# Petition — Burlington Northern Inc. v. Bair

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1983
- **Citation:** 464 U.S. 830

## Text

82-2148

No.

Office - Supreme Court, U.S
¢ BILED

JUN 27 1983

ALEXANDER L. STEVAS.

—_

IN THE

Supreme Court of the United States

TERM 1983

BURLINGTON NORTHERN, INC., SUCCESSOR By
MERGER To St. Louis-SAN FRANCISCO

RAILWAY COMPANY,
Petitioner,

VS.
James C. Bair,
Respondent.

PETITION FOR WRIT OF CERTIORARI
To The Missouri Supreme Court

JOHN C. SHEPHERD
GERALD D. Morris
PauL N. VENKER

SHEPHERD, SANDBERG & PHOENIX, P.C.
One Mercantile Center - Suite 3000
St. Louis, Missouri 63101

314/231-3332
Counsel for Petitioner,

Burlington Northern, Inc.

DONALD E. ENGLE
Eric A. CUNNINGHAM, JR.
Law Department
Burlington Northern Railroad

June 27, 1983

St. Louis Law Printing Co., Inc., 411 No. Tenth Street 63101

314-231-4477

QUESTIONS PRESENTED FOR REVIEW

I. The Missouri Supreme Court in Bair v. St. Louis-San Fran-
cisco Railway Company, 647 S.W.2d 507 (Mo. banc 1983), er-
roneously held that federal law does not require that a ‘‘present
value”’ instruction be given in an F.E.L.A. case, even though
Petitioner requested and tendered one, and consequently that
court has decided a federal question in conflict with this Court’s
decisions, as well as those of the federal courts of appeal.

II. The Missouri Supreme Court in Bair v. St. Louis-San
Francisco Railway Company, 647 S.W.2d 507 (Mo. banc 1983),
deprived the Petitioner of equal protection uader the law in ap-
proving the exclusive use of M.A.I. 8.02, the jury instruction
for damages in personal injury F.E.L.A. cases tried in the state
courts of Missouri, in that the language of M.A.I. 8.02, in the
setting of the Missouri instruction format, allows a jury to make
an award to the plaintiff based on indirect, remote and
speculative damages not directly or proximately caused by the
injury plaintiff received, and this conflicts with decisions of this
Court and of the federal courts of appeal.

III. The Missouri Supreme Court in Bair v. St. Louis-San
Francisco Railway Company, 647 S.W.2d 507 (Mo. banc 1983),
has held that it is not reversible error for a trial court to exclude
in an F.E.L.A. case, evidence of the non-taxability of the
damage award, or to refuse a tendered jury instruction that any
damage award would not be subject to income tax and therefore
the Missouri Supreme Court has decided a federal question -
measure of damages in an F.E.L.A. case - in a way in conflict
with decisions of this Court, notably, Norfolk & Western
Railway Company v. Liepelt, 444 U.S. 490, 62 L.Ed.2d 629, 100
S.Ct. 755 (1980).

IV. The Missouri Supreme Court’s mandate that M.A.I.
24.01, the verdict director in F.E.L.A. cases tried in the state
courts of Missouri, be used in every F.E.L.A. case, denies
F.E.L.A. defendants due process of law and equal protection
under the law because it does not state a specific act of
negligence on the defendant's part and therefore is a roving
commission for the jury, and prevents the defendant from being
put on notice of the alleged negligence against which it is to de-
fend and furthermore this violates the Supremacy Clause in Ar-
ticle 6, Clause 2 of the Constitution of the United States because
it in effect pre-empts the federal law with regard to what a pro-
per instruction is.

TABLE OF CONTENTS

Questions Presented for Review..............00055 i
po TUE ETT ECV TER CTT eC TT TEe iv
Decision Petitioner Seeks To Have Reviewed.......... vii
PE OUON, 6 ccc hcenecavevececedse toes l
TEND cccneeccucbudedbiscevuawaper 2
POL Ul 6 sa shakaewed reece th sewan cover bewer 6

TE itinkcoeUeusdawana. cnideade ht iebnac spuie 6

SPEAR clsSe niki he Stes eseskndvceesseametns 8

ace Cray bubs pAcwek tarsi nes on ccccnads euawe 14

Paces abies ks a PaeckbasMakwoacteme aedka 17
PE Richt hauds seh shes Congres ceetrasncannee 21
Appendix:

Appendix A

Text of Bair v. St. Louis-San Francisco Rail-
way Co., 647 S.W.2d 507 (Mo. banc

RE Nb aGGl ssechapnec Kibale Gains’ A-l
Appendix B

Missouri Supreme Court Rule 83.08 ........ A-13
Appendix C

Petitioner’s Points Relied On in the Missouri
Court of Appeals and the Missouri

iv

Appendix D

Missouri Supreme Court Rules 70.02(b) and
Den ais Snleor nnd ee ORAS ev dena eee A-17

Appendix E

Portion of Transcript on Appeal - Instruc-
eG IE i ci'sb.ckdckdcsccateens A-18

Appendix F

Trial Court’s order denying Petitioner’s mo-
tion for directed verdict and motion for

SE UC ahi suas ieee cease 4 abaew ne A-21
Appendix G
Pertinent Paragraphs from Petitioner’s Mo-
SUED PEE a Sus neuwstccvasd tes A-22
Appendix H
Instructions Tendered by Petitioner and Re-
fused by Trial Court ..............4.. A-27
Appendix I
Committee Comment to M.A.1. 8.02 ....... A-28
TABLE OF AUTHORITIES
Bair v. St. Louis-San Francisco Railway Company, 647
S.W.2d 507 (Mo. banc 1983)........... i,1,2,3,4,5,6,7,15
Beanland v. Chicago, Rock Island & Pacific Railroad
Company, 480 F.2d 109 (8th Cir. 1973) .......... 6
Brown v. St. Louis Public Service Company, 421 S.W.2d
BP SND TUTE WN knie Soe Uicboctanccedectes 13

Chappell v. City of Springfield, 423 S.W.2d 810 (Mo.
POU a Shabticceed sch dowasscabiceuesuseawesas 13

Chesapeake & Ohio Railway Company v. Carnahan, 241

U.S. 241, 60 L.Ed. 979, 36 S.Ct. 594 (1916) ...... 10,11,12
Chesapeake & Ohio Railway Company v. Kelly, 241 U.S.
485, 60 L.Ed. 1117, 36 S.Ct. 630 (1916) .......... 6,7

Chicago, Rock Island and Pacific Railroad Company v.
Lint, 217 F.2d 279 (8th Cir. 1954) .............5. 18

Crane v. Cedar Rapids & lowa City Railway Company,
395 U.S. 164, 23 L.Ed.2d 176, 89 S.Ct. 1706 (1969) 9,10

Dugo v. Pennsylvania Railroad Company, 125 F.Supp.
TEENS bcc eccicd cece ccaecere 11

Duncan v. St. Louis-San Francisco Railway Company,
480 F.2d 79 (8th Cir. 1973), cert. denied, 414 U.S.
859, 38 L.Ed.2d 109, 94S.Ct. 69 (1973) .......... 7

Flanigan v. Burlington Northern, inc., 632 F.2d 880 (8th
Cir. 1980), cert. denied, 450 U.S. 921, 67 L.Ed.2d

ED nc vuin bet en's ontic.e'c.s.e 15,16,17
Gallick v. Baltimore & Ohio Railway Company, 372 U.S.
108, 9 L.Ed.2d 618, 83 S.Ct. 659 (1963) .......... ll

Harris v. Norfolk Southern Railway, 319 F.2d 493 (4th
Cir. 1963) cert. denied, 375 U.S. 985, 11 L.Ed.2d
473, 84 S.Ct. 517 (1964) ©... cece eee cee e eens 10,11

Heater v. Chesapeake & Ohio Railway Company, 497
F.2d 1243 (7th Cir. 1974), cert. denied, 419 U.S.
1013, 42 L.Ed.2d 287, 95 S.Ct. 333 (1974) ........ 7

Hite v. Western Maryland Railway, 217 F.2d 781 (4th
Cir. 1954), cert. denied, 349 U.S. 960, 99 L.Ed.
B2BS, 75: S.CR. GRO CIGSS) . 0. ccc ccccccccccccccee 18

Holladay v. Chicago, Burlington & Quincy Railroad
Company, 255 F.Supp. 879 (S.D.lowa 1966) ..... 9,10

vi

Louisville & Nashville Railroad Company v. Holloway,
246 U.S. 525, 62 L.Ed. 867, 38 S.Ct. 379 (1918) ...

Marynik v. Burlington Northern Inc., 317 N.W.2d 347
NS SIE ccrsen thnk Arh 1A TR DR EOSAER ED OOS

Norfolk & Western Railway Company v. Liepelt, 444

17

U.S. 490, 62 L.Ed.2d 689, 100 S.Ct. 755 (1980) . .i,5,14,15,
16,17,20

O’Byrne v. St. Louis Southwestern Railway Company,
632 F.2d 1285 (Sth Cir. 1980)........... cee eeees

Pierce v. New York Central Railway Company, 257
he, Oe pe IEE» dase 0.6 pv 60nd dep hein we dace

Ricketts v. Kansas City Stockyards of Maine, 484 S.W.
Be Se, UNG FOTN ois ik vicki vedesccecnbeceesye

Rogers v. Missouri Pacific Railroad Company, 352 U.S.
500, 1 L.Ed.2d 493, 77 S.Ct. 443 (1957) ..........

Seaboard Air Line Railway v. Padgett, 236 U.S. 668, 59
L.Ed. 777, 35 S.Ct. 481 (1915)... wc ccc ceveee

Shupe v. New York Central System, 339 F.2d 998 (7th
Cir. 1965), cert. denied, 381 U.S. 937, 14 L.Ed.2d
Fg We BR, AIRED bis vicbcccicncccsccavss

Sleeman v. Chesapeake & Ohio Railway Company, 414
F.2d 305 (6th Cir. 1969) ....... 0... cee eee ee

Terminal Railroad Association of St. Louis v. Fitzjohn,
165 F.2d 473 (8th Cir. 1948)...............0008.

Urie v. Thompson, 337 U.S. 163, 69 S.Ct. 1018, 93 L.Ed.
aa 66 nS 5 v0 i cobs era penesebneaek step

Vanskike v. A.C.F. Industries, Inc., 665 F.2d 188 (8th
Cir. 1981), cert. denied, 102 S.Ct. 1632 (1982) ....

Wounick v. Hysmith, 423 F.2d 873 (3d Cir. 1970)......

16

vii

ee Ges MA > evan sripsedicn hiv eb.Wepacwees 19
Missouri Supreme Court Rule 70.02............... 3,12,19,20
Missouri Supreme Court Rule 70.03 ................. 3
Missouri Approved Instruction 8.02 ....... i,4,8,9,11,12,13,14
Missouri Approved Instruction 24.01.............. 5,17,19,20

DECISION WHICH PETITIONER SEEKS TO HAVE
REVIEWED

Bair v. St. Louis-San Francisco Railway Company, 647
S.W.2d 507 (Mo. banc 1983).

In THE

Supreme Court of the United States

TERM 1983

BURLINGTON NorTHERN, INC., SUCCESSOR By
MERGER TO St. Louis-SAN FRANCISCO
RAILWAY COMPANY,

Petitioner,
VS.
James C. BAIR,
Respondent.

PETITION FOR WRIT OF CERTIORARI
To The Missouri Supreme Court

JURISDICTIONAL STATEMENT

Petitioner Burlington Northern, Inc. (Burlington Northern,
Inc. is the successor through merger of St. Louis-San Francisco
Railway which was the original defendant in this suit.
Hereafter, the term Petitioner will simply be used for the sake of
clarity.), filed this Petition for Writ of Certiorari after the
Missouri Supreme Court rendered its opinion in Bair v. St.
Louis-San Francisco Railway Company, 647 S.W.2d 507 (Mo.
banc 1983). The Missouri Supreme Court denied Petitioner’s
Motion for Rehearing on March 29, 1983, thereby making the
judgment final on that date. Petitioner has ninety days from
March 29, 1983 to file its Petition for Writ of Certiorari and
therefore, this Petition is timely filed. This Court’s jurisdiction
is invoked pursuant to 28 U.S.C. §1257(3). The questions
presented involve the unconstitutionality of certain pattern jury

ay ye

instructions promulgated by the Missouri Supreme Court for
F.E.L.A. cases, and that court’s holdings which are contrary to
decisions of this Court and the Federal Courts of Appeals.

STATEMENT OF THE CASE

Although the Bair opinion sets out in detail the factual ac-
count of the event in question (see Appendix A), Petitioner will
sketch a brief factual summary thereof. This case was tried in
November of 1979. The injured railroad worker, Mr. Bair, was
a thirty year-old journeyman carman when the alleged injury he
sustained occurred on January 18, 1973. He was using a
pneumatic jack and a pole to push out the indented ends of box-
cars. The jack weighed 300 to 400 pounds and Bair was allegedly
injured while moving it inside a boxcar. He brought suit under
the F.E.L.A. against the St. Louis-San Francisco Railway,
alleging defendant’s negligence in four specifications as follows:
Defendant St. Louis-San Francisco Railway failed to provide
reasonably safe methods, reasonably safe working conditions,
reasonably adequate help and assistance, and reasonably safe
and adequate equipment to straighten the ends of the cars.
Under a verdict director which submitted that defendant failed
to provide reasonably safe conditions for work, or reasonably
safe methods for work (M.A.I. 24.01), the jury found for plain-
tiff and awarded him $313,500 in damages.

The Petitioner moved for a new trial but the trial court denied
the motion. Petitioner appealed to the Court of Appeals,
Eastern District, which affirmed the judgment. Subsequently,
Petitioner successfully obtained transfer to the Missouri
Supreme Courts pursuant to Missouri Supreme Court Rule
83.02. Rule 83.08 (See Appendix B) provides that the transfer of
the case merely shifts the transcript and briefs to the Missouri
Supreme Court. Therefore all points of error asserted in the
Court of Appeals are automatically raised in the Supreme
Court. That court also affirmed the judgment in Bair v. St.
Louis-San Francisco Railway Company, 647 S.W.2d 507 (Mo.
banc 1983).

—e

The issues raised herein are concerned with jury instructions.
Under Missouri Supreme Court Rule 70.02, (see Appendix D) it
is clear that Missouri Approved Instructions are mandatory and
are to be used to the exclusion of any others. Under Missouri
Supreme Court 70.03, a party need not object at trial to any in-
structions given at the request of another party or on the court’s
own motion or to the refusal of any instructions requested by
such party. (See Appendix D). For purposes of clarity, each of
the four instruction issues will be set out hereunder with
separate headings.

Present Value Instruction

At the instruction conference, counsel for Petitioner
tendered, and the court refused, an instruction to have the jury
reduce the award to its present value. (See Appendix E, for the
instruction conference transcript and see Appendix H, where
this instruction is marked as Instruction A, which the trial court
refused). In accordance with Missouri Supreme Court Rule
70.03, Petitioner raised in its motion for new trial the fact that it
had tendered this instruction and that it was refused. (See Ap-
pendix G, paragraphs 21(a) and 22). The Petitioner also there
argued that to refuse to give such an instruction was erroneous
because decisions of this Supreme Court and the federal law of
the F.E.L.A. entitled it to such an instruction. The trial court
denied the motion for new trial (see Appendix F). Petitioner
then raised the issue in the Missouri Court of Appeals, Fastern
District where the point was ruled against it. (See Appendix C).
Subsequent to that decision, Petitioner successfully obtained
transfer to the Missouri Supieme Court and there raised the
issue again. That court held that it was not persuaded that
federal law required a present value instruction in au F.E.L.A.
case. Bair v. St. Louis-San Francisco Railway Company, 647
S.W.2d 507, at 510 [2] (Mo. banc 1983). (See Appendix A).

ek ek

Damages Instruction

M.A.I. 8.02 is the damage instruction which the Missouri
Supreme Court requires to be given in an F.E.L.A. case. At the
instruction conference, Petitioner objected to this instruction,
which was given in this case, as depriving it of its property
without due process of law because it allowed the jury to find it
liable for indirect, remote, speculative and conjectural damages.
(See Appendix E). Petitioner specifically stated that this result
violated its rights under the Fifth Amendment to the U.S. Con-
stitution, Article 1, Section 10 and under the F.E.L.A. The
Court of Appeals, Eastern District held that M.A.I. 8.02 was
the exclusive damage instruction and that no other damage in-
struction could be used. The Missouri Supreme Court held that
M.A.I. 8.02 was sound, and was the exclusive damage instruc-
tion for F.E.L.A. cases tried in the state courts of Missouri.
Bair v. St. Louis-San Francisco Railway Company, 647 S.W.2d
507, at 510[3]. Moreover, Petitioner tendered an instruction
designed to eliminate speculative damages, but it was refused by
the trial court (see Appendix E). The Missouri Supreme Court
held the instruction to be properly refused because it was not
within the M.A.I. scheme, which makes M.A.I. 8.02 the ex-
clusive damage instruction. Bair v. St. Louis-San Francisco
Railway Company, 647 S.W.2d at 510/4].

Income Tax Instruction

At the instruction conference, Petitioner tendered, and the
trial court refused, an instruction to inform the jury that any
award they made to plaintiff would not be taxable as income to
him. (See Appendix E, and see Appendix H, for the instruction,
marked as Instruction E). In its motion for new trial, Petitioner
raised as error the trial court’s refusal to allow it to question
plaintiff about the non-taxability of any award (See Appendix
G, paragraph 11), and its refusal to submit the tendered income
tax instruction on the ground that federal law clearly entitled it
to have such an instruction submitted to the jury. (See Appen-

ib.

— a

dix G, Motion for New Trial, paragraph 21(c)). Petitioner also
there asserted that the refusal to give the instruction deprived it
of equal protection under the Fourteenth Amendment of the
United States Constitution, Article 1, Section 2 and deprived it
of its property without due process of law. The Missouri Court
of Appeals, Eastern District, ruled against the Petitioner on this
point. On transfer to the Missouri Supreme Court, that court
also ruled this point against Petitioner, stating that although
Norfolk & Western Railway Company v. Liepelt, 444 U.S. 490,
62 L.Ed.2d 689, 100 S.Ct. 755 (1980) required such an instruc-
tion, the error was not prejudicial to Petitioner in this case. Bair
v. St. Louis-San Francisco Railway Company, 647 S.W.2d at
$12[10] (see Appendix A).

Verdict Director - M.A.I. 24.01

In its motion for new trial, Petitioner objected to the trial
court’s giving M.A.I. 24.01, which is the verdict director in
F.E.L.A. cases tried in Missouri state courts, on the grounds
that it deprived the Petitioner of its rights under the Fourteenth
and Fifth Amendments of the United States Constitution, Arti-
cle 1, Section 2, and the Missouri Constitution, Article 1, Sec-
tion 10, and its rights under federal law in that the instruction
does not require the plaintiff to set out a specific act or acts of
negligence which he claims were the cause of his injury. Rather,
M.A.I. 24.01 merely requires the jury to make a finding of a
general allegation of negligence (see Appendix G, Motion for
New Trial, paragraph 19). The trial court denied the motion for
new trial. The Missouri Court of Appeals, Eastern District, rul-
ed the point against Petitioner and on transfer, the Missouri
Supreme Court reviewed the point and ruled it against Peti-
tioner, finding that M.A.I. 24.01 is proper. Bair v. St. Louis-
San Francisco Railway, 647 S.W .2d at 510 [5] (see Appendix A).

ain

ARGUMENT

1. The Missouri Supreme Court In Bair v. St. Louis-San Fran-
cisco Railway Company, 647 S.W.2d 507 (Mo. banc 1983), Er-
roneously Held That Federal Law Does Not Require That A
‘Present Value’’ Instruction Be Given In An F.E.L.A. Case,
Even Though Petitioner Requested And Tendered One, And
Consequently That Court Has Decided A Federal Question In
Conflict With This Court’s Decisions, As Well As Those Of The
Federal Courts Of Appeal.

In 1916, this Court held that an F.E.L.A. defendant has a
right, as a matter of federal law, to an instruction telling the jury
that they are to award damages on the basis of present value only.
Chesapeake & Ohio Railway Company v. Kelly, 241 U.S. 485,
491, 36 S.Ct. 630, 60 L.Ed. 1117 (1916). The theory underlying
this is the plaintiff’s duty to mitigate the amount of his damages
and in these circumstances he could certainly do so by putting
the money in an interest bearing account. /d., at 489. Kelly has
not been overruled, and has been cited in countless cases dealing
with the present value instruction issue. Moreover, Petitioner
has yet to find a case which affirms a verdict where a proper
present value instruction was requested and refused and where
the jury rendered its verdict without any present value instruc-
tion being given. For example, in Beanland v. Chicago, Rock
Island & Pacific Railroad Company, 480 F.2d 109 (8th Cir.
1973), the Eighth Circuit Court of Appeals, citing extensive
authority, held that failure to give a present value instruction in
an F.E.L.A. case was prejudicial error. 480 F.2d, at 115. The
Beanland court relied directly on Kelly, supra, in reversing the
case because no present value instruction of any kind was given.
480 F.2d, at 114. Beanland also cited Sleeman v. Chesapeake &
Ohio Railway Company, 414 F.2d 305 (6th Cir. 1969), where no
present value instruction was given and the court remanded the
case for a recomputation of the damages based on the Kelly
‘“‘present worth formula.’’ 480 F.2d, at 115. Nor does there

a

need by any intricate formula submitted to the jury to aid them
in arriving at present value - they can properly apply the rule
upon being told that the award should be only money value.
Duncan v. St. Louis-San Francisco Railway Company, 480 F.2d
79, 87 (8th Cir. 1973), cert. denied, 414 U.S. 859, 38 L.Ed.2d.
109, 94 S.Ct. 69 (1973). Heater v. Chesapeake & Ohio Railway
Company, 497 F.2d 1243 (7th Cir. 1974), cert. denied, 419 U.S.
1013, 42 L.Ed. 287, 95 S.Ct. 333 (1974).

In denying Petitioner’s claim of error of the trial court’s
refusal to give the tendered present value instruction, the
Missouri Supreme Court made clear that its position is that the
M.A.1. scheme or system does not allow for a present value in-
struction and therefore Missouri juries cannot be instructed on
the present value issue. Bair v. St. Louis-San Francisco Railway
Company, 647 S.W.2d at 510 [2] (see Appendix A). Given that
the unanimous weight of authority is that if requested, the pres-
ent value instruction must be given, this statement is clearly con-
trary to opinions of this Court, notably that in Kelly.

Moreover, the instruction tendered was adequate and accep-
table under Kelly, because it would merely have informed the
jury as follows:

If you find in favor of plaintiff and decide to make an
award for any loss of earnings in the future, you must take
into account the fact that the money awarded by you is be-
ing received all at one time instead of over a period of time
extending into the future and that plaintiff will have the
use of this money in a lump sum. You must therefore
determine the present value or present worth of the money
which you award for such future loss.

(This was Instruction No. A tendered by Petitioner to the trial
court, but refused by that court. See Appendix H.) The instruc-
tion is short and straightforward and embodies the concept of
mitigation of damages articulated in Chesapeake & Ohio
Railway Company v. Kelly, supra. Therefore, it would have

ee

been proper to give this instruction on present value and refusal
of it was prejudicial error. Cf. Louisville & Nashville Railroad
Company v. Holloway, 246 U.S. 525, 62 L.Ed. 867, 38 S.Ct.
379 (1918) (tendered present value instruction, which included a
6% interest rate and a 28.62 year life expectancy of the dece-
dent, was held properly refused because of the specific formula
given.)

Petitioner tendered a proper present value instruction, had it
refused by the trial court, objected to that refusal, and has prop-
erly preserved its objection up through the appellate process to
this Court. This point of error involves a fixed, substutive right
for F.E.L.A. defendants under federal law and should not be
resolved against Petitoner merely because the State of Missouri
refuses to follow controlling federal law. Therefore, Petitioner
prays this Court to allow the Writ of Certiorari to issue on this
point of error.

II. The Missouri Supreme Court In Bair v. St. Louis-San
Francisco Railway Company, 647 S.W.2d 507 (Mo. Banc 1983),
Deprived The Petitioner Of Equal Protection Under The Law
In Approving The Exclusive Use Of M.A.I. 8.02, The Jury In-
struction For Damages In Personal Injury F.E.L.A. Cases Tried
In The State Courts Of Missouri, In That The Language Of
M.A.I. 8.02, In The Setting Of The Missouri Instruction For-
mat, Allows A Jury To Make An Award To The Plaintiff Based
On Indirect, Remote And Speculative Damages Not Directly Or
Proximately Caused By The Injury Plaintiff Received, And This
Conflicts With Decisions Of This Court And Of The Federal
Courts Of Appeal.

In the case at bar, the trial court gave the then-current M.A.I.
(Missouri Approved Instruction) 8.02 (modified for this case),
which was Instruction Number 7, which provides as follows:

If you find the issues in favor of plaintiff, then you must
award plaintiff such sum as you believe will fairly and justly
compensate plaintiff for any damages you believe he sus-

<< an

tained and is reasonably certain to sustain in the future as a
result of the occurrence mentioned in the evidence.

If you find plaintiff contributorily negligent as submit-
ted in Instruction No. 6, then you must diminish the sum in
proportion to the amount of the negligence attributable to
plaintiff.

The Committee’s Comment to M.A.1. 8.02 states that the in-
struction is the same as the ordinary negligence damage instruc-
tion (M.A.I. 4.01) except that the word ‘‘direct’’ has been
removed as a modifier of ‘‘result.’’ This was done, the commit-
tee explains, to comport with federal substantive law of the
F.E.L.A. (The Committee Comment is set out in full in Appen-
dix I).

This action by the Missouri Supreme Court shows that it is er-
roneously blurring together the two separate issues of (1) an
F.E.L.A. employer’s threshhold liability for injuries sustained
and (2) the damages [directly] caused by the injury. It is true that
the F.E.L.A. alters common law negligence for the purpose of
establishing an F.E.L.A. employer’s liability to a question of
whether any negligent act by the employer played a part in the
employee’s injury. Crane v. Cedar Rapids & I. C. Railway
Company, 395 U.S. 164 (1969); Rogers v. Missouri Pacific
Railroad Company, 352 U.S. 500, 506-507 (1957). However,
this statutorily created standard of negligence is designed only
to aid the F.E.L.A. plaintiff on the issue of liability. Certainly,
a plaintiff is entitled only to damages which he can prove were
directly or proximately caused by the injury for which he is su-
ing. Holladay v. Chicago, Burlington & Quincy Railroad Com-
pany, 255 F.Supp. 879, 887 (D.C.lowa 1966). This Court has
shown that its members clearly perceive the distinction between
these two aspects of this issue; in Rogers v. Missouri Pacific
Railroad Company, 352 U.S. 500, 506-507, the court said:

[T}he test of a jury case is simply whether the proofs justify
with reason the conclusion that employer negligence

played any part, even the slightest, in producing the injury
or death for which damages are sought. (Footnote omit-
ted).

Rogers v. Missouri Pacific Railroad Company, 352 U.S. 500, 1
L.Ed.2d 493, 77 S.Ct. 443, (1957). The soundness of the pro-
position that proximate cause is still required between the injury
sued for and the alleged damages almost too obvious to require
citation. Many cases have held it applies in F.E.L.A. cases.
E.g., Chesapeake & Ohio Railway v. Carnahan, 241 U.S. 241,
244-245, 60 L.Ed. 979, 36 S.Ct. 594 (1916); Shupe v. New York
Central System, 339 F.2d 998 (7th Cir. 1965) cert. denied, 381
U.S. 937, 14 L.Ed.2d 701, 85 S.Ct. 1769 (1965); Harris v. Nor-
folk Southern Railway, 319 F.2d 493 (4th Cir. 1963) cert.
denied, 375 U.S. 985, 11 L.Ed.2d. 473, 84 S.Ct. 517 (1964);
Holladay v. Chicago, Burlington & Quincy Railroad Company,
255 F.Supp. 879, 887 (D.C.lowa 1966).

From the authorities cited in the Committee Comment to
M.A.I. 8.02 it seems the Missouri Supreme Court is confused as
to the extent of the holdings in Rogers v. Missouri Pacific
Railroad Company, supra, and Crane v . Cedar Rapids & lowa
City Railway Company, supra. The Missouri Supreme Court
apparently believes those cases go so far as to alter the tradi-
tionally required, direct causal connection between injury and
actually claimed damage. This is an erroneous statement of the
law in F.E.L.A. cases for at least one of two reasons - either (1)
the F.E.L.A. does not affect state substantive law on the issue
of required causal connection between injuries sued for and
damages flowing therefrom or (2) federal law controls the issue,
becuase it is something which bears on an F.E.L.A. plaintiff's
right to recover, and it requires direct or proximate cause be-
tween the injury and the damages claimed.

There is no doubt that the standard of negligence has been the
most frequently litigated issue in F.E.L.A. law. E.g., Crane v.
Cedar Rapids & I. R. Company, supra; Rogers v. Missouri

Pacific Railroad Company, supra. The simple fact is, however,
that the issue of negligence to impose liability for injury and the
issue of damages resulting from that injury are two different
things. Although the F.E.L.A. has changed the former, it has
not changed the latter. Therefore, even under the F.E.L.A., a
plaintiff must show direct or proximate cause between the in-
jury he sustained and the damages he is claiming as a result of
the injury. E.g., Shupe v. New York Central System, 339 F.2d
998 (7th Cir. 1965) cert. denied, 381 U.S. 937, 14 L.Ed.2d. 701,
85 S.Ct. 1769 (1965); Harris v. Norfolk Southern Railway Com-
pany, 319 F.2d 493, 495-496 (4th Cir. 1963), cert. denied, 84
S.Ct. 517, 375 U.S. 985, 11 L.Ed.2d 473, (1964); Dugo v. Penn-
sylvania Railroad Company, 125 F.Supp. 934 (D.C.Penn.
1954). This Court itself has so stated. Chesapeake and Ohio
Railway Company v. Carnahan 241 U.S. 241, 244-245, 60 L.Ed.
979, 36 S.Ct. 594 (1916). Moreover, this proposition is not uni-
que to federal law but rather is one of the cornerstones of the
law of torts, unchanged by the F.E.L.A.

Most all jurisdictions realistically accommodate the prox-
imate cause issue for damages. Some utilize separate instruc-
tions on causation and/or separate instructions on each element
of damage. E.g., see the Illinois Pattern Jury Instructions - Civil
_ (2d Ed. 1971) Prior to the M.A.I. system in Missouri, the
damage instruction could at least specify each element of
damage proper for the jury’s consideration. E.g., Pierce v. New
York Central Railway Company, 257 S.W.2d 84, 89 [8,9] (Mo.
1953). Some jurisdictions use special verdicts or interrogatories
for the jury. E.g., Gallick v. Baltimore & Ohio Railway Com-
pany, 372 U.S. 108, 9 L.Ed.2d 618, 83 S.Ct. 659 (1963). Such
approaches limit the jury to considering only proper elements of
damage when determining an award. Any of these approaches
would be better than that which the State of Missouri has in its
M.A.I1.

In the Missouri Approved Instruction scheme, the damage in-
struction for F.E.L.A. cases is M.A.I. 8.02 which, as pointed

i

out above, does not require that plaintiff's damages be directly
or proximately caused by the injury to plaintiff. Moreover,
M.A.I. 8.02 is the only damage instruction the Missouri
Supreme Court will allow to be given in an F.E.L.A. case tried
in a state court of Missouri. (See Rule 70.02(b), Appendix D). It
in no way instructs the jury what elements of damage may be
properly considered.

The repercussions of the format Missouri uses to instruct on
damages cannot be ignored as procedural (and thus governed by
state law). The format utilized is procedural, but the Missouri
Supreme Court’s position that federal law does not require that
damages directly or proximately result from the injury is a
misstatement of substantive federal law as to damages under the
F.E.L.A. This court has stated that such a causal relation must
exist. See Chesapeake & Ohio Railway Company v. Carnahan,
241 U.S. 241, 244-245, 60 L.Ed. 979, (1916). This erroneous
declaration of the federal law by the highest court of a state cer-
tainly constitutes grounds for allowing a writ of certiorari to
issue. Seaboard Air Line Railway v. Padgett, 236 U.S. 668, 35
S.Ct. 41, 59 L.Ed. 777 (1915).

Moreover, in the legal philosophy of the State of Missouri,
the absence of the adjective ‘‘direct’’ in a damage instruction is
prejudicially erroneous because it allows a jury to speculate and
consider damage indirectly caused. To this effect, the Missouri
Supreme Court has stated:

The deletion of the word ‘‘direct’’ as a modifier of
**result’’ changes the meaning of the instruction. Damages
sustained as a result of an occurrence would include all
such damages, whether resulting directly or indirectly. Only
if the word ‘‘direct’’ is kept in the instruction is the jury
told that the damages which it may award must be the
direct result of the occurrence. The word ‘‘direct’’ adds a
limiting factor not otherwise included.

Brown vy. St. Louis Public Service Company, 421 S.W.2d 255,
257 (Mo. banc }967): see also, Chappell v. City of Springfield,
423 S.W.2d 810, 812 (Mo. 1968) (citing Brown, supra).
Therefore, as the Missouri Supreme Court sees it, in all except
F.E.L.A. cases, failure to use the adjective ‘‘direct’’ to modify
‘‘result’’ in instructing a jury on the proper scope of damages, is
to allow that jury to consider elements of damage not directly or
proximately resulting from plaintiff’s injury which was caused
by the defendant’s acts. Yet the Missouri Supreme Court finds
the omission of the word ‘‘direct’’ is not only proper, but re-
quired, by federal law when instructing the jury on damages in
an F.E.L.A. case.

There are at least two substantial and injurious ramifications
of the present language of M.A.I. 8.02. First, an F.E.L.A.
plaintiff’s burden of proof on damages is altered by making it
less than the burden intended by Congress and less than it has
been interpreted to be by this Court. Second, F.E.L.A. defen-
dants are erroneously subjected to a jury’s propensity to
speculate and the instruction permits them to make awards on
the basis of damages not proximately caused by the injury for
which plaintiff seeks recovery.

Yet another prejudice is occuring because although the per-
sonal injury defendants in F.E.L.A. cases are subjected to
M.A.I. 8.02, which does not limit damages to those directly
resulting from the injury, defendants in wrongful death
F.E.L.A. cases are not. M.A.I. 8.01, which is the damage in-
struction in F.E.L.A. wrongful death cases, provides in perti-
nent part as follows:

8.01 Damages - Death of Employee under F.E.L.A.

If you find in favor of plaintiff, then you must award
plaintiff such sum as you believe will fairly and justly com-
pensate (list the beneficiary; i.e., the widow, minor
children, parents, etc.). For (her, his, their) losses which
can reasonably be measured in money which you believe

any 2 acs

(she, he, they) sustained as a direct result of the death of
(name of decedent) [and if you believe decedent endured
pain and suffering directly resulting from his injuries then
in addition you must add to such sum an amount that
would have fairly and justly compensated decedent for
such pain and suffering.]. . . (Footnotes omitted) (em-
phasis added). |

There is no reason in case law or logic to distinguish the re-
quisite causal connection for damages in an F.E.L.A. personal
injury case from those in an F.E.L.A. wrongful death case. Fur-
thermore, since the question is one of federal law, personal in-
jury F.E.L.A. defendants are being denied equal protection
under the law by the State of Missouri through its Supreme
Court. As a practical matter, comparison of M.A.I. 8.01 and
8.02 shows that the Missouri Supreme Court misunderstands
the F.E.L.A. on the issue of the required causal connection be-
tween the injury and damage claimed to result therefrom. Peti-
tioner asserts that this misunderstanding denies its rights under
federal law and discriminates unconstitutionally between per-
sonal injury F.E.L.A. defendants and wrongful death F.E.L.A.
defendants.

II]. The Missouri Supreme Court In Bair v. St. Louis-San
Francisco Railway Company, 647 S.W.24 507 (Mo. banc 1983),
Has Held That It Is Not Reversible Error For A Trial Court To
Exclude In An F.E.L.A. Case, Evidence Of The Non-Taxability
Of The Damage Award, Or To Refuse A Tendered Jury In-
struction That Any Damage Award Would Not Be Subject To
Income Tax And Therefore The Missouri Supreme Court Has
Decided A Federal Question -Measure Of Damages In An
F.E.L.A. Case - In A Way In Conflict With Decisions Of This
Court, Notably, Norfolk & Western Railway Company v.
Liepelt, 444 U.S. 490 62 L.Ed.2d 629, 100 S.Ct. 755 (1980).

Since this Court’s decision in Norfolk & Western Railway
Company v. Liepelt, 444 U.S. 490 62 L.Ed.2d 689, 100 S.Ct.

755 (1980), both state and federal courts have been limiting, in-
deed cutting back, on its holding. In Liepe/t, the Court was faced
with a case where Norfolk and Western Railway Company, an
F.E.L.A. defendant, attempted to introduce evidence on, and
attempted to instruct the jury that, the damage award to plain-
tiff would not be subject to income tax. This court held that the
measure of damages in an F.E.L.A. action is federal in
character, even if the action is brought in state court. Norfolk &
Western Railway Company v. Liepelt, 444 U.S., at 493, 62
L.Ed.2d, at 693. Rejecting the notion that there is risk of con-
fusing the jury with ‘‘income tax’’ evidence and a like instruc-
tion, this court held it was error to refuse the request for the in-
struction. Jd., at 498.

Therefore, the Court clearly and unequivocally established an
F.E.L.A. defendant’s right to introduce evidence on the non-
taxability of an award and the right to an ‘‘income tax’”’ instruc-
tion to the jury. In spite of this controlling decision, the
Missouri Supreme Court, in the Bair case below, has held that
the trial court’s refusal to allow the introduction of evidence on
the income tax issue and its refusal of a tendered income tax in-
struction was not prejudicial error, and therefore no reversal or
retrial was required. In so doing, the Missouri Supreme Court
relied on Flanigan v. Burlington Northern Inc., 632 F.2d 880
(8th Cir. 1980), cert. denied 450 U.S. 921, 101 S.Ct. 1370, 67
L.Ed.2d 349 (1981), for the proposition that the size of the ver-
dict did not show prejudice had occurred in the absence of the
‘income tax’’ instruction. Bair v. St. Louis-San Francisco
Railway Company, 647 S.W.2d at 512. A close reading of
Flanigan shows, however, that it distinguished itself from
Liepelt as follows:

The Supreme Court found in Liepeit the failure to give the
cautionary instruction on the non-taxation of the award
was error. However, the court also found error in failing to
allow the defendant railroad to prove through its
economist the projected net earnings after taxes. On this

= a

combination of error, the court found the error to be pre-
judicial requiring a new trial. (emphasis added)

Flanigan v. Burlington Northern Inc., 632 F.2d at 889.

The Missouri Supreme Court’s statement in Bair that the size
of the jury verdict may be employed to determine whether pre-
judice has occurred results in the ultimate whipsaw to a litigant
who, like Petitioner herein, as dutifully asserted its rights under
federal law and attempted to introduce evidence and submit an
instruction on the income tax issue. This Court’s observations in
Liepelt about the size the verdict illustrates its position that the
instruction, if requested, should be given and if not given,
should result in a reversal of the case.

It is surely not fanciful to suppose that the jury erroneous-
ly believed that a large portion of the award would be
payable to the Federal Government in taxes and that
therefore it improperly inflated the recovery. Whether or
not this speculation is accurate, we agree with Petitioner
that, as Judge Ely wrote for the Ninth Circuit,

{t}o put the matter simply, giving the instruction can
do no harm, and it certainly can help by preventing
the jury from inflating the award and thus over-
compensating the plaintiff on the basis of an er-
roneous assumption that the judgment will be tax-
able.

(Citations omitted) (emphasis added).

Norfolk & Western Railway Company v. Liepelt, 444 U.S. at
497-498; O'Byrne v. St. Louis Southwestern Railway Company,
632 F.2d 1285, 1287 (Sth Cir. 1980), also interprets Liepel/t this
way. The language in Liepelt requires a reversal where, as in this
case, the trial court has denied an F.E.L.A. defendant its right
under federal law to introduce evidence and has refused a
tendered jury instruction on the ‘income tax’’ issue. To allow
this issue to fall here and go no further will be to emasculate

i

Liepelt because every trial court will know that it can, without
fear of reversal, exclude evidence and deny an instruction on the
non-taxability of damages. This court should follow through
with the mandate of Liepe/t. The case of Petitioner herein is ge-
nuinely within the Liepe/t decision' and therefore, this court
should allow the Writ of Certiorari to issue on this ground.

IV. The Missouri Supreme Court's Mandate That M.A.I.
24.01, The Verdict Director In F.E.L.A. Cases Tried In The
State Courts Of Missouri, Be Used In Every F.E.L.A. Case,
Denies F.E.L.A. Defendants Due Process Of Law And Equal
Protection Under The Law Because It Does Not State A
Specific Act Of Negligence On The Defendant's Part And
Therefore Is A Roving Commission For The Jury, And
Prevents The Defendant From Being Put On Notice Of The
Alleged Negligence Against Which It Is To Defend And Fur-
thermore This Violates The Supremacy Clause In Article 6,
Clause 2 Of The Constitution Of The United States Because It
In Effect Pre-empts The Federal Law With Regard To What A
Proper Instruction Is.

The trial court in this case submitted to the jury, M.A.I.
24.01 (modified for this case) as follows:

Your verdict must be for plaintiff if you believe:

First, defendant either failed to provide: reasonably safe
conditions for work, or reasonably safe methods of work,
and

' Cf. Vanskike v. ACF Industries, Inc., 665 F.2d 188 (8th Cir.
1981), where no income tax instruction was actually tendered and
therefore the court reviewed for plain error and did not reverse. 665
F.2d at 206, n. 14; Flanigan v. Burlington Northern Inc., 632 F.2d 880
(8th Cir. 1980), has already been distinguished in the text; Marynik v.
Burlington Northern Inc., 317 N.W.2d 347 (Minn. 1982), where the
court employed the de minimis exception referred to in Norfolk and
Western Railway Company v. Liepelt, 444 U.S. at 494, n. 7, 62
L.Ed.2d. at 694, n. 7, in order to avoid reversing in the judgment.

Second, defendant in any one or more of the respects sub-
mitted in paragraph first was negligent, and

Third, such negligence resulted in whole or in part in injury
to plaintiff.

Quite simply, Petitioner’s argument against the validity of this
instruction is that it is vague and allows the jury to arrive at a
general conclusion about the fact pattern of the case without
having determined whether the facts of the case are as plantiff
argues them to be and therefore warrant recovery. An F.E.L.A.
defendant in Missouri state courts cannot present an adequate
defense against such an instruction because it is forced to de-
fend against any and every issue of negligence made by plaintiff
at any time during trial. Moreover, without being forced to
agree on whether a specific act or acts by the F.E.L.A. defen-
dant was negligent and caused plaintiff’s injury, a jury is more
likely to find against the railroad.

All Petitioner seeks is to have an F.E.L.A. verdict directing
instruction that comports with the instruction philosophy of the
Missouri Supreme Court in all other cases and with that of
federal courts. This is accomplished by setting out specifically
for the jury what plaintiff’s theory of recovery is, under the
evidence of the case. Such instructions are the rule, rather than
the exception. E.g., Hite v. Western Maryland Railway, 217
F.2d 781, 782 (4th Cir. 1954) cert. denied, 349 U.S. 360, 99
L.Ed. 1283, 75 S.Ct. 890 (1955); Chicago, Rock Island and
Pacific Railroad Company v. Lint, 217 F.2d 279, 286-287 (8th
Cir. 1954); Terminal Railroad Association of St. Louis v. Fitz-
john, 165 F.2d 473, 480 [12, 13] (8th Cir. 1948) (jury charge
stated that plaintiff’s theory was that he was injured as a result
of having been knocked from a car by a standard placed too
close to the tracks and therefore defendant was negligent for
failing to provide a reasonably safe place to work.)

Petitioner realizes that as a general rule, questions regarding
jury instructions are procedural and solely of state concern

—19—

because they involve how the law is submitted to the jury.
However, where as here, the instructions infringe upon the
substantive right of a party to present an adequate defense, the
issue is one of substantive federal law in the form of due pro-
cess. Wounick v. Hysmith, 423 F.2d 873 (3d Cir. 1970). Fur-
thermore, if the matter is solely for the State of Missouri to con-
trol, then defendants in F.E.L.A. actions are being
discriminated against by the Missouri Supreme Court’s mandate
for the exclusive use of M.A.I. 24.01, because under Missouri
law, non-F.E.L.A. defendants have the right to have specific
acts of negligence set out in the verdict director. Otherwise it
would be a roving commission for the jury. Ricketts v. Kansas
City Stockyards of Maine, 484 S.W.2d 216, 222 (Mo. banc
1972) (Court states that it is reversible error to use M.A.I. 24.01
in ‘‘usual’’ negligence cases because it does not submit ‘“‘any
condition as not being reasonably safe.’’, at 222). Somehow,
the Missouri Supreme Court has gotten the idea that the lower,
statutorily created, causation standard in the F.E.L.A. means
that plaintiff need not submit to the jury his theory of the case
with specific facts he alleges are true and which point to defen-
dant’s negligence being a cause of his injury. This is simply a
non-sequitur and results in F.E.L.A. defendants being denied
due process and equal protection under federal law. Because
Missouri Supreme Court Rule 70.02(b) requires that an M.A.I.
instruction (here 24.01) be used to the exclusion of all others it is
quite apparent that the State of Missouri is bringing about this
result.

Petitioner further submits that rule 70.02(b) and M.A.I.
24.01 violate its rights under Article 6, Clause 2 of the Constitu-
tion of the United States, the supremacy clause. Under the
F.E.L.A., 45 U.S.C. §51, defendants are liable only for
negligence. The jury is mandated to decide whether given acts or
omissions are negligent. What factual situations give rise to a
permissible finding of negligence and even questions of damages
therefrom are federal questions governed by federal law. Nor-

oe as

JSolk and Western Railway Company v. Liepelt, 444 U.S. 490
100 S.Ct. 755, 62 L.Ed.2d 689 (1980); Urie v. Thompson 337
U.S. 163, 69 S.Ct. 1018, 93 L.Ed. 1282 (1949). By virtue of Rule
70.02(b) and M.A.1. 24.01, Missouri has pre-empted the federal
law and, in effect, permitted the jury to decide that an F.E.L.A.
defendant is negligent without requiring any finding that any
particula: act or omission, or combination thereof on the part
of any such defendant constitutes negligence. Likewise, plain-
tiffs are relieved of the necessity of proving a duty, breach
thereof, and scienter with regard to any particular cir-
cumstances. This has the practical effect of taking away defen-
dant’s rights granted by the F.E.L.A. contrary to the
Supremacy Clause above cited.

This Court’s Writ of Certiorari should be allowed to issue to
the Missouri Supreme Court because this case involves the right
of a defendant to be shielded from responsibility under the
F.E.L.A. which under that staiute is not properly placed upon
it. Seaboard Air Line Railway v. Padgett, 236 U.S. 668, 35
S.Ct. 41, 59 L.Ed. 777 (1915).

a, ee

CONCLUSION

For the foregoing reasons, this Petition for Writ of Certiorari
should be allowed to issue from this Court to the Supreme
Court of the State of Missouri.

Respectfully submitted,

John C. Shepherd

Gerald D. Morris

Paul N. Venker

Shepherd, Sandberg &
Phoenix,P.C.

One Mercantile Center - Suite 3000

St. Louis, Missouri 63101

314/231-3332

Counsel for Petitioner,
Burlington Northern, Inc.

Donald E. Engle

Eric A. Cunningham, Jr.
Law Department

Burlington Northern Railroad

CERTIFICATE OF SERVICE

I hereby certify that three true copies of the foregoing Peti-
tion for Writ of Certiorari and Appendices A through I were
hand delivered to the office of C. Marshall Friedman, Attorney
for Respondent, 818 Olive Street, St. Louis, Missouri, by the
undersigned this 27th day of June, 1983.

GERALD D. MORRIS

APPENDIX

— oe

APPENDIX A

James C. Bair,
Plaintiff-Respondent,
v.

St. Louis-San Francisco
Railway Company,
Defendant-Appellant.

No. 64246.

SUPREME COURT OF MISSOURI,
EN BANC.

Feb. 23, 1983.
On Rehearing March 29, 1983.
BLACKMAR, Judge.

Respondent James Bair brought suit for damages in the Cir-
cuit Court of the City of St. Louis pursuant to the Federal
Employers’ Liability Act against appellant St. Louis-San Fran-
cisco Railway Company (Frisco). Bair claimed that he had sus-
tained injuries while working as a journeyman carman for
Frisco. The jury returned a verdict in Bair’s favor for $313,500,
and judgment was entered on the verdict. The Missouri Court
of Appeals, Eastern District, affirmed. We transferred the case,
primarily to resolve the question of retroactivity of a decision of
the Supreme Court of the United States regarding income tax
effects of damage awards in F.E.L.A. cases. We decide the case
as on original appeal, and affirm the judgment. We make use of
substantial portions of the opinion of Judge Simon, without
quotation marks.

On appeal Frisco raises ten points, alleging that the trial court
erred in: (1) refusing to allow Frisco to ask Bair on cross-
examination if he was aware that any recovery on his claim
would not be subject to federal income tax; (2) refusing to in-

= oe

struct the jury that Bair would not have to pay federal income
tax on any jury award he might receive; (3) refusing to submit to
the jury a ‘‘present value”’ instruction; (4) submitting to the jury
MAI No. 8.02 as the damage instruction; (5) refusing to submit
to the jury an instruction pertaining to speculative damages; (6)
submitting to the jury MAI No. 24.01 as the verdict director; (7)
failing to grant a mistrial after Bair testified that he had a family
to support; (8) failing to grant a mistrial after Bair’s attorney
made unfavorable comments about Frisco’s examining physi-
cian; (9) failing to grant a new trial after Bair’s attorney made
unfavorable comments during his closing argument about
Frisco’s attorney; (10) failing to grant a new trial on the ground
that the damages were excessive.

We believe that all of appellant’s points except (1), (2) and

(10) were appropriately disposed of in the Court of Appeals opin-
ion.

At the time Bair sustained his injuries he was 30 years old. He
had started working for Frisco in its Springfield, Missouri train
yard after graduating from high school in 1960. Bair began as a
carman apprentice; he was promoted to the position of
journeyman carman approximately four years later. Carmen are
skilled workers who build, repair, and service various types of
railroad cars and equipment. Bair testified that during the
course of his employment with Frisco he had learned every
phase of the carman’s craft.

The evidence adduced at trial showed that on January 18,
1973 Bair was working in Frisco’s freight car shop repairing
damaged freight cars. Bair and several co-workers were assigned
the job of working on a damaged boxcar in the process of being
rebuilt. One end of the boxcar had being pushed inward one to
two feet. Bair’s supervisor, Michael Beavers, told the workers to
straighten the end using a large air-powered jack and pole. This
method of straightening the end required that one of the

a = yen

workers go inside the boxcar with the jack and a six to ten foot
pole. Basically, the idea was to use the jack to push the pole
against the indentations on the end of the boxcar. The jack,
weighing between three and four hundred pounds, had wheels
on its bottom but becuase it was wider than the centersill, it had
to be positioned on its side by hand. Once the jack was in place
it would be tied to the centersill and braced so that the jack
would not move when pressure 4vas applied to the indentations.
As the pole was pushed against the end of the boxcar it was
necessary to reposition the jack.

“

Bair went into the boxcar with the three to four hundred
pound jack and a six to ten foot oak pole. Both the boxcar’s
flooring and the steel ‘‘stringers’’ on which the flooring sits had
been removed. The only surface on which Bair could stand in-
side the boxcar was the centersill, running lengthwise down the
middle of the car. The centersili is approximately fourteen or
fifteen inches wide. There is a two inch flange on each side of
the centersill approximately twelve or thirteen inches below the
centersill’s surface.

Before Bair went inside the boxcar the workers requested
some plywood be placed in the car so that there would be more
room to stand. The request was denied. As a result there was
room for only one man inside the car to reposition the jack.
Bair had moved the jack twice before he was injured. At trial
Bair described his attempt to move the jack for a third time:

{ajs I was tugging on the jack—of course, it’s a very
strenous (sic) process, just brute strength—and I pulled on
it and something popped or just—I got a severe pain in my
back. It just stopped me. And I just let go and got up and
crawled. I couldn’t get up. The pain was so severe that it
scared me.

Bair was first taken to the shop’s office then to the office of
Dr. Carl Schroff, the Frisco doctor. Dr. Schroff examined Bair
and took X-rays of Bair’s lower back. Dr. Schroff gave Bair a

a

muscle relaxer and told him to return the next day, Friday.
When he returned to Dr. Schroff’s office, Bair was still in pain.
Dr. Schroff advised Bair to rest over the weekend and told him
that he could return to light duty on Monday. Bair did return to
work, but the pain in his back continued.

Soon after Bair returned to work he transferred to the air
brake shop because it required less heavy lifting. Bair’s back,
however, did not improve; the pain continued. During the next
two years Bair went to several doctors. In October of 1975 Bair
transferred again, taking a job as an inspector in the train yards.
Two days later on October 29, 1975, Bair’s doctor put him in
the hospital for 11 days for tests and therapy. Bair has not
returned to work for Frisco. In January of 1975 Bair again
entered the hospital for more treatment. Bair suffers from a
degenerative disc disease. Bair’s present doctor, an orthopedic
surgeon, Dr. Ben Harmon, testified by deposition that Bair was
not capable of returning to work. Although Bair tried to return
to work with his father as a painter and remodeler, he was
unable to perform due to his back problems. Bair stated that in
1976 he had no earnings. In 1977 he earned $1,700. In 1978 Bair
obtained a real estate license and earned $4,500.

{1} Several of the points advanced in the brief and renewed
here relate to errors in instruction, in which it is argued that
MAI does not furnish an appropriate guide. We are always will-
ing to entertain claims of legal error in MAI instructions, in-
cluding, in F.E.L.A. cases, claims that instructions are contrary
to governing federal law. Most of the points here advanced,
however, were disposed of in our opinion in Dunn v. St. Louis-
San Francisco Ry. Co., 621 S.W.2d 245 (Mo. banc 1981), cert.
denied, 454 U.S. 1145, 102 S.Ct. 1007, 71 L.Ed.2d 298 (1982).
We adhere to that opinion, and to the general MAI plan of in-
struction, which seeks to simplify and balance the instruction
process. There are instructions which are abstractly correct in
law and which are commonly given in some jurisdictions, but
which are not included in the MAI plan. The absence of an in-
struction does not prevent counsel from introducing evidence or
making argument.

on

[2] Frisco’s third point is that the trial judge erred in refusing
to submit to the jury a present value instruction. In Dunn, at p.
253, we dealt with a very similar issue and held that a present
value instruction was not appropriate under MAI. We are not
persuaded that federal law requires the instruction. Frisco’s
third point is denied.

[3] Frisco’s fourth point is that the trial court erred in submit-
ting MAI No. 8.02 as the damage instruction. Frisco assigns two
reasons for its contention. First, it contends that the instruction
failed to limit the jury’s consideration to the occurrence of
January 18, 1973. Second, Frisco contends MAI No. 8.02
misstates the applicable law of damages for F.E.L.A. cases.
Neither of these contentions has merit.

Under MAI when there is more than one occurrence, the jury
must be instructed to consider only the occurrence for which
defendant is liable. In this case Frisco contends the trial court
erred because the damage instruction did not limit the jury’s
consideration to the occurrence of January 18, 1973. There was
some evidence at trial that Bair had sustained several minor in-
juries prior to that date. However, the extensive medical
testimony indicated that the accident sustained January 18, 1973
caused the complained of injuries to Bair’s back. See Wein-
bauer v. Berberich, 610 S.W.2d 674, 680 (Mo.App. 1980); Gant
v. Scott, 419 S.W.2d 262 (Mo.App.1967). Thus, the trial court
was not required to modify, nor was Frisco prejudiced by, the
damage instruction. The trial court correctly submitted MAI
No. 8.02. This instruction is mandatory to the exclusion of all
others under the MAI. Griffith v. St. Louis-San Francisco Ry.
Co., 559 S.W.2d 278, 280 (Mo.App.1977), cert. denied, 4%6
U.S. 926, 98 S.Ct. 2821, 56 L.Ed.2d 769 (1978). We do not
believe that the jury was confused as to the incident involved.

[4] Frisco’s fifth point is that the trial court erred in refusing
to submit a speculative damage instruction. Frisco’s tendered
instruction was not contained in MAI and ‘‘[aJs such it [was]

many 2 es

contrary to the scheme of MAI and presumptively prejudicial.’’
McBee v. Schlupbach, 529 S.W.2d 435, 439 (Mo.App.1975).
See Dunn, supra at 253.

[5] Frisco’s sixth point is that the trial court erred in submit-
ting the verdict director, MAI No. 24.01. The submission of
MAI No. 24.01 was proper, and in fact required under Supreme
Court Rule No. 70.02(b). See White v. St. Louis-San Francisco
Ry. Co., 602 S.W.2d 748, 754 (Mo.App.1980). See also the ex-
tensive Committee Comment to MAI No. 24.01. This point is
denied.

[6] Frisco’s seventh point on appeal is that the trial court er-
red in refusing Frisco’s request to grant a mistrial after Bair
volunteered, on direct examination, that he had a family to sup-
port.’ The court instructed the jury to disregard Bair’s remark.
We hold the trial court acted well within the bounds of its
discretion.

' The exchange between counsel and Bair went as follows:

**Q Of what importance to you has been your training in your pro-
fession, your career?

A Weill, I spent the biggest part of my life working for the railroad
and that’s my livelihood. I don’t have any more. I have a family to
suppori.”’

The situation in the present case is analogous to that in Brown
v. Parker, 375 S.W.2d 594 (Mo.App.1964). In both cases the
testimony regarding the plaintiffs’ families was contained in an
unresponsive answer on direct examination. In Brown the Court
of Appeals held:

[W]here improper evidence comes into the case through a
voluntary statement of a witness, a mistrial is not a matter
of right but is a question calling for the exercise of a sound
discretion by the trial court, and in the absence of an abuse
of that discretion we cannot interfere.

ue ioe

Brown, supra at 601. The trial court’s refusal to grant a mistrial
was not an abuse of discretion as evidenced by the fact that Bair
had previously testified without objection that he had a wife
and family. Moreover, later in the trial Dr. Harmon, under
cross-examination by Frisco, alluded to Bair’s sons. Based on
these factors we hold that the trial court did not abuse its discre-
tion in refusing to grant a mistrial.

[7,8] Frisco’s eighth point concerns statements made by Bair’s
attorney about Frisco’s examining physican, Dr. Mell. The
comments were made during Frisco’s cross-examination of Dr.
Winer, a medical witness for Bair. By consent of all parties, Dr.
Mell had already testified. Frisco’s attorney questioned Dr.
Winer about the frequency that he sees patients at the request of
Bair’s attorney. At this point, Bair’s attorney said that Dr.
Winer did not see as many people for him as Dr. Mell sees for
Frisco. Bair’s attorney later apologized in open court for his
remark. Both comments were within the hearing of the jury.
The trial court rightly instructed the jury to disregard both com-
ments. Frisco contends that Bair’s attorney, by his remarks, in-
tended to go beyond the record to case aspersions on Dr. Mell
and that the trial court erred in not granting its request for a
mistrial. We do not think the trial court abused its discretion in
refusing Frisco’s request.

The trial court’s decision whether to declare a mistrial must
be based on the nature of the comments made and the cir-
cumstances in which the comments were made. Compare Dunn
v. Terminal R. Ass’n, 285 S.W.2d 701 (Mo.1956) with Donk v.
Francis, 351 Mo. 1053, 174 S.W.2d 840 (1943). The Donk case
is especially analogous to the present case. In Donk defendant’s
attorney commented to plaintiff, ‘‘your lawyer, doctor and you
seem to work pretty well together.’’ Jd. 174 S.W.2d at 843.
Defendant’s attorney apologized for this remark and the trial
court directed the jury to disregard the remark. This Court held
the trial court did not abuse its discretion in refusing to declare a
mistrial. In the case at bar remarks by Bair’s attorney, while im-

—A-8 —

proper, did not rise to the level as that made in Donk. Under the
circumstances, we cannot say the trial court abused its discre-
tion. Frisco’s eighth point is denied.

[9] Frisco’s ninth point is that the trial court erred in refusing
to grant a new trial because of a comment made by Bair’s at-
torney in closing argument. Bair’s attorney began his closing
argument:

Ladies and gentlemen, you have heard an argument
which, in my opinion, just about comes about as close as
you could get to the bottom, to the pits. Mr. Morris has
told you about all these cases he’s tried against me. And
I’ll guarantee you right here if you were to read the
transcripts of those cases that are typed up by this court
reporter, you will read the same argument in every single
case he tries, that he gave to you right here today. It is a
script. Every single case is the worse case he’s ever seen; in
every single case there’s nothing to believe; in every single
case, the doctors are confused, and every single case you
should blame everything [and] anyone but the railroad.

We do not fcel that the trial court abused its discretion in refus-
ing to grant a new trial. Frisco’s attorney, in closing argument,
had gone beyond the record and discussed his prior experiences.
In considering whether to grant a new trial, the trial court con-
sidered both arguments together. Clark v. Mize, 525 S.W.2d
635, 637 (Mo.App.1975). Considering the liberal attitude
toward closing argument, the trial court’s considerable discre-
tion and the fact that both attorneys brought in personal ex-
periences in closing argument, we conclude that the trial court
was not in error in refusing to grant a new trial.

The defendant’s first two points complain of the court’s
refusal to allow evidence of or to instruct the jury on the fact
that any award of damages would not be subject to income tax.

ae Yee

Such an instruction is now required in F.E.L.A. cases by Nor-
folk & Western Ry. v. Liepelt, 444 U.S. 490, 100 S.Ct. 755, 62
L.Ed.2d 689 (1980). We held in Dunn v. St. Louis-San Fran-
cisco Ry., supra, that Liepe/! was not to be applied retroactively
and the Court of Appeals considered itself bound by that deci-
sion even though the Supreme Court in the meantime had decided
Gulf Offshore Co. v. Mobil Oil Company, 453 U.S. 473, 486 fn.
16, 101 S.Ct. 2870, 2879 fn. 16, 69 L.Ed.2d 784 (1981), in which
the Court characterized the claim that Liepe/t was not retroac-
tive as ‘‘insubstantial.’’

{10} The Gulf Offshore holding is clear enough to us. Liepelt
must be applied retroactively if an instruction on the tax conse-
quences of an award has been requested. This does not mean,
however, that a total or partial new trial must be granted in
every case tried before Liepe/t, simply because a Liepelt-type in-
struction was requested and was not given. It is appropriate for
the lower courts, state and federal, to examine the verdicts
rendered to determine whether the absence of an instruction on
income tax effects was prejudicial.

In Flanigan v. Burlington Northern, Inc., 632 F.2d 880 (8th
Cir. 1980), cert. denied, 450 U.S. 921, 101 S.Ct. 1370, 67
L.Ed.2d 349 (1981), the court held that Liepe/t was retroactive,
but concluded that the verdict was supported by the evidence
and that there was no indication that the jury had inflated its
award because of erroneous assumptions about tax conse-
quences. The court pointed to the particular circumstances of
Liepelt, a death case, and noted that the amount of the Liepei/t
verdict was well in excess of the figures produced by objective
analysis. Jd. at 890. Had the Supreme Court felt that new trials
in pending cases were automatic, following Liepelt, it is prob-
able that it would have vacated the Flanigan judgment, as well
as those in Dunn and in Ingle v. Illinois Central Gulf Ry. Co.,

— A-10 —

608 S.W.2d 76 (Mo.App.1980), cert. denied, 450 U.S. 916, 101
S.Ct. 1359, 67 L.Ed.2d 341 (1981).°

Appellant argues that the great weight of authority is contrary
to Flanigan, Dunn and Ingle. We nevertheless elect to follow the
Flanigan model. A new trial is burdensome to the parties and to
the judicial system. This is especially so when the claim arose ten
years ago. We believe that we have not only the power but the
positive duty to examine the verdict to determine whether retrial
is necessary

{11] The record and the briefs before us show substantial
disagreement as to the cause and extent of the plaintiff's dif-
ficulties. The plaintiff’s evidence, which the jury obviously ac-
cepted, showed that his earnings were substantially reduced
following the accident and that, after trying to do some railroad
jobs, he was able to earn very little. His ability to move was
severely restricted and he suffered continuing pain. The jury
could well have believed that his earnings capacity had been per-
manently impaired. Defendant argues that the award could be
expected to yield an annual income of approximately $25,000,
which is more than the plaintiff could be expected to earn if he
had been able to continue with his railroad employment. There
are, however, other proper components of the verdict, including
pain and suffering. See Flanigan at 890. Neither the trial court
nor the Court of Appeals was disturbed by the size of the ver-
dict, and we conclude, after reviewing the record, that it was
within reasonable limits. We also conclude that it is unlikely
that the jury inflated its verdict because of a mistaken assump-
tion that the award would be subject to income taxation.

* Plaintiff argues that the ultimate disposition of Gulf Offshore
Company v. Mobil Oil Corporation, 625 S.W.2d 171 (Tex.App.1982),
cert. denied, ___ U.S. ___, 103 S.Ct. 259, 74 L.Ed.2d 202 (1982),
affirming a verdict for the plaintiff even though a Liepe/t instruction
had not been given, is significant. This is not so. The case was not a
F.E.L.A. case but rather involved another federal statute, and the
Texas court held that the statute adopted state law.

— A-ll —

We do not believe that the interests of justice require a new
trial, total or partial. The judgment is affirmed.

WELLIVER, HIGGINS and BILLINGS, JJ., and
MORGAN, Senior Judge, concur.

RENDLEN, C.J., and DONNELLY, J., not participating.
GUNN, J., not sitting.

ON MOTION FOR REHEARING
PER CURIAM.

The appellant’s motion for rehearing for the most part raises
points which were presented in its briefs, but the motion does
claim that the opinion is inconsistent with one point discussed in
Dunn, which, according to the motion, held that defendants
were precluded from arguing that an award for loss of future
earnings should be reduced to present value. See 621 S.W.2d
245, 254 (Mo. banc 1981).

The holding in Dunn related to a combined argument about
present value and income tax, under the assumption that Nor-
folk and Western Railway Company v. Liepelt, 444 U.S. 490,
100 S.Ct. 755, 62 L.Ed.2d 689 (1980), was not to be applied
retroactively. We have now held to the contrary but felt that
reversal is not required in this case.

[12] Dunn should not be read as holding that argument on
present value of a future loss is not proper. Recent cases
recognize the admissibility of economic evidence in evaluating
damages. Sampson v. Missouri Pacific Railway Co., 560
S.W.2d 573, 587 (Mo. banc 1978); Raney v. Honeywell, Inc.,
540 F.2d 932, 936 (8th Cir.1976). The issue of the present worth
of a future loss could undoubtedly be presented on cross-
examination of a claimant’s expert witnes, or through an expert
called by the defense. The fact that a dollar today is not the

— A-12 —

same as a dollar payable some years from now, furthermore, is
the matter of plainest fact which could be appropriately argued
without the need for expert testimony.

The motion for rehearing is denied.

RENDLEN, C.J., and GUNN and DONNELLY, JJ., not
participating.

— A-l3 —

APPENDIX B

Rule 83.08. Transcripts—Briefs in Cases
Transferred After Opinion

In any case transferred to this Court after opinion, the parties
shall retain the same position as appellant and respondent as in
the Court of Appeals, and the transcript and brief filed in the
Court of Appeals shall constitute the transcript and briefs in this
Court. Any party may file an additional brief if he so desires.

~~ Ai
APPENDIX C

POINTS RELIED ON
[As submitted by Petitioner before the Missouri
Court of Appeals, and then before the
Missouri Supreme Court]

THE TRIAL COURT PREJUDICIALLY ERRED IN SUS-
TAINING PLAINTIFF’S OBJECTION THERETO AND IN
REFUSING TO PERMIT DEFENDANT TO ASK PLAIN-
TIFF ON CROSS-EXAMINATION IF PLAINTIFF WAS
AWARE THAT NO INCOME TAX WOULD BE DUE ON
ANY AWARD PLAINTIFF MIGHT RECEIVE FROM THE
JURY. THE TRIAL COURT SHOULD HAVE OVERRULED
PLAINTIFF’S OBJECTION THERETO AND PERMITTED
THE INQUIRY BECAUSE PLAINTIFF WOULD HAVE
ACKNOWLEDGED THAT HE KNEW HE WOULD HAVE
TO PAY NO INCOME TAX ON HIS JURY AWARD, THUS
ACKNOWLEDGING TO THE JURY THAT NO SUCH TAX
WOULD BE DUE AND THEREBY ELIMINATING AS
MUCH AS POSSIBLE ANY LIKELIHOOD THAT THE
JURY MIGHT INCLUDE AN AMOUNT FOR INCOME
TAXES IN THEIR AWARD.

Il.

THE TRIAL COURT PREJUDICIALLY ERRED IN
REFUSING DEFENDANT’S TENDERED INSTRUCTION
C, WHICH WAS TO THE EFFECT THAT ANY JURY
AWARD PLAINTIFF MIGHT RECEIVE WAS NOT SUB-
JECT TO INCOME TAX. THE TRIAL COURT SHOULD
HAVE GIVEN INSTRUCTION C. HIS FAILURE TO GIVE
IT SUBJECTED DEFENDANT TO THE LIKELIHOOD
THAT THE JURY AWARD INCLUDES AN AMOUNT FOR
INCOME TAXES. HAD HE GIVEN INSTRUCTION C,
THAT ELEMENT WOULD HAVE BEEN ELIMINATED
FROM THE JURY AWARD.

— A-15 —

Ill.

THE TRIAL COURT PREJUDICIALLY ERRED IN
REFUSING DEFENDANT’S TENDERED INSTRUCTION
A, A “‘PRESENT VALUE”’ INSTRUCTION. THE TRIAL
COURT SHOULD HAVE GIVEN INSTRUCTION A. HIS
FAILURE TO GIVE THE INSTRUCTION DENIED DEFEN-
DANT OF ONE OF ITS RIGHTS AS A DEFENDANT
UNDER THE FEDERAL EMPLOYERS LIABILITY ACT;
NAMELY, THE RIGHT TO HAVE THE JURY CONSIDER
THE PRESENT VALUE OF ANY AWARD FOR FUTURE
WAGE LOSS.

IV.

THE COURT PREJUDICIALLY ERRED IN GIVING
PLAINTIFF’S TENDERED INSTRUCTION NO. 7, THE
DAMAGE INSTRUCTION, WHICH IS M.A.I. 8.02. THE
COURT SHOULD HAVE REFUSED THE INSTRUCTION
BECAUSE IT FAILED TO LIMIT THE JURY’S CON-
SIDERATION TO THE OCCURRENCE OF JANUARY 18,
1973, THE ONLY OCCURRENCE FOR WHICH DEFEN-
DANT COULD HAVE BEEN LIABLE. FURTHER, THE IN-
STRUCTION IS A MISSTATEMENT OF THE LAW OF
DAMAGES APPLICABLE TO THIS FELA CASE FOR THE
REASON THAT IT DIRECTS THAT DEFENDANT IS
LIABLE FOR INDIRECT, CONSEQUENTIAL,
SPECULATIVE, AND REMOTE DAMAGES. BECAUSE
THE USE OF SAID INSTRUCTION IS COMPELLED BY
RULE 70.02(b), THE STATE, THROUGH ITS JUDICIARY,
IS THEREBY DENYING DEFENDANT EQUAL PROTEC-
TION OF THE LAW AND DUE PROCESS OF LAW IN
VIOLATION OF THE UNITED STATES AND MISSOURI
CONSTITUTIONS AND ALSO DENYING DEFENDANT
ITS RIGHTS UNDER THE SUPREMACY CLAUSE OF THE
UNITED STATES CONSTITUTION.

— Ai6 —

¥.

THE TRIAL COURT PREJUDICIALLY ERRED IN
REFUSING DEFENDANT’S TENDERED INSTRUCTION
E, PERTAINING TO SPECULATIVE DAMAGES. THE
TRIAL COURT SHOULD HAVE GIVEN INSTRUCTION E
BECAUSE IT IS A CLEAR STATEMENT OF ONE OF
DEFENDANT’S RIGHTS UNDER THE FELA; NAMELY,
THE RIGHT TO HAVE SPECULATIVE DAMAGES Ex-
CLUDED FROM ANY JURY AWARD TO PLAINTIFF.

Vi.

THE COURT PREJUDICIALLY ERRED IN GIVING
PLAINTIFF’S TENDERED INSTRUCTION NO. 3, THE
VERDICT DIRECTOR, M.A.I. 24.01. THE COURT
SHOULD HAVE REFUSED SAID INSTRUCTION
BECAUSE IT IS A ROVING COMMISSION AND SO
VAGUE AS TO GIVE THE JURY NO GUIDANCE ON THE
ISSUE OF WHETHER OR NOT THERE ARE FACTS IN
EVIDENCE GIVING RISE TO A PERMISSIBLE FINDING
OF NEGLIGENCE ON DEFENDANT’S PART. BECAUSE
THE USE OF SAID INSTRUCTION IS COMPELLED BY
RULE 70.02(6), THE STATE OF MISSOURI, THROUGH
ITS JUDICIARY, IS DEPRIVING DEFENDANT OF ITS
RIGHTS TO EQUAL PROTECTION UNDER THE LAW
AND DUE PROCESS OF LAW UNDER THE UNITED
STATES AND MISSOURI CONSTITUTIONS AND DEFEN-
DANT IS BEING DENIED ITS RIGHTS UNDER THE
SUPREMACY CLAUSE OF THE UNITED STATES CON-
STITUTION.

— A-17 —

APPENDIX D

Rule 70.02. Instructions to Juries.

***

(b) Missouri Approved Instructions Exclude Others.
Whenever Missouri Approved Instructions contains
an instruction applicable in a particular case which
the appropriate party requests or the court decides to
submit, such instruction shall be given to the exclu-
sion of any other on the same subject.

*_**

Rule 70.03. Objections to Instructions

Counsel need not object to any instructions to be given at the
request of any other party or by the court on its own motion or
to the refusal of any instruction requested by such party.
Specific objections to instructions shall be required in motions
for new trial unless made at trial. The making of objections dur-
ing trial shall not preclude making additional objections to the
same or other instructions in the motion for new trial. No
general objection to instruction is required.

— A-18 —
APPENDIX E

[James C. Bair, Plaintiff v. St. Louis-San Francisco
Railway Company, Defendant, Cause No. 55645-F,
Division 11, in the Circuit Court of Missouri,
Twenty-Second Judicial Circuit,

Hon. Richard J. Brown, Judge,
Transcript on Appeal, Vol. II, pp. 585-589;
from conference on jury instructions].

[585] At the close of the entire case, the Defendant filed it’s
motion for a directed verdict. The Court overruled the same.

Court was declared in recess until 9:15, Friday, November 2,
1979. And on Friday, November 2, 1979, the following pro-
ceedings were had in chambers).

MR. MORRIS: Your Honor, on behalf of the defendant, at
this time, at the instruction conference, during the course of this
trial I want to take this opportunity—the first and earliest op-
portunity I have had—to make specific certain specific objec-
tions to specific instructions offered by the plaintiff in which the
Court has given on behalf of the Plaintiff.

And I don’t intend by so making specific objections now to
certain instructions to waive any right that I may have under the
law or under the rules to make objections later on.

But, at this time, I’d like to make a [586] specific objection to
Instruction No. 3, which is the verdict directing instruction; and
in which the plaintiff submits two grounds of negligence against
the defendant, namely: reasonably safe conditions for working
or reasonably safe methods of working. The reason I want to
object to that instruction and those submissions, on the
grounds that that instruction is vague and speculative. It is a
roving commission and it discriminates against the railroad
defendants in the State of Missouri. And I want to object

— A-19 —

specifically that it includes the question of whether or not the
boxcar end should have been removed and straightened at some
other place which the defendant submits is a management ques-
tion.

I want to submit and object that the instruction because of its
vagueness, because it’s limited to the F.E.L.A. case, and
because it does not meet the standards of instructions required
by the Courts of the State of Missouri, is in violation of the
defendant-railroad under the equal protection of the laws of the
United States Constitution, 14th Amendment, and the Missouri
Constitution, Article 1, Section 2, in that by giving this instruc-
tion the defendant is being deprived of his property without due
process of law in violation of the 5th Amendment [587] of the
United States Constitution and the Missouri Constitution, Arti-
cle I, Section 10. And, again, I want to renew my objections
that the instruction includes the question of removal of the box-
car end, permits that jury to find negligence on the basis which
violates the defendant’s rights under Article VI, Clause 2 of the
United States Constitution pertaining to the question of
whether or not federal law will prevail in this case and it’s con-
trary to federal law for 45 U.S.C.A. 51 which is the Federal
Employers’ Liability Act. As mentioned before, by making
these specific objections to Instruction 3, I don’t intend to waive
any objections that I might otherwise have to Instruction 3; and
I don’t intend to waive any objections otherwise available to any
of the instructions.

And, continuing my objections, I’d like to object to the ac-
tion of the Court in—

THE COURT: The defendant has submitted Instructions
which are entitled A, B, C, D, E, F, and Interrogatories to the
Jury.

MR. MORRIS: And, I’d like to, on behalf of the defendant,
object to the Court’s—

—_ es

THE COURT: The Court is refusing these instructions. [588]

MR. MORRIS: I want to object to the action of the Court in
refusing the instructions tendered by the defendant lettered A,
B, C, D, E, F, and the special interrogatories to the jury, for the
reasons that these instructions are legal instructions under the
federal case law and under the Federal Employer’s Liability Act
even though they are not in Missouri instructions, not in the
Missouri approved instructions. The reason I want to object, on
the grounds, specifically, now, and the grounds specifically for
my objections—I’m raising the constitutional grounds at the
first opportunity—are that the Court’s refusal of these instruc-
tions is a violation of the defendant’s rights under the equal pro-
tection clause of the United States Constitution, 14th Amend-
ment; Missouri Constitution, Article I, Section 2, for the reason
that the defendant is being deprived of its property without due
process of law under the United States Constitution, Sth
Amendment and Missouri Constitution, Article 1, Section 10;
and for the further reason that these instructions are all ap-
plicable instructions under the Federal Employers’ Liability
Act, 45 U.S. C. 51, and should be given because of the fact that
federal case law and the F.E.L.A. federal case law prevails over
Missouri law. [589]

THE COURT: The Court will refuse Instructions A through
F and the Interrogatories to the Jury.

***

ahead

— A-21 —
APPENDIX F

IN THE CIRCUIT COURT CITY OF ST. LOUIS

James C. Bair
Vv.

St. Louis San Francisco Railroad, a Corporation,
No. 55645-F Room February 11, 1980

MEMORANDUM FOR CLERK

Defendant’s Motion for a Directed Verdict at the close of all
the evidence, or in the alternative for a new trial is overruled.

S/RICHARD J. BROWN,
Judge.

cc: Gerald D. Morris
Atty for Defendant
1023 Frisco Building
906 Olive Street
St. Louis, MO 63101

Marshall Friedman,

Atty. for Plaintiff, |
Paul Brown Bldg., 4th FI.
818 Olive Street

St. Louis, MO 63101

— A-22 —

APPENDIX G

[Pertinent paragraphs from Petitioner’s Motion
for New Trial, L.F. pp. 15-26]

11. The Court erroneously refused to permit defendant to
cross-examine plaintiff concerning knowledge that he did not
have to pay income taxes on any amount he receives as judg-
ment in this case, and that he did not receive personal benefit
from what he paid in taxes on his wages, and that he was asking
the jury to compensate him for his gross before tax income in-
stead of his true after tax income. Said denial by the Court
denied defendant equal protection of the law under the Four-
teenth Amendment to the United States Constitution and Arti-
cle I, Section 2, of the Missouri Constitution; and deprived
defendant of its property without due process of law in violation
of the United States Constitution, Fifth Amendment, and the
Missouri Constitution, Article 1, Section 10, and in violation of
defendant’s rights under the federal common law as it pertains
to the Federal Employers’ Liability Act, 45 U.S.C.A. Sections
51, et seq., and Article 6, Clause 2 of the United States Con-
stitution, all to the prejudice of defendant.

** @

19. The Court prejudicially erred in giving, at the request of
plaintiff, plaintiff’s verdict directing instruction No. 3, which is
M.A.I. 24.01, because:

a) said instruction constitutes a roving commission par-
ticularly by use of the words ‘‘safe conditions for
work’’ and ‘‘safe methods for work’’ in Paragraph
First thereof, in that it permitted the jury to find
against defendant for any circumstances they might —
decide was a condition or method of work whether or
not said circumstances was shown by the evidence to
be a jegal grounds for recovery or even included

b)

c)

d)

e)

8)

h)

— A-23 —

within the scope of plaintiff’s pleadings or the issues
as made by the evidence at trial;

said instruction did not confine the jury to deciding
the issues presented by the pleadings and evidence,
but instead permitted them to speculate and conjec-
ture as to the grounds for defendant’s liability;

the submissions of Paragraph First thereof are vague
and meaningless and afford the jury no guide in the
application of the law to the facts nor does it guide
them in the issues to be decided;

there was no evidence to support the submissions of
Paragraph First thereof;

said instruction failed to submit the real issues of the
case, namely whether defendant failed to provide the
plaintiff with temporary flooring or force plaintiff to
work without giving him the opportunity to get tem-
porary flooring;

the submissions of Paragraph First are not supported
by sufficient evidence to permit the jury to make a
finding thereunder;

M.A.I. 24.01 is a vague, roving commission affording
the jury no guide in the application of law to fact or in
setting forth the actual issues to be decided;

said instruction No. 3, in being mandatory under the
M.A.I., (Instruction 24.01) is discriminatory against
Federal Employers’ Liability Act defendants in that it
does not meet the standards set by law and rule in this
State for verdict directing instructions against non-
Federal Employers’ Liability Act defendants, or even
non-Federal Employers’ Liability Act employee or
employer defendants. The Supreme Court, in requir-
ing and permitting the use of said instruction 24.01

— A —

against Federal Employers’ Liability Act defendants
only deny Federal Employers’ Liability Act defen-
dants, including this defendant in this trial, their
rights to equal protection of the law under the Con-
stitution of the United States, Fourteenth Amend-
ment, Missouri Constitution, Article I, Section 2.
Said defendants are also deprived of their rights
under the United States Constitution, Fifth Amend-
ment, and the Missouri Constitution, Article 1, Sec-
tion 10. Further, the defendant’s rights under the
Federal Employers’ Liability Act, and federal com-
mon law pertaining thereto, requires that defendant
be found liable for specific negligent conduct and not
for the general roving commission concept of
negligence as set forth in instruction No. 3 and in
M.A.I. 24.01, in violation of defendant’s rights under
Article 6, Clause 2 of the United States Constitution.

20. Instruction No. 7, plaintiff's damage instruction, was er-
roneously given by the Court to the prejudice of defendant in
that the instruction uses the phrase ‘‘occurrence mentioned in
the evidence,’’ which is a vague, roving commission speculative
phrase which did not confine the jury’s consideration to the
event involving plaintiff's moving the air jack, but instead per-
mitted them to consider many occurrences mentioned in the
evidence for which defendant is not liable; for example only,
that plaintiff worked three years after the air jack incident lif-
ting air brake cylinders weighing 40-60 Ibs. regularly, or that
defendant permitted plaintiff to work even though plaintiff was
complaining of his back. Said language is a roving commission
and does not require that the jury find that plaintiff’s damages
resulted from the air jack incident as is pleaded by him.

Further, said instruction erroneously omits the word direct,
or some other limiting word or phrase such as ‘‘in whole or in
part’’, in the phrase ‘‘as a result of the occurrence’’. The federal
common law pertaining thereto and the Federal Employers’

— A-25 —

Liability Act do not permit indirect or remote damages from
defendant's negligence. They provide that the defendant shall
be liable in damages for injury resulting in whole or in part from
the negligence of the railroad. In short, instruction No. 7 and
M.A.I. 8.02 are clear misstatements of the law permitting the
jury to find defendant liable for indirect, remote, speculative
and conjectural damages.

This instruction is limited by the M.A.1. Notes on Use, thus
the Supreme Court Rule, to Federal Employers’ Liability Act
cases and, hence, is discriminatory against Federal Employers’
Liability Act defendants. In compelling the use of said in-
struction, the Supreme Court of Missouri has deprived defen-
dant of its rights under the equal protection of laws provision of
the United States Constitution, Fourteenth Amendment, and
Missouri Constitution, Article 1, Section 2, and has deprived
defendant of its property without due process of law in violation
of defendant’s rights under the United States Constitution,
Fifth Amendment, and the Missouri Constitution, Article I,
Section 10, and has denied defendant its rights under the
Federal Employers’ Liability Act, 45 U.S.C.A. Sections 51, et
seq., in that defendant is liable in damages only for injury (or
death) resulting in whole or in part from its negligence, in viola-
tion of defendant’s rights under Article 6, Clause 2 of the
United States Constitution.

21. The Court prejudicially erred in refusing the following in-
structions tendered by defendant because said instructions are
legal, valid instructions stating defendant’s rights under the
Federal Employers’ Liability Act and the federal common law
pertaining thereto:

a. Instruction A, the present value instruction. Said in-
struction is particularly important because of plain-
tiff’s proof as to future wage loss in this case.

a Ad

c. Instruction C, the income tax instruction. In this case,
that instruction is particularly important because of
plaintiff's proof as to the amount of future wage loss,
which would be subject to taxes, whereas his award is
not subject to income taxes.

7_* *

e. Instruction E. This instruction clearly states defen-
dant’s federal common law rights against speculative
and conjectural damages being awarded to plaintiff.

7s *

22. The Court’s refusal to give instructions lettered A, B. C,
D. E and F, and the Interrogatories to the Jury, all tendered by
defendant, deprives defendant of its rights under the equal pro-
tection of laws provision of the United States Constitution,
Fourteenth Amendment, and the Missouri Constitution, Article
I, Section 2. Further, defendant is thereby deprived of its pro-
perty without due process of jaw in violation of its rights under
the United States Constitution, Fifth Amendment, and the
Missouri Constitution, Article 1, Section 10. Further, defendant
is thereby denied its rights under the Federal Employers’ Liabili-
ty Act, 45 U.S.C.A. Sections 51, et seq., and the federal com-
mon law pertaining thereto, and Article 6, Clause 2 of the
United States Constitution.

an ie =

APPENDIX H

***

{The following instructions were tendered to the trial
court by Petitioner but refused by that court].

INSTRUCTION NO. A

If you find in favor of plaintiff and decide to make an award
for any loss of earnings in the future, you must take into ac-
count the fact that the money awarded by you is being received
all at one time instead of over a period of time extending into
the future and that plaintiff will have the use of this money ina
lump sum. You must therefore determine the present value or
present worth of the money which you award for such future
loss. [L.F. 29]

INSTRUCTION C

If your verdict is in favor of plaintiff your award will not be
subject to any income taxes and you should not consider such
taxes in fixing the amount of your award. [L.F. 31]

INSTRUCTION E

You are not permitted to award the plaintiff speculative
damage by which term is meant compensation for future detri-
ment which, although possible, is remote, conjectural or
speculative. You can only award for future detriment if a
preponderance of the evidence shows such a degree of pro-
bability of that detriment occurring as amounts to a reasonable
certainty that it will result from the original injury in question.
{L.F. 33]

— A-28 —

APPENDIX I
8.02 Damages - F.E.L.A. - Injury to Employee

** *

Committee's Comment (1978 New)

This instruction is used only in an F.E.L.A. case wherein the
employee sustained injury. It is a duplication of MAI 4.01 with
two exceptions. The word ‘‘direct’’ is deleted from the fifth line
of MAI 4.01. This is required in an F.E.L.A. case so that the in-
struction complies with the correct substantive law, Wilmoth v.
Rock Island Ry., 486 S.W.2d 631 (Mo. 1972); Crane v. Cedar
Rapids & lowa City Ry. Co., 395 U.S. 314 (1969); and Rogers v.
Mo. Pac. Ry., 352 U.S. 500 (1957).

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385010_1238%3A1. Public record. Not legal advice.
