# Petition — Falkowski v. Perry

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385010_1012%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1983
- **Citation:** 464 U.S. 819

## Text

Office - Supreme Court, U.S.

82-1974 riLes

| MAY 25 1983
—— nn

CLERK

IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1983

No.

EVELYN FALKOWSK .
Petitioner
V.

BERTRAM N. PERRY.
Respondent
and

LOWELL W. PERRY. etc. es al.,
(Equal Employment Opportunity Commission),
Respondent

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF
APPEALS FOR THE ELEVENTH CIRCUIT

Evelyn Falkowski. Pro se
2501 N. Kenilworth St.
Arliagton, Virginia 22207

Of Counsel: (703) 534-4270

Owen Perry, Fsq.

3000 Town Center

Suite 2121

Southfield. Mich. 48075

Edward Owen Falkowski, Esq.

P.O. Box 18
Fayetteville, Tenn. 37334

nt

QUESTIONS PRESFNTED FOR REVIEW

l. Where failure of gOoverninent to hear
Or insure initial legal defense to Supervisor
sued as an agency Official contributed to her
Subordinate's Prevailing, should resulting

final judgment be vacated?

2. Should decisions tainted by unresolved
conflicts of interest of counsel be vacated?

3. Do certain representations to Courts
constitute fraud upon the Courts such that
these Opinions Ought to be vacated?

4. Does appellate nullification without
publication, of falsely Stigmatizing pub-
lished decisions, deprive of due process?

5. Where District Court fee decisions
find on the nerits of untried cases, and
record shows bias, should this Court vacate
affirmance and order remand for decisions

by an impartial tribunal?

(1)
TABLE OF CONTENTS

SNUBS OF AUTHORITIES... cence cath ewes eee ii
OPINIONS BELOW..... PO ROead ec eeeetoeneses cena
JURISOICTION. « csecces Pete ee OCR OH ERO OO Oe 4 6
Swe gee ek gg ee 7
STATUTES INVOLVED... ccsccces ne rr 7
Ee eg ga Or ee rarer oar See bee tees 8
REASONS FOR GRANTING Sum WRIT. sce re &

Government's initial failure to provide
hearing or legal defense to supervisor
sued contributed to finding that her
subordinate prevailed

Nullification of false stigma by unpub-
lished Opinion deprives of due process

Findings on merits of untried cases
violate due process

ONIEUE COU LGU Gb Ghee cee ee endo seu ee aa es «Si
APPENDIX A, District Court ‘Opinion

Perry ¥. Golub, 25 EPD 431,488 (1981)...la
APPENDIX B District Court Opinion

Falkowski v. (Lowell Perry, unpublished.82a
APPENDIX C District Court Opinion

Permitting Voluntary Dismissal,

Perry Vv. Falkowski, unpublished........ 122a
APPENDIX D, Opinion of the Fifth Cir-

cuit, Perry v. Golub/Falkowski v.

(LOwOLi) POrry C1979) weeccss bedeeeuseekh aaa
APPENDIX E, Excerpts, Report Erom the

Justice Department to the Committee

on the Judiciary of the U. S. Senate...129a
APPENDIX F, Petition for Rehearing.......135a
APPENDIX G, Opinion of the Eleventh

Circuit, Perry v. Golub, Falkowski v.

(Lowell) Perry, and Perry v. Falkowski

Bk OE a ae ke
PreGmutn BH. FORt,. €2 UEC $1888... aw cecnss 1400
APPENDIX I, Exemptions/Recordings........l142a
APPENDIZ J, Shepard's Citations. .. cee. +l46a
APPENIDX K, EEOC Opposition to this

COG Ws PEPE eeR i cee cacecc htc euncnend dle

(33)

CASES PAGE
ARIZONA V. CALIFORNIA, 103 SCt 1382
Co EE a ee 47
ARNETT V. KENNEDY, 416 U. S. 134...+.46.. 28
BOARD OF REGENTS V. ROTH, 408 U.S. 564
Bc 9 aia om ate en rope Ore a 45

CITIZENS CONCERNED FOR SEPARATION OF
CHURCH AND STATE V. CITY AND COUNTY
OF DENVER, CA-10, 30 FR Serv 2d 315

OE ee ee 14
CODD V. VELGER, 429 0. S. 624 (1977)....46
DAVIS V. PASSMAN, 442 U.S. 288 (1979)...47

FALKOWSKI V. LOWELL PERRY. App.B, 82a. Passim
FALKOWSKI V. LOWELL PERRY, 464 FS 1016 Passim
FALKOWSKI V. LOWELL PERRY, 594 F.2d 861

*HALL V. SMALL BUSINESS ADMINISTRATION,

GOS F. 26 175 (CAS SSS). cece eee eenee 29
*HAZEL-ATLAS GLASS CO. V. HARTFORD-EMPIRE

CO.» 222 Use Se 230 (IFES) co cvesessvece 41
JAMES V. STOCKHAM VALVES, 559 F.2d 310

TUR F Ae edsecarenss Seco een eee nee eens 39,40
JOINT ANTI FASCIST REFUGEE COMMITTEE V.

MCGRATH, 341 UcGe. Ldscsccrncvscsseceses 43

KUSH V. RUTLEDGE, 103 SCt 1483 (1983)..7, 17
LINCOLN V. BOARD OF REGENTS, UNIVERSITY
SYSTEM, GEORGIA, 697 F. 2d 928 (CA-11
ee a
LITTLE V. SOUTHERN ELECTRIC STEEL CO,
S595 F2d 998 (CA=5 1979)... eeeceees ecceedd

(243)

Mo@moe Ve. UNITED AIR LINES, INC., coc. eossha

ae Bee Veeeeee, US GE 11 (1982)..... Passim
PERRY V. GOLUB, 400 FS 409 (1975)...... Passim
PERRY V. GOLUB, 74 FRD 360 (1976)......Passim
PERRY VY. GOLUS, 464 FS 1016 (1978)..... Passim
PERRY V. GOLUB, 594 F2d 861 (1979)..... Passim

PERRY V. GOLUB, 25 EPD 431,488 (1981)..Passim
RODGERS V. UNITED STATES STEEL CORP.

We Oe ek ecanucancesecs 47
ROGERS V. EEOC, 454 F.2d 234 (CA 5 1971)...47
SOUTHERN MUTUAL HELP ASSOCIATION V.

meoneme, O78 P20 SiS (CA DC 1977)... eee. 47
*TRAFFICANTE V. METROPOLITAN LIFE INSU-

meee See SOF OLS. 205 C1STS) occ ccwwcnss 47
GU. S. &% REL BONNER, 78 FRD 344 (1978)..... 41
*UNITED STATES V. HAMBURG-AMERICAN S.S.

ree BoP Uo. SOR CERIS) once cccncnecccens 49
*UNIVERSITY OF TEXAS V. CAMENISCH,

BOR Ce Ce FANE) oe ccteccececenceces 49
*UNITED STATES V. UNITED STATES GYPSUM CO.

Pewee) Fee OD. SE. Gos oc sec ws Cohen bheeees 32
WISCONSIN V. CONSTANTINEAU, 400 US 433

eg enn ne -eeees 46

"woo ©. GEOMGTA, 370 G. S. 375 (1981)......29
STATUTES AND RULES:

PLECe @mencments to Conétitution.......ceess 7
Pires Meencment to Constitution......cccocee?
Title VII §§717a and 704a, 42 USC §2000e....8
CiVii Rights Act of 1971, 42 USC $1985......8

(iv)

PAGE

Bpsevencn Circuit, Rules 21 and 25....cec- 45
Mee © POGOTEL PEAGCEIGCO 7. wc cece ccc ncnn 32
OTHER AUTHORITIES
Professional Responsibility Report of the

Joint Conference, 44 ABAJ 1159 (1958)...... 28
I Oe Is oc hd iw wea cc neckccevecca
Bc vc ba wa cawecccdecus 42

Captain Dreyfus, Oy Nicholas Halasz.....ceccs 42

A Federal Court in the Northern Di

departed from the usual co
cial proceedings. It found, in a deci-
W m

arding fees, that a Federal en

t-

the Court had mooted, without tr
Ployee's lawsuit, simultaneously denying as
@ sanction an agency petition to fire him.

Perry v. Golub, 74 FRD 360 (1976). The pub-

lic-interest, as will be shown, warrants this
vourt's exercising its power of supervision.
eals the Eleventh Circuit

decision on Perry v. Golub (App. A, la). Un-

published and noted "Affirmed in Part, 691
F.2d 510 (CA#-ll 1982). it left false stigma

unrelieved. She appeals unpublished affirm-

ance of Falkowski v. (Lowell) Perry (App. B,

Sea). Decisions awarding attorney fees in
Doth cases deny due process by resolving on
the merits issues not before the Court.

She appeals a related decision by a dif-
ferent Court, Perry v. Falkowski (App. C,

l22a), because it was. constrained by vacated

decisions in Perry v. Golub (A, la). This

prevented record correction for Petitioner.
In earlier unpublished Opinion, April 25,
1979 (App. D, 133a) the Fifth Circuit ruled:

3

"The district court correctl
these actions witnout prejudi
count of mootness. The effec
dismissals was to vacate all
proceedings so as to spawn no
ces. The adjudication of moot
inated all pendi oe controversi
left the court without jurisdi
enter those Bee one of the injuncti
Orders restricting future actions of the
parties in either case. The orders of
dismissal, without prejudice, are af-
firmed, but the protective Pile stl or
injunctions are vacated. FFIRMED AND
VACATED." (Unpublished, “ reported
Perry v. Golub, 594 F.2d 861 and Fal-
kowSki v. Perry, 594 F.2d 862,"Affirmed

\

and Vacated.")

>

a ae

te

e o

2 Ie

The District Court departed from the fo
going law of the case when it assessed fee
against the U. S. Equal Employment Opportunity
Commission (EEOC) of $99,331.90 to Bertram
rerry, by finding in Perry v. Golub, 25 EPD

131,488 (1980) that ne prevailed in 1975 as
a whistle blower against EEOC, for reporting

his then supervisor, Petitioner, to a U. S.
Attorney. In the fee award, the Court said:

"It has never been contended that the
Court of Appeals' decisions had any
arguable effect on this Court's 1975
decision..." [App. A, 15a, (referring
to preliminary injunction based on
"whistle blower" status), 400 F. Supp.

409)].

yy

.+

nflict with prevailing sta-

e, the Court
P

(D

Citioner,

LOns, Was

red
published (App. B, 82a) ].
titioner had to personally defend from
two lawsuits by Perry and litigate to save
her employment because of false accusations
by him. Her time burden was at least triple
that of Perry's counsel, since Perry was not
Sued.
_The government, which routinely defends

4

—

others sued in official capacity, according
to report from the Justice Department to the
Committee on the Judiciary of the U. S.
Senate (Excerpts, App. E, 129a), did not
defend or even hear her on Perry's charges.
In contrast, Bertram Perry, throughout
years of litigation, received free legal
defense from a lawyer renowned (App. A, 68a)
and known as a critic of EEOC "fishing ex-
peditions" who defends employers charged
before the Office where Perry works.
Documents called to the attention of
Courts below, as well as unrefuted tes-

timony, make manifest conduct by the
"whistle blower," including deception

3 } i
chizophrenic con-

2
duct by Petitioner, including claim that
Wnile confused and disassociated from re-

was her gional Director, Robert J
hr

= ~
Petitioner threw paper at him (Perry).

Bertram Perry concluded that the irrational
purported conduct was because of Petitio-:
ner's intense jeolousy and hate of him

Pane or . 4 1
(eke A, Se) 1.7 j

1 The tale concocted by Perry came about

as follows: Perry had insulted Petitioner,
then his supervisor, in the presence of a
Mouse guest of Petitioner visiting in her
office. The guest was shocked and wrote an
account of Perry's behavior, but mistakenly
referred to him as Mr. Jeffrey (whose name
Petitioner had also mentioned as that of her
Supervisor). Perry sent a version of the
incident to Mr. Jeffrey (who later told
Petitioner Perry found the witness's state-
ment in the copy machine).

Perry mixed a false tale of insane actions
by Petitioner with false tales of stupid acts
by her, throwing in a story to cause her su-
pervisor to suspect that she was in forbidden
communication with Commissioner Ethel Walsh.

Petitioner's counsel raised to the District
Court the seriousness of Perry' report, and
the implications of her Supervi sor's not in-
vestigating the report of ail eged insanity.

The court thereafter published against Pet-
itioner that she threw paper at Perry based
On Jeffrey's proposed charge against her
"documented" solely by that report (Ex A, 52)
from Perry, who did not testify.

6

Also manifest in the record, in addition
to testimonial proof, is documentary evidence
of insubordination [for one example, see
copy of letter from Perry to Petitioner, his
Supervisor, in record underlying Perry v.
Golub, 96% FPS 1016, 1978 (Ex. B, 68).

Petitioner's side (Excerpt, Ex C, 72)
is untold in Opinions.@

Fee Opinions violate due process and

law pertaining to moot cases as will be
shown.
JURISDICTION

On 25 October 1982 the Court of Appeals |
denied petitioner's appeals. tApo. G, 137a).
It denied a timely petition for rehearing
on 26 January 1983 (App. F, 135a). Mr.
Justice Powell granted enlargement of time
through May 26, 1983. Jurisdiction of this

€ EEOC proposed to fire Petitioner and
Bertram Perry, in November 1977. The Court
had dismissed their actions but retained
Jurisdiction. Petitioner filed answers to
the proposed charges with the Court. She
later referenced in her testimony her ans-
wers. Excerpts (Ex C, 74) include:

",..My predecessor also was forced to seek
to remove Perry. My predecessor is Black,
and I had successfully directed an integrated
office, so Perry's charges of racism against
me certainly would seem to be spurious...."

Court is invoked under

States Code, Section

ES
overnment to near
ef

1. Where failu z
or insure initial legal defense to supervisor
Sued as an agency official contributed to her

Subordinate's prevailing, ‘should resulting
final judgment be vacated? .

2. Should decisions tainted by unresolved
conflicts of interest of counsel be vacated?
3. Do certain representations to Courts
constitute fraud upon the Courts such that

these Opinions ought to be vacated?

4. Doés appellate nullification without
publication, of falsely stigmatizing pub-
lished decisions, deprive of due process?

5- Where District Court fee decisions
find on the merits of untried cases, and
record shows bias, should this Court vacate
affirmance and order remand for decisions
by an impartial tribunal?

LAWS AND STATUTES INVOLVED
Fifth Amendment to Constitution: No person

shail...be deprived of life, liberty, or pro-
perty without due process of law; nor shall
private property be taken for public use
without just compensation.

First Amendment to Constitution: Congress
Shall make no law... abridging the freedom

8

of speech...or the right...to petition the

Government for a redress of grievances.
UivVal Rients Act of 1971. 42 USC 1985:
Conspiring to deprive of office or deter

from testifying unlawful. (Text in App.
BR. 14804).
aaG.e Vil of the Civil Rights Act of 196%.

as amended, 42 USC 2000e:
g704(a) It shall be an unlawful employment

practice for an employer to discriminate

~++ because he has opposed any practice
made an unlawful employment practice by

this title, or because he has made a charge,
testified, assisted, or participated in

any manner in an investigation, proceeding,
or hearing under this title. [As amended
March 24, 1972, 42 USC §2000e3(a).]

9717(a) All personnel actions affecting
employees or applicants for employment...in
executive agencies...shall be made free from
any discrimination based on race, color,
religion, sex, or national origin. [As added
March 24, 1972, 42 USC $2000e16(a).1]

STATEMENT

1. Background:
Petitioner, a civil libertarian since

youth, was among the first to openly oppose
racial segregation in Alabama, years before
the enactment of Title VII.

9
In 1955, she received threats onh
W

e

ering a newspaper article which de-
rs)
+

earned her the epithe
BLGcn,” and @ place in the files of t)

in Birminghan.

In 1968, Petitioner began working for
’ 5 5
EFEOC in Birmingham, followed.six months
later by Bertram Perry, first an admired

e Ss
in April 1971, Petitione
Oltice in Mississippi, a location
by five men before she requested it. After
her one year commitment to that location,
She unsuccessfully bid on openings in Bir-
mingham, including at lower grades, to end
660 mile round trip flights each weekend to
her husband and children.
In November 1973, she led suit in

Alabama against EEOC because of disparate
treatment, including her inability to trans-
fer back to Birmingham, because of sex.3

3The one other female of 100 professionals
hired there was a GS-7. In EEOC's Atlanta
Region, the only female of 40 managers or
supervisors selected was Petitioner, who
took the Mississippi territory.

ears won
an award for performance during her tenure.
In Alabama, Bertram Perry continued as Depu-
ty Director. He had Petitioner's full sup-
port until his harsh treatment of employees'
and his defiance of her direction required
corrective action by her.

Petitioner recommended various plans for
correcting Perry's conduct, including the
hire of a temporary consultant, and pro-
gressive discipline. These recommendations
never won approval of her Regional super-
visors, who are of the same race and sex as
Perry.

Perry's treatment of Petitioner became
overtly racist, sexist, and defiant, while
he covertly called her a crook.

(Evidence that Perry attacked her directly
to certain employers came belatedly to Peti-
tloner. Examples of his accusations are
Shown by:

(1) A 1977 letter from an employer who
Said Perry had told him Petitioner was
forced out of EEOC's Jackson Office and had
Slapped a black man. (Both accusations are

totally false. The Jackson office won

pe
—

an award during her tenure.
(2) In deposition in this record Perry

ha 6 pe ee a4 Seo TO
WVLTCCTLOP AOLIOWGLL (in iy

Said Regional

met with him secretely (while he was Peti-
—
U

i,

tioner's Deputy) and asked him to gathe
-

evidence regarding his claims about her
allegedly improper determination against an
employer. (March 1980 deposition Tr. 121).
Perry said he went to the employer].

Petitioner, isolated as a female EEO
manager in the South, was vulnerable beyond
her understanding in'‘1975.

In June 1975, unaware of Perry's secret
representations, Petitioner was awaiting ap-
proval from her Regional Director in Atlanta
to issue charges to Bertram Perry. Perry
had responded to a request from Petitioner
for coordination on performance appraisals,
by calling her filthy, threatening to have
her put in jail, threatening (without expla-
nation) to report her to the U. S. Attorney,
and subjecting employees to a tirade of rage.

(Defiant conduct by Perry had also been
reported by her predecessor as documented in
this case). Petitioner, hoping Perry's be-:
havior might be modified by penalty, recom-‘|
mended he be required to refute her charges
or be demoted.

Response to Petitioner's request for appro-

12
val to initiate disciplinary action against
Perry was swift. Her supervisor, without a
warning or a hearing, withdrew Petitioner's
authority as District Director. He divided
most of her duties between his Deputy and

Perry. He announced removal of her authority

to her staff, and gave Petitioner "queries"

to answer. This was six months after Petitio-
ner returned to Birmingham after a settled
Title VII suit, over the objection of this
Supervisor. (Ex D, 75).

The "queries," with answers and documents,

Showed the Regional Director had been misled.

For example:

"Query 1, p. 1. Since right-to-sue
issued 9/24/74 and suit filed 12/26/74
which usually terminates process, why
did EEOC processing continue?

ANS. I Gid not take office in Birming-
nam Until 11/8/74.

a. Why was an investigation renewed?

ANS. Not renewed. My predecessor did

not stop it...Discretion is pursuant

to Rules and Regulations of EEOC, Title
29, Chapter XIV, Part 1601.25b(d) as
revised July i, 1973.

b. Who renewed investigation?

ANS. My predecessor did not terminate it
»-e-eInitiation of civil action is not
normally entered into District Office
CONtYOil records....

Query 2, p. 2, Why was the determination
issued before the memo?

i3

ANS. Because I wrote the determination
based on reading all the evidence col-
lected. Though a reprisal charge had
been filed in August 1974, approximately
five months earlier, the investigator
each month reported little or no produc-
tion. My question of this was how the
case came to my attention.

After discussion with the Deputy Dir-
ector, and based on my impression also,
I judged that the investigator would be
unable to complete the case expeditiously,
ever With help...”
b. Upon what evidence was the determina-

tion based, since the memo hadn't been
issued?
ANS: The file,*

The Regional Director thought that Peti-
tioner had issued a determination before she
had the file on the case. An EEOC witness,
Evangeline Swift, unaware of Petitioner's
answers to the queries, said in an affidavit

(unserved to Petitioner) which was incorpor-

ated by reference into her testimony, at the

1975 hearing in which Perry won injunctive
relief) that Petitioner issued a determina-
tion on a case before she had the file.
Perry's deposition in this record (3/80
Gepo. Tr. 195) indicates that the U. S. At~-
torney in Birmingham, who opposed legal de-
fense to Petitioner, was Similarly misled
(never having allowed Petitioner hearing on
On the matter) and thought Petitioner is-

sued a determination before she had the file.

€ J

Bertram Perry's suit a
the same day’, to fight
t

2
o

fer before a diff
During Perry's 1975
part of which Petitioner
notice problems, nines ions against her (un-
Known to her) rather than due process deve

Y @)

loped as the gravamen of the case. EEOC coun-
Sel bypassed her. She asked private counsel
retained for her separate action against
EEOC, to enter an emergency appearance.

Her then counsel, waiting with her for her
hearing later the same day, either because of
Short notice and preoccupation with that, or
Surprise, or some other reason, advised that
the Perry hearing was only "preliminary." It
was over without her finding a way to rebut.
Her Answer in Perry's case was not due, and
the legality of this hasty decision has sup-'
port, e. g. Citizens Concerned for Separation
of’ Church and State v. City and County of
Denver, CA-10, 30 FR Serv 2d315 (1980).

"

a
Be
1O7 +ha

Perry's 1975 hearing ended without the
testimony of his supervisor or witnesses
6O RIS conduct agai

In September 1975, the critical Opinion
underlying these cases was enter ed, enjoin-

ing Bertram Perry's transfer in Perry v.

™

Golub, 400 F. Supp. 409 on First Amendment
_

rounds, and finding that att tempt to move him
was for reporting Petitioner to the U. S.

Attorney. The case was found to be moot in

eS

1976 and never tried (Perry v.. Golub, 74 F
360), but the first Opinion has been cited

Widely and renewed by the District Court
including in Opinion (25 EPD 131,488) here
appealed.

Perry's suit which begat the 1975 Opinion
was against Petitioner and two Superiors.
Only government counsel was served. (Petit-
loner had contacted the U. S. Attorney after
Perry's threat, to ask what Perry said to
him, and was told that he was Keeping out of
EEOC matters and didn't want to see her).
rerry is written in history as a whistle blo-
wer for having reported her to "the U. S.
Attorney," but Petitioner has never had a
chance to confront any report. [Both times
Ferry sued her, a U. S. Attorney recommended
the government not provide her with legal
defense; she had no hearing on issues].

16
Petitioner was preoccupied with efforts to
Stay her own transfer the same day in 1975,
Perry won an injunction. To stop her trans-
r

Suit At her nearing, Judge Pointer caused
ent EEOC would maintain the

, i}

Status quo and she would withdraw her motion?
resolution of the issues through

Fr Ferry v Golub.

e€ was no decision noting her success,

O
r
om the other Court, Perry obtained a
On, not just on due process grounds as
oner favored, but on First Amendment
rounds. The "Birmingham News" quoted from
e decision to the effect that Perry blew
the whistle on her mismanagement.
Immediately she sought reconsideration :or
eariy trial in Perry v. Golub; On grounds
She had elected not to testify, the court

denied her motion. (She had wanted to testify

and was undefended by any counsel). She next

conducted discovery in Perry v. Golub, when
EOC ignored her written request for help.

ty

3. Falkowski v. (Lowell) Perry filed:

EEOC did not sustain her supervisor's pro-
posed charges against Petitioner. Her dis-
covery in the Perry case contradicted Perry's
Stories. Yet 10 months later, her authorit
was still being withheld and her administra-

17
tive complaint had not been decided.
In April 1976, Petitioner sued EEOC for

the second time (Falkowski v. (Lowell) Perry)

raising §1985 [see Kush v. Rutledge, 103 sct
1483 (1983)] and Title VII issues. She asked

for injunctive relief and prevailed partially.
EEOC's failure to comply with Item 2 of her
1974 Consent Agreement was corrected. This
provided class relief--EEOC's Merit Promotion

Plan ‘was changed to state that a selection

from:a "properly ranked" certificate could be
contested on Title VII bases.

Her case was then transferred to Judge
Guin, before whom Perry's case was pending.

On May 3, 1976, two weeks after Petitio-
ner's suit was filed, EEOC's Acting Chairman
called Petitioner and her "Deputy" to head-
quarters. She asked them to work together

and said Petitioner's authority was restored.

Despite Petitioner's written request, no
EEOC official told the Birmingham staff that
misunderstandings had caused withholding of
her authority. There was no show of top EEOC
Support to her, as justified by evidence.
(EEOC was enjoined from acting against Perry
without Judge Guin's permission).

Perry told one and all that a white female
favored a white female, and claimed illegal

conspiracy against him by EEOC.

18
Regional supervisors exercised autonomy.
They bypassed Petitioner ana talked to Perry.
Perry continued to defy and villify her and
abuse subordinates. Her administrative com-
plaints were unresoived. She proceeded with
discovery in her case.

Fee award Opinion (App.B, 82a) in her case
(suddenly mooted because EEOC restored her
authority) is the second of these appeals.

4. First Petitions in Perry v. Golub:

In September 1976, Petitioner filed a mo-
tion in Perry v. Golub, with affidavits from
Oppressed employees. She requested a hearing
On proposed disciplinary charges to Perry.
(EEOC headquarters had remanded her recommen-

dations and grievances to her Regional super-
Visors, who sat on them).

The Court, instead of acting on her motion,
aS proven by a colloquy during a 1980 hearing
on fees, made an ex parte Suggestion (Trans-
cript lodged with the Clerk, 17-18) THAT PET-
ITIONER BE DROPPED AS A DEFENDANT IN BERTRAM
PERRY'S CASE. This was while her request for
a hearing in the public interest was pending!

Two weeks after Petitioner's motion, EEOC
headquarters filed a petition for permission
TO FIRE BERTRAM PERRY.

On November 23, 1976, the Court granted
Perry's motion to drop Petitioner from the

Ly
case. Without hearing evidence on charges
against Bertram Perry, the Court denied
S petition as a sanction for failure of

agency to comply with discovery orders.
On November 30, 1976, the Court hela,

Perry v. Golub, 74 FRD 360, that since EEOC

was not trying to transfer Bertram Perry,
and since he would not let EEOC fire Perry,
there was no justiciable controversy.

That Opinion on the untried case renewed
the "whistle blower" findings, again making
Perry a hero. Unmentioned and unresolved
were issues as to whether he abused Visitors
and employees in the EEOC office and defied
Petitioner, his supervisor.

On November 30, 1976, the same day as the
74 FRD 360 Opinion in Perry v. Golub, the
Same Court dismissed Petitioner's suit sua

sponte, without a trial, as moot. Grounds
were that EEOC had fully restored her auth-
Ority. There was no hearing in which mootness
Could be disputed. The Opinion noting agency
relief to her was not published.

The Court ordered EEOC to take no action
against Perry in the future without Court
approval. Subsequently, the Court granted
Petitioner's motion for similar protection.

She appealed in both cases. EEOC "eross

appealed" in hers.

20

5. After the Dismissals:

Conditions in the EEOC Birmingham Office
worsened after the "mootness" decisions.
Regional managers forbade Petitioner to take
affidavits from employees. They rescinded
her warnings to Perry. They granted grie-
vances against her without hearing her.

EEOC headquarters refused her phone Calis,
did not process her grievances, and ignored
proposed charges to Perry as discipline for
new offenses (to which she attached draft
petitions to the Court). Her requests for
meetings were unanswered.

In July 1977, because of her vain reports
for two years, and within the law applicable
to recording consensual conversations (App.
I, 142a), Petitioner recorded a conversation
with Perry. He began it by calling her an
"ugly white bitch" and a "crook". He said
her warning (because he yelled at a subordi-
nate) would be "in her ass". He said she was
a crook because Judge Guin said she was.
Petitioner sent a transcript and asked for
help from EEOC Commissioners.

When help did not result, she sent it to
the Fifth Circuit asking expedited action on
her appeals. This was denied on Perry's mo-
tion, and the transcript struck as not part
of the record below.

ed
EOC Petitions District Court Again:
On November 7, 1977, EEOC filed petitions

with the Court seeking to fire Bertram Perry

Oo
BJ

and Petitioner. Grounds stated against her
included the recording which supported ner
reports of Perry's pattern of conduct. A
ground stated against Perry was what he said,
as quoted by EEOC, from the transcript of
Petitioner's recording. :

Following the nearings, the Court issued
in November 1978, a published Opinion, 464 F.
Supp. 1016, common to both cases. This
Opinion excoriated Petitioner, relying on the
L3i> whistle blower findings in a case mooted
without trial, hearsay, and an EEOC rule
against tape recordings [which rule was
applied in conflict with statutory right
(App. I, 142a) to record ones own conver-
sation in self defense].

Witnesses subpoenaed by Petitioner to
prove abusive conduct by Perry to visitors
and employees had not been permitted to
testify.

Testimony from Birmingham Office super-
visors that Bertram Perry called his boss
obscene names and defied her, was not even
made known by the Opinion. Instead, the
Court gratuitously found that Petitioner's
conduct was "more like that of a wild scream-

22
in a fit of hysteria than that of
a competent District Director."

The Perry Court became the hero of the
Birmingham News again, which ran his picture
and quoted him against Petitioner. That
Opinion, on Perry's and Falkowski's "consoli-
dated cases," 464 FS 1016, was appealed
separately by Petitioner and her government-
defended co-defendants. |
7. First Appellate Action (1979)

Petitioner's motion to have the 1978
appeals consolidated with her appeal of the
1976 opinions that cases were moot failed.

in April 1979, The Fifth Cireuit affirmed

mootness, cancelled injunctive protection to

Perry, and in an unpublished Opinion, "vaca-
ted underlying proceedings so as to spawn no
consequences". Before Petitioner could ask
the Fifth Circuit Panel to publish this de-
gree of clarification, another Panel in Au-
gust 1979, decided the published 1978 opinion
was void. There was no record review and
another unpublished Opinion, which confused
the first. Petitioner sought certiorari,
(No. 79-1244) which was denied.

8. Federal Supervisor Twice Undefended
Meanwhile, in September 1978, Bertram Perry
sued Petitioner and former EEOC Chair Norton
for five million dollars. His grounds were

v_“_ * *
wor 5s oe 4s mia ” PArnoa Aza No pet ywwr , am atatoaned w -~
FSeuLv.cner Ss recoraqing rerry s conversacvion
. ) 5 saa aa die an Ye, | Po
“rr rn a) no re > aor? bo > eD -WsS tra
Wd Wi ner 3 anda dad deed Ne \/ © Nw he Or. VV “ots Vil ey _—
jence Parry: Falkowski inn fe 120s )
1S Fw U > + Cia y . & Geach SRL, \ Ve ~ 34 Lota) *
mn a '" 3) 5 rs)
_ ~ fy ~RrnNmMman A eat ial a ~ - A _ + A
vl el SYVSi.iucily again relused VU 4e7 6nG
Darie«-f ner ~ = JTafannan a VIA ne an
tS ws Via wtd ; Wa USedi Clio Oe VOD LOlie

. | 7 7 Pp | \ = ey
years of tnis iitigation) artter Judge Mc-
' 4 3 ri a ai
Fadden reinstated Perry's claims against her

vacated injunctive protection to Perry.
In 1980, Petitioner sought leave to
counterclaims, not sought sooner because

countersuit would have prevented backing
e

©
¢

O
UY.

ca)
ra)
yy
4
eg

which she continu e
whom the case was transferred denied thi
leave, and let Perry drop hi a
Petitioner (the second laws
dropped after her discove
The March 1981 Opinion

ig
inhibited by decisions of the Perry v. Golub
Court which had just issued t ee
canonizing Perry.

Petitioner requested amended findings for
balance and, in light of deposition record,
attorney fees from Perry unless her fees were
repaid by the government. Denial led to the

third and last of these appeals.

No decisions suggest tne nature of volumi-
, ility of

here has been

no trial of issues of integrity, no appellate

review beyond jurisdictional issues, and no
he 1975 “whist.

is not even shown to be

n
vacated by Shepard's Citations. Damaging

vacated decisions are widely cited (App. J,
146a), including by federal judges in the
District of Columbia where Petitioner works.

10. Appeal of Fee Opinions:

ml

Petitioner appealed Findings in the fee

Opinions. EEOC appealed the amount of fees
to Perry, and opposed more fees to her. In
appealing Bertram Perry's fees, EEOC stated:

",.e-oupervisors in the office and the
istrict counsel all heard Mr. Perry
use offensive language on numerous
occasions...often referring to Ms.
Falkowski as “that bitch," “that thing
in there"...and "ugly white bitch.”™...
Mr. Perry also treated other employees
in an offensive manner, shouting at
Chem and accusing them of racism ...
and sexual misconduct...The conduct of
Mr. Perry and Ms. Falkowski had a deva-
Stating effect on all the employees in
the office....They were afraid of Mr.
Perry." (Record citations omitted here).

A 11} Snir wan aa lean mn:
Although EEOC had not appealed mootness,

t argued on the merits in opposing Perry's

Ps nqIin ny
LLinagings OY

BROC counsel quoted adverse

the Perry v. Golub Court against Petitioner'

S
fee appeal, after naving opposed her petition
S

for certiorari om zrounds that these same
findings were vacated to spawn no conse-

The findings, that Petitioner and Perry
cursed, slandered, and threw paper at one
another," are supported only by a fabrication
from Perry to Petitioner's supervisor (Ex A,
52). Petitioner's supervisor used it as a
basis for proposing to fire her. No EEOC re-
Viewer could have analyzed the proposed action
for sufficiency of evidence. The Perry Court
did not check and balance the EEOC, but publi-
cized charges against her as though supported.

The Court speculated that Perry withdrew his
verified response to EEOC's petition and did
not testify, to avoid being cross-examined.
The only-support for finding that Petitioner
threw paper at Perry, was incredible hearsay.y

4The seriousness of Regional indifference
to the implications of the report at the
time it was made was called to the attention

of the Court by Petitioner's counsel, but the
Court discounted its seriousness.

ll. Eleventh Circuit Action

The Eleventh Circuit affirmed Perry v.
wOLUS In part, by unpublished opinion,
(App. G, 137a). Petitioner had raised un-

S
n over one hundred thousand dollars
betause of naving to defend against law
Suits and false accusations by Perry, cre-
dited without due process. When she has
oeen unable to pay she has expended huge

mounts of ner personal time, costing not
Only her but her husband and family.

Petitioner seeks to continue a lifelong

commitment to human rights with credibility,
to ameliorate for herself and her family and
the benefit of their future leadership this

false published history.

I

FEDERAL PUES TIONS

Management of a civil rights agency, a
Court's finding of guilt without a Criai.,
management: of a judicial overload so as to
address published Stigma by unpublished
nullification, and rights of public officials
who become the targets of "whistle blowers"
are important federal questions.

27
REASONS FOR GRANTING THE WRIT

1. THE GOVERNMENT'S FAILURE TO INSURE
LEGAL DEFENSE TO WHITE SUPERVISOR SUED BY
BLACK SUBORDINATE FATALLY PREJUDICED HER
DEFENSE.

The Perry v. Golub court said (Tr.
lodged with Clerk, 36-38) that for years
Petitioner has protested lack of initial

Opportunity to defend herself, as shown:

",..What Ms. Falkowski made very clear
to me through all those hearings was
that what she wanted was a chance to
defend her--what she considered to have
been an attack to her good name. She
fired her first lawyers or they fired
her. I don't know which, but I got

the impression from her testimony that
She was intensely dissatisfied with
them because they did not put her on
the stand when I heard the Perry pre-
liminary injunction, because she wanted
to tell her side of what happened be-
tween her and Mr. Perry, and her own
lawyers did not want her to because they
had their own hearing to EO EBO.ee-
-.-eThe reason for appealing that case,
even though she was dismissed as a de-
fendant, was because she never had a
chance to testify; and she wanted such
a chance. And that, apparently, was
missed at New Orleans, but she was

the only person who appealed, and that
was her only reason for an appeal."

25

Perry had free legal defense throughout
(see p. 4), but Petitioner lacked even no-
tice of charges. EEOC counsel told the Court
in 1980 EEOC did not defend one of the offi-
Clais sued by Perry. (Tr. with Clerk, at 78):

"the Commission's interest in this case
waS to Separate Ms. Falkowski and Mr.
Perry...the Commission, rather than

take sides, attempted to remove both of
them, and, hopefully, at least prevailed
against one."

The outcome of lack of any initial defense
to an EEOC co-defendant in Perry v. Golub was

anticipated by ABA Canon No. 2, which requires
lawyers to assure legal defense. The damage
of violating this Canon was well stated:

"eeedl 1% i8 not received in time,
the most valiant and skillful re-
presentation in court may come too
late." Professional Responsibility:
Report of the Joint Conference,

44 A.B.A.J. II59, 1216 (1958)."

Discovery by Petitioner shows she could
have proved the applicability to this case
of Arnett v. Kennedy, 416 US 134,168 (1974):

",.-Prolonged vetention of a disruptive
or otherwise unsatisfactory employee can
adversely affect discipline and morale in
the work place, foster disharmony, and
ultimately impair the efficiency of an
office or agency."

29
2. DECISIONS TAINTED BY CONFLICTS OF

INTEREST OF COUNSEL AND OTHER LACK OF DUE
PROCESS SHOULD BE VACATED

Pursuant to Wood v. Georgia, 370 US 375

(1981), these decisions should be vacated.
The Court was responsible to correct con-
flicts of interest of counsel apparent from
the record.

The Court knew from his petition for fees,
December 1979, that Perry's lawyer, William
Gardner, Jr., represented Perry pro bono.
This lawyer has long represented companies
charged with discrimination before EEOC. The
Court knew the lawyer's renown (App. A, 68a).

Mr. Gardner's interest was not in his
Client ‘s loyalty, deserved or not, to his
Supervisor. Counsel for Perry was discre-
diting Petitioner to undermine her credi-
bility in other cases where he represented
employers against EEOC. [For example, with
no clear relevance to issues of record, Gard-
ner argued to the court that Petitioner en-
gaged in "fishing expeditions" and tried to
"make a federal case" of complaints and
expand them, and Perry did not.]

In Hall v. Small Business Administration,

675 F. 20 175 ({CA-S 1983), Judge Rubin said:

“Judicial ethics reinforced by statute
exact more than virtuous behavior; they
command impeccable appearance."

This applies to all officers of the Court.

30

Another kind of conflict was apparent.

From 1975, the Perry v. Golub court had

knowledge that EEOC counsel presented the
positions of Petitioner's co-defendants.
(EEOC did not even obtain Petitioner's pos-
ition, which of course, was not presented).
Transcript of the 1975 hearing shows EEOC
counsel entered an appearance for all defen-

dants, and that no one else entered an ap-

pearance for Petitioner.
Initial lead counsel for EEOC, a black

man did not cross-examine Perry when he ac-
cused his white female supervisor.

From EEOC's opposition to Perry's fee
claim, the Court knew EEOC disclaimed res-
ponsibility for cost to Perry's counsel of
Petitioner's depositions. EEOC held, in ef-
fect, that clearing a District Director's
name did not contribute to the case.

The Court had an obligation to protect the
parties from clearly unresolved conflicts of
interest of counsel. The conflicts are shown
by the Court's own words (App. B, 82a-122a):

",...-The plaintiff has articulated no trace
of any logical reason that the EEOC should
have attempted to contradict the testimony
of its Regional Director. The obvious fact
Of the matter is that she later came to re-
gret her decision not to testify in 1975

and is now trying to place the blame on

EEOC counsel for not having undertaken to
do what she had the opportunity to do but

$i
elected not to do. Similarly, her conten-
tion that "the charges against her were
never substantiated" is Simply a repitition

m

of her argument that the EEOC should have
ea Os : igs

refuted" the testimony of its Regional
Director."

This sidesteps evidence which grew over
the years, that EEOC's Atlanta Regional Dir-
ectors credited a false attack, also unlawful
under Title VII, and without hearing or
grounds withheld Petitioner's authority until

she sued. Management's responsibility not to

Support a racist attack is discussed in Lin-

coln v. Board of Regents, University System,

Georgia, 697 F.2d 928 (CA-11 1983).
EEOC had removed Petitioner's authority

and, by treating her as a wrong doer, impli-
citly supported Perry's claims. EEOC did not
then attempt to resolve conflicting interests
of codefendants by having her supervisor re-
store her authority as withdrawn because of
misunderstanding, or consider her evidence
provide her with legal defense based on it.

EEOC managers violated Federal Personnel
regulations by refusing to issue a written
decision that charges proposed against Peti-
tioner in 1975 were not sustained.

The District Court describes conflicts of

interest from which, under Wood v.Georgia,

Supra, the Court should have protected
Petitioner from 1975 on. In the hearing

a

on fees, the Court acknowledged her initial

lack of defense. Yet in published Opinions
the Court finds that Petitioner "elected not
to testify" and renews vacated findings.

The District Court at the fee hearing
smiled on avoidance by Perry of having
to testify and provide admissible evidence
on the tape recorded conversation. Thus
the Court approved Perry's manipulating the
proceedings instead of performing its obli-
gation to adduce the facts.

Known evidence in the consolidated record
of these cases screams against District Court
findings in the fee awards, as not "the truth
and right" of the case and. "clearly mistaken,"
in accordance with the standard discussed in
United States v. United States Gypsum Co.
1946, 333 U. S. 364, 395.

Furthermore, conflicts of interests of

counsel which should have been addressed by

the Court caused prejudice to Petitioner.

3. SEVERAL QUESTIONS OF FRAUD UPON THE
COURTS SHOULD BE REVIEWED:

Moore's Federal Practice 7, pps. 507-513,

analyzes the obligations and powers of Courts
where there has been fraud upon the Court.
Petitioner offers examples which she believes
raise questions of conduct, in a milieu of

judicial action which also raises questions.

a
EEOC Positions In This Litigtion

t+ In 1975, EEOC took the position in Terry
ve Golub that Bertram Perry was abusive, dis-

ruptive, and intemperate. For that he and
nis supervisor should be transferred because
they didn't get along, EEOC decided:

EEOC had removed Petitioner's authority
and, by treating her as a wrong doer, implic-
itly supported Perry's claims. EEOC under-
Stood no obligation to attempt to resolve
misunderstandings or conflicting interests
of codefendants or support Petitioner with
legal defense, justified by evidence.

2. EEOC managers didn't sustain proposed
charges against Petitioner, but failed to
issue written decision to that effect re-
quired by the Federal Personnel Manual.
Years later, EEOC counsel cited to the ap-
peals court that her supervisor removed her

authority, without mention that charges

were not sustained.

3. EEOC counsel told different Courts con-
tradicatory versions and breached representa-
tions to this Court:

(1) In 1979, EEOC counsel told the Su-
_ preme Court (App. K, 147a) in opposing her
petition for certiorari, that findings stig-
matizing to Petitioner in Perry v. Golub

had been vacated to spawn no consequences.

34

(2) In 1982, the same counsel was of

counsel on a brief which quoted adverse va-
cated findings against Petitioner to oppose
her suit for legal support in the District
of Columbia. That counsel also supervised
counsel who, in brief to the Eleventh Cir-

Cult, claimed that vacated District Court

findings adverse to Petitioner were ful.ly
justified. |

(3) In 1982, EEOC counsel was “of coun-
sel" on a brief filed by the Justice Depart-
ment. The brief represented to aD. C.
Court that EEOC provided legal defense to
Petitioner in 1975 in Perry v. Golub. EOC

counsel who helped with this brief was the
same counsel who told the Perry v. Golub

Court in 1980 that EEOC didn't take sides

between Bertram Perry and Petitioner.

[EEOC managers ascertain "facts" relating
to employee litigation without hearing the
litigant "because its in Court." Agency heads
delegate their responsibility to a legal
staff which may not advise them regarding
evidentiary support for midcourse corrections
to past management or legal advice].
Bertram Perry's Accusations

3. The earliest findings, those in the

1975 Opinion granting Bertram Perry injunc-

35
tive relief as a whistle blower are based on

fraud. One example:

Two EEOC officials to whom Bertram Perry
talked, believed that Petitioner issued a de-
cision on a case before she received the
file. One official was her supervisor, who
queried her on what she based her determina-
tion, since tne investigator's recommendation -
was dated a week later.

Another official was Evangeline Swift, who
testified in 1975 when Perry won an injunction.
Incorporated in her testimony was an affidavit
to the effect that Petitioner issued a deter-
mination before she had the file. (Petitioner
did not see the affidavit until weeks later).

In a March 1980 deposition from Perry
which Petitioner took in his second suit
against her, nearly four years after his
first was mooted without trial, Perry
admitted that he told the U. S. Attorney in
Birmingham, that Petitioner issued a determi-
nation on a major case before she received
the file on the case from the investigator.

In a colloquy during the deposition, Perry's
role, not previously proven, comes out.
He asserts that at the U. S. Attorney's
Office, the man said he--

"couldn't believe what his eyes
were showing him."

36
aASked if he told the U. S. Attorney that

Petitioner issued a determination before

She had the file on the case, Perry replied
by asking what else the evidence could mean.
Petitioner has never had opportunity to
explain to those who denied her government

legal defense without hearing, that she
called for the file on the very same case
before she wrote the determination, through
Bertram Perry, her Deputy. Perry knew that
Petitioner asked for the file in the course

of monitoring productivity of employees.
(Complexity of the case was the reason given
by the investigator for his low case output).
Petitioner wrote her decision from the
files and the draft recommendation from the

investigator, and returned it with instruc-
tions, through Bertram Perry, that the in-
vestigator (also a conciliator), finalize his

report and conciliate the case.

The investigator's report was finalized
and dated after Petitioner's determination.

Petitioner has not had opportunity, since
her early lack of legal defense, to prove
that Perry used the above unusual but inno-
cent circumstance to mislead persons to be-
lieve that Petitioner (whom he said slanted
cases for attorneys) issued the determination
before she had the file.

eae a. explanation was
corroborated by deposition from the employee
who attempted to conciliate the case.

In another Situation, she proved she did
not improperly fail a conciliation. The
employer was not Willing to make any offer
to a charging party for whom "cause" was
found. As Perry knew, in such a Circumstance
a second meeting would be contrary to EEOC
policy. Further, the employer offered no
counter to EEOC's written Proposal. At
Petitioner's request, the employer's
attorney wrote her confirming this. That
and similar evidence was in the record and
called to the attention of the Court.

Such was the kind of evidence which caused
Petitioner's authority to be withdrawn,
which caused her to be denied legal defense,
Which caused Perry to win an injunction,
and which has caused her to be disgraced.

Such was the kind of "evidence" on which
the whistle blower case was made to the
District Court by Perry, who knew the facts
were otherwise. That is why Petitioner ap-
pealed Opinions in hers and Perry's cases

and challenged mootness. That is why

charges against her were never upheld.
Affirmance that the cases were moot, and

financial hardship because of the irregula-

38
rity of both administrative and legal pro-
ceedings prevented Petitioner proving fraud
and clearing her name.

In 1978, EEOC paired Petitioner and Perry
in firing attempts. In proceedings before
the Court (who had retained jurisdiction in
moot cases) Petitioner showed that a griev-
ance filed by Perry misreported an incident
as proven by transcript of their conversation.

The Court suppressed the transcript as a
basis for action against Perry, and wouldn't
consider it in Petitioner's defense.Petitio-
ner was again blocked from using proven
deception by Perry.

Even when the Fifth Circuit vacated the
District Court decision, it was on jurisdic-
tional grounds, without record review or

exposition of evidence.
THE PERRY V. GOLUB COURT:

In 1975, the Perry v. Golub Court, with
grant of injunction to Perry, found there
was a Suggestion that Petitioner might be
Slanting cases for the benefit of certain

private attorneys who were her personal

friends.
Petitioner has vehemently denied this at

every opportunity. She has no dearth of at-
torney friends, her lawyers are paid by her,
her only pro bono attorneys having been her

39

Drother, a patent lawyer, and now one of her

sons, a new lawyer. But Perry had pro bono

counsel who represents clients charged with
discrimination before EEOC.
The District Court granted a substantial

award to Perry's attorney, based on the whi-

Stle blower findings, not supported by a
trial, and citing "wild screaming woman" and
“paper throwing" decisions, supported, at
best, by hearsay.

However, there was no record review which
could impel the Appeals Court to assist Peti-
tioner as it did plaintiffs in James v. Stock-
ham Valves, 559 F2d 310 (CA 5 1977), by pub-
lishing that the same Court overly relied on
proposed findings of Title VII defendant coun-
sel. Or that in Little v. Southern Electric
Steel Co., 595 F2d 998 (CA-5 1979) the same

Court made findings adverse to a black plain-

tiff which were not supported by the record.
There has been no review which could show
Petitioner has been discredited without basis.

Bias of the Perry v. Golub court was raised

Delow and in this Court's No. 79-1244. It
is best proven by the transcript of hearing
on fees (lodged with the Clerk).

The transcript Shows that the Court sug-

gested Petitioner be dropped as a defendant

40
from Perry's case when she was awaiting the

Court's ruling on permission to initiate
adverse action proceedings against Perry.

It shows the Court, sua sponte, decided

the cases were moot (when EEOC restored Peti-
tioner's authority after her discovery evi-
dence). It shows that contrary to published
Opinions, the Court knew she didn't really
ever elect not to testify.

The Court leapfrogged preliminary injunc-
tion findings after dismissing the case
Without trial, and used the findings as es-
tablished to support a 1978 opinion.

After the District Court 1975 and 1978
Opinions were vacated, the Court essentially
reiterated these findings when awarding fees.

What such judicial conduct indicates,
whether bias or fraud, might best be deter-

mined by this Court.

The transcript of hearing on fees shows
the Court asked Perry's lawyer to prepare a
decision. No proposed decision was issued
and request on behalf of Petitioner for a
copy of any proposed decision was unanswered.
(See James v. Stockham Valves, Supra, where
a ground for reversing the same Court was
the decision that findings reflected, not
independent appraisal of the record, but a
rubber stamping of arguments of a party).

41

The fee decision on Perry v. Golub, after

the Court asked for a submission from Bertram
Perry's lawyer, conflicts with the under-
Standing of the case the Court expressed at
the hearing on the fee petitions. (Transcript
lodged with the Clerk).
FRAUD UPON THE COURT
The deceptive positions shown in this Part

are more serious than that which caused this

Court to overturn a judgment in Hazel-Atlas
Glass Co. v. Hartford-Empire Co., 322 U. S.
238 (1944). [Phony publicity campaign was

used to make product appear more popular in

patent litigation].

That foregoing deception did not countri-
bute to false stigma. (Nor did burglarizing
Watergate).

In a case involving contradictory posi-
tions to Court, because different counsel was
involved in presenting the contradictory
positions, the result was found not to con-
Stitute fraud. U. S. ex rel Bonner, 78 FRD
344 (1978).

Here the same counsel and supervisors are

involved. They are assigned to represent
certain officials of EEOC, in the name of
representing the "government".

Hoaxes by Bertram Perry are proven in

ry

the record. EEOC lawyers and managers are

42
responsible to know the evidence, even to

hear Petitioner. Voluminous evidence, which
because of mootness decisions, is not before
che Courts, is in EB&0C files.

Petitioner is not heard on the issues, be-
cause EEOC tells her they are moot. Appeals
have been pending on that for years, while
EEOC lawyers tell Courts she is a wrongdoer,
and committed actions she never committed
with which she has never been charged.

Monroe v. United Air Lines, Inc., 31 EPD
$33,329, US DC Ik (1982) at note 2, says

that an employer may not leave to the Courts

that for which it is responsible:

"United would therefore also know Judge
Flaum's decision was an erroneous one
because based on incomplete information
fully available to United."

One might assume that civil tights agen-
cies would not leave an individual accused
in history, with neither trial or publication
that published accusations were mistaken.
But prejudice and refusal to scrutinize past
actions for error has caused greater wrong.
Alfred Dreyfus, a jew, was left on Devil's
Island for years. Meanwhile, the real cul-
prit was tried and found "innocent" of trea-

son. Not until Emile Zola's J'Accuse did the

French government uncover error caused by
prejudice and fear, and free Dieyfus.

Captain Dreyfus by Nicholas Halanz.

43
EEOC's asking this Court to deny Petition-

er's request for certiorari because findings

were vacated to spawn no consequences, and
then using the vacated findings against Peti-
tioner in Courts, should be reviewed.

Bertram Perry's lies about Petitioner's
case processing, upon which preliminary
relief to him was based, should be reviewed.

Reiteration of stigma by a.Court, both
after a case was mooted without trial and
after it was vacated, and contrary to record
evidence, should be reviewed.

4. APPELLATE NULLIFICATION WITHOUT PUBLI-
CATION, OF FALSELY STIGMATIZING PUBLISHED

DECISIONS, DEPRIVES OF DUE PROCES
This Court has held that the Executive

Branch cannot place the name of a civil ser-

vant on an “Attorney General's List" as sus-

pect without a hearing, Joint Anti Fascist

Refugee Committee v. McGrath, 341 U.S. 123,

168 (1951). Petitioner's name has been pub-
lished as having been reported to a U. S.
Attorney as suspect, without any hearing.
False findings against her made at the time
a preliminary injunction was granted to her
Deputy have been nullified? by Opinions of
an Appellate Court, which are unpublished.
5Except by interpretation of the Perry Court
that he may hear any attempt to act against

Perry by treating his prior pleadings as a
new complaint. (Tr. 59-93).

44
During oral argument on the first appeals,

a member of the Fifth Circuit Panel asked
Perry's counsel about findings adverse to
Petitioner. This counsel responded that a
footnote in Perry v. Golub explained that
the Court had not found Petitioner guilty of
anything. The appellate judge remarked that
"the footnote giveth, but the Opinion taketh

away."
Petitioner's counsel was then asked if her

reputation wouldn't be taken care of if the
Opinons below were vacated to spawn no conse-
quences? That is wnat was done.

Mootness was affirmed, injunctive protect-—
ion to Bertram Perry was nullified, and
underlying proceedings were vacated to
spawn no consequences. (App. D, 133a). How-
ever, the decision was stamped, "Do Not Pub-
lish" and reported "Affirmed and Vacated."

It was not reported by Shepards, and it would
have clarified nothing if it were, since what
was affirmed and what was vacated was not
explained in the Federal Reporter.

The second appeals, on the 1978 District
Court Opinion in 464 F.S. 1016, were pending.
Because of a comprehensive record, Petitioner
hoped for reversal. Instead, the 1978 opinion
was vacated as beyond the Court's jurisdiction
by another unpublished Opinon. Petitioner

45
unsuccessfully appealed to this Court, No.
79-1244.

Opinions on fees have been based upon
findings vacated by the Fifth Circuit. The
Eleventh Circuit affirmed, except Perry v.
Golub, affirmed in part. Which part is af-
firmed is not published. This leaves Peti-
tioner's reputation unfairly under cloud.

Where a published opinion is affirmed or
vacated entirely, lack of publication does
not mislead. Affirmance of a damaging Opin-
ion "In Part" continues the damage and does

not conform to local rules.

Rule 21 of the Fifth Circuit provides for
affirmance without opinion, and that the
Court may enter either: "Affirmed. See Local
Rule 21," or "Enforced. See Local Rule 21."
Rule 25.1 requires publication of establish-
ment of a new rule of law...or a factual or
legal issue of significant public interest.
Rule 25, Eleventh Circuit provides for affir-
mance without Opinion, but not for affirmance
in part without Opinion.

The correction of potentially false and
scandalous material found in a lower Court
Opinion should be considered by an Appellate
Court when it is deciding whether to stamp an
Opinion with the words "Do Not Publish".

Board of Regents v. Roth, 408 U. S. 564

46

(1972) teaches:

".eewhere [an individual's] 'good name,
reputation, honor, or integrity is at
Stake,' or 'the State ...imposed...a
stigma that foreclosed his freedom to
take advantage of other employment op-
portunities,'...he may claim a depriva-
tion of 'liberty' under the due process
clause...".

See, regarding false stigma, Codd v Velger,
429 U. S. 624 (1977), and stigma without
hearing, Wisconsin v. Constantineau, 400 US
mas (1971).

Relief won by Petitioner because her auth-

Ority was restored was by unpublished Opinion
affirmed by unpublished opinion. She had
been falsely stigmatized in her profession

aS an EEOC leader by the open and published
removal of her authority. This removal was

without hearing or grounds ever sustained.
Published incorrect findings against

Petitioner contained in four Perry v. Golub

Opinions have been nullified by unpublished

appellate opinions. However, the findings
are reiterated in published opinions which
are now further appealed. Petitioner has
never had a day in Court on findings attack-
ing her integrity. The result is Shocking

to conscience and unconstitutional.

47

This Court found Congress to be subject to

action under the Constitution in Davis v.
Passman, 442 U.S. 288 (1979). Likewise,

Courts are not exempt from constitutional

Strictures. Rodgers v. United States Steel

Corp. (Rodgers 1), S08 F. 24 SZ, 163 (3e
Cir.), cert. denied, 423 wu. oS. G32 €i97S).

This Court through its Supervisory power

Should require Appellate. Courts to assure

due process in deciding whether or not to

publish an Opinion.

59. WHERE FEE DECISIONS FIND ON THE MERITS
OF OF UNTRIED CASES, AND RECORD SHOWS BIAS,
THIS COURT SHOULD VACATE AFFIRMANCE AND ‘ORDER

REMAND FOR DECISIONS BY AN IMPARTIAL TRIBUNAL

Petitioner has standing in this consoli-

dated case because of her interest in a non-
discriminatory work environment, Rogers v.
EEOC, 454 F2d 234, (CA-5 1971), cert.denied
(1972): Trafficante vw, Metropolitan Life
Insurance Co., 409 U. S. 205 (1972); her
"liberty" interest, Southern Mutual Help
Association v. Califano, 574 F2d 518 (CA DC
1977); and property interest, Arizona v.
California, 103 SCt 1382 (1983).

When Perry's attorney was awarded fees for

170 hours for matters raised by Petitioner,

the District Court said:

48
"eeeBy 1976, it had become apparent that
her presence as a defendant in the case
was unnecessary, and in retrospect, that
She need not have been joined as a defen-
dant to begin with. However, that which
Was apparent in 1976 is not determinative
of the appropriateness of her joinder at
the outset of the case in 1975 when the
full range of facts had yet to he
developed."

The monetary cost of false accusations to
Petitioner has been more than $100,000.00.
These accusations and her pursuit of relief
have deprived her of promotion Opportunities,
credibility, and friends in EEOC.

More important, Petitioner is a wife, who
did not dishonor a name she chose; a mother,
whose example is falsely published. She is
a lawyer, falsely written in legal history
as a person of doubtful integrity.

The fee Opinion in Perry v. Golub begins

with citations of prior Opinions which had

been vacated to spawn no consequences. The

Opinion contains many findings on merits,
1.@.: App.A, Sa, 9a, isa, 18a, 20a, 24a, and
29a, and concludes with:

litigation will produce the immeasurable
benefit of protecting other Government
employees from the high-handed treatment
accorded this plaintiff. It is with con-
Siderable reluctance that the Court com-
ments on defendants' actions in this case,

49
because the Court is all too well aware
that the Court's 1975 decisions had the

effect, not of inducing defendants to re=-
consider their attitude toward piaintifr.
but rather of adding fuel to the flames of
their efforts to silence and punish him.
The Court is concerned that any comments

in this Opinion might g~enerate still another
flare-up of defendants' attitude and there-
fore is constrained to use mild terms in
describing defendants' actions. Even
characterized in mild terms, it must be
Said that this lawsuit has produced the
Significant benefit of revealing retali-
atory and discriminatory treatment of a
Government officer and of Serving notice
that Government employees may not be
treated as chattels to be removed or moved
because of their exercise of their ClVii
rights and their Constitutional Fights."

United States v. Hamburg-American S.S.
Co., 239 U. S. 466, 478 (1915) teaches
that equity is to be done in moot cases.

University of Texas v. Camenisch, 101
S. Ct. 1830 (1981) restates settled law
that findings reached in a preliminary
injunction hearing not noticed as a trial
on the merits may not be final findings.
The Court erred in Overlooking that Peti-

tioner's appeal:
(1) Resulted in findings favorable
_ to Perry and adverse to her being vacated.
(2) Resulted in injunctive protection
which had prevented discipline to Perry
for his treatment of her being vacated,

50

(3) Resulted in her prevailing to the same

degree as Perry as of the time mootness was
decided, and

(4) Resulted in Petitioner, as Only appel-
lant substantially prevailing by findings ad-
verse to her being vacated, while Bertram
Perry lost favorable findings and Court pro-
tection from discipline.

The Court, in awarding one-tenth the fees
to Petitioner as to Perry (who was not sued
whereas he sued Petitioner twice) again erred
by finding (App. B, 105a), that EEOC had had
grounds to discharge Petitioner. The Court
based the finding on a vacated decision. Not
Only was this procedurally incorrect by de-
nying Petitioner a trial on the "grounds" for
discharge, but the finding is contrary to
applicable substantive law (App. I, 142a).

The “whistle blower" Opinions, reiterated
despite cases having been mooted without
trial, are published history. Equity cries
out that this published history be super-
seded.

Because of the importance of the manage-
ment of a Federal Civil Rights agency, the
-problem of false signals being given to EEOC
employees as to what constitutes acceptable
behavior in office, the rights of Federal

Supervisors who are sued; the injustice of

51
violations of due process, and questions of
bias and of fraud upon Courts, Petitioner
prays that that this Court grant certiorari.

CONCLUSION

She asks this Court, pursuant to Rule 17
(a) to exercise its power of Supervision
because of departures from the accepted and
uSual course of judicial proceedings. At a
minimum, she asks this Court to vacate and:
(1) remand for fee Opinions by an impartial
tribunal, and
(2) cause published clarfication that these
cases were administratively resolved, and
that all questions concerning Petitioner's
character and competence referred to by the

Perry v. Golub Court have been withdrawn by

EEOC, and that Bertram Perry voluntarily with-

drew two lawsuits against Petitioner.

“a ie i submitted,

Libs Falkowski, Pro Se*

2501 N. Kenilworth St.

Arlington, Virginia 22207
(703) 534-4270
OF COUNSEL:
Owen Perry, Esq-, 3000 Town Center, Suite
2121, Southfield, Mich. 48075

Edward Owen Falkowski, Esq., Fe O. Box 18,
Fayetteville, Tennessee, 37334

52

“© ae + ee — —_ _— -

i ‘ , P 2 “* : ¢
m= > * - 62 # os
ot @uUY US. SAVINGS BONOS FEGULAALY ON THE PATSOLL. SAVINGS PLAN aa
vo
r. * 2 °
_ Sees | cme ee ee o .

e
tieS nave filed grievances with the union
and more ‘than 150 days have elapsed since

ory act had oc-

8

the alledged discriminat
curred. She loo
expression and b

alter ego?" [Jf Said, "Alter ego means one
Side of ones self and se self." She
Said, "Well then, if you e my alter ego
I must be Schizophrenic." I commented
that maybe she was. She Seemed not to be
in contact with the question that I posed.
I attempted to tell her why I was asking
about the procedure and she began to cry.
She said in a weird manner, "What's hap-
pening to me? She asked me had I seen
the pictures of her grandbaby. I replied,
"No". She said that she went to Huntsv-
ville on the 2nd of February to see her
grandbaby. She told me that her daughter’
had delivered the baby on a farm in Tenn-
essee and was living in a commune. She
Said she believed her daughter was crazy

and is running her Crazy. She began to

i 38
cry harder and sob louder. She said to
me, "What am I going to do?" At this in-
Stance her private telephone

r
Cried to gain her composure, picked up

the telephone and said "Hello". She asked
me if I would please leave her office and
ciose the door. As I closed the door she

Said, "Ethel".

The remainder of the day, Ms. Falkows!|
nad little to say to me. She never called
me back on the case about the union. M
Pugh asked several times during the day
if I had gotten information on office p
icy on the case. I assured him I would have
it by close of business, as soon as Ms.
Falkowski got back to me.

MS. Falkowski was in and out of the
office all during the day. She had several
conferences with Aaron Nelson. Between
conferences with Mr. Nelson, about 2:30,

I approached Ms. Falkowski about Mr.Pugh's
problem. She told me she had no time to
deal with me about the matter. However,
she was just sitting at her desk staring
when I knocked on her door. At approxima-
tely 4.29, I went to Ms. Falkowski's office
concerning the long hair/facial hair oro-=
blem as it pertained to the right-to-sue.
This problem was emanating from Mr. Davis.

55
Mr. Davis said he needed to know what
the policy was on the issuance of the
notice of right-to-sue since Ms. Falkow-
Ski's policy issued in my absence on
February 3, 1977, on the notice of right-
to-sue is contrary and conflicting to Mr.
Muse's memo of August 20, 1976 on the
handling of long hair/facial hair cases.
Mr. Davis became involved and concerned
about the procedure when the District
Counsel, who supervises this compliance
function, had returned a right-to-sue
forwarded to him by Mr. Davis with in-
structions to send him a written request
before the right-to-sue could be issued.
Immediately upon my getting Ms. Falkow-
Ski's approval to speak with her, I no-
ticed a young Caucasian female sitting in
Ms. Falkowski's office with her feet res-
ting in another chair in Ms.Falkowski's
office. She said that the lady's name was
Ms. Addie Steele, a personal friend of
hers. She told Ms. Steele that I was Mr.
Jeffrey. My mouth flew open when she
called me Mr. Jeffrey, but I did not make
any comment. I nodded my head and asked
permission to speak about the business
problem. She told me to tell Mr. Davis
process the case the same as he would any

Ootner rignt-to-sue.

WaS Sure these were th

wanted me to give Mr. Davis.

Wer} i Tey! M &N riewaeioe Ad ~~
why certainly". Mr. Davis was Standing

t 4
ry
O
=
n
t

”™
O
+

1

in the doorway, near Ms. Fal

n”
ny
WY)
t
rv
O
=
”
val
be

fice. I gave Mr. Davis M Ss
instructions and he said that he did not
Oelieve I was serious. He said,

~~

to be kidding." I told him to proc

hd

case aS Ms. Falkowski directed. While

was in the doorway talki

09
ct
oO
pie
@
ry

Me
~”
~y
@m

a the elledge Ci serininuory
av’. Rec o¢eursod. Sis Jooknit ct ne with a bli. enor -esiacs
and olurted auc, "hhas is an alte- ego?" I said, “Wier ego
Pewiit One sic Of ones seif and second selsf.* Sise suid, “tel
then, if you ase wy alter ego I cus: ve schizopluenic."* I
covsivnated that mavoe she was. She S2em=. Beas-ey, “=. Ber: ana ser + an Feszy chat sre

administration. « Falkow2zt: :

hate oe |

2 lel
J
eg

a4 f oo at

63

wetted not hetctrreonss bem: tones. --*T will dic aml oo £3 pet 7d
Bee em § deve sleeve att 7 hinge, GI NCCE Sen are, G6 fete. ne
Te CULAO eek WENO ast we Fae tte sake WE LATCY house ces~ while
moeting because of her rag‘. :
Zs is my firm belicf that Hs. Selkowshi stuzts thoec Slasceuns
first, because of her intense rzrial prosics. secsrs. because
of her gross incomoetcnce in the coupliance ard mansgutcnt areas,
and@ third, the deep hate and jcalorsy of ms.

e

ae -

oes eee:

‘
u
}

UNITED STATES GOVERNMENT SQUAL EMPLOYMENT OPPORTUNITY COMMISSION
2121 STH AVENUE, NORTH

Memo ran dum BIRMINGHAM, ALABAMA rciecnene

TO ; Evelyn Falkowski ; ie
District Director DATE: 7/10/78

() da reply refer to: ;
FROM : Bertram N, Perry Prk ee 7] ene Fe

__.__ Deputy _Director .___ .___..-_---.-- -.-

—— mn ce ce A et A OF a Te dial

A Oe A

SUBJECT: Answer to Evelyn Falkowski's Memorandum to B. N. Perry
Dated June 7, 1978

I agree that the control unit has to be improved. If

you will recall, you started a destruction mission of re

the control unit en you rst came to s office

and your mission appears now successtul.
ct
k
ams
HY

In sum, the Court finds th

is the prevailing party and

a ©
5 o
~
©

i

Co an attorneys' fee award und
TeG(k) of Title ¥I7,

D. IS PLAINTIFF ENTITLED TO A FEE
AWARD UNDER THE CIVIL RIGHTS ATTORNEYS
FEES AWARDS ACT?

It should initially be noted that since
the Court finds plaintiff to be entitled to

a fee award under Section 706(k) of Title
VII, it is unnecessary to decide fee en-
titlement under any other statute. Never-
theless, in the interest of complete

2
resolution of all the issues and contentions
raised in the attorney fee proceeding, wne
Court will resolve the question of attorneys '
fee entitlement under the Civil Rights Attor-
neys Fees Awards Act of 1976 (42 U.S.C.$1988) .

This 1976 statute, enacted in response
to Alyeska Pipeline Service Co. Vv. Wilderness

Society, 421 U. S. 240 (1975), authorizes

fee awards in, inter alia, actions to enforce
Reconstruction ere civil rights statutes.-
The following is an analysis of eacn of
arguments advanced by dcefrenaants in opposirny
an award under the Civil Rights Attorneys
Fees Awards Act:

(1) That the case is not based on any

statute referred to the Ac

The position originally taken ty defen-
dants in opposition to the fee petition was
that this case is based on an infringement
of plaintiff's Constitutional rights and
not on any of the civil rights statutes
refered to in the Civil Rights Attorneys
Fees Awards Act.

It is anamolous that the Act authorizes
awards for proceedings to enforce civil
rights under the statutes referred to in

the Act while not making provision for pro-

O
os
ct
re)
=

ceedings to enforce the even more fundam

to the exten e)
are allegedly carried out under color of
State law so as to be within the coverage of
42 U.S.C. $1983. This anomoly is illustrated
by derendants' argument that the "only viola-
tions" were of plaintiff's due process rights
under the Fifth Amendment and his free speech
rights under the First Amendment. However, it

is unnecessary to dwell on this point.

the conclusive fact is that this case is
based on a statute referred to in the Civi
Rights Attorneys Fees Awards Act. The statutes
on which this lawsuit is based include 42
U.S.C. $1985, which is among the statutory
proceedings for which the Civil Rights At-
torneys Fees Awards Act authorizes fee awards.
The complaint (amended and original) alleged
violations by defendants of 42 U.S.C. $1985.
Similarly, in concluding from the evidence
at the 1975 hearing that there was a substan-
tial liklihood plaintiff would prevail on
the merits, the Court relied on, inter alia,
the finding - based on the $1985 ground -
"that the 'permanent reassignment' consti-
tuted an attempt to prevent him from
discharging the duties of his office or to

injure him in his person or property on

30a

account of the lawful discharge of the
duties of his office." (400 F. Supp. at 417).

It is thus apparent that this case is an
action to enforce rights provided by 42 U.S.C
$1985, bringing it within the categories of
cases for which fee awards are authorized by
t ivil Rights Attorneys Fees Awards Act.
)

e VII provides the exclusive

The argument principally relied upon by
defendants is that plaintiff, as a Federal
employee, has no enforceable rights under
§1985 because Title VII provides the exclusive
and preemptive statutory remedy for Federal
employees.

It is true that to the extent a Federal
employee is suing to redress acts or conduct
proscribed by Title VII, then Title VII is
the exclusive source of his statutory rights.
The Supreme Court established this principle
in holding in Brown v. General Services Admi-
nistration, 425 U.S. 820 (1976) that Section
717 of Title Vil is “an exclusive, preée-

emptive administrative and judicial scheme

for the redress of federal employment discri-
mination." It follows that while $1981 was
among the statues invoked by plaintiff's
complaint filed in 1975 prior to the Supreme
Court's decision in the Brown case, he

3la
cannot now be regarded as having an enforce-
able $1981 discrimination claim.

However, the result sought by defendants
goes much further than that, because defend-
ants would have the Court hold that under the
Supreme Court's decision in Brown, any and
all rights Federal employees have under each
and all of the Reconstruction civil rights
law have been preempted by Title Vil.

The Court considers that to be a wholly
unjustified expansion of the Broyn holding.
The rationale of Brown is that when Congress
amended Title VII in 1972 by adding to the
Statute $717 of Title VII, bringing Federal
employment within the coverage of the statute,
it intended $717 to be the exclusive remedy
for causes of action based on rights provided
by Title VII, and since racial discrimination
in employment is proscribed both oy Title Vil
and by $1981, there is no longer a $1981 cause
of action in Federal employment for racial
discrimination. To proceed from this proposi-
tion to the conclusion that there is no cause
of action in Federal employment to enforce the
rights guaranteed by every other civil rights
law would be an illogical and disastrously
far-reaching result.

Nevertheless, defendants argue that this
result is mandated by the Fifth Circuit's

32a
decision in Newbold v. United States Postal
Service, 614 F.2d 46 (5th Cir. 1980), in which
the Court held that the plaintiff could not
sue under Title VII because he had not followed
the administrative steps required for suit
under that statute and that he could sue under
§1981 because Title VII is exclusive "for
redress of federal employment discrimination."
The Court then stated, in the passage of the
opinion relied on by defendants, that:
"There is no union or individual defendant
in Brown, so it does not squarely control
with respect to suits under §:981, 1983 or
1985 against Moore and APWU. However, the
Brown court's broad language on preemption
and exclusivity suggests that there is no
cause of action against individuals under
§1981, et seq."

This Court is firmly convinced that the
Fifth Circuit's comment in Newbold was not
intended and should not be taken to establish
any rule of law for this Circuit that Federal
employees must find their statutory civil
rights in Title VII or else have none.

To begin with, the comment should be read
in the context of the case before the Court
of Appeals. The plaintiff there alleged
discrimination and a conspiracy to discrim-
inate, so it was clear, under Brown, that he

33a
had no discrimination cause of action under
$1981 There was no allegation of a cause of

action based on rizhts guaranteed by any other
c

Similarly, Newbold was a brief per curiam
Opinion containing unmistakable indications
of the Court's conclusion that the pro se
complaint there was frivolous, and this Court
cannot believe the Court of Appeals intended
its disposition of such a case to create the
far-reaching and significant impacy of limit-
ing the statutory civil rights of Federal
employees to Title VII alone.

Moreover, the argument that such was thi:
Court's intention in Newbold is at odds with
the detailed and exhaustive consideration
which the Court gave to the civil rights of
Federal employees in Porter v. Califano, 592
F.cad 770 (5th Cir. 1979). Porter was a rever~
Sal of this Court, and this Court considers

it to have been an entirely correct reversal.
When the case was before this Court, the plain-
tiff disclaimed reliance on the claim asserted
in her complaint alleging her First Amendment
right of free speech was violated because she
received a disciplinary suspension in retalia-
tion for making protected speech. Since she
disclaimed reliance on this claim, this Court,
ith misgivings, did not consider the merits

ark

34a
of it. When the case reached the Court of
Appeals, the First Amendment claim was re-
activated. The Court held she was entitled
to a trial on the merits of her First Amend-
ment claim, that being precisely the result
this Court would have reached if she had not
disclaimed reliance on the claim when the
ease was in this Court. The tenor of Judge
Goldberg's opinion for the Court of Appeals
in the case reflects an unmistakable deter-
mination to establish that Federal employees
not to be relegated to second class citizen-
ship in the enforcment of their civil rights,
as illustrated by the following passage from
the opinion:

"This case involves the constitutional
and statutory rights of a federal employee
punished for speaking. In recent years,
Congress and the courts have come a long way
in expanding and fortifying those rights and
in conferring on public employees citizenship
of the first class. This decision is another
episode in that journey."

it is thus this Court's opinion that Forter
and not Newbold provides the accurate guide
to the way in which the District Courts in

the Fif'th Circuit sould view the assertion of

civil rights claims by Federal employees.

35a
Furthermore, the argument that Newbold

limited the statutory civil rights of Fed-
eral employees to Title VII alone is addi-
tionally at odds with the Supreme Court's
decision in Davis v. Passman, 442 U.S. 228
(1979). In that case in which the plaintif?¢
Sued on a Constitutional tort theory alleg-
ing sex discrimination n employment, the
defendant argued that Brown limited her to
Title VII and that since she had been a

Z

coverage

Congressional employee outside the,
of Title VII, she had no cause of action.
The Court rejected the argument and held
that "$717 [of Title VII] leaves undisturbed
whatever remedies petitioner might otherwise
possess."

So also here, this Court concludes that
encactmentof $717 bringing Federal employ-
ment within Title VII did not deprive the
plaintiff in this case of the statutory
civil rights guaranteed by $1985.

(3) That $1985 does not allow relief

against Federal officials:
The next contention advanced by defend-

ants in opposing plaintiff's entitlement

to an award under the Civil Rights Attorneys
Fees Awards Act is that "Section 1985 does
not allow relief against the actions of

36a
federal officers acting under color of
federal law."
Tne conclusive answer to the argument is

that it is contrary to the Supreme Court's

decision in Butz v. Ecoriomou, 438 U.S. 478
(1978)... In that lawsuit by a FedGerai employee
alleging that officials of the Department of
Agricuiture had retaiiated against him because
of his criticism of the department, it was
argued on behaif of the defencants that they
were protected by immunity. The Court ex-
pressed its rejection of the argument as
lollows:

"The single submission by the United
States on behalf of petitioners is that all
of the federal officials sued in this case
are absolutedly immune from any liability
for damages even if in the course of enfrorc-
ing the relevant statutes they infringed
respondent's constitutional rights and even
if the violation was Knowing and dcliverate.
Although the position is earnestiy and ably
e United States, we are quite

* ) ' em,
presenteu by tn >

J
sure that it is unsound and consequently
reject it.”
With the Supreme Court having estadlished

that Federul officals are not immune from

’

37a
liability for damages in these circumstances,
this Court is satisfied that the defendants

in the present case cannot claim immunity in.
Similar circumstances. By the same token,
this Court does not consider the application.
of Butz to be confined to Constitutional tort
cases and is. of the opinion that is it equally
applicable to cases alleging a violation of
the rights guaranteed to citizens by §1985.
Compare Stith v. Barnwell, 447 F. Supp. 970
(M.D.N.C. 1978), which was a suit alleging a
conspiracy by Federal officials against plain-
tiff (a former empoyee) because of his efforts
to increase minority participation and racial

equality in Housing & Urban Development pro-:

grams. The Court stated that:

"That Court notes that there is nothing in
the language of §$1985(1) to preclude its
application to defendents who were acting as
federal employees, given an otherwise appro-
Priate set of circumstances.---There would
appear to be no constitutional infirmity with
construing $1985(1) to include defendants who
were acting as federal employees. The Court:
is of the opinion that §1985(¢1) would apply ;
where defendants who were acting as federal
employees were participating in a conspiracy
otherwise proscribed by the subsection."

28a
a 7

(4) That a cause of action under $1965

requires a showing of class—biased animus:

The next contention advanced by defendan

~
}

ts

in opposing to an award under the Civil Rights

Attorneys Fees Awards Act is that there can
be no maintainable claim under $1985 unless
defendants' actions were based on a racial

or other class-based animus, and, according
to defendants' view, “Plaintifit has ciearly
‘animus an

‘4,000S ai

made no allegation of class-based

bs
5°

the Court has meade no such fin

fo

The arguement is not well-
based animus reauirement ws establis":ed
Griffin v. Breckenridge, 403 U.S. 88 (1971)

with reference to $1985(3), which proscribe
a conspiracy to deprive a person or class o

persons of the «equal protection of the iaws

The defendants' argument assumes that class-

based animus is an essential element of $1985

(1) as well as $1965(3), but that is not an
acceptable assumption. On the contrary, to
engraft the class-based animus requirement
into $1985(1) wculd virtually negate the
operation of thet provision by preciuding
its applicability to all situations except
those in which tnere is a class-wide animus
against citizens in the performance of the
@uties of public office.

Furthermore, :ven if it is assumed

3
Bhd f

1 mn u aoe
ken. The class=

39a
a

ass—baseu animus

arguendao that the cl
requirement of §1985(3) is applicable to
1985(1), the Court is convinced that this
requirement is satisfied in the present

case in two alternative respects.

It is firgt of all satisfied by allega-
Cion, proof, and finding of fact that defend-
ants' actions were motivated in part Dy ani-
mus against plaintirf because of his race, he
being a black person who spoke out in criti-
cism of his white Superior in the agency and
Obtained a preliminary injunction which was
conceded by defendants to be an "embarass-
ment" to the white official of the agency
who orirginated the "detaii" reassignment
OF pleainciz©® in i975.

So also, the Court concludes that if the
class-based animus requirement is part or a
§1985(1) case, it is further satisfied by
proof that defendants' actions revealed
animus toward agency employees other than
plaintiff who have functioned as "whistle
blowers" in speaking out in opposition to
agency actions. The evidence before the
Court included uncontroverted proof that
an agency employee who criticized one of
the defendants in this action was trans-
ferred and has not been promoted since

then. It similarly included undisputed

40a

proof that another employee who had

icsm of the agency nas
received unfavorable treatment. That,
in the Court's judgement, would amply
establish class-based animus if it is an
element of a $1985(1) case. Compare Britt
v. Suckle, 453 F. Supp. 987 (E.D. Tex. 1975),
in which the Court held that if class-based
animus is an element of a $1985(2) case, it
was satisfied by the allegation that employees
were "harrassed and prevented from vindicating
their right to workmens'compensation benefits
in the state courts."

The above constitute all the arguments
asserted by defendants in opposition to fee
entitlement under the Civil Rights Attorney
Awards Fees Act.1° The Court cannot agree
with the arguments and finds that plaintiff
is a prevailing party entitled to an attorneys'
fees under the Civil Rights Attorneys Fees
Awards Act.

E. WAS THE FEE PETITION TIMELY FILED?

The fee petition was filed on December 26, —
1978. Defendants' position that this was not
a timely filing is based on the following

tJ

contentions:
(1) That the fee petition should be treated

as a Rule 59(e) motion to alter or amend judge-

ment:

This contention is based on this Court's
November 30, 1974 Order having ineluded a
provision that "The question of costs is

S d for future determination by the
Court.«* pia: 5 OF
{ F.R.D. 369). The theory con-

November 30, 1976

7
structed oy defendants on the basis of this

O on or the 1976 Crder is that the term
"costs", as used in such provision, did not
ttorneys' fee, that the fee
hus in effect a motion to alter

on Of the Order, and taat

under F.R.C.P. Rule 59E(e), it was required
thin ten days following

ate

to have been filed w
€

z t does credit to the ingenuity
of defendants’ able counsel, but it is unsound,
because the term "costs" as used in this pro-
vision of the Crder was intended to encompass
attorneys' fees. Moreover, the statutes under
which a fee award is requested define the
term “costs" as including attorneys' fees.
tion- 706(k) of Title VII and the Civil

CO

rneys fees Awards Act refer to "a

(2) That a motion for costs must be filed

within 5 days:
Defendants' alternative argument that "Rule

42a
54 provides that a motion for costs should be
filed within 5 days" is not correct. The
provision of Rule 54 cited by defendants is
Rule 54(d), which provides that "Costs may be
taxed by the clerk on one day's notice. On
motion served within 5 days thereafter, the
action of the clerk may be reviewed by the
court."" This provision is totally without
application here because the petition is not
before the Court on review from any taxing of
costs by the Clerk. The princicple which is
applicable here is that "Rule 54(d) contains
no specific provision as to time for taxation
of costs---." 6 Moore's Federal Practice
™548.77(9) (2nd ed. 1976). A petition for a
fee award should be filed within a reasonable
period of time following the conclusion of a

case or a stage of a case, and that was done

in the present case since the petition was
filed within a month following the Court's
decision in.November 1978, which was the

last stage in proceedins on the merits in

this Court.
F. SUMMARY OF DECISION AS TO FEE ENTITLEMENT:

Based on the facts and points set forth
above, the Court finds that the fee petition
was timely filed and that plaintiff is enti-
tled to a fee award as the prevailing party

43a
under either Section 706(k) of Title VII or
the Civil Rights Attorneys Fees Award Act,
Or both.

It is therefore in order to turn to con-
sideration of the appropriate amount of the
fee to be awarded.

DETERMINATION OF A FAIR AND REASONABLE
FEE AMOUNT

The amount of the fee award requested by
plaintiff at the hearing on November 26,
1980 is based on the amount of time, with-
out any premi'm or bonus add-on. Plaintiff's
lead counsel I.2s 1,094 hours in the case,
associates in .is law firm have 276 hours,
and law «tud Ss employed by his firm have
178 hours./° At the requested hourly rates
of $75 for ead counsel, $40 for associates,
and $20 f law stucents, the fee award
sought is 96,650.13
A. ANALYSiS IN LIGHT OF THE JOHNSON FACTORS:

Our Court of Appeals' opinion in Johnson

v. Georgia Highway. Express, 488 F. 2d 714

(5th Cir. 1974) is the leading decision, not
only in this Circuit but throughout the
Nation, on the evaluation of attorney fee
requests in civil rights cases.t4 The follow-
ing sections will evaluate the reasonableness
of the request in light of the l2 factors

4a
which the Court expressed in Johnson as guide-
lines for the assessment of fair attorneys'
fees.
(1) Time and labor required:
Analysis of this factor will start with

defendants’ arguments relative to certain
parts of attorney time which defendants say
should be disallowed or reduced.

The contention that all work subsequent to
November 30, 1976 should be disallowed has al-
ready been analyzed and rejected. It is enough
to rei.erate that defendants did not appeal or
contest the November 30, 1976 Order and that
all of «he work done by plaintiffs' attorneys
there er relative to the merits of the case
was asioned by defendants' renewal of the
pro. .edings in this Court.

efendants also argue that the time spent
by viaintiff's attorney in work relating to
former defendant Evelyn Falkowski ought to be
disallowed because the present defendants
should not be responsible for work relating
to her. The time which defendants ask the
Court to disallow on this theory consists of
work in connection with the Falkowski appeal
from the November 23, 1976 Order dropping her
as a defendant, depositions of plaintiff and
other EEOC personnel noticed by her during

45a

the period she was in the case, and discus-
sions with her counsel.19

The proposition relied on by defendants
is that an award should be apportioned among
multiple defendants and that one defendant
should not be liable for work done with re-
Spect to other defendants. This proposition
is sound in theory but without application
to the facts of this case. No separate or
different claim was asserted with respect
to her. The allegation instead was that she
was among those persons who have acted adver-
sely to plaintiff. By 1976, it had become
apparent that her presence as a defendant
in the case was unnecessary and, in retro-
Spect, that she need not have been joined
as a defendant to begin with. However, that
Which was apparent in 1976 is not determina-
tive of the appropriateness of her joinder
at the outset of the case in 1975 when the
full range of facts had yet to be developed.

In these circumstance, her presence in
the case from 1975 to 1976 cannot accurately
be divided into a separate and independent
compartment and is accurately to be tre wed
as an integral part of the case. For
example, the Court has no doubt that defen-

dants's attorneys reviewed plaintiff's depo-

46a
‘Sition noticed by Ms. Falkowski. Similarly,
Witnesses called by defendants at the 1978
hearings included persons whose depositions
were taken by Ms. Falkowski during the time
she had been in this case.

It is next contended that the amount of
time spent in legal research for the pre-
paration of the complaint in 1975 and the
preparation of the complaint should be
reduced by. one-half.

Initially, it must be noted that while
defendants say plaintiff's lead counsel
had 24 hours in that work, the fact is that
complaint preparation was only part of that
24 hours. The time in question consisted
of the attorney's meeting with plaintiff,
preparation of the complaint, preparation
of plaintiff's first set of interrogatories
to defendants, and preparation of plaintiff's
first request for production of documents.
The Court is satisfied that 24 hours was
entirely reasonable for that work, parti-
cularly since the complaint was not a run-
of-the mill pleading and since a review of
the Court shows the interrogatoiies and
document production request to have been
extensive and the product of obviously
painstaking work.

47a

The contention advanced by defendants
appears to be addressed primarily to 5l
associate hours in legal research relative
to the complaint and the preliminary in-
Junction motion in 1975. It is certain that
this associate time should be disallowed or
at least sharply reduced if the institution
of this lawsuit in 1975 has been guided by
relatively settled precedent or if there
had been no significant legal problems to
be considered at the outset. But that was
most assuredly not the situation.

The Court recalls the arguments of counsel
in 1975 relative to significant legal ques-
tions relative to the maintainablility of the
case, such as defendants' insistence that
plaintiff was obligated to use internal ad-
mistrative remedies and defendants' additional
contention that only in extraordinary circum-
Stances may a Court look behind personnel
actions taken by the Government. So also,
briefs were filed with the Court by both plain-
tiff and defendants at the outset of the case,
and without the legal research at that time,

1is lawsuit might have stumbled in leaving
the starting blocks and fallen behind in the
wake of the legal arguments presented by de-
fendants. In the particular circumstances

48a
of this case, the Court finds that this legal
research time was reasonable.

It is next contended that time spent by
associates in legal research relative to tne
legality and admissibility of a surreptitious
tape recording should be reduced by one-half.
“The amount of time in that legal research
(128 associate hours and 21 law student hours)
is unquestionably high, but that research time
must be viewed in the context of the unusual
and complex questions on the subject. It
entailed research into such questions as the
effects of the defendants' attempted use of
a tape recording made in violation of an EEOC
Order and the admissibility vel non of the
tape under the Omnibus Crime Control & Safe
Street Act. A considerable amount of time
and attention was given by the parties to this
subject during the 1978 hearings, and the re-
search done on the subject is reasonably to
be regarded as having made a signivicant con-
tribution to the logic and appealof plaintiff's
arguments, with which the Court agreed. The
Court will therefore allow the associate and
law student time spent in this legal research.

Defendants next argue that plaintiff's lead
counsel spent too much time in trial preparation
for the 1978 hearings and that this trial pre-

49a
paration time should be reduced. 16 The Court
has given careful consideration to the diffi-
cult task of passing judgement on the reasona-
bleness of an attorneys' trial preparation
time and concludes that in the particular
circumstances of the present case; the time
devoted to such preparation was reasonable.
The following points lead to this conlusion.

First, there is no suggestion that any of
the time recorded by plaintiff's attorney might
have been in the least inflated. On the con-
trary, it is undisputed that plaintiff's lead
counsél actually had more time in the case
than that which he recorded and for which
compensation is requested, since he does not
record time of less than 15 minutes a day.

Second, it was the Court's own experience
as a trial lawyer that the thoroughness of
trial preparation usually bore a direct rela-
tionship to the quality of performance in the
courtroom. There is a genuine truth in the
familiar adage that "you can overtry your case,
but you can't overprepare it." In the present
case, lead counsel was faced in 1978 with the
task of saving the plaintiff's career from
defendants' efforts to terminate his employ-
ment or (at a subesequent stage in the hearings)
to transfer him to a position in Washington

50a

ment of one of the individual deferdants.
That counsel was able to save plaintiff from
these results was in no way att ibutable to

any failure of proof on the part of defen-
dants' attorneys, who ably and forcefully
presented evidence in support of defendants'
position. It was instead attributable to
the ability of plaintiff's attorney, obvious-
ly based on thorough trial preparation, to
prove through the evidence that the personnel
actions proposed by defendants were motivated
by unlawful considerations.

The point may be illustrated by specific
example. The evidence showing mistreatment
of plaintiff was for the most part obtained
by cross-examination of defendants' witnesses,
and the success of that cross-examination in
obtaining admissions from defendants' witnesses
damaging to defendants' position was in sub-
stantial measure the product of counsel's
obviously detailed knowlege of the contents
of voluminous documents which were used in
Cross-examination to elicit reluctantly-given
testimony from witnesses.?/ Similarly, dis-
parate treatment of plaintiff was proven
through the introduction of exhibits, prepared
by his attorney from documents obtained from

5la
defendants' files through discovery.

Having observed first-hand the performance
of plaintiff's attorney at the 1978 hearings,
the Court entertains not the slightest doubt
that the quality of his representation of his
plaintiff in the courtroom was attributable
to the thoroughness of his trial preparation.
The Court does not believe it would be fair
or right to downgrade the amount of time he
put into that thorough and productive trial
preparation.

Third, there is another adage of legal
folklore which has application in evaluating
the reasonableness of trial preparation time.
As the saying goes, "The secret of being a
succesSful trial lawyer is simple. All you
have to do is work on your case for five
minutes longer than the lawyer on the other
side.” in this case, plaintiff's‘ attorney
faced formidable and capable counsel on the
other side of the case. It was evident to
the Court during the many days of the 1978
hearings that defendants' attorneys had
devoted substantial attention and time to
their trial preparation, and they: too were
outstanding advocates in the courtroom.
Moreover, it should be noted that plaintiff's
attorney tried the 1978 hearings by himself

52a
(accompanied at times Dy a law student em-
ployed by nis firm who, no
to the bar, did not participate in the exan-—
ination of witnesses), while defendants were
represented Dy two lawyers throughout the
hearings.

tT: is aiso in order
work performed by plaintiff's counsel in 1978
was made necessary by the action taken by
defendants in filing a petition with the
Court's decision in 1975 on the preliminary
injunction issue, entered at a very early
stage in this case, included the following
comments:

"Having reviewed tne complaint before the
hearing, the Court carried the initial impres-
sion into the courtroom that me. Ff
nave a difficult burden of proort to justify
the issuance of a preliminary injunction
against the ‘reassignment of an official of
an administrative agency. By the end of the
day long hearing, the Court was firmly con-
vineed that the evidence had overwhelmingly
shown a flagrant mistreatment of a public
servant of whose dedication and insistence
upon quality workmanship were conceded even
by the defendants ana who clearly deserved

commendation and not punisnment for having

53a
the courage of his convictions to speak
out~——." (400 PF. Supp. at 420).

That was spoken in the context of the
evidence presented at the preliminary injunc-
tion hearing and therefore was subject to
being changed in light of additional or
different evidence, but it nonetheless cer-
tainly gave notice of the reaction this Court
had to the evidence establishing the flagrant
mistreatment of a Government employee. The
case could and should have been resolved
internally at that point, with only a minimum
expenditure of time by plaintiff's attorney.
But. as the evidence at the 1978 hearings con-
Vincingly showed, defendants instead pursued
a course of continuing mistreatment of plain-
tiff, culminating in the issues which became
the subject of the 1978 hearings. Indeed,
the facts are that defendants reacted in an
extremely negative fashion to the 1975 Opinion
and treated it as an "embarassment" to be
rectified by renewed efforts to remove the
plaintiff because of his role in having
initiated the lawsuit. In sum, the Court is
not’ sympathetic with defendants' argument that
plaintiff's attorney overprepared for the 1978
hearings when the plain fact of the matter is
that none of this time would have been neces-

54a

Sary if defendants had not continued to mis-
treat the plaintiff. One of the most
counter-productive of human emotions is a
desire for revenge, and having indu’sed them-
selves in that emotion, defendants fairly
be required to pay the price.

The final contention advanced by ©
val
od
=)
09
ct
=f
wo

determination, the following
been considered:
First, the Court is personally familiar
4th the customary fee rates charged Dy

attorneys in civil rights cases in this

63a
area during the period of time involved in
the present case. The $75 rate requested
by plaintiff's attorney is not only “eason-
able but is conservative on the low side
for a lawyer of national renown, which he is.
This Court has in other civil rights cases
been presented with evidence and arguments
from attorneys of no greater skill and experi-
ence than plaintirr's attorney in support of
$100 hourly rates.

Second, all the evidence before the Court
in this fee petition proceeding substantiates
the reasonableness of the $75 fee rate. Hon-
orable Oscar W. Adams, Jr., formerly a lead-
ing civil rights attorney in this City and
now Justice of the State Supreme Court, stated
in his affidavit (filed prior to his appoint-
ment to the Supreme Court) that the requested
hourly rates "are reasonable and are the cus-
tomary rate for the representation of a plain-
tiff---." R. Lawrence Ashe, Jr. of the Atlanta.
bar states that the requested rates "are less
than my firm charges clients in the Birmingham
area for work done by comparably experienced
attorneys" and points out that he received a
fee award in 1977 based on an $80 rate in a
case in the Northern District of Georgia in
which he represented an EEOC employee in a

Suit against the agency.

"In no event --- snould
warded a fee greater than he is
bound to pay, if indeed the atto
contracted as to amount" (488 F

spot

defendants argue that plaintiff attorney
took this case on a pro bono basis and that

the requested fee should accordingly be
reduced.

As has been true of so many of the argu-
ments advanced by defendants during tne course
of this litigation, the argument shows e
ingenuity of defendants' counsel. Starting
with the premise that an award should not
exceed the amount contracted for, they reason
that the sunt here contracted for was free

pro bono legal services. Carried to its

logical conclusion, the argument would mean
that no fee at all should be awarded, but
defendants do not take the argument to that
conclusion and instead rely on this point
for the argument that the requested fee

should be reduced.

The conclusive answer to the argument is
that there was not an agreement bdetween
plaintiff and his attorney that the repre-

65a

Sentation would be pro bono in the sense of

any understanding that counsel would receive
no compensation through a fee award. It

was pro bono only in the sense that counsel

agreed he would represent plaintiff without
charging plaintiff a fee and instead would
Seek compensation through a fee award.
Specifically, the circumstances were that
plaintiff's attorney agreed to accept the
representation without charging plaintiff a
fee, the understanding having been that he
instead would seek a fee award from defen-
dants. That is the normal and customary
contingent fee method of plaintiff repre=
sentation in civil rights cases, and defen-

dants' pro bono argument is accordingly

inapplicable.

(7) Time limitations imposed by the
client or circumstances:

The circumstances of this case imposed
Significant time constraints on plaintiff's

attorney in several respects, as illustrated
by the preparation of the initial pleadings
and discovery in the face of the deadline
set for plaintiff's reassignment, the pre-
paration of briefs in response to the num-
erous positions taken by defendants, and
responding to the numerous petitions and
motions filed by defendants.

66a
(8) Amount involved and result obtained:

Defendants suggest that this is a rela-
tively unimportant case, since it entailed
no monetary recovery or class-wide relief,
and that the amount of rhe requested award
is disproportionate to the importance of
the case. The Court thoroughly disagrees
With defendants' view of the importance of
the case.

First, defendants' argument impresses the
Court as implicitly conveying the message
that this was nothing more than an internal
employment dispute unworthy of a substantial
fee award. The argument is in this respect
a reappearance of the position, taken at the
outset of the case, that the Courts have no
right to "interfere" with the way a Govern-
ment agency handles personnel actions with
its employees. The fact that plaintiff was
able to overcome that initial defense raised
by defendants reflects, in the Court's opin-
ion, one aspect of the importance of the
case in contributing to the consideration,
expressed by Judge Goldberg in Porter v.
Califano, Supra, that "In recent years,
Congress and the courts have come a long
way in expanding and fortifying those
Ceonstitutional and statutory] rights and

67a
in conferring on public employees citizen-
Ship of the first class."

Second, the result acheived by this liti-
gation saved the career of a senior civil
Servant who had served the Government with
distinction and high praise. This Saving of
his career has an importance which far trans-
cends the significance of the result to plain-
tiff himself, because, by retaining the ser-
vices of a dedicated and efficient EEOC mana-
ger, it as well benefitted the citizens for
whose protection Congress created the EEOC.

Third, the Court is convinced that this
litigation will produce the immeasurable
benefit of protecting other Government em-:
Ployees from the high-handed treatment |
accorded this plaintiff. It is with con-
Siderable reluctance that the Court comments
on defendants' actions in this case, because
the Court is all too well aware that the
Court's 1975 decision had the effect, not
of inducing defendants to reconsider their
attitude toward plaintiff, but rather of
adding fuel to the flames of their efforts
to silence and punish him. The Court is
concerned that any comments in this Opinion -
might generata still another flare-up of
defendants! attitude and therefore is con-

68a
Strained to use mild terms in describing de-
fendents' actions. Even characterized in
mild terms, it must be said that this lawsuit
has produced the significant benefit of re-
vealing retaliatory and discriminatory treat-
ment of a Government officer and of serving
notice that Government employees may not be
treated as chattels to be removed or moved ‘
because of their exercise of their civil
rights and their Constitutional rights.

(9) Experience, reputation, ability of
the attorneys:

No disagreement is expressed by defendants
with regard to this factor. Plaintiff's lead
counsel has been a member of the bar since
1959, specializing in labor law, is a member
of EEO law committees, is the author of law
review articles on Title VII law, and has
been a speaker at numerous EEO seminars.

He is nationally recognized as one of the
best EFO, lawyers in the United States.

(10)?! Undesirability of the case:

This was not an attractive case for coun-
sel to take. It has been undisputed from
the outset that prominent civil rights plain-
tiffs' attorneys could not take the case
because of concern that to do so might jeo-
pardize their relationship with EEOC. It

69a
is further undisputed that an Atlanta manage-
ment attorney turned down the case, in part
Decause of the unattractive financial nature
of the representation.
(11) Nature and length of the professional

relationship with the client:
This case is the only occasion on which

plaintiff's attorney has represented plain-
art, |
(12) Awared in similar cases:
Defendants place considerable reliance on
their citation of civil rights cases basing
awards on rates from $30 to $50 and argue

that "The hourly rate requested by plaintiff

is excessive when compared to awards by
district courts in this Circuit and, thus,
Should be lowered."

The Court does not believe there is any
rule or prevailing opinion among the District
Courts in the Fifth Circuit to the effect
that awards should necessarily be based on
a $30 to $50 rate range. It may be noted,
for example, that defendants' citation of
cases omitted Judge Moye's decision in the
Northern District of Georgia rendering an
award based on an $80 partner rate to an
EEOC employee who had sued the agency for
alleged employment discrimination.. See
also Neely v. City of Grenada, 624 F.2d 547

70a
(5th Cir. 1980) ("we hold that a fee based
on $100 per hour is reasonable.").

Similarly, by having considered fee peti-
tions in other cases, the Court is aware that
decisions awarding fees on the basis of rates
above the $30-50 range are equally available
for citation

No useful .vrpose would be served by ex-
tended consideration of the subject. Suffice
it to say that the Court considers the re-
quested fee to be well in line with awards in
civil rights cases and an entirely reasonable
fee for the services performed in this parti-

cular and unique case.

B. REASONS FOR THE COURT'S DECISION AS TO
FEE AMOUNT:

Having analyzed the case in light of the
Johnson factors, it is now incumbent on the
Court to articulate the reasons for its deci-
sion as to the amount of a fair and reason-
able fee award. Coover Liquor, Inc. Vv.
Adolph Coors Co., 624 F.2d (Fifth Cir. 1980).
In conformity with the views there expressed
by the Court of Appeals, the Court pays
special attention to factors, 1 (time and
labor required), 5 (customary fee), 8 (amount
involved and result obtained, and 9 (experi-
ence, reputation, and ability of the attor-

7la
neys).

The Court starts with the lodestar method,
consisting of an objective measurement based
On the number of reasonably-incurred hours
(factor 1) multiplied by a reasonable and
Customary hourly rate (factor 5). The Courts
finds that the amount of time incurred by
Dlaintiffs' attorneys was reasonable and nec=
essarily incurred for the representation of
Plaintiff in the significant and demanding
circumstances of this case. The Court simi-
larly finds that the amount of the hourly
pate requested is customary and, with respect
to plaintiff's counsel, on the conservative
Side. It is therefore decided that the lod-
estar method restuls in a reasonable fee in
the amount sought by plaintiff.

The lodestar fee is then to be adiusted
upward or downward in accordance with the
Other factors in the Johnson compilation,
with particular emphasis on factors 8 and 9.
Cooper Liquor, Inc. v. Adlph Coors CO. ,

Supra.

In this case, the Court finds that on the
one hand, none of the other factors would
call for a downward adjustment of the lode-
Star fee. With particular reference to fac-
tor 8 (amount payed and result obtained),
this lawsuit not only saved plaintiff's

72a
distinguished career but as well achieved
the significant result of preventing defen-
dants from mistreating a public servant who
had the courage of his convictions to act
on the belief that a black citizen can cri-
ticize a Government agency ar shite offi-
,»clals. With particular refer.:e to factor
9 (experience, reputatior., ability of the
attorneys), the Court finds that for a com-
parably skilled handling of a case for a
paying client, plaintiff's attorney could
have commanded an equal or even higher fee
than here requested.

However, since plaintiff has not requested
any amount in excess of the lodestar fee, 0
tne Court will not make any upward adjust-
ment. The fact that the fee requested is
less than it justifiably could be by upward
adjustment provides additional support for
the Court's conclusion that the amount of the
requested fee is entirely reasonable.

CONCLUSION
On the basis of the facts and authorities
which have been set forth in this Opinion,
the Court concludes as follows:

1. Plaintiff is entitled to an award of
costs, including attorneys' fees, under Sec-
tion 706(k) of Title VII of the Civil Rights
Act of 1964, as amended [42 U.S.C. §$20C0e-

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who was

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wt Nd bo ded oe

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74a

(before 1970) in this case and as plaintiff
in a lawsuit she filed against the EEOC.
Her petition is appropriately to be resolved
separately and in the context of her lawsuit
rather than in this case to which she has not
been a party since 1976.

2. It should be noted that the Court's 1975
Opinion in no way found any improper conduct
on her part. The references in the Opinion
to which she objected were simply based on
the undisputed testimony of her then agency
Superior as to what he had concluded. More-
over, the Court was careful to point out
that:

"It snould be noted that the Court is not

passing on the propriety or impropriety

of the District Director's actions.---

Nothing said in this case should preclude

the District Director from contending or

attempting to show that the Regional Dir-

ector's findings were in error." (400 F.

Supp. at S11).

3. Her notice of appeal, filed on Feb-
ruary 14, 1977, stated in full text as
rollows:

"Notice is hereby given that the Defen-
dant Evelyn Falkowski hereby appeais to the
United States Court of Appeals for the Fifth

mArHAA — ~ANR +, ~~ am a 7 n 7s Ke
\a OUvLON uO rec nisi ger ws oy wh che tat Sik he Sali 41QV was
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nr Yur wm) | la an n
been overruled on 14 January 1977).
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4. LE VOU fF VPLNloO

se in 1976 and that the

from the November 23, 1y
her as a defendant. 5.

Will be certain cont
logicaliy to be considered
with analysis of the 12 factors set f

¢ -«

or
Johnson v. Georgia Hizhway Express, 488 F.2d

714 (5th Cir. 1974) for evaluation of the

amount of free awards.

Oo. It is undisputed that tne appeal from
the Order dropping Ms. Falkowski as a defen-
dant did

Ger of November

dq O
not bring before the Court of Appea
nt unappealed Or

y

e
76. Ease... 26 U.S.C.
» Suttle’, 540 F.2d 206 (Sth Cir. 1976

3
man Motors v. Chrysler Corp., 567 F. 2d
e (3rd Cir. 1977); Symons v. Mueller Co.

ft
2
7

} a es
. 4% Should be r

e
of clarity that in fact the dismissal was in

is

iterated in the interest

76a

her case, not in this case.
8. Section 706(k), 42 U.S.C. §$2000e-5(k),
provides that:

"In any action or proceeding under this
subchapter the court, in its discretion, may
allow the prevailing party, other than the
Commission or the United States, a reasonable
attorney's fee as part of the costs, and the
Commission and the United States shall be li-
able for costs the same as a private person."

9. The 1976 statute provides as follows:

"In any action or proceeding to enforce a
provision of sections i961, 1982, 1983, 1985,
and 1966 of this titie, titie ix ef Pubiic
Law 92-318, or in any civil action or pro-
ceeding, by or on behalf of the United States
of America, to enforce, or charging a viola-
tion of, a provision of the United States
Internal Revenue Code, or title VI of the
Civil Rights Act of 1964, the court, in its
discretion, may allow the prevailing party,
other than the United States, a reasonable
attorney's fee as part of the costs."

Since this case filed in 1975 was pending
when the Civil Rights Attorneys Fees Awards
Act was enacted in 1976, the Act applies re-
troactively to the inception of the case.

Miser We Carson, 363 F.24 741 (Sth Cire

77a

1977): Gore ve Turner, 563 F.24 159 (5th

Cir. 1977); Rainey v. Jackson State College,

aos Pe 2a G72 (Sth Cis. 1977).

10. A footnote in defendants' original
Opposition to the fee petition suggested
that an award under the 1976 Act: (but not
under Title VII) would be barred. by the sgov-
ereign immunity of the Federal Government.
The suggestion was evidently dropped, as it
went unmentioned in all succeeding phases of
the proceeding. In any event, the point is |
not of material significance in this case,
because the only defendant here which could
claim the protection of sovereign immunity
would be the EEOC, The other defendants,
sued in their individual capacities, could
not do so.

ll. 42 UeS.Ce $2000e-5(k) and 42 U.S.C.

§198e.

bas Thess hours were through November
24, 1980. EFlaintiff's attorney stated
at the hearing that he was not asking for

any fee for the day of the hearing on Nov-

ember 26, 1980.
a Expenses in the amount of $2,681.90

are also sought. There is no dispute with
any of the expense items requested. The

total amount sought is computed as follows:

78a

1094 partner hours x S75 = $82,050
276 associate hours x $40 = 11,040
178 law student hours x$20 = 3,560

Total fee requested 96,650
Expenses 2,681.90
Total $99,331.90

14. For example, the Senate Report on the
Civil Rights Attorneys Fees Awards Act re-
ferred to in the Fifth Circuit's decision in
Johnson as setting forth the appropriate
standards to be applied in the evaluation of
fee requests. Senate Report No. 94-1011, 5
U.e.S.~-Code Cong. and Adm. News, 94th Cong., 2d
Sess. (1976), page 5913. See also Hameed v.

International Association of Bridge, Struc-
tural & Ornamental Iron Workers, 24 FEP 352
(6th Cire i88@) (*fhis Court remande this
case to the district court so that attorney's
fees may be determined in accordance with the
guidelines set forth by the Fifth Circuit in
Johnson ve Georgia Highway Express, Ince,

466 7, 24 7id, Titeid (Sth Cis 1974) 6”

Loe A breakdown of services by subject
matter, prepared by plaintiff and introduced
at the hearing, shows that the work relating
to Ms. Falkowski is as follows:

Depositions - 31 partner hours and 10-1/2

associate hours.

79a

Discusssions with her attorney - 2-1/4

partner hours.

Brief and oral argument in the Fifth

Circuit - 126 partner hours.

This resuits in a total of 159-1/4 partner
hours and 10-1/2 associate hours. Defendants:
also contend that 15 hours in reviewing affi-
davits and documents in August and September :
1975 "generally dealt with matters raised by
defendant Falkowski" but there is no evidence
before the Court to that effect.

16. Plaintiff's exhibit breaking down the
hours by subject ma

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385010_1012%3A1. Public record. Not legal advice.
