# Petition — Alabama v. Gordon

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1983
- **Citation:** 464 U.S. 820

## Text

Office Supreme Coy.
ite.” F
89 -1920 MAY 27 ic
i“ ALEXANDER L. STEVasS
oF CLERK

IN THE SUPREME COURT OF THE
UNITED STATES

OCTOBER TERM, 1982
STATE OF ALABAMA,
Petitioner
V.

WILLIAM SANFORD ELEY, II AND HONORABLE
WILLIAM R. GORDON, CIRCUIT JUDGE,

Respondents

PETITION FOR A WRIT OF CERTIORARI

TO THE SUPREME COURT OF ALABAMA;
THE COURT OF CRIMINAL APPEALS

OF ALABAMA AND THE CIRCUIT COURT
OF MONTGOMERY COUNTY, ALABAMA

OF

CHARLES A. GRADDICK
ATTORNEY GENERAL OF ALABAMA

JOSEPH G. L. MARSTON, III
ASSISTANT ATTORNEY GENERAL

OFFICE OF THE ATTORNEY GENERAL
250 Administrative Building
64 North Union Street
Montgomery, Alabama 36130
(205) 834-5150

ATTORNEYS FOR PETITIONER

NO.

tt, ll Ne A

IN THE SUPREME COURT OF THE
UNITED STATES

OCTOBER TERM, 1982
STATE OF ALABAMA,

Petitioner
Ve

WILLIAM SANFORD ELEY, II AND HONORABLE
WILLIAM R. GORDON, CIRCUIT JUDGE,

Respondents

PETITION FOR A WRIT OF CERTIORARI

TO THE SUPREME COURT OF ALABAMA;
THE COURT OF CRIMINAL APPEALS

OF ALABAMA AND THE CIRCUIT COURT
OF MONTGOMERY COUNTY, ALABAMA

OF

CHARLES A. GRADDICK
ATTORNEY GENERAL OF ALABAMA

JOSEPH G. L. MARSTON, III
ASSISTANT ATTORNEY GENERAL

OFFICE OF THE ATTORNEY GENERAL
250 Administrative Building
64 North Union Street
Montgomery, Alabama 36130
(205) 834-5150

ATTORNEYS FOR PETITIONER

QUESTIONS PRESENTED

l. Did this Honorable Court's

decision and opinion in Illinois v.

Vitale, (447 U.S. 410, 65 Le. Ed. 2d 228,
100 S. Ct. 2260 [1980]) overrule,
supersede, modify or limit the rule of
double jeopardy announced by this

Honorable Court in Blockburger v. United

States, (284 U.S. 299, 76 L. Ed. 306, 52
S28. Ce. 180 (19321)?

2. Where a party in the same
sequence of events drives under the
influence of intoxicating liquor and
assaults another person with his
automobile, does a conviction for driving
under the influence of intoxicating
liquor constitute former jeopardy as to a
charge of reckless assault, where driving
under the influence and reckless assault

share no common element, driving under

the influence does not necessarily

involve or constitute recklessness and
the State proves or offers to prove
numerous reckless acts in addition to

driving under the influence?

THE PARTIES

In the Honorable Circuit Court of
Montgomery County, Alabama, the parties
were: The State of Alabama, in whose
name the prosecution was brought and who
is the Petitioner herein, and William
Sanford Eley II, who is a Respondent
herein.

In the Court of Criminal Appeals and
Supreme Court of Alabama the real parties
in interest were the same state of
Alabama, Petitioner in the mandamus
proceeding and William Sanford Eley II, a
Respondent in the same proceeding. The
nominal parties in said State Appellate

Courts were: Honorable William R.

se

Gordon, Circuit Judge, Respondent Judge
in the mandamus proceeding and a
Respondent here and James H. Evans,
District Attorney and Charles A.
Graddick, Attorney General, Relators in
the mandamus proceeding.

The matters presented by this
petition were first raised in the Circuit

Court of Montgomery County, Alabama, by

Respondent Eley's Pleas of Autre fois

convict and former jeopardy. The State

of Alabama joined issue on said plea on
the basis of the matters raised herein.
These matters have been at issue

throughout the State Court proceedings.

tik

TABLE OF CONTENTS

PAGE

QUESTIONS PRESENTED ----------- ante, I
PARTIES ----------------------- ante, II
TABLE OF CASES ---------------- iii
TABLE OF CONSTITUTIONAL

PROVISIONS --------------- Vv
TABLE OF STATUTES ------------- v
Sotutcots SLiLOW .-.--.._.......... l
JURISDICTION ------------------ 3
CONSTITUTIONAL PROVISIONS

INVOLVED ----------------- 4
STATUTORY PROVISIONS

INVOLVED ----------------- 5
STATEMENT OF THE CASE AND

THE FACTS --------------~- 6
SUMMARY OF THE ARGUMENT ------- 13
ARGUMENT ---------------------- 15

INTRODUCTION ------------- 15

REASONS FOR GRANTING
THE WRIT --------------- 18

TABLE OF CONTENTS (CON'T)

I. CONFLICT WITH BLOCK-
BURGER V. UNITED STATES,
(284 UeSe 299 [1932] ) yews enieestnens

II. CONFLICT WITH ILLINOIS v.
VITALE (447 U.S. 410

TIS86]) <——--~—..............

A. IN GENERAL ------- ——---

B. CONFLICT WITH THE
MAJORITY OPINION IN
VITALE -------------------

C. CONFLICT WITH THE
DISSENTING OPINION
IN VITALE ------------~..-

D. CONFLICT WITH
VITALE'S TREATMENT
OF BLOCKBURGER V.
UNITED STATES, (284
U.S. 299 [1932]) ---------

CONCLUSION ------------------------~

CERTIFICATE OF SERVICE ------------

ii

TABLE OF CASES

Albernaz v. United States,
Soy Uses 355% 6?
Le Ed. 26 275,
301 &. Ct. 1137
(1981) --------~----------~-~- 19,34,35

Blockburger v. United States,
284 U.S. 299, 76
L. Ed. 306, 52 5S.
Ct. 180 (1932) ------------- I,14-16,
18,20,
21,33-35

Brown v. Ohio,
432 U.S. 161, $3
ln EG. 20 i887, 937
So. CO. 232)
(1977) q---------- 19

Chattahoochee Valley Railway
Co. v. Williams,
207 Ala. 464, 103
So. 2d 762 (1958) ---------- 28

Evans v. State,
36 Ala. App. 145,
53 So. 24 764
(1951) ---------~-.~- 28

Ex parte: State,
So. 2d
ths. CO. Ala. Ape.
8, 1983) Se ee ee ee ce ee ee oe eee ee oe ee oe 3

Ex parte: State,
So. 2d
(Cy. App. Ala.,
Jan. iG, 1983) leet id i

ait

TABLE OF CASES (CON'T)

PAGE

Ex parte: Nice,
(Ss. CE. Ala., 1961)
407 So. 2d 874 ------------- i2

Gore v. United States,
Sa?! UsSs 386, 2
L. Ed. 2d 1405,
78 S. Ct. 1280
(1958) --------------------- 19

Harris v. Oklahoma,
a5 Usos GE2Z- $3
Le. Ed. 2d 1054,
S7 &. €e. 2932
(1977) --------------------- 19

Iannelli v. United States,
420 UseSs FIU> 4&3
L. Ed. 2d 616, 95
S. Ct. 1284
(1975) --------------------- 16,19

Illinois v. Vitale,

44/ UsS. €10, 65

in BG. 26 226,

106 8. Ct. 2260

(1980) ss orton aetapae essa ar laa ha Crea rae aloe ny T,i0,16,
ISedhe
22,24-
26,29-35

In re: Nielsen,
Sat Vile 27G, 33
Ibe EG. 138, 3 S.
Ct. 672 (1889) ------------- 19

State v. Eley,
4235 SO. 24 305

(Ss. Ce. Ala., 1982) ee lL, 12
iv

TABLE OF CASES (CON'T)

State v. Eley,
423 So. 2d 303
(Cr. App.Ala.1982) --------- L, 12

In re; Vitale,
TA 244 BO 229, 16
Ill. Dec. 456, 375
N.E. 2d 87 (1978) ---------- 22

Missouri v. Hunter,
UeGe P
74 i BAL Oe
S49. 2603 8. Ct.
(1983) --------------- 19,35

TABLE OF CONSTITUTIONAL
PROVISIONS

PAGE

United States, Constitution,
Amendment 5 ---------------- 4,21
Amendment 14 -------........ 4

TABLE OF STATUTES

PAGE

Code of Alabama, 1975,
Title 13A,
Section 13A-6-20 ------—--... 5,8

Code of the City of Montgomery,
Section 26-68 ---------=---- 6

United States Code,
Tattle 2a,
SRCE ION 1257 ecm mmmin 3 Vv

OPINIONS BELOW

The opinion and order of the
Honorable Circuit Court of Montgomery
County, Alabama, dismissing the
prosecution of William Sanford Eley II
is not and will not be reported. The
same is submitted as Appendix "A" to this
brief.

The decisions and opinions of the
Court of Criminal Appeals and Supreme
Court of Alabama dismissing the State's
appeal from the above order on the
grounds that the Governor had
inadvertently "pocket vetoed" the statute
authorizing the State to appeal are
reported as follows:

State v. Eley, 423 So. 2d 303
(Cr. App. Ala., 1982) and

Ex parte: State; In res State
Vs. EBLGY, 423 SO. 20 305 (5. Ct.
Ala., 1982)

Since said attempted appeal was

collateral to this case and neither

Court addressed nor even mentioned the
matters at issue in the instant
proceeding, these decisions and opinions
are of historical interest only, and the
record will not be burdened by appending
them hereto.

The order of the Court of Criminal
Appeals of Alabama denying without
opinion the State of Alabama's petition
for a writ of mandamus to review tne
order of the Circuit Court dismissing the
prosecution on grounds of former jeopardy
is not as yet reported but will be
reported as:

Ex parte: State; Ex rel.

Graddick & Evans; In re: State

v. Eley, SO. 2d (CE.
App. Ala., 1983)

A copy of the same is submitted as

Appendix "B" hereto.

The order of the Supreme Court of

Alabama denying without opinion the State
of Alabama's petition for a writ of
certiorari is not reported as yet but
will be reported as follows:

Ex parte: State; In Re: Ex

parte: State; Ex rel Graddick &

Evans; In re: State v. Eley,
So. 2d Pa. Ces ALae,

1983)

A copy of the same is submitted as

Appendix "C" hereto.

JURISDICTION

The order of the Supreme Court of
Alabama denying certiorari was issued
April 8, 1983, and this petition is filed

within sixty (60) days of said date:

The jurisdiction of this Honorable
Court is invoked under Title 28, United

States Code, Section 1257(3)

CONSTITUTIONAL PROVISIONS INVOLVED

1. The Double Jeopardy Clause of
the Fifth Amendment to the Constitution
of the United States, which reads as

follows:

"No person shall be held to
answer for capital, or other-
wise infamous crime, unless on
a presentment or indictment of
a Grand Jury, except in cases
arising in the land or naval
forces, or in the militia, when
in actual service in time of
war or public danger; nor shall
any person be subject for the
same offence to be twice put in
jeopardy of life or limb; nor
shall be compelled in any
criminal case to be a witness
against himself, nor be
deprived of life, liberty, or
property, without due process
of law; nor shall private
property be taken for public
use, without just compensa-
tion." (Emphasis supplied)

2. Section one of the Fourteenth
Amendment to the Constitution of the

United States which reads as follows:

",.eAll persons born or natur-
alized in the United States,
and subject to the jursidiction
thereof, are citizens of the

United States and the State
wherein they reside. No State
shall make or enforce any law
which shall abridge the pri-
vileges or immunities of citi-
zens of the United States; nor
shall any State deprive any
person of life, liberty, or
property, without due process
of law; nor deny any person
within its jurisdiction the
equal protection of the
lawS...."

STATUTORY PROVISIONS INVOLVED

Respondent Eley was charged with
assault in the first degree under Title

13A, Section 13A-6-20(a)(3), Code of

Alabama, 1975, which is submitted as

Appendix "D" hereto. The portion of this
statute under which Respondent Eley was
charged reads as follows:

"§13A-6-20. Assault in the
first degree.

"“(a) A person commits the
crime of assault in the first
degree if:...

"(3) Under circumstances
manifesting extreme indiffer-
ence to the value of human

life, he recklessly engages in

conduct which creates a grave

risk of death to another

person, and thereby causes

serious physical injury to any

person...."

Respondent Eley obtained dismissal
of the assault charge on the grounds that
his conviction for driving under the
influence of intoxicating liquor
allegedly constituted former jeopardy as
to the assault charge. Eley's conviction
for the traffic offense was under Section
25-68, Montgomery [Alabama] City Code,
1980, which is submitted as Appendix "E”"

hereto.

STATEMENT OF THE CASE AND THE FACTS

This case arose out of an incident
on December 31, 1981, in Montgomery,
Alabama, in which Respondent William
Sanford Eley II drove his automobile

into that driven by Mrs. Karen H.

Hellums, causing massive injuries to her.
At the hearing before the Honorable Trial
Judge the State represented that if
permitted to try this case it would show
that the collision resulted from Eley's
being highly intoxicated, speeding,
driving inattentively, running a blinking
red light and failing to yield the right-
of-way. Respondent Eley was charged with
driving under the influencel, a misde-
meanor under Montgomery City ordinances.
(See Appendix "E") Eley was ultimately
convicted of driving under the influence,
paid a fine and received a suspended
sentence. Respondent Eley was also

charged with assault in the first degree

Ifthe full title of this offense is:
"Driving under the influence of intoxi-
cating liquors or beverages, narcotics or
barbiturate drugs." In the interest of
brevity and clarity this offense will be
referred to herein as "driving under the
influence,"

under State statutes. Title 13A, Section

13a-6-20(a)(3), Code of Alabama, 1975;

Appendix "D". (R.2 pp. 4-6 and 21-22;

see Appendix "A" pp. 1-5 and 24)

The indictment of Respondent Eley

read as follows:

"The Grand Jury of said
[Montgomery] County charge that
before the finding of this
indictment, WILLIAM SANFORD
ELEY II, whose name is to the
Grand Jury otherwise unknown,
did, under circumstances
manifesting extreme
indifference to the value of
human life, recklessly engage
in conduct which created a
grave risk of death to another
person and did thereby cause
serious physical injury to
Karen H. Hellums by operating a
motor vehicle while the same
William Sanford Eley II was
under the influence of
intoxicating beverages, and did
cause said motor vehicle to run
into, over, upon, against or
collide with the motor vehicle
in which Karen H. Hellums was
driving, thereby causing

2"R" refers to the Exhibit to the
mandamus petition.

serious physical injury to the
said Karen H. Hellums, in
violation of Section 13A-6-20
of the Code of Alabama, against
the peace and dignity of the
State of Alabama. (R. pp.

1-2)

On arraignment Respondent Eley
pleaded not guilty and not guilty by
reason of insanity. Seven days later he

entered a plea of autre fois convict and

former jeopardy claiming that his driving
under the influence conviction barred the
assault charge. The Honorable
Respondent, as Judge of the Circuit Court
of Montgomery County, overruled this plea
on the grounds that the two offenses were
not the same. However, Respondent Eley
renewed this plea on June 24, 1982. (R.
pp. 3-7) It is the ruling on this renewed
plea of former jeopardy which is at issue
in this case.

On September 1, 1982, the Honorable

Trial Judge dismissed the assault

indictment on the basis of Respondent

Eley's former jeopardy claim. His
Honor's lengthy opinion is submitted as
Appendix "A" to this petition and is
merely highlighted here. His Honor noted

that Eley's claim rested on Illinois v.

Vitale, (447 U.S. 410, 65 L. Ed. 2d 228,
100 S. Ct. 2260 [1980]).3 It was con-
ceeded and found that unless Vitale
radically altered the law, Eley's claim

of former jeopardy had to be rejected.4

3",..Defendant [Eley] rests his plea on
Illinois v. Vitale, 447 U.S. 410 (1980)
-- with all respect, a case simply
written, but with a labyrinthian result.
Before examining Vitale, certain
fundamental concepts of double jeopardy
should be noted...." (R. p. 23, Appendix
TE" s Bs 7)

4"... Defendant [Eley] concedes, as he

must, that application of Blockburger

[v. United States, 284 U.S. 299, 76 L.
EG. 306, 32 Ss Ges 180 (1932})] to the

instant case requires that the plea be
overruled. However, he earnestly

10

His Honor then analyzed Vitale and

concluded that in that case this
Honorable Court had established a new
test for former jeopardy which disallows
any evidence of conduct relating to a
former conviction. Under His Honor's
understanding of Vitale, the State would
not be allowed to introduce any evidence
which in any way related to driving under
the influence. Since the indictment
mentioned driving under the influence as
part of the means of the assault, His

Honor concluded that the indictment had

footnote 4 con't:

contends that Vitale has modified Block-
burger and that application of the
modified test requires the court to
Sustain the plea.

Additionally, prior to Vitale, there is
little reason to question but that under
the facts of the case sub judice, the
Plea fails...." (R. p. 24, Appendix "A",
p. 9)

it

to be dismissed. (R. pp. 21-34, Appendix

man)
Six days later che State of Alabama
initiated a long and thus far utterly
unsuccessful effort to get an appellate
court to review the merits of His Honor's
ruling. The State first attempted an
appeal under a new state statute.
This attempt failed when the Court of
Criminal Appeals of Alabama ruled that
the Governor had inadvertantly "pocket
vetoed" the law giving the State the

right to appeal. (R. pp. 35-36; State v.

Eley, 423 So. 2d 303 [Cr. App. Ala.,
1962]; cert. den. €23 So. 240 305 [S. Ct.
Ala., 1982]) Then the State instituted
the instant proceeding as a mandamus
action against the Honorable Trial

Judge.> The State's petition was filed

SMandamus is the only remedy available to
the State under Alabama Law in this
situation. Ex parte: Nice, 407 So. 2d
S76 (8. C&. Bik. 1981) 12

in the Court of Criminal Appeals of

Alabama on January 5, 1983 and denied
without opinion on January 10, 1983.
(Appendix "B") On January 20, 1983, the
State applied for rehearing and requested
the finding of facts; both were denied
without opinion on January 24, 1983.
(Appendix "B") The State's petition for a
writ of certiorari was denied without
opinion by the Alabama Supreme Court on

April 8, 1983. (Appendix “C*)

SUMMARY OF THE ARGUMENT

The State of Alabama has sought and
is seeking review of the Honorable
Respondent's ruling not just because his
ruling is erroneous but because the
ruling is based on an erroneous legal
theory, which will of necessity prevent
the State from trying the case under a

new indictment.

i3

The Alabama Courts expressly stated
that they were not following this

Honorable Court decision in Blockburger

ve United States, (284 U.S. 299, 76 L.

Bd. 306, 52 S. Ct. 160 (19321). The
Alabama Courts claimed to have followed

instead Illinois v. Vitale, (447 U.S.

£10, 6S L. Ed. 2€ 228, 100 S. Ct. 2266
[1980]), which the State Courts held
Overruled, superceded or modified

Blockburger. It follows that if

Blockburger is still sound law, this case

Should be reversed summarily.
The decision of the Alabama Courts
is in patent conflict with this Honorable

Court's decision and opinion in Illinois

ve. Vitale, (447 U.S. 410, 65 L. Bd.

228, 100 S. Ct. 2260 [1980]) in every
way. There are conflicts with the case
in general, conflicts with each of the

four points stated or implied by the

14

majority of this Honorable Court, and
conflicts with the two points made by the
Honorable dissenters, in this Honorable
Court. Most importantly, this Honorable
Court in Vitale and subsequent cases

relied heavily on Blockburger v. United

States, (284 U.S. 299, 76 Le. Ed. 306, 52
S. Ct. 180 [1932]), while the Honorable
Alabama Trial Judge held that Vitale
Overruled, superceded or modified

Blockburger.

ARGUMENT

INTRODUCTION

This petition represents the State
of Alabama's seventh effort to obtain
appellate review of the Honorable Trial

Judge's ruling that Illinois v. Vitale,

(@47 U.S. 410, 65 UL. EG. 24 228, 1006 8S.
Ct. 2260 [1980]) overruled, superceded or

modified this Honorable Court's classic

15

decision in Blockburger v. United States,

(264 U.B. 299, 76 be Ed. 306, 52 8. Ct.
180 [1932]). The State has sought such
review, not merely because His Honor's
ruling is incorrect but because of the
legal theory on which His Honor based his
ruling. His Honor's reading of Vitale is
that, once a party is convicted of
certain conduct, no evidence relating to
that conduct can be introduced in a
prosecution for an other offense arising
out of the same transaction. For
example, if a person commits a robbery, a
rape and a murder using a pistol, he
could, under this Court's decisions be
separately tried, convicted and sentenced
for robbery, rape and murder.

Blockburger v. United States, 284 U.S.

200. 76 &. BGs 306, $2 8. CE. 300 12932):

Iannelli v. United States, 420 U.S. 770,

43 L. B&. 34 616, 95 S&. Ct. 1284 (1975).

16

However, under His Honor's approach, if

the person was first convicted of
possession of a pistol without a permit,

he could be convicted of these other

offenses only if the prosecution could
prove its case without any reference to a
pistol.

In the instant case, if the State
reindicted Eley for assault, it could
easily prove recklessness by showing
Eley's speeding, inattentive driving,
running the blinking red light and
failure to yield the right-of-way, but
any evidence of these facts would also
tend to show that Eley was driving under
the influence, and would, under His
Honor's understanding of Vitale, have to
be excluded. Of course, once trial
commenced and the State found that all of
its evidence was excluded, because of the

necessary implications of His Honor's

i g

erroneous theory, it would be too late to
seek review. The State would have to
rest with its case unproven and await the

unavoidable verdict of acquittal.

REASONS FOR GRANTING THE WRIT

I.

CONFLICT WITH BLOCKBURGER V.
UNITED STATES (284 U.S. 299
(1932])

The classic case on former jeopardy
as to different offenses in the same

sequence of events is Blockburger v.

United States, (284 U.S. 299, 76 L. Ed.

306, 52 S. Ct. 180 [1932]}). Biockburger

held that for purposes of double
jeopardy, offenses based on the same
facts are subject to separate prosecution
if they are not the same, and they are
not the same if each has one element in

its corpus delecti that is not included

18

in that of the other. Blockburger v.

United States, Gore v. United States, 357

357 U.S. 386, 2 b. ES. 24 1405, 78 S. Ct.

1280 (1958); Iannelli v. United States,

420 U.S. 770, 43 Le. Ed. 2d 616, 95 S. Ct.

1284 (1975); Albernaz v. United States,

450 U.S. 333, 67 le EG. 2€¢ 275, i101 &.
Ct. 1137 (1981). Thus offenses are the
same for jeopardy purposes, even if they
have different names, if they have the
exact same elements of their corpus

delecti. Missouri v. Hunter, U.8.

» 78 be Ba. 2G $35, i935 S. CEs

em

(1983) On the other hand, where the

corpus delecti of an offense is contained

in its entirety in the corpus delecti of

another offense, the two are the same for

jeopardy purposes. In re: Nielsen, 131

0.5. 176, 323 Lb. Bd. 118, 9 Ss CE. 672

(1889); Harris v. Oklahoma, 433 U.S. 682,

53 Le BG. 26 1054, 97 S. Ck. 2912

(1977): Brown v. Ohio, 432 U.S. 161, 53
19

be EG. O20 i687, 97 Ss CEs 2221 (C1877) But,
where two offenses each have at least one
uncommon element in their corpus delecti,
they are not the same for jeopardy
purposes. This is the well established
rule which this Honorable Court has
consistently followed.

There is no need to burden this
Honorable Court with a lengthy discussion
of the differences between drunk driving
and assault. As defined by the statutes,
Appendicies, "D" and "E", the two
offenses share no elements at all. Most
Significantly, it was conceded by
Respondent Eley and found by the
Honorable Respondent Trial Judge, that

under Blockburger Eley's former jeopardy

claim must fail. The issue in this case
is not whether the State Courts followed

this Honorable Court's decision in

20

Blockburger, they admittedly did not.

The issue here is whether Blockburger

still represents good law. If it does,
then the Alabama Courts have embarked on
a grossly wrong course in pursuing the
Double Jeopardy Clause of the Fifth
Amendment to the Constitution.

The Alabama Courts reached their

decision in an effort to follow Illinois

v. Vitale, (447 U.S. 410, 65 L. Ed. 2a

228, 100 S. Ct. 2260 {1980]). As will be
discussed below, they misapplied Vitale
in every way. If, as is argued below,
Vitale did not overrule, supercede or

modify Blockburger, as the Alabama Courts

found, it would appear that this case

ought to be summarily reversed.

21

i

CONFLICT WITH ILLINOIS V.
VITALE (447 U.S. 410 [1980] )

A.
IN GENERAL

The case of Illinois v. Vitale, (447

U.S. 610, 65 L. Ed. 24 228, 100 S. Ct.
2260 [1980]) was substantially identical
to the instant case. There an individual
by reckless conduct with his motor
vehicle killed two children. He was
convicted of a traffic offense in an
inferior court, and the state courts held
that under the Double Jeopardy Clause the
misdemeanor conviction barred a

Prosecution for manslaughter. In re:

Vitalie, 71 141 20 229, 16 Ill. Dec. 456,
375 N.E. 2d 87 (1978) This Honorable
Court reversed, holding: (1) The
misdemeanor conviction would bar the
felony prosecution if, and only if, the

misdemeanor was always an element of

ra

manslaughter. and (2) Vitale would have a
substantial double jeopardy claim only if
the state relied solely on the conduct
represented by the misdemeanor conviction
to prove an element of manslaughter.

In the instant case, Eley by
recklessly operating his vehicle severely
injured a lady. He was convicted of a
traffic offense, and the state courts
have held that, although driving under
the influence and assault, have no common
elements, neither is an element of the
other and the state offered to prove
numerous other unlawful and reckless
acts, the misdemeanor conviction barred
the felony prosecution. This holding is
in patent conflict with what this
Honorable Court ruled in Vitale.

This obvious conflict will be
examined in some detail in the

subsections below.

23

B.

CONFLICT WITH THE MAJORITY
OPINION IN VITALE

As mentioned above, the Illinois
Courts in Vitale dismissed the
prosecution before trial. This Honorable
Court vacated and remanded. As to
dismissal before trial, this Court held
that the conviction for failure to reduce
speed (Vitale's misdemeanor) was a bar to
manslaughter prosecution if, and only if,
the traffic offense was always a
necessary element of manslaughter with an
automobile. Under Alabama law, as found
by the Honorable Respondent Trial Judge,
driving under the influence is not an
element of assault. Thus, in dismissing
this prosecution, the Alabama Courts
ruled contrary to Vitale on this point.

Then, this Court wrote:

",..Of course, any collision

between two automobiles or
between an automobile and a

24

person involves a moving
automobile and in that sense a
'failure' to slow sufficiently
to avoid the accident. But
such a ‘'failure' may not be
reckless or even careless, if,
when the danger arose, slowing
as much as reasonably possible
would not alone have avoided
the accident. Yet, reckless
driving causing death might
still be proved if, for
example, a driver who had not
been paying attention could
have avoided the accident at
the last second, had he been
paying attention, by simply
Swerving his car. The point is
that if manslaughter by
automobile does not always
entail proof of a failure to
slow, then the two offenses are
not the 'same' under the
Blockburger test. The mere
possibility that the State will
seek to rely on all of the
ingredients necessarily
included in the traffic offense
to establish an element of its
manslaughter case would not be
sufficient to bar the latter
prosecution. (447 U.S. 410,
S13, G63 tke BG. 228, 237)
(Emphasis supplied)

This language is of extreme importance
because it demonstrates that this Court
Was aware that the State of Illinois

would not be able to prove a case against

25

Vitale without offering evidence of the
same conduct which was represented by the
misdemeanor conviction. Yet, obviously
this Honorable Court found no jeopardy
problems with this situation. This is in
absolute conflict with the Alabama
Court's ruling that any evidence of
conduct represented by the misdemeanor
conviction would be inadmissible in the
felony prosecution.

This Honorable Court in Vitale then
went on to discuss the problem of the
State's relying on Vitale's failure to

reduce speed as THE RECKLESS ACT

necessary to prove manslaughter. As the
language quoted above demonstrates, the
Court was aware that the State of
Illinois would have to show a reckless
failure to reduce speed in order to prove
its case, and the Court held that, if the

State relied entirely on such conduct to

26

prove an element oi the manslaughter
case, then a substantial double jeopardy
claim would arise. However, this court
noted that there were indications of
other offenses in record® and saw no need
to resolve a claim which might never
arise.

In the instant case, there is no
need to wonder if the State will rely on
driving under the influence to prove that
Eley was reckless. Alabama law is very
strict on drunk driving. The statement,
"I had only two or three beers," is a
confession to the offense. However, by
the same token, it can not be argued that

driving under the influence, as defined

6",...The police report concerning
Vitale's accident noted that the brakes
on the automobile were defective and that
there had been a school crossing guard
and a stop sign at the intersection where
the accident occurred. (Record 29,
3Q0)eae-”" (Rote 7, 447 U.S. 410, 418, 65
inn BG. 20 228, 237)

27

by Alabama law, necessarily involves
recklessness, and the Alabama Courts have

rejected such an argument. Evans v.

State, 36 Ala. App. 245, 53 So. 2a 764
(1951)! In, fact, the Alabama Courts have
held that driving under the influence
does not necessarily involve even

negligence. Chattahoochee Valley Railway

Co. v. Williams, 267 Ala. 464, 103 So. 2d

762 (1958)° Thus, if in the aneant>
Prosecution the State proved only that

Eley drove under the influence and

*.. at ie not necessary for the prosecu-
tion to establish that the degree or
extent of intoxication had reached the
Stage where it would interfere with the
Proper operation of the vehicle..." (53
SO. 2d 764, 766)

8"... Likewise, in the instant case, the
intoxication of Plaintiff, if he was in
fact intoxicated, would not in and of
itself alone constitute such contributory
negligence as to bar his recovery if
Plaintiff ‘nevertheless exercised the
care of a reasonably prudent driver' on
the occasion of the accident which is the
basis for this suit...." (103 So. 24d
762, 766) 28

collided with Mrs. Hellums' automobile,

Eley would be due to be acquitted, not on
grounds of former jeopardy but on grounds
of the insufficiency of the evidence.
Thus, the holding of the State Courts
conflicts with that of the majority
opinion of this Honorable Court in Vitale
on four different points: (1) Dismissing
the prosecution before trial; (2) Ruling
that a misdemeanor which is not an
element of a felony bars the felony
Prosecution; (3) holding that evidence of
conduct represented by a misdemeanor
conviction is inadmissible in a felony
Prosecution and (4) ruling that a felony
Prosecution must be dismissed if the
State must prove conduct represented by a
misdemeanor conviction, even though the
such conduct can, at most constitute only

part of the evidence of an element of the

felony.

29

Oe

CONFLICT WITH THE DISSENTING
OPINION IN VITALE.

As strange as it may seem, the
Alabama Trial Judge in this case managed
to rule contrary to, not only the Vitale
majority opinion but to the dissenting
opinion as well. This is all the more
remarkable, because His Honor thought
that he was relying heavily on Justice

Steven's dissent.

In this dissenting opinion, Justice
Stevens makes two points: First,

",..-{T]Jhe Illinois Supreme
Court made a finding that
failing to reduce speed to
avoid a collision is a
lesser-included offense of
reckless homocide as a matter
Of stete iaw..." (447 U.S. 410,
422. 6S bb. Bd. 24 228, 239).

And, second:

",..-even if the State intended
to rely on evidence other than
respondent's failure to reduce
speed to establish the element
of reckless driving necessary
for a homicide conviction, the

30

prosecutor's failure to apprise
the respondent and the court of
such a theory at some point in
the lengthy proceedings on the
double jeopardy issue should
bar the second trial in this
case..." (Ibid)

Applying the Vitale Dissenters'
views to the instant case, the double
jeopardy clause would not bar the assault
Prosecution. The Honorable Trial Judge
expressly held that driving under the
influence was not an element of assault
with an automobile. No Alabama Court has
ever held that driving under the
influence bears any legal relationship at
all to assault, and such a holding would

be outlandish.2 In addition, the State

9If driving under the influence was an
element of assault with an automobile, a
person who ran down a citizen could
escape liability by proving that he had
not been drinking.

31

advised the Honorable Trial Court of its
intention to prove reckless acts in
addition to drunk driving1l9 and indeed,
as noted above (see pages 27-29), such
proof would be essential even without the
former jeopardy problem.

Therefore, even under the Vitale
dissent, Eley in this case has no double

jeopardy claim.

D.

CONFLICT WITH VITALE'S TREAT-
MENT OF BLOCKBURGER V. UNITED
STATES, (266 Uche« 299 (i932!)

The Honorable Trial Judge ruled that

it was obvious that under this Honorable

10The Honorable Trial Judge found:

"...The state represented that in
addition to evidence of intoxica-
tion, at trial it expects to intro-
duce evidence of speeding, inat-
tentive driving, running a blinking
red light and failure to yield the
right-of-way, thereby avoiding the
bar of the double jeopardy

clause...." (R. 30, Appendix "A",

p. 24) 32

Court's decision in Blockburger v. United

States, (284 U.S. 299, 76 L. Ed. 306, 52
S. Ct. 180 [1932]), Eley had no former
jeopardy claim in the assault
Prosecution. However, His Honor found
that Vitale represented an effort on the
part of this Honorable Court to modify,

supercede or overrule Blockburger.

Did Vitale overrule, supersede or

limit Blockburger? The Petitioner will

not presume to tell this Honorable Court
what it intended. However, nothing in
the Vitale majority opinion suggests such
an intention. On the contrary the Court
goes to great lengths to show how the
Illinois Courts may have misapplied the

Blockburger rule to Illinois Law. The

majority opinion cites Blockburger by

name five (5) times in Vitale and relies
on it throughout the opinion. The
Petitioner State suggests that Vitale

represents an effort to preserve and
y 33

follow Blockburger, not to limit it. The

dissenting opinion likewise presents no

question of Blockburger's viability.

The apparent continued viability of

Blockburger is clearly demonstrated by a

case decided nine (9) months after

Vitale. Albernaz v. United States, 450

UseSe 3395 GF Ie BGs 20 275, 101 S. Ct.

1137 (1981) Albernaz was a unanimous

decision but not a unanimous opinion.
After stating the issue in the case, the

Albernaz majority stated:

",..The answer to the
petitioners' contention is
found, we believe, in
application of the rule
announced by this Court in
Blockburger v. United States,
264 U.S. 2939, 76 lee EG. 306, 52
S. Ct. 180 (1932) and most
recently applied last term in
Whalen v. United States, 445
UeGe CUE, G62 Le EG. 26 715, 100
S. Ct. 1432 (1980) [*+)...°

(450 U.S. 333-6 337, 67 Le Ed.
2d 275, 280)

llactually, the most recent application
of Blockburger prior to Albernaz was in
Vitate.; 34

The Albernaz majority then goes on to

decide the case under Blockburger,

specifically mentioning that case nine
(9) additional times. Three of the four

Vitale dissenters concurred in Albernaz.

They agreed with the majority's
conclusion but disagreed with certain of
Their Honor's statements; the basis of

the concurrers' position was Blockburger.

Albernaz v. United States, 450 U.S. 333,

3355 67 le BG. 26 275, 266, i001 S. Ct.

Li37 (1961)

In an even more recent case,

Missouri v. Hunter ( U.S. » FH Tec

et ie

Court again cited and relied on

Blockburger, citing the case nine (9)

times. It would appear that Blockburger

continues to represent the Constitutional
standard for former jeopardy in the

post-Vitale world, except in Alabama.

35

CONCLUSION

In conclusion, the Petitioner, the
State of Alabama, respectfully submits
that the decisions and opinions of the
Honorable Respondent Judge, the Circuit
Court of Montgomery County, Alabama,
Court of Criminal Appeals and the Supreme
Court of Alabama in this case present
conflicts with the prior decisions and
opinions of this Honorable Court. For
this reason the Petitioner prays that
this Honorable Court will issue the writ
of certiorari and review the decisions
and opinion of the Honorable Courts of
Alabama and on such review will reverse
the decisions of said Courts dismissing
the indictment of Respondent Eley.

Respectfully submitted,

CHARLES A. GRADDICK
ATTORNEY GENERAL

JOSEPH G. L. MARSTON, III
ASSISTANT ATTORNEY GENERAL

36

CERTIFICATE OF SERVICE

I, Joseph G. L. Marston, III, an
Assistant Attorney General of Alabama, a
member of the Bar of the Supreme Court of
the United States and one of the
Attorneys for the State of Alabama,
Petitioner, do hereby certify that on
this ____ day of May, 1983, I did serve
the requisite number of copies of the
foregoing on the Attorney for William
Sanford Eley II and Honorable William R.
Gordon, Circuit Judge, Respondents, by

mailing same to hi , first class postage

37

prepaid and addressed as follows:

Honorable Maury Smith

P. O. Box 78

c/o Smith, Bowman, Thagard, Crook
and Culpepper

Attorneys at Law

2 Dexter Avenue

Montgomery, Alabama 36101

JOSEPH G. L. MARSTON, III
ASSISTANT ATTORNEY GENERAL

ADDRESS OF COUNSEL:

Office of the Attorney General
250 Administrative Building

64 North Union Street
Montgomery, Alabama 36130
(205) 834-5150

38

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385010_1018%3A1. Public record. Not legal advice.
