# Petition — LUIS RUIZ v ILLINOIS (No. 82-6466)

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1982

## Text

_—————ee oe

Office-Supreme Court, U.S.
FILED

82-6466 MAR 25 1983

ALEXANDER L. STEVAS,
CLERK

N

IN THE
SUPREME COURT OF THE UNITED STATES

October Term, 1982

LUIS RUIZ, Petitioner

PEOPLE OF THE STATE OF ILLINOIS, Respondent

PETITION FOR WRIT OF CERTIORARI

TO THE SUPREME COURT OF ILLINOIS

THEODORE A. GOTTFRIED

State Appellate Defender

Office of the State Appellate Defender
300 East Monroe, Suite 100
Springfield, IL 62701

(217) 782-7203

COUNSEL FOR PETITIONER

CHARLES M. SCHIEDEL
Supervising Attorney
Supreme Court Unit

OF COUNSEL

NO.

IN THE
SUPREME COURT OF THE UNITED STATES

October Term, 1982

LUIS RUIZ, Petitioner

-VS~-

PEOPLE OF THE STATE OF ILLINOIS, Respondent

PETITION FOR WRIT OF CERTIORARI

TO THE SUPREME COURT OF ILLINOIS

QUESTIONS PRESENTED FOR REVIEW

1.

Does the Eighth Amendment permit the execution
of a defendant in the absence of a finding that
he took or intended to take life?

2.

Is the Eighth Amendment ban on unguided dis-
cretion in capital cases violated by a sentencing
scheme that places no defined limits on factors
that may be considered as reasons for imposing
death?

3.

Does the standardless, post-charging discretion
given to Illinois prosecutors to convene a death
penalty hearing in murder cases violate the
Eighth and Fourteenth Amendments?

TABLE OF CONTENTS

Involved « :« «eee.

TV. Statement of the Case .. -

LIFE. . . . >. . .

.

WHETHER THE

ING A CONVICTION.

is Conclusion «+ +++ ee *
Appendix A . +++ +s *

Appendix B .- +++ +s *

I. Opinion Below. .- ++ +++ eee 2 2% 8
II. Jurisdiction ..-+-+«-+-s+eee » °
III. Constitutional and Statutory Provisions

Vv. Reasons for Granting Certiorari ... -

WHETHER

l. THIS COURT SHOULD GRANT CERTIORARI
TO RESOLVE A QUESTION POSED BY MR.
JUSTICE WHITE'S CONCURRENCE IN
LOCKETT V. OHIO AND LEFT UNDECIDED
BY ENMUND V. FLORIDA:
EIGHTH AMENDMENT PERMITS THE EXECU-
TION OF A DEFENDANT IN THE ABSENCE
OF A FINDING BY THE TRIER OF FACT
THAT THE DEFENDANT INTENDED TO TAKE

2. THIS COURT SHOULD GRANT CERTIORARI
TO RESOLVE A QUESTION CURRENTLY PEND-
ING IN BARCLAY V. FLORIDA:
THE EIGHTH AMENDMENT BAN ON UNGUIDED
DISCRETION IN CAPITAL CASES IS VIO-
LATED BY A SENTENCING SCHEME WHICH
PLACES NO DEFINED LIMITS ON THE
FACTORS WHICH MAY BE CONSIDERED AS
REASONS FOR IMPOSING DEATH.

3. THE ILLINOIS DEATH PENALTY STATUTE
VIOLATES THE EIGHTH AND FOURTEENTH
AMENDMENTS BY ALLOWING PROSECUTORS
TO EXERCISE STANDARDLESS DISCRETION
IN SEEKING THE DEATH PENALTY FOLLOW-

Page

10

10

14

TABLE OF AUTHORITIES

Cases Page
Barclay v. Florida, No. 1eGOO8 ss 6 w se € 4 eee a5
Clark v. Louisiana State Penitentiary, 697 F.2d 75

Pte ees 66 Ghee) 6 68 ee ee ER eee 12
Enmund v. Florida, U.S. __, 73 L.Ed.2d 1140, 102

7 ee OR Sy) ri er 10, 12, 13

Furman v. Georgia, 408 U.S. 238, 33 L.Ed.2d 346, 92
Bette 2/26, (1972) . o . . . . . . . . . . . . . . 15, 16, 18,

Gregg v. Georgia, 428 U.S. 153, 49 L.Ed.2d 859, 96
Seu 2909, (1976) * * . . . . 7. . . . . . * . . . 18, Zi, 22,

Harris v. Pulley, 692 F.2d 1189, 1194 (9th Cir., 1982),
cert. granted sub nom. Pulley v. Harris, No.

82-1095 March 21, 1983) _ . 7 . - . . . - . . .* 15
Henry v. Wainwright, 661 F.2d 56 (5th Cir., 1981),

vacated on other grounds, U.S. , 73 L.Ed.2d

1326, 102 S.Ct. 2922, (1982), aff'd 686 F.2d 31l

(llth Cites Unit B, 1982) . 7 . . . . . . . + . . . LS
Lockett v. Ohio, 438 U.S. 586, 57 L.Ed.2d 973, 98

BsGee 2954 (1978) . . 7 . 7 . . * * . . . 7 . * 7 7 1l
People v. Wesley Brents, 4th District, No. 16274... - 21

People ex rel. Carey V. Cousins, 77 I11.2d 531, 397
N.E.2d 809 (1979) . . . . . * . . . . * * . . . . . 17s 18, 19, 21

People v. Jerry Gleckler, 82 Il11.2d 145, 411 N.E.2d

ne A. se koe es Sone See eS eee eee 21
People v. Greer, 79 Il1l1.2d 103, 402 N.E.2d 203 (1980) .- 20
People v. Donald Groth, Sangamon County Case, No.

ot cee wie. 6. a 6 O68 Oe ee Oe RO 21
People v. Verion Hicks, 4th District, No. 16674 .. =. >» 21

People v. Glen Hipkins, 57 I11.App.3d 579, 423 N.E.2d
208 (1981) . . : . . _ 7 . . . . 7 . . . . 7 * 7 * 20

People v. Robert Kirkpatrick, 70 I11.App.3d 166, 387
N.E. . . . . . . * . . . . . . . . . 20

iii.

People v. Michael LeCrone, 4th District, No. 15877... 21

People v. James Lee, 4th District, No. 16273 ...... 21
People v. Lewis, 88 I1l1.2d 129, 430 N.E.2d 1346 (1981),

cert. denied, uU.8. , 73 L.Ed.2d 1308,

102 S.Ct. aeeelvck 6 oe + oe « avelerele « «ht, 2 oe
People v. Ozark Nesbit, Sangamon County Case, No.

Tema eet 6 2 4.68. + 6 ee ee et 6 le eS we ee ee 8 21
People v. Phillip Peeples, 4th District, No. 16759... 21
People v. Michael Robinson, 87 I11.App.3d 621, 410

MebsetG San (A980) «+ ce eo te ee ee hehe hl hl el 20
People v. Ruiz, I11.2d » No. 53415 (Dec. 17,

1982) . ~ - _ . - . - . ~ _ - . + . o a 7 _ . . . . 16
People v. Walker, 84 I11.2d 512, 419 N.E.2d 1167 (1981). 20
Profitt v. Wainwright, 685 F.2d 1227 (llth Cir., 1982) . 15
State v. Bartholemew, 654 P.2d 1170, 1183 Wash. (1982) . 15
Statutes
Ill.Rev.Stat., 1977, Ch. 38, Sec. 9-1 (b)1-8 . 7 7 . 7 . 14
Ill .Rev.Stat., 1977, Ch. 38, Sec. 9-1l(b)3 « « « « « @ « 11
I11.Rev.Stat., 1977, Ch. 38, Sec. 9-l1(b) and (c) .... 14, 19
I11.Rev.Stat., L97aie Ch. 38, Sec. 9-1 (da) . . . . . . . . Ave Za

Iii .Rrev.Stat., 1977, Ch. 38, Sec. 9-lL({@) « «© © eo wo vw @ 14

NO.

IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 1982
LUIS RUIZ, Petitioner
-vs-

PEOPLE OF THE STATE OF ILLINOIS, Respondent

PETITION FOR WRIT OF CERTIORARI
TO THE SUPREME COURT OF ILLINOIS

The petitioner, Luis Ruiz, prays that a writ of
certiorari issue to review the judgment and opinion of the
Supreme Court of Illinois holding that a sentence of death
was properly imposed and that the Illinois death penalty
statute does not violate the Eighth Amendment's proscription

of cruel and unusual punishment.

OPINION BELOW

The opinion of the Supreme Court of Illinois was filed
on December 17, 1982, as No. 53415. It has not yet been
reported. A copy of the opinion is attached hereto as

Appendix A.

JURISDICTION

The judgment of the Supreme Court of Illinois was entered
on December 17, 1982. A petition for rehearing was denied
by order of the court on January 28, 1983, a memorandum of

which order is attached hereto as Appendix B. This petition

Cot

a

is being filed within sixty days of the Illinois Supreme
Court's denial of rehearing. The jurisdiction of this

Court is invoked under 28 U.S.C. SeC. 1257(3).

CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED

The Eighth Amendment to the Constitution of the United

States provides:

Excessive bail shall not be required, nor
excessive fines imposed, nor cruel and
unusual punishments inflicted.

The Fourteenth Amendment to the Constitution of the

United States provides in pertinent part:

No State shall...deprive any person of
life, liberty, or property, without due
process Of law...

The offense of murder in Illinois is defined in I11.Rev.

A person who kills an individual without
lawful justificiation commits murder if,
in performing the acts which cause the

death:

(1) He either intends to kill or
do great bodily harm to that in-
dividual or another, or knows that
such acts will cause death to that
jndividual or another; or

(2) He knows that such acts create
a strong probability of death or
great bodily harm to that individual

or another; or

(3) He is attempting or committing a
forcible felony other than voluntary
manslaughter.

The provision for convening a capital sentencing hearing
following an Illinois defendant's conviction for murder is

found in Ill.Rev.Stat., 1977, Ch. 38, Sec. 9-1(d):

mo" COs
—————_E << #-~— |

(ad) Separate sentencing hearing.

Where requested by the State, the court
shall conduct a separate sentencing
proceeding to determine the existence
of factors set forth in Subsection (b)
and to consider any aggravating or
mitigating factors as indicated in
Subsection (c).

The statutory aggravating factor involved in this case
is found in I11.Rev.Stat., 1977, Ch. 38, Sec. 9-1 (b) 3:

3 the defendant has been convicted
of murdering two or more individuals
under subsection (a) of this Section
or under any law of the United States
or of any state which is substantially
similar to Subsection (a) of this
Section regardless of whether the
deaths occurred as the result of the
same act or of several related or
unrelated acts so long as the deaths
were the result of either an intent
to kill more than one person or of
separate premeditated acts;

The provision for consideration of additional aggravating
factors at the death sentencing proceeding is found in
Ill.Rev.Stat., 1977, Ch. 38, Sec. 9-1(c) and 9-l(e):

(c) Consideration of factors in Aggravation
and Mitigation. The court shall consider,
or shall instruct the jury to consider any
aggravating factors which are relevant to
the imposition of the death penalty. Ag-
gravating factors may include but need not
be limited to those factors set forth in
subsection (b)....

(e) Evidence and Argument. During the
proceeding any information relevant to

any of the factors set forth in Subsection
(b) may be presented by either the State

or the defendant under the rules governing
the admission of evidence at criminal trials.
Any information relevant to any additional
aggravating factors or any mitigating fac-
tors indicated in Subsection (c) may be
presented by the State or defendant regard-
less of its admissibility under the rules
governing the admission of evidence at crim-
inal trials. The State and the defendant
shall be given fair opportunity to rebut

any information received at the hearing.

bry. OOS

EVs

STATEMENT OF THE CASE

Prior to trial Mr. Ruiz raised two of the federal
questions involved in this petition by moving the trial
court to declare the Illinois Death Penalty Statute un-
constitutional. The motion alleged in part that the statute
provided inadequate guidance for the sentencing body and
afforded the prosecution standardless and unreviewable
discretion to seek the death penalty. (Vol. I, R. 746, 751-
771) The motion was summarily denied by the Circuit Court
of Cook County on March 10, 1980. (Vol. I, R. 6) Following
his conviction but prior to sentencing, Mr. Ruiz raised the
third federal question involved in this petition by arguing
that he could not be sentenced to death where his guilt was
premised upon the theory of accountability. (Vol. II,

R. 625-627) This argument was rejected by the trial court
which held that petitioner was liable to the death penalty
under Illinois law because he had been convicted of two or
more murders. (R. 627-628) On appeal, the Illinois Supreme
Court affirmed the sentence of death. The court distinguished

Enmund v. Florida, U.S. , 73 L.Ed.2d 1140, 102 S.Ct.

3368 (1982), holding that although there was no evidence
petitioner killed anyone, petitioner's "conduct was such as
to support an inference that he possessed the intent to take

the lives of the victims." People v. Ruiz, I1l1.2d at

, No. 53415 (Dec. 17, 1982) (Appendix A, pg. 16)

The evidence at trial showed that on February 25, 1979,
the bodies of three men were found in an automobile on the
north side of Chicago. They had been stabbed to death.
(Vol. I, R. 155-172) On March 3, 1979, petitioner told an
Assistant State's Attorney he met three men in a restaurant
in Chicago while in the company of three companions. One of
the men told petitioner that he and his friends were members
of a gang that had recently participated in "hits" on two
Latin Kings. Eventually the group got into a car and drove
to an alley. One of the men was then taken from the car by
petitioner and his three companions who told the man that
they were Latin Kings and that he was a King killer. All
four of them then beat this individual. When they returned
to the car the three men were stabbed to death by petitioner's
companions. Petitioner was offered a knife by one of the
killers but he refused to take it and did not participate in
the stabbings. (Vol. II, R. 399-411) After the stabbings
all of the group wiped the car to eliminate blood and
fingerprints. (R. 411)

In closing argument, the prosecutor told the jury that
petitioner did not have to be "an actual stabber to be
guilty of murder." He went on to argue that what petitioner
had told the State's Attorney was "enough to convict him of
murder." (R. 521)

Following arguments the jury was instructed that to
sustain the charge of murder, the State was required to

prove that petitioner, or one for whose conduct he was

responsible, had performed the acts which caused the death
of the victims and that the petitioner, or one for whose
conduct he was responsible, had intended to kill or do great
bodily harm to the victims or knew that his act would cause
death or great bodily harm to the victims or knew that his
acts created a strong probability of death or great bodily
harm to the victims. (R. 578-581)

The jury returned verdicts finding petitioner guilty of
three counts of murder on March 21, 1980. (R. 817-819)

Petitioner waived a jury for purposes of sentencing.
On April 24, 1980, a sentencing hearing was held before the
Circuit Court. Petitioner argued that he could not be
sentenced to death where his guilt was premised on a theory
of accountability. The trial court responded "basically if
you read that section [of the Illinois Statute] it says that
one who is convicted of, I believe its two or more murders,
whatever the exact language is, which I don't have the
statute before me,...but that's basically what the act
says. That motion is denied." (R. 627-628)
It was then stipulated for purposes of sentencing that
petitioner had been found guilty of three counts of murder
and that he was nineteen years old at the time those offenses

occurred. (R. 629) The State then presented evidence in

1 Ill.Rev.Stat., 1977, Ch. 38, Sec. 9-l1(b)3 provides that

a defendant may be sentenced to death if he "has been convicted
of murdering two or more individuals...regardless of whether the
deaths occurred as the result of the same act or of several
related or unrelated acts so long as the deaths were the result
of either an intent to kill more than one person or of separate
premeditated acts;"

aggravation pursuant to I11.Rev.Stat., 1977, Ch. 38, Sec. 9-l(c).
This provides that a sentencing court "shall consider...any
aggravating and any mitigating factors which are relevant

to the imposition of the death penalty. Aggravating factors
may include, but need not be limited to, those factors set
forth in subsection (b)." (Subsection (b) of the statute
lists those factors which, if proven beyond a reasonable
doubt, will render a defendant liable to the death penalty

in Illinois. Ch. 38, Sec. 9-l(b)1-8.) The statute also
provides that information relevant to “additional aggravating
factors" may be presented “regardless of its admissibility
under the rules governing the admission of evidence at
criminal trials." Ch. 38, Sec. 9-l(e).

The nonstatutory aggravation presented by the State
consisted of information that, at the age of sixteen, petitioner
was approached by another youth who suggested that they "hit
a Royal" because the Royals had shot a friend of petitioner's.
Petitioner later fired a rifle into a crowd of people in a
parking lot. A person in the crowd was fatally wounded.
(R. 654-668) No evidence was presented that any criminal
conviction or adjudication of delinquency resulted from
these acts. After presenting evidence that petitioner had
entered a plea of guilty to a charge of burglary at the age
of seventeen, the State rested its case at sentencing.
(R. 669)

Petitioner presented evidence in mitigation of his

conviction for the three homicides. This consisted of

ws

testimony by an investigator that when shown photographs
of the victims, petitioner began crying and told the investi-
gator that he had not wanted his companions to commit the
murders, had begged them not to do it, and did not want to
be any part of it. (R. 672-673)

At the conclusion of evidence the trial court sentenced
petitioner to death. (R. 691)

The convictions and sentence of death were appealed to
the Illinois Supreme Court. On appeal petitioner, relying

on Mr. Justice White's concurrence in Lockett v. Ohio, 438

U.S. 586, 57 L.Ed.2d 973, 98 S.Ct. 2954 (1978), contended
that the sentence of death was improper as it was based on
a theory of accountability. He also challenged the sentencing
court's consideration of the evidence of petitioner's in-
volvement in the prior shooting as this had not resulted in
a conviction. It was contended on appeal that if the Illinois
statute permitted consideration of such nonstatutory aggra-
vation, it was unconstitutional.

The Illinois Supreme Court held that petitioner was
properly sentenced to death as the evidence showed that he
intended to participate in "premeditated acts resulting in

the death of the three victims." People v. Ruiz, I11.2d

___ at _ _ (1982) (Appendix A, pg. 11) The court stated

that even "without considering the testimony...that Ruiz
said he held a gun on the victims and felt their bodies

to see if they were dead, the evidence is sufficient to

prove Ruiz guilty of three murders beyond a reasonable

doubt, along with the necessary intent required to establish

ayo

the aggravating factor set forth in section 9-1(b) (3)."
I11.2d at . (Appendix A, pg. 12) The court distinguished

Enmund v. Florida, U.S. , 73 L.Ed.2d 1140, 102 S.Ct.

3368 (1982), by holding that petitioner's "conduct was such

as to support an inference that he possessed the intent to
take the lives of the victims." — I1ll.2d at. (Appendix
A, pg. 16)

The court also held that as the prior shooting was
admitted as nonstatutory aggrava‘ ion the rules of evidence
did not apply and this information was properly considered.
___ I1l.2d at __s. (Appendix A, pg. 15)

The federal question regarding standardless prosecutorial
discretion to seek the death penalty was not specifically
raised on appeal. However, this challenge to the validity
of the Illinois statute was pending in several other cases

at the time of petitioner's direct appeal. See People v.

Lewis, 88 I11.2d 129, 430 N.E.2d 1346 (1981), cert. denied,

U.S. , 73 L.Ed.2d 1308, 102 S.Ct. (1982) The
issue of prosecutorial discretion decided in Lewis was one
of the grounds for a dissent from the affirmance of peti-

tioner's sentence. People v. Ruiz, I11.2d at ‘

(Appendix A, pg. 16) (Simon, J., concurring in part and
dissenting in part.)
On January 28, 1983, the Illinois Supreme Court denied

a petition for rehearing.

.*

REASONS FOR GRANTING CERTIORARI

l.

THIS COURT SHOULD GRANT CERTIORARI TO RESOLVE

A QUESTION POSED BY MR. JUSTICE WHITE'S CONCURRENCE
IN LOCKETT V. OHIO AND LEFT UNDECIDED BY ENMUND V.
FLORIDA: WHETHER THE EIGHTH AMENDMENT PERMITS

THE EXECUTION OF A DEFENDANT IN THE ABSENCE OF A
FINDING BY THE TRIER OF FACT THAT THE DEFENDANT
INTENDED TO TAKE LIFE.

Luis Ruiz was convicted of murder and sentenced to death
under Illinois law in the absence of a specific finding that
he intended to take life. The Illinois Supreme Court held

that this result did not violate Enmund v. Florida, um

ee 73 L.Ed.2d 1140, 102 S.Ct. 3368 (1982), as there was
evidence "to support an inference that [Ruiz] possessed the
intent to take the lives of the victims." ___ I11.2d at
es (Appendix A, pg. ___) While it is correct that such
an inference could have been drawn, the fact remains that
neither the jury which convicted Ruiz of murder nor the
trial court which determined that he was liable to the death
penalty was required to make a finding that Ruiz intended to
take life.

There was no evidence that Ruiz himself killed or
attempted to kill anyone. Under Illinois law, as explained
to the jury at trial, Ruiz" guilt of murder could rest on
the mere finding that he engaged in conduct with the knowledge
that his acts created a strong probability of great bodily

harm to the victims. (Vol. II, R- 578-581) While the jurors

ner

may have found that Ruiz possessed the intent to kill,

they were not required to do so nor do the general verdicts
returned indicate on which theory they found him guilty.
(R. 817-819)

The trial judge who eventually sentenced Ruiz to death
found the petitioner liable to the death penalty under Illinois
law because of his conviction for two or more murders. (R. 627-
628) The court found Ruiz liable to the death penalty without
reference to the statutory language regarding an intent to
kill more than one person or participation in "separate
premeditated acts." Ill.Rev.Stat., 1977, Ch. 38, Sec. 9-1(b)3.
Thus, the trial court found that Ruiz could be sentenced to
death without making a finding that petitioner possessed the
specific intent to take life. The Illinois Supreme Court
affirmed the sentence of death after holding that the evidence
showed Ruiz' intent to participate in “premeditated acts
resulting in the death of the three victims," and that this
supplied "the necessary intent required to establish the
aggravating factor set forth in section 9-l(b)3." _ I11.2d
at ands. (Appendix A, pg. ll and 12)

In his concurrence in Lockett v. Ohio, 438 U.S. 586,

57 L.Ed.2d 973, 98 S.Ct. 2954 (1978), Mr. Justice White

noted that the facts of that case "might well permit the
inference that the petitioners did in fact intend the death

of the victims. But there is vast difference between permitting
a factfinder to consider a defendant's willingness to engage

in criminal conduct which poses a substantial risk of death

in deciding whether to infer that he acted with a purpose
to take life, and defining such conduct as an ultimate fact
equivalent to possessing a purpose to kill as Ohio has done."
57 L.Ed.2d at 1004.

It is apparent from the holding in this case that
Illinois has elevated conduct giving rise to an inference
of intent to kill to an "ultimate fact," equivalent to
possessing a purpose to kill. As noted above, the jury
may have convicted petitioner upon a determination that he
acted with knowledge that great bodily harm might result to
the murder victims. Yet the sentencing court determined
that the convictions rendered petitioner liable to the death
penalty and the Illinois Supreme Court affirmed the death
sentence on grounds that petitioner's conduct supported "an
inference that he possessed the intent to take the lives of
the victims."

It is respectfully submitted that these proceedings
violate the Eighth Amendment. Because of the factual situation

in Enmund v. Florida, U.S. , 73 L.Ed.2d 1140, 102 S.Ct.

3368 (1982), this Court was not required to resolve the
question now presented. In Enmund there were no facts to
support an inference that the defendant acted with the
intent to take life. Since the Enmund decision, however,
the United States Court of Appeals for the Fifth Circuit has

held in Clark v. Louisiana State Penitentiary, 694 F.2d 75

(1982), that even where there was evidence that the defendant

did the actual killing, because the jury was not required

to find that the defendant killed or possessed an intent to
kill, the Eighth Amendment, as interpreted in Enmund,
does not permit his execution. The court stated:
Before the Constitution will allow
this conviction and sentence, however,
we must know that the jury found beyond
any reasonable doubt that Clark,
personally, did have that mind to
kill....We are left with "a level of
uncertainty and unreliability [in] the
fact finding process that cannot be
tolerated in a capital case." Beck v.
Alabama (citations omitted)
694 F.2d at 78.

The decision of the Fifth Circuit is obviously at odds
with the holding of the Illinois Supreme Court in this case.
As in Clark it cannot be determined from the jury instructions
and the verdicts returned that a finding was made that Luis
Ruiz possessed an intent to kill. It is respectfully
submitted that this situation will arise in numerous other
cases where a conviction of murder and a sentence of death
do not require a finding of intent to kill. This Court

should grant certiorari to resolve the important constitu-

tional question of whether such a result violates the Eighth

Amendment.

THIS COURT SHOULD GRANT CERTIORARI TO RESOLVE

A QUESTION CURRENTLY PENDING IN BARCLAY V.
FLORIDA: WHETHER THE EIGHTH AMENDMENT BAN ON
UNGUIDED DISCRETION IN CAPITAL CASES IS VIOLATED
BY A SENTENCING SCHEME WHICH PLACES NO DEFINED
LIMITS ON THE FACTORS WHICH MAY BE CONSIDERED

AS REASONS FOR IMPOSING DEATH.

An Illinois defendant convicted of murder is liable to
the death penalty only where the State proves beyond a
reasonable doubt the existence of one or more statutorily
defined factors. I11.Rev.Stat., 1977, Ch. 38, Sec. 9=
l(b)1-8. If one of these factors is found then the sen-
tencing judge or jury is statutorily required to consider
any "additional aggravating factors" relevant to the im-
position of the death penalty. These factors may include
but need not be limited to the statutory factors necessary
to render the defendant liable to the death penalty. Ch. 38,
Sec. 9-l(c). The nature of the additional factors in
aggravation is not defined by statute. The admissibility of
these nonstatutory factors is not limited by the rules of
evidence. Ch. 38, Sec. 9-l(e). Thus, when an Illinois defendant
has been found statutorily liable to the death penalty there
are no restrictions on the factors which may then be considered
as reasons for actually imposing death on that defendant.
It is respectfully submitted that this scheme violates the
Eighth Amendment ban on unguided sentencing discretion in
Capital cases. This conclusion follows from the holding of

the United States Court of Appeals for the Fifth Circuit in

c

i

Henry v. Wainwright, 661 F.2d 56 (5th Cir., 1981), vacated

on other grounds, ___ U.S. __, 73 L.Ed.2d 1326, 102 S.Ct.
2922 (1982), aff'd 686 F.2d 311 (llth Cir., Unit B, 1982).

A sentencing jury in a Florida case was instructed that in
considering aggravating circumstances the jurors were not
limited to statutorily defined factors. 661 F.2d at 57.

The Fifth Circuit held that this unconstitutionally broadened

sentencing discretion and violated this Court's decision in

Furman v. Georgia, 408 U.S. 238, 33 L.Ed.2d 346, 92 S.Ct.

2726 (1972). It can be seen from the statutory language
noted’ above that Illinois judges and juries in capital cases
are always allowed to consider undefined nonstatutory
factors in aggravation.

The Henry decision has recently been followed in Profitt v.

Wainwright, 685 F.2d 1227 (11th Cir., 1982), and State v.

Bartholemew, 654 P.2d 1170, 1183 Wash. (1982). But see,

Harris v. Pulley, 692 F.2d 1189, 1194 (9th Cir., 1982), cert.

granted sub nom. Pulley v. Harris, No. 82-1095 (Mar. 21,

1983) The issue of whether a death sentence can be premised
on the consideration of nonstatutory aggravating factors is

currently before this Court in Barclay v. Florida, No. 81l-

6908, (oral argument scheduled for March 30, 1983.)

In its effort to obtain a death sentence for Luis Ruiz,
the State of Illinois was allowed to introduce nonstatutory
aggravation regarding petitioner's conduct as a juvenile
which did not result in either a criminal conviction or an

adjudication of delinquency. The Illinois Supreme Court

>
.>
Sa |

approved the use of this nonstatutory aggravation, holding
that the evidence was properly admitted for the consideration
of the trial judge in determining the penalty to be imposed.

People v. Ruiz, I1l1.2d . (Appendix A, pg. 15)

Because the unrestricted consideration of undefined
nonstatutory aggravation will inevitably lead to the kind of
arbitrary and capricious imposition of death condemned by

this Court in Furman v. Georgia, this Court should grant

certiorari and reverse the sentence of death affirmed by the

Illinois Supreme Court.

in eee

3. F

THE ILLINOIS DEATH PENALTY STATUTE VIOLATES

THE EIGHTH AND FOURTEENTH AMENDMENTS BY ALLOWING

PROSECUTORS TO EXERCISE STANDARDLESS DISCRETION

IN SEEKING THE DEATH PENALTY FOLLOWING A CONVICTION.

The Illinois Death Penalty Statute is unique. It is the
only death statute that directs the prosecutor to exercise
discretion to decide who shall be spared from the ultimate
penalty during the middle of a death penalty proceeding. In
every other state, a death penalty hearing automatically follows
the conviction.

After a conviction for murder, a death penalty hearing
can be held only "[w]here requested by the State." I11.Rev.Stat.,
1977, Ch. 38 Sec. 9-1(d). The Supreme Court of Illinois
recognized that this statutory language places the decision

on whether to convene a death hearing solely and squarely

in the hands of the Illinois prosecutor. People ex rel. Carey v.

Cousins, 77 I111.2d 531, 397 N.E.2d 809 (1979).
Four of the seven Justices now sitting on the Supreme
Court of Illinois believe that the Illinois Statute violates

the Eighth Amendment. See People v. Lewis, 88 I1l.2d 129,

430 N.E.2d 1346 (1981).

In the Cousins case, three Justices -- Ryan, Clark, and
Goldenhersh -- joined in a dissent. All three opined that

giving the Illinois prosecutor the crucial decision, without
any guiding standards, of who shali be spared from the ultimate
penalty, violated the Eighth Amendment. A fourth, Mr. Justice

Simon, adopted this position in Lewis and has adhered to it

acne es >

in the present case.” Although the three Cousins dissenters
reaffirmed their views in Lewis, each refused to join Justice

Simon for reasons ranging from stare decisis to reliance

that this Court would review the case. People v. Lewis,

430 N.E.2d at 1364. (Chief Justice Goldenhersh and Justices
Ryan and Clark, concurring).

It is apparent from this Court's decisions that four
of the seven Illinois Supreme Court Justices are correct in
their view that the statute is unconstitutional. This Court

in Gregg v. Georgia, 428 U.S. 153, 49 L.Ed.2d 859, 96 S.Ct.

2909 (1976), stated:

While Furman did not hold that the infliction
of the death penalty per se violates the
Constitution's ban on cruel and unusual
punishment, it did recognize that the
penalty of death is different in kind from
any other punishment imposed under our
system of criminal justice. Because of

the uniqueness of the death penalty, Furman
held that it could not be imposed under
sentencing procedures that created a
substantial risk that it would be inflicted
in an arbitrary and capricious manner.

428 U.S. at 188.

Applying Furman v. Georgia to the statutes being reviewed,

this Court in Gregg held:

Furman mandates that where discretion is
afforded a sentencing body on a matter

so grave as the determination of whether
a human life should be taken or spared,
that discretion must be suitably directed
and limited so as to minimize the risk of
wholly arbitrary and capricious action.
(Emphasis added) 428 U.S. at 189.

2 Justice Simon was not sitting on the court in November,
1979, when Cousins was decided.

In Illinois, the prosecutor has the unfettered discretion
to decide whether to convene a death penalty hearing. The
failure to “suitably direct" the prosecutor's post-trial
discretion is the legal equivalent of the failure to "suitably
direct" the sentencing body's discretion. Stated another
way, by requiring the prosecutor to exercise standardless
discretion during a death penalty proceeding, Illinois has
recreated the pre-Furman problem.

In upholding the constitutionality of the Illinois
death penalty statute, the Illinois Supreme Court has relied

on the majority opinion in Cousins. People v. Lewis, 430

N.E.2d at 1354. In Cousins, the court recognized the the
Illinois statute contained no guidelines to govern the
prosecutor's decision whether to convene a death penalty
hearing. However, the court referred to the aggravating and
mitigating factors listed in I11.Rev.Stat., 1977, Ch. 38,
Sec. 9-l(b) and (c). The court then assumed that the pro-
secutor would be guided by these factors. However, as
Justice Ryan pointed out in his dissent in Cousins, there is
no requirement in the statute that the prosecutor be so
guided, and therefore the prosecutor is free to ignore these

factors in making his decision. People ex rel. Carey Vv.

Cousins, 397 N.E.2d at 822. (Justice Ryan, dissenting).
In fact after nearly 6 years of operation of the Illinois
Statute, facts and cases are now available to demonstrate

the arbitrary and capricious exercise of discretion by local

prosecutors which demonstrates the unconstitutionality of

the statute. For example, in People v. Greer, 79 Ill.2d

103, 402 N.E.2d 203 (1980), both the Illinois Attorney
General and the local prosecutor admitted that the local
prosecutor's predecessor had erroneously (and successfully)
sought imposition of the death penalty. In two other cases,
the prosecutors reversed their own decisions to seek imposi-
tion of the death penalty for reasons apparently unrelated
to either the possible existence of an aggravating factor or

the prosecutor's evaluation of the evidence. See People v.

Glen Hipkins, 97 I11.App.3d 579, 423 N.E.2d 208 (1981);

People v. Michael Robinson, 87 Ill.App.3d 621, 410 N.E.2d

121 (1980). In People v. Walker, 84 111.2d 512, 419 N.E.2d

1167 (1981), the local prosecutor initially agreed to allow
the defendant to plead guilty and receive a sixty-year
sentence. The defendant later withdrew the plea. The
prosecutor, citing "mistake" and concern for “conservation
of tax dollars" as affecting his earlier opinion, changed
his mind and requested the death penalty after defendant
pleaded guilty once again.

A good example of the arbitrariness which exists in

practice appears in a comparison of two similar central

Illinois jurisdictions, Champaign and Sangamon Counties.

Since the enactment of the Illinois Death Penalty Statute,
prosecutors in Champaign County have sought the death penalty
in every murder case in which they felt an aggravating

factor was present. See People v. Robert Kirkpatrick, 70

Cn

Ill.App.3d 166, 387 N.E.2d 1284 (1979), (double murder) ;

People v. Jerry Gleckler, 82 111.2d 145, 411 N.E.2d 849

(1980) (double murder); People v. Michael LeCrone, 4th

District, No. 15877 (murder-robbery); People v. Phillip

Peeples, 4th District, Nc. 16759 (murder-attempted rape).
This practice is in sharp contrast to the apparent policy in
nearby Sangamon County, where although five murder defendants
were subject to the death penalty because a statutory aggra~
vating factor existed, the prosecution has never sought the

death penalty. See People v. Ozark Nesbit, Sangamon County

Case No. 78-CF-537 (second murder conviction); People v.

Wesley Brents, 4th District, No. 16274 (murder-robbery) ;

People v. James Lee, 4th District, No. 16273 (murder-robbery) ;

People v. Vernon Hicks, 4th District, No. 16674 (murder-

attempted murder-armed robbery); People v. Donald Groth,

Sangamon County Case No. 80-CF702 (second murder conviction).
The different results in these cases demonstrate that
the fear of guideless prosecutorial discretion under section
9-1(d), to which Justice Ryan's dissent in Cousins referred,
has now been borne out in practice.
It is no answer to the constitutional problem to argue
that Gregg decided the issue. This Court in Gregg recognized

that certain types of pre-trial prosecutorial discretion are

unavoidable. One of the arguments urged by the defendants
in Gregg and its companion cases was that the inherent power

of the prosecutor to undercharge, not charge at all, and plea

bargain, all of which would allow a particular defendant to

escape the death penalty, rendered all death penalty statutes
unconstitutionally arbitrary and capricious. In rejecting
this argument, the Court viewed these prosecutorial decisions
to be unavoidable and an integral part of our system.

Gregg allows the Illinois prosecutor to make the traditional
pre-trial choices. But, the Illinois prosecutor is also given
the power under the Illinois statute to make a post-trial
choice and a vital one at that: whether to convene the penalty
hearing and put the defendant's life in jeopardy. It is this
choice, which was not an issue in Gregg, that we challenge
here on Eighth Amendment grounds.

Thus, one major difference between the prosecutor's inherent
pre-trial discretion attacked in Gregg and the prosecutor's
discretion attacked here is that the former is unavoidable
while the latter is fully avoidable.°

There is another major difference between the discretion
approved in Gregg and that of Illinois prosecutors. In Georgia,
the only way for a prosecutor to avoid a death penalty hearing
is to refuse to charge a capital offense. Such undercharging
would violate his duty as a prosecutor and the public trust.

As three members of this Court found, however, very few pro-
secutors would arbitrarily ignore both their duty and public
trust by failing to charge a capital offense, when warranted

by the evidence, simply to avoid a death penalty. Gregg v.-

3 As this Court recognized in Gregg, to prohibit the
traditional charging discretion in a death penalty case would

in effect “outlaw” capital punishment. (428 U.S. at 199, n. 50).
Our attack on the Illinois statute in no way challenges the
traditional charging power of the prosecutor.

Georgia, 428 U.S. at 224-5 (White, J., Burger, C. J., and
Rehnquist, J.).

In contrast to Georgia, the discretion afforded
prosecutors in Illinois is totally different. As discussed
above, the Illinois statute contains no standards whatever
which govern the prosecutor's decision whether to seek the
death penalty. The Illinois statute does not even require
that the prosecutor request a death penalty hearing if his
evidence establishes one or more of the statutory aggravating
factors. Therefore, in contrast to Georgia, an Illinois
prosecutor is free to not seek the death penalty as he sees
fit, and that decision violates neither his duty nor the
public trust.

In summary, the discretion granted Illinois prosecutors
is unique and totally avoidable. Such discretion has not
yet been reviewed by this Court. As demonstrated, the
discretion afforded Illinois prosecutors is not a component
of the traditional charging power. Also as demonstrated,
that discretion is totally without standards. Therefore, by
interjecting needless complications into the death sentencing
process, the Illinois statute certainly has not “minimize (d)
the risk of arbitrary and capricious" death sentences.

Gregg v. Georgia, 428 U.S. at 189. Finally, although a

majority of the Illinois Supreme Court have found the
Illinois statute does violate the Eighth and Fourteenth
Amendments, three of those justices have deferred to this
Court for a final resolution of the issue.

For these reasons, certiorari should be granted.

VI.

CONCLUSION

For the foregoing reasons, Luis Ruiz, petitioner,
respectfully requests that a writ of certiorari be issued

to the Supreme Court of Illinois.

Respectfully submitted,

THEODORE A. GOTTFRIED
State Appellate Defender
A Office of the State Appellate Defender
300 East Monroe, Suite 100
Springfield, IL 62701
(217) 782-7203

COUNSEL FOR PETITIONER

CHARLES M. SCHIEDEL
Supervising Attorney
Supreme Court Unit

OF COUNSEL

APPENDIX A

Docket No. 53415—Agenda 1—May 1981.
THE PEOPLE OF THE STATE OF ILLINOIS, Appellee,
v. LUIS RUIZ, Appellant.

CHIEF JUSTICE RYAN delivered the opinion of the
court:

By information filed in the circuit court of Cook County,
Luis Ruiz and Juan Caballero were charged with the mur-
ders of Michael Salcido, Arthur Salcido, and Frank Mussa.
The defendants were also charged with armed violence (Ill.
Rev. Stat., 1978 Supp., ch. 38, par. 33A—2) and unlawtul
restraint (Ill. Rev. Stat. 1979, ch. 28, par. 10—3.2)) as to
each of the victims, Ruiz and Caballero were granted a
severance and were subsecuently tried simultaneously be-
fore a single judge, making use of two separate juries. At
the conelusion of trial, the Ruiz jury returned a verdict of
guilty on al! counts. The prosecutor requested a hearing to
consider whether the death penalty should be imposed. The
defendant waived a jury and, after hearing evidence in ag-
gravation and mitigation, the trial judge sentenced Luis
Ruiz to death. (Il. Rev. Stat., 1978 Supp., ch. 38, pars. 9—
1(d), (h).) The sentence was stayed (73 Il. 2d R. 609(a)),
pending direct appeal to this court pursuant to Rule 603
(73 Ill. 2d R. 603). Caballero was also convicted of three
counts of murder, three counts of armed violence and three
counts of unlawful restraint. After a separate sentencing
hearing he was also sentenced to death. We consider in
this appeal oniy the conviction and sentence of Luis Ruiz.

For the reascns expressed in this opinion, we affirin the
conviction and sentence of death.

On the evening of February 24, 1979, Arthur Salcido,
then 19 years of age, and Frank Mussa, 16 years of age,
both of Princeton. Illinois, together with Arthur’s brother,
Michael Salcido, 17 years of age, drove from Princeton to
Chicago. Michael had been visiting his brother in Prince-
ton, and that night the three buys went to his mother’s
apartment in Chicago. The boys had borrowee a car in
Princeton and arrived in the city about midnight. At ap-
proximately 1 a.m., the three youths left the apartment
and drove to an all-night restaurant in the neighborhocd.

Defendart Luis Ruiz. agec 19, Juan Caballero, Placedo
Laboy, and a fourth youth namec Aviles, encountered Ar-
thur, Michael and Frank in the restaurant. Michael ap

proached Ruiz and irguired whether he knew where some
marijuana could be obtained. Ruiz responded that he did
not have any marijuana and he did rot know where any
could be obtained. Michael then asked Ruiz if he knew a
person named Jose Cortez, a Latin Eagle. Ruiz, who was
himself a member of a riva! gang, the Latin Kings, asked
Michael if he was a Latin Eagle. Michael responded affirm-
atively. Ruiz then told Michael that he and his companions
were also Latin Eagles. At this point, Michael began to
brag to Ruiz that he had ridden on “hits” with the Eagles
and had been the driver on one such “hit” by the Eagles
on two Latin Queens, the female companions and counter-
parts of the Latin Kings. After this exchange, Ruiz told
Michael that he did in fact know where to obtain mari-
juana and that he would show Michael where to get it.

All got into the victims’ automobile with Michael, Ar-
thur and Frank in the front. Ruiz and his companions were
in the back seat. Ruiz directed the driver into an alley
where Ruiz and his companions got out of the car. They
told Michael to acccmpany them down the alley and they
would show him the location of the marijuana. Once they
were out of sight of the automobile, Ruiz and his friends
revealed that they were not Eagles but were instead Latin
Kings, after which they beat Michael Salcido to the
ground. When the beating was over, Labev produced a gun
and Aviles a knife, and they all marched Michael back to
the car.

All seven youths then got into the car at the direction
of Ruiz and his group. Laboy tock over as driver, with
Ruiz occupying the back seat along with Michael. Laboy
drove to a second alley which was T-shaped. He drove
some distance down the “T” where he stopped the car. La-
boy and Caballero then took Michael and Frank around tie
corner of the alley and forced them to lie face down in the
snow. Ruiz remained with the car while Aviles stabbed and
killed Arthur Saicido in the automobile. Laboy then
brought Frank Mussa back to the car, took the same knize,
and stabbed Frank Mussa to death. Finally, Caballero re-
turned with Michael Salcido and stabbed him to death in
the back seat of the car. The members of the group then
took articles of clothing from the trunk of the victims’ au-
tomobile and attempted to wipe the vehicle ciean of finger-
prints. After completing this task, Ruiz and the others all
left the scene. Ruiz ard Caballero were arrested on March
8, 1979, anc charged with the offenses ceseribed above.

A -2-

tn this appeal, defendant argues that because there is
no evidence that he actually did any of the acts which re-
sulted in death, his conviction on the principle of account-
ability cannot form the basis for imposition of the death
penalty under the Mlinois statute (Ill. Rev. Stat., 1978
Supp., ch. 28, par. 9—1). Further, if the statute allows
death to be imposed on a defendant who is merely account-
able for the conduct of another, such provision is unconsti-
tutional. In addition, the defendant argues that the proce-
dure employed at trial denied his right to a severance and
that he has not been proved guilty beyond a reasonable
doubt.

We turn first to a consideration of whether the proof
adduced at trial is sufficient to sustain a conviction for .
murder, armed violence, and unlawful restraint. We agree
with the defendant that there is no direct evidence estab-
lishing that Ruiz ever struck any of the blows that resulted
in the deaths of the victims. However, the case was sub-
mitted to the jury with proper instructions setting forth
the principle of accountability, and the record proves Ruiz’
guilt on each charge beyond 2 reasonable doudt as a will-
ing participant in the criminal enterprise. There is no
doubt that Ruiz was legally accountable for the conduct of
his companions and, as such, shares equally in their guilt.

In People v. Rybka (1959), 16 Ill. 2d 394, this court up-
held the defendants’ murder convictions predicated sclely
upon their being accountable for the actors’ conduct, even
though they were not present during the crime. In Rybka,
13 persons embarked upon a venture to “get a negro.” (16
Ti. 2d 394, 400.) They departed in two groups, employing
separate vehicles, an Oldsmobile and a Chrysler. The two
groups started out together, being led by the Oldsmobile,
but soon became separated. The occupants of the Chrysler
eventually disbanded anc went home without incident. The
other group, however, accomplished their purpose when
one of them struck the victim in the head with a hammer.
Despite the fact that defendants Gorski and Budz were oc-
cupants of the Chrysler and consequently not present when
the crime was committed, this court upheld their convic-
tions for murder and observed:

“Evidence that a defendant voluntarily attached himself

to a group bent on illegal acts with knowledge of its de-

sign supports an inference that he shared the common
purpose and will sustain his conviction as a principal for

a crime committed by another in furtherance of the ven-

A -3-

ture. People v. Tarver, 381 Ill. 411; People ». Rudecki, 309

Ill. 125." (Peopie v. Rybku (1959). 16 Ill, 2d 394, 405.)

Active participation has never been a requirement for
the imposition of criminal guilt upon the theory of account-
ability. People v. Morgan (1977), 67 Ill. 2d 1, 9; People v.
Kessler (1974), 57 Mil. 2d 493, 497-98, cert. denied (1974),
419 U.S. 1054, 42 L. Ed. 2d 650, 95 S. Ct. 635; People v.
Allen (1974), 56 Ill. 2d 536, 541, cert. denied (1974), 419
U.S. 863, 42 L. Ed. 2d 102, 95 S. Ct. 120; People v. Hill
(1968), 39 Ill. 2d 125, 134-35. cert. denied (1968), 392 U.S.
936, 20 L. Ed. 2d 1894, 88 S. Ct. 2305; People v. Johnson
(1966), 35 Ill. 2d 624, 626; People v. Richardson (1965), 32
Ill. 24 472, 476-77, cert. denied (1966), 384 U.S. 1021, 16
L. Ed. 2d 1023, 86 S. Ct. 1935.

Section 5—2(c) of the Criminal Code of 1961 provides
that a person is legally accountable for conduct of another
whens

“Bither before or during the commission of an offense,

and with the intent to promote or facilitate such commis-

sion, he solicits, aids, abets, agrees or attempts to aid,
such other person in the planning or commission of the

offense. ***’’ Ill. Rev. Stat. 1977, ch. 38, par. 5—2(c).

In this case, the testimony of Julio Lopez and the as-
sistant State’s Attorney, to whom Ruiz made incriminating
staternents, establishes that Ruiz was a principal character
in the common enterprise obviously bent on committing
acts of violence upon the victims. Ruiz admitted to the
State's Attorney that he initiated the plan to mislead the
victims into believing that Ruiz and his group were Latin
Eagles. This admission was corroborated by Julio Lopez,
who testified that on March 2, 1979, Ruiz, in the presence
of Placedo Laboy and himself, stated, “Do you know who
‘offed’ those three guys in that car? It was us.” Ruiz then
went on to relate the details of the event, including the
fact that they had misled their victims into believing they
were Latin Eagles instead of Latin Kings. The only con-
ceivable purpose of the deception was to allow Ruiz and his
friends to maneuver the victims into a situation where they
could avenge the “hit” upon the Latin Queens. of which
Michael had bragged earlier. Having aided Caballero and
the others in their plot to do violence to these victims by
‘ deceiving them and getting them into the car, Ruiz became
accountable for the conduct of each member of the group.
In fact, the evidence discloses that it was Ruiz who told
the victims he could procure marijuana for them and who

A -4-

directed them to drive into the alley where Ruiz and his
companions administered a severe beating to Michael. Af-
ter the beating, Ruiz again entered the car, which then
proceeded to the location where the victims were brutally
murdered. The defendant argues that his mere presence at
the scene of the crime does not make him accountable for
the murders. The evidence shows much more than the
defendant’s mere presence. His continued presence during
the commission of all three murders, plus his participation
in the attempt to obliterate fingerprints after the crimes
were committed, are alone sufficient to show “* “a common
design to do an unlawful act to which all assent.’ ” (People
vy. Morgan (1977), 67 Il. 2d 1, 10, cert. denied (1977), 434
U.S. 927, 54 L. Ed. 2d 287, 98 S. Ct. 411; People v. Wash-
ington (1962), 26 Tl. 2d 207, 209.) Later in this opinion we
shall discuss additional evidence concerning the extent of
Ruiz’ involvement.

We also reject the defendant’s assertion that because he
did not take the knife and did nothing to facilitate the ac-
tual killings he had somehow withdrawn from the enter-
prise and ceased to be accountable for the conduct of the
others. Once a person becomes accountable for the conduct
of another, he remains so until he detaches himself from
the criminal enterprise. This court has held that no with-
drawal is possible until the person desiring to withdraw ef-
fectively communicates his intention to the others so as to
give them an opportunity to follow his example and to do
so before the act with which he is charged has commenced,
or has become so inevitable that it could not reasonably be
stayed. (People v. Brown (1962), 26 Ml. 9d 308; People v.
Rybka (1959), 16 Ill. 2d 394, 406.) The defendant in this
case has failed to produce any evidence of his withdrawal.
In point of fact, all inferences to be drawn from the record
are to the contrary. If Ruiz desired to withdraw from the
murders of these three boys, he had ample opportunity
even after Michael had been beaten. The fact that Ruiz got
into the car and rode to the second alley, and remained
during the commission of all three murders, destroys any
notion that he was no longer participating in the criminal
enterprise. Further, as noted earlier, after the crime had
been completed, all of the perpetrators, including Ruiz, re-
mained at the scene to wipe fingerprints off of the vehicle.
Evidence of events occurring after the crime had been
committed is competent to snow participation in the crime
itself. People v. Kolep (1963), 29 Ill. 2d 116, 120.

We turn next to the matter of how this trial was con-
ducted and the issue raised concerning severance. The
defendant’s contention is basically that although his motion
for a severance was granted, the trial court negated its ef-
fect by conducting a simultancous trial before two juries
and nuling that if either defendant took the stand to testify,
both juries would be present. The defendant argues that
this action deprived him of his right to a severance and
amounted to a denial of a fair trial.

An accused does not have a right to be tried separately
from his companions when charged with offenses arising
out of a common occurrence. (People v. Yonder (1969), 44
Il. 2d 376, 286, cert. denied (1970), 397 U.S. 975, 25 L.
Ed. 2d 270, 90 S. Ct. 1094; People v. Watt (1942), 280 Ill.
610, 613.) The question of whether a severance should be
granted in a particular case is a matter largely within the
discretion of the trial judge. (People v. Henderson (1967),
37 Ill. 2d 489, 492, cert. denied (1967), 389 U.S. 943, 19 L.
Ed. 2d 297, 88 S. Ct. 305.) The primary question to be
considered is whether the defenses of the several defend-
ants are so antagonistic that any or all of them could not
receive a fair trial unless a severance is granted. (People v.
Brooks (1972), 51 Ml. 2d 156, 166; People v. Bernette
(1970), 45 Ill. 2d 227, 241, rev'd on other grounds (1971),
403 U.S. 947, 29 L. Ed. 2d 858, 91 S. Ct. 2290-91; People
v. Gendron (1968), 41 Ill. 2d 351, 357, cert. denied (1969),
296 U.S. 889, 24 L. Ed. 2d 164, 90 S. Ct. 179.) Here, nei-
ther Ruiz nor Caballero gave notice that he intended to
proceed by way of any defense which would be inconsistent
with their presence at the crime scene or their mental ca-
pacity to commit these offenses. It would be pure specula-
tion to conclude that either of these defendants was forced
not to testify, or was otherwise prejudiced by the fear that
accusatory testimony might be delivered by the other in re-
taliation. Mere apprehension of a particular result will not
sustain an allegation of prejudice to the accused. People v.
Yonder (1969), 44 Ill. 2d 376, 286, cert. denied (1970), 397
U.S. 975, 25 L. Ed. 2d 270, 90 S. Ct. 1094; People v. Gen-
dron (1968), 41 Ill. 251, 357, cert. denied (1969), 396
U.S. 889, 24 L. Ed. 2d 164, 90S. Ct. 179.

Moreover, the motion for severance was granted in this
case primarily to avoid possible conflict with Bruton v.
United States (1968), 391 U.S. 123, 20 L. Ed. 2d 476, 88
S. Ct. 1620. Caballero had apparently made certain incrimi-
nating statements which implicated Ruiz. To avoid the pos-

A+

sibility that these statements would be admitted into evi-
dence as a confession, regardless of whether Caballero
took the stand, and thereby violate the Bruton mule es to
Ruiz, the trial court employed two juries. Under the proce-
dure used, inciuding the ruling that both juries would hear
the testimony of either defendant, any possible conflict
with Bruton was avoided. The reason is that if Caballero
took the stand and, consistent with his prior statement, im-
plicated Ruiz, he would be in effect a State’s witness
against him, subject to cross-examination the same as any
other witness. In this situation the Bruton problem. is
avoided because the out-of-court statement would not be
put into evidence. On the other hand, if Caballero did not
take the stand and the State attempted to introduce the
statement as proof of Czballero’s guilt, any potential con-
flict’ with Bruton could be avoided by removing the Ruiz
jury. In addition, even if the trial judge had ruled that noth
juries would be present during cross-examination, Nelson
v. O’Neil (1971), 492 U.S. 622, 29 L. Ed. 2d 222, 91 S. Ct.
1723, would compel us to hold that such ruling would be
correct. In Nelson, the Supreme Court held that in 2 joint
trial before a single jury a defendant’s sixth amendment
rights were not violated when his codefendant took the
stand and was subsequently impeached with a prior state-
ment implicating the defendant.

We hold therefore that since both juries would have
been entitled to hear the testimony of these defendants,
the trial court’s granting of the motion upon these condi-
tions was not an abuse of discretion, nor did it prejudice
defendant Ruiz so as to deny him a fair trial. There re-
mains, however, the question of whether the procedure of
employing two juries in this fashion arnounts to a per se
denial of some constitutional protection.

This identical issue has been presented and resolved in
favor of the multiple-jury procedure as a device to avoid
the Bruton confrontation problem. In United States v. Sid-
man (9th Cir. 1972), 470 F.2d 1158, cert. denied (1973), 409
U.S. 1127, 35 L. Ed. 2d 260, 93 S. Ct. 948, the court, rec-
ognizing the potential for error of constitutional propor-
tions, nonetheless found that multiple juries did not deny
an accused any of his rights provided by the Constitution
or the Federal Rules of Criminal Procedure. The same con-
clusion has been reached in other cases. (See United States
v. Rowan (6th Cir. 1975), 518 F.2d G85, cert. denied (1975),
423 U.S. 949, 46 L. Ed. 2d 284, 96 S. Ct. 368; Unzted

A-T-

States v. Rimar (6th Cir. 1977), 558 F.2d 1271, cert. denied
(1978), 435 U.S. 922, 55 L. Ed. 9d 515, 98 S. Ct. 1484.)
While we, too, recognize the possibility for prejudicial error
resulting from confusion at trial inherent in this procedure,
we conclude that in this case no such error exists.

From the onset the trial judge exercised extreme cau-
tion in instructing each member of the two jurics as to
what exactly was going on. The record is replete with re-
minders and admonishments to the effect that neither jury
is to discuss any aspect of the case with the other. Each
side was well aware of the presence of the other jury, and
counsel, along with the court, took great care in insuring
that each jury heard only that evidence which was relevant
to each respective case. Due to the nature of the testimony,
most of the evidence offered at trial was admissible against
both defendants. The record fails to disclose a single inci-
dent of confusion or impropriety. The Supreme Court has
observed that a defendant in a criminal case is entitled to a
fair trial, not a perfect one. (Lutwak v. United States
(1952), 344 U.S. 604, 619, 97 L. Ed. 593, 605, 73 S. Ct.
481, 490.) Based upon the record now before us, we be-
lieve that mandate has been fulfilled in this case.

The defendant next argues that the Illinois statute pro-
viding for imposition of the death sentence was not in-
tended to be applied to those persons found guilty of mur-
der under the theory of accountability. We do not agree.
The statute does not specifically preclude the imposition of
the death penalty if the defendant's conviction is based on
accountability. Section 9—1(cX5), however, lists, as a miti-
gating factor, “the defendant was not personally present
during the commission of the act or acts causing death.”
(Ill. Rev. Stat., 1978 Supp., ch. 38, par. 9—1(cX5).) Thus, if
a defendant were convicted of murder under the account-
ability theory, and was not personally present when the
acts causing death were committed, as was the case with
some of the defendants in People v. Rybka (1959), 16 Ill.
2d 394, mentioned above, this fact may be considered in
mitigation. By contrast, there is no provision in the statute
for special consideration of a defendant convicted on the
theory of accountability when he is personally present
when the acts causing death are committed. It would ap-
pear that the typical case in which a defendant would not
be present during the act or acts causing death would be a
case in which the defendant would be found guilty of mur-
der on the basis of accountability. If the legislature had in-

A-8-

tended that under the accountability theory, and was not
personally present when the acts causing death were com-
mitted, as was the case with some of the defendants in
People v. Rybka (1959), 16 I. 2d 394, mentioned above,
this fact may be considered in mitigation. By contrast,
there is no provision in the statute for special consideration
of a defendant convicted on the theory of accountability
when he is personally present when the acts causing death
are committed. It would appear that the typical case in
which a defendant would not be present during the act or
acts causing death would be a case in which the defendant
would be found guilty of murder on the basis of account
ability. If the legislature had intended that the death pen-
alty would not be applicable where the defendant is found
guilty of murder on the basis of accountability, there would
have been no reason to provide for his absence as a miti-
gating factor.

The defendant notes that the legislature, in cases of fel:
ony murder, precludes the imposition of the death penalty
if the defendant did not actually kill the individual. (Ill.
Rev. Stat., 1978 Supp., ch. 38, par. 9—1(b\6Xa).) The
defendant argues that this establishes the legislature's in-
tent that any defendant who does not strike the fatal blow
should not be sentenced to death. This conclusion does not
follow. Since the only intent necessary to support a felony-
murder conviction is that to commit the underlying felony
(People v. Hickman (1974), 59 Ill, 2d 89, cert. denied
(1975), 421 U.S. 913, 43 L. Ed. 2d 779, 95 S. Ct. 1571;
People v. Auilar (1974), 59 tii, 2d 95, 101; People v. Miller
(1980), 89 Ill. App. 3d 978, 979; People v. Nelson (1979), 73
Ill. App. 3d 593, 595; Ill. Rev. Stat. 1979, ch. 38, par. 9-
1(aX3)), the legislature provided that the death penalty can
only be imposed upon the one actually doing the killing, to
avoid the possibility of a person being put to death without
having possessed even the general intent for the crime of .
murder. Also, as noted above, it provided that a mitigating
factor in other murders, obviously based on accountability,
is the lack of personal presence. If the legislature intended
that the death penalty not be imposed on those who were
personally present but did not actually kill in every case, it
could have so provided. The trial court properly noted that
accountability is not incompatible with the death penalty in
cases other then felony murders.

In addition to the evidence as to Ruiz’ involvement pre-
viously noted, some other evidence not previously recited is

extemely significant. Julio Lopez, a former member of the
Latin Kings gang. testified that Ruiz, in telling him of the
murders, said that he, Ruiz, held a gun on the victims
while the others did the stabbing and that he checked the
bodies afterwards to see if the victims were dead. The
defendant ccntends that since Lopez did not include these
comments in his prior statement to the assistant State's
Attorney, they are not worthy of belief. The degree to
which Lopez’ testimony may have been discredited must be
determined by the trier of fact at the trial, or by the trial
judge at the sentencing hearing, if the hearing is before
the judge and not a jury. We cannot say, as a matter of
law, that Lopez’ testimony had no probative value. On the
contrary, it strongly supports the verdicts of guilty and the
judge’s decision as to the penalty. Although the statements
concerning the gun and checking of the bodies do not show
that Ruiz struck the actual blow that killed the victims,
they do show a substantial involvement by Ruiz in the ac-
tual killings.

Also, the assistant State’s Attorney who questioned
Ruiz testified that, in relating his story, Ruiz told him that
after they had beaten Michael and before arriving at the
alley where the victims were murdered, Placedo Laboy
stated that they would have to kill these people because
they had seen their faces. The assistant State’s Attorney
also testified that Ruiz told him that when the boys were
being stabbed, he stayed outside the car and that, after
Frank had been stabbed, Laboy handed him the knife, but
he refused to take it. Michael was then brought to the car,
pushed into the back seat, and stabbed by Juan Cabailero.
Although Ruiz consented to be interviewed by the assistant
State’s Attorney, he refused to give a statement in the
presence of a court reporter. The assistant State’s Attor-
ney’s testimony was based on a memorandum he had pre-
pared following his interview with Ruiz and also based on
his memory. In any event, all of the evidence, both favor-
able and unfavorable to the accused, was properly pre-
sented to the jury at trial, and the judge during sentenc-
ing, for their consideration as to its persuasiveness. The
defendant has failed to establish that any of the incriminat-
ing evidence was not worthy of belief as a matter of law.

The defendant relies heavily on Justice White's concur-
ring opinion in Lockett v. Ohio (1978), 488 U.S. 586, 621-
28, 57 L. Ed. 2d 973, 1000-04, 98 S. Ct. 2954, 2981-85 in
support of his contention that the death penalty cannot be

A -10-

constitutionally imposed upon a defendant guilty of murder
on the basis of accountability. We find this reliance to be
misplaced. Justice White’s opinion does not state that a
per. v who does not do the actual killing may not constitu:
tionaily be sentenced to death. The opinion, instead, is con-
cerned with the question of intent. In that case the defend-
ant was participating in a planned robbery and was seated
in a car while her companions, in the course of the robbery,
killed a person, Justice White expressed the concern that
although proved guilty beyond a reasonable doubt, it was
not established that Lockett possessed any intent to kill in-
dependent of the person who actually performed the acts
resulting in death. As noted earlier, under our statute, the
death penalty will not be imposed where a defendant is
convicted of felony murder unless he performed the acts
which resulted in death. This limitation insures that an in-
ference of at least the general intent sufficient to support a
murder conviction will be present before someone is put to
death for felony murder. Where guilt is premised on the
accountability theory the intent of the actor is imputed to
the defendant but his absence from the crime scene will be
a mitigating factor that would prevent imposition of the ul-
timate penalty in cases like Rybka. Moreover, the concur-
ring opinion of Justice White recognizes that the facts of a
particular case might well permit an inference that the
defendant had the requisite intent independent of any im-
puted to him by way of accountability. This conforms to the
settled Jaw of this State holding that the intent to take a
life may be inferred from defendant's acts and the circum:
stances surrounding the commission of the offense. People
v. Jones (1979), 81 Ill. 2d 1, 9-10; People v. Muir (1977), 67
Ill. 2d 86, cert. denied (1977), 434 U.S. 986, 54 L. Ed. 2d
481, 98 S. Ct. 615 (partially overruled in People v. Harris
(1978), 72 Ill. 2d 16, 27); People v. Koshiol (1970), 45 Ill. 2d
573, cert. denied (1971), 401 U.S. 978, 28 L. Ed. 2d 829,
91 S. Ct. 1209; People v. Coolidge (1963), 26 Ill. 2d 533.

In this case Ruiz’ intent to participate in the premedi-
tated acts resulting in the death of the three victims is es-
tablished beyond a reasonable doubt, whether considered
under the accountability statute (Ill. Rev. Stat. 1977, ch.
38, par. 5—1 et seq.), or whether his intent is judged solely
from his own acts and conduct. In support of this conclu-
sion it is again appropriate to reiterate Ruiz’ participation
in this series of tragic events.

It was Ruiz who first deceived the three victims by tell-

ing them that he was a Latin Eagle when they bragged to
him that they had participated in a “hit” on some Latin
Queens. It was Ruiz who directed that they all get irto the
victims’ car and drive to the first alley. Ruiz took Michael
down the alley and participated in beating him to the
ground. Ruiz told the assistant State’s Attorney that his
companions said that they would have to kill the three
boys. After learning this, when they stopped in the second
alley, Ruiz did not depart but stayed while each of the
three wus systematically and ruthlessly executed. Arthur
Salcido was stabbed a total of eight times in the chest, and
his throat was cut completely across, severing his wind-
pipe, as well as the major arteries on either side of his
neck. Frank Mussa was stabbed a total of 21 times: three
times in the neck, three times in the chest and 15 times in
the back. Michae] Salcido was stabbed a total of 18 times:
10 times in the face and neck, five times in the abdomen
and three times in the back. Ruiz never told either Lopez
or the assistant State’s Attorney that he protested while
all of these blows were being struck. In fact, nothing in the
record shows what he was doing during the considerable
time that it took to perform these acts, which must have
been accomplished in the face of extreme effort on the
part of the victims to preserve themselves and through
greater efforts on the parts of the participants to over-
come the victims’ defenses. In any event, when all was fin-
ished, Ruiz assisted the others in wiping the car free of fin-
gerprints and then walked away from the scene with his
companions. Even without considering the testimony of
Lopez that Ruiz said he held a gun on the victims and felt
their bodies to see if they were dead, the evidence. is suffic-
ient to prove Ruiz guilty of three murders beyond a rea-
sonable doubt, along with the necessary intent required to
establish the aggravating factor set forth in section 9—
1(bX8).

The defendant also contends that the indictment did not
sufficiently inform him that the death penalty would be
sought. In People v. Brownell (1980), 79 Ill. 2d 508, appeal
dismissed (1980), 449 U.S. 811, 66 L. Ed. 2d 14, 101 S.
Ct. 59, this court held that the charge in the indictment
constitutes sufficient notice that the death penalty would
be sought. Although Ruiz acknowledges that he was
charged with killing three peopie, which, under the statute,
would make him eligible for the death penalty. he contends
that the statute removes accountxbility convictions from

the death penalty. Therefore he argues that the charge
failed to inforrn him that the death penalty would be
sought. Since our statute provides that a person convicted
of felony murder is not subject to the death penalty unless
he actually did the killing, Ruiz argues that this provision
of the statute, by implication, prohibits the imposition of
the death penalty where one is convicted of murder on the
basis of accountanility. This argumert has been disposed of
by our holding above that section 9—1(oX6) does not re
move accountability convictions as @ foundation for the
death penalty. Consequently, based upon Brownell, the
defendant was suificiently informed that the death penalty
would be sought.

It is appropriate to distinguish the result here reached
frora another recent decision of this court. In People v.
Gleckler (1980), 82 fil. 2d 145, we veeated the death sen-
tence imposed by a jury partly because of the mitigating
factors presented and the extent of the defendant's partici-
pation relative to his codefendants’. In Gleckler. although
the accused did in fact fire shotgur blasts into the heads of
two young boys, his overal! involvement in the episode was
shown to be that of a follower. A great deal of evidence
was produced in mitigation to show the accused's limited
mental capacity, his docile personality, and his “definite
propensity to go along with whatever events were happen-
ing at the time.” (82 Ill. 2d 145, 164.) It was also estab-
lished that the defendant was an alcoholic and that ne had
been drinking on the night of the murders. We also consid-
ered that Gleckler did not have a criminal record. These
factors in mitigation, coupled with the fact that Theodore
Parsons, charged with the same murders and far more cul-
pable than Glecler, received cnly a prison term, led a ma-
jority of this court to conclude that “Gleckler, with no
criminal history, the personality of a doormat, and a prob-
lem with alcohol, was not the ringleader in this sordid af-
fair; nor are his rehabilitative prospects demonstrably
poorer than those who received imprisonment terms. Our
revulsion toward this crime and our lack of sympathy for
Gleckler cannot justify executing only him.” People v.
Gleckler (1980), 82 Ill. 2d 145, 171.

By contrast, the trial judge in this case was presented
with no mitigating factors other than the testimony of one
police officer to whom the defendant had expressed re-
morse and the argunent of counse! that Ruiz did not take
an active part in the crime because he feared for his own

A -13-

life. However, although Ruiz did not stab the victims, he
was not a “follower” or a “doormat.” We believe the infer:
ence that he actively participated in and dirceted the com-
mission of crime could easily have been drawn by both the
jury and the judge during the sentencing hearing. It is in-
conceivzble that these three victims weald calmly submit to
their own systematic slaughter without res‘stance. It would
likewise be absurd to preclude the inference that all of the
perpetrators actively participated in overcoming such re-
sistance by restraint and other acts of vielence untl each
victim was finally killed. We cannot, therefore, reverse the
trial court’s ruling that no mitigating factors sufficient to
preclude the death penalty had been proved. We helieve
that imposing the ultimate penalty of death bared upon the
evidence presented against Ruiz and the inferences prop-
erly drawn therefrom docs not amount to cruel and unu-
sual punishment. Nor is this case like Gleciler, where sul-
ficient mitigating factors precluded imposition of the
ultimate ponalty.

Finally, the defendant asserts that the court inproperly
considered evidence in aggravation. At the sentencing
hearing, both sides stipulated that if the State called all of
its witnesses previously produced at trial, they would tes-
tify similarly. Thereafter, the State introduced testimony
estublishing that Thomas Gricbell, age 16, died as a result
of a gunshot wound to the head which he received on July
13, 1976. The State next culled an assistant State's Attor-
ney who laid the foundation for introduction of a state-
ment, signed by Luis Ruiz, that admitted in great detail
the events of July 13, 1976. The document related in es-
sence that Luis Ruiz fired a rifle from a gangway into a
crowded parking lot across a street and thereafter saw a
person in the parking lot grab his head and fall to the
ground. This act was done in furtherance of plans made
earlier that day by Ruiz and others to “hit a Royal.” The
parking lot into which Ruiz fired was adjacent to a restau-
rant uscd as a meeting place for members of that gang.
The defendant objected to the introduction ofthis document
and now contends that, since no conviction resulted from
the alleged event, it was error for the cowrt to consider it.
In People v. La Pointe (1981), $8 Il. 2d 482, we discussed
this question in detail and held that a judge conducting a
sentencing hearing is not limited to considering evidence
that would only be admissible during a trial but could exer-
cise wide discretion in the types of evidence used to assist

A -14-

him in determining the punishment to be imposed. The
defendant’s argument in our case is clearly answered by
the statute. Section 9—1(e) provides that during the sen-
tencing hearing any evidence relative to the aggravating
factors sct out in subsection (b) (Ill. Rev. Stat. 1977, ch. 38,
par. 9—1(b)) may be presented “under the rules governing,
the admission of evidence at criminal trials.” This section
further provides that any additiona! aggravating factor
may be presented “regardless of its admissibility under the
rules governing the admission of evidence at criminal tri-
als.” (Ill. Rev. Stat. 1977, ch. 38, par. 9—1(e).) The evi-
dence objected to did not pertain to an aggravating factor
set out in subsection (b). The rules governing the admissi-
bility of evidence at criminal trials therefore would not ap-
ply to this statement of the defendant. The statement was
properly admitted for the consideration of the tria) judge in
determining the penalty to be imposed.

This case has been held under advisement pending the
filing of an opinion by the United States Supreme Court in
Enmund ». Florida (1982), _ U.S. __, 78 L. Ed. 2d
1140, 102 S. Ct. 3368. The holding of the majority in that
case is stated as follows:

“(I]t is for us uitimately to judge whether the Eighth
Amendment permits imposition of the death penalty on
one such aS Ennvand who eids and abets a felony in the
course of which a murder is committed by others but who
does not himself kill, attempt to kill, or intend that a kill-
ing take place or that lethal force will be employed. We
have concluded, along with most legislatures and juries,
that it does not.” Us. a ee
1140, 1151, 102 S. Ct. 3368, 3576-77.

In Enmund v. Florida the court emphasized that the
focus must be on the culpability of the defendant Enmund,
not on that of those who, during the course of the robbery,
shot the victims. Enmund was a robber and aided and
abetted a rodbery, in the course of which murder was com-
mitted by others. Enmund’s criminal culpability was thus
limited to his participation in the robbery and his punish-
ment was tailored to his personal respensibility and moral
ll Ces UB cece mee 10 L. Ed. 2d 1140, 1152, 102
S. Ct. 3368, 3377.) The evidence showed that Enmund, al-
though intending to participate in the robbery of the vic-
tims, stayed in an automobile while his two accomplices ap-
proached the victims’ home, robbed them and then killed
both victims after one of them had shot and wounded one

A-15-

of the accomplices.
“Enmund himself did not kill or attempt to kill; and as
construed by the Florida Supreme Court, the record be-
fore us does not warrant a finding that Enmund had any
intention of participating in or facilitating a murder.”
a L. Ed. 2d 1140, 1152, 102 S. Ct.
3368, 3377.

We have detailed above the participation of Luis Ruiz in
the three murders involved in this case. In Enmund v.
Florida the defendant was found guilty of yelony murder
solely on the basis of his participation in the commission of
the felony, robbery. In our case Ruiz was not tried or con-
victed on the theory of felony murder. We noted above in
this opinion that, under our statute, the death penalty can-
not be imposed for felony murder unless the defendant ac-
tually kills the victim. (Ill. Rev. Stat., 1978 Supp., ch. 38,
par. 9—1(bX6Xa).) In our case Ruiz was present throughout
the violent episode, actively participated, except for strik-
ing a fatal blow, and his conduct was such as to support an
inference that he possessed the intent to take the lives of
the victims.

Nothing in the holding or the language of the majority
opinion in Enmund v. Florida requires a conclusion in this
case contrary to that reached above.

For the reasons stated, the judgments of conviction and
sentence of death of the circuit court of Cook County are
affirmed. The clerk of this court is directed to enter an or-
der fixing Wednesday, March 16, 1983, as the date on
which the sentence of death entered in the circuit court
shall be executed. A certified copy of this order shall be
furnished by the clerk of this court to the Director of Cor-
rections and the wardens of the Illinois State Penitentiary
at Menard and Joliet.

Judgment affirmed.

JUSTICE SIMON, concurring in part and dissenting in
part:

I dissent from the imposition of the death sentence for
the reasons set forth in my dissent in People v. Lewis
(1981), 88 Ill. 2d 129, 179 (Simon, J., dissenting). I also dis-
sent from the majority’s holding that the death penalty
statute (Ill. Rev. Stat. 1979, ch. 38, par. 9—1) covers
defendants such as Luis Ruiz who are convicted of murder
under the theory of accountability. My juagment is that the
intent of the legislature and the plain language of the stat-
ute restrict the scope of the death penalty to defendants

ENG ES
a MAR 8 1983

OFFICE OF THE
STATE APPELLATE DEFENDE

SUPREME COURT UNIT
is ent 3-4-8 3

who kill or who actually possess the intent required for

murder, and exclude from its coverage those individuals
who are convicted of murder under a theory which does
not require that they do the killing and under which “in-
tent” to kill may be imputed.

The death penalty provisions appear in subsections (b)
and (c) of the murder statute, which is section 9—1 of the
Criminal Code of 1961 (II. Rev. Stat. 1979, ch. 38, par. 9—
1(b), (c).) Subsection (a) of the statute, to which the next
two subsections refer, does not mention accountability or
imputed intent other than through felony murder, and in
fact states clearly that “{a] person who kills an individual
without lawful justification commits murder if, in perform.
ing the acts which cause the death ***.” (Emphasis added.)
(Ii. Rev. Stat. 1979, ch. 38, par. 9—1(a).) The crime of
murder by accountability is not defined in section 9—1, or
anywhere specifically in the Criminal Code of 1961; in-

- stead, it derives from sections 5—1, 5--2 and 5—2 of the

Code (Ill. Rev. Stat. 1979, ch. 38, pars. 5—1, 5—2, 5-3) by
applying those sections in conjunction with the murder
statute. The placement of the death penalty provisions
within the murder statute rather than as a separate sec-
tion, combined with the introductory language of the mur-
der statute which I have quoted, suggests that the death
penalty was never meant to be imposed on a person who
committed none of the acts which caused the victim's
death and who can be convicted of murder only by means
of accountability.

This conclusion is bolstered by the wording of the statu-
tory sections involved. Subsection (b) of our murder statute
sets forth eiht aggravating factors the presence of which
will permit the death penalty to be imposed. Except for
the fifth factor, which involves the hiring of another to per-
form a murder, only one of the factors enumerated allows
death for a murder in which the defendant did not person-
ally do the killing. The sixth aggravating factor, which per-
tains to felony murder, is the only one which could even re-
motely involve a defendant who, like Ruiz, neither
“perform[ed] the acts which cause[d] the death” nor was
convicted on a theory of murder which requires the actual,
as opposed to the imputed, intent to kill. Yet that factor is
specifically limited in its application to cases where “‘the
murdered individual was actually killed by the defendant
and not by another party to the crime or simply as a con-
sequence of the crime” (emphasis added) (Ill. Rev. Stat.

1979, ch. SS, par, 9--1>K6,a). regardless of the nature of
the underlying felony, or even the extent of the defendant's
involvement in that felony or the intensity of his intention
that the victim should die. It -s significant that the third
aggravating factor, which pericins to murders of two or
more individuals, requires that the defendant have the “dre
fent to kill more than one person” or that the deaths result
from “separate p) meditated acts” (emphasis added) (iil.
Rev. Stat. 1979, ch. 58, par. O—1043)). neither of which
conditions is met where the theory under which defendant
was convicted permits his intent to he imputed. Not one
agyravating factor pertains to defendants like Ruiz who do
not do the actual killing and who must he prosecuted for
murder under a theory such as accountability which allows
the clement of murderous intent to be supplied vicariously.
The fact that the legislature spc cifically rejected or modi-
fied more inclusive forms of factors (6) and (3) in enacting
the limiting provisos I have mentioned is strong evidence
that it intended not to countenance £0 broad an application
of the death penalty. See } H.RJ., Soth Ml. Gen. Ass’y, at
916-18 (1977) (factor (6)); 1 Legislative Synopsis & Dig.,
goth Jil. Gen. Ass’y, at 955 (1977) (factor (2).

The majority attempts to demonst rate a contrary intent
by pointing to one of the mitigating factors set forth in
subsection (c) of the murder statute. Its reasoning is that
there would be no iced to provide that absence during the
commission of the acts causing death may be considered in
initigation (Ill. Rev. Stat. 1979, ch. 38, par. 9—1(¢K9)) if ac-
countability were not a basis for the imposition of the
death penalty. This argument assumes that a defendant
who is absent during the commission of the fatal acts can-
not be charged with murder directly under the provision of
the murder statute without resorting to accountability the-
ories. J question the soundness of this assumption. As I
have noted, one who solicits the killing of a victim does not
do the actual killing; he need not be at the scene of the
crime. Yet I see no reason why he cannot be prosecuted di-
rectly for murder. His intent to kill is real and need not be
imputed; the act of soliciting another to perform the mur-
der may well qualify as an “fact] which cause[s) the death”
(Ill. Rev. Stat. 1979, ch. 88, par. 9—1(a)). In fact, as I have
also noted above, the murder statute specifically ullows the
death penalty to be imposed on one who solicits the mur-
der of another. (Ill. Rev. Stat. 1979, ch. 38, par. 9—1(b5).)
I fail to see why the mitigating factor relied on by the ma-

A-18-

jority cannot apply to such a person, or why the factor
must be construed as applying to persons merely account-
able for the murderous acts of others in order to have
meaning.

This cowt should not permit a person to be sentenced
to death when all that it can determine is that there is a
strong possibility, or even a probability, that the death pen-
alty statute applies to his conduct. Our practice has been to
interpret criminal statutes and punishment-enhancing pro-
visions with lenity, and to resolve each and every ambiguity
in the reach of such provisions in favor of the derendant.
(See, ¢.g., People v. Hobbs (1981), 86 Ill. 2d 242: People v.
Haron (1981), 85 Il!. 2d 261, 277-78; People v. Lund
(1943), 382 Ill. 213, 215-16.) This practice showd be fol-
lowed with particular rigor in interpreting the death pen-
alty statute, not only because of its severity but also be-
cause of its irrevocability. In this case the statute does not
extend on its face to the grounds on which the defendant
was convicted of murder, and fwther inauiry into the vari-
ous aggravating and mitigating factors icaves room for
considerable doubt as to whether the statute was ever in-
tended to extend to those grounds. My interpretation is
that such an intent did not exist. To the extent that this
interpretation is disputable all doubts should be resolved in
favor of the defendant. An inasmuch as the majority’s at-
tempt to make the death provision cover accountability
cases depends on a labored construction of a mitigating
factor which is probably not obvious to most laymen, the
court should at the very least have given carefw consider-
ation to Ruiz’ claim that the indictment did not sufficiently
inform him that he death penalty would be sought, rather
than dismissing it in :wo brief sentences as it did.

Traditionally, the courts of this State have adhered to
the maxim that “(t]he degree of activity or participation in
a crime should receive attention in fixing the sentence”
(People v. Colone (1978), 56 Ill. App. 3d 1018, 1022; see
People v. Viser (1975), 62 Ill. 2d 568, 586-87; People »v.
Morris (1969), 43 Ill. 2d 124, 181; People v. Parish (1980),
82 Ill. App. 3d 1028, 1033-34; People v. Mikel (1979), 73 Ul.
App. Sd 21, 32). Accountable accomplices have generaily
been given lesser sentences than principal perpetrators in
accordance with this maxim, even though both are guilty
of the crime. (See. e¢.g., People v. Parish (1980), 82 IIl.
App. 3d 1028 (affirming disparate sentences because appel-
lant was the principal perpetrator); People v. Mikel (1979),

73 Ill. App. 3d 21 (same), People v. Coleone (1978), 56 Ill.
App. 3d 1018 (reducing appellant's sentence because he
was merely an accountable accomplice).) While Ruiz may
not have been a “doormat” (Peovle v. Gleckler (1980), 82
Il. 2d 145, 164), neither was he a principal in the three
murders for which the death penalty is being sought. I re-
spectfully suggest that the majority should have considered
this at greater length, both in exercising review of the sen-
tence impesed in this case and in deciding whether the leg-
islature, in enacting a capitai punishment statute silent on
its face regarding accountability, really intended to allow
infliction of the ultimate penalty upor. anyone but ultimate
murderers. I would reverse the death sentence and remand
for resentencing.

A .20.

APPENDIX B

e ILLINOIS SUPREME COURT
.° JULEANN HORNYAK, CLERK
SUPREME COURT BUILDING
SPRINGFIELD, ILL. 62706
(217) 782-2035

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MAR 15 1983

OFFICE OF THE
STATE APPELLATE DEFENDER
SUPREME COURT UNIT

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385010_1400%3A1. Public record. Not legal advice.
