# Appendix — New Jersey-Philadelphia Presbytery of the Bible Presbyterian Church v. New Jersey State Board of Higher Education

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1985
- **Citation:** 469 U.S. 1107

## Text

4 os 6 26 J ) — _ US.

IN THE ad 18 ”
SUPREME COURT OF THE UNITED STAPES®=2. 5"

October Term. 1984

NEW JERSEY-PHILADELPHIA PRESBYTER)
OF THE BIBLE PRESBYTERIAN CHURCH. et al..

Petitioners
[
NEW JERSEY STATE BOARD O}
HIGHER EDUCATION. et al.
Respondents

APPENDIX TO
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF
APPEALS FOR THE THIRD CIRCUIT

William Bentlev Ball
Philip J. Murren
Sandra E. Wise

BALL & SKELLY
311 North Second Street
P.O. Box 1108
Harrisburg. PA 17108
(717) 232-8731

Attorneys for Petitioners

Counsel of Record
October 15. 1984

PACKARD PRESS ‘LEGAL DIVISION. 10th & SPRING GARDEN STREETS. PHILA. PA 19123 (215) 236-2000

TABLE OF CONTENTS

Page
APPENDIX A — Unpublished Opinion of the United

States Court of Appeals for hon Third Circuit
ag ee See Pe ee ee re A-1

APPENDIX B — Unpublished Opinion and Order of
the United States District Court for the District
of New Jersey (July 29, 1983, and September
ee ee re A-7

APPENDIX C — Opinion of the Supreme Court of
New Jersey (August 9, 1982), reported at 90 N.J.
470, 448 A:2d GOS CIGBZ). ... nsw eceess. A-26

APPENDIX D — Opinion and Order of the United
States District Court for the District of New Jer-
sey (May 18, 1981), reported at 514 F.Supp. 506
TN ies sk yk ck ee hk ee eens A-47

APPENDIX E — Opinion and Amendments of the
United States Court of Appeals for the Third Cir-
cuit (April 14, 1981), reported at 654 F.2d 868
Ce, EE cc sock whe ON Suan ee es A-70

APPENDIX F — Opinion and Order of the United
States District Court for the District of New Jer-
sey (January 4, 1980), reported at 482 F.Supp.
ge big Seren eree eer een oan A-169

APPENDIX G — Statutory Provisions Involved . A-200

APPENDIX A

UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT

No. 83-5774

NEW JERSEY-PHILADELPHIA PRESBYTERY OF
THE BIBLE PRESBYTERIAN CHURCH; SHELTON
COLLEGE, A Ministry of Bible Presbyterian Church;
BIBLE PRESBYTERIAN CHURCH OF COLLINGS-
WOOD, NEW JERSEY; Kevin WILSON, Brad GSEL,
Kevin Clair MICHAEL, Curtis Jordan BASHAW, Louise
OLSON and Everette Charles OLSON,

Appellants

v.

NEW JERSEY STATE BOARD OF HIGHER EDUCA-
TION; T. Edward HOLLANDER, Chancellor of New
Jersey Department of Higher Education; Richard D.
BRESLIN, Assistant Chancellor for Academic Affairs of
the New Jersey Department of Higher Education; and
Amorita SUAREZ, Director of the Office for Independ-
ent College and Universities of the New Jersey Depart-
ment of Higher Education.

APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW JERSEY
(D.C. Civ. No. 79-3341)

A-1

A-2

Argued June 22, 1984

Before: ALDISERT, Chief Judge, HIGGINBOTHAM,
Circuit Judge, and HUYETT, District Judge.

(Filed July 17, 1984)

William Bentley Ball, Esq. (ARGUED)
Philip J. Murren, Esq.
Richard E. Connell, Esq.
Sandra E. Wise, Esq.
Ball & Skelly
511 North Second Street
P.O. Box 1108
Harrisburg, Pennsylvania 17108

COUNSEL FOR APPELLANTS

Irwin I. Kimmelman
Attorney General of New Jersey

OF COUNSEL:
James J. Ciancia
Assistant Attorney General

ON THE BRIEF:
Benjamin Clarke (ARGUED)
Deputy Attorney General

Richard J. Hughes Justice
Complex
CN 112

Trenton, New Jersey 08625
COUNSEL FOR APPELLEES

Honorable Daniel H. Huvett. 3rd. of the United States District
Court for the Eastern District of Pennsvlvania. sitting by designation.

A-3
OPINION OF THE COURT

PER CURIAM.

This is an appeal by Shelton College (a religious
institution located in New Jersey). church entities affili-
ated with Shelton College, Shelton College students and
parents, and a Shelton College facuity member from an
order of the district court refusing to permanently enjoin
the New Jersey State Board of Higher Education from
enforcing against Shelton College two provisions of New
Jersey's education law, N.J.S.A. 18A:68-3 and N.J.S.A.
18A:68-6, that require institutions of higher education in
New Jersey to be licensed by the state before they can
confer baccalaureate degrees. The district court held
that application of New Jersev’s degree licensing stat-
utes to a sectarian college whose religious doctrine pre-
cludes state licensure does not violate the first amend-
ment. We affirm.

This controversy between Shelton College and the
New Jersey State Board of Higher Education has
spawned almost two decades of litigation in the state and
federal courts. In 1966, in response to a resolution by the
New Jersey State Board of Education to terminate Shel-
ton College’s power to confer baccalaureate degrees be-
cause of its failure to comply with certain minimum
educational standards, Shelton College brought suit
against the Board in New Jersey state court. contending
that New Jersey’s degree licensing statutes infringed its
freedom of speech in violation of the first amendment.
The New Jersey Supreme Court certified an appeal and
upheld the constitutionality of the statutes. thereby
prompting the Board to revoke Shelton College’s license
to award degrees in New Jersev. Shelton College v. State
Board of Education, 48 N.J. 501, 226 A.2d 612 (1967).
In February 1979, the Board learned that Shelton Col-
lege intended to offer courses in New Jersey and to grant
degrees through its licensed Florida affiliate. Believing
that this practice violated New Jersey's education laws.

A-4

the Board brought suit against Shelton College in New
Jersey Superior Court to enjoin the college from engag-
ing in any educational instruction or granting degrees
until it obtained a New Jersey license. The Superior
Court granted a preliminary injunction to that effect.
In November 1979, Shelton College joined with
certain “federal only” plaintiffs, appellants herein, and
filed an action under 42 U.S.C. §1983 in the United
‘States District Court for the District of New Jersey seek-
ing to enjoin the Board from interfering with their right
to teach, advertise, and grant degrees without a New
Jersey license. The district court issued a preliminary
injunction, enjoining the Board, on first amendment
religion grounds, from preventing Shelton College from
engaging in religious teaching or educational activities
or from advertising those activities. It retained jurisdic-
tion of plaintiffs’ claim that the degree licensing statutes
violated the religion clauses of the first amendment
pending construction of the statutes by the New Jersey
state courts. New Jersey-Philadelphia Presbytery of the
Bible Presbyterian Church v. New Jersey State Board of
Higher Education, 482 F.Supp. 968 (D.N.J. 1980). This
court affirmed. New Jersey-Philadelphia Presbytery of
the Bible Presbyterian Church v. New Jersey State Board
of Higher Education, 654 F.2d 868 (3d Cir. 1981).
Meanwhile, in the separate state court action, the
New Jersey Superior Court held that New Jersey’s de-
gree licensing statutes were constitutional under the
first amendment religion clauses, and it permanently
enjoined Shelton College from awarding degrees until it
obtained a license. Shelton College and the “federal
only” plaintiffs then returned to federal district court
seeking to preliminarily enjoin the Board from imple-
menting that state court injunctive order pending review
by the New Jersey Supreme Court. The district court
granted a preliminary injunction. New Jersey-Philadel-
phia Presbytery of the Bible Presbyterian Church v. New
Jersey State Board of Higher Education, 514 F.Supp.

A-5

506 (D.N.J. 1981). The New Jersey Supreme Court
affirmed the Superior Court, holding that New Jersey's
degree licensing statutes applied to religious institutions
and that they were not unconstitutional under the reli-
gion clauses of the first amendment. New Jersey State
Board of Higher Education v. Board of Directors of
Shelton College, 90 N.J. 470, 448 A.2d 988 (1982). Based
on that decision, the district court below refused to make
permanent its preliminary injunction enjoining the
Board from enforcing New Jersey's degree licensing
statutes against Shelton College. Plaintiffs appealed.

Before us, appellants contend that the application to
Shelton College of New Jersey's degree licensing stat-
utes infringes upon their free exercise of religion and
creates an excessive state entanglement with religion in
violation of the religion clauses of the first amendment.
Appellees respond that because these constitutional
issues were fully. litigated in the New Jersey Supreme
Court, resulting in a final judgment prohibiting Shelton
College from conferring baccalaureate degrees without a
license, appellants are barred on res judicata grounds
from relitigating the issues in federal court. Alterna-
tively, appellees argue that New Jersey's degree licens-
ing statutes are constitutional under the first amend-
ment. 2

After due consideration of these contentions, and for
the reasons set forth in the district court opinion by the
Honorable Dickinson R. Debevoise, New Jersey-Phila-
delphia Presbytery of the Bible Presbyterian Church v.
New Jersey State 3oard of Higher Education, Civ. No.
79-3341 (D.N.J. July 29, 1983), reprinted in app. at 225.
we conclude that this action is not barred on res judicata
grounds and that New Jersev’s degree licensing statutes
pass constitutional muster.

A-6

Accordingly, the judgment of the district court will
be affirmed.

TO THE CLERK:
Please file the foregoing opinion.

Circuit Judge

A-7
APPENDIX B

IN THE
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW JERSEY

NEW JERSEY-PHILADELPHIA : Civil No. 79-3341
PRESBYTERY OF THE
BIBLE PRESBYTERIAN
CHURCH; SHELTON
COLLEGE, etc., et al., Transcript of
Plaintiffs, : Proceedings
vU. :
NEW JERSEY STATE BOARD
OF HIGHER EDUCATION,
etc., et al., .
Defendants. : Newark, New Jersey
July 29, 1983

BEFORE:
HONORABLE DICKINSON R. DEBEVOISE. U.S.D.]J.
Appearances:

(No appearances. )

THE COURT: What I intend to do is simply put an
opinion on the record and then reserve the right to take
the transcript of the opinion and correct it as needed.

The procedural history of this case first in this court
as reported in 482 F.Supp. 968 (1980) (Shelton I), then
in the Court of Appeals, reported in 654 F.2d 868 (1981)
(Shelton II), and then in this court again is described in
New jersey-Philadelphia Presbytery v. N.J.,514 F.Supp.
506, (D.N.J. 1981), (Shelton III). In Shelton Ill I set
forth reasons why the defendants should be preliminar-
ily enjoined from enforcing or implementing an order of

A-8

the Chancery Division of the New Jersey Superior Court
in the related state court action enforcing the application
of the New Jersey licensing statutes and regulations
against Shelton College until such time as the Supreme
Court of New Jersey construed the statute and regula-
tions.

The New Jersey Supreme Court directly certified the
case then pending in the State Superior Court. It held
that “the State’s program for licensing institutions of
higher education is applicable to sectarian institutions
and that faciaily it does not unduly interfere with the free
exercise of religion nor create an excessive state en-
tanglement with religion.” (N.J. Bd. of Higher Ed. v.
Shelton College, 90 N.J. 470, 490 (1982)). The Court,
however, modified the judgment of the Chancery Divi-
sion to allow the awarding of earned credits and degrees
to all eligible students through the end of the 1982-83
academic year, and to the class of 1984 through the end
of the 1983-84 academic year.

On January 10, 1983 a plenary trial of the instant
case was held. The State court trial testimony and ex-
hibits were made part of the record and each side called
one additional witness. I reserved decision giving the
parties additionai time to submit post trial briefs. I have
reviewed the entire record, the briefs, and conclude that
plaintiffs are not entitled to further relief.

The preliminary injunction entered in this case after
Shelton I need not be made final because the state courts
have ruled that the New Jersey licensing statutes and
regulations do not and were not intended to prevent
Shelton College from teaching or advertising. They do no
more than regulate the granting of formal degrees.

The remaining issues are whether the New Jersey
degree licensing statutes and regulatory scheme violate
plaintiffs’ First Amendment right to free exercise of their
religion, and whether the licensing system results in an
impermissible entanglement between government and
religious institutions. I conclude that in the peculiar

nae

A-9

circumstances of this case the decision of the New
Jersey Supreme Court on these issues is not res judicata
and binding upon the plaintiffs other than, perhaps,
Shelton College. I further conclude, however, that the
New Jersey statutes and regulatory scheme as explicated
by the New Jersey Supreme Court, pass Constitutional
muster.

Res Judicata Issue

In order to evaluate the defendants’ res judicata
claim, it is necessary to review certain of the procedural
steps in the case.

Before this case was instituted, the New Jersey State
Board of Higher Education had instituted an action in
the Chancery Division of the New Jersey Superior Court
to restrain Shelton College from operating without a
license. The defendants in that case were the board of
directors of Shelton College and two of its officers. On
the date the complaint was filed, the Superior Court
issued a temporary restraining order enjoining, with a
limited exception for certain students for a short period
of time, all educational or instructional activities and
advertising.

Shortly afterwards plaintiffs filed this action under
42 U.S.C., Section 1983, alleging that the efforts of the
Board to prevent Shelton’s educational and instructional
activities unless it complied with New Jersey’s licensing
scheme violated their rights to the free exercise of reli-
gion and unduly entangled the State in the affairs of a
religious institution.

Plaintiffs in the federal action were Shelton College,
New Jersey-Philadelphia Presbytery of the Bible Presby-
terian Church, the Bible Presbyterian Church of Collings-
wood, four Shelton College students, two parents of
Shelton College students, and a member of the Shelton
College faculty.

A-10

After an evidentiary hearing in the case I entered an
order which, among other things, enjoined the defend-
ants from taking or permitting the taking of any action
having the effect of preventing Shelton College from
engaging in any religious teaching or educational activi-
ties or from publicizing such activities. I did not reach
the principal issue, namely, whether the Board’s licens-
ing procedures, if applicable to Shelton College, would
constitute a violation of the religion clauses of the First
Amendment. I| abstained as to that issue and stayed the
federal proceedings until the State court had an oppor-
tunity to determine whether the licensing requirements
applied to a religious institution such as Shelton College.
If they did not, there would have been no need to reach
the difficult constitutional issue posed in this case. Rail-
road Comm’n against Pullman Co., 312 U.S. 496 (1941).

The defendants argue on the basis of Younger v.
Harris, 401 U.S. 37 (1971) and its progeny, that the
federal case should have been dismissed since there was
a pending state court proceeding started before this
action involving a matter of important state interest. I
stated in Shelton | that “if one were to accept the State
Board’s contention that all that is involved in this case is
a question whether the State Board has the power to
license Shelton and grant degrees and if there were no
attempt to shut down this teaching institution, it is my
opinion that both the Younger and the Pullman doctrines
would be applicable.” 482 F.Supp. at 976.

However, at that juncture in the state and federal
litigation the State Board was not simply seeking to deny
Shelton College the right to grant degrees. It sought to
prevent it from engaging in any teaching activities, dis-
rupting in the process the religious expression and prac-
tices of a community of believers. This, I concluded, was
such an egregious violation of First Amendment rights
that the case came under a recognized exception to the
Younger doctrine. The Younger doctrine of abstention
will not apply in extraordinary circumstances where

———x °° ° ° ° °°

a ad ed 0 a

be ERIE tied tog

A-11

there will be great, immediate and irreparable harm if
the federal court does not intervene. Further I concluded
that in the situation of a Pullman abstention, the abstain-
ing federal court should retain jurisdiction and may.
while the state proceedings are being completed, grant
such interim injunctive relief as may be necessary to
insure the protection of federal rights.

Upon granting the preliminary injunction referred
to above I abstained on both Younger and Pullman
grounds pending completion of the State court action.

As a general rule, when a federal court concludes
that it is required to abstain on Younger grounds, it will
dismiss the complaint, requiring the parties to pursue
their remedies and argue their federal claims in the state
court proceeding. Occasionally, however, instead of dis-
missing the complaint in a Younger situation, the federal
court will stay the federal proceeding, reserving jurisdic-
tion to grant such relief as may be required upon com-
pletion of the state proceeding. Williams v. Red Bank Bd.
of Ed., 662 F. 2d 1008, (3d Cir. 1981).

Both sides appealed the order granting injunctive
relief in part and denying such relief in part.

The Court of Appeals resolved the State’s Younger
abstention arguments on different grounds from those
upon which I relied. The majority opinion did not find
that “extraordinary circumstances” called for an excep-
tion to Younger abstention. Rather, it concluded that the
Younger doctrine was simply inapplicable because there
were parties in the federal action (churches, parents.
students and a teacher) who were not parties to the State
action and who had separate interests of their own.

“|. . nonparties to the state enforcement proceed-
ings who assert independent constitutional interests may
advance those interests in a separate federal action.
Since the interests of any of these plaintiffs alone are
sufficient to justify the Court’s consideration of the ap-
plication for a preliminary injunction, that order cannot
be reversed on the chief ground the Board advances,

A-12

absent a very great extension of the Younger rule . . .
Shelton II, 654 F.2d at 881.

Thus, to the extent that Shelton I ruled that the stay
of proceedings after issuance of the preliminary injunc-
tion was based on Younger grounds, its reasoning must
be considered to have been rejected by the majority
opinion in Sheltoz II.

On the other hand, the Court of Appeals upheld the
Pullman type stay with retention of jurisdiction to con-
sider further relief when the State court had construed
the statutes and regulations.

While the federal action was pending before the
Court of Appeals, the State court action was tried and
decided in the Chancery Division of the New Jersey
Superior Court in June, 1980. At that trial Shelton Col-
lege presented and argued its federal and constitutional
claims. The State plaintiffs in that case had abandoned
their original position that Shelton College could rot
teach or advertise without the imprimatur of a state
license and simply sought a ruling that Shelton College
could not grant degrees or call itself a college without
such a license. The State trial court held that the insti-
tution was entitled to designate itself a college, but
further held that the State licensing statutes precluded
Shelton College from granting degrees in New Jersey
without a license from the State Board of Higher Edu-
cation and that such a requirement did not violate the
United States Constitution.

After the decision in that case and after the decision
of the Court of Appeals in Shelton II, but before the
decision of the New Jersey Supreme Court, I issued the
Shelton III opinion in which I enjoined the State Board
of Higher Education from enforcing the order of the
Superior Court until such time as the New Jersey Su-
preme Court definitively construed the applicable New
Jersey statutes and regulations.

In August, 1982 the New Jersey Supreme Court
definitively construed the statute and regulations in a

A-13

comprehensive opinion referred to above. The Court
declined to follow the route that the United States Su-
preme Court followed in NLRB v. Catholic Bishops of
Chicago, 440 U.S. 490 (1979). There the Court avoided
the difficult question whether application of the National
Labor Relations Act to lay teachers employed by paro-
chial schools violated First Amendment religion clauses
by holding that the Act did not apply to religious schools.
The New Jersey Supreme Court, on the other hand,
concluded the New Jersey Statute, NJSA 18A:68-3 and
NJSA 18A:68-6, by their clear language and obvious’
intent applied to religious as well as’secular colleges.
Having so concluded, the Court turned to the constitu-
tional question whether the application of the statutes to
Shelton College unconstitutionally infringes upon plain-
tiffs’ free exercise of their religion.

The Supreme Court assumed for the purposes of
that case that plaintiffs’ religious beliefs prohibited Shel-
ton College from applying for and obtaining licensure by
the New Jersey Board of Higher Education. That was a
generous concession to the plaintiffs. The evidence
clearly establishes in both the State case and in the
federal case that in the past plaintiffs had no compunc-
tions about applying for licensure in New Jersey and
Florida. This assumed article of faith will be found nei-
ther in the Institutes of the Christian Religion nor in the
Westminster Confession nor in the Larger Catechism
nor = the Shorter Catechism. It derives from more
recent inspiration.

The New Jersey Supreme Court nevertheless ac-
cepted plaintiffs’ position in this regard and it recognized
that the New Jersey licensing statutes as applied to
Shelton College imposed some burdens on the exercise
of religion. However, it found that the legislation sup-
ports strong State interests, namely, maintenance of the
integrity of the baccalaureate degree in protecting stu-
dents as potential consumers of higher education. It
further found that granting a religious exemption from

A-14

licensing would significantly hinder attainment of these
State interests and thus application of the statute to
Shelton College does not constitute an abridgement of
the Free Exercise Clause of the First Amendment.

The Supreme Court further concluded that the stat-
utes have a secular purpose and their primary effect
neither advances nor inhibits religion and thus avoids
excessive entanglement with religion.

It is in the discussion of this issue that one discerns
how far removed is the position of the New Jersey
Supreme Court from the original position of the New
Jersey State Board of Higher Education which precipi-
tated the federal litigation.

The original position of the State Board, which was
accepted in the first instance by the Superior Court, was
that Shelton College, not having obtained a license, must
be shut down in toto and prohibited from teaching secu-
lar or religious subjects and prevented from publicizing
its existence and its teachings. The State Board in its
administration of the licensing statutes exhibited total
unawareness of First Amendment rights. It was this
circumstance which necessitated federal court interven-
tion. Were the statutes and regulations to be adminis-
tered in the spirit originally manifested by the State
Board, there is little doubt but that they would have had
to have been declared unconstitutional in their applica-
tion if not on their face.

Neither party in the present proceeding, however,
has emphasized sufficiently the totally different ap-
proach to the statutes and regulations taken by the
Supreme Court. The Court was fully aware of the deli-
cate balance that must be struck between compelling
state interests and the exercise of religious faith. Its
opinion made it very clear that the licensing statutes, as
they are applied to religious institutions, are to intrude as
little as possible upon the functioning of such institu-
tions. The pertinent paragraphs of the opinion can only
be construed as a gentle but unmistakable directive to

iad nt Pe aw

A-15

the State Board to apply the statutes and regulations in
a manner that will result in as little intrusion upon
religious colleges as possible.

Quoting from the opinion: “The establishment
clause permits minor unobtrusive State supervision of
religiously oriented schools. Only excessive entangle-
ment is proscribed. None of the education statutes or
regulations here in question mandate active involvement
of the sovereign in religious activity. None authorize the
state regulation of the contents of an educational pro-
gram, nor does the regulatory scheme on its face require
comprehensive, discriminating and continuing state sur-
veillance. Although the regulations in this area, NJAC
9:1-1 to 2.14 appear to be burdensome, especially as
applied to a college of approximately 30 students, they
explicitly call for flexibility of their administration so as
to accommodate various institutions with diverse educa-
tional goals, NJAC Title IX, Forward.

“Because Shelton College declined even to complete
the licensing process, the allegation of excessive en-
tanglement rests on speculation of the manner in which
those statutes and regulations might be applied. Al-
though one could imagine an unconstitutional applica-
tion of its regulatory scheme, we are confident the Board
of Higher Education will pursue the least restrictive
means to achieve the State’s overriding concerns.” 90
N.J. 488 to 490 (citations omitted).

On this basis the Court concluded that the statutes
and regulations did not create excessive state entangle-
ment with religion. Thus plaintiffs, by virtue of their
litigation in the State and federal courts, have effected a
very profound change in the manner in which the State
Board will deal with religious colleges in the future.

It is the State’s argument that both the statutory
interpretation and constitutional holdings of the New
Jersey Supreme Court are binding in the present federal
action.

A-16

Generally the principles of res judicata are appli-
cable in federal Section 1983 cases, that is, parties to the
Section 1983 action will be bound by determinations
against them on issues decided in the state court pro-
ceedings. Allen v. McCurry, 449 U.S. 90 (1980).

However, the Court of Appeals held in Shelton II
that the federal abstention in this case to allow comple-
tion of the State court proceeding is not a Younger
abstention, but rather properly a Pullman abstention.

In the case of such an abstention, the federal court
stays its hand in order to give the state courts an oppor-
tunity to decide state law questions, the determination of
which may make it unnecessary to reach the constitu-
tional question. Thus in the present case had the New
Jersey Supreme Court construed the licensing statutes
to exclude religious colleges, it would have been un-
necessary to have dealt with the constitutional issue.

In a Pullman abstention situation the federal plain-
tiffs are entitled to have their federal claims decided in a -
federal court once the state law claims are resolved in the
state court. However, this right will be lost if a litigant
unreservedly litigates his federal claims in the state
court. If he does that the may not return to the federal
court to relitigate his federal claim there. England v.
Louisiana Medical Examiners, 375 U.S. 411 (1964).

In the present case Shelton College did litigate its
federal claim in the state courts without reservation. Its
belated effort in the New Jersey Supreme Court to re-
serve those claims for the federal court hardly suffice to
overcome the England rule. Were the College the only
plaintiff in the federal case. I believe it should be held to
be bound by the New Jersey Supreme Court decision.

However, the College is not the only plaintiff in the
federal action. For the same reasons that the Court of
Appeals held in Shelton II that Younger principles were
not applicable, I conclude that the principle of res judi-
cata should not preclude the plaintiffs who appear only

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A-17

in the federal action from seeking a ruling on their
federal claims in this court.

First Amendment Religion Claim Issue

It is necessary, therefore, to determine whether the
New Jersey licensing statutes, as construed by the New
Jersey Supreme Court, violate plaintiffs’ First Amend-
ment religious rights.

The underlying facts are set forth in Shelton I, II and
III. There can be no question that Shelton College is a
religious institution in all phases of its activities. Plain-
tiffs, therefore, have stated a religious liberty claim, e.g.,
United States v. Ballard, 322 U.S. 78 (1944). It is quite
likely that Shelton College will not be able to survive if it
is unable to grant baccalaureate degrees. In the light of
the New Jersey Supreme Court decision, however, it is
not at all certain that Shelton College would be unable to
obtain a license to grant such degrees if it applied for
such a license. Unlike the New Jersey Supreme Court, I
do not assume the members of the Bible Presbyterian
Church and related fundamentalist religious groups are
forbidden by their faith to permit their colleges to apply
for state licensing. The evidence in this case is to the
contrary. Therefore, the question is not whether Shelton
College is being forced to do something its religious
tenets forbid. The question is whether the statute and
regulatory scheme involve an impermissible intrusion by
the State into the affairs of a religious institution.

Given the generally undisputed facts in this case, it
must be determined whether the impact of the State’s
statutes and regulations upon the religious interests of
the plaintiffs can be justified by a compelling state in-
terest in the regulation of a subject matter within the
State’s constitutional power to regulate. Sherbert v.
Verner, 374 U.S. 398 (1963).

Plaintiffs urge that the conditions for licensure im-
posed by the New Jersey statutes and regulations would

A-18

impose impermissible burdens upon plaintiffs’ religious
liberties. I refer to these burdens at some length in
Shelton Ill, 514 F. F.Supp., 512 to 513. Plaintiffs note
that the requirements contained on the Standards for
New Jersey Institutions of Higher Learning are not
specific in nature. Rather, they are written in very gen-
eral terms leaving broad discretion to the agency and
persons administering the licensing program. This,
plaintiffs argue, opens the way for total State regulation
of Shelton College’s religious ministry.

Defendants, on the other hand, urge that this very
flexibility of the regulations makes it possible for the
administrators of the licensing program to adapt the
regulations and standards to particular circumstances of
a religious institution.

The conclusion to be drawn is that whether this
licensing program impinges on religious liberties will
depend upon the manner in which the program is ad-
ministered.

Were the original attitude of the State Board of
Higher Education to guide the administration of the
licensing program to prevail, one might well have cause
for concern that Shelton College’s religious mission
would be impermissibly affected. However, the New
Jersey Supreme Court opinion not only demonstrates
complete awareness of the need to accommodate the
administration of the statutes and regulations to the
religious purposes of the College, it also constitutes a
gentle but firm direction of the Board of Higher Educa-
tion to pursue the State’s concern with these religious
considerations in mind. The Court noted that “Should
the Board exercise its discretion in a manner that un-
necessarily intrudes into Shelton’s religious affairs, the
college would then be free to challenge the constitution-
ality of such action.” 90 N.J. at 490.

In light of the Supreme Court's opinion I think it is
inconceivable that the State Board would seek to modify
in any way any statement of purpose which Shelton

.
=
3
§
-
a

A-19

College sets forth in a license application or attempt to
judge the appropriateness or lack of appropriateness of
such purpose. Further, I think one would now expect
the Board to make every effort to accommodate its re-
quirements to the religious beliefs and practices of Shel-
ton College and of its students, parents and teachers.

Much of the testimony and other evidence in the
State and federal court proceedings related to the ques-
tion of whether the State of New Jersey has a compelling
State interest in regulating the granting of degrees.
Plaintiffs urge that no such interest exists. They urge
that the quality of a bachelor’s degree or of any other
degree is dependent upon the quality of the institution
granting the degree, not upon State regulations. They
noted the depreciation of the integrity of the degree, a
factor to which I alluded in Shelton III, 514 F.Supp..
514.

However, even plaintiffs’ witnesses attested to the
importance of maintaining the quality of higher educa-
tion and the degrees evidencing attainment of such
education. It is a subject in which the State has a
compelling interest. Even though the imposition of li-
censing requirements has not assured uniformly high
quality education in all institutions of higher learning,
the State is certainly justified in pursuing that goal.

The extent to which the attainment of this goal
would be jeopardized by absolute exemption of religious
colleges from any form of degree licensing requirements
is illustrated by the case of State ex rel McLemore v.
Clarksville School of Theology, 636 S.W. 2d 706, (Sup.
Ct. of Tenn. 1982). The Clarksville School of Theology,
a totally religious institution, had not complied with the
requirements of the Tennessee Higher Education Com-
mission promulgated pursuant to statutory authority.
The Attorney General brought an action to enjoin the
school from granting degrees until it met the require-
ments of the statute.

A-20

The evidence established that for a bachelor’s degree
an applicant must first have faith, second, be a pastor or
evangelist, and third, must complete a “synthetic” Bible
study and write a thesis of 30,000 words. A bachelor of
theology degree cost $25 at enrollment, $320 tuition, and
$30 for a cap and gown. Students were required to
attend only three seminars, that being the only class-
room attendance required. Without the granting of de-
grees, the students at the institution would not have
attended.

The School defended the case on very much the
same grounds that Shelton College advances here. The
Tennessee Supreme Court held the granting of degrees
is purely a secular activity, and that was the only activity
the State sought to regulate, leaving the school free to
believe, practice and teach as it thought fit. It found
neither a burden upon the free exercise of religion nor a
threat of entanglement between the affairs of church
and state.

If the award of a degree is to have any significance
whatsoever, criteria such as those established by Clarks-
ville School of Theology cannot be permitied to serve as
a basis for a degree.

Even more bizarre examples of degree criteria can
be conjured up if religious institutions are totally ex-
empted from all regulations of degree granting activities.
I believe the State does have a compelling interest in
preventing the impairment of minimum standards for
the granting of degrees and protecting the gullible and
the unwary.

True, the licensing process imposes some burden on
a religious institution such as Shelton College which
conducts its educational program in a manner which
qualifies its students for a degree in the traditional sense.
However, in light of the manner in which the New
Jersey Supreme Court has directed that the statute and
regulations be applied to a religious college, | conclude
the burden is not undue.

A-21

Further, in light of the New Jersey Supreme Court’s
directions in this regard, it cannot be held that the
statutes and regulations on their face involve an undue
entanglement with religion within the principles of Walz
v. Tax Commission of New York, 397 U.S. 664 (1969),
and Roemer v. Maryland Board of Public Works, 426
U.S. 736 (1976). It is possible, of course, that the licens-
ing scheme could in fact be administered in a manner
which would intrude unduly upon religious matters, but
it should not be assumed the State Board will disregard
the directions of New Jersey’s Supreme Court or that the
Courts would fail to rectify the situation if it did.

CONCLUSION

This case has run a long course.

At the outset the New Jersey Board of Higher Edu-
cation sought to enforce New Jersey’s degree licensing
statutes and regulations by shutting down Shelton Col-
lege and preventing it from teaching and advertising. It
had obtained a state court order to that effect.

In light of the Board’s lack of awareness of funda-
mental constitutional rights evidenced by the sanctions
it sought, it takes only a little imagination to predict the
manner in which the Board would have applied the
licensing statutes and regulation to Shelton College at
that time. One could safely have predicted that the Board
would have been unaware of the great care which would
have been required to avoid impinging upon the reli-
gious liberties of the plaintiffs.

The plaintiffs prevailed at the outset in the federal
action obtaining a preliminary injunction restraining the
Board from shutting down the College and from limiting
its rights to advertise its activities.

In several respects plaintiffs have prevailed in the
State courts. Both the trial court and the Supreme Court
recognized that on both statutory and constitutional
grounds the State lacks the power to shut down Shelton

A-22

College or to limit in any way its teacning or religious
activities. All the State has the power to do is to prohibit
Shelton College from granting degrees unless it com-
plies with the licensing program. Although the New
Jersey Supreme Court held that the statutes and regu-
lations apply to religious institutions, it made it abun-
dantly clear that in administering the statutes and regu-
lations the State Board must take into account and
accommodate plaintiffs’ religious beliefs and practices.
Thus, one can confidently expect that the State Board’s
administration of the licensing program will reflect these
directions.

in light of these developments the preliminary in-
junction issued in this court is no longer required and
will be vacated.

In light of my conclusion that New Jersey may
regulate the granting of degrees by religious colleges in
a manner specified by the New Jersey Supreme Court,
further relief in the federal action will be denied. Judg-
ment will be entered for defendants without costs.

Notwithstanding the entry of judgment for defend-
ants, plaintiffs are clearly the prevailing parties for the
purposes of the Civil Rights Attorney’s Fee Award Act,
42 U.S.C. Section 1988. They succeeded in obtaining
relief on the merits in the form of a preliminary injunc-
tion preventing the State from closing Shelton College
and ordering it to cease teaching and advertising. Fol-
lowing its obtainment of this relief, plaintiffs were able to
persuade the State courts that the State did not have the
power to close Shelton College even though is was un-
licensed. Further, as a result of plaintiffs’ actions, the
New Jersey Supreme Court rendered an opinion which
established the State Board of Higher Education obliga-
tion to administer the degree licensing statutes and
regulations with due regard to the religious nature of
Shelton College.

Therefore, if the parties cannot agree to an appro-
priate amount of attorneys’ fees, plaintiffs should file an

A-23

updated application for fees, bearing in mind the prin-
ciples set forth in C. Duane Hensley v. Thomas Eck-
erhart, 51 U.S. Law Week 4552, (U.S. Supreme Cit.
1983) and N.A.A.C.P. v. Wilmington Medical Center,
Inc., 689 F.2d 1161, (3rd Cir. 1982).

The defendants will be requested to submit a form of
judgment consistent with this opinion.

All right. Thank you very much. That will resolve it.

A-24

IN THE
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW JERSEY

NEW JERSEY-PHILADELPHIA : Civil No. 79-3341
PRESBYTERY OF THE
BIBLE PRESBYTERIAN
CHURCH, SHELTON
COLLEGE, et al.,
Plaintiffs, : ORDER
vU. .
NEW JERSEY STATE BOARD
OF HIGHER EDUCATION,
et al.,
Defendants.

Plenary trial of this matter having been held on
January 10, 1983, and post-trial briefs having been sub-
mitted, and the court having considered all the evidence
and legal arguments set forth by the parties, and it
appearing for the reasons set forth in this court’s bench
opinion of July 29, 1983, that plaintiffs are not entitled to
declaratory or injunctive relief beyond that awarded in
this court’s opinion and order.of January 4, 1980,

IT IS on this 26th day of September 1983 OR-
DERED and ADJUDGED that no further relief being
warranted in this action judgment shall be entered for
the defendants and the complaint shall be dismissed
with prejudice and without costs;

A-25

Further ORDERED and ADJUDGED that plaintiffs
having prevailed on the merits at the preliminary injunc-
tion proceeding after which defendants abandoned cer-
tain of their original positions as to the meaning and
effect of the New Jersey degree licensing statute, plain-
tiffs may make application to the court for an award of
attorneys fees pursuant to 42 U.S.C. § 1988 after making
a good faith effort to reach agreement with defendants as
to an appropriate amount of such award.

DICKINSON R. DEBEVOISE
U.S.D.J.

A-26
APPENDIX C

SUPREME COURT OF NEW JERSEY
A-138 September Term 1981

THE NEW JERSEY STATE BOARD OF HIGHER
EDUCATION and T. EDWARD HOL-
LANDER, CHANCELLOR OF THE NEW
JERSEY DEPARTMENT OF HIGHER EDU-
CATION,

Plaintiffs-Respondents,

VU.

THE BOARD OF DIRECTORS OF SHELTON
COLLEGE, GLENN ROGERS and CARL MclI-
NTIRE,

Defendants-Appellants.

Aruged March 8, 1982 — Decided August 9, 1982

On certification to the Superior Court, Chancery
Division.

William Bentley Ball, a member of the Pennsylvania
bar, argued the cause for appellants (Bashaw &
Burro, attorneys; Mr. Ball, Philip J. Murren, Kath-
leen A. O’Malley and C. Clark Hodgson, Jr., mem-
bers of the Pennsylvania bar, of counsel; Keith J.
Bashaw and C. Peter Burro, on the brief).

Robert A. Fagella, Deputy Attorney General, argued
the cause for respondents (Irwin I. Kimmelman,
Attorney General of New Jersey, attorney; Erminie
L. Conley, Assistant Attorney General, of counsel).

Michael F. Spicer submitted a brief on behalf of
amicus curiae The Association of Independent Col-
leges and Universities of New Jersey (Jamieson,
McCardell, Moore, Peskin & Spicer, attorneys; Mr.
Spicer and Laura C. Ford, on the brief).

ee ee ee ee re

A-27

Garrett M. Heher submitted a brief on behalf of
amicus curiae Council of County Colleges (Smith,
Stratton, Wise & Heher, attorneys; Mr. Heher and
Thomas E. Kopil, on the brief).

The opinion of the Court was delivered by O’'HERN,

bE

Two provisions of New Jersey’s education law,
N.J.S.A. 18A:68-3 and N.J.S.A. 18A:68-6, prohibit the
conferring of baccalaureate degrees by any institution
that has not secured a license from the State Board of
Higher Education. We hold that application of these
statutes to a sectarian college whose religious doctrine
precludes state licensure does not violate the First
Amendment.

I.

Shelton College is an institution of higher education
operated by the Bible Presbyterian Church as part of the
church’s religious mission. Members of this fundamen-
talist Christian church believe that every aspect of their
lives, including education, must be governed by their
faith. Shelton’s teachers and students believe that their
presence at the college is for the purpose of preparing
themselves and others to undertake missions that their
Lord calls upon them to perform. Religion pervades
Shelton College. Every academic subject is taught from
a Christian fundamentalist perspective and students
must conform their behavior to religiously derived codes
of conduct. Shelton College is a school of approximately
30 students, but those who attend it cherish its mission.

The procedural pilgrimage of Shelton College to this
point of decision began after the school opened opera-
tions in New Jersey in the 1950’s under a temporary
license issued by the State. In 1965, the State Board of
Education passed a resolution proposing to terminate
Shelton’s power to confer baccalaureate degrees because
the college had failed to comply with certain minimum

A-28

requirements. Shelton appealed the Board’s action, chal-
lenging the constitutionality of N.J.S.A. 18A:68-3 and
N.J.S.A. 18:68-6, the statutes that regulate the award of
baccalaureate degrees. Shelton College v. State Bd. of
Ed., 48 N.J. 501 (1967) (Shelton I). Specifically, Shelton
asserted that (1) any state regulation of baccalaureate
degrees abridges the right of free speech guaranteed by
the New Jersey and Federal Constitutions; (2) the li-
censing statute effected an overbroad delegation of leg-
islative power to an administrative agency, in violation of
the New Jersey Constitution; and (3) the legislation
deprived Shelton of equal protection of law because it
contained limited exemptions for institutions that had
the authority to confer academic degrees prior to 1887.
Id.

The Court upheld the statutes against Shelton’s
constitutional attacks and affirmed the action of the
State Board of Education. Central to the Court’s decision
was its discussion of the bachelor’s degree and the State’s
interest in preserving the degree’s integrity. Chief Jus-
tice Weintraub carefully traced the history of New Jersey
legislation relating to the granting of baccalaureate de-
grees, and concluded that

... it is the degree, evidential as it is of academic
attainment, which especially is an approporiate ob-
ject of regulation. . . . “The power to confer academic
degrees is to be regarded as distinct and separate
from the privilege of being incorporated as an edu-
cational institution. The privilege of granting de-
grees is very intimately related to the public welfare,
and is unquestionably subject to regulation by the
State.”

[Shelton I, supra, 48 N.J. at 511, quoting Elliott,
The Colleges and the Courts (1936) p. 200].

Thus, Shelton I held that the State has a substantial
interest in regulating the bachelor’s degree and that it

A-29

may constitutionally prohibit the granting of such de-
grees by unlicensed institutions.

In 1971, after Shelton I and the conclusion of related
litigation, In Re Shelton College, 109 N.J. Super. 488
(App. Div. 1970), the State Board of Higher Education
revoked Shelton’s temporary license to award degrees in
New Jersey. Shelton College moved its operations to
Florida where it obtained a license to confer bachelor’s
degrees in that state. It has continued to operate there up
to the present time and, as late as May 1981, applied to
Florida officials for renewal of its license.

In February of 1979, Shelton College submitted a
new application to the New Jersey State Board of Higher
Education, seeking authorization to award baccalaure-
ate degrees in Biblical Literature, Christian Education,
Elementary Education, Secondary Education, English,
History, Business Management, Music Education and
Natural Science. Before it secured such authorization,
however, Shelton began to offer credit-bearing courses
in New Jersey that it represented would lead to a
bachelor’s degree. On November 15, 1979, the State
Board of Higher Education brought suit in the Superior
Court, Chancery Division, alleging that Shelton’s New
Jersey operations violated N.J.S.A. 18A:68-3 and N.J.S.A.
18A:68-6 which prohibit the conferring of degrees or the
furnishing of instruction for the purpose of conferring
degrees, except by licensed institutions. The State Board
sought an injunction restraining Shelton from engaging
in any form of educational instruction, offering any cred-
its, or granting any degrees until it obtained a license
authorizing it to do so. The Chancery Court granted a
preliminary injunction to that effect.

On November 19, 1979, Shelton College and various
students and faculty members instituted an action under
42 U.S.C. §1983 in the United States District Court for
the Districi of New Jersey. The federal plaintiffs alleged
that application of the New Jersey licensing statutes to
Shelton College violated rights guaranteed them by the

A-30

First, Ninth and Fourteenth Amendments to the United
States Constitution. They sought both declaratory and
injunctive relief.

The District Court issued a preliminary injunction,
enjoining the State from taking any action to prevent
Shelton College from engaging in religious teaching or
educational activities, or from publicizing or advertising
these activities.' Although the court granted partial in-
junctive relief to the federal plaintiffs, it abstained from
deciding whether the New Jersey licensing statutes ap-
ply to religious institutions, such as Shelton College. The
District Court stayed the federal action to permit the
state courts to resolve this issue.

In February 1980, the State Board appealed the
District Court’s order to the United States Court of
Appeals for the Third Circuit, and the fededral plaintiffs
cross-appealed. While the federal appeal was pending,
the state court action proceeded to trial in June 1980. At
this trial Shelton College presented its federal constitu-
tional claims. The Superior Court upheld the constitu-
tionality of the licensing statutes as applied to Shelton
College and on December 10, 1980 entered a permanent
injunction which, among other things, restrained the
college from awarding course credits or degrees in New
Jersey without a license from the State Board of Higher
Education. Shelton filed notice of appeal to the Appellate
Division.

On April 14, 1981, a divided Third Circuit upheld
the Federal District Court’s order granting injunctive
relief, and approved the court’s decision to stay further
federal proceedings pending completion of the state court
action. On May 18, 1981, the District Court entered a
revised preliminary injunction that prohibited the State
Board of Higher Education from enforcing or implement-
ing the Superior Court’s order of December 10, 1980,

1. The Superior Court subsequently modified its preliminary
order to conform with the federal court’s preliminary injunction.

A-31

“until such time as the Supreme Court of New Jersey
definitively construes the New Jersey statutes and regu-
lations which are the subject of this action.” New Jer-
sey-Philadelphia Presbytery of the Bible Presbyterian
Church v. New Jersey State Board of Higher Education,
514 F. Supp. 506, 515 (1981). We directly certified the
matter on petition of the parties. ___N.J. ___(1981).?

Il.

Before addressing the constitutional issues raised by
this appeal, we first consider whether N.J.S.A. 18A:68-3
and N.J.S.A. 18A:68-6 apply to religious institutions such
as Shelton College. Read literally, these statutes clearly
encompass Shelton College. They require that all insti-
tutions — regardless of religious character or affiliation
— obiain a license before offering degree programs or
conferring degrees. Nonetheless, defendants urge us to
adopt a narrowing construction of these statutes — ex-
cluding Shelton from their ambit — so as to avoid the
constitutional issues that otherwise would emerge. De-
fendants suggest that this result could be achieved by
employing a standard of statutory construction an-
nounced by the United States Supreme Court in NLRB
v. Catholic Bishop of Chicago, 440 U.S. 490, 59 L. Ed. 2d
533 (1979). In that case the court declared that any
interpretation of a statute that “would give rise to serious
constitutional questions” must be rejected unless the
construction is compelled by “the affirmative intention of
the Congress clearly expressed.” Id. at 501, 59 L. Ed. 2d

2. We do not pass upon the complex problems of federalism
presented by the movements of the parties between state and
federal courts. Those issues divided the appeals panel in this case,
NJ. Phila. Presbytery v. NJ. State Bd., 654 F. 2d 868 (1981). Cf.
Middlesex Ethics Committee v. Garden State Bar Association et al.,

U.S. (1982) (federal courts should abstain from interfering
with ongoing disciplinary proceedings where proceedings provided
attorney under investigation with adequate opportunity to present
constitutional claims).

A-32

at 541. Applving this standard, the Court held that the
National Labor Relations Act does not extend to lay
teachers employed by parochial schools, even though the
act’s general terms include such employees. The Court
concluded that application of the National Labor Rela-
tions Act to church-operated schools would implicate the
Religion Clauses of the First Amendment but that there
existed no affirmative expression of legislative intent
sufficient to compel the constitutionally troublesome
interpretation of the act.

Four dissenting justices assailed the Court’s opin-
ion, stating that the majoritv had “seemingly invented
...acanon of statutorv construction . . . for the purposes
of deciding this case.” The dissent would have adhered
to the principle of statutory construction set out in Ma-
chinists v. Street, 367 U.S. 740, 6 L. Ed. 2d 1141 (1961):

“When the validity of an act of Congress is drawn in
question, and even if a serious doubt of constitution-
ality is raised, it is a cardinal principle that this Court
will first ascertain whether a construction of the
statute is fairly possible by which the question may
be avoided.” Crowell v. Benson, 285 US 22, 62, 76 L
Ed 598, 619.

(Id. at 749, 750. 6 L. Ed. 2d at 1150 (emphasis
added )}.

The dissent concluded that

... {Whhile the resolution of the constitutional ques-
tion is not without difficulty, it is irresponsible to
avoid it by a cavalier exercise in statutorv interpre-
tation which succeeds onlv in defving congressional
intent. A statute is not “a nose of wax to be changed
from that which the plain language imports. . . .” Yu
Cong Eng v. Trinidad. 271 US. at 518. 70 L Ed 1059.
46 S Ct 619.

A-33

[NLRB v. Catholic Bishop of Chicago, supra,
440 U.S. at 518, 59 L. Ed. 2d at 552}.

Under New Jersey law, a challenged statute will be
construed to avoid constitutional defects if the statute is
“reasonably susceptible” of such construction. State v.
Profaci, 56 N.J. 346, 350 (1970); Woodhouse v.
Woodhouse, 17 N.J. 409, 416 (1955). Thus, our standard
for construing statutes of uncertain constitutionality
closely resembles the principle of construction advo-
cated by the dissent in Catholic Bishop. But even if we
were to accept the broader standard elaborated by the
Catholic Bishop majority, we would still be constrained
to find that the New Jersey licensing statutes apply to
Shelton College.

The Legislature’s intent with regard to these stat-
utes is clear and unambiguous. N.J.S.A. 18A:68-3 and
N.J.S.A. 18A:68-6 speak in absolute terms. They prohibit
the granting of baccalaureate degrees by any institution
that has not secured a license from the State Board of
Higher Education. The sole exception to this regulatory
scheme appears in N.J.S.A. 18A:68-6. There the Legis-
lature expressly exempted institutions that were operat-
ing on April 1, 1887 by virtue of special legislative grant.
See L. 1912, c. 315; Shelton I, supra, 48 N.J. at 507. No
such exemption was created for sectarian colleges. Nor
does the legislative history even hint at an intent to
exclude religious schools from the scope of these stat-
utes. To the contrary, the history of the higher education
licensing provisions demonstrates a legislative intent to
regulate the conferring of baccalaureate degrees by re-
ligious as well as secular institutions. See Id. at 509-16.

The first higher education “approval” statute, en-
titled “An Act to prescribe the terms and conditions
under which degrees may be conferred by any school or
institution of learning within this State,” was adopted in
1912. L. 1912, c. 315. This legislation did not, however,

A-34

mark the State’s first involvement with the bachelor’s
degree. Prior to 1912 the Legislature passed several
special acts of incorporation that authorized a number of
secular and sectarian institutions to confer baccalaure-
ate degrees. Passage of these acts evidenced the
Legislature’s belief that even a sectarian college’s power
to confer degrees could be conditioned on state authori-
zation. There is no reason to infer that the Legislature’s
view in this regard changed before passage of L. 1912, c.
315. We must assume therefore that when the Legisla-
ture adopted L. 1912, c. 315, it was aware of the exist-
ence of religiously oriented colleges. We must also as-
sume that the Legislature understood that such institu-
tions would come within the literal terms of the statute.
Yet, although the act included an express exemption
clause, it contained no exemption for religious colleges.

Related provisions of New Jersey education law sup-
ply further evidence of legislative intent. Thus N.J.S.A.
18A:68-2 provides that seminaries and schools of theol-
ogy may grant bachelor’s degrees “subject to the provi-
sions of this chapter.” (Emphasis added.) This statute
appears in Chapter 68 of the education laws, together
with the licensing statutes.

The current statutory scheme also confirms that the
Legislature affirmatively intended to regulate the con-
ferring of degrees by religious institutions. In 1966, the
Legislature created a Department of Higher Education,
the office of Chancellor of Higher Education, and a
Board of Higher Education. L. 1966, c. 302, §§1, 2 (see
now N.J.S.A. 18A:3-1, -6, -20). The Board has been given
broad authority over the system of higher education in
this State. N.J.S.A. 18A:3-13. See, Association of New
Jersey State College Faculties v. Dungan, 64 NJ. 338
(1974). Pursuant to N.J.S.A. 18A:3-13, it is the duty of
the Board “to advance long-range planning for the sys-
tem of higher education as a whole in the State.” (Em-
phasis added.) Religious oriented colleges and universi-
ties comprise a significant proportion of the institutions

a

A-35

of higher learning in this State. If such institutions were
permitted to reject even minimal state regulation, the
legislative intent manifested by these education laws.
would be defeated.

Finally, the practice relative to N.J.S.A. 18A:68-3
and N.J.S.A. 18A:68-6 has been to apply the licensing
requirements to all degree-granting institutions, regard-
less of religious affiliation. The Legislature has acqui-
esced in this long-standing practice. This is strong evi-
dence that the current application of these statutes con-
forms to legislative intent. See, Division ef Taxation v.
Body-Rite, ___N.J. ___(1982).

In summary, we see no basis to infer that the Leg-
islature intended te exempt Shelton College and like
institutions from the requirements of N.J.S.A. 18A:68-3
and N.J.S.A. 18A:68-6. We construe statutes in accord
with the Legislature’s intent, even if to do so will give rise
to substantial constitutional questions. We hold that
N.J.S.A. 18A:68-3 and N.J.S.A. 18A:68-6 apply to Shel-
ton College.

III.

We turn now to defendants’ claim that application of
N.J.S.A. 18A:68-3 and N.J.S.A. 18A:68-6 to Shelton Col-
lege unconstitutionally infringes upon the free exercise
of their religion. Decisions in cases such as this regret-
tably involve courts in an examination of religious prac-
tices and inevitably call for “a delicate balancing of
important but conflicting interests.” Wisconsin v. Yoder,
406 U.S. 205, 237, 32 L. Ed. 2d 15, 38 (1972) (White, J..
concurring). In this case we must decide whether the
State’s interest in regulating academic degrees constitu-
tionally justifies the burden that such regulation may
impose on defendants’ freedom to hold and practice their
religious beliefs.

We begin by determining whether application of the
statutory licensing requirements to Shelton College in-

A-36

terferes with the free exercise of defendants’ religion.
Defendants profess as a principle of their faith that the
Bible commands the separation of church and state.
Recently, the Bible Presbyterian Church interpreted this
religious precept as prohibiting Shelton College from
submitting to licensure by the New Jersey Board of
Higher Education. We note, however, that defendants
did apply for renewal of Shelton’s Florida license subse-
quent to their espousal of this scriptural interpretation.

Although the First Amendment wisely prohibits
courts from questioning the validity of religious beliefs,
United States v. Ballard, 322 U.S. 78, 88 L. Ed. 1148
(1944), it does not preclude judicial inquiry into the
sincerity of those who claim exemption on religious
grounds from a law of general application. Id. Despite
defendants’ apparently inconsistent adherence to the
asserted religious tenet, however, we decline to inquire
into their sincerity on the record before us. Rather, we
shall assume, for purposes of this appeal, that licensure
of Shelton College would conflict with a principle of
defendants’ religion.

Accepting this assumption, the Board of Higher Edu-
cation nonetheless maintains that application of N.J.S.A.
18A:68-3 and N.J.S.A. 18A:68-6 to Shelton College does
not abridge defendants’ Free Exercise rights. The Board
points out that even if enforcement of those statutes
against Shelton causes the college to close, no direct
interference with religious practice occurs because de-
fendants’ religion does not require attendance at Shelton
Collge.

This argument undervalues the constitutional right
to exercise one’s religion freely. The First Amendment
guarantee of religious freedom protects against more
than direct state proscription of religious practices. See,
e.g., Cantwell v. Connecticut, 310 U-S. 296, 84 L. Ed.
1213 (1940). Any state action that unduly burdens the
free exercise of religion violates the First Amendment.
Thomas v. Review Bd. Indiana Emp. Sec. Div., 450 U.S.

A-37

707, 67 L. Ed. 624 (1981); Wisconsin v. Yoder, supra.
406 U.S. at 220, 32 L. Ed. 2d at 28; Sherbert v. Verner.
374 U.S. 398, 404; 10 L. Ed. 965, 970 (1963). Even
facialiy neutral legislation may give rise to a burden on
religion if, as applied to a particular religious sect. it
forces individuals to choose between abandoning their
religious beliefs or sacrificing an important government
benefit.

Where the state conditions receipt of an important
benefit upon conduct proscribed by a religious faith
or where it denies such a benefit because of conduct
mandated by religious belief, thereby putting sub-
stantial pressure on an adherent to modify his be-
havior and to violate his beliefs, a burden on religion
exists.

[Thomas v. Review Bd. Indiana Emp. Sec. Div..
supra, 405 U.S. at 717-18, 67 L. Ed. 2d at 634).

In Thomas a Jehovah’s Witness refused on religious
grounds to accept work building weapons. Indiana offi-
cials rejected Thomas’ application for unemployment
compensation, ruling that he had failed without good
cause to accept employment and was therefore ineligible
to receive benefits. Thus, Indiana’s unemployment com-
pensation law effectively forced Thomas to choose be-
tween his faith and financial benefits that he may well
have needed to subsist. The Supreme Court held that
imposition of this choice violated the Free Exercise
clause of the First Amendment.

In an analogous manner, N.J.S.A. 18A:68-3 and
N.J.S.A. 18A:68-6 require defendants to choose between
a tenet of their religion and the privilege of conferring
baccalaureate degrees. Clearly the dilemma that New
Jersey’s education law poses for defendants is not as
cruel or coercive as was the choice thrust upon Thomas
by the Indiana Unemployment Compensation Act.
Nevertheless, we must conclude that the New Jersey

A-38

licensing statutes, as applied to Shelton College, impose
some burden on the exercise of religion.

This conclusion does not, however, terminate the
inquiry. Not all burdens on religion are unconstitutional.
United States v. Lee, ___U.S. ___., 71 L. Ed. 2d 127
(1982). Prince v. Massachusetts, 321 U.S. 158, 88 L. Ed.
645 (1944); Smith v. Ricci, 89 N.J. 514 (1982). Legis-
lation that impedes the exercise of religion may be con-
stitutional if there exists no less restrictive means of
achieving some overriding state interest.* Thus, in
United States v. Lee, supra, the Court held that although
the Amish believe it sinful not to provide for their own
elderly and needy and therefore are religiously opposed
to the national social security system, they must never-
theless withhold, report and pay social security taxes on
their employees. The Court said:

The conclusion that there is a conflict between
the Amish faith and the obligations imposed by the
social security system is only the beginning, how-
ever, and not the end of the inquiry. Not all burdens
on religion are unconstitutional. The state may jus-
tify a limitation on religious liberty by showing that
it is essential to accomplish an overriding govern-
mental interest.

[United States v. Lee, supra, ___U.S. at __
—, 71 L. Ed. 2d at 132 (citations omitted)].

3. Arecent Federal Court of Appeals decision, Bob Jones Univ.
v. U.S., 639 F. 2d 147, 153 (4th Cir. 1980), cert. granted __—iUS..,
more fully explicated this standard.

Assuming that the revocation of [tax exempt] status does
impinge upon the university’s practice to some extent the
question remains one of balancing — giving due consideration
to the weight of the interests asserted by the government and
the extent and nature of the burden on the religious practice
and the religion as a whole.

A-39

The legislation at issue here advances the State’s
interest in ensuring educational standards and maintain-
ing the integrity of the baccalaureate degree. Chief Jus-
tice Weintraub amply described the depth and impor-
tance of this interest from medieval times to the present
in Shelton I, supra, 48 N.J. at 510-15. We need not
reconstruct that discussion here. That Court’s views may
be summarized:

Whatever the reason for the modest governmen-
tal activity in this area, it was not for doubt as to the
power of the States to act. In Trustees of Dartmouth
College v. Woodward, 4 Wheat. 518, 634, 4 L. Ed.
629, 658 (1819), in which the charter of incorpora-
tion was held to be a contract the State could not
undo, Chief Justice Marshall said, in axiomatic style:

“That education is an object of national con-
cern, and a proper object of legislation, all ad-
mit.” [48 N.J. at 510-11].4

Shelton’s education expert testified that the
bachelor’s degree has been severely devalued by recent
trends in education and that therefore the State cur-
rently has no significant interest in regulating the award
of such degrees. Other educators have earnestly urged
the contrary. In their amicus brief to this Court, the

4. The Court recalled that the Supreme Court of Vermont
refused to imply in a general charter the power to confer degrees,
saying in Townshend v. Gray, 62 Vt. 373, ___, 19 A. 635, 636, 8
A.L.R. 112, ___ (1890):

* * *To hold that the legislature, by a general law, in-
tended that any three men in any town in the state, however
illiterate or irresponsible, might organize and flood the state
with doctors of medicine, doctors of law, docivi; uf divinity,
masters of arts, civil engineers, and all the other various titles
that everywhere in the civilized world have signified high
attainments and special equipment for professional work, is to
liken it to the witty French minister who threatened to create so
many dukes that it would be no honor to be one, and a burning
disgrace not to be one.

A-40

Association of Independent Colleges and Universities of
New Jersey° maintained that “there is a general expec-
tation that institutions permitted to award degrees in this
State will at least meet basic standards of educational
integrity.” Amicus stressed the importance of maintain-
ing the value and integrity of academic degrees, and
expressed the fear that, if such degrees are permitted to
erode in value, “if there no longer can be a presumption
of minimum standards — then students, educational
institutions and the public will be harmed.”

In addition, the legislation supports the State’s pur-
pose of protecting students, as potential consumers of
higher education, from substandard education. It allows
them to assume by virtue of a school’s ability to grant
degrees that it meets certain minimum standards.

That maintenance of minimum educational stand-
ards in all schools constitutes a substantial state interest
is now beyond question. See, e.g., Wisconsin v. Yoder,
supra; Lemon v. Kurtzman, 403 U.S. 602, 29 L. Ed. 2d
745 (1971); Pierce v. Society of Sisters, 268 U.S. 510, 69
L. Ed. 1070 ,1925). Nothing in this record persuades us
to the contrary. The Legislature has attached great im-
portance to the fulfillment of these goals. We have no
doubt of that legislative appraisal and conclude that the
New Jersey licensing statutes are supported by a strong
state interest in maintaining minimum academic stand-
ards and preserving the basic integrity of the baccalau-
reate degree.

Having reached this conclusion, we must now de-
cide whether granting defendants a religious exemption
from the licensing statutes would significantly hinder
attainment of the state interest. If so, the statutes present
the least restrictive means of fulfilling an overriding
governmental interest and, as such, do not abridge de-

5. The Association of Independent Colleges and Universities of
New Jersey is a membership organization composed of sixteen
private nonprofit institutions of higher education. Ten of its member
institutions have religious affilations.

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fendants’ rights of religious freedom. U.S. v. Lee, supra,
set ae Mh cis Th i ee, Swe 133.

In New Jersey, the conferring of a baccalaureate
degree connotes that certain minimum standards have
been met by the issuing institution, and that the degree
recipient has attained at least a basic level of academic
proficiency. To this extent the value of academic degrees
from New Jersey institutions traces directly to state
regulation. Thus, by claiming a complete exemption
from all state regulation defendants in effect ask that
they be given a benefit without having to accept the
correlative burden. In this sense, if the First Amendment
requires that Shelton be permitted to confer degrees
without a license, it must also require that unemploy-
ment compensation be disbursed to individuals who for
religious reasons refuse to accept any employment what-
soever. Sherbert expressly warned that the First Amend-
ment compels no such result. Id., 374 U.S. at 409-10; 10
L. Ed. 2d at 974.

Sherbert, Thomis and Yoder all hold that religious
exemptions from neutral legislation must be provided
where uniform enforcement of the legislation will un-
duly impinge upon the exercise of religion. But, as the
Court in U.S. v. Lee, supra, recognized, the First Amend-
ment does not require the provision of religious exemp-
tions where accommodation would significantly inter-
fere with the attainment of an overriding state interest.
Such a requirement, the Court observed, would “radi-
cally restrict the operating latitude of the Legislature.”
Id. at___, 71 L. Ed. 2d at 134 (quoting Braunfield v.
Brown, 366 U.S. 599, 606, 6 L. Ed. 2d 563, 568 (1961)).
Commentators have observed that it is when the reli-
gious exercise does “not materially affect the working of
the secular program” that the free exercise claim is
recognized. Freund, “Public Aid to Parochial Schools,”
82 Harv. L. Rev. 1680 (1969). See also Clark, “Guide-
lines for the Free Exercise Clause,” 83 Harv. L. Rev. 327
(1969). Here, accommodation of defendants’ religious

A-42

beliefs would entail a complete exemption from state
regulation. As noted above, such accommodation would
cut to the heart of the legislation and severely impede the
achievement of important state goals. Furthermore, if an
exemption were created here, Shelton College would
receive an advantage at the expense of those educational
institutions that have submitted to state regulation. Such
a development would undermine the integrity of the
baccalaureate degree, erode respect for the state higher
education scheme, and encourage others to seek exemp-
tions. Thus, the uniform application of these licensing
requirements is essential to the achievement of the
State’s interests. See Braunfield v. Brown, supra (state
interest in uniform day of rest constitutionally justifies
refusal to create religious exemptions to Sunday closing
law). See also U.S. v. Lee, supra, ___U.S. at ____, 71 L.
Ed. 2d at 135-36 (Stevens, J., concurring).

In sum, although defendants’ freedom of religion
may suffer some indirect burden from this legislation,
the constitutional balance nonetheless favors the state
interest in uniform application of these higher education
laws. As the U.S. Supreme Court noted,

When followers of a particular sect enter into
commercial activity as a matter of choice, the limits
they accept on their own conduct as a matter of
conscience and faith are not to be superimposed on
the statutory schemes which are binding on others
in that activity.

ius. v. Lee, cupre, 0S. & ., 71 L. Ed.
2d at 134-35].

We conclude that N.J.S.A. 18A:68-3 and N.J.S.A.
18A:68-6 2s applied to Shelton College do not abridge
rights guaranteed by the Free Exercise Clause of the
First Amendment.

The Establishment Clause requires that a law reflect
a secular legislative purpose, have a primary effect that

A-43

neither advances nor inhibits religion, and avoid exces-
sive entanglement with religion. Committee for Public
Education and Religious Liberty v. Regan, 444 U.S. 646,
63 L. Ed. 2d 94 (1980); Committee for Public Education
v. Nyquist, 413 U.S. 756, 37 L. Ed. 2d 948 (1973); Marsa
v. Wernik, 86 N.J. 232 (1981); Resnick v. E. Brunswick
Tp. Bd. of Ed., 77 N.J. 88 (1978). The secular purpose of
the State’s program for higher education is unassailable.
Defendants assert, however, that this reguiatory scheme
creates an excessive state entanglement with religion.

The United States Supreme Court has never ques-
tioned a state’s interest in insuring, through licensure or
accreditation, minimal academic standards in church-
operated institutions.® See, e.g., Pierce v. Society of Sis-
ters, supra. As stated in Lemon v. Kurtzman, supra:

We... have surveillance over sectarian schools but
only to the extent of making sure that minimum
educational standards are met, viz, competent teach-
ers, accreditation of the school for diplomas, the
number of hours of work and credits allowed, and so
on. ... Any surveillance to date has been minor and
has related only to the consistently unchallenged

6. Some state courts have invalidated comprehensive state
licensing or approval powers over private religious schools where, as
one court said, the minimum standard scheme was “so pervasive
and all-encompassing that total compliance with each and every
standard by a non-public school would effectively eradicate the
distinction between public and nonpublic education.” State v. Wis-
ner, 47 Ohio. St. 2d 181, 351 N.E. 2d 750 (1976). See also, Kentucky
State Board for Elementary and Secondary Education v. Rudasill,
589 S.W. 2d 877 (Ky. 1979), cert. denied, 446 U.S. 938 (1980) (court
based its decision on section 5 of the Kentucky Constitution, which
states shat “[n]o man [shall] be compelled to send his child to any
school to which he may be conscientiously opposed. . . .”); State v.
LaBarge, 134 Vt. 276, 357 A. 2d 121 (1976) (truancy). But see Bob
Jones University v. United States, supra, and Brown v. Dade
Christian Schools, 556 F. 2d 310 (5th Cir. 1977), cert. den., 434 U.S.
1036, where religious belief in racial discrimination conflicts with
governmental policy.

A-44

matters of accreditation of the sectarian school in
the State’s school system.

[403 U.S. at 631, 29 Lyfd. 2d at 766 (Douglas,
J., concurring) (emphasis supplied)].

The Establishment Clause permits minor, unobtrus-
ive state supervision of religiously oriented schools. Roe-
mer v. Maryland Public Works Bd., 426 U.S. 736, 49 L.
Ed. 2d 179 (1976). Only excessive entanglement is pro-
scribed. None of the education statutes or regulations
here in question mandates “active involvement of the
sovereign in religious activity.” Walz v. Tax Commis-
sioner, 397 U.S. 664, 668; 25 L. Ed. 2d 697, 701 (1970).
None authorizes state regulation of the content of an
educational program. Nor does the regulatory scheme on
its face require “comprehensive, discriminating and con-
tinuing state surveillance.” Lemon v. Kurtzman, supra,

7. In order to determine the nature of an institution, the State
Board requires a statement of educational purpose, N.J.A.C. 9:1-1.2.
The institution is then required to show that its various elements
(faculty work, educational program, student life, finances, physical
plant, organization and administration) are organized in a way
supportive of this purpose. N.J.A.C. 9:1-1.2(b)(2). The institution
must develop a long-range plan for implementing its goals, as well
as periodically review its purpose and plans. N.J.A.C.
9:1-1.2(b)(3),(4); N.J.A.C. 9:1-1.3(a)(1). It is also required to con-
duct its affairs in a financially prudent manner, for its own protec-
tion and the protection of its students, creditors and other citizens.
N.J.A.C. 9:1-1.4. The maintenance of legitimate financial records
and insurance protection are intended to “assure the continuity of
the institution.” See N.J.A.C. 9:1-1.4(b). The regulations also rec-
ognize the importance of an adequate library. N.J.A.C. 9:1-1.8.
There are suggested standards for admission to the institution. For
example, the regulations propose that normally a high school di-
ploma should be required. N.J.A.C. 9:1-1.9(b)(1). Adequate and safe
physical facilities are also required. N.J.A.C. 9:1-1.10. In any areas
where standards are proposed, however, no rigid mandates are
maintained. Paragraph 5 of the Foreword to Title 9 of the New
Jersey Administrative Code expresses this policy:

The standards specify desirable and acceptable practices
which further implement the good intentions of the law but are

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A-45

403 U.S. at 619, 29 L. Ed. 2d at 759. Although the
regulations in this area, N.J.A.C. 9:1-1 to -2.14, appear to
be burdensome, especially as applied to a college of
approximately 30 students, they explicitly call for flex-
ibility in their administration so as to accommodate vari-
ous institutions with diverse educational goals.* N.J.A.C.,
Title 9, Foreword. Because Shelton College declined
even to complete the licensing process, the allegation of
excessive entanglement rests on speculation about the
manner in which these statutes and regulations might
be applied. Although one could imagine an unconstitu-
tional application of this regulatory scheme, we are con-
fident that the Board of Higher Education will pursue
the least restrictive means to achieve the State’s overrid-
ing concerns. Of course, should the Board exercise its
discretion in a manner that unnecessarily intrudes into
Shelton’s religious affairs, the college would then be free
to challenge the constitutionality of such action. At this
juncture, however, we need not invalidate these statutes
merely because they may be amenable to an unconsti-
tutional application.

. It has not been the Court’s practice, in consid-
ering facial challenges to statutes of this kind, to
strike them down in anticipation that particular ap-
plications may result in unconstitutional [action].

not required in a specific form so that institutional flexibility

may be maintained. . . .

8. The licensing procedures also engender a high degree of
flexibility. Pursuant to N.J.A.C. 9:1-2.4 the Licensure and Approval
Advisory Board is composed of seven representatives from various
state and county colleges and universities, three representatives of
the Association of Independent Colleges and Universities in New
Jersey (AICUN!), three persons representative of colleges not mem-
bers of AICU NJ and one representative of the Department of Higher
Education. The Board makes recommendations to the Chancellor
regarding policies for licensure and specific petitions for licensure.
N.J.A.C. 9:1-2.7. Participation in the licensing process by this di-
verse group representing both public and private institutions, seeks
to ensure practicality in the administration of the program.

A-46

[Roemer v. Maryland Public Works Bd., supra,
426 U.S. at 761, 49 L. Ed. 2d at 196}.

See Village of Hoffman Estates v. Flipside Hoffman

Estates Inc., ve. : L. Ed. 2d (1982);
I/M/O Application of Maria Martin, N.J.
(1982).

V.

In sum, we find that the State’s program for licens-
ing institutions of higher education is applicable to sec-
tarian institutions and that facially it does not unduly
interfere with the free exercise of religion nor create an
excessive state entanglement with religion. At the same
time, we recognize the good faith with which the stu-
dents of Shelton College have pursued their educational
and religious goals. To accommodate the free exercise
interests of the individual students without unduly in-
terfering with the state regulatory program, and in con-
sideration of the difficulty involved in transferring to a
different college at the end of three years, we modify the
judgment below to allow the awarding of earned credits
and degrees to all eligible students through the end of
the 1982-83 academic year and to the class of 1984
through the end of the 1983-84 academic year. No other
credits or degrees shall be awarded without licensure.

As modified, the judgment of the Chancery Division
is affirmed.

Chief Justice Wilentz and Justices Pashman, Clif-
‘ford, Schreiber, Handler and Pollock join in this opinion.

A-47

APPENDIX D

Second Opinion and Order of the United States District
Court for the District of New Jersey, dated May 18, 1981

UNITED STATES DISTRICT COURT
District oF New JERSEY
Civil Action No. 79-3341

>
> a

NEW JERSEY-PHILADELPHIA PRESBYTERY OF
THE BIBLE PRESBYERTIAN CHURCH; SHELTON
COLLEGE, A Ministry of Bible Presbyterian Church;
BIBLE PRESBYTERIAN CHURCH OF COLLINGS-

‘ WOOD, NEW JERSEY: KEVIN WILSON, BRAD

GSEL, KEVIN CLAIR MICHAEL, CURTIS JORDAN

BASHAW, LOUISE OLSON and EVERETTE CHAR-

LES OLSON,

Plaintiffs,

Lf

NEW JERSEY STATE BOARD OF HIGLER EDUCA-
TION; T. EDWARD HOLLANDER, Chancellor of New
Jersey Department of Higher Education; RICHARD D.
BRESLIN, oa =

(3) That the Court preliminarily and perma-
nently enjoin the defendants from applying the
aforesaid statutes and regulations to the religious
educational ministry which is Shelton College;

z o e

The district court ordered that the defendants be en-
joined from taking, or permitting the taking of, any ac-
tion designed to have the effect of or preventing Shelton
College

(a) from engaging in any educational activities
or in any religious teaching;

(b) from publicizing or advertising such activi-
ties, or

(c) from certifying to a student the satisfactory
completion of work in a course or other educational
activity through awarding that student a credit
therefor.

Thus, Shelton and the other federal plaintiffs ob-
tained relief designed to prevent enforcement against
Shelton’s managing body in the pending state proceed-
ing of either the state licensing scheme or the prelimi-
nary state-court order.® For this reason, the federal pro-

6. It is from this relief that the Board appeais. It is to this relief
that the majority adverts when it concludes, in Part IV, that the dis-

A-130

ceeding squarely implicated Younger principles. Given
this undisputed set of facts. the presence of additional
parties in the federal action could not, in itself, obviate
the need for the district court to consider dismissal.

The rule in Younger v. Harris is designed to “permit
state courts to trv cases free from interference by
federal courts.” 401 U.S.. at 43. particularly where
the party to the federal case may fully litigate his
claim before the state court. Plainly, “|t]he same
comity considerations apply,” Allee v. Medrano, 416
U.S. 802. 831 (1974) (Burger, C.J.. concurring).
where the interference is sought bv some, such as
appellees, not parties to the state case.

Hicks v. Miranda, 422 U.S. at 349 (emphasis sup-
plied).’ Nevertheless. portions of the preliminary relief
awarded by the New Jersey court imposed irreparable
harm sufficiently “great and immediate” to warrant fed-
eral interference even under the narrow exception to the
policy of judicial nonintervention set forth in Younger
itself. In announcing its alternative rationale for reach-

tmct court committed no error. Thus 1t is the propriety of this relief
that forms the crux of the Younger issue on this appeal.

The interests of the tederal-onlv plaintiffs in this case mav or
may not fail within the category of interests sufficiently “inter-
twined.” 422 U.S. at 348-49. with those of Shelton to require Young-
er dismissal on the basis of a simple applicauon of Hicks alone. But
see Bickham v. Lashof. 620 F.2d 1238. 1243-45 (7th Cir. 1980)
However, 1n light of the circumstances discussed fully below it 1s
unnecessary to rely on Hicks alone in order to conclude that. with
regard to the relief at issue in the Board's present appeal. Younger
pmnciples were as applicable to the tederal-onlvy plaintiffs as thev
were to Shelton.

8. Younger teaches that there is a narrowly circumscribed
class of “extraordinary circumstances in which the necessarv irrep-
arable injurv can be shown” that would warrant federal interterence
in pending state proceedings. 401 U.S. at 53. Identification of such
“unusual situations.” id. at 54. calls for an exercise of equitable dis-
cretion. albeit a discretion circumscnbed bv “Our Federalism.” /d.
at 44. The distnct court 1n this case entered its order because failure

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A-131

ing the same result. however. the majority here fashions
a rule that goes beyond anything to be found in Doran v.
Salem Inn, Inc., and Steffel v. Thompson, the cases upon

NOTE 8 — (Cuntinued )

to award any relief would mean that "|b/v state hat a religious com-
munity will be destroved.” 482 F. Supp. at 974. Operating solely
within the narrow confines of equitable discretion that compnse
Younger's self-contained excepuom. the district court granted relief
to “prevent the immediate irreparable violation of plaintiffs’ consti-
tutional rights." /d. at 979. Given the absence of any reason to be-
lieve that its findings are clearly erroneous. | find no abuse of discre-
uon in the district court's conclusion that because some of the
rights impaired by the preliminary injunction of the state court were
so important, and the: threatened injurv to those nghts so irretnev-
able, plaintiffs have stated a cause of action within the confines ot
the Younger exception for “both great and immediate” irreparable
harm. 401 U.S. at 46. As the district court put it. this was a case in
which, at least with respect to some of the requested relict. the
Younger and Pullman doctrines “must give wav." 482 F Supp. at
978.

No mention is made by the district court of any reason why dis-
tinctions among the interests of the multiple parties in this case
made Younger inapplicable. This absence is telling in the face of the
majority's assertion that, for purposes of ail the relief at issue in this
case, departure from Younger was required by the existence of such
separate interests. Even under the majority's legal theory. there
must be a heavy factual component to the issue whether, as to any
particular type of reliet, the relevant interests are so separate as to
tender Younger inapplicable. C/. County of ]mperial v. Munoz. 49
U.S.L.W. 4005, 4007 (Dec. 2, 1980) (remanding for factual deter-
mination of whether federal-only plaintiffs were “strangers” to the
State-court suit); Allee v. Medrano, 416 U.S. at 832 n.8 (Burger.
C.J., concurring) (“There is no need now to attempt to further
define those situations in which it would be proper to impute the
state criminal prosecution of one who is not a federal plaintiff to one
who is. The association of the state criminal defendant and the fed-
eral plaindff necessary for imputation will depend upon tacts of
joint activity and common interest."). Because the district court
rendered its decision without recourse to the majeritv’s legal theory.
it would appear that under the majority's theory at most a remand is
appropriate, not affirmance.

A-132

which it relies. For the majority effectively holds that
future state-court defendants whose federal injunctive
suits are barred by Younger need only add to their feder-
al complaint new parties who have separate interests, in
order to obtain exactly the same relief that Younger
would otherwise bar. Thus, the new parties can now as-
sert not only their own rights in a federal court proceed-
ing; they may also bar the state plaintiff from litigating
these same issues against the original state defendant in
State court, under threat of contempt sanctions in the
federal court. '°

9 I recognize that the majonty would have its opinion read
oniv for the uncontroverted propositions that (a) the federal-only
plaintiffs have, in some significant sense. interests distunct from
Shelton, and (b) that separateness is sufficient to satisfv the test for
entertaining a federal proceeding not directed toward interfering in
a pending state proceeding. Unfortunately. this appeal does not em-
body a dispute whose resolution can be reached by application of
those proposiuons alone. See minority tvpescmpt op. at 4 n.6. supra.

10. The majority's opinion directs that Younger considerations
be eschewed whenever a state-court defendant asks a federal court
to restrain pending state litigation against him, so jong as he adds a
new plaintiff to his federal complaint, one who is interested in af-
fecting the outcome of the original state proceeding and who may
have sufficiently distinct interests to meet the Doran tesi in a hypo-
thetical separate suit (i.e., a federal proceeding that would not be
aimed at directly interfering in the pending state proceeding). | be-
lieve such a proposition must be rejected. However, what the major-
itv holds is a different matter. because the facts upon which it af-
firms the district court are narrower. The majority's holding is an
affirmance, on its multiple-partv separate interest theory. of a feder-
al injunction directed at preventing the Board from enforcing a pre-
liminary order arising out of the then-pending Supenor Court pro-
ceeding. Insofar as interference with other tvpes of state
enforcement action is not here enjoined. much of what the majonty
says can be characterized as dictum.

Characterization as dictum fails to neutralize the tundamenial
problem with the majority's opinion, however. because application
vel non of the majority's legal rule does not turn on any factual pe-
culiarities unique to this case. For instance. at typescript 36-37. the
majority implicitly holds that Younger considerations are inapplica-

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in aes com EET bb “Aare tae cca Sint bilo

A-133

In Doran the Supreme Court reversed the grant of a
preliminary injunction to a tavern operator, M & L Res-
taurant, Inc., which had chosen to challenge the consti-
tutional validity of a town ordinance first by filing a suit
for federal injunctive and declaratory relief. and then.
before obtaining preliminary federal relief. by violating
the ordinance and subjecting itself to criminal prosecu-
tion in the state courts. M & L was one of three federal
plaintiffs all] seeking the same relief. However. the other
two, Salem Inn, Inc., and Tim-Rob Bar, Inc.. refrained

NOTE 10 — (Continued »

ble to any part of the federal complaint. Nor can applicauon of the
majonity'’s rule be specially justified. as the majonty suggests at
typescript op. at 21, on the basis of the prospective effect of the
state-court's order. There is no basis in Younger junsprudence for
the majonty’s attempt to posit a ngid distuunction between (a) cases
such as this, where the federal plaintiff seeks to enjoin the restrain-
ing effect of the pnor state-court order on future acts. or future en-
jyoyment of federal mghts. and (b) other cases where the federal
plainuff seeks to enjoin the retribuuve effect of state-court proceed-
ings previously initiated due to past acts that occurred pnor to the
filing of the federal complaint. See Moore v. Sims, 442 U.S. 415
(1979) (Younger dismissal was called ior even though federal reliet
was issued only after the pendente lite state-court order had already
deprived the federal plainuff of child custody): Trainor v
Hernandez, 431 U.S. 434 (1977) (reversing and remanding. for
consideration in light of Younger, a tederal injunction directing the
return of property that had alreadv been seized pursuant to a
pendente lite state-court order): Huffman v. Pursue. Lid.. 420 U.S.
592 (1975) (vacating and remanding, for considerauon in light of
Younger, a federal injunction enjoining the execuuon of a state
court order closing a theater). Cf. Atlanuc Coast Line R.R. v. Broth-
erhood of Locomouve Engineers, 398 U.S. 281 (1970) (a federal in-
Juncuon to enjoin a state-court plainut! from giving effect to or
availing itself of the benefits of a state court injunction is “an in-
junction ‘to stay proceedings in a State court"). quoted in County
of Imperial v. Munoz, 49 U.S.L.W. 4005, 4006 (Dec. 2. 1980). Un-
derstandably, the majority has not sought to emphasize its attempt-
ed distinction. But see majority tvpescnpt 21. The text of mv con-
currence elaborates fully the perceived error in those other
argumenis that the majority does emphasize

A-134

from violating the challenged ordinance until they had
obtained federal preliminary injunctive relief enjoining
the town’s prosecution of the federal plaintiffs. The fed-
eral district court concluded that Salem Inn and
Tim-Rob were entitled to preliminary injunctive relief.
In this respect its holding was affirmed by the Second
Circuit and the Supreme Court. The latter noted that
since there were no ongoing state criminal proceedings
against these two plaintiffs, they were entitled to choose
a federal forum as the one in which they would seek a
declaration that the state statute was unconstitutional.
The Court was troubled, however, because

prior to final judgment there is no established de-
Claratory remedy comparable to a preliminary in-
junction; unless preliminary zelief is available upon
a proper showing, plaintiffs in some situations may
suffer unnecessary and substantial irreparable
harm. Moreover neither declaratory nor injunctive
relief can directly interfere with enforcement of
contested statutes or ordinances except with re-
spect to the particular federal plaintiffs, and the
State is free to prosecute others who may violate the
statute.

422 U.S. at 931 (emphasis added). Thus, the Court ap-
proved the use of federal injunctive power to negate the
State’s future enforcement power as to Salem and
Tim-Rob, the parties who, prior to the award of federal
injunctive relief, had refrained from violating the chal-
lenged ordinance. This use of the federal injunctive
power, however, was to have no application to the state's
enforcement of the ordinance against M & L: “the State
_ is free to prosecute others who may violate the statute.”
Id.

The lower federal courts had reached an opposite
result with respect to the power of the state to prosecute

Jas RR ae SEE Mae TERT He wresas ese ine ais talandielScaL Sas alia 623

A-135

M & L, the pre-injunction violator of the statute who was
also a federal plaintiff. Insofar as Salem and Tim-Rob
were entitled to have the constitutionality issue heard
and decided in the federal forum, the district court found
it “anomalous,” 364 F.Supp. 478, 482 (E.D.N.Y. 1973),
and the Second Circuit found it to be inequitable and
wasteful of the state's judicial resources, 501 F.2d 18, 2%
(1974), todeny M & L the same federal forum. Younger
v. Harris notwithstanding.

The Supreme Court, rejecting the lower court's re-
sults with respect to M & L. reached a conclusion that is
compelling in this case. It held that “the interest of
avoiding conflicting outcomes in the litigation of similar
issues, while entitled to substantial deference in a uni-
tary systern, must of necessity be subordinated to the
claims of federalism in this particular area of the law.”
422 U.S. at 928.

Similarly, the plaintiff in Steffel v. Thompson was
able to obtain federal declaratory relief from threatened
State prosecution, even though the acts of his compan-
ion, Becker, had already prompted the locai authorities
to begin a criminal prosecution against her based on the
very same policies challenged by Steffel in his federal
complaint.

In Doran, the pendency of the federal suit brought
by Salem and Tim-Rob did not preclude the imposition
of criminal sanctions against M & L; in Steffel, the
state’s ability to prosecute Becker was independent of
Steffel’s federal suit. The only federal plaintiffs whose
federal suits were not barred in those cases were those
who were not defendants in ongoing state proceedings.
These cases therefore demonstrate that one party cannot
be denied a federal forum merely because there is a
threat that, in an ongoing state proceeding, the state
court may reach a legal conclusion inconsistent with
that of the federal court on a matter of federal law as ap-
plied to similar activities engaged in by separate individ-

A-136

uals.'' Doran requires. however. that the injunctive
power of the federal court, properly invoked by one party
subsequent to the filing of a state-court action which
raises the same legal issue as to other parties, be so cir-
cumscribed as not to bar the state court from moving in-
dependently in the pending parallel suit.

The majority opinion permits precisely what Doran
stated could not happen; it allows the federal court to
dictate the terms by which the state court will resolve
the concrete dispute between separate parties to the par-
allel proceeding.

The majority even goes so far as to suggest that be-
cause the grant of declaratory relief to a separate party
would be “just as disruptive to state enforcement as di-
rect interference in the state proceeding in the form of
an injunction.” the availability of separate declaratorv re-
lief undercuts the “initially appealing” theory that

11. There can be no such inconsistent conclusions, however,
unless each system, state and federal. is permitted to generate its
own legal product in any existing case without mid-litigation inter-
ference by a court in the other system acting on a
subsequentiv-filed suit. There are special exceptions, of course, for
subsequentlyv-filed state court proceedings. See Hicks v. Miranda,
422 U.S. at 349 (where state cnminal proceedings are begun
against the federal plainuffs after the federal complaint is filed but
before any proceedings of substance on the merits have taken place
in the federal court, the principles of Younger v. Harris should apply
in full force); Doran v. Salem Inn. Inc., 422 U.S. at 929 (when the
criminal summonses issued against M & L on the davs immediately
following the filing of the federal complaint, the federal litigation
was in an embrvonic stage and no contested matter had been de-
cided: in this posture. M & L's praver for injunction is squarely gov-
erned bv Younger). Since the state proceeding in this case was be-
gun prior to the filing of the federal complaint. these exceptions are
irrelevant to this case.

There are also excepuons for subsequentlv-filed federal com-
plaints: Younger spells out these exceptions. See note 8. supra. Mv
dispute with the majority is not over whether exceptions exist.
Rather. | take issue with the notion that Younger itself is inapplica-
ble due to the presence of additional parties in the federal acuon.

PEN AE ADP ISS

LS eS NON

A-137

Younger generally forbids direct interference in state
proceedings. See majority typescript op. at 20-23. In
advancing this argurfient the majority lapses into pre-
cisely the same error committed by the Second Circuit in
Doran — an error that required subsequent reversal in
the Supreme Court. As previously discussed, see minor-
ity typescript op. at 8-9, after the Second Circuit con-
cluded that Tim-Rob and Salem Inn had properly in-
voked federal court jurisdiction, the court was “struck by
the practical wisdom” of affording M & L the same fed-
eral forum, notwithstanding the pendency of its
state-court criminal proceeding. Because precisely the
same constitutional issues would be raised by all three
litigants, the “more substantial considerations . . . fa-
vor{ed]. . . extending federal protection, at least in this
case,toM&L... .” Such considerations included the
danger of “contradictory outcomes” in state and federal
court. 501 F.2d at 22. This reasoning was unequivocally
rejected by the Supreme Court. “[T]he interest of avoid-
ing conflicting outcomes in the litigation of similar is-
sues, while entitled to substantial deference in a unitary
system, must of necessity be subordinated to the claims
of federalism in this particular area of the law.” 422 U.S.
at 928. Thus, contrary to the suggestion of the majority,
Doran squarely holds that pursuit of federal declaratory
relief cannot “directly interfere with enforcement of con-
tested statutes or ordinances except with respect to the
particular federal plaintiffs, and the State is free to pros-
ecute others who may violate the statute.” Id. at 931.

The majority commits a further error. It permits the
federal court to dictate the terms of the state-court pro-
ceeding at the suit of the very party, among others,
whose federal suit was barred by the holding in Doran —
namely, the state-court defendant.

For purposes of Younger analysis here, the corpo-
rate plaintiff, Shelton, must be treated as if it were a de-
fendant in the state court. The request for relief by the

A-138

corporation in federal court is nothing less than a claim
that the New Jersey Superior Court fails to offer the
state-court defendants an “adequate legal remedy” for
their alleged constitutional injurv. Inasmuch as the cor-
poration's board of directors was already a party to the
Superior Court action, and had the ultimate authority to
direct the agents of the corporation to litigate any consti-
tutional issues in federal court, the corporation had no
interests separate from those of the state-court defen-
dants. The corporation had nothing that would give it
the independent right to invoke federal relief where, un-
der a Younger analysis. the state-court defendants would
have had none.

I stress this point because of the serious and far-
reaching implications of the majority's holding. Under
the majority's rule, a state-court defendant in this circuit
will be able to ignore the Younger line of cases so long as
he is able to enlist additional parties to his federal com-
plaint who profess an interest in the outcome of the
state-court litigation. For instance, this means that if the
federal cornplaint filed by M & L in Doran were to be
filed tomorrow in New Jersey, and its factual allegations
were to be assumed true as in the Doran decisions, such
a complaint could not be dismissed on Younger grounds
so long as M & L included in its complaint some of its
customers, employees, shareholders or officers who
were not named as defendants in the state criminal
summonses.

For the foregoing reasons, | submit that the major-
ity’s reasoning here is squarely at odds with Doran and
Steffel. At least one other court recently has faced the
precise question addressed by the majority and reached
an opposite result. In Corpus Christi Peoples’ Baptist
Church, Inc. v. Texas Department of Human Resources,
481 F. Supp. 1101 (S.D. Tex. 1979), affd mem., 621
F.2d 438 (Sth Cir. 1980). the district court addressed the
question in the context of a suit nearly identical in all re-
spects to this one. The federal suit alleged that state li-

A-139

censing requirements, as applied to two church-owned
and church-operated child-care homes, infringed first,
fifth, ninth, and fourteenth amendment rights of the
federal plaintiffs. Problem children were placed in those
homes and, contended the plaintiffs, “saved” through re-
ligious instruction. The federal plaintiffs included the
church, staff members of the homes, children residing
at the homes, and parents of these children. All of the
plaintiffs who testified felt that they would be irreparably
harmed if the homes were closed by the state.

The federal district court held that Younger princi-
ples applied due to a pending suit brought by the state
agency to enforce the requirements of the licensing
scheme. The church was a defendant in the state-court
proceeding. Apparently, the children, parents, and staff
members were not. “Technically,” said the court, the
Younger doctrine would not apply to these federal-only
plaintiffs.

[I]f there were as an additional plaintiff in this case

another church operating ano-her child-care insti-

tution without a license, raising the same First

Amendment contentions through the same attor-

ney, the Court would not invoke the abstention doc-

trine as to that hypothetical plaintiff simplv because

the resolution of the pending state case would, as a

practical matter, likely resolve the same common is-

sues of law.

It seems to the Court, however, that the facts of
this case present an entirely different picture. The
bedrock issue is whether or not the state can en-
force its licensing requirement for child-care homes
when such a home is owned and operated bv a
church. The rights of the employees of the home.
the children in the home and their parents are
merely appendages to that central question. If, at
the conclusion of the state case, it is resolved that
the constitutional rights of the church are para-

A-140

mount to the interests of the state. then the home
wil] continue to operate without the offending li-
censing requirements. The corresponding rights of
the children. their parents, and the staff members of
the home will automaticallv be vindicated. On the
other hand, if after proceeding through the state
court case, including the nights of appeal to the
United States Supreme Court, it is determined that
a child-care home must be licensed even if it is oper-
ated by a church, then seemingly the collateral
claims of the other plaintiffs that thev have a consti-
tutional right to either work at or live in such a
home or place their children there would become
academic, as the home itself would be forced to
close. This, therefore, would seem to be the classic
case contemplated by the Supreme Court in Doran
v. Salem Inn, Inc.. supra, when it stated that “there
plainly may be some circumstances in which legallv
distinct parties are so closely related that thev
should all be subject to the Younger considerations
which govern any one of them... .” 422 U.S. at
928.

481 F. Supp. at 1110 (footnotes omitted). The majority
seems io attack Corpus Christi for its failure to expressly
recognize that, for some purposes, the federal-only
plaintiffs have free-exercise rights that are not “mere ap-
pendages” to the church's rights. I doubt that the district
court meant to go so far as the majority says it does. It is
more likely that the court was concerned with the limit-
ed extent to which the federal-onlv plaintiffs’ nghts were
implicated in the relief sought by the state-court plain-
tiffs. In anv event. my analysis here depends not at all on
total identification o/ the federal-only plaintiffs’ rights
with those of Shelton. In no sense do | assert that the
case before us is one in which the outcome of the state
litigation is “dispositive” of the federal-onlv plaintiffs’

A-14]

first amendment interests — | explicitly assert the con-
trary. See, e.g., minority tvpescript op. at 24-27, infra.

Other courts have held federal-onlv plaintiffs barred
by Younger in cases where the nature of the relief
sought by the federal-only plaintiffs would, as in this
case, necessarily interfere with pending state-court pro-
ceedings against other federal plaintiffs. In ACLU v.
Bozardt, 539 F.2d 340 (4th Cir. ), cert. denied, 429 U.S.
1022 (1976), “Jane Koe” and the ACLU sought federal
equitable relief blocking state disciplinary proceedings
initiated against Koe by the disciplinary board of the
South Carolina Bar. Plaintiffs also sought declaratory
and injunctive relief to prevent the disciplinary board
from initiating subsequent similar proceedings against
other ACLU attorneys. The Fourth Circuit affirmed the
/holding of the district court that Younger barred federa!
intervention in the state disciplinary proceedings. !n
reaching its decision, the circuit court addressed the
ACLU’s contention that even if dismissal of Koe’s com-
plaint was appropriate under Younger, dismissal of the
ACLU’s complaint was improper because the ACLU was
not a party to a pending state proceeding.

The ACLU contended that it was asserting the
rights of associated attorneys other than Koe who had no
State proceedings pending against them. and were
therefore not burdened by Younger restrictions. The
Fourth Circuit, however. found that

because federal equitable relief is sought by the
ACLU on behalf of its members. a grant ot federal
relief would necessarily have an effect upon all
ACLU associates, including Koe. To permit the
ACLU to assert rights of those associates not bound
by the Younger restrictions in order to obtain tederal
equitable reef which would necessarily benefit all
its associates would directlv intertere with the pend-
ing state proceedings. and have the effect of cir-
cumventing the Younger restrictions which bar koe

A-142

from seeking direct federal relief. We conclude that
Allee and Steffel were not intended to be interpreted
SO as to permit a litigant to avoid Younger restric-
tions merely by joining his claim with claims of oth-
ers asserting a joint interest.

539 F.2d at 343 (emphasis added).

Similarly, in Doe v. Maher, 414 F. Supp. 1368 (D.
Conn. 1976), vacated on other grounds, 432 U.S. 526
(1977), the district court noted that

[t]he fact that the adult plaintiffs in this action, with
the exception of the intervenor, Linda Robustelli,
are defendants in pending contempt proceedings
instituted by the [state] commissioner under the au-
thority of [state law] raises a serious issue of absten-
tion in light of Younger v. Harris. . . and its prog-
eny. The intervention of Ms. Robustelli, who has
been threatened with prosecution, but against
whom no action is presently pending, cannot cir-
cumvent the issue, for while she may be entitled to
declaratory and injunctive relief on a personal basis,
Doran v. Salem Inn, Inc., . . . she cannot, under
the guise of representing a class, dispense with the
Younger considerations for those members of the
class who are presently being prosecuted. “The re-
quirements of Younger are not to be evaded by artifi-
cial niceties.” Allee v. Medrano, 416 U.S. 802, 833
(1974) (Burger, C.J., concurring in the result in
part and dissenting in part).

414 F. Supp. at 1372.'

12. Allee v. Medrano involved a request by a union and its
members for federal injunctive relief from a persistent pattern of po-
lice misconduct. including the filing of criminal charges. Younger
issues were therefore implicated. For purposes of evaluating some
of the requested relief, the record before the Court was inadequate
to indicate whether there were pending prosecutions, or even
whether the district court intended to enjoin them if there were.

ae

A-143

Thus. until todav, no court had interpreted Doran
and Steffel as authorizing interference by federal courts
in pending state proceedings. even at the suit of parties
with interests separate from those of the state-court de-
fendants. Beyond question, the majonty has departed
from all extant federal court interpretations of the rel-
evant Supreme Court precedent. '’

NOTE 12 —(Continued)

The Court therefore remanded the case for further findings and re-
consideration in light of Steffel v. Thompson, a decision that had not
been available at the tume of the district court's decision. Chief Jus-
uce Burger, in a concurrence, discussed the Younger problems that
would face the district court on remand:

To the extent that they can prove standing, the individual
appellees will be seeking federal court interference in their own
state court prosecutions. The union, to the extent that it has
standing, will be seeking interference with state court prosecu-
tions of its members. There is an identity of interest between
the union and its prosecuted members; the union may seek re-
lief only because of the prosecutions of its members, and only
by insuring that such prosecutions cease may the union vindi-
cate the constitutional interests which it claims are violated.
The union stands in the place of its prosecuted members even
as it asserts its own constitutional nghts. The same comity con-
siderations apply whether the acuon is brought in the name of
the union, and there is no inequity in requinng the union to
abide by the same legal standard as its members in suing in
federal court. If the union were unable to meet the require-
ments of Younger, its members subject to prosecution would
have a full opportunity to vindicate the First Amendment rights
of both the union and its members in the state court proceed-
ings. Any other result would allow the easy circumvention of
Younger by individuals who could assert their claims of First
Amendment violations though an unincorporated association of
those same individuals if the association is immune from
Younger burdens.

416 U.S. at 830-31 (footnote omitted).

13. I would agree that under Doran and Steffel declaratory re-
lief would have been available to the federal-only plaintiffs alone,
without their having to survive the pitfalls of a Younger analysis,
insofar as they asserted rights independent of those directly at issue

A-144
II.

Although the majority's position derives no support
from Doran and Steffel, there rernains the question of
whether the majoritv’s broader policy analysis discloses
an adequate basis for the majority’s unprecedented ex-
tension of Doran and Steffel. The majority’s position
could not prevail absent a strong supporting rationale,
for in some ways it conflicts with the foundations of
Younger. If federal intervention were warranted merely
because the request for injunctive relief was “pendente
lite,” then the basic policy behind Younger dismissal —
namely. to “permit state courts to try cases free from in-
terference bv federal courts,” 401 U.S. at 43 — would be
undermined.

Thus, it is difficult for the majority to derive any
support for its position from the assumption that
pendente lite Supreme Court review could only be had if
the federal plaintiffs were entitled to attack Superior
Court Judge Gruccio’s order in federal court. All
state-court litigants face the same statutory barrier to
pendente lite review in the Supreme Court. To argue the

in the state-court case. See also Chase National Bank v. Citv of
Norwalk, 291 US. 431. 440 (1934), County of Impenal v Munoz.
49 U.S.L Wy 4005, 4007 (Dec. 2. 1980) (Blackmun, J.. concurnng
in the result). On this appeal, however, this court affirms only the
relief of the district court which directly interferes in the state-court
proceediny. See majonty tvpescript at 21. At some future time this
court may have occasion to recognize the legal significance of the
separateness between the interests of Shelton, on the one hand, and
the federal-only plainuffs. on the other. However, this is not such a
case. Cf. Louisville Area Inter-Faith Comm. for UFW v. Notting-
ham Liquors. Ltd., 542 F.2d 652, 653 n.* (6th Cir. 1976) (affirming
the distnct court's dismissal of a suit brought by the Committee and
two individuals to obtain injunctive relief against a state-court in-
junction restraining the Committee from mass picketing or march-
ing. the federal-oniy plainuffs “have no interests apart from the
Committee. In the district court, |they] ‘sue|d] on behalf of and as
representauon for’ the Committee, rather than on their individual
behalf’).

A-145

need for a federal torum from this supposed gap im the
Supreme Court's jurisdiction is to deny the soundness of
Doran itself, which was, after all, a suit in which federal
pendente lite relief was denied to M & L.

I will assume, arguendo, that the separate interests
of the federal-only plaintiffs might have rendered their
advocacy of Shelton’s cause somewhat different than
Shelton’s, although this assumption is not supported by
factual findings of the district court. Under this assump-
tion, it is arguably reasonable to credit such parties with
a greater need for federal relief on behalf of Shelton than
the state-court litigants themselves. Thus this case
would present a factor militating in favor of federal inter-
vention not found in Younger or in M & L’s case in
Doran. But because the district court’s injunction would
directly interfere with the pending proceedings in the
New Jersey court, the federal relief would be an intru-
sion on the legitimate function of the state court in de-
ciding the constitutional issues arising out of the cases
brought before it.'* Given this conflict, it is not obvious
that the correct result is to afford the aggrieved
non-parties to the state-court litigation federal injunctive
relief. I conclude that the majority’s rationale is insuffi-
cient to demonstrate the correctness of that result.

The majority’s reasoning, apart from its reliance
upon Doran and Steffel, embraces the following steps:
(1) these plaintiffs were entitled to bring a section 1983
action for relief from unlawful state interference with
their first amendment rights; (2) there is no reason to
believe that the plaintiffs could have asserted that claim
by intervening in the Superior Court litigation; (3) thus
a separate section 1983 action, in a separate state or fed-
eral court, was available for “pendente lite” relief; and

14. It is undisputed that the state court was presented with es-
sentially all of the claims asserted in the federal complaint, and that
it was competent to hear and decide the federal questions arising
out of the instant controversy.

A-146

4) the possibility of United States Supreme Court re-
view of preliminary relief awarded in federal district
court, as opposed to the impossibility of such review of
an interlocutory order of the New Jersey Superior Court.
rendered the need for the federal forum “significant, le-
gitimate. even compelling.” and unopposed by anv legiti-
mate state interest.

The first step in this argument. taken as an abstract
desideratum. presents no problems. The last step cannot
help the majority. for as we have already seen, it proves
too much. Typescript minority op. at 17. supra. An addi-
uonal problem with that step. however, is that it is based
on an erroneous assumption concerning the scope of the
Supreme Court's junsdiction under

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385010_3171%3A2. Public record. Not legal advice.
