# Opposition — Nix v. Williams

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition
- **Published:** January 1, 1984
- **Citation:** 467 U.S. 431

## Text

Sl en ket

WO. 32-1651

IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 1962

CRISPUS NIX, Warden of the lowa
State Penitentiary,

vs. ”

ROBERT ANTHONY WILLIAMS,
Respondent.

PETITION FOR A WRIT OF CERTIORARI
THE UNITED STATES COURT OF APPEALS

ON
TO
POR THE EIGHTH CIRCUIT

RESPONDENT'S BRIEF IN OPPOSITION

: ROBE.RT BARTELS

College of Law

é. Arizona State University

‘ Tempe, Arizona #52867

4 (602) 965-7053 sta
Counsel for Respondent i

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700 F.2d 164 (1
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inevitable-disc

benefit without

700 F.2d at 169
held that the st
700 F.2d at 1171

Supieme Court. State v._

Williams' subsequent conviction was upheld

Williaws, 285 N.W. 2d 248

t court articulated a two-pronged inevitable-discovery

which the State was required to show (1) that the

ate ft

robably would ha

constitutio

riolation was comm

ad satisfied bot
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lowa NO suU-4
eal the Eight?
the District

983) (Pet at Al) T
single Llssue inevi
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overy

provi

exception the 5t

ng that the poli

(Pet. at AlO-Al

ve been discovered in the
nal violation, and (2) that

itted in good faith. It then

rh prongs. 285 N.W. 2d at

pus relief in the District

ng a multi-level challenge

ion of the “inevitable dis-

fenied the petition.

9-D, Dec. 18, 1981 (Pet. at

cuit Court of Appeals
Court. Williams v. Nix,

he Court of Appeals confined

vitable discovery. Although it

table-discovery

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exception to the rule excluding

sld that “if there is to be an

ate should not receive its
ce did not act in bad faith.*

The Court of Appeals then

tad failed to show lack of bad faith.

7).

SUMMARY OF ARGUMENT

il. Contrary to tne state's assertions, it naa ample notice
of the “good faith" issue on which the Court of Appeals decided
this case: The Iowa Supreme Court announced good faith as an
element of its hypothetical inevitable discovery doctrine; Wil-
liams and the State raised and argued Leaming's good faith both
in the District Court and in the Court of Appeals; and the State
specifically argued that the Court of Appeals should decide the
good faith issue.

2. The decision of the Court of Appeals was correct under

Brown v. Illinois, 422 U.S. 590 (1975), and Dunaway v. New York,

442 U.S. 200 (1979). Williams led Leaming to the body soon after
the violation of his rights; there were no intervening circum-
stances; and Leaming's intentional elicitation of incriminating
information before Williams could consult with his attorney --

in violation of Leaming's agreement with that attorney -- was
flagrantly unconstitutional.

3. This Court need not consider or decide the validity of any
inevitable-discovery doctrine in the context of this case, since
the Court of Appeals was correct in holding (a) that any valid
inevitable-discovery doctrine must include a good faith element
and (b) that good faith was not established. Good faith is a par-
ticularly important issue under the "attenuation" exception to the

exclusionary rule under Brown v. Illinois and Dunaway v. New York,

supra, and there is no reason why*it should be any less an issue
under any inevitable-discovery exception. Moreover, permitting the
introduction of ‘evidence derived from bad faith violations of the
Sixth Amendment would remove the incentive for the police to use
legal means to obtain such evidence, and would impugn the integrity

of the judicial process.

4. The Court of Appeals was correct in concluding that
Leaming did not act in good faith. This court's decision in

Brewer v. Williams, 430 U.S. 387 (1977), established that Leaming

intentionally and purposefully sought to elicit incriminating in-
formation from Williams before he could reach his attorney, and
that this was in violation of an agreement with that attorney.

Especially in light of Massiah v. United States, 37° U.S. 201

(1963), Leaming could not have believed, reasonably or otherwise,
that this conduct did not violate Williams’ Sixth Amendment
rights. Consequently, Leaming's good faith was established under
a “subjective” or an “objective” standard.

5. A grant of certiorari in this case also would be inap-
propriate because even if an inevitable-discovery doctrine without
a good faith element were valid, the result reached by the Court
of Appeals would stand. Additional evidence introduced in the
District Court established (a) that the search for the victim's
body that was initiated two days after her disappearance would not
have extended into Polk County, where the body was located, and
(b) that even if the search had extended into Polk County,
searchers would not have been able to see the body. Thus, even
application of the broadest possible inevitable-discovery doctrine
would affirm the judgment of the Court of Appeals.

6. This is not an appropriate case for this Court to consider

an extension of Stone v. Powell, 428 U.S. 465 (1976), beyond

the Fourth Amendment context. The holding and rationale of Stone
were carefully limited to the judicially-created exclusionary rule

for Fourth Amendment violations. See also Rose v. Mitchell,

443 U.S. 545 (1978). Unlike the claimed Fourth Amendment viola-

t.ons in Stone, the Sixth Amendment violations in this
case involved personal rights, and directly affected the in-

tegrity of the judicial process. Moreover, extension of Stone

would pe especially inappropriate in this case because the con-

stitutional violations were not committed in good faith. Finally,
ypplication of S*o"- *> this case would not chenge the result in
any event, since Williams did not have a full and fair opportunity

to litigate his claims in the state courts.

REASONS FOR DENYING THE WRIT

I. THE STATE HAD AMPLE NOTICE OF, AND LITIGATED, THE

"GOOD FAITH" ISSUE IN THE DISTRICT COURT AND

COURT OF APPEALS.

As noted previously, the Court of Appeals did not reach
the question of whether the “inevitable discovery” doctrine ap-
plied by the Iowa Suprem Court was constitutionally valid.
However, the Court of Appeals did hold that if an inevitable-
discovery doctrine was to be recognized, it must include a “good
faith" element, and that the State had failed to show that Detec-
tive Leaming acted in good faith when he committed the violations
of Williams’ constitutional rights that led to the discovery of
the evidence in question.

The State's first,and lengthiest, complaint about the decision
below is that the State had no “real notice” of the “good faith®
issue on which the Court of Appeals based its holding, and that
that issue should have been remanded to the District Court for a
“limited evidentiary hearing... .” (Pet. at 8-9). ‘This com-
plaint is totally without merit because the State in fact had ample
notice of the “good faith" issue -- and argued it on the merits --
throughout the proceedings in the District Court and the Court of
Appeals:

1. Prior to the filing of the petition for a writ of
habeas corpus in the District Court, the Iowa Supreme Court
identified “good faith" as a critical element in the hypothetical
inevitable-disccvery doctrine it applied. 285 N.W. 2d at
260.

2. The initial memorandum that was filed in the District

Court in support of the petition for a writ of habeas corpus

raised the lack-of-bad faith element of the Iowa Supreme Court's

hypothetical inevitable discovery test. (Memorandum filed

~~
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Moreover, in uU

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Mar. 30, 1981, p. 2 ging that this Court's
decision in Brown v. Illinois, 422 U.S. 590 (1975), required re-

versal of the Iowa Supreme Court's inevitable-discovery Gecision,

.

Williams argued in the District Court that Detective Leaming’s
conduct was a flagrant i ation of his rights. (7a. at 23).
Cine *¢) sr anevu"™ _ _™~ 7 > . i+ - had r - hed
Since flagrancy is simply ‘ xsite jood faith,
Dunaway OW rk, 442 > 200, 2é b> ane (1979), State v.

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peals directly ad-
dressed the “good faith” issue on its merits (Appellee's Brief at

22). Moreover, at ora] argument counsel for the State explicitly

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II ISION OF F : YF A EAI WAS JRRECT

NDER 2IOR ECISIONS THIS COURT.

This Court als should deny the petition for a writ of
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was obtained as the direct result of acts by a state law enforce-

ment officer that (a) violated the Sixt Amendment and (b) were
not committe in "good faith” -- plainly was correct under
Brown T1li is, 422 U.S 590 (1975), and D way v. New York,

In Brown, the defendant was arrested, without probable cause,

at about 7:45 p.m. Following repeated Miranda warnings, he gave

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two incriminating statements, firs 0 p.m., and then

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between 2:00 and 3:00 a.m. the following day. This Court re-
versed Brown's conviction, holding tht both statements were
fruits of the illegal arrest, and that neither the Miranda war-

nings nor any other factors sufficiently attenuated the taint of

For similar reasons, the State's references to Jackson v. Denno,
378 U.S. 478 (1964), and United States v. Wade, 388 U.S. 218

(1967) (Pet. at 10-11) also are misplaced.

the illegality. 422 U.S. at 604-605.

In Dunaway. the defendant was taken into enstody without
probable cause and interrogated after he was given Miranda war-
mings. The defendant waived counsel and eventually made state-
ments that incriminated him. Holding that Dunaway was “vir-

y a replica of® Brown, this Court held that the defendant's

statements were illegal fruits of the unconstitutional seizure

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sefendant, and that neither the fact that the police had
complied with Miranda nor the fact that the defendant's state-
nts were voluntary attenuated the taint of the initial ille-

gality. 442 U.S. at 218-219.

In both Brown and Dunaway, this Court's focus was on the
actual causal connection between the initial constitutional vio-

lations and the evidence derived therefrom. This Court specifi-
cally eschewed any simple “but for" causal test; rather, the ques-
tion was whether the challenged evidence was obtained through
exploitation of the primary illegality. In determining that
question, three factors were to be considered: (1) the "temporal
proximity f£ the illegality and the evidence; (2) “the presence

of intervening circumstances"; and (3) “particularly, the purpose

anc flagrancy of the official misconduct ...." This Court
noted specifically that “the burden of showing admissibility

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, Of course, on the prosecution." 422 U.S. at 603-604; 442

An examination of these factors in the instant case leaves no
doubt as to the correctness of the result reached by the Court of
Appeals. First, the “temporal proximity” of the unconstitutional
statements and the discovery of the body was as close as that in
Brown and Dunaway. Second, there were no intervening circumstances
between the violation of Williams’ constitutional rights and the
discovery of the body. Third, the official misconduct in the

instant case was especially flagrant. As this Court held in Brewer

v. Williams, 430 U.S. 387 (1977), Leaming had agreed with Williams’

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Davenport lo ws Moines. Nevec-

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of conduct which he admitted
s much incriminating infor-
sre he could reach McKnight.
his Court held
was flagrant because “the
tuality of purposefulness’ in

ce’ admittedly undertaken ‘in

cs snaway v. New York,
rown Illinois, supra,

stant case, Leaming's uncon-
lition for evidence

t something incriminating

it side of the coin

nably be said that Leaming
slly set out to elicit

ums before he could get to his

IlI. THE COURT OF APPEALS' CONCLUSION THAT ANY VALID
"INEVITABLE DISCOVERY" DOCTRINE MUST INCLUDE A
"GOOD FAITH" ELEMENT WAS CORRECT, AND DID NOT
CONFLICT WITH DECISIONS IN OTHER CIRCUITS.
This Court has not decided the validity of any “inevi-
table discovery” exception to the exclusionary rule in the Fourth,

Fifth, or Sixth Amendment context. United States v. Crews, 445

U.S. 463, 475, n.22 (1980). However, this Court's decisions re-
garding the evidentiary “fruits” of constitutional violations
strongly suggest the impropriety of such an exception, since those
decisions uniformly have determined the admissibility of challenged
evidence on the basis of whether the evidence “has been come at by
exploitation of [illegal conduct] or instead by means sufficiently
distinguishable to be purged of the primary taint,” Wong Sun v.
United States, 371 U.S. 471, 488 (1964) (emphasis added) -- not
on the basis of whether the evidence hypothetically would have
been discovered if the primary illegality had not occurred. See
also Division II, supra: United States v. Wade, 388 U.S. 218,
240 (1967).°

In any event, this Court need not, and should not, reach the
issue of the validity of an inevitable-discovery doctrine in
this case. Eyen assuming, as the Court of Appeals did, that some
inevitable-discovery doctrine is constitutionally valid, the
evidence in question here was inadmissible because Leaming did
not act in good faith when he purposefully violated Williams’

constitutional rights.

Recognition of any hypothetical inevitable discovery doctrine
would seriously emasculate the purposes of the exclusionary
rule. Under that doctrine, even if the police were able to
obtain evidence by legal means, there would be little incen-
tive for them to use such means, rather than more *"convenient®
illegal means, since the evidence would be admissible in any
event. Application of the hypothetical inevitable-discovery
doctrine also would involve a highly subjective and ambiguous
“factual” inquiry, and hence a high potential for abuse.

In this regard, the iorari complains

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e preceding analysis applies with special force when the pri-

mary illegality is a violation € the Sixth Amendment, rather than
the } irth Amendment. Since Sixth Amendment violations neces-

sarily ‘cur after the initiation of formal judicial proceedings,
Kirby v. Illinois, 406 U.S. 682 (1972), bad faith police conduct
in the Sixth Amendment context directly affects the integrity of
the idicial process. Cf. Stone v. Powell, 428 U.S. 465, 479

(1977); see Division VI, infra.

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IV.

THE COUR1 OF APPEALS CORRECTLY CONCLUDED THAT

DETECTIVE LEAMING DID NOT ACT IN GOOD FAITH.

Having correctly decided that the State could prevail on

an inevitable-discovery theory, if

at all, only upon a showing

that Leaming acted in good faith when he violated Williams’ con-

stitutional rights, the Court of A

such a showing had not been made.

ful

Opinion itself demonstrates, 7

A1l3-A17), this holding was correct

whether good faith is regarded as

issue.

A From what the Court of
jective” point of view, all of the
contradicts any notion that Leamin

that he was not violating Williams
facts already established in this

Williams, supra, lack of g i fait
clusion. Like every court that ha
found that before he left Des Moin
port, Leaming made an agreement wi
would bring Williams straight back
tioning him. 430 U.S. at 391, 410
isolated from counsel, however, Le

ppeals went on to hold that

As the Court of Appeals’ care-
00 F.2d at 1171-1173 (Pet. at
; and this is so regardless of
a “subjective” or “objective”

Appeals characterized as a “sub-
evidence in the record directly
3 acted under an honest belief

' rights. Indeed, given the

Court's holding in Brewer v.

h is essentially a foregone con-

s reviewed this case, this Court
es to pick up Williams in Daven-

th Williams’ attorney that he
to Des Moines without ques-

, 415. As soon as Williams was

aming broke this agreement by

purposefully and intentionally attempting to obtain as much in-

criminating

before Williams could
6

the body --

at 399, 407-408, 411-412.

° As the Court of Appeals noted, 7

the record would not support any
actions on the ground that he wa
alive. That the State does not

a reason for Leaming's conduct i
Leaming insisted at the first tr
told him that

information as possible --

the victim was dead

including the location of

reach his attorney. 430 U.S.

00 F.2d at 1172 (Pet. at Al5),
attempt to “justify” Leaming'’s
s hoping to find the victim
suggest that it could prove such
s hardly surprising, since

ial that Williams’ attorney had
(2p. to Brewer v. Williams,

——— ee

Supra, at 96-97), and told Williams that they should stop and

locate “the body®
U.S. at 393).

in order to en

sure a “Christian burial” (430

ee

Especially given Massiah v. United States, 377 U.S. 201 (1963),
which this Court hae held to he “constitutionally indistinguish-
able” from this case, 430 U.S. at 400, it could not reasonabiy be
inferred that Leaming did not realize that intentionally and de-
signedly attempting to elicit evidence from a defendant before he
could reach his attorney -- in violation of an agreement with the
attorney -- would be unconstitutional. This conclusion is sup-
ported by Leaming's false denials that he had made an agreement
with Mc¥Fnight and that he had refused to permit another attorney,
Mr. Kelly, to accompany Williams from Davenport to Des Moines.

700 F.2d at 1173 (Pet. at Al6-Al7).

B. Under an “objective® view of “good faith," the factors
discussed in the preceding paragraphs and in the Court of Appeals’
opinion lead even more ineluctably to the conclusion that Leaming
@id not act in good faith. As this Court indicated in Harlow v.

Fitzgerald, supra, objective good faith is not established if the

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relevant state official eithés »9r reasonably should have

known that his conduct would violate the Constitution. The “ob-
jective” question of whether Leaming in fact knew that his conduct
would violate Williams’ Sixth Amendment rights is at least very
close to (if not the same as) the "subjective" question which the
Court of Appeals asked: whether Leaming believed that his conduct
would violate the right to counsel. Clearly, the answer to the
former question must be the same as the answer to the latter.
Similarly, particulariy in light of Massiah v. United States, it
is clear that Leaming reasonably should have known that inten-
tionally and designedly eliciting as much incriminating evidence
as possible from Williams before he could consult with his attor-
ney, in direct violation of an express agreement with that attorney,

would violate the Sixth Amendment.’

7

The same result also follows from application of this Court's
holdings in Brown v. Illinois and Dunaway v. New York, supra.
See Division II, supra.

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V. THE RECORD DOES NOT SHOW THAT THE VICTIM'S BODY

WOULD HAVE BEEN FOUND IF RESPONDENT'S CONSTITUTIONAL

RIGHTS HAND NOT BREEN VIOLATED.

The preceding paragraphs demonstrate that the Court of
Appeals’ decision concerning Leaming's lack of good faith was
legally and factually correct. Even if this were not the case,
however, a grant of certiorari would be inappropriate in this case
because . ven if an inevitable discovery doctrine without a good
faith element were applied to the record, the result reached by
the Court of Appeals would be upheld.

In concluding that the victim's body, and the evidence con-
nected therewith, probably would have been discovered “in any
event," the Iowa Supreme Court found (1) that an organized search
for the victim would have extended into Polk County, to the area
where the body was found, and (2) that the searchers would have
seen the body because it was highly visible. 285 N.W. 2d at 262.
Even under a “preponderance of the evidence” standard, '° however,
neither of these conclusions was correct.

A. The Search Would Not Have Extended Into Polk
County, Where the Body was Located.

On December 26, 1968, a group of volunteer searchers under
the direction of Iowa S3ureau of Criminal Investigation (BCI) agents
Ruxlow and Mayer searched Poweshiek and Jasper Counties (both
located east of Polk County) for the victim's body. They discon-
tinued the search at the Polk County border at 3:00 p.m., before
Williams indicated he would take Leaming to the body. At the
suppression hearing preceding the second trial, Ruxlow testified
that he intended to continue the search into Polk County. How-
ever, all of the other eivdence in this record directly contra-
dicts this testimony (which Ruxlow gave after being informed by
the prosecuting attorney that the issue at the suppression hearing
would be whether he would have discovered the body if Williams

had not led the police to 1... «uxlow Depo. Tr. at 30):

10 under United States v. Wade, 388 U.S. 218 (1967), the proper

standard would be “clear and convinci:9g evidence.”

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Amendment violations, which strike with particular force at the
inteqrity of the judicial process.

This conc)usion is supported by the post-Stone decisions of

this Court and of the Federal circuit courts. In Rose v, Mitchel

443 U.S. 549 (1979), this Court declined to extend Stone beyond
the Fourth Amendment to a claim by state prisoners that their
convictions should be overturned because of discrimination in the
selection of grand jury foremen -- even though this claim did not
implicate the integrity of the fact-finding process by which they
had been found guilty. Reaffirming the "limited reach of Stone,”
443 U.S. at 560, this Court noted that Rose involved a claimed
violation of personal rights, and that the “judicial integrity"
concerns and constitutional interests were more compelling than
in Stone because the claimed violations struck at “core concerns
of the Fourteenth Amendment and at fundamental values of our so-

ciety and our legal system." 443 U.f. at 563, 564. As noted

previously, the instant case similarly involves violations of

i3 Since the Fifth Amendment explicitly prohibits the use of com-
pelled testimony in criminal proceedings, violations of the
Fifth Amendment also directly implicate the integrity of the

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judicial process. In this connection, it should be noted that

the District Court in the first habeas corpus proceeding held
that Williams’ Fifth Amendment rights were violated, in two
respects. 375 F. Supp. at 179-184. This holding has never
been reversed.

_——

personal rights that strike at fundamental values of the adversary
cystem,.

Consistently with Rose, every federal circuit court faced
with the issue has declined to extend Stone v. Powell to Fifth and
Sixth Amendment claims. See, e.g., White v. Finkbeiner, 687 F.2d
865 (7th Cir. 1982); Hinman vy. McCarthy, 676 F.2d 343, 348-49
Warden, 624 F.2d 69, 70 (9th Cir. 1980); Harryman v. Estelle,

616 F.2d 870, 872 (Sth Cir. 1980), cert. denied, 449 U.S. 860
(1981); Morgan v. Hall, 569 F.2d 1161, 1168-69 (lst Cir.), cert.
denied, 437 U.S. 910 (1978).

A few final words regarding the applicability of Stone v.
Powell to the Sixth Amendment violation in this case are necessi-
tated by the assertion by the amici that Williams’ guilt “was not
in question” (Illinois Amicus Brief at 9). Quite apart from the
fact that nothing in Stone would suggest that the apparent guilt
of a defendant by itself would preclude federal habeas corpus
review of bad faith Sixth Amendment violations, the suggestion of
the amici that Williams’ guilt was not questioned simply is not
factually correct. Although Williams' guilt may have appeared
Clear on the record from the first trial, see 430 U.S. at 428,
437, 441, the Court of Appeals specifically noted that at the
second trial, Williams' defense -- that someone else killed the
victim and placed her body in his room -- was supported by sub-
stantial physical and scientific evidence indicating, inter alia,

that the perpetrator, unlike Williams, was sterile. 700 F.2d at

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District Court demonstrated that the Iowa Supreme Court, in con-
eluding that the Stare had satisfied its hynothetical inevitable
discovery test, relied on evidence that was seriously misleading.
Since the failure to present this additional evidence to the state
courts was excusable, the Iowa Supreme Court's misapprehension of
the facts rendered its consideration of the suppression issue less

than "full and fair." Consequently, whether Stone v. Powell

should be extended beyond its Fourteenth Amendment context is a
moot issue in the instant case, and this Court therefore should

not consider it.

CONCLUSION
For the reasons stated above, the petition for a writ of

certiorari should be denied.

RORERT BARTELS 2s
College of Law

Arizona State University
Tempe, Arizona 85287

(602) 965-7053

Counsel for kespondent

.

Certificate of Service

The undersigned hereby certifies that he received the
petition for a writ of certiorari in this case on April 12,
1983, and that on the 2% aay of May, 1923, he deposited one
copy of the foregoing document in a United States Post Office,
with first-class postage prepaid, and addressed to counsel for
the petitioner:

Mr. Brent R. Appel

Deputy Attorney General
Hoover Office Building
Des Moines, Iowa 50319

The undersigned further certifies that all parties required. to

be served have been sexved.

ROBERT BAPTELS

Sen
RECEIVED
NO. 2>-fel MAY 1 6 1963

siaitiemeancetaatiiaiamiaieiss OFriCe OF ime Coca

sUPrEME COURT, YS

. . . = veneer nasmud
ME © RT C THE NITET TATES
ctober Term, 1982

— . .
Nik, waracen f the lowa
a t > “e lary,
Petitioner,
VS.
- . ‘ se ‘auc
ANTHON ". LAMS ,
4 ” tenet.
- >
: ——- AG
~ PE N Wri )F
i : TATES
. , , ens rem
a J in s+
— a Ae er
M N ‘ eS ee oe
N FORMA PAUPERIS
. _ +% .
The res} jent, bert Anthony Williams, wno 18
- ; Aie« ao T
mn ¢ ne.~aG if s wa H t ee tiatzt at rort Madison, ,Owa,

hereby asks leave to proceed in this action in forma pauperis

spondent was permitted to proceed in forma

superis with appointed counsel in tne District Court and the

JOOBA(G) (6).

@
vu
f
~

ROBERT BARTELS
Sollege of Law

Arizona State University
Tempe, Arizona 85287
(602) 965-7053

Counsel for Pespondent

Certificate of

Service

petition for a writ of certiorari
1983, and that on the [7% day of
copy of the foregoing document in
with first-class postage prepaid,
the petitioner:
Mr. Brent R. Appel
Deputy Attorney General
Hoover Office Building
Des Moines, Iowa 50319
The undersigned further certifies

oe served have been served.

The undersigned hereby certifies that he received the.

in this case on April 12,
May, 1983, he deposited one
a United States Post Office,

and addressed to counsel for

that all parties required to

is J
ROBERT BARTELS

Saal

i i¢ AS *, .)
eee Pi ~ 5 iA?

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385010_0752%3A03. Public record. Not legal advice.
