# Petition — S. E. Nichols of Ohio, Inc. v. National Labor Relations Board

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1983
- **Citation:** 464 U.S. 914

## Text

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IN THE

Supreme Court of the United States
OCTOBER TERM, 1983

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S. E. NICHOLS OF OHIO, INC.,
Petitioner,

—vVvs,—

NATIONAL LABOR RELATIONS BOARD,

Respondent.

Sa

PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
SIXTH CIRCUIT

LEONARD W. WAGMAN
GOLENBOCK and BARELL
Attorneys for Petitioner
645 Fifth Avenue

New York, New York 10022
(212) 935-9800

RoBeERT S. GOODMAN
Timothy P. DILLON

Of Counsel

i
Questions Presented

1. Where a court of appeals held that it must uphold the
NLRB’s findings of fact concerning a constructive discharge of
an employee “as long as those findings are supported by sub-
stantial evidence in the record as a whole” but gave no indication
whatsoever that it had taken into account the evidence that de-
tracted from the NLRB’s position or the evidence from which
conflicting inferences could be drawn, did the court of appeals
fulfill its obligation to view the record in its entirety “including
the body of evidence opposed to the Board’s view” as required
by this Court’s decision in Universal Camera Corp. v. NLRB,
340 U.S. 474, 488-489 (1951)?

2. Whether, as a matter of law, a discharged employee used
“reasonable efforts” to obtain substantially equivalent interim
employment when it is undisputed that the employee during an
eight-year backpay period (i) applied for only one job through
the local newspaper want ads that contained numerous suitable
employment opportunities; (ii) failed to use a private employ-
ment agency and did not apply for a single job through the state
employment bureau; (iii) succeeded in obtaining only one em-
ployment which she quit after a brief six month period; and (iv)
from 1971 through 1974 searched for employment on approxi-
mately 10% of the business days in each year and from 1974
through 1979 searched for employment on approximately one
day per month?

3. Is this Court’s review necessary to protect petitioner’s due
process right to a fair hearing where an administrative law judge
refused to admit into the hearing record relevant evidence, in-
cluding admissions against interest made by the charging party
and the Board’s agents and where the NLRB and the court of
appeals refused to address petitioner’s due process contentions?

TABLE OF CONTENTS

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REASONS FOR GRANTING THE WRIT ..........0eeeee0%

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TABLE OF CITATIONS

Albemarle Paper Co. v. Moody, 422 U.S. 405 (1975) ..

Barkers East Main Corporation, 136 NLRB 494 (1962)
ete cess sccccescccce

Donnelly Garment Co. Vv. NLRB, 123 F.2d 215, 224 (8th
Cir. 1941); on remand 50 NLRB 241, enf. den. 151
F.2d 854 (8th Cir. 1945); rev'd on other grounds, 330

30

26

13

U.S. 219 (1947); on remand 161 F.2d 940 ...... 27, 28

Fashion Fair, Inc., 163 NLRB No, 22, 1967 CCH NLRB
GGUS GEUN ey See basceccesccnvess

Flite Chief, Inc., 246 NLRB 55 (1979); (enforced in per-
tinent part, 640 F.2d 989 (9th Cir. 1981) ........ 2

ili

4,25

iv

Ford Motor Co. v. EEOC, US. , 102 §.Ct. 3057
CURED cis od nenshs abeues bed waaeeees . ae
Great Lakes Screw Corporation v. NLRB, 409 F.2d 375,
ce ee, Le | ee ee ree 29, 30
Montgomery Ward & Co. v. NLRB, 377 F.2d 452 (6th
CA SOT aco ade ha Sen Rae aa am acne ee hinge 10
Muller v. U.S. Steel Corp., 509 F.2d 923, 929 (10th Cir.),
cant. Gated, 429 US. SAS CASTS) v.0:00 0 6 h00 b 8 aw ss 10

McCann Steel Co. v. NLRB, 570 F.2d 652 (6th Cir. 1978) 23

NLRB vy. Brennan's, Inc., 366 F.2d 560 (5th Cir.), modi-
fied on other grounds, 368 F.2d 1004 (Sth Cir. 1966) 19

NLRB Vv. Burns, 207 F.2d 434 (8th Cir, 1953) ........ 28
NLRB Vv. Capitol Fish Co., 294 F.2d 868, 875 (Sth Cir.

BOOED socceceneSseeee tek ce ee iee ina eee eens 29
NLRB vy. Mercy Peninsula Ambulance Service, 589 F.2d

oP, R= Ae 7, 3 pee eemry ey teen eee y eh
NLRB Vv. Seven-Up Co., 344 U.S. 344 (1953) ......... 22
NLRB vy. Skinner & Kennedy, 113 F.2d 667, 671 (8th Cir.

SONG): hinds avak casa cncaeneeenreis enero 13
NLRB V. Southern Silk Mills, Inc., 242 F.2d 697, cert. de-

whed,: Dora Ws BEE COE) kvc ds eee dain eas: 22, 23
NLRB vy. Tennessee Packers, Inc., Frosty Morn Division,

aoe Fie Bee Ae OU, TR vs coke cesewdece. 19
Phelps Dodge Corp. v. NLRB, 313 U.S. 177 (1941) .... 22
Portable Electric Tools, Inc. v. NLRB, 309 F.2d 423 (7th

CAE. TORR i dic ch 6 aaad cata a eee sues eee ee 21,22
S. E. Nichols of Ohio, Inc. v. NLRB, 704 F.2d 921 (6th

Ci. BOD eh ncninnceckaoseale be ehawevestae ake l

Sangster V. United Air Lines, Inc., 633 F.2d 864 (9th Cir.
SUDO) cc ca cunexwanteaceeavbesereerreeces 26

Vv

Universal Camera Corporation v. NLRB, 340 U.S. 474

COOWED Cad ee seca rene cne esse i, 7, 8, 9, 10, 19, 20, 21
Wheeler v. NLRB, 314 F.2d 260 (D.C. Cir. 1963) ...... 29
Young Vv. Southwestern Savings and Loan Association, 509

Pam 800, 206 (5 Cit: 1975). scccccccsssssses 10
Statutes:
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IN THE

Supreme Court of the United States

OCTOBER TERM, 1983

<>
-

S. E. NICHOLS OF OnH10, INC.,
Petitioner,

—vs.—

NATIONAL LABOR RELATIONS BOARD,

Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
SIXTH CIRCUIT

Petitioner S.E. Nichols of Ohio, Inc., (“Nichols”) respect-
fully prays that a writ of certiorari issue to review the judg-
ment of the United States Court of Appeals for the Sixth Circuit
entered in this proceeding on April 15, 1983 enforcing an order
of the National Labor Relations Board (“NLRB” or the
“Board”) entered against Nichols on September 18, 1981.

Opinions Below

The opinion of the Court of Appeals is reported at 704 F.2d
921 (6th Cir. 1983), and appears in the appendix hereto
(“App.”) at la. The opinion of the NLRB is reported at 258
NLRB No. 2, 1981 and appears at App. 8a. That opinion
affirmed the decision of an Administrative Law Judge (the
“ALJ”) which appears at App. 16a.

Jurisdiction

The judgment of the Court of Appeals was entered on April
15, 1983. This Court’s jurisdiction is invoked under 28 U.S.C.
§ 1254(1).

2

Statutes Involved

Section 10(c) of the National Labor Relations Act, in per-
tinent part, provides:

If upon the preponderance of the testimony taken the
Board shall be of the opinion that any person named in the
complaint has engaged in or is engaging in any such unfair
labor practice, then the Board shall state its findings of fact
and shall issue and cause to be served on such person an
order requiring such person to cease and desist from such
unfair labor practice, and to take such affirmative action
including reinstatement of employees with or without back
pay, as will effectuate the policies of this subchapter;
Provided, That where an order directs reinstatement of an
employee, back pay may be required of the employer or
labor organization, as the case may be, responsible for the
discrimination suffered by him... .

29 U.S.C. § 160(c).

Section 10(e) of the National Labor Relations Act, in per-
tinent part, provides:

The Board shall have power to petition any court of
appeals of the United States, . . . for the enforcement
of such order and for appropriate temporary relief or
restraining order, and shall file in the court the record
in the proceedings, as provided in section 2112 of Title 28.
. . . The findings of the Board with respect to questions
of fact if supported by substantial evidence on the record
considered as a whole shall be conclusive. If either party
shall apply to the court for leave to adduce additional
evidence and shall show to the satisfaction of the court
that such additional evidence is material and that there were
reasonable grounds for the failure to adduce such evidence
in the hearing before the Board, its member, agent, or

3

agency, the court may order such additional evidence to be
taken before the Board, its member, agent, or agency, and
to be made a part of the record. The Board may modify
its findings as to the facts, or make new findings by reason
of additional evidence so taken and filed, and it shall file
such modified or new findings, which findings with respect
to questions of fact if supported by substantial evidence on
the record considered as a whole shall be conclusive, and
shall file its recommendations, if any, for the modification
or setting aside of its original order... .

29 U.S.C. §160(e).

Statement of the Case

This petition brings to this Court for review a consolidated
proceeding launched by respondent NLRB against petitioner
Nichols. The consolidated proceedings resulted in the issuance
of the Board’s supplemental order and decision dated September
18, 1981 (App. 8a).

The Board applied to the United States Court of Appeals for
the Sixth Circuit for enforcement of the Board’s order. Nichols
answered and cross-petitioned. By decision filed April 15, 1983
the Court of Appeals granted enforcement (App. 1a).

(1) The Consolidated Proceedings

The Unfair Labor Practice Proceeding

Nichols operates a self-service, retail discount department store
with approximately 120,000 square feet of selling space, in New
Philadelphia, Ohio, On April 19, 1979 Nichols’ employee Lena
Barnhart (“Barnhart”) filed an unfair labor practice charge (Case
No. 8-CA-12772), claiming only that she had been construc-
tively discharged following her February, 1979, reemployment.
One month later she withdrew this charge.

4

On or about June 12, 1979—after the Board instituted the
supplementary back pay proceeding hereinafter described—Barn-
hart once again filed an unfair labor practice charge, which was
identical to the one she had filed in April and withdrawn. This
charge was assigned Case No. 8-CA-12909.

The complaint that the Board issued four months later on
October 15, 1979, based upon the latter charge, alleged that
Nichols had refused to reinstate Barnhart to her former position
because of her alleged involvement in protected activities and
because she had given testimony in prior Board proceedings.*’
In addition, it alleged that, on February 17, 1979, Nichols im-
properly reinstated Barnhart and that, on or about March 19,
1979, she was constructively discharged. As above noted, in the
charge that she had filed Barnhart only asserted a claim for con-
structive discharge and did not assert any claim that she had
been improperly reinstated.

On October 25, 1979, Nichols filed its answer containing sev-
eral affirmative defenses, including the following: (a) that Barn-
hart was properly and fully reinstated on February 27, 1979;
(b) that Barnhart quit Nichols’ employ on March 19, 1979 with-
out justification; (c) that Barnhart was engaged in a scheme to
obtain monies from Nichols without performing any work; and
(d) that the Board by its conduct and procedures, is biased
against Nichols and has deprived Nichols of its rights to due
process, to a fair hearing, and to equal protection of the laws.

The Back Pay Proceeding
(NLRB Case Nos. 8-CA-6414, 7858, 9160)

On April 19, 1979, the Board’s Regional Director had issued
back pay specifications which contained a notice of hearing for

1*There had been no union activity at the store for years—the Record
is barren of any attempt at the hearing to show that Barnhart's quit had
any relationship to “protected activities” or prior testimony. For how long
is the Board to be permitted to rely upon such unsupported, unprovable
assertions. Neither the Union nor the employees raised these contentions
as to the 1979 reinstatement.

5

August 7, 1979. In this proceeding the Board sought back pay
(i) for Carolyn Moore (“Moore”) in the sum of $24,846.36
plus interest at 6% for an alleged back pay period of April 1,
1971 to February 27, 1979; and (ii) for Barnhart $34,121.47
plus interest at 6% for Barnhart for the same alleged back pay
period. Nichols answered on June 25, 1979. The Regional Direc-
tor filed an amendment to the back pay specifications on October
5, 1979, the principal purpose of which was to remove the Feb-
ruary 27, 1979 limit on back pay for Barnhart. The Board as-
serted that, as to her back pay “continues unabated to the present
because no proper offer of reinstatement has been made to her.”
The back pay hearing was rescheduled for November 8, 1979.

On October 17, 1979, Nichols served and filed a combined
answer to the back pay specification and to the amendment
thereto.

Consolidation of the Proceedings

On October 15, 1979—less than three weeks before the back
pay hearing, more than four months after Barnhart filed her
new charge, and over two months since the NLRB investigated
the matter and took statements from management—the Regional
Director issued an order consolidating the new unfair labor prac-
tice proceeding with the pending back pay proceedings for “pur-
poses of hearing, ruling and decision. . ..” In this same document,
the Board set forth for the first time, the above mentioned com-
plaint allegedly based on Barnhart’s June 12, 1979 charge, and,
simultaneously, scheduled a hearing on the complaint for No-
vember 5, 1979—the date then set for the back pay hearing.

Petitioner moved to sever the proceedings and requested an
order inter alia directing that no hearing be held in Case 8-CA-
12909 until it is severed from the back pay proceeding, and
that the hearing and decision in Case 8-CA-12909 be con-
ducted and rendered separate and apart from the hearing in the
back pay proceeding. As set forth in the motion to sever, and

6

as hereinafter shown, Nichols was severely prejudiced by such
consolidation. The motion to sever was denied by the ALJ at
the start of the hearings.

By letter dated November 15, 1979 petitioner requested
General Counsel's approval for the service upon the Regional
Director of the Board's Region 8 of subpoenas ad testificandum
and duces tecum, to be returnable at the hearing. By telegram
dated November 27, 1979 the request was denied. Petitioner
has persisted in its objection to this ruling and the procedure
pursuant to which it was issued, all of which denied it the opportu-
nity to obtain documentary evidence and testimony relevant to
the issues raised by the defenses in the back pay and unfair labor
practice proceedings and further denied petitioner its Constitu-
tional due process right to a fair hearing.

The Board’s Decision and the Court of Appeals Affirmance

Without critically or analytically addressing any aspect of the
ALJ's decision the Board broad brushed the matter, rubber
stamped that decision and stated merely that it “has decided to
affirm the rulings, findings and conclusions of the Administrative
Law Judge .. .” App. 9a). The Court of Appeals in deciding to
enforce the Board's order did not fairly search the record be-
cause such search could not yield the conclusion that. . . “The
administrative record offers ample support for the findings of
fact and credibility determinations which underlie the conclusion
that Nichols ‘constructively’ discharged Barnhart in March of
1979,”

Reasons for Granting the Writ

A. The decision of the Court of Appeals fails to follow this
Court’s directive contained in Universal Camera Corporation
v. NLRB.

The Board and the Court below did not view the record of
the hearing as a whole and did not take into account consider-
able evidence including Barnhart’s own testimony that fairly

-

detracted from and fully contradicted the Board’s evidence and
the ALJ's findings.

This Court (Mr, Justice Frankfurter) in Universal Camera
Corporation Vv. N.L.R.B., 340 U.S. 474 (1951), in pertinent
part wrote as follows;

Whether or not it was ever permissible for courts to de-
termine the substantiality of evidence supporting a Labor
Board decision merely on the basis of evidence which in
and of itself justified it, without taking into account con-
tradictory evidence or evidence from which conflicting in-
ferences could be drawn, the new legislation definitely pre-
cludes such a theory of review and bars its practice. The
substantiality of evidence must take into account whatever
in the record fairly detracts from its weight. This is clearly
the significance of the requirement in both statutes that
courts consider the whole record. Committee reports and
the adoption in the Administrative Procedure Act of the
minority views of the Attorney General’s Committee demon-
strate that to enjoin such a duty on the reviewing court was
one of the important purposes of the movement which
eventuated in that enactment, (at 487-488)

We conclude, therefore, that the Administrative Proce-
dure Act and the Taft-Hartley Act direct that courts must
now assume more responsibility for the reasonableness and
fairness of Labor Board decisions than some courts have
shown in the past. Reviewing courts must be influenced by
a feeling that they are not to abdicate the conventional judi-
cial function, Congress has imposed on them responsibility
for assuring that the Board keeps within reasonable grounds,
That responsibility is not less real because it is limited to
enforcing the requirement that evidence appear substantial
when viewed, on the record as a whole, by courts invested
with the authority and enjoying the prestige of the Courts

8

of Appeals. The Board's findings are entitled to respect; but
they must nonetheless be set aside when the record before
a Court of Appeals clearly precludes the Board's decision
from being justified by a fair estimate of the worth of the
testimony of witnesses or its informed judgment on matter
within its special competence or both (340 U.S, 490).

The Sixth Circuit cited Universal Camera, 340 U.S. at 493,
for the proposition that “the Court may not substitute its judg-
ment for that of the Board even if it might have reached different
conclusions in a hearing de novo.” We respectfully submit that
p. 493 of 340 U.S. does not contain support for that proposition.
Indeed, at 340 U.S. 488-489, Mr. Justice Frankfurter wrote as
follows;

To be sure, the requirement for canvassing ‘the whole
record’ in order to ascertain substantiality does not furnish
a calculus of value by which a reviewing court can assess
the evidence. Nor was it intended to negative the function
of the Labor Board as one of those agencies presumably
eouipped or informed by experience to deal with a special-
ized field of knowledge, whose findings within that field
carry the authority of an expertness which courts do not
possess and therefore must respect. Nor does it mean that
even as to matters not requiring expertise a court may dis-
place the Board’s choice between two fairly conflicting
views, even though the court would justifiably have made a
different choice had the matter been before it de novo, Con-
gress has merely made it clear that a reviewing court is not
barred from setting aside a Board decision when it cannot
conscientiously find the evidence supporting that decision
is substantial, when viewed in the light that the record in
its entirety furnishes, including the body of evidence opposed
to the Board's view.

As demonstrated hereinafter, by a summary of the salient facts
contained in the administrative record, the Sixth Circuit in affirm-

9

ing the Board grossly misapplied or misapprehended the substan-
tial evidence standard of review. That standard as enunciated by
this Court in Universal Camera prohibits a Court of Appeals
from affirming a decision of the NLRB without examining the
entire administrative record including all evidence contrary to
the Board’s position or evidence from which inferences could be
drawn conflicting with the Board’s findings. The Sixth Circuit
and the Board in the present case ignored the significant evidence
introduced by the employer which was diametrically opposed to
the Board's proof and contentions. Thus, the Court of Appeals
should have reviewed the record in its entirety including the evi-
dence opposed to the Board’s view, to determine whether sub-
stantial evidence supports the Board’s decision. In the case at bar
the ALJ, the Board and the Court below totally ignored persua-
sive evidence opposed to the Board’s view.

As shown hereinafter, another Circuit has applied the Universal
Camera standard of review in accordance with its clear terms and
searched the entire record, including the employer's testimony
that the ALJ either ignored, failed to credit or misconstrued.
It is appropriate for this Court, on the present record, to grant
this petition and reaffirm the precept of Universal Camera. As
stated in Universal Camera where the substantial evidence
standard of review “appears to have been misapprehended or
grossly misapplied,” this Court will intervene. This is just such a
case,

Significantly, the Court of Appeals at the outset of its decision
makes two crucial findings that demonstrate both the failure be-
low to view the record as a whole and the prejudice from which
petitioner suffered throughout the prior proceedings. The Court
of Appeals found that upon her reinstatement in February 1979
Barnhart “was instructed to ‘float’ between departments on an
‘as needed’ basis and that on March 19, 1979 Barnhart received
conflicting job assignments from different supervisors.” The Sixth
Circuit then proceeded to tie the knot by contending—without
record support—that the alleged conflicting assignments “cul-

10

minated in a confrontation with the store manager, who repri-
manded Barnhart publicly and in the presence of other Nichols’
personnel. Barnhart clocked out and did not return to work. An
unfair labor practice charge alleging ‘constructive discharge’ was
filed on her behalf” (App. 3a). It is inconceivable that a fair
reading of the entire record could produce these conclusions.

A constructive discharge occurs when “an employer deliberately
renders the employee's working conditions intolerable and thus
forces him to quit his job,” Muller v. U.S. Steel Corp., 509 F.2d
923, 929 (10th Cir. ), cert. denied, 423 U.S. 825 (1975); Young
Vv. Southwestern Savings and Loan Association, 509 F.2d 140,
144 (Sth Cir. 1975); Montgomery Ward & Co. v. NLRB, 377
F.2d 452 (6th Cir. 1967). If the Sixth Circuit had followed
Universal Camera and reviewed the entire record as a whole, it
could not have found that Barnhart was constructively discharged.

Barnhart’s 1979 Reinstatement and Quit

When Barnhart was reemployed on February 27, 1979, the
store manager told her that he wanted to start out anew and to
forget the past; that he had an open door policy and that if she
had any problems or questions, she should feel free to come to
him; he explained that he considered the past to be water under
the bridge, that he was going to let bygones be bygones and get
a new start. He stated that all he expected was a fair day’s work
for a fair day’s pay.**

Barnhart was assigned a job as a clerk in the lamp department.
Though the ALJ employed every artifice to make it seem other-
wise—(and his decision and approach has been rubber stamped
to this point)—a truly objective view of the facts demonstrates
beyond a doubt that this assignment was the substantial equiva-

2*The manager held this discussion because of the prior unfair labor
practice proceedings and Nichols desired to avoid a repetition of such
proceedings.

11

lent of her former position. When the store was busy she would
be asked to help out at the front registers, Barnhart admitted
there were three or four other girls among a night crew of twenty
to twenty-four employees who were moved to the front registers
when needed. Barnhart testified that when she previously worked
in the store, it was policy for an employee to help out in other
departments and that she did so. It was a distortion of the record
for the Court of Appeals to describe Barnhart’s assignment as a
“floater.” She was treated the same as other clerks and would
have been treated no differently if she had never left Nichols em-
ploy. The charge that she filed did not contain any assertion
concerning her job assignment.

An unbiased view of the record as a whole belies the foregoing
findings of the Court of Appeals. As briefly described hereinafter
the overwhelming evidence contradicts the description of Barn-
hart’s job as one of a “floater.” Furthermore, Barnhart described
herself as fully satisfied with the work she had been assigned and
her quit was unrelated to any alleged conflicting assignment.

In the charge she filed Barnhart only alleged that on or about
March 19, 1979 she was constructively discharged because of
her union membership and activities and because she gave testi-
mony in prior unfair labor practice cases.* As noted above, the
complaint which was issued on October 15, 1979, in addition to
alleging a constructive discharge, alleged, for the first time, that
on February 27, 1979 Nichols had refused to properly reinstate
Barnhart. The complaint failed to state in what respect the rein-
statement was improper. During the hearing it became crystal
clear why no such detail could have been pleaded. There were
no facts to support the pro forma allegation of improper rein-
statement; Barnhart had not complained about the wages, hours
or clerks position to which she had been reinstated. Furthermore,
the record demonstrates and the ALJ agreed that all employees,
other than managers, were essentially clerks performing the same
duties (App. 24a).

*See footnote 1 supra.

12

Barnhart had no problems working in the lamp department
and testified that she was not unhappy with anything she was
asked to do and that she was pleased. She was assigned duties by
the lamp department head, Francis Kee (“Kee”). Barnhart fur-
ther testified that not only was she satisfied with the work but
that up to March 12th she was satisfied with everything that hap-
pened in the store.

On the latter date Barnhart was asked by assistant manager
Dill to help put the housewares department in shape, because it
had become disorganized. The record evidence—without contra-
diction—established that it was common practice and policy to
temporarily shift employees from one department to another to
help straighten up or shelve merchandise. Since the store had
about 20 to 24 employees at night compared to approximately
50 during the day, the manager could not have one employee
in every department at night; therefore, employees were asked to
help out wherever they were needed. Even office employees were
used to help straighten out a department or shelve merchandise.
Hedy Fondriest, a night employee in the office, testified to the
numerous times she had been used in almost every department to
give assistance where needed.** There was therefore nothing un-
usual about using Barnhart to help straighten out the housewares
department.

Accordingly, despite the ALJ’s pointed failure to face the
record facts and his evasive attempt to portray as “unique” Barn-
hart’s brief transfer to the housewares department, it is clear that
such temporary transfers were commonplace and the procedure
was well known to the employees. Any available employee would
have been given that assignment. Approximately two weeks be-
fore, four or five other night people helped out in that department.

Barnhart specifically testified that she didn’t mind going to
Straighten out housewares because “it was a challenge.” She
®*Significantly, the decision of the Administrative Law Judge totally

ignored the testimony of fellow employee Fondriest and ignored as well
other conclusive evidence that supports petitioner's position.

13

wasn't assigned to housewares for any particular period, just as
long as it took to help get it in shape. When she previously
worked for Nichols she had been a clerk, not permanently
assigned to a register. When reinstated in 1979 she was given
the same job and was subject to the same work conditions, which
included helping out in other departments. She therefore had no
cause for complaint and did not complain about her assignment.

On this subject, the Court below in disregard of Barnhart’s
own testimony and without record support attempted to equate
Barnhart’s 1979 reemployment to the “scrub” duty which she
had been asked to do upon her prior reinstatement. This treat-
ment by the Sixth Circuit and the Board was totally unfounded
and demonstrates the prejudice that petitioner has suffered from
the consolidation of the proceedings and from the Board and
the AILJ desperately misconstruing and misdescribing the facts
in order to vitiate petitioner’s good faith effort to reinstate this
employee in February 1979. The record simply does not sup-
port any contention that Barnhart’s 1979 duties were “onerous”
or “unpleasant” or that she quit for that reason.

The record does not support the ALJ's finding that Nichols
made no effort to restore Barnhart to her former position as
clerk of the men’s wear department and made no explanation
for not doing so (App. 34a). The record evidence and case law
precedent overwhelmingly contradicts the ALJ's premise that only
reinstatement to the men’s wear department was permissible. An
employer is not required to reinstate an employee to a job re-
quiring the performance of exactly the same duties previously
performed. NLRB vy. Skinner Kennedy, 113 F.2d 667, 671
(8th Cir. 1940); Barkers East Main Corporation, 136 NLRB
494, (1962) CCH NLRB 11,056; Barnhart was reinstated in
good faith to virtually the identical position she formerly held.
She was asked to help out in another department only because
of valid business reasons applicable to all sales clerks at the time.
In no way was Barnhart singled out for different treatment than
she would have received if she had be ~n continuously employed.

14
The Facts Relating to the Constructive Discharge Claim

The Board and the Court below uncritically rubber stamped
the ALJ’s finding that Petitioner's conduct from February 27
to March 19, 1979, culminating in the events of March 19, con-
stituted a constructive discharge of Barnhart. The Board and the
Court below refused to look at the record as a whole, ignored
the testimony of Barnhart’s fellow employees and other witnesses,
just as the ALJ had ignored such testimony, and adopted every
misinterpretation or erroneous assumption made by the ALJ.
The record facts which were totally ignored below concerning
Barnhart’s quit belie any constructive discharge claims. The sim-
ple facts leading to her walking off the job are as follows:

While Barnhart was helping reorganize the housewares de-
partment, a large shipment of merchandise was received which
required additional people to check and shelve goods. People
on the day shift were sent to help out, including Paula Powers.
Barnhart told Powers to “stock it” herself with respect to the
merchandise which Powers had checked in and which she asked
Barnhart to help put on the shelves. Barnhart’s conduct to-
wards Powers was a rude, unreasonable response to a non-
provocative situation. Here again the ALJ totally misconstrued
the evidence (App. 30a). Robert Hathorn, then an assistant man-
ager, testified that Barnhart’s response to Powers was inappro-
priate. In any event, based upon her one conversation with fel-
low employee Powers, Barnhart asked Hathorn about conspira-
cies against her and complained about being bossed around. She
later told Hathorn that “nobody is telling me what to do.”*

Barnhart’s impudent statement to an assistant manager, that
nobody can tell her what to do, and her lack of cooperation with
a fellow employee, make it clear that Barnhart was attempting
to provoke an incident and that she had a “chip on her shoul-

4*There is no basis whatever for ignoring Barnhart’s provocative con-
duct in this regard. In any event, when she quit some days later, she
made no mention of this; her quitting was prompted solely by her March
19th conversation with the store manager about lateness and gum chewing.

15

der.” The events of March 15th do not represent a problem be-
tween Barnhart and management since her dispute was with
Powers, a fellow employee who was not a part of management.

On Friday, March 16th, Barnhart was off; on March 17th she
worked in housewares and on Sunday March 18th she worked
at a register all day because the head cashier was sick. It is clear
that there were no problems between Barnhart and management
on those days.

On March 19, 1979, Kee (head of the lamp department),
after obtaining the store manager’s approval, told Barnhart she
was to return to the lamp department. The ALJ—having com-
pletely ignored the record evidence detrimental to Barnhart
found “it hard to believe” Kee’s testimony (App. 31a). Petitioner
finds it hard to believe how the ALJ could view the record with
blinders—seeing only what he chose to see and create a credi-
bility issue where none existed. The record is clear that Barn-
hart had been assigned to the lamp department and that Kee,
head of the department, regularly gave Barnhart instructions.
There had been no difficulty between them; once again the preju-
dice of the ALJ shows through.

Contrary to Barnhart’s assertion—raised for the first time at
the hearing—she had not been promised permanent assignment
to housewares. Assistant manager Dill did not ask Barnhart to
remain in housewares on a permanent basis. The belated asser-
tion of a promised permanent assignment to housewares is in-
credible in view of the uncontrovertible testimony that there
had been no permanent night person in housewares for sev-
eral years and in view of the fact that this assertion was not
raised in any manner until the hearing.

Here again with no basis in the record, the ALJ sought to
make this a credibility issue and “credit{[s] Barnhart’s account
that she was promised the housewares job” (App. 31a). This find-
ing is incomprehensible, contrary to the overwhelming weight of
the evidence and must be rejected for the simple reason—if for

16

no other—that Barnhart knew Dill could not give her a job with-
out the store manager’s approval. The ALJ in seeking a founda-
tion for his finding of constructive discharge sought to create a
factual pretext to convert Barnhart’s eventual walk-out into an
improper discharge. When she walked off the job, she did not
quit because of her job assignment.

On March 19th, after Barnhart returned to work in the lamp
department and had finished what she had been asked to do,
she asked assistant manager Caravati for more work. He asked
her to go with him to the stockroom and put lamps in nu-
merical order so that they could be easily obtained from in-
ventory. On their way they were met by store manager Ricer. He
had been advised by the payroll clerk that Barnhart had taken
breaks in excess of the established 10 minute period.

When Ricer met Barnhart and Caravati, he simply ad-
vised Barnhart that she had been taking too long on her
breaks and that she was to take only ten minute breaks. He
noticed that she was chewing gum, in violation of store policy
and told her to take the gum out of her mouth. Barnhart re-
sponded by saying “yes sir,” and walked back toward the lamp
department. About 25 minutes later Barnhart left her work,
suddenly came to the office window after punching out, and
advised Ricer that she was going home. He asked her if
she was sick; Barnhart said she didn’t like to be spoken to
like a dog. Ricer reminded her that all he had done was to
mention that she should take ten minute breaks and not chew
gum on the sales floor. Barnhart said she was going home,
Ricer said good night and Barnhart responded by saying it was
not good night but good-bye and that her lawyer would be in
touch. This conversation was overheard clearly by assistant man-
agers Caravati and Hathorn and by employee Fondriest.*°* Barn-
hart then left the store.

5*The Administrative Law Judge completely ignored Ms. Fondreist's
testimony.

17

Barnhart’s quitting did not relate to her reinstatement or job
assignment; her quit was prompted by her reaction to Ricer’s tell-
ing her to take ten minute breaks and not chew gum on the sales
floor. There is no question from the time cards that Barnhart
had taken breaks in excess of ten minutes, nor did Barnhart dis-
pute this. When Ricer spoke to her there was no doubt in her
mind that she had taken such breaks. The testimony showed that
other employees had been disciplined and even fired for continued
infractions of break, lunch or reporting time requirements. The
ALJ, the Board and the Court below ignored this evidence and
testimony of other employees that Ricer, as a common practice,
talked to employees on the floor about chewing gum and about
lateness. (Employees, Kee and Fondreist, testified that they had
been spoken to by Ricer on numerous occasions about gum
chewing. )

Furthermore, the ALJ's description of Ricer’s conversation
with Barnhart concerning “two matters of personal conduct” is
an invention of the ALJ (App. 35a). It must be emphasized that
Barnhart was not given a warning; no adverse consequences or
disciplinary action were threatened as a result of her time in-
fractions. She was simply reminded of the store rules concerning
breaks and gum chewing and asked to adhere to them. That cer-
tainly does not constitute cause for a quit. Simply talking to her
about this in front of another supervisor was not contrary to
policy. Other employees were not present; there was no need
to hold such brief, informal discussion in the office. Nor is it
relevant that Ricer “had not previously mentioned” these matters
to Barnhart.*® Ricer had not publicly reprimanded Barnhart for
taking a 20 minute break as the ALJ would make it appear (App.
35-36a) but only spoke to her in the presence of an assistant man-
ager. Barnhart maneuvered herself into a position to claim con-
structive discharge and simply chose to walk out because she really

®* Again, the ALJ's mention of Ricer's concession on cross-examination
that he never disciplined employees for those infractions is a non-sequitur
since Ricer was not disciplining Barnhart. The ALJ's entire approach
here reveals the depth of his bias against respondent.

18

didn’t want to work.*’ Barnhart’s history of inability to obtain
employment during the prior eight years, casts some doubt on her
desire to work.

The ALJ's version of the events of March 19, is pure fic-
tion—barren of record support. When viewed against the entire
record, the Board’s and the Court of Appeals’ rubber stamping
of these unsupported findings—without evaluation of the con-
trary evidence or of the evidence from which conflicting infer-
ences could be drawn—is sufficient to warrant review by this
Court. Thus, the following incorrect findings of the ALJ, among
others, without record support or contrary to the record evidence,
have been perpetuated:

(a) In the third week of her employment changes began with
the assignment of Barnhart to a heavy clean-up job...
(App. 34a).

(b) On March 17, 1979 Assistant Manager Dill offered, and
Barnhart accepted, a regular asignment as clerk of the house-
wares department (App. 35a).

(c) Manager Ricer “yanked” Barnhart back to the lamps de-
partment for additional clean up work (App. 35a).

(d) He did this “in the humiliating fashion of having a fel-
low employee rather than a supervisor give these instructions
to Barnhart . . . in effect letting Barnhart know that she was just
a utility girl assisting other employees” (App. 35a).

The ALJ misconstrued and misdescribed the evidence, in order
to justify the conclusion he sought to reach. The Board and the
Court below have perpetuated these improper findings by failing
to view the entire record and by ignoring among other facts evi-
dence contrary to the Board's view including the evidence that
store personnel went out of their way to try and avoid prob-
lems with her. When Barnhart advised assistant manager Hathorn

7™*A constructive discharge occurs where an employer makes an em-
ployee’s conditions of employment intolerable. Fashion Fair, Inc., 163
NLRB No. 22, 1967 CCH NLRB £21,129 (1967). See p. 10 supra.

19

on March 15th that nobody could tell her what to do, Hathorn
could have sent Barnhart home for insubordination—instead, he
just walked away. Employee Fondriest testified that “everybody
treated her [Barnhart] really nice.”

In view of all the foregoing, it is quite apparent that Barn-
hart purposefully walked off the job on March 19th without any
justification whatsoever, From her own statement at the time, her
quit related solely to the tone in which she perceived the store
manager to have spoken to her earlier that evening. Respondent
did not constructively discharge Barnhart. Her working condi-
tions were by no means made uncomfortable or intolerable. She
was treated the same as other employees in every respect. Barn-
hart could not and did not complain that her transfer to house-
wares and return to the lamp department constituted a con-
structive discharge, since others were given the same assignment
and it was done pursuant to a justifiable, reasonable management
need and policy.** A true review of the full record facts will
demonstrate that Barnhart was properly reinstated on February
27, 1979 and that she was not thereafter constructively dis-
charged.

Standard Of Review

In reviewing the ALJ's decision, the Board may accept the
ALJ's findings only when they are supported by substantial evi-
dence based on the record as a whole. Universal Camera Corp.
v. NLRB, 340 U.S. 474, 493 (1951); NLRB v. Tennessee
Packers Inc., Frosty Morn Division, 339 F.2d 203, 204 (6th
Cir. 1964). The record as a whole includes the body of evidence
presented by the employer. Universal Camera Corp. v. NLRB,
supra, 340 U.S. at 488. At bar, the Board refused to objectively
consider the substantial evidence presented by Nichols and the

**When such moves are the result of justifiable business reasons, they
do not provide the basis for an alleged constructive discharge. NLRB v.
Brennan's, inc., 366 F.2d 560 (Sth Cir.), modified on other grounds,
368 F.2d 1004 (Sth Cir. 1966).

20

uncontroverted testimony— including that of Barnhart herself—
which clearly demonstrated that she was reinstated to substan-
tially the same position she formerly held. Thus, the Board failed
to apply the proper standard of review and its findings should
have been set aside.

The Court of Appeals was not bound to accept the Board’s
findings where as here the Board totally ignored the compelling
evidence presented by respondent below:

[A] reviewing court is not barred from setting aside a Board
decision when it cannot conscientiously find that the evi-
dence supporting that decision is substantial, when viewed
in the light that the record in its entirety furnishes, includ-
ing the body of evidence opposed to the Board's view. (Em-
phasis added).

Universal Camera Corp. v. NLRB, supra, 340 U.S. 488.

The Board refused to look at the whole record in adopting
the ALJ's finding that Nichols constructively discharged Barnhart,
Now the Court below, without examination, has accepted each
and every unsupported assumption of the ALJ on this subject,
and ignored the evidence which clearly demonstrated that Barn-
hart walked out of the store on March 19, 1979, without any
justification whatsoever, simply because of her alleged perception
of the tone in which the manager had spoken to her.

The ALJ's decision and the Board's decision rely primarily
upon a rehash—incorrect in many key aspects—of the prior dis-
putes between the parties relating to past efforts to reinstate Barn-
hart and Moore. This approach followed by the Board from the
inception of Barnhart’s 1979 unfair labor practice charge made
it impossible for petitioner to fulfill its intention to let bygones
be bygones and restore Barnhart to a clerk’s position virtually
identical to the one she formerly held.

21

In a similar case, the Court of Appeals for the Seventh Circuit
reviewed the entire record and applied the substantial evidence
test of Universal Camera, supra, in a manner clearly different
from the procedure employed by the Sixth Circuit here below.
(See, Portable Electric Tools, Inc. Vv. N.L.R.B., 309 F.2d 423
(1962).

In Portable Electric a review of the entire record including the
evidence unfavorable to the Board led the Court of Appeals to
find that the Trial Examiner's analysis of the evidence was
“labored” and did “not warrant a finding that the real reason”
for the discharge in that case was “union activity absent inde-
pendent evidence that such activity existed and that the company
knew of it” 309 F.2d 426.

The Trial Examiner in Portable as did the ALJ at bar relied
exclusively upon the testimony of the charging party and ignored
the contrary evidence introduced by the employer. The Seventh
Circuit, however, searched the entire record and reversed the
Board's order. In so doing, the Seventh Circuit significantly de-
scribed its appellate function as follows:

If this Court, however, is not to be ‘merely the judicial echo
of the Board’s conclusion’ then its determination must “be
set aside when the record * * * clearly precludes the Board’s
decision from being justified by a fair estimate of the worth
of the testimony of witnesses or its informed judgment on
matters within its special competence or both. * * * The
substantiality of evidence must take into account whatever
in the record fairly detracts from its weight.” Universal
Camera Corp. v. N. L. R. B., 340 U.S. 474, 71 S.Ct. 446,
95 L.Ed. 456, While recognizing that the question of credi-
bility is for the trial examiner, an Appeals Court is not pre-
cluded from independently determining what weight certain
testimony which he finds credible should be given when
evaluating the evidence on the record as a whole.

At bar—the ALJ, the Board and the Court of Appeals have

22

ignored petitioner’s evidence, created issues of credibility where
none exist and engaged in unsupported supposition, all aimed at
shifting to petitioner the burden of proof as to the issues of con-
structive discharge and reinstatement.

B. The Court below incorrectly decided an important issue
concerning the duty of an employer to mitigate under Sec-
tion 10(c) of the National Labor Relations Act which has
not been, but should be, settled by this Court.

This case presents an important issue of federal labor law in-
volving one of the fundamental purposes of the National Labor
Relations Act (“NLRA”). To further the NLRA’s policies of
promoting peaceful resolution of labor disputes and full employ-
ment, an employee, even one discharged for union activity, has
the duty to make a reasonably diligent search for interim em-
ployment during the back pay period. The Sixth Circuit's deci-
sion is in direct conflict with both this clear policy of the NLRA’s
and the case law interpreting Section 10(c) of the NLRA. It is
necessary for this Court to grant this petition for certiorari to
vindicate the policy of the NLRA and settle a conflict in the
case law concerning an employee's duty to mitigate under Sec-
tion 10(c).

This Court, in order to further the “healthy policy of promot-
ing production and employment” underlying the NLRA, has held
that back pay awards must be reduced by any “willful loss of
earnings.” Phelps Dodge Corp. v. NLRB., 313 U.S. 177, 197-
198, 200 (1941). See NLRB v. Seven-Up Co., 344 U.S. 344,
346 (1953); NLRB v. Mercy Peninsula Ambulance Service, 589
F.2d 1014, 1017 (9th Cir. 1979).

Recognizing this policy, the courts have required a discharged
employee to make a reasonable effort to find new employment,
substantially equivalent to the position formerly held, and which
is suitable to the employee’s background and experience. See
NLRB vy. Mercy Peninsula Ambulance Service, 589 F.2d 1014,
1018-19 (9th Cir. 1979); NLRB vy. Southern Silk Mills, Inc., 242

23

F.2d 697, 700 (6th Cir. 1957); cert. denied, 355 U.S. 821
(957); McCann Steel Co. v. NLRB, 570 F.2d 652, 655 (6th
Cir. 1978).

This Court’s review of the decision below is sought to de-
lineate the scope of the “reasonable effort” standard. Petitioner
submits that even a cursory review of the factual findings of the
ALJ, which findings were adopied by the NLRB and the Sixth
Circuit, reveals that Barnhart’s efforts to seek new employ-
ment do not even approach the “reasonable efforts” standard.
The effect of the decision below will be to encourage idleness on
the part of discharged employees and thereby undermine the
purpose of the NLRA.

In reaching the conclusion that Barnhart used reasonable ef-
forts to find interim employment the ALJ reasoned:

In evaluating Barnhart’s efforts to obtain interim employ-
ment, while Respondent looked at and counted only the
number of days Barnhart sought employment, General
Counsel looked, rightly I believe, at the actual visits to
and inquiries of individual employers (because in a day’s
trip Barnhart usually called upon several potential employ-
ers in common locations or close to each other), the repeat
visits, and the visits to the state employment service. Thus
General Counsel calculated that in the approximate eight
years’ back pay period dealt with at trial, from April 1971
to November 1979 (which excluded the six month interim
employment with Quik Shops in 1974 and the 21-week
withdrawal from the employment market in 1976), Barn-
hart made about 500 tries at obtaining employment in an
approximate 400 week period. Scrutinizing the entire back
pay period ... it appears that Barnhart averaged better
than one job inquiry per week in the entire eight year pe-
riod. Her reapplications over the months and years to
places that had not accepted her previously did not detract
from the reasonableness of her effort... . (App. 54a) (em-
phasis added).

24

Petitioner submits that it was incorrect, as a matter of law,
to solely premise this decision on Barnhart’s purported “tries”
at obtaining interim employment because her “tries” were not
indicative of a realistic, reasonable effort to obtain new employ-
ment. For example, the record contains overwhelmingly undis-
puted testimony and evidence that: (1) She frequently failed to
follow up by visit or telephone places where she claims to have
left a job application or where she otherwise claims to have sought
employment; (2) She would go to places looking for work with-
out any indication of whether or not there might be a job avail-
able; and (3) She would visit employers based upon the fact
that they were close to her home or close to each other. For ex-
ample, if she went to a shopping center, she would visit several
stores in the center—without any reason to believe that a job
was available.

A more telling indication of Barnhart’s haphazard search for
work is the undisputed number of days on which she attempted
to obtain employment. Indeed, according to her own diaries, she
looked for work only 33 days in 1971, 29 days in 1972, 20 days
in 1973, 7 days in 1974, 16 days in 1975, 14 days in 1976, 12
days in 1977, 13 days in 1978 and 6 days in 1979. In other
words, from 1971 to 1974 Barnhart searched for employment on
approximately less than 10% of the business days in each year
and from 1974 to 1979 searched for employment on approxi-
mately one day per month. It is necessary for this Court to grant
this petition in order to establish that, as a matter of law, in the
light of the policy behind the NLRA, such negligible search can-
not constitute “reasonable efforts.”

Indeed, analogous decisions of both the NLRB and the Ninth
Circuit have so held. In Flite Chief Inc., 246 NLRB No. 55
(1979), enforced in pertinent part, 640 F.2d 989 (9th Cir.
1981), the Board affirmed as modified a decision specifically
holding that looking for a job once a month does not meet the
duty of using reasonable efforts. There, in a decision diametrically
opposed to the one at bar, the administrative law judge specifi-
cally held that:

25

Ford made attempts at securing employment an average
of only once a month during each of the 49 months which
comprise the back pay period. Ford offered no excuse or
explanation for her obvious lack of effort to secure an in-
terim part-time job to replace the one she had lost when
Respondents discharged her. I do not believe that it is rea-
sonable to conclude that so few attempts at securing interim
employment constitutes “reasonable diligence.”

Furthermore, in NLRB vy, Mercy Peninsula Ambulance Ser-
vice, 589 F.2d 1014 (9th Cir. 1979), the Ninth Circuit explicitly
held that an employee’s attempt at securing employment “an
average of only three times a month during each of the nine
months that he was in the job market after his discharge” did
not constitute “reasonable diligence.” Jd. at 1018. In conflict with
the Sixth Circuit, the Ninth Circuit correctly recognized the policy
of the Act:

A worker who has been the victim of an wufair labor prac-
tice is not entitled to simply await reimbursement from his
or her employer for wages lost, for “the statute was not in-
tended to encourage idleness.” . .. To hold otherwise would
undermine the “healthy policy” underlying the Act, “pro-
moting production and employment.”

Id. at 1017-18. (Footnote and citations omitted).

Thus, this Court’s review is necessary to settle this uncertainty
in the case law concerning an employee's duty to mitigate under
Section 10(c). In addition, this Court should not permit a dis-
charged employee to remain idle during most of a lengthy back
pay period with the expectation that she will be able to receive
compensation from petitioner in any event. Barnhart was success-
ful in obtaining only one interim employment during an eight-
year back pay period; a job Barnhart unjustifiably quit after work-
ing only six months (App. 49a, 56a).

Moreover, the ALJ found that Barnhart fulfilled her legal duty

26

of searching for interim employment notwithstanding that she
ignored such obvious methods of seeking employment as the
newspaper ads and private employment agencies (App. 50a). The
ALJ found that throughout the eight-year back pay period Barn-
hart only applied for one job through the newspaper. Petitioner
introduced into evidence at the administrative hearing the local
newspaper ads on the days that Barnhart claimed she was look-
ing for work and undisputably they contained numerous suitable
employment opportunities.

In addition, the administrative law judge acknowledged in his
decision that Barnhart refused to use a local employment agency
(App. 50a). Petitioner introduced the head of a local employ-
ment agency as a witness at the administrative hearing who tes-
tified that there were numerous jobs available for a semi-skilled
worker such as Barnhart and that it was his experience that after
four to six interviews a person could obtain suitable employ-
ment.

Finally, although it is undisputed that Barnhart registered with
the state employment agency, the ALJ found that Barnhart did
not, throughout the entire eight-year back pay period, apply for
a single job through that agency (App. 46a).

This Court should grant certiorari for another important rea-
son. The Sixth Circuit's decision has broad ramifications. The
duty to mitigate under Title VII of the Civil Rights Acts of 1964
was “expressly modeled on the back pay provisions of the NLRA.
Albemarle Paper Co. v. Moody, 422 U.S. 405, 409, 419 & n.11
(1975). Thus, the case law concerning mitigation under the Act
generally guides the courts in establishing the duty to mitigate
under Title VII. Ford Motor Co. v. EEOC, USS. , 102
S.Ct. 3057 (1982). See e.g., Sangster Vv. United Air Lines, Inc.,
633 F.2d 864, 868 (9th Cir. 1980). Therefore, the decision at
bar that such a negligible effort satisfied an employee’s duty to
mitigate under Section 10(c) of the NLRA has wide implications
in the Title VII area.

27

The Court is presented with an issue of national importance
involving an important purpose and policy of the NLRA. Ac-
cordingly, it is essential that this Court announce clear guidelines
to the lower courts and to employers and employees establishing
the scope of an employee’s duty to mitigate by seeking interim
employment during a back pay period.

C. The record herein demonstrates that the Court below and
the Board avoided addressing the issue of the flagrant denial
of petitioner’s constitutional right to due process and a fair
hearing, which merits the attention of this Court.

The Sixth Circuit, the Board and the ALJ have continuously
avoided coming to grips with petitioner’s contention that it was
denied due process of law and a fair hearing in this matter. As
set forth hereinabove (p. 6), prior to the hearing petitioner, in
accordance with the Board’s rules, requested general counsel's
approval for the service upon the regional director of subpoenas
returnable at the hearing. That request was denied. Again at
the hearing petitioner’s counsel sought the issuance of subpoenas
directed to Board personnel to introduce evidence concerning
admissions against interest by Barnhart in respect of the charge
she had filed which initially had been withdrawn. An offer of
proof was tendered and appears in the record, to show that Barn-
hart and the Board believed that the charge lacked merit and
that it had been filed to pressure a settlement of the backpay
proceeding. The ALJ blocked this evidence at every turn.

It is well-settled that

[A] refusal by an administrative agency such as the Na-
tional Labor Relations Board to receive and consider com-
petent and material evidence offered by a party to a pro-
ceeding before it, amounts to a denial of due process... .
That the Board would or might have reached no different
conclusion had the rejected evidence been received, is en-
tirely beside the point. . . a controversy tried before a court
or before an administrative agency is not ripe for decision

28

until all competent and material evidence proffered by the
parties has been received and considered.

Donnelly Garment Co. v. NLRB, 123 F.2d 215, 224 (8th Cir.
1941) (citations omitted); on remand, 50 NLRB 241; enf. den.
151 F.2d 854 (8th Cir. 1945); rev'd on other grounds, 330 U.S.
219 (1947); on remand 165 F.2d 940.

Admissions against interest made by the charging party at the
time she withdrew a prior, identical charge must be relevant and
admissible. To deny petitioner the right to introduce evidence of
such admissions undermined the hearing and the judicial process,
and deprived Petitioner of its constitutional right to a fair hear-
ing. See NLRB v. Burns, 207 F.2d 434 (8th Cir. 1953). Such
denial was reversible error requiring rejection of the Board’s
Application for Enforcement and remand of this proceeding.
NLRB Vv. Burns, supra; Donnelly Garment Co. v. NLRB, supra.

The ALJ refused to permit evidence and testimony on this
subject in a manner that showed an intention to insulate the
record from clearly relevant and proper testimony. Thus, for
example, without any basis whatsoever for such characteriza-
tion—the ALJ described the proffered evidence as an effort to
inquire into the investigative procedures of the General Counsel
and into the mechanics of the investigation.** Nothing could be
further from the truth; the ALJ had no basis to make this assump-
tion and to exclude evidence that was so clearly proper and
relevant. By preventing any questions concerning Barnhart’s filing
and withdrawal of her ‘irst charge, the ALJ prevented Nichols
from adducing testimoriy to support its defenses.

Petitioner sought to subpoena the Regional Director, to testify,
as set forth in an offer of proof. The ALJ refused to issue this
subpoena. It should have been self-evident from the record that
the Regional Director or his representative possessed non-privi-

®*In response, Nichols’ counsel stated “I am not proposing to question
either the jurisdiction of the Board to proceed, nor am I suggesting that
the Board solicited the charge”.

29

leged, relevant evidence. Under the circumstances the refusal to
subpoena the Regional Director was a star-chamber tactic; prose-
cutor and judge acting as one deprived respondent of its right
to a fair trial and to due process of law.

Fandamental fairness requires that an employer be allowed to
obtain documents and testimony that may impeach or rebut the
evidence against it. “The NLRB cannot hide behind a self-erected
wall evidence adverse to its interests as a litigant” and the relevant
statutes do “not call for a result so inimical to our traditions of
fair trial.” NLRB v. Capitol Fish Co., 294 F.2d 868, 875 (5th
Cir. 1961).

In Wheeler v. NLRB, 314 F.2d 260 (D.C. Cir. 1963) the
employer claimed that it was denied a fair hearing because the
Trial Examiner excluded proffered evidence, denied cross-exami-
nation of certain adverse witnesses and excluded rebuttal evidence
which was tendered by the employer. The court held that the
employer was deprived of a fair trial and vacated the Board's
order and remanded the proceedings:

We find it difficult to understand how the Board could
dissociate the Examiner's findings and recommendations
from the evidence of bargaining history which loomed so
large to the Examiner. The refusal to allow the employer to
cross-examine on the subject and to present his version of
that subject led to a record weighted unfairly against one
party. This constituted a denial of due process which can
be remedied only by a remand to supplement the record and
as supplemented it must be reexamined by the Board.

Id. at 263.
As in Wheeler, the ALJ at bar refused to allow petitioner to
cross-examine adverse witnesses in violation of petitioner’s due

process rights.

It is axiomatic that if the order of the Board is found to be

30

premised upon an unfair hearing then such order must be
set aside and the case remanded to the Board for a new
hearing. A. O. Smith Corporation v. N. L. R. B., 7 Cir.,
343 F.2d 103, 110 (1965); Tele-Trip Company, Inc. v.
N. L. R. B., 4 Cir. 340 F.2d 575, 581 (1965); National
Labor Relations Board v. Bryan Mfg. Company, 7 Cir. 196
F.2d 477, 478 (1952). The due process requirement of a
fair hearing is unwavering even though the findings of an
unfair hearing might otherwise be justified on the merits.
National Labor Relations Board v. Phelps, 5 Cir. 136 F.2d
562, 563-564 (1943).

Great Lakes Screw Corporation v. NLRB, 409 F.2d 375,
381-382 (7th Cir. 1969).

The failure of the Sixth Circuit to even address this crucial
constitutional due process, fair hearing issue is further confirma-
tion of the petitioner’s contention that the entire record was not
reviewed below and that a writ of certiorari should issue herein.

CONCLUSION

For each of the foregoing reasons, petitioner requests
that this petition for a writ of certiorari be granted.

Dated: New York, New York
July 14, 1983

Respectfully submitted,
LEONARD W, WAGMAN
GOLENBOCK and BARELL
Attorneys for Petitioners

ROBERT S. GOODMAN
TIMOTHY P. DILLON

Of Counsel

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385011_0089%3A1. Public record. Not legal advice.
