# Petition — Patton v. Yount

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385011_0098%3A01

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1984
- **Citation:** 467 U.S. 1025

## Text

Office -

R 9 e 9 & Pitan U.S.
JUN 29 1993
No. ALEXANDER L. stevas.
— es
in the Supreme Court of the

UnjtedD States

Term,

ERNEST S. PATTON, Superintendent, SCI—
CAMP HILL, and HARVEY BARTLE, III,
Attorney General of the Commonwealth of
Pennsylvania,
Petitioners
v.

JON E. YOUNT,
Respondent

PETITION FOR WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT

THOMAS F. MorRGAN,
District Attorney of Clearfield
County
F. CORTEZ BELL, III,
Assistant District Attorney of
Clearfield County
P. O. Box 887
Clearfield, PA 16830
(814) 765-9669
Counsel for Petitioners

Murrelle Printing Co., Box 100, Sayre, Pa. 18840—(717) 888-2244

QUESTIONS PRESENTED FOR REVIEW

1. Whether pre-trial publicity of Respondent's
retrial infringed on his ability to select and impanel a
fair and impartial jury in light of the provisions of the
Sixth Amendment to the Constitution of the United
States.

2. Whether a federal court in reviewing a state
court conviction by way of a habeas corpus petition
may disregard the sworn testimony of jurors to remain
impartial and find that the defendant was denied a
fair trial on the basis that the jurors were biased by
pre-trial publicity.

3. Whether the federal court of appeals im-
properly applied the standards set forth in Marshall v.
United States, 360 U.S. 310 (1959), as to juror prej-
udice to a state court conviction thereby violating the
holding set forth in Murphy v. Florida, 421 U.S. 794
(1975).

TABLE OF CONTENTS

fae 2 PAGE
Questions Presented for Review............... i
I cd cits cc ect c cee des iii
Citations to Opinions Below ................. ]
Statement of Jurisdiction .................... 2
Constitutional Provision Involved ............. 3
I cece cer esvec nse 4
Reasons for Allowance of the Writ of Certiorari 8
EO 12
APPENDIX:
Opinion of the United States Court of Ap-
peals for the Third Circuit............. la

Opinion of the United States District Court
for the Western District of Pennsylvania. 54a

Order of the United States District Court
for the Western District of Pennsylvania. §8la

Opinion of the Supreme Court of Pennsyl-

SS 82a
Judgment of the United States Court of Ap-
peals for the Third Circuit............. 100a

Order of the United States Court of Ap-
peals for the Third Circuit Staying Is-
suance of Certified Judgment Until June
CEs So 5 pave sidp cli.cserrsecs 102a

TABLE OF AUTHORITIES

PAGE
FEDERAL:
Dobbert v. Florida, 432 U.S. 282 (1977)....... 9
Irvin v. Dowd, 366 U.S. 717 (1961).......... 8, 9, 10

Marshall v. United States, 360 U.S. 310 (1959) .11, 12
Martin v. Warden, 653 F.2d 799 (3d Cir., 1981),

cert. denied, 454 U.S. 1151 (1982)...... 9, 10, ll
Miranda v. State of Arizona, 384 U.S. 436

Se ei ke eres tune haku ae te 4

Murphy v. Florida, 421 U.S. 794 (1975) ....... 8, 9

10, 11, 12

Sumner v. Mata, 449 U.S. 539 (1981) ......... 10

United States v. Provenzano, 620 F.2d 985 (3d
Cir., 1980), cert. denied, 449 U.S. 899

ROM Pre ee Fig emer re rey ey 10
Yount v. Patton, 537 F. Supp. 873 (1982),

vacated F.2d UNE jr hh a bids 9, 10, 11
STATE:

Commonwealth v. Yount, 435 Pa. 276, 256
A.2d 464 (1969), cert. denied, 397 U.S. 925

GREED oa u's Sh'chu'n Gide Kae bee tien wassies 5
Commonwealth v. Yount, 455 Pa. 303, 314

Pi aa b onk b6 Oks abe Rel 5, 6, 8, 9
STATUTE:
ee ee I Sx 64 tes 6 n'a a's x eee ees 6, 10

Citations to Opinions Below 1

CITATIONS TO OPINIONS BELOW

The opinion of the United States Court of Appeals
for the Third Circuit has not yet been reported. It is,
however, set forth in the Appendix at la.

The opinion of the United States District Court
for the Western District of Pennsylvania is reported at
537 F. Supp. 873 (W.D. Pa., 1982), and is set forth in
the Appendix at 54a.

The opinion of the Supreme Court of Pennsylva-
nia is reported at 455 Pa. 303, 314 A.2d 242 (1974),
and is set forth in the Appendix at 82a.

2 Statement of Jurisdiction

STATEMENT OF JURISDICTION

On April 22, 1982, the United States District
Court for the Western District of Pennsylvania denied
Respondent’s petition for a writ of habeas corpus with
prejudice. Respondent appealed this order to the
United States Court of Appeals for the Third Circuit
which on May 10, 1983 vacated the judgment of the
District Court and directed that the writ of habeas
corpus should be granted unless the Commonwealth
affords Yount with a new trial within a reasonable
period of time. From such an order granting a new
trial, the Petitioners now file a petition for writ of cer-
tiorari with this Court.

On May 25, 1983, pursuant to motion of the Peti-
tioners herein and Rule 41(b) of the Federal Rules of
Appellate Procedure, the United States Court of Ap-
peals for the Third Circuit entered an order staying is-
suance of the certified judgment to June 30, 1983. It
was further stated that if during the period of the stay
it received notification from the Clerk of the Supreme
Court that a petition for writ of certiorari had been
filed, the stay would continue until final disposition by
the Supreme Court.

The jurisdiction of the Supreme Court to review
the decision of the United States Court of Appeals for
the Third Circuit is invoked under 28 U.S.C. §1254.

Constitutional Provision Involved 3

CONSTITUTIONAL PROVISION INVOLVED

The Constitutional provision which is involved in
the instant matter being the Sixth Amendment to the
United States Constitution which provides:

Amendment VI

In all criminal prosecutions, the accused shall
enjoy the right to a speedy and public trial, by an
impartial jury of the State and district wherein
the crime shall have been committed, which
district shall have been previously ascertained by
law, and to be informed of the nature and cause
of the accusation; to be confronted with the
witnesses against him; to have compulsory process
for obtaining witnesses in his favor, and to have
the Assistance of Counsel for his defence.

4 Statement of the Case

STATEMENT OF THE CASE

On April 28, 1966, the body of Pamela Sue
Rimer, a senior a Dubois Area High School who resid-
ed near Luthersburg, Pennsylvania was found in a
wooded area adjoining a red-dog road leading from
her school bus stop to her rural home. The autopsy
revealed that the cause of death was due to shock, loss
of blood and strangulation due to an excess of blood in
her lungs. Examination revealed numerous wounds
about the girl’s head caused by a blunt weapon, three
slashes across her throat and cuts of the fingers on her
left hand, caused by a sharp instrument. When found,
the girl’s body was not fully clothed, in that one stock-
ing and one shoe had been removed and the stocking
tied about her neck.

Respondent, Jon E. Yount, was arrested April 29,
1966, on charges of murder and rape filed to No. 2
May Sessions 1966 in the Court of Quarter Sessions of
Clearfield County, Pennsylvania. The case proceeded
to trial on September 28, 1966, and on October 7,
1966, the Respondent was pronounced guilty by jury
verdict of murder of the first degree and rape. The
jury further pronounced sentence as life imprisonment.
Following the denial of post-trial motions, Respondent
appealed from the judgment of sentence to the
Supreme Court of Pennsylvania. The Supreme Court
of Pennsylvania reversed the conviction and ordered a
new trial on the basis of Miranda v. State of Arizona,
384 U.S. 436 (1966), which had been decided in the

Statement of the Case 5

period of time between the date of Respondent’s arrest
and the date of trial. Commonwealth v. Yount, 435
Pa. 276, 256 A.2d 464 (1969). The Commonwealth
appealed the ruling of the Pennsylvania Supreme
Court with certiorari having been denied at 397 U.S.
925 (1970).

Prior to retrial, hearings were held on or about
June 4, 1970, July 29, 1970 and August 17, 1970 with
regard to Respondent’s pre-trial motions as to change
of venue on the basis of inability to select a fair and
impartial jury and suppression of confessions and
evidence obtained therefrom. The Court by memoran-
dum and order filed September 21, 1970 denied the
change of venue request and indicated that it would
be bound by the guidelines as to suppression of
evidence as set forth by the Supreme Court of Pennsy]-
vania in its opinion rendered in the instant case found
at Commonwealth v. Yount, 435 Pa. 276, 256 A.2d
464 (1969), cert. denied, 397 U.S. 925 (1970).

Jury selection for the retrial commenced on
November 4, 1970, with the actual trial beginning on
November 17, 1970. A second petition for change of
venue was filed on November 13, 1970, during jury
selection for the instant case, but was denied by
memorandum and order of the Court dated November
14, 1970. On November 20, 1970 the jury returned a
verdict of guilty of murder of the first degree. The
rape charge was not tried by the Commonwealth at
retrial. After denial of post-trial motions, the Respon-
dent was formally sentenced on March 26, 1973. The
judgment of sentence was appealed to the Supreme
Court of Pennsylvania. That Court by opinion found
at Commonwealth v. Yount, 455 Pa. 303, 314 A.2d

6 Statement of the Case

242 (1974), affirmed the judgment of sentence finding
that Respondent had not been denied his right to a
fair and impartial jury.

The Respondent, pursuant to 28 U.S.C. §2254,
filed a petition for writ of habeas corpus pro se with
the United States District Court for the Western
District of Pennsylvania on or about January 5, 1981.
One issue within the habeas corpus petition dealt with
whether Respondent had been able to select a fair and
impartial jury. After counsel had been appointed to
represent the Respondent and an answer had been
filed, evidentiary hearings were held before the
Honorable Robert C. Mitchell, United States
Magistrate on November 3, 1981 and December 28,
1981 at which time both parties placed testimony on
record with regard to the merits of the petition.

On February 12, 1982, the Honorable Robert C.
Mitchell recommended that a writ of habeas corpus
issue on the basis that the respondent, herein, could
not have received a fair and impartial jury trial within
Clearfield County. The Petitioners herein, filed objec-
tions to the magistrate’s report and recommendations
on February 19, 1982. After oral argument before the
Honorable Donald E. Ziegler, United States District
Judge, the petition for writ of habeas corpus was
denied with prejudice by opinion and order dated
April 22, 1982. The District Court expressly found
that Yount had not been denied his right to select and
impanel a fair and impartial jury within Clearfield
County. On May 10, 1983, following the filing of an
appeal and the presentation of oral argument, the
United States Court of Appeals for the Third Circuit
vacated the judgment of the District court and held

Statement of the Case 7

that a writ of habeas corpus should issue unless the
Commonwealth affords Yount a new trial within a
reasonable period of time. The reason for such being
that Yount had been denied his right to a fair trial by
an impartial jury. The Petitioners now file this peti-
tion for writ of certiorari seeking review of the deci-
sion of the United States Court of Appeals for the
Third Circuit.

8 Reasons for Allowance of the
Writ of Certiorari

REASONS FOR ALLOWANCE OF THE WRIT OF
CERTIORARI

The instant case presents to this Court a matter in
which the United States Court of Appeals for the
Third Circuit has rendered a decision on a federal
question in conflict with that reached by the Supreme
Court of Pennsylvania. Further, the Court of Appeals
decision appears to be in conflict with the holding of
this Court in Murphy v. Florida, 421 U.S. 794 (1975).

The Respondent herein, Jon E. Yount, was con-
victed in 1970, after retrial in the Court of Common
Pleas of Clearfield County, Pennsylvania of the offense
of murder of the first degree. Within his post-trial mo-
tions and appeal to the Supreme Court of Pennsylva-
nia, Yount raised the issue that his Sixth Amendment
right to select a fair and impartial jury had been in-
fringed upon by the pre-trial publicity to which the
venire had been exposed. The Supreme Court of Penn-
sylvania in applying the test established by this Court
in Irvin v. Dowd, 366 U.S. 717 (1961), found that:
“These findings (no excessive pre-trial publicity) fully
supported by the record, do not sustain appellant’s
claim, and the Court properly denied appellant’s mo-
tion for a change of venue predicated on this theory.”
Commonwealth v. Yount, 455 Pa. 303, 314 A.2d 242,
247 (1974). The Court further stated, quoting Irvin v.
Dowd, that: “Neither does the voir dire, as appellant
argues, reveal a ‘clear and convincing’ build-up of

Reasons for Allowance of the 9
Writ of Certiorari

prejudice or a “pattern of deep and bitter prejudice”
shown ... throughout the community’ which would re-
quire a change of venue. Irvin v. Dowd, 366 U.S.
717, 725, 727, 81 S.Ct. 1639, 1644, 1645 [6 L.Ed. 2d
751] (1961).” Commonwealth v. Yount, 455 Pa. 303,
314 A.2d 242, 247 (1974).

In 1981, some ten (10) years after his conviction,
the Respondent began the instant writ of habeas cor-
pus action seeking to challenge his conviction and the
decision made by the Supreme Court of Pennsylvania.
When reviewing on assertion as to pre-trial publicity
and change of venue in a habeas corpus proceeding
from a state conviction, the federal court’s review nar-
rows considerably. “A state court conviction may be
overturned in a habeas proceeding only where the de-
fendant shows that the publicity had been so extreme
as to cause actual prejudice to a degree rendering a
fair trial impossible or that the press coverage has ‘ut-
terly corrupted’ the trial. (Emphasis added.) Murphy
v. Florida, 421 U.S. 794, 798, 95 S.Ct. 2031, 2035, 44
L.Ed. 2d 589 (1974). See also Dobbert v. Florida, 432
U.S. 282, 303, 97 S.Ct. 2290, 2303, 53 L.Ed. 2d 344
(1977).” Martin v. Warden, 653 F.2d 799, 805 (3d
Cir. 1981), cert. denied, 454 U.S. 1151 (1982).

The United States District Court for the Western
District of Pennsylvania after oral argument and
review of the record of both the trial court and the
federal magistrate found that Yount had failed to
establish “publicity so extreme as to cause actual prej-
udice rendering a fair trial impossible in Clearfield
County, or that the coverage utterly corrupted the
judicial process.” Yount v. Patton, 537 F. Supp. 873,

10 Reasons for Allowance of the
Writ of Certiorari

877 (1982). The District Court further noted that
under the teaching of Sumner v. Mata, 449 U.S. 539
(1981), the findings of a state court judge as to the im-
pact of pre-trial publicity are to be held presumptively
correct. See 2'so 28 U.S.C. §2254(d).

The law seems well settled that, “Pre-trial publici-
ty exposure will not automatically taint a juror.”
United States v. Provenzano, 620 F.2d 985, 995 (3d
Cir., 1980), cert. denied, 449 U.S. 899 (1980). Martin
v. Warden, 653 F.2d 799, 804 (3d Cir., 1981), cert.
denied, 454 U.S. 1151 (1982). “Even if a juror has
heard about a case and has read allegations of a de-
fendant’s guilt, the juror nonetheless may serve if he or
she is capable of laying aside prior impressions and
rendering a fair verdict based on the evidence
presented at trial.” United States v. Provenzano, 620
F.2d 985, 995 (3d Cir., 1980), cert. denied, 449 U.S.
899 (1980). See also Irvin v. Dowd, 366 U.S. 717, 723
(1961), Murphy v. Florida, 421 U.S. 794, 800 (1975).

With regard to the instant case, the record of voir
dire at the second trial indicates that of the twelve
(12) jurors who actually served on the panel, which
heard Yount’s case, nine (9) were accepted for che jury
by both the Commonwealth and the defense withewt
challenges of any form being made. Each one of these
nine persons indicated that they had no opinion as to
Yount’s guilt or innocence. Of the three (3) persons
who were challenged, two (2) indicated they had no
opinion whatsoever and the remaining one (1),
although stating he had an opinion, indicated he
would enter the jury box with an open mind and that
his verdict would be based on the evidence presented

Reasons for Allowance of the 1]
Writ of Certiorari

at trial. The voir dire fails to demonstrate the actual
existence of such an opinion in the minds of any one
of the jurors such as would evidence or bring about
the partiality of the panel.

Regardless of the sworn testimony during voir
dire, the United States Court of Appeals for the Third
Circuit in finding contrary to the Supreme Court of
Pennsylvania and the United States District Court for
the Western District of Pennsylvania held that “
despite their assurances of impartiality, the jurors
could not set aside their opinions and render a verdict
based solely on the evidence presented in court. Peti-
tioner has shown that the pretrial publicity caused ac-
tual prejudice to a degree rendering a fair trial im-
possible in Clearfield County.” Yount v. Patton, Ap-
pendix at page 32a. The Court of Appeals, by its
holding, is applying the standards originally set forth
in Marshall v. United States, 360 U.S. 310 (1959). The
Marshall standard clearly allows for a federal court to
find that when persons learn from news sources infor-
mation with a high potential for prejudice such per-
sons may be presumed to be prejudiced despite their
assurance that they could remain impartial. Under the
federal system, the representations of the jury
members at Yount’s trial, even though under oath,
may be set aside.

The Marshall standard, however, is wholly inap-
plicable to a state court proceeding. Murphy v.
Florida, 421 U.S. 794, 798 (1975). Martin v. Warden,
653 F.2d 799, 804-805 (3d Cir., 1981), cert. denied,
454 U.S. 1151 (1982). Justice Marshall in Murphy
stated: “In the face of so clear a statement, it cannot

12 Reasons for Allowance of the
Writ of Certiorari

be maintained that Marshall was a constitutional rul-
ing now applicable, through the Fourteenth Amend-
ment, to the States.... We cannot agree that Marshall
has any application beyond the federal courts.” Mur-
phy v. Florida, 421 U.S. 794, 799 (1975).

The decision rendered by the United States Court
of Appeals for the Third Circuit is therefore not only
contrary to that previously reached by the Supreme
Court of Pennsylvania and the United States District
Court for the Western District of Pennsylvania but
further is contrary to the holding of this Court in
Murphy v. Florida, 421 U.S. 794 (1975). The evidence
presented as to publicity about the instant case,
although indicating that the case was indeed publi-
cized, does not evidence that the publicity was so ex-
treme as to cause actual prejudice or that the publicity
utterly corrupted the judicial process such that a fair
and impartial jury could not be impaneled. The sworn
testimony of the jurors may not be disregarded.

CONCLUSION

For the foregoing reasons, a writ of certiorari
should issue to review the judgment and opinion of the
United States Court of Appeals for the Third Circuit.

Respectfully submitted,
Thomas F. Morgan,
District Attorney of
Clearfield County
Counsel for Petitioners

Opinion, Court of Appeals la

APPENDIX

UNITED STATES COURT OF APPEALS
For the Third Circuit

No, 82-5372

JON E. YOUNT, Appellant
v

ERNEST S. PATTON, SUPERINTENDENT, SCI—CAMP

HILL, and HARVEY BARTLE III, ATTORNEY

GENERAL OF THE COMMONWEALTH OF PENN.-
SYLVANIA, Appellees

Appeal From the United States District Court for the
Western District of Pennsylvania — Pittsburgh

D.C. Civil No, 81-234

Argued December 17, 1982

Before: Hunter, GartuH, Circuit Judges and Srern,*
District Judge

Opinion filed May 10, 1983°**

George E. Schumacher (Argued)
Federal Public Defender
590 Centre City Tower
650 Smithfield Street
Pittsburgh, PA 15222

Attorney for Appellant

* Honorable Herbert J. Stern, United States District Judge
for the District of New Jersey, sitting by designation.

** Due to illness, Judge Garth separately filed his opinion
concurring in the judgment on June 10, 1983.

2a Opinion, Court of Appeals

F. Cortez Bell, III (Argued)
Assistant District Attorney
Thomas F. Morgan
District Attorney
Office of the District Attorney
P.O. Box 887
Clearfield, PA 16830
Attorneys for Appellees

OPINION OF THE COURT
HUNTER, Circuit Judge:

1. Petitioner Jon E. Yount was convicted in 1966 of
first degree murder and rape in the Court of Oyer and
Terminer and General Jail Delivery of Clearfield County,
Pennsylvania. On direct appeal the Pennsylvania Su-
preme Court determined that petitioner had not received
adequate warnings against self-incrimination. It re-
versed the judgment of sentence and granted a new
trial. Commonwealth v. Yount, 435 Pa. 276, 256 A.2d
464 (1969), cert. denied, 397 U.S. 925 (1970) (“Yount
I"). After a retrial before the same court, petitioner was
convicted of first degree murder and was again sen-
tenced to life imprisonment. The Pennsylvania Supreme
Court on direct appeal affirmed the judgment of sen-
tence. Commonwealth v. Yount, 455 Pa. 303, 314 A.2d
242 (1974) (“Yount II").

2. In 1981 petitioner filed a petition for a writ of ha-
beas corpus in United States District Court.' Petitioner
alleged, inter alia, that his conviction had been obtained
in violation of his fifth and fourteenth amendment privi-
lege against self-incrimination and his sixth and four-

1. The petition was initially filed in the Middle District of
Pennsylvania, but was transferred to the Western District of Penn-
svivania pursuant to 28 U.S.C. §2241(d) (1976).

Opinion, Court of Appeals 3a

teenth amendment right to a fair trial by an impartial
jury.’ The federal magistrate concluded that petitioner's
privilege against self-incrimination had not been violat-
ed, but recommended that the petition be granted be-
cause petitioner had been denied a fair and impartial
jury. App. at 124a-41a. The district court agreed on the
former issue, rejected the magistrate's recommendation
on the latter issue, and denied the petition. Yount v.
Patton, 537 F. Supp. 873 (W.D. Pa. 1982).

3. We agree with the district court that petitioner's
privilege against self-incrimination was not infringed.
We conclude, however, that the petitioner's right to trial
by a fair and impartial jury was violated. We will there-
fore remand that portion of the case to the district court.

I. SELF-INCRIMINATION

A. Facts®

4. During the early evening of April 28, 1966, the
body of Pamela Rimer, an 18-year old high school stu-
dent, was found in a wooded area near her home in

2. None of petitioner's other allegations are before us. Petition-
er does not appeal the district court's rejection of his challenges to
the trial court's instructions on the degrees of homicide and on the
murder weapon. See Yount v. Patton, 537 F. Supp. 873, 875 (W.D.
Pa. 1982); app. at 134a. All other claims by petitioner, including his
attack on the use of character evidence at trial, his allegation of a
prejudicial charge by the court, and his claim of ineffective assis-
tance of counsel, were deleted on petitioner's motion after the dis-
trict court determined that the claims had not been presented to the
courts of Pennsylvania for their initial consideration. See 537 F.
Supp. at 874-75; see app. at 126a-27a, 154a.

3. The federal magistrate adopted the statement of the facts
given in the opinion of the Pennsylvania Supreme Court in Yount
11, 455 Pa. at 306-08, 314 A.2d at 244-45. App. at 128a. We too adopt
that statement. In addition we on occasion cite directly to the record
for certain details omitted in the supreme court's summary. Unless
otherwise noted, those details are undisputed.

da Opinion, Court of Appeals

Luthersburg, Clearfield County. There were numerous
wounds about her head, apparently caused by a blunt in-
strument. There were also cuts caused by a sharp instru-
ment on her throat and neck. One of her stockings was
knotted and tied around her neck. An autopsy showed
that she had died of strangulation when blood from the
throat and neck wounds was drawn into the lungs. Ex-
cept for her stocking and shoe she remained fully
clothed. The autopsy revealed no indication that she had
been sexually assaulted.

5. Neighbors gave state police a description of a sta-
tion wagon which they had seen at approximately the
time and place at which the body was found. E.g., Testi-
mony of Trial beginning November 17, 1970, at 143-48
(“T.T."). Sometime after two o'clock on the morning of
April 29, 1966, state policemen learned that petitioner,
the victim's high school mathematics teacher, had on
prior occasions been seen in a station wagon fitting that
description. T.T. at 290-93; Transcript of Proceedings —
August 17, 1970, at 17-18, 20-21 (“T.P.").

6. At approximately 5:45 that morning, petitioner
voluntarily appeared at the State Police Substation in
DuBois, Clearfield County. The occupants of the substa-
tion had participated in the investigation of the Rimer
homicide, T.T. at 198-201, 203-05, 255-56, but had gone
to sleep unaware of any link between the homicide and
petitioner or his vehicle. T.T. at 275, 277; T.P. at 13, 20.*

4. Petitioner asserts that before he came to the substation, the
state policemen there knew that he and his vehicle had been linked
to the scene of the crime. Appellant's Brief at 33. The trial court
found, however, that when petitioner appeared at the substation
“there was no knowledge on the part of the Police [at the substation]
that he ‘was the one they were looking for.'" App. at 754a The
Pennsylvania Supreme Court stated that the state policemen who
had discovered that petitioner's automobile fit the neighbors’ de-
scription had been working entirely separately and in a different lo-
cation. Yount /1, 455 Pa. at 309-10, 314, 314 A.2d at 246, 248.

Opinion, Court of Appeals 5a

Petitioner rang the doorbell. A trooper awoke, opened
the door and asked whether he could be of assistance.
Petitioner stated, “I am the man you are looking for.”
The trooper asked petitioner to repeat what he had said,
app. at lla; T.T. at 250-51, and then asked whether peti-
tioner was referring to “the incident in Luthersburg.”
Petitioner said yes. The trooper then asked petitioner to
come in and be seated.

7. Leaving petitioner unattended, the trooper went
to a back bedroom and roused a detective and a second
trooper. The first trooper informed them that “there was
a man in the front that said we are looking for him” in
connection with the Luthersburg incident. See TT. at
276; T.P. at 6. The first trooper then returned to the
front office where petitioner had removed his coat, hat
and gloves. The trooper asked petitioner for his identifi-
cation. Petitioner gave the trooper his wallet, which the
trooper returned after removing petitioner's automobile
operator's license. T.T. at 252.

8. Shortly thereafter, the detective and the second
trooper entered the front office. The detective was hand-
ed petitioner's license and learned that petitioner was
Jon Yount. App. at 12a; T.T. at 259, 262-63, 271. The
detective requested that petitioner be seated inside a
smaller adjacent office, and gave petitioner something to
eat. See Yount I, 435 Pa. at 278, 256 A.2d at 465; T.P. at
15. The detective asked, “Why are we looking for you?”
Petitioner replied, “I killed that girl.” Upon hearing that
answer, the detective inquired, “What girl?”, and peti-
tioner responded, “Pamela Rimer.”

9. The detective then asked, “How did you kill this
girl?” Petitioner answered, “I struck her with a wrench
and I choked her.” At that time the detective undertook
to advise petitioner of his rights. The detective, however,
failed to tell petitioner of his right to court-appointed
counsel if he could not afford his own attorney. The de-
tective then conducted an interrogation regarding the

6a Opinion, Court of Appeals

details of the crime. At some point the second trooper
searched petitioner and confiscated his penknife. T.T. at
265-66, 267-68, 272-73.° Petitioner gave his first writteri
confession to the detective. Later the district attorney,
after giving similarly inadequate warnings, questioned
petitioner and obtained another written confession.

B. State Proceedings and Proceedings Below

10. Before the first trial petitioner moved to sup-
press his statements and confessions as violative of
Miranda v. Arizona, 384 U.S. 436 (1966). After a hear-
ing the motion was denied. The petitioner's statements
anc confessions were admitted in the first trial over peti-
tioner’s objections.

11. The Pennsylvania Supreme Court held that the
warnings given by the detective and district attorney
were inadequate under Miranda. Yount I, 435 Pa. at
279, 256 A.2d at 465 (Roberts, J., plurality opinion). The
court rejected the Commonwealth's argument that the
confessions were volunteered. “After indicating a will-
ingness to talk, [petitioner] was interrogated about de-
tails of the crime, and his formal confession followed.”
435 Pa. at 279-80, 256 A.2d at 465 (emphasis in origi-
nal); see 435 Pa. at 281, 256 A.2d at 468 (Jones, C.]J.,
concurring). The court found the confessions invalid
and granted a new trial. 435 Pa. at 281, 256 A.2d at 466.

12. Prior to the second trial petitioner requested
that his oral and written statements be suppressed. The
trial court on the authority of Yount I suppressed the
written confessions, as well as the question “How did

5. Petitioner argues that the state police searched him and
confiscated his penknife before the detective asked, “Why are we
looking for you?” Appellant's Brief at 32. Although there have been
no explicit factual findings as to when the search occurred, petition-
er's assertion has been implicitly rejected in the factual findings and
holding of the state trial court and the district court, and is not fairly
supported by the record

Opinion, Court of Appeals 7a

you kill this girl?” and its answer. The trial court ruled,
however, that petitioner’s statement “I killed that girl”
and his identification of “that girl” as “Pamela Rimer”
were admissible under Yount I. App. at 748a, 755a. It
concluded that petitioner’s statements were made before
petitioner was in custody. App. at 755a.

13. On appeal the Pennsylvania Supreme Court did
not determine whether petitioner was in “custody” when
he made the statements to the detective. Yount II, 455
Pa. at 311 n.4, 314 A.2d at 247 n.4. Instead it ruled that
the statements were volunteered and not the product of
interrogation. The court said that the detective’s first
question, “Why are we looking for you?”, was simply an
extemporaneous response “of neutral character.” 455
Pa. at 310, 314 A.2d at 246. In the court's view the detec-
tive’s question “What girl?” after petitioner had respond-
ed, “I killed that girl,” was merely “a clarifying inquiry.”
Id. The supreme court therefore concluded that the
questions were not calculated, expected or likely to elicit
an incriminating response. 455 Pa. at 309, 314 A.2d at
246.

14. In his petition for a writ of habeas corpus, peti-
tioner again argued that his fifth and fourteenth amend-
ment privilege against self-incrimination had been vio-
lated by the admission of his responses to the detective’s
questions. The magistrate ruled that the responses were
properly admitted because only after those responses,
when “the police recognized that petitioner was present
to confess his participation in a crime, did his presence
become custodial.” App. at 132a. The magistrate did not
consider whether the questions constituted interroga-
tion. The district court adopted the magistrate’s find-
ings. 537 F. Supp. at 875.

C. Discussion

15. Miranda held that unless the government has
advised a defendant of his rights, it cannot put into evi-

8a Opinion, Court of Appeals

dence statements stemming from the “custodial interro-
gation” of the defendant. 384 U.S. at 444. The Supreme
Court defined “custodial interrogation” to mean

questioning initiated by law enforcement officers
after a person has been taken into custody or other-
wise deprived of his freedom of action in any signifi-
cant way.

Id. (note omitted).

16. Petitioner argues on appeai that his statements
“| killed that girl” and “Pamela Rimer” must be excluded
as the products of custodial interrogation. He contends
that the detective’s questions constituted “interroga-
tion,” and asserts that the state policemen would not
have allowed him to leave the substation when the ques-
tions were posed. We need not consider whether the
questions “Why are we looking for you?” and “What
girl?” constituted interrogation under Miranda because
we conclude that petitioner was not in “custody” until
after he had answered those questions. See Beckwith v.
United States, 425 U.S. 341, 345-46 (1976); United
States v. Mesa, 638 F.2d 582, 588 (3d Cir. 1980) (opin-
ion of Seitz, C.J.).

17. To determine whether an individual is in custo-
dy, we use the “objective test of whether the ‘govern-
ment has in some meaningful way imposed restraints on
[a person's] freedom of action.’ Steigler v. Anderson,
496 F.2d 793, 798 (3d Cir.) (quoting United States v.
Jaskiewicz, 433 F.2d 415, 419 (3d Cir. 1970), cert. de-
nied, 400 U.S. 1021 (1971)), cert. denied, 419 U.S. 1002
(1974). Where, as here, the individual has not been
openly arrested when the statements are made,

something must be said or done by the authorities,
either in their manner of approach or in the tone or
extent of their questioning, which indicates that
they would not have heeded a request to depart.

Id. at 799 (quoting United States v. Hall, 421 F.2d 540,
545 (2d Cir. 1969), cert. denied, 397 U.S. 990 (1970));

Opinion, Court of Appeals 9a

accord Oregon v. Mathiason, 429 U.S. 492, 495 (1977)
(per curiam); see Mesa, 638 F.2d at 587 n.4 (opinion of
Seitz, C.J.). When the questioning occurs in a police sta-
tion we must scrutinize the circumstances surrounding
the statements with extreme care for any taint of psy-
chological compulsion or intimidation. Steigler, 496 F.2d
at 799.

18. In making our determination, we are mindful of
the Supreme Court's caution that “custody” must not be
read too broadly:

[Pjolice officers are not required tc administer
Miranda warnings to everyone whom they ques-
tion. Nor is the requirement of warnings to be im-
posed simply because the questioning takes place in
the station house, or because the questioned person
is one whom the police suspect.

Mathiason, 429 U.S. at 495; accord Steigler, 496 F.2d at
799. In particular we note the Court's statement in
Miranda:

There is no requirement that police stop a person
who enters a police station and states that he wishes
to confess to a crime, or a person who calls the po-
lice to offer a confession or any other statements he
desires to make. Volunteered statements of any kind
are not barred by the Fifth Amendment and their
admissibility is not affected by our holding today.

384 U.S. at 478 (note omitted).

19. Petitioner came voluntarily and on his own ini-
tiative to the substation. The state police did not know
why he was there. The first trooper left petitioner
unattended while petitioner on his own accord removed
his outer clothing. The detective testified that before he
posed the questions he would have returned petitioner's
operator's license and allowed him to leave had petition-
er so requested. T.P. at 15-16. On this record we have no
difficulty in concluding that petitioner was not in custo-
dv when the detective asked, “Why are we looking for

10a Opinion, Court of Appeals

you?” Sullivan v. Alabama, 666 F.2d 478, 482 (11th Cir.
1982); see Mathiason, 429 U.S. at 495; Orozco v. Texas,
394 U.S. 324, 325 (1969); Barfield v. Alabama, 552 F.2d
1114, 1118 (Sth Cir. 1977). The admission of petitioner's
respons? to that question therefore did not violate his
fifth and fourteenth amendment privilege against
self-incrimination.

20. Petitioner's response, “I killed that girl,” was
obviously highly incriminating. Although such an in-
criminating response undoubtedly heightened the de-
tective’s suspicion, it is police compulsion, and not the
strength of police suspicions, which places a suspect in
custody. See Beckwith, 425 U.S. at 346-47.

The more cause for believing the suspect commit-
ted the crime, the greater the tendency to bear
down in interrogation and to create the kind of at-
mosphere of significant restraint that triggers
Miranda .... But this is simply one circum-
stance, to be weighed with all the others.

Steigler, 496 F.2d at 799-800 (quoting Hall, 421 F.2d at
545).

21. The detective testified that petitioner remained
free to leave the substation when the detective asked,
“What girl?” T.P. at 5. The detective explained that only
after petitioner gave the name of the girl and how he had
killed her could the detective determine that the peti-
tioner was not merely seeking personal aggrandizement
by confessing to a sensational crime in which he had no
part. T.P. at 3-4. Petitioner, on the other hand, does not
allege that the state police did “anything different” after
he had stated, “I killed that girl.” See Brief for Petitioner
on Petition for Writ of Habeas Corpus at 19-20, 22-23
(“Brief for Petitioner”). Instead petitioner takes the posi-
tion that he was in custody from the moment he identi-
fied himself, and that “either all the statements were vol-
untary or all were involuntary.” Id. at 19; see Appellant's
Brief at 33. In addition, we can find no evidence that the

Opinion, Court of Appeals lla

detective at that juncture used any additional “force or
intimidation, physical or psychological, actual or im-
plied,” Government of Virgin Islands v. Berne, 412 F.2d
1055, 1060 (3d Cir.), cert. denied, 396 U.S. 837 (1969).

22. Both the state trial court and the federal magis-
trate concluded that petitioner was not in custody until
he responded, “Pamela Rimer.” The district court
agreed. After examining the peculiar factual circum-
stances of this case we cannot conclude that the district
court erred. We therefore hold that petitioner's privilege
against self-incrimination was not violated by the admis-
sion of his statements “I killed that girl” and “Pamela
Rimer.”

II. FAIR AND IMPARTIAL JURY

A. Facts and State Proceedings

23. Clearfield County is a rural county with a popu-
lation of approximately seventy thousand served by two
newspapers with a total circulation of approximately
twenty-five thousand. On April 29, 1966, each of the
newspapers devoted its front page to the Rimer homicide
and to petitioner’s appearance at the substation. Both
newspapers gave front-page coverage to the pre-trial
proceedings, the voir dire of 104 veniremen, and the
nine-day trial. In the Dubois Courier Express the public-
ity culminated in seventeen consecutive editions each
bearing banner headlines and carrying at least two fea-
ture articles. The Clearfield Progress gave the case
similarly intense coverage. As the papers related, public
interest in the proceedings was unprecedented; The
Progress later adjudged petitioner's trial the top news
item of 1966.°

24. The coverage was as detailed as it was exten-
sive, see app. at 135a, 136a. The newspapers related in

6. The case also received publicity in radio and television
broadcasts, as well as in out-of-state and national publications

12a Opinion, Court of Appeals

full petitioner's detailed written confessions as well as
his testimony at trial retelling the homicide. They also
detailed petitioner's defense of temporary insanity, the
charge and evidence of rape, and finally petitioner's con-
viction on October 7, 1966, of both rape and first-degree
murder.

25. Petitioner's cause continued to receive
front-page coverage at every step of his appeal. Banner
headlines announced the reversal of the conviction in
Yount I. The dissent was reprinted in full, and a local ra-
dio program became a forum in which callers expressed
their hostility to petitioner. As the second trial ap-
proached, newspaper coverage increased. The selection
of each juror merited an article and often a profile. By
the close of voir dire the two newspapers had printed
sixty-six front-page articles on the appeal and retrial.’

26. Petitioner was returned to Clearfield for retrial
before the same judge. On May 5, 1970, petitioner re-
quested a change of venue. He claimed that the public-
ity which had saturated the county since the murder,
and the continuing discussion of the case among resi-
dents, made a fair trial in Clearfield County impossible.
In particular, petitioner alleged that the dissemination of
prejudicial information outside of evidence was so wide-
spread that it could not be eradicated from the minds of
potential jurors. The prosecution argued in response
that the case had received so much publicity across the
state that it would be useless to change the venue. The
trial court found that after the initiation of the appeal the
newspapers had merely publicized the actions of the
courts “without editorial comment of any kind.” App. at

7 Petitioner's second trial and his subsequent efforts to gain
retrial or parole also received front-page coverage. Those efforts
have provoked substantial community protest In Clearfield County.
App. at 137a & n.16. The magistrate found that even “at this late
date, fifteen years after the crime, there is considerable public feel-
ing in Clearfield County in opposition to the petitioner.” App. at
136a-37a.

Opinion, Court of Appeals 13a

748a-49a. It denied the petition for change of venue on
September 12, 1970.

27. Jury selection began on November 4, 1970, and
took ten days, seven jury panels, 292 veniremen und
1186 pages of testimony. One hundred and twenty-five
of the 292 veniremen were excused because they had
not been chosen properly. Four others were dismissed
for cause before they were questioned on the case. Of
the 163 remaining veniremen who were questioned, all
but two had read of the case in the newspapers, had
heard about it on radio or television, or were otherwise
familiar with it. See app. at 135a, 137a. When asked
whether they had discussed the case, had heard it dis-
cussed, or had heard others express their opinion as to
petitioner's guilt or innocence, over ninety percent said
that they had. See app. at 135a, 137a.°

28. Of the 163 veniremen questioned on the case,
121 were dismissed for cause.’ Ninety-six of those 121
veniremen were successfully challenged after they testi-
fied that they had firm and fixed opinions’ which could
not be changed regardless of what evidence was pre-
sented. See app. at 135a & n.13.'' An additional 21 of the
121 veniremen were dismissed for cause after they said
that they had an opinion which they could change only if

8. Ninety-six veniremen were asked, and 88 responded
affirmatively

9. Petitioner made 114 successful challenges, the prosecution
seven.

10. After objection by respondent, petitioner was not permitted
to ask each venireman what his opinion was. See Transcript of Trial
— Voir Dire at 86; Brief for Appellee at 13; Brief for Petitioner at
27-28. Many veniremen nonetheless volunteered that they thought
petitioner was guilty because he had confessed to the crime or be-
cause he had been convicted in the first trial. Other veniremen re-
membered hearing members of the public express the opinion that
petitioner was guilty No venireman said he thought petitioner was
not guilty

11. Petitioner challenged 90 of those 96 veniremen. The pros-
ecution challenged the remaining six.

l4a Opinion, Court of Appeals

the petitioner could convince them to do so. See app. at
135a-36a & nn. 14, 15." Thus 117 out of the 163
veniremen questioned were successfully challenged for
cause after they said they could not set their opinion
aside before entering the jury box.

29. There were also nine other veniremen, unsuc-
cessfully challenged for cause by petitioner, who indicat-
ed that they had an opinion which they could change
only if the petitioner could convince them to do so."
When we combine those nine with the 117 veniremen
dismissed for cause, we find that a total of 126 out of the
163 veniremen questioned on the case were willing to
admit on voir dire that they would carry their opinion
into the jury box."

30. Voir dire gave other indications of the depth of
community sentiment. One venireman, the wife of a
minister, testified that she had heard too many opinions
to be sure of her own. She was then asked:

Q. Would your presence in serving as a juror
create a difficulty in your parish?

A. Why yes — when people heard my name
was on for this — countless people of the church
have come to me and said they hoped I would take
— the stand I would take in case I was called. I have
had a prejudice built up from the people in the
church.

12. Petitioner successfully challenged all 21 veniremen.

13. Petitioner peremptorily challenged six of those nine
veniremen, one was seated as a juror, and the remaining two were
seated as alternates after petitioner had exhausted his peremptory
challenges.

14. In addition, we note that twelve other veniremen stated
that they had had an opinion at one time but claimed they would not
carry it into the jury box. One of the twelve veniremen was dis-
missed for cause, six were peremptorily challenged by petitioner,
and five were seated as jurors.

Opinion, Court of Appeals 15a

Q. Is this prejudice, has it been adverse to Mr.
Yount?

A. Yes it was. They all say he had a fair trial
and he got a fair sentence. He's lucky he didn't get
the chair.

[T]he church people — I haven't asked for any
of this but they discuss it in every group — but they
say now since you are chosen and you will be there
we expect you to follow through.

Q. Notwithstanding what the court would tell
you, you feel you would be subject to the retribu-
tions or retaliation of these people —

A. I think I would hear about it.

App. at 410a, 412a. Another prospective juror said that
his opinion had been erased by the passage of time, but
his daughter-in-law later testified that he had left for
jury duty voicing great animosity toward petitioner. App.
at 430a, 527a-28a.

31. After the first jury panel was exhausted, peti-
tioner again moved for a change of venue. Although
more than three quarters of the veniremen already ques-
tioned had admitted that they would carry an opinion
into the jury box, the court orally denied the motion. On
November 14, 1970, the trial court rejected petitioner's
written motion for a change of venue. In its memoran-
dum opinion, the trial court explained that the
still-incomplete voir dire had taken so much time and
covered so many veniremen because the court had been
lenient in permitting extended examination of prospec-
tive jurors and in granting challenges for cause. App. at
194a-95a. It said that “almost all, if not all, jurors seated
had no prior or present fixed opinions.” App. at 196a.
The court noted

that it has been 4 years since the first trial of
this cause, and so far as this Court can recall, there

16a Opinion, Court of Appeals

has been little, if any, talk in public concerning the
trial from that time to the time when it was an-
nounced that a trial date had been fixed.

Id. The trial judge found the publicity was not un-
fair to the petitioner. App. at 197a. He added that few
spectators had attended voir dire, which he took as some
indication “particularly in a community as small as ours”
that the publicity had not had a great effect. Id.

32. In fact the publicity had reached all but one of
the twelve jurors and two alternates finally empanelled."®
Juror No. 1 said that he had read about the case and
heard others express their opinions, but had never come
to a “true” opinion. App. at 202a-04a, 207a. Juror No. 2
testified that he had recently discussed the case with
others and had formed an opinion which was not firm
and fixed and could be set aside. App. at 212a-15a,
218a-19a. The next of the jurors to be selected, Juror
No. 4,'° had recently moved into Clearfield County and
had never heard about the case. App. at 246a-52a. Juror
No. 5 said that she “remembered that they had said he
was guilty before” and wondered why petitioner was get-
ting a new trial, but had no opinion and would try to for-
get what she knew. App. at 259a-63a.

33. Juror No. 6, James F. Hrin, testified that he had
an opinion. He was then asked:

Q. Would you be able to change your mind re-
garding your opinion before becoming a juror in this

15. Juror No. 1 stated that “it was pretty hard to be here in
Clearfield County and not read something in the paper.” App. at
202a. Juror No. 2 said that “|y|ou could hardly miss it” on the radio
and television news. App. at 212a. Juror No. 6 volunteered that
“[i}t's rather difficult to live in DuBois and get the paper and find out
what the people are talking about — at least the local people without
having some opinion or at least reserving some opinion.” App. at
275a-76a. Several potential jurors gave similar appraisals of the
publicity's effect.

16. The venireman initially selected as Juror No. 3 was later
excused for personal reasons.

Opinion, Court of Appeals 17a

case. That's the way I must have you answer the
question.

A. If the facts were so presented | definitely
could change my mind.

Q. Would you say you could enter the jury box
presuming him to be innocent?

A. It would be rather difficult for me to answer.

Q. Can you enter the jury box with an open
mind prepared to find your verdict on the evidence
as presented at trial and the !aw presented by the
Judge?

A. That I could do.

Q. Did I understand Mr. Hrin you would re-
quire some — you would require evidencé or some-
thing before you could change your opinion you
now have?

A. Definitely. If the facts show a difference
from what I had originally had been led to believe, |
would definitely change my mind.

Q. But until you're shown those facts, you
would not change your mind — is that your
position?

A. Well — I have nothing else to go on.

App. at 271la-73a. After repeatedly reiterating that he
would need evidence to change his opinion, Juror Hrin
said, “I don't know if that’s the answer you want.” App.
at 275a. Finally when asked yet again whether he could
set his opinion aside, he replied, “I have to.” App. at
276a. The court denied petitioner's challenge for cause,
app. at 274a-75a, and petitioner did not exercise a pe-
remptory challenge.

18a Opinion, Court of Appeals

34. Juror No. 7 said that he had formed an opinion
but added that he was not sure that he still had an opin-
ion or that he could forget what he knew. App. at
285a-88a, 298a-99a. Juror No. 8 had heard others
discussing the case and had had an opinion. App. at
304a-05a. She testified that she had none at present ex-
cept “what he said himself — that he was guilty.” App. at
309a-10a. She then said that she did not think she would
consider in deliberations what she already knew. App. at
312a-13a. Juror No. 9 said that she had thought petition-
er was guilty and wondered why a new trial was neces-
sary, but added that now she would have to hear both
sides before she could decide. App. at 322a-24a. Juror
No. 10 had heard the opinions of others and had ex-
pressed his own. He admitted that it would be difficult to
strike what he'd heard before, but stated that he felt peti-
tioner should “have every opportunity to prove his inno-
cence.” App. at 336a, 338a-39a. Juror No. 11 testified
that he had read about the case but had not formed an
opinion. App. at 347a, 349a, 357a."’

35. After petitioner had exhausted his peremptory
challenges, two jurors and two alternates were seated
over his challenges for cause. Both Juror No. 12 and re-
placement Juror No. 3 testified that they had heard
about the case but had no opinion. App. at 362a-65a,
224a-28a. Alternate No. | stated that he had expressed
an opinion which remained firm and fixed and which he
would not put out of his mind until evidence was pre-
sented. App. at 380a-85a. Alternate No. 2 said that she
had a definite opinion which she could not dismiss and
which only evidence could change. App. at 395a-97a.

17. Petitioner did not challenge Jurors Nos. 1, 2, 4, 5, and 7-11.
At the hearing on the habeas petition, petitioner explained that, be-
cause he had believed that a change of venue would not be granted
and that a fair and impartial jury was impossible in Clearfield Coun-
ty, he had felt the jurors were “probably about as good as we are
going to get.” App. at 557a-58a; see Appellant's Brief ai 16-17

Opinion, Court of Appeals 19a

Both alternates were sequestered with the jury; the
jurors were told that they were free to discuss the case
with other jurors when sequestered.

36. The trial lasted for four days. The prosecution
presented quite a different case than it had at the first
trial. Because of the Pennsylvania Supreme Court's
holding in Yount I, the Commonwealth was unable to
put into evidence petitioner's detailed written confes-
sions. As a result, it chose not to retry petitioner on the
rape charge. See 537 F. Supp. at 877.

37. The change in the defense was even more
marked. Petitioner did not take the stand to retell and ex-
plain the events revealed in the now-excluded confes-
sions. He did not renew his claim of temporary insanity.
Instead petitioner relied solely upon cross-examination
and character witnesses.

38. After he was again sentenced to lite imprison-
ment, petitioner filed a post-conviction motion for a new
trial on November 27, 1970. He claimed, inter alia, that
the trial court erred in rejecting several of his challenges
for cause and in denying his petitions for a change of
venue. The trial court rejected those arguments and dis-
missed the motion on January 15, 1973. It stated that
there had been “practically no publicity” during the four
years between trial and retrial, and “practically no public
interest” shown at the second trial as few had attended
on some days. App. at 75la. Voir dire had taken such a
long time, it explained, because petitioner “raised so
many questions and the court exercised its discretion to
assure that there could be no complaint about the final
jury empanelled.” Id.

39. The Pennsylvania Supreme Court adopted the
trial court’s post-conviction findings and affirmed the
judgment of sentence on January 24, 1974. Yount II,
455 Pa. at 311-12, 314 A.2d at 247. It ruled that the peti-
tions for a change of venue were directed to the sound
discretion of the trial court, and found no abuse of that

20a Opinion, Court of Appeals

discretion because “the record fails to disclose undue
community prejudice.” /d., 455 Pa. at 312-14, 314 A 2d
at 247-48.

B. Proceedings Below

40. In his petition for a writ of habeas corpus, peti-
tioner claimed that his conviction was obtained in viola-
tion of his right to a fair, impartial, and “indifferent”
jury. In particular, he alleged that the trial court erred by
refusing his motions for a change of venue."*

41. After two davs of evidentiary hearings, the
United States Magistrate recommended that the petition
be granted. He noted that the case involved a sensational
homicide in a small rural community and that extensive
publicity had surrounded both trials. App. at 136a, 14 1a.
He found “a strong community hostility toward the peti-
tioner” as well as “pervasive community knowledge of
the facts of the case.” Id. at 141a. He characterized this
case as one where

the public has been fully informed of the fact that
the charged defendant had confessed to the crime,
and that he had been previously tried and convicted
of both rape and murder, and where on retrial the
confession is suppressed but the public remains
very much aware of the circumstances surrounding

18. Brief for Petitioner at 25-34. Petitioner also assigned error
to the denial of the challenges for cause he made to Juror No. 3,
Juror No. 12, and four potenual jurors. App. at 16a; Brief for Peti-
uoner at 34-39. The distnct court found no constitutional infirmity.
537 F. Supp. at 882-83. Petitioner does not raise those challenges
on appeal.

Petitioner does argue on appeal that the tnal court erred in
denying his challenges for cause to Juror Hrin and both alternate
jurors. Appellant's Bnef at 25 Our disposition of this appeal makes
it unnecessary to consider whether those arguments are properly
before us.

Opinion, Court of Appeals 2la

the case and has formed definite opinions as to the
guilt or innocence of the defendant.

Id. The magistrate calculated that over 70 percent of
the veniremen and several of the jurors had testified that
they had a fixed opinion, and stated that “a certain pall is
cast upon those in the minority who testified that they
had not formed a fixed opinion and could judge the case
on its merits.” Id. at 140a-4la. In his view, the
empanelled jury was incapable of deciding the case sole-
ly on the evidence before it “but rather at best required
the petitioner to prove his innocence or at least overcome
strong preconceived notions as to his guilt.” Id. at 141a.
The magistrate concluded that petitioner could not have
received a fair trial by an impartial jury in Clearfield
County.

42. The district court rejected the recommendation
of the magistrate. Although the court recognized the
community's “substantial knowledge” of the case, it de-
cided after an independent review of the record that the
publicity had not been vicious or excessive. 537 F. Supp.
at 877. It noted that the trial court had granted extensive
latitude in the voir dire and stated that the exhaustion of
the first panel of veniremen was not remarkable. Id. at
877, 882. The district court in its independent review
also determined that all the jurors at some point said
they could set aside their opinions. Id. at 877-82.
Throughout it emphasized that the factual findings of
the state court judge were presumptively correct under
28 U.S.C. §2254(d) (1976). The district court concluded
that petitioner had failed to carry his burden of establish-
ing that actual prejudice had rendered a fair trial
impossible.

C. Discussion

43. Petitioner argues on appeal that the exposure of
the venire to prejudicial pretrial publicity, and the refus-

22a Opinion, Court of Appeals

al to grant a change of venue, violated his sixth amend-
ment rights." The sixth amendment guarantees to the
accused the right to be tried “by an impartial jury.” U.S.
Const. amend. VI. Under the due process clause of the
fourteenth amendment, the states are required to effec-
tuate that right by giving “a fair trial to the accused by a
panel of impartial, ‘indifferent’ jurors,” Irvin v. Dowd,
366 U.S. 717, 722 (1961); accord Murphy v. Florida,
421 U.S. 794, 799 (1975), “capable and willing to decide
the case solely on the evidence before it." Smith v. Phil-
lips, 455 U.S. 209, 217 (1982); see Sheppard v. Maxwell,
384 U.S. 333, 351 (1966).

44. To satisfy that constitutional standard the ju-
rors need not be totally ignorant of the facts of a case.
Murphy, 421 U.S. at 799-800. A juror who has read
about the case, even one who has conceived some notion
as to the guilt or innocence of the accused, may none-
theless serve “if the juror can lay aside his impression or
opinion and render a verdict based on the evidence pre-
sented in court.” Id. at 799 (quoting Irvin, 366 U.S. at
723); see Martin v. Warden, 653 F.2d 799, 804, 806 (3d
Cir. 1981), cert. denied, 454 U.S. 1151 (1982). At the
same time, a juror’s assurance that he can enter the jury

19. Petitioner in his bnef separates his challenge based on
pretrial publicity from his challenge based on the refusal to change
venue. We consider the arguments to be inseparable. See Martin v.
Warden, 653 F.2d 799, 802-06 (3d Cir. 1981), cert. denied, 454 U.S.
1151 (1982). The pretrial publicity and its effects were the basis for
petitioner's motions for a change of venue. Our inquiry in this habe-
as corpus proceeding is restricted to whether the refusal to change
venue amounted to a violation of petitioner's constitutional rights.
Id. at 804; see Rideau v. Louisiana, 373 U.S. 723, 726 (1963).
There could be no constitutional violation unless petitioner was de-
rued his constitutional right to an impartial jury because of pretrial
publicity. Beck v. Washington, 369 U.S. 541, 556 (1962).

Opinion, Court of Appeals 23a

box without an opinion is not dispositive if the accused
can demonstrate “the actual existence of such an opin-
ion in the mind of the juror as will raise the presumption
of partiality.” Murphy, 421 U.S. at 800 (quoting Irvin,
366 U.S. at 723); see United States v. Provenzano, 620
F.2d 985, 995 (3d Cir.), cert. denied, 449 U.S. 899
(1980). '

45. The petitioner challenging his state court con-
viction in a habeas corpus proceeding must shoulder a
particularly heavy burden. Unlike a defendant seeking
review of his federal conviction, the petitioner cannot ar-
gue that simply because his jury has read of extra-record
facts with a high potential for prejudice, a federal court
must presume that the jury was prejudiced. Cf. Mar-
shall v. United States, 360 U.S. 310, 313 (1959) (per
curiam) (federal conviction reversed under supervisory
power). A federal court reviewing a state conviction on
habeas corpus may presume prejudice only in extraordi-
nary cases where “the influence of the news media, ei-
ther in the community at large or in the courtroom itself,
pervaded the proceedings.” Murphy, 421 U.S. at 798-99:
see, e.g., Sheppard, 384 U.S. 333 (extremely inflamma-
tory publicity and a courthouse given over to carnival);
Estes v. Texas, 381 U.S. 532 (1965) (trial in circus at-
mosphere); Rideau v. Louisiana, 373 U.S. 723 (1963)
(twenty-minute confession repeatedly broadcast on tele-
vision). The publicity in this case. though it had a high
potential for prejudice, did not utterly corrupt the trial
atmosphere in that fashion. See Murphy, 421 U.S. at
798; Martin, 653 F.2d at 805. Petitioner must therefore
show “that the publicity has been so extreme as to cause
actual prejudice to a degree rendering a fair trial impos-
sible.” Martin, 653 F.2d at 805 ( emphasis added); see
Murphy, 421 U.S. at 797-799: Estes, 381 U.S. at 542-44:
Martin, 653 F.2d at 804-06: United States ex rel. Greene

24a Opinion, Court of Appeals

uv. New Jersey, 519 F.2d 1356, 1357 (3d Cir. 1975) (per
curiam ).””

46. To determine whether actual prejudice has
been shown, we must examine the “totality of circum-
stances” for any indication that petitioner's trial was not
fundamentally fair. Dobbert v. Florida, 432 U.S. 282,
303 (1977); see Sheppard, 384 U.S. at 352. In Irvin v.
Dowd, 36 U.S. 712 (1961), the Supreme Court estab-
lished the method by which such examinations are con-
ducted. See, e.g., Murphy, 421 U.S. at 800-03; Beck v.
Washington, 369 U.S. 541, 556-57 (1962); see also
Dobbert, 432 U.S. at 302-03. First, the Court in Irvin
considered the extent and content of the publicity be-
cause it was indicative of “the then current community
pattern of thought.” Irvin, 365 U.S. at 725-27. The
Court then reviewed the voir dire. In the opinions
expressed by potential jurors and the difficulty encoun-
tered in finding veniremen who could at least claim
impartiality, the Court discovered evidence of a pattern
of prejudice in the community. Id. at 727. Finally the
Court looked to see whether that pattern of prejudice
was reflected in the testimony of the jurors ultimately
seated in the jury box. Id. at 727-28. Considering all
these factors, the Court then concluded that the jurors’

20. In addition. because petitioner is challenging a state con-
vicuon on a petition for a writ of habeas corpus, the factual findings
of the state courts are presumed to be correct unless petitioner can
establish by convincing evidence that the factual findings were er-
roneous. 28 U.S.C. §2254(d) (1976); see Sumner v. Mata, 449 U.S.
539 (1981). At the same time, we have a duty as a federal appellate
court “to make an independent evaluation of the circumstances.”
Sheppard, 384 US. at 362. In particular, because the nature and
strength of a venireman’'s opinion is a mixed question of law and
fact. Iruin, 366 U.S at 723, we must “independently evaluate the
vou dire testimony of the impaneled jurors” and the potential jurors.
Id_; Martin, 653 F 2d at 807, see Cuyler v. Sullivan, 446 U.S 335,
341-42 (1980)

Opinion, Court of Appeals 25a

assurances of impartiality had to be discounted. Id. at.
728.

1. The Publicity

47. The publicity preceding petitioner's trial was
extensive and had great potential for prejudice. As in
Irvin, petitioner's case was a “cause celebre” in a rural
community which had been subjected to a barrage of
publicity concerning a seasational murder. Irvin, 366
U.S. at 725; see Murphy, 421 U.S. at 798. That publicity,
although accurate, factual in nature, and without edito-
rial comment, see Murphy, 421 U.S. at 800 n.4, 802:
Beck, 369 U.S. at 556, revealed prejudicial information
“never heard from the witness stand” in the second trial.
See Sheppard, 384 U.S. at 356.

48. First, the publicity disclosed that the jury in the
first trial had convicted petitioner of the murder. Few
revelations could be so damning to an accused. United
States v. Williams, 568 F.2d 464, 471 (Sth Cir. 1978).
Possibly even more prejudicial was the disclosure of pe-
titioner’s written confessions and his testimony at the
first trial. See Rideau, 373 U.S. 723; United States v.
Haldeman, 559 F.2d 31, 61 (D.C. Cir. 1976) (in banc)
(per curiam), cert. denied, 431 U.S. 933 (1977); see also
United States ex rel. Doggett v. Yeager, 472 F.2d 229,
231 (3d Cir. 1971). The confessions and testimony de-
tailed in a highly unfavorable light petitioner's actions
and thoughts at the time of the homicide. They were
sworn revelations of information which petitioner's prop-
erly admitted oral statements simply did not convey. Cf.
Stroble v. California, 343 U.S. 181, 195 (1952) (confes-
sion printed in newspaper was introduced into evi-
dence); see also United States v D'Andrea. 495 F.2d
1170, 1172-73 (3d Cir.) (per curiam). cert. denied, 419
U.S. 855 (1974). Finally, the publicity revealed that peti-
tioner at the first trial had pled temporary insanity and
had been convicted of rape. Such highly inflammatory

26a Opinion, Court of Appeals

facts carried too great a risk of prejudice to be directly
offered as evidence. See Marshall, 360 U.S. at 312-13;
United States ex rel. Greene v. New Jersey, 519 F.2d
1356 (3d Cir. 1975) (per curiam). “The exclusion of
such evidence in court is meaningless when the news
media makes it available to the public.” Sheppard, 384
U.S. at 360; see Murphy, 421 U.S. at 802.

49. The publicity was understandably most exten-
sive and most potentially prejudicial before and during
petitioner's first trial, which was four years before his
second trial. The passage of time may work to erase
highly unfavorable publicity from the memory of a com-
munity. See, e.g.. Murphy, 421 U.S. at 802; Beck, 369
U.S. at 556. In this case, however, voir dire revealed that
more than 98 percent of the veniremen questioned re-
membered the case. In part this was due to the repeated
community exposure provided by newspaper coverage of
the appeal and retrial’ which helped keep fresh the im-
print of the case in the minds of the public.” More im-

21. The state trial court, though the record contained at least
17 front-page articles, said that between trial and retrial “there was
practically no publicity given to this matter through the news media

_ except to report that a new trial had been granted by the Su-
preme Court.” App. at 75la. We believe, however, that petitioner
has established by convincing evidence that the state court's char-
acterization of the coverage was erroneous. 28 U.S.C. §2254(d)
(1976). The record on this petition indicates that 66 front-page arti-
cles were published covering the appeal and second trial. Cf. Sum-
ner v. Mata, 449 at 547 (federal and state court had identical rec-
ord). We agree with the magistrate who after two days of evidentiary
hearings found that the second trial “was surrounded with public-
ity, but not to the same degree” as the first trial. App. at 136a.

22. The trial court stated that “as far as this Court can recall”
there was little talk in public concerning the second trial. App. at
196a. Veniremen during voir dire indicated, however. that there had
been public discussion of the case. particularly in last weeks before
retrial. Such discussion appa: ently did not reach the attention of the
trial court.

Opinion, Court of Appeals 27a

portant, the publicity attending the homicide and first
trial had been so extensive and intensive that the case
was firmly implanted in the memories of Clearfield
County residents.

50. Petitioner has established that the publicity be-
fore his second trial had revealed prejudicial information
from his first trial, information which was not officially
in evidence against him. The widespread dissemination
of such extra-record information, while not rendering
the jury presumptively prejudiced, poisoned the “gener-
al atmosphere of the community” in which petitioner
was retried. See Murphy, 421 U.S. at 802. If petitioner
can show that that atmosphere caused actual prejudice
in the jurors, their assurances of impartiality can be
disregarded. Id.

2. The Voir Dire

51. The difficulty of voir dire may provide crucial
evidence that the sentiments of the community were so
poisoned against an accused as to impeach the asserted
indifference of his jurors. Murphy, 421 U.S. at 803.
“The length to which the trial court must go in order to
select jurors who appear to be impartial” reveals a great
deal about those jurors’ assurances of impartiality:

In acommunity where most veniremen will ad-
mit to a disqualifying prejudice, the reliability of the
others’ protestations may be drawn into question;
for it is then more probable that they are part of a
community deeply hostile to the accused. and more
likely that they may unwittingly have been influ-
enced by it.

The tnal court also noted that few spectators had attended tnal
on some days. particularly dung voir dire. Because petitioner al-
leges prejudice not from a “circus atmosphere” in the courtroom.
see Murphy, 421 U.S. at 798: Martin. 653 F.2d at 805. but from
public knowledge of extra-record facts. occasional low attendence is
a factor of limited significance

28a Opinion, Court of Appeals

Id. at 802-03.

52. In this case, as in /rvin, “impartial jurors were
hard to-find.” Irvin, 366 U.S. at 727. In the long and dif-
ficult voir dire?’ 163 veniremen were questioned on the
case. Our independent examination of the voir dire testi-
mony shows that 126 prospective jurors, or 77 percent of
the 163 veniremen questioned, admitted that they would
Carry an opinion into the jury box. The trial court itself
excused on challenges for cause 117 of those
veniremen, or 72 percent of the 163, after they stated
that they could not set aside their opinion.** Only when
petitioner had exhausted his peremptory challenges
could enough jurors be found to fill the jury box. Cf.
Dobbert, 432 U.S. at 302 (peremptory challenges not ex-
hausted); United States v. Gorel, 622 F.2d 100, 103-04
(Sth Cir.) (same), cert. denied, 445 U.S. 943 (1980).

53. In Irvin the trial court dismissed for cause 268
of 430 veniremen, or 62 percent, because they had fixed
opinions concerning the petitioner’s guilt. Almost 90
percent of those examined entertained some opinion as
to guilt. 366 U.S. at 727. In those circumstances the Su-
preme Court “readily found actual prejudice against the

23. The tnal court explained that the voir dire was lengthy be-
Cause petitioner was permitted to ask so many questions. App. at
194a-95a, 75la. The court did indeed extend great leniency to peti-
uoner in his questioning of the veniremen. Such leniency was com-
mendable. It was also necessary under the circumstances, and does
not explain away the difficulty of the voir dire as a real factor in our
consideration.

24. The trial court stated that the difficulty in selecting a jury
was due in part to his leniency in granting challenges for cause.
App. at 195a, 75la. In our independent evaluation. each of the 117
veniremen dismissed for cause by the tral court had expressed a
disqualifying prejudice which required dismissal. In fact. as we
have noted, the tnal court refused to dismiss several veniremen who
had expressed a disqualifving prejudice. and permitted some of
them to sit as jurors

Opinion, Court of Appeals 29a

petitioner to a degree that rendered a fair trial impossi-
ble." Murphy, 421 U.S. at 798; accord United States ex
rel. Bloeth v. Denno, 313 F.2d 364, 368-69 (2d Cir. 1962)
(in banc) (31 of 38 veniremen questioned had formed
opinion ), cert. denied, 372 U.S. 978 (1963). By contrast,
in Murphy the Court found no basis to cast doubt on the
juror’s assurances of impartiality where only 20 of 78
veniremen questioned, or 26 percent, were excused be-
cause they disclosed an opinion as to guilt. Id. at 803;
accord Beck, 369 U.S. at 556 (14 of 56 veniremen might
have had opinions); Martin, 653 F.2d at 806 : 23 of 81
veniremen questioned had opinions); Brinlee v. Crisp,
608 F.2d 839, 845 (10th Cir 1979) (19 of 47 veniremen
questioned had opinions), cert. denied, 444 U.S. 1047
(1980); Haldeman, 559 F.2d at 70 & n.56 (29-36
percent of veniremen arguably had opinions). cert. de-
nied, 431 U.S. 933 (1977); Mastrian v. McManus, 554
F.2d 813, 818 (8th Cir. ) (41 of 92 veniremen questioned
had opinions), cert. denied, 433 U.S. 913 (1977).

54. In the instant case voir dire revealed other indi-
cations of a deep and bitter prejudice present in the com-
munity. One venireman apparently veiled his strong
feelings when testifying. Another said that her fellow
parishoners tried to influence her to vote guilty. Many
veniremen volunteered opinions of guilt. and over 90
percent of those asked said they had discussed the case
or heard others express their opinions.

55. We believe that the voir dire in this case more
strongly resembles that of Irvin than that of Murphy. See
Martin, 653 F.2d at 806. Three-quarters of the
veniremen admitted to an opinion of guilt which they
could not set aside. “Where so many. so many times, ad-
mitted prejudice, |a juror’s| statement of impartiality can
be given little weight.” Irvin, 366 US. at 728: Martin.
653 F.2d at 806.

30a Opinion, Court of Appeals

3. The Jurors Selected

56. The prejudice permeating the voir dire and the
community was reflected in the voir dire testimony of
the majority of the twelve jurors and two alternates ulti-
mately placed in the jury box.” All but one of the jurors
were familiar with the case, and several explicitly re-
called petitioner’s conviction or confessions. Eight out of
fourteen jurors would admit that, before hearing any tes-
timony, they had formed an opinion as to petitioner's
guilt or innocence. Cf. Irvin, 366 U.S. at 727 (8 of 12
had formed opinions); Denno, 313 F.2d at 367-68 (8 of
16 had formed opinions ).”

With such an opinion permeating their minds, it
would be difficult to say that each could exclude
this preconception of guilt from his deliberations.
The influence that lurks in an opinion once formed
is so persistant that it unconciously fights detach-

25. The alternate jurors were dismissed and did not participate
in the jury's deliberations. An alternate who did not deliberate does
not contaminate a jury unless there is reason to believe that the jury
had been exposed to the alternate’s prejudicial information or opin-
ion. See United States v. Vento, 533 F.2d 838, 860-70 (3d Cir.
1976). In this case the jurors were told they could discuss the case
among themselves when sequestered. For four days the two alter-
nate jurors were seated and sequestered with the regular jurors.
Even though there is no evidence that the prejudiced alternates
talked to the regular jurors, such a sustained condition of “continu-
ous and intimate association” operates to subvert the requirement
that the jury's verdict be based on evidence developed from the wit-
ness stand. See Turner v. Louisiana, 379 U.S. 466, 472-73 (1965)
(jurors guarded by deputy sheriffs who were witnesses); see also
United States ex rel. Qwen v. McMann, 435 F.2d 813 (2d Cir.
1970). cert. denied, 402 U.S. 906 (1971).

26. As a result of our independent evaluation. we must there-
fore reject the trial court's conclusion that “almost all, if not all. (of
the first twelve] jurors had no prior or present fixed opinions.”
App. at 196a.

Opinion, Court of Appeals 3la

ment from the mental processes of the average
man.

Irvin, 366 U.S. at 727 (citation omitted). Indeed, when
asked whether they could set their opinions aside and
forget what they had heard, many of the jurors gave un-
certain and ambiguous answers. Even such equivocal
assurances of impartiality were preferable to the open
admissions of prejudice made by Juror Hrin and the two
alternates, who went “so far as to say that it would take
evidence to overcome their belief.” Jd. at 728; Murphy,
421 U.S. at 798.”

57. It is hardly surprising that the assurances of
impartiality given by petitioner’s jurors were equivocal
or negative. It is more surprising that some could indeed
give blanket assurances of impartiality. Petitioner's ju-
rors were members of a community barraged by public-
ity and alive with discussion, a community where three
quarters of those called would admit to a disqualifying
prejudice. Those jurors were then asked to forget that
petitioner had been convicted of the murder, and rape, of
Pamela Rimer. They were asked to forget how petitioner
twice in writing and once on the stand had retold in
detail that he had killed her, and how he had offered no

27. Petitioner did not challenge nine jurors. Because Pennsy]-
vania at the time of retrial required that objection be made before
the jury retired to deliberate, Pa. R. Crim. P. 1106(d) (1975), peti-
tioner's failure to challenge a juror for cause waived objection to
that particular juror, Provenzano, 620 F.2d at 996 n.15, unless peti-
tioner can show cause for failing to object and prejudice therefrom.
Rogers v. McMullen, 673 F.2d 1185, 1188 (11th Cir. 1982); Graham
v. Mabry, 645 F.2d 603, 606 (8th Cir. 1981); see Engle v. Isaac, 456
U.S. 107, 130 (1982); Wainwright v. Sykes, 433 U.S. 72 (1977).
Where as here a fair trial was impossible not because of a particular
juror but regardless of the parucular jurors. challenge of any indi-
vidual juror for cause is not required. Failure to challenge any of the
jurors selected, however, is “strong evidence” that the accused
thought the jurors were not biased. Beck, 369 US. at 557-58.

32a Opinion, Court of Appeals

defense except for temporary insanity. Those jurors
were asked to forget all they knew and put their impres-
sions and opinions aside. Such a request took insuffi-
cient account of “the frailties of human nature.” Irvin,
366 U.S. at 728.

58. “Impartiality is not a technical conception. It is
a state of mind.” Id. at 724 (quoting United States v.
Wood, 299 U.S. 123, 145 (1936)). We must view the ju-
rors’ assurances of impartiality in light of the pretrial
publicity, the difficulty of voir dire, and the testimony of
the jurors selected. We conclude that despite their as-
surances of impartiality, the jurors could not set aside
their opinions and render a verdict based solely on the
evidence presented in court. Petitioner has shown that
the pretrial publicity caused actual prejudice to a degree
rendering a fair trial impossible in Clearfield County.
After examining the totality of circumstances, we hold
that petitioner's retrial was not fundamentally fair.

Ill. CONCLUSION

59. We will affirm that part of the district court's or-
der holding that petitioner's constitutional right against
self-incrimination was not violated by the admission into
evidence of his oral statements. We will vacate that part
of its order holding that retrial in Clearfield County did
not infringe petitioner's right to a fair trial by an impar-
tial jury.

60. Petitioner's detention and sentence of life im-
prisonment are in violation of the Constitution of the
United States. He is therefore entitled to be freed from
that detention and sentence. Petitioner is still subject to
custody under the indictment, however, and he may be
retried on this or another indictment. Irvin, 366 US. at
728.

G1 We will remand the case to the district court
with the direction that a writ of habeas corpus shall issue
unless within a reasonable time the Commonwealth
shall afford petitioner a new trial.

Opinion, Court of Appeals 33a

STERN, District Judge, concurring.

Under any test reflecting even the most minimal re-
spect for the values embodied in the sixth amendment,
we would be compelled to invalidate this conviction. My
concern, however, is with the particular constitutional
standard which for 175 years has guided the lower
courts, which we are obligated to apply today, and which
renders constitutional trials taking place under circum-
stances only slightly less shocking than those presented
in this case.

In Irvin v. Dowd, 366 U.S. 717 (1961), the Supreme
court, crystalizing earlier language from United States
v. Burr, 25 F. Cas. 49, 50-51 (C.C.D. Va. 1807) (No.
14,692g) (Marshall, C.J.); Reynolds v. United States, 98
U.S. 145, 155-156 (1878); Spies v. Illinois, 123 U.S.
131, 179-80 (1887). and Holt v. United States, 218 U.S.
245, 248 (1910), established that it is permissible to
empanel a jury composed of 12 persons, all of whom
have a preconceived opinion that the defendant is guilty,
as long as each promises to “lay aside his impression or
opinion and render a verdict based on the evidence pre-
sented in court.” Irvin, 366 U.S. at 723. Accord Murphy
vu. Florida, 421 U.S. 794 (1975); Martin v. Warden, 653
F.2d 799 (3d Cir. 1981), cert. denied, 454 U.S. 1151
(1982).

According to the Irvin Court: “[T]o hold that the
mere existence of any preconceived notion as to the guilt
or innocence of an accused, without more, is sufficient
to rebut the presumption of a prospective juror’s impar-
tiality would be to establish an impossible standard.”
Irvin, 366 U.S. at 723. I cannot see why it is “impossi-
ble” to obtain jurors who do not begin with a bias. The
test I suggest would not disqualify a juror merely be-
cause he has been exposed to pretrial publicity: rather.
only those who represent that they have formed an opin-
ion — irrespective of the degree of its fixation — must be
excluded automatically from jury participation.

34a Opinion, Court of Appeals

There can be but two possible explanations for the
Irvin standard. The first is that it presumes to be mean-
ingful: that a promise to lay aside an opinion, for exam-
ple, that an accused high school teacher brutally killed
one of his own students is either believeable or enforce-
able. Definitive refutation of this precept as a psychologi-
cal matter is, of course, beyond my capabilities, but I
would venture that no one of us would want to gamble
our freedom on the ability of a person to erase a
preformed opinion as to guilt.’ Moreover, even if such
self-imposed amnesia is possible as a cognitive event,
surely its prediction is not reliable — that is, we cannot
expect a person to know with any degree of accuracy at
the time of voir dire whether or not he will be able to lay
aside an opinion, however desirous he is of achieving
that end. I see no reason to subject our jury system to
the hazards of guesswork, particularly where the alter-
native is so easily achieved. Thus, I reject the Irvin
standard as a means to insure impartial jurors.*

1. Commentators with psychological training have come to the
same conclusion. See, e.g., Comment, Fair Tnal » Free Press: The
Psychological Effect of Pre-Trial Publicity on the Juror’s Ability to
be Impartial; A Plea for Reform, 38 S. Cal. L. Rev. 672, 682 & nn.53.,
54 (1965); see also Stanga. Jr., Judicial Protection of the Cnminal
Defendant Against Adverse Press Coverage. 13 Wm. & Marv L.
Rev. |. 5 & n.23 (1971).

2. The voir dire at the celebrated tnal of “Boss” Tweed over 100
vears ago provides a wonderful example of the strain imposed upon
any notion of “impartiality” by the “laying aside” standard. Vanous
veniremen, all of whom indicated a preformed opinion of some de-
gree, revealed a variety of strategies by which thev felt they could
rid themselves of their initial partiality. In listening to their voices.
we must decide if it makes sense to continue the same dialogues
today.

One venirman suggests that he is able to lav aside his opinion
as a matter of duty

Q. If vou were to go into that jury box, would vou require any
evidence whatever to remove the impression that vou now
have?

Opinion, Court of Appeals 35a

The second conceivable rationale for the Irvin test
is that it is a practical necessity, without which the
empanelling of juries would be impossible. I simply
refuse to believe that in a land as populous as ours,
where potential jurors abound, the only way to assemble
a group of 12 impartial persons is to allow those with ad-
vance opinions to sit as long as they give a proper incan-
tation of their ability to lay aside those opinions. If a jury
cannot be selected without resort to persons with
preformed views of a defendant’s guilt, it should be a
simple matter to transfer the case to another county.
There is simply no societal interest advanced by seating
a juror who has openly stated that he has a view con-
cerning the defendant's guilt, notwithstanding that it
can be “laid aside.”

A. Not as a juryman; no, sir.

Q. Your belief as a juryman is a different thing from your belief
as a man?

A. If any one should come up in the street and tell me Mr.
Tweed was an innocent man, I should not at once believe it
unless he gave me some proof to the contrary; but in the
jury-box I go in there free from any prejudice as a juryman.
I think that is the duty of the juryman, that it ought not to
require any evidence at al] to remove any impression. That
is what I intended to convey in my answer to the judge.

Record of People v. Tweed, 50 How. Pr. 262 (N.Y. Sup. Ct. 1876) at
104. Another admits that the process is unpredictable:

Q. If you were to go into the trial as a juror would you not carry
that same [preformed] impression into the jury-box?

A. I think if I was called upon to serve as a juror I could free my
mind from all prejudice or impressions and act impartially;
that is my belief.

Q. Have you ever tested that belief in a like case?
A. Never, sir.

Q. It would be an experiment on your part?

36a Opinion, Court of Appeals

The vulnerability of the Irvin “laying aside’ stand-
ard is only heightened where attempts to temper its po-
tentially devasting consequences for a criminal defend-
ant are examined. The Murphy Court pointed out that,

[T)he juror's assurances that he is equal to this task
{laying aside prior opinion] cannot be dispositive of
the accused's rights, and it remains open to the de-
fendant to demonstrate “the actual existence of
such an opinion in the mind of the juror as will raise
the presumption of partiality.”

Murphy, 421 US. at 800 (quoting Irvin, 366 US. at
723). I am at a loss to understand how a defendant
would ever be able to demonstrate that despite a
venireman’s assurance that he is able to lay aside a pre-
conception of defendant's guilt, there actually exists in
the potential juror’s mind a “fixed” opinion which can-
not be extinguished.

NOTE — (Continued)
A. Certainly it would
Id. at 142-43. Another views the process as one of degrees of belief

The Court — I would like to have vou give in vour own way
and in your own language the condition of your mind in regard
to Mr. Tweed or his dealings with the city

The Witness — My view is this: I read the newspaper like
everybody else; | have heard the proceedings, and of the
charges against Mr Tweed like everybody else. | have certain
superficial information, on that superficial information | have
formed an opinion, that is all | have had to do. and all | have
seen the necessity of doing; | have never looked into the case
with any degree of particularity, | have never examined the evi-
dence as a lawyer would have examined it. | have formed an
opinion; | do not consider that | have formed what | call a de-
cided opinion, because | have not looked into it so thoroughly as
to entitle me to have that opinion, but I have given it this gener-
al superficial examination | am now here and am called upon
this struck jury, and if | am to serve as jurvman. | believe that I

Opinion, Court of Appeals 37a

My view of the proper standard by which to meas-
ure the propriety of seating a particular juror does away
with the distinction between opinions that are “fixed”
and those that are something less so, as a spectral analy-
sis empty of meaning. A person with any opinion going
to the issue of a defendant's guilt is simply unfit to serve
on a jury. It is incredible to me that anyone would want
to take the contrary view. Further, in a highly publicized
case, I would discredit the denial of preconceived opin-
ions where a significant percentage of those polled state
that they hold opinions concerning the defendant. While
the Court has recognized that veniremen prejudice may
be presumed in the face of protestations to the contrary
where most of the other prospective jurors admit to a dis-
qualifying bias, compare Irvin, 366 U.S. at 727 (nearly

can act conscientiously and fairly for Tweed end fairly for the
County. | have been asked the question whether | would prefer
that Tweed should succeed or the County, and I have answered
that I should prefer that the County should succeed. I do not
mean that | would have any bias which would make me decide
against Tweed, for the County or against the County for
Tweed; I would be prepared to decide according to the
evidence

Id. at 94-95. Another describes the process as a function of will:

Q. But could you, no matter what form of oath were put to you,
enter upon the trial without having the impression upon
your mind that Mr. Tweed has been guilty of those frauds?

I should try.

Could you succeed?

I think so.

You think that vou could forget what you now believe?
I think | could dismiss it from my mind; forget it, no.

Id. at 204
All of these venirmen were seated as competent jurors.

> O> O >

38a Opinion, Court of Appeals

90 percent of venirmen have some opinion regarding de-
fendant's guilt; prejudice in remainder presumed), with
Murphy, 421 U.S. at 802 (roughly 26 percent of
veniremen have an opinion; no presumption regarding
remainder), I would not allow any jury to be empanelled
where more than 25 percent of the veniremen state that
they hold an opinion concerning the defendant's guilt.
Where over one quarter of those polled indicate such
bias, I have grave doubts as to the sincerity of represen-
tations of impartiality by others in the community.

It has long been the foundation of our legal system
that, “[N]o man’s life, liberty or property be forfeited as
criminal punishment for violation of that law until there
ha{s] been a charge fairly made and fairly tried in a pub-
lic tribunal free of prejudice, passion, excitement, and
tyrannical power.” Chambers v. Florida, 309 U.S. 227,
236-37 (1940). I do not see how we can live by this ideal
while continuing to apply the /rvin test. I would adopt a
different standard, originating at the confluence of sense
and simplicity, which would prevent any person from
entering the jury box and becomming a judge of the
facts if he has any preconceived view of the merits of the
case.

GARTH, Circuit Judge, concurring in the judgment.

In this case Juror James F. Hrin, who sat in judg-
ment of the petitioner, Jon Yount, admitted during his
voir dire that until he was shown facts establishing
Yount’s innocence, he would find it difficult to change
his opinion about Yount’s guilt. Because I conclude that
Hrin, by so testifying during the voir dire, demonstrated
“the actual existence of such an opinion in the mind of
jone of Yount’s] juror|s) as will raise the presumption of
partiality,” Murphy v. Florida, 421 U.S. 794, 800 (1975);
Irvin v. Dowd 366 U.S. 717, 723 (1961), I concur in the
judgment of the court that a new trial is required.

Opinion, Court of Appeals 39a

My concurrence, however, is limited to the issue
raised by Yount’s charge that Juror Hrin had been im-
properly impaneled. Thus, while I agree with Judge
Hunter that Yount’s fifth amendment rights were not
violated when his inculpatory sta ements were admitted
at his second trial, I do not agree with Judge Hunter that
pre-trial publicity required a change of venue. As I read
the record, it was the failure of the trial judge to apply
the principles of Irvin, supra, in excusing jurors for
cause that resulted in an unfair trial. Thus, I restrict my
vote for a remand and new trial solely to the issue of Ju-
ror Hrin's impaneling as a juror, and do not agree with
Judge Hunter's thesis that the district court erred in
denying a change of venue.

As the majority notes, Yount had been convicted of
murder and rape in 1966. After the Pennsylvania Su-
preme Court set aside both of these convictions in 1969,
Yount was tried a second time for murder in November
of 1970. The voir dire in this second trial exhausted ten
days and 167 veniremen', 121 of whom were dismissed
for cause.

Among the twelve jurors and two alternates select-
ed to try Yount, six testified that they had formed no
opinions as to Yount’s guilt. Five jurors stated that they
had formed opinions about the case, but that they could
lay those opinions aside and keep an open mind. Finally,

1. Two hundred ninety-two persons were selected as talesmen
for Yount's second trial, 125 of whom the court dismissed as im-
properly chosen after learning that the Clearfield County sheriff had
selected friends and acquantances of his own in order to obtain a
full complement of jurors. The court dismissed an additional four
jurors for cause before questioning. Although the Magistrate's re-
port lists 168 jurors who were questioned, | agree with Judge Hunt-
er that the record reveals only 167.

40a Opinion, Court of Appeals

three jurors — both of the alternates and Juror James F.
Hrin — testified that they had opinions of Yount’s culpa-
bility but could change these opinions if the proper evi-
dence were presented.’

Juror Hrin’s voir dire examination by the prosecu-
tion disclosed that Hrin was uncertain whether he could
render a verdict based solely on the evidence adduced at
trial. Responding to two questions by the prosecutor,
Hrin asserted that he “wouldn't say for sure” whether he
could “erase or remove the opinion” he held, but stated a
second time that he could do so. Hrin’s answers were
punctuated with suggestions that he thought he “possi-
bly could” render a fair verdict, and that “[i]t would be
rather difficult for me to answer” whether he “could en-
ter the jury box presuming [Yount] to be innocent.”

2. Neither alternate juror participated in the jury's delibera-
uons. Their impartiality is not challenged before us.
3. Hnn’'s voir dire examination by the prosecutor was 2s
follows
Q. Have you formed any opinion as to the guilt or inno-
cence of Mr. Yount?

A. To the degree that it was written up in the papers, yes.

Q. Is this a fixed opinion on your part?

A. This is sort of difficult to answer.

Q. Let me ask — if you were to be selected as a juror in
this case and take the jury box, could you erase or remove the
opinion you now hold and render a verdict based solely on the
evidence and law produced at this trial.

A. It is very possible. | wouldn't say for sure.

Q. Do you think you could?

A. I think I possibly could.

Q. Then the opinion you hold is not necessarily a fixed
and immobile opinion?

A. | would say not, because I work at a job where I have to
change my mind constantly.

Q. Would you be able to change your mind regarding your
opinion before become a juror in this case? That's the way I
must have vou answer the question. :

Opinion, Court of Appeals 4la

Under cross examination by counsel for the defend-
ant Yount, Hrin asserted that he would require the pro-
duction of evidence before he would abandon any opin-
ion of Yount’s guilt. Hrin stated as follows:

Q. Did I understand Mr. Hrin you would re-
quire some — you would require evidence or some-
thing before you could change tees opinion you
now have?

A. Definitely. If the facts show a difference
from what I had originally had been led to believe, I
would definitely change my mind.

Q. But until you’re shown those facts, you
would not change your mind — is that your
position?

A. Well — I have nothing else to go on.

Q. I understand. Then the answer is yes — you

would not change your mind until you were pre-
sented facts?

A. Right, but I would enter it with an open
mind.

Q. In other words, you're saying that while
facts were presented you would keep an open mind
and after that you would feel free to change your
mind?

A. Definitely.

A. If the facts were so presented | definitely could change
my mind

Q_ Would you say you could enter the jury box presuming
him to be innocent?

A. It would be rather difficult for me to answer

Q Can you enter the jury box With an open mind pre-
pared to find your verdict on the evidence as presented at trial
and the law presented by the Judge’

A. That | could do.

42a Opinion, Court of Appeals

Q. But you would not change your mind until
the facts were presented?

A. Right....

Yount promptly challenged Juror Hrin for cause, a
challenge the trial court denied because “he declared he
could go in there with an open mind.” The trial court
reasoned as follows:

I deny the challenge for cause because he declared
he could go in there with an open mind; and Com-
monwealth against Bentley [287 Pa. 539, 135 A. 310
(1926)] sets forth that — any juror is incompetent
who has a fixed and definite opinion which cannot
be erased by hearing and evidence — and he said
he could disregard it and be guided by the law and
evidence, and I believe he stated he could go in with
an open mind. I would accept that as being suffi-
cient to overcome the conviction that you proposed
that he has a fixed opinion that he could not put
aside and I think his answers were unequivical [sic]
enough as to any fixation as to opinion as he de-
clared although he had a solid opinion it is not quite
as solid as it used to be which indicates that it is not
solid. His expression is such that there is not now a
fixed opinion and therefore I so accept it.

On appeal, the Perinsylvania Supreme Court concluded
summarily that “{t]he record shows that none of the ju-
rors had a fixed opinion as to appellant's guilt or inno-
cence, or was otherwise legally unable to serve.” Com-
monwealth v. Yount, 455 Pa. 303, 314, 314 A.2d 242,

in part that “two [jurors] stated that they would require
Petitioner to prove his innocence.” In light of the record
in this case, it is patent that one of the jurors referred to

Opinion, Court of Appeals 43a

in paragraph 12-B is Juror Hrin.‘ The district court re-
viewed pertinent portions of each of the jurors’ voir dire
testimony, including Hrin's, but did not concentrate on
Hrin’s testimony in particular, and made no findings re-
specting it. See Yount v. Patton, 537 F. Supp. 873, 880
(W.D. Pa. 1982). Yount argues before us on appeal that
Hrin had abandoned the presumption of innocence, and
that Yount could not constitutionally be convicted by a
panel containing such a juror.

As the Supreme Court in Nebraska Press Associ-
ation v. Stuart stated, “pretrial publicity — even perva-
sive, adverse publicity — does not inevitably lead to an
unfair trial.” 427 U.S. 539, 554 (1976). In order to ex-
plain fully why I do not believe the district court erred in
denying a change in venue due to alleged prejudicial
publicity, it is useful to review those circumstances in
which jury exposure to adverse publicity does require a
new trial.

First, the accused may demonstrate the actual ex-
istence of prejudice attributable to pretrial publicity on
the part of one or more members of the jury. See Irvin v.
Dowd, 366 U.S. 717, 723 (1961). Such prejudice must
be shown “not as a matter of speculation but as a demon-
strable reality,” United States ex rel. Darcy v. Handy,
351 U.S. 454, 462 (1956), and is usually established by

4. There is therefore no question that the issue of Hrin's par-
tiality is before us on appeal See United States ex rei Hickey \

44a Opinion, Court of Appeals

reliance on the jurors’ voir dire responses. See United
States v. Chagra, 669 F.2d 241, 250 (5th Cir.), cert. de-
nied, 103 S. Ct. 102 (1982).

Second, in extreme cases of highly inflammatory
pretrial publicity which saturates the community from
which the jury is drawn, the accused may rely on a pre-
sumption of partiality, and need not prove actual bias.
See Rideau v. Louisiana, 373 U.S. 723, 726-27 (1963);
cf. Murphy v. Florida, 421 U.S. 794, 802-03 (1975);
Mayola v. Alabama, 623 F.2d 992, 997 (5th Cir. 1980),
cert. denied, 451 U.S. 913 (1981). This presumption is
rebuttable, however, and the prosecution may demon-
strate the impartiality of the jury by reliance on the voir
dire testimony. See United States v. Chagra, supra, 669
F.2d at 250, 252-54; United States v. Johnson, 584 F.2d
148, 154 (6th Cir. 1978), cert. denied, 440 U.S. 918
(1979); United States v. Gullian, 575 F.2d 26, 29-30
(1st Cir. 1978).

Third, the accused can demonstrate “a significant
possibility of prejudice,” United States v. Davis, 583
F.2d 190, 196 (5th Cir. 1978), and that the voir dire pro-
cedure was inadequate to permit its discovery. See Unit-
ed States v. Blanton, 700 F.2d 298, 307-08 (6th Cir.

1983); United States v. Dellinger, 472 F.2d 340, 374-75 .

(7th Cir. 1972), cert. denied, 410 U.S. 970 (1973);
Silverthorne v. United States, 400 F.2d 627, 639 (9th
Cir. 1968); cf. United States v. Capo, 595 F.2d 1086,
1092 n.6 (Sth Cir. 1979), cert. denied, 444 U.S. 1012
(1980); United States v. Haldeman, 559 F.2d 31, 64-71
(D.C. Cir. 1976), cert. denied, 431 U.S. 933 (1977);
United States v. Addonizio, 451 F.2d 49, 65-67 (3d Cir.
1971), cert. denied, 405 U.S. 1048 (1972).

In addition, in two classes of cases the accused may
assert that events transpiring during the course of trial
rendered the trial unfair. /n monger v. Maxwell, 384
U.S. 333 (1966), and Estes v. Texas, 381 U.S. 532

Opinion, Court of Appeals 45a

(1965), the Supreme Court condemned the conduct of
trials “utterly corrupted by press coverage.” See Dobbert
v. Florida, 432 U.S. 282, 303 (1975). In these cases, the
presence of the press during trial rendered the conduct
of a fair trial impossible.° A similar intrusion into the trial
process occurs when members of the jury are exposed to
publicity during the trial. See Marshall v. United States,
360 U.S. 310, 311 (1959); Goins v. McKeen, 605 F.2d
947, 952-54 (6th Cir. 1979); United States v. Williams,
568 F.2d 464, 468 (Sth Cir. 1978); United States v.
Jones, 542 F.2d 186, 194-97 (4th Cir. ), cert. denied, 426
U.S. 922 (1976).

In this case, no juror was exposed to adverse public-
ity during trial, and the record reflecting the publicity
preceding Yount’s second trial, in my opinion, was not so
inflammatory as to give rise to a presumption of partial-
ity. In addition, it is conceded that the trial court “ex-
tend|ed} great leniency to [Yount] in his questioning of
the veniremen,” Maj. op., typescript at 33 n.23, and no
argument is raised that the voir dire was less than ample
to expose the prejudices of potential jurors. Therefore,
the only basis for upsetting Yount’s conviction is the ex-
istence of the “actual prejudice” of one or more mem-
bers of the jury.

An accused may demonstrate “actual prejudice” on
the part of the jury in two ways. First, the defendant may

5. Although Rideau v. Louisiana, Sheppard v. Maxwell, and Estes v.
Texas are frequently discussed as a unit, see, ¢.9., United States v. Dozier,
672 F.2d 531, 545-46 (Sth Cir.), cert. denied, 103 S. Ct. 256 (1982),
Sheppard and Estes should be recognized as analytically distinct from
Rideau. Rideau represents the only instance in which the Supreme Court
has reversed a conviction solely on the basis of the extent and nature of
pretrial publicity without a showing of actual prejudice. See Mayola v. Ala-
bama, supra, 623 F 2d at 997. Sheppard and Estes. in contrast, represented
intrusions into the tnal process which undermined the integnty of the trial.
See United States v. Chagra, supra, 669 F 2d at 249 n.10; United States v.
Haldeman, supra, 559 F 2d at 61 n.32

46a Opinion, Court of Appeals

establish, by means of the voir dire testimony, that one
or more jurors had a preconceived opinion of the defen-
dant’s guilt which could not be set aside ir order to “ren-
der a verdict based on the evidence presented in court.”
Irvin v. Dowd, supra, 366 U.S. at 723. In such a case,
the trial court would err by not granting a challenge to
this juror for cause. A change of venue, however, would
not be required if the challenge for cause were granted.

Second, in extremely rare circumstances the ac-
cused may establish “actual prejudice” by inference. See
Murphy v. Florida, 421 U.S. 794, 803 (1975). In such a
case the defendant must demonstrate “a community
with sentiment so poisoned against petitioner as to im-
peach the indifference of jurors who displayed no ani-
mus of their own.” Id. In the only Supreme Court case to
rely on this ground, Irvin v. Dowd, ninety percent of
those examined on the point had a preconceived notion
of the defendant's guilt, and eight persons who actually
sat in judgment of the defendant thought the defendant
guilty. 366 U.S. at 727. Indeed, just recently this court
refused to apply the Irvin principle to reverse a convic-
tion in which only 23 of 71 persons known to be exposed
to pretrial publicity had fixed opinions of the defendant's
guilt. Martin v. Warden, 653 F.2d 799, 806 (3d Cir.
1981), cert. denied, 454 U.S. 1151 (1982). Thus while I
agree that if the defendant establishes the existence of a
community “so poisoned against the [defendant] as to
impeach the indifference of jurors who displayed no ani-
mus,” then a change of venue is required, I do not agree
that merely because a number of prospective jurors har-
bor opinions of guilt, that the voir dire, fairly conducted,
cannot screen the biased from the fair-minded.

A showing of actual prejudice by this method is not
to be lightly accomplished. As the Fifth Circuit stated in
United States v. Dozier, 672 F.2d 531, 546 (5th Cir.),
cert. denied, 103 S. Ct. 256 (1982), “detection of actual
prejudice is not accomplished through juggling statis-

Opinion, Court of Appeals 47a

tics.” Irvin does not establish a bright-line rule that a ve-
nire containing a percentage of biased talesmen above a
certain level is presumptively bad. Rather, the court
must examine the totality of the circumstances, includ-
ing the adequacy of the voir dire in ferreting out biased
jurors, in order to establish whether a change of venue is
constitutionally required.

A thorough and skillfully conducted voir dire
should be adequate to identify juror bias, even in a com-
munity saturated with publicity adverse to the defend-
ant. As the District of Columbia Court of Appeals noted,
“voir dire has long been recognized as an effective meth-
od of rooting out such bias, especially when conducted
in a careful and thoroughgoing manner.” In re Applica-
tion of National Broadcasting Co., 653 F.2d 609, 617
(D.C. Cir. 1981) (footnotes omitted). For this reason the
courts of appeals have repeatedly expressed “confidence
in the effectiveness of a skillful voir dire to counteract
the the threat of pretrial publicity.” United States v.
Duncan, 598 F.2d 839, 865-66 (4th Cir.), cert. denied,
444 U.S. 871 (1979). Reviewing the conviction of Lieu-
tenant William Calley for the killing of civilians at Mv
Lai, a trial that generated considerably more pretrial
publicity than Yount’s second trial in 1970, the Fifth Cir-
cuit observed that “[t]here has been a greater willing-
ness to uphold a trial court’s determination that jurors
were capable of rendering an impartial verdict where
that conclusion was reached after deliberate, searching,
and thorough voir dire.” Calley v. Callaway, 519 F.2d
184, 209 n.45 (Sth Cir. 1975), cert. denied, 425 U.S. 911
(1976). See also Graham v. Mabry, 645 F.2d 603, 611
(8th Cir. 1981); United States v. Capo, 595 F.2d 1086,
1091-92 (Sth Cir. 1979), cert. denied, 444 U.S. 1012
(1980); Margoles v. United States, 407 F.2d 727, 729-31
(7th Cir.), cert. denied, 396 U.S. 833 (1969).

As Irvin makes plain, a juror’s subjective affirma-
tion of impartiality is not dispositive of the question of ju-

48a Opinion, Court of Appeals

ror bias. It has always been clear that “merely going
through the form of obtaining jurors’ assurances of im-
partiality is insufficient.” United States ex rel. Bloeth v.
Denno, 313 F.2d 364, 372 (2d Cir.), cert. denied, 372
U.S. 978 (1963). Instead, the trial court must determine
independently and objectively whether the jurors’ assur-
ances are credible. See United States v. Blanton, 700
F.2d 298, 307-08 (6th Cir. 1983); United States v. Ger-
ald, 624 F.2d 1291, 1296-97 (5th Cir. 1980), cert. de-
nied, 450 U.S. 920 (1981). The American Bar Associ-
ation’s Standards for Criminal Justice provide that the
voir dire “shall be conducted for the purpose of deter-
mining what the prospective juror has read and heard
about the case and how any exposure has affected that
person’s attitude toward the trial.” ABA Standards for
Criminal Justice §8-3.5 (2d ed. 1978). The objective
evaluation of this information, however, rests with the
trial court. In Irvin, the trial court (which itself ques-
tioned the jurors challenged for cause) did not engage in
a searching and thorough voir dire. Instead, the court
erroneously credited the jurors’ subjective opinions that
each could render an impartial verdict notwithstanding
his or her opinion. Irvin v. Dowd, supra, 366 U.S. at 724.

Yount’s case, however, differs significantly from
Irvin v. Dowd. First, counsel themselves conducted the
voir dire in Yount’s trial and, as Judge Hunter concedes,
were afforded great leniency in the questioning of
veniremen. Second, Yount challenged only three jurors
for cause, and two of those jurors, according to the dis-
trict court’s findings, “indicated that they harbored no
fixed opinion.” Yount v. Patton, supra, 537 F. Supp. at
878. Third, the trial court permitted questioning on the
exposure of each juror to publicity and the degree of fix-
ation of each juror’s opinion. Six of the jurors testified
that they had no preconceived opinion of Yount’s guilt at
all. Among the remaining six jurors, Yount challenged
only one — Juror James F. Hrin, whom I discuss below

Opinion, Court of Appeals 49a

— for cause. The scope and depth of the voir dire, and
the absence of challenges for cause to each juror except
Hrin, was adequate to support an independent and ob-
jective determination that, with the exception of Hrin,
the jurors could “lay aside [their] impression[s] or opin-
ion{s] and render a verdict based on the evidence pre-
sented in court.” Irvin v. Dowd, supra, 366 U.S. at 723.

Judge Hunter, however, discounts the extensive
vair dire conducted in Yount’s 1970 trial and the ab-
sence of challenges for cause to each juror except Hrin.
Rather, Judge Hunter’s opinion places great weight on
the finding that “77 percent of the 163 veniremen ques-
tioned admitted that they would carry an opinion into
the jury box.” Maj. op., typescript at 33. To my mind,
this reliance on statistics, without regard to the scope of
the voir dire or the absence of challenges for cause, ele-
vates to talismanic significance the percentage of
veniremen as a whole with opinions about a defendant’s
guilt. I do not believe Irvin v. Dowd was ever intended to
be read in this fashion. If the scope of the voir dire is ample
— as it concededly is in this case — the fact that a large
percentage of persons who are not on the jury have prej-
udices should carry little weight.

There are undoubtedly many communities in which
large percentages of the veniremen have been exposed
to pretrial publicity and have a notion of the defendant's
guilt. The well-publicized trials of the Watergate defen-
dants, see’ United States v. Haldeman, supra, and of
Lieutenant William Calley, see Calley v. Callaway,
supra, are undoubtedly of this character. But, the very
function of the voir dire is to root out such persons with
preconceived prejudices and identify only those who
can, by the trial court's independent determination, lay
aside any prejudices and render a verdict based solely on
the evidence adduced during trial. Thus, given a voir
dire which is concededly adequate and which functions
to achieve its designed purpose, a venue change is not

50a Opinion, Court of Appeals

constitutionally required simply because many of the
persons who will not serve on the defendant's jury may
harbor prejudices as to the defendant's guilt.

For these reasons, I do not join Judge Hunter's
holding that a change of venue in Yount’s case was con-
stitutionally required. Nevertheless, I concur in the
judgment of the court because I conclude, for the rea-
sons that follow, that Juror James F. Hrin should not
have been impaneled in this case.

II.

In Irvin v. Dowd, 366 U.S. 717, (1961), the Su-
preme Court held that the mere existence of any precon-
ceived notion as to the guilt or innocence of an accused
is not, without more, sufficient to rebut the presumption
of a prospective juror’s impartiality. Jd. at 723. As the
Court observed, however, the adoption of such a rule
does not “ ‘foreclose inquiry as to whether, in a given
case, the application of that rule works a deprivation of
the prisoner's life or liberty without due process of law.’ ”
Id., quoting Lisenba v. California, 314 U.S. 219, 236
(1941).

The test of a prospective juror’s impartiality, articu-
lated in Reynolds v. United States, 98 U.S. 145 (1878),
and reiterated in Dowd, supra, is whether

“the nature and strength of the opinion formed are
such as in law necessarily. . . raise the presump-
tion of partiality... . The affirmative of the issue is
upon the challenger. Unless he shows the actual ex-
istence of such an opinion in the mind of the juror as
So ee the juror need

be set aside.” [Reynolds v. United
Sesene, 98 U.S. 145, 156-57 (1878). |

Irvin v. Dowd, supra, 366 U.S. at 723. See Murphy v.
Florida, 421 U.S. 794, 800 (1975).

Opinion, Court of Appeals 5la

Hrin’s voir dire testimony, taken as a whole, demon-
strates the “actual existence of such an opinion in the
mind of the juror as will raise the presumption of partial-
ity.” Even the testimony adduced by the prosecution
raised serious doubts whether Hrin entered the jury box
with an open mind. The record reveals that Hrin assert-
ed simultaneously that he could keep an open mind and
that he could not “say for sure” whether he could do so.
In response to the question whether Hrin “could enter
the jury box presuming [Yount] to be innocent,” Hrin
conceded that “[i]jt would be rather difficult for me to
answer.”

Testimony adduced by the defense further revealed
that Hrin would require Yount to produce evidence be-
fore Hrin would abandon his preconceived opinion of
Yount’s guilt. Hrin affirmed that he “would not change
(his] mind until [he] was presented [with] facts.’” Having
so stated, Hrin abandoned the presumption of inno-
cence. While the law permits a juror to affirm that he or
she will enter the jury box with an open mind, a juror
cannot require that the defendant produce evidence to
wipe clean a prior perception or opinion. The jurors
must be impartial when sworn. They cannot agree to be
impartial only if the defendant convinces them to be so.

. In this case, a juror, by his own admission, required
the production of evidence to change his preconceived
opinion of the defendant's guilt, and agreed to keep an
open mind about this evidence if and when he heard it.
As a matter of law, this admission raises a presumption
of partiality. A defendant cannot constitutionally be con-
victed by a jury containing one such juror. Irvin v.
Dowd, supra, 366 U.S. at 723; id. at 728 (“some (jurors
went] so far as to say that it would take evidence to over-
come their belief”).

52a Opinion, Court of Appeals

IV,

In concluding as a matter of law that Juror Hrin’s
testimony raises a presumption of impartiality under
Irvin v. Dowd, supra, I am fully cognizant that in a fed-
eral habeas corpus proceeding, the findings of a state
court “shall be presumed to be correct, unless the appli-
cant shall establish or it shall otherwise appear... ." 28
U.S.C. §2254(d) (1976); see Sumner v. Mata, 449 U.S.
539, 551 (1981). Under Irvin v. Dowd, however, an
opinion of a prospective juror raises a presumption of
partiality by operation of law, and therefore poses a
mixed question of law and fact. As the Court in Dowd
stated,

the test is ‘whether the nature and strength of the
opinion formed are such as in law necessarily .. .
raise the presumption of partiality. The question
thus presented is one of mixed law and fact... . As
was stated in Brown v. Allen, 344 U.S. 443, 507, the
“so-called mixed questions or the application of con-
stitutional principles to the facts as found leave the
duty of adjudication with the federal judge.” It was,
therefore, the duty of the Court of Appeals to inde-
pendently evaluate the voir dire testimony of the
impaneled jurors.

Irvin v. Dowd, supra, 366 U.S. at 723.

In this case the Pennsylvania Supreme Court con-
cluded that “none of the jurors had a fixed opinion as to
[Yount’'s] guilt or innocence.” Commonwealth v. Yount,
supra, 455 Pa. at 314, 314 A.2d at 248. Nevertheless, the
trial court found that Hrin had a “solid opinion [al-
though] not quite as solid as it used to be.” Neither the
trial court nor the Pennsylvania Supreme Court, however.

:
:
f

This latter requirement raises a presurmption of
a matter of law, and therefore does not impli-

|

Opinion, Court of Appeals 53a

cate 28 U.S.C. §2254(d). Cf. Smith v. Phillips, 455 U.S.
209, 218 (1982) (in which no such presumption by op-
eration of law applied); see id. at 222 n.* (O'Connor, J.,
concurring).

V.

The sixth amendment guarantees to each defend-
ant a fair and impartial trial by a jury of his or her peers.
The right to trial by impartial jury, old as the Magna
Carta, is fundamental to our system of justice. See Dun-
can v. Louisiana, 391 U.S. 145, 151-56 (1968). Consist-
ency with this constitutional provision requires that
each juror lay aside a prior perception or opinion and
“render a verdict based on the evidence presented in
court.” Irvin v. Dowd, supra, 366 U.S. at 723. Conse-
quently, no juror may enter the jury box with an opinion
that can be changed oniy upon the presentation of evi-
dence by the defense. Juror Hrin admitted to requiring
such evidence, and therefore could not constitutionally
sit in judgment of Yount. Accordingly, while I dissent
from the view expressed in Judge Hunter’s opinion that
a change of venue was constitutionally required, I con-
cur in the judgment of the court, which directs that the
writ of habeas corpus be issued unless Yount is retried
within a reasonable time. I do so, however, only for the
reason that Juror Hrin was improperly seated.

A True Copy:
Teste:

Clerk of the United States Court of Appeals
for the Third Circuit

54a Opinion, U.S. District Court

Jon E. YOUNT, Petitioner,
Vv.

Ernest S. PATTON, Superintendent SCI—Camp Hill,
and Harvey Bartle III, Attorney General of the Com-
monwealth of Pennsylvania, Respondents.

Civ. A. No. 81-234.

UNITED STATES DISTRICT COURT,
W. D. Pennsylvania.

April 22, 1982.
[537 F. Supp. 873 (1982)]

OPINION

Ziec.en, District Judge.

Presently before the court is the petition of Jon E.
Yount fo

[Text truncated at 120,000 characters. The full text is on the page linked above.]

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385011_0098%3A01. Public record. Not legal advice.
