeee ce eeeee ee ot.a.
Offutt v. United States, 348 U.S.

BA ALSO OD Cawescrertdesccesions eeus on 34
Pierson v. Ray, 386 U.S. 547

(1967) cocecvece Treen rcKe eer eae on ae

Regents of the Univ. of California.

v. Bakke, 438 U.S. 265 (1978)..... 34
Richmond Newspapers, Inc. v.

Virginia, 448 U.S. 555 (1980)..... 34
Weatherford v. Bursey, 429 U.S.

545 (1977) wcccccsccccees er ere ee a ee

Constitution and statutes

United States Constitution:

Sixth Amendment.....ccece 1,5 et passin
BE UataGes GLASO Uh) co wow ewes ene tes
Bas We ate Bae tees kc ec bheetewscbeeeess ee

OPINIONS BELOW

The opinion of the Court of Appeals
dated July 8, 1983, from which this
petition is filed, is reported at 712 F.2d
1444 (D.C. Cir. 1983) (see Appendix A,
infra, la et seg.). ‘The prior opinion of
the Court of Appeals dated January 11,
1983, is reported at 698 F.2d 486 (Appen-
dix B, infra, 14a et seg.). The opinion
and order of the district court dated
September 19, 1980 (Appendix C, infra,
36a) are not reported.

a ae

JURISDICTION

The judgment of the Court of Appeals
was rendered on July 8, 1983. The juris-
diction of this Court is invoked under 28
U.S.C. §1254(1).

CONSTITUTIONAL PROVISIONS INVOLVED

The Sixth Amendment to the United
States Constitution provides:

In all criminal prosecutions, the

accused shall ... have the assistance

of counsel for his defence.

STATEMENT OF THE CASE?

On July 7, 1972, a grand jury in
Tallahasee, Florida, subpoenaed petition-
ers to testify concerning their activities
in connection with the Vietnam Veterans
Against the War (VVAW). The subpoenas

were returnable three days later on July

luarge parts of this statement are
drawn verbatim from the opinion of the
Court of Appeals dated January 1l, 1983,
reported at 698 F.2d 486. Appendix B,
infra, 16a et seg.

10, 1972. Pranz left Florida prior to the
grand jury proceedings, and it is not
contended that he participated in the
alleged conspiracy.

-37a-

jury, and an indictment was returned on
July 13, 1972. Several months later a
superceding indictment was returned by
another grand jury when new evidence
indicated that Plaintiffs Briggs and
Michaelson were involved in the criminal
activity that was the subject of the July
13 indictment.

Prior to his trip to Florida, Goodwin
gave instructions.to the FBI that were
designed to protect Plaintiffs' Sixth
Amendment rights. He told Claude Meadow
(the FBI agent who was Poe's sole contact)
to inform Poe that he should refrain from
involving himself with the planning of any
defense strategy, and, should he overhear
such strategy being discussed, Poe was not
to relay the information to the FBI.
Meadow issued Goodwin's instructions to
Poe, and informed Goodwin that Poe would
comply with them. Goodwin had no direct
contact with Poe.

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Because Plaintiffs were hastily
subpoenaed, they were represented by
common counsel at the grand jury proceed-
ings. Many Plaintiffs met each other for
the first time as a result of those
proceedings. They were therefore con-
cerned that there might be an informer in
their midst who would be privy to defense
strategy. This fear was accentuated
because Plaintiffs were represented by
common ca.nsel and defense strategy was,
in many instances, jointly. planned.

Emerson Poe signed two documents,
both undated, authorizing VVAW's defense
attorneys to represent him in a limited
manner. The first document authorized
representation in proceedings which sought
to delay the grand jury until counsel
could be retained. VVAW's Motion for Stay
was denied on July ll, 1972. The second
document authorized representation in
matters of "affirmative action" until Poe

-39a-

could retain his own counsel. According
to Poe, he signed the first document on or
about July 8, 1972, and signed the second
document after he was dismissed by the
grand jury on July 13, 1972. There is no
evidence to the contrary.

On July 12, 1972, the District Court
for the Northern District of Florida heard
argument from Plaintiffs about their
entitlement to certain information,
including the existence vel non of any
evidence that informants of the government
were among those witnesses who were
represented by counsel at the grand jury.
The July 12th hearing was marked by
confusion as to what witnesses VVAW's
counsel were representing for grand jury
purposes. Prior to July 12, 1972, the
government had not been presented with a
list of witnesses who were so represented.
At the July 12th hearing, defense counsel
stated, after Emerson Poe's name was

-40a-

mentioned, that "... I have just been
informed that Mr. Poe, who I believe
Originally was not represented by coun-
sel..." and was then interrupted by
another defense counsel, who stated
"(j]ust for the Sixth Amendment motion
that Your Honor ruled on the other day..."

While this discussion is a bit
confused, it supports Poe's assertion that
prior to July 14th he was represented by
counsel only for the motion to stay the
grand jury proceedings. On July 13, 1972,
this colloquy occurred under oath:

The Court: Mr. Goodwin, are any of
the witnesses
represented by counsel |
agents or informants of
the United States of
America?

The Witness: No, Your Honor.
The Court: You can step down.
The Court's statement "witnesses repre-

sented by counsel" refers to witnesses

identified by defense counsel on July

-4la-

l2th. It is Defendant's negative as-
sertion to the Court's question that has
given rise to the instant litigation.
Plaintiffs contend that Defendant knew or
should have known that Emerson Poe was
represented by their counsel and therefore
knew or should have known that their Sixth
Amendment rights were being violated.
Defendant contends in his Motion for
Summary Judgment that (1) he is entitled
to absolute prosecutorial immunity, or (2)
assuming arguendo he is not so entitled,
qualified prosecutorial immunity precludes
further prosecution of this litigation.
It is clear that a prosecutor enjoys
absolute immunity when his activities are
* quasi-judicial in nature. Butz v.
Economu, 438 U.S. 478, 516 (1978); Imbler
v. Pachtman, 424 U.S. 409, 431 (1976).

When a prosecutor transcends his role as
an advocate, and instead performs
investigatory activities, his immunity

-42a-

from suit is qualified, rather than

absolute. Briggs v. Goodwin, 569 F.2d 10,

16 (D.C. Cir. 1977). In the instant case,
Plaintiffs allege that Goodwin violated
their Sixth Amendment rights by planting
an informer in their midst and perjuring
himself. To ascertain whether Defendant
is entitled to absolute or qualified
immunity, the Court must scrutinize what
type of activity he was engaging in when
he performed the facts that form the basis
of Plaintiffs' complaint.

Poe was subpoenaed in order to
preserve his role as an informer.
Goodwin's response was likewise designed
so that Poe could maintain that role.
Goodwin desired to preserve Poe's position
in order to facilitate the investigation
of the VVAW. Defendant's assertion that
he was acting in a quasi-judicial manner

within the meaning of Imbler v. Pachtman,

-43a-

supra, is therefore misplaced. Defendant
is not entitled to absolute immunity.
As the Court of Appeals noted in

Briagas v. Goodwin, Defendant is entitled

to a qualified immunity. If Goodwin shows
that “he entertained a good-faith, reason-
able belief in the truth of his response
to the federal district judge in Florida,"
id., at 16, then he is immune from liabil-
ity. The facts, as developed by discovery
and the extensive record before the Court,
establish that Goodwin in fact believed in
the veracity of his statement.

First, the deposition testimony of
Goodwin, Meadow, and others connected with
the grand jury investigation reveals that
Defendant issued strict instructions to
Poe designed to preclude Poe's participa-
tion in the common defense. Second, it is
clear from the deposition testimony that
Goodwin believed Poe was heeding those
instructions. Third, Poe believed and

-44a-

still believes that he in fact followed
Goodwin's instructions, and he therefore
did not inform Goodwin to the contrary.
Fourth, the evidence supporting Plain-
tiffs' assertion that Poe was cognizant of
some defense strategy also indicates that
Goodwin was not privy to this information
when he made his assertion to Judge
Middlebrooks. Finally, the assertions of
defense counsel on July 12th indicating
that Poe was not being represented sup-
ported Goodwin's belief that Poe was in
fact not represented by counsel. It is
clear that Goodwin did not perjure himself
on July 13, 1972.

The only remaining issue before the
Court is whether summary judgment is
appropriate in the instant action. As the

Supreme Court noted in Butz v. Economu,

supra, at 508,
{[D]amages suits concerning constitu-
tional violations need not proceed at
trial, but can be terminated

-45a-

on a properly supported motion for
summary judgment based on the defense
of*immunity... In responding to such a
motion plaintiffs may not play dog in
the manger; and firm application of the
Federal Rules of Civil Procedure will
ensure that federal officials are not
harassed by frivolous lawsuits.

Because Defendant has proved that he
entertained a good-faith, reasonable
belief in the truth of his statement, he
is entitled to summary judgment. Butz v.

Economu, supra; Briggs v. Goodwin, supra.

An appropriate Order follows this Memoran-
dum Opinion.
Aubrey E. Robinson, Jr.

United States District Judge

Date: September 19, 1980.

ORDER
Upon consideration of Defendant's
Motion for Summary Judgment, Plaintiffs'

Opposition thereto, the entire record

-46a-

therein, and the Memorandum Opinion issued
by the Court this date, it is by the Court
this 19th day of September, 1980,

ORDERED, that Defendant's Motion for
Summary Judgment, be and hereby is,
GRANTED.

Aubrey E. Robinson, Jr.

United States District Judge

-47a-

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385011_0786%3A1. Public record. Not legal advice.
