# Petition for Writ of Certiorari — Hooper v. Alabama

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1991
- **Citation:** 501 U.S. 1232

## Text

f Supreme Court U.S.
° FILLED

90-1749 |
+; MAY 9 1991

NO. 4

SSFICE GF THE CLERK

eaten,

IN THE
SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1991

JOHN EDWARD HOOPER,
Petitioner,
versus
STATE OF ALABAMA,

Respondent.

PETITION FOR WRIT OF CERTIORARI
TO THE ALABAMA SUPREME COURT
AND
ALABAMA COURT OF CRIMINAL APPEALS

PETITION FOR WRIT OF CERTIORARI

Paul M. Harden

ATTORNEY FOR PETITIONER
417 Rural Street
Evergreen, AL 36401
205/578-4746

QUESTION PRESENTED

Whether the Alabama Supreme Court can
alter a rule of evidence and apply that
ruling retroactively to supply the necessary

evidence to convict the Petitioner without

transgressing the prohibition against ex post

facto law contained in Article I of the

United States Constitution or the Due Process
Clause contained in the Fifth and Fourteenth

Amendments to the United States Constitution.

il

TABLE OF CONTENTS

PAGE

Question Presented ........ +os ee eee 1
TOGiG OF COSOO 1.444064: 4058 cee eee iii
Statutes and Rules Cited ...c.ssseee V
Opinion Below .......... teceeesanae 2
PRUCERCLCCION 64 Goi ceees ceenes err 2
Constitutional Provisions and

Statutory PLOViSIONS 1. «swe oe eee 3
Statement Of the CaQe «ssc kde eee 5
Reasons for Granting the Writ ..... 21
COMNGCEGGLON 22530 ore eeees coeeeaee ° 40

BPG RGEE 66s os be ee es 0 ae eee la

iil

TABLE OF CASES

PAGE
Beazell v. Ohio, 269 U.S. 167,
46 S.Ct. 68, 60 L.Ed.
Deh Cee Cepaeeeereseoeesceceecs 21,33,34
Bouie v. City of Columbia,
378 U. S. 347, 84 S.Ct.
peers be wee. 20 O94 (1964) avec 22,29,30
; 31
Calder v. Bull, 3 U.S. 386,
err er CL PSE) po neceecasveves 26,27
Cloud v. Moon, 290 Ala. 33,
Te ES 8 ee 2 eer 23

Corona Coal & Iron Co. v. Callahan, _
202 Ala. 649, 81 So. 591 (1919) .. 23

Coy v. Iowa, U.S. ,
108 S.Ct. 27/798, 2803, 101
Crt PAPER) poco reece voveces 37

Dobbert v. Florida, 432 U.S. 282,
o? Bsuee 2290, 453 L.Ed.2d
ee ee. 6 ss 6 666 6 ee 6 be ee 6 8 8 32

E. E. Yarbrough Turpentine Co. vy.
Taylor, 201 Ala. 434, 78 So.

DEE. “She bee sneer eeeseseseces 23
Ex Parte: In Re: Hooper vy.
State, So.2d
PP Ay LOPU) cose cccccccees 22,24

Hooper v. State [Ms. 3 Div. 91l,
March 30, 1990], So.2c
eee eme moe, 1990) .seceece 25

Hooper v. State, So.2d
CT EaOORy as es ee shee Awe SOE S's 38

Hopt v. Utah, 110 U.S. 574, 4
S.Ct. 202, 28 L.Ed. 262 (1884) ..- 32

Kennedy v. State, 85 Ala. 326,
5 So. 300 (1888) «coerce eevercerees a3

Lanzetta v. New Jersey, 306 U.S.
451, 59 S.Ct. 618, 83 L.Ed.
BBB (1939) ccovccccccccesesececess 29

Lester v. Jacobs, 212 Ala. 614,
103 SO. 682 (1925) «ee ceeeeereens 23

Manning v. State, 217 Ala. 357,
116 SO. 360 (1928) «cere eeeeereens 23

Marks v. United States, 430 v.68.
186, 97 S.Ct. 990, 5l L.Ed.2d

260 (19TT) ccvecsssseesesraeeeeese 28,29,30

Miller v. California, 413 U.S. 15,
Ss Sckt. 200le Sf L.Ed.2d
eh OS VE MRE CRE CE Eee ee. 30

Miller v. Florida, 482 U.S.
423. 107 S.Ct. 2446, 96
L.Ed.2d 351 (1987) -cseceeererecces 27

Pennsylvania v. Ritchie, 480 7
U.S. 39, 60, 107 S.Ct. 989,
1003, 94 L.Ed.2d 40 (1987) «-+ees- 37
Porter v. Louisville & Nashville RR,
202 Ala. 139, 79 So. 605 (1918) ... 23

Rabe v. Washington, 405 U.S. 313,
92 S.ct. 993, 31 L.Ed.2d
250 £1970) cece cccccsvessenvseress 30

——— is

Vv

Thompson v. Missouri, 171 U.S. 384,
18 S.Ct. 92, 30 L.Ed. 204 (1898) . 32

Thompson v. Richardson, 96 Ala.
SUG, 2h BOs TIO CORE) 6546 owe caw ss 23

United States v. Harriss, 347 U.S.
6lzZz, 74 S.Ct. 80S, 38

seBG@s8G SES CIiSSS) os vccdewtives ex 29
Walker v. State, 433 So.2d 469
€ os i) fee ere ee re ee 21,33, 34
35

Weaver v. Graham, 450 U.S. 24, 101
Set. 9OG, 67 L.BG.20d 17 €1981) .. 27

STATUTES AND RULES CITED

C. Gamble, McElroy's Alabama
_. Evidence, §159.02(1),

Cae Ee 6 ee ae 23
United States Constitution,
PEE ce ete - hs wk wc hare 8 ee oe 3,24,39
40
United States Constitution,
Fourteenth Amendment .....ccceeecs 3,462"
39,40

United States Constitution,
RECS 24s eke or es Oa eek eke 26.3330

United States Constitution,
MECER SO 5s ee eke Oe eee ee ei 38

United States Constitution,
AETECIG 2s SEG Lec ckens anna end wes 344,29

vi

2G, U.G.C.i SLIZS7T(S) wvccccvcvsesvess

1
IN THE
SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1991

JOHN EDWARD HOOPER,
Petitioner
versus
STATE OF ALABAMA,

Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE
ALABAMA SUPREME COURT AND ALABAMA
COURT OF CRIMINAL APPEALS

Petitioner, John Edward Hooper,
respectfully prays that a writ of certiorari
issue to review the judgment of the Alabama
Supreme Court and the Alabama Court of
Criminal Appeals, whereby Substantial
constitutional issues by Petitioner were not

answered by either of the said courts, even

though timely raised.

OPINION BELOW

The ruliiug by the Alabama Court of
Criminal Appeals as to the original appeal
filed on January 30, 1989 (Third Division,
Number 91) set forth infra in Appendix la.

The ruling by the Alabama Supreme
Court reversing the decision of the Alabama
Court of Criminal Appeals and affirming the
Circuit Court of Escambia County, Alabama on
December 14, 1990, as set forth infra in
Appendix lb.

The denial of Petitioner's Application
for Rehearing by the Alabama Supreme Court on
February 8, 1991, as set forth infra in

Appendix lc.

JURISDICTION

The Petitioner invokes this Court's

jurisdiction pursuant to 28 U.S.C. §1257(3)

3
in that the ruling by the Alabama Supreme
Court denies him due process of law as
Guaranteed by the Fifth and Fourteenth
Amendments to the United States Constitution

and of his right not to be subject to ex post

facto law as prohibited by Article I, §§ 9
and 10 of the United States Constitution;
hence, Petitioner's application to this
Honorable COurt to review the order of the

Alabama Supreme Court dated December 14,

1990.

CONSTITUTIONAL AND STATUTORY PROVISIONS

This case involves the Fifth and
Fourteenth Amendments of the United States
Constitution, as well as Article I, §§ 9 and
10 of the United States Constitution.

The Fifth Amendment of the United
States Constitution provides, in part, as
follows:

No person shall ... be deprived

States

4

of life, liberty or property,
without due process of law.

The Fourteenth Amendment of the United

Constitution, in pertinent parts,

provides as follows:

No state shall ... deprive any
person of life, liberty or
property, without due process
of law.

Article I, § 9 of the United States

Constitution provides, in part, as follows:

No bill of attainder or ex post
facto law shall be passed.

Article I, § 10 of the United States

Constitution provides, in part, as follows:

No state shall... pass any
bill of attainder, ex post
facto law, or law impairing the
Obligation of contracts, or
grant any title of nobility.

5

STATEMENT OF THE CASE ‘

Petitioner, a former State Trooper,
was indicted in a two count Indictment by the
Spring Term of the Escambia County Grand Jury
in 1985. He was duly arraigned on July 12,
1985, and entered a plea of not guilty.

Petitioner was first tried and
convicted on September 17, 1985, when a jury
returned a verdict against him with Rape,
Second Degree. This conviction was appealed
to the Alabama Court of Criminal Appeals. On
October 28, 1986, that court reversed and
remanded Petitioner's conviction because of
improper cross-examination of character
witnesses by the Honorable Don Valeska,
Assistant Attorney General.

On September 16, 1988, the Petitioner
waS again tried by jury and convicted of both
Count I and Count II of the Indictment. At

that time, sentence was deferred and on

November 2, 1988, the Honorable Bradley E.
Byrne announced judgment of sentence on
Petitioner as follows:

Accordingly, I sentence you
pursuant to the split sentence
statute to 5 years in the
state penitentiary on your
conviction under Count I, and I
sentence you pursuant to the
split sentence statute to 5
years on your conviction on
Count 2, 5 years, that will be
5 years in the state
penitentiary. These sentences
are to run concurrently.

Now, I would be unrealistic if
I did not expect this case to
be appealed based uopn the way
chis case progressed and some
very novel issues that were
raised at trial that this court
had to deal with, therefore, I
am not going to make a
determination at this time as
to how this sentence’ should be
split, or make a determination
as to probation. I am going to
reserve all of those questions,
all of those issues for
determination at a later time
once this case has’ been looked
at by the appellate courts of
this state, and if it is
affirmed then I will make a
determination or if no appeal

is taken then I will make a

7

determination at that time as

to how this sentence should be

served, whether probation

should be granted, and exactly

how this sentence should be

split.

You will also be required t

pay court costs in these cases

and the sum of $250.00 to the

Crime Victim's Compensation

Assessment.

On December 6, 1988, Petitioner filed
a Motion for Judgment of Acquittal and Motion
for New Trial. Both motions were subse-
quently overruled and denied by the trial
court on January 23, 1989.

At the time of sentencing On November
2, 1988, Petitioner gave oral notice of
appeal and subsequently on January 30, 1989,
filed further written Notice of Appeal was
filed in the Alabama Court of Criminal
Appeals. The Alabama Court of Criminal

Appeals released an opinion on March 30, 1990

reversing Petitioner's conviction and

remanding the case back with an order to the

8
trial court to enter a judgment of acquittal
for the Petitioner. The State filed an
Application for Rehearing on April 16, 1990,
which was denied on May 11, 1990.

Thereafter, on May 25, 1990, the State
petitioned the Alabama Supreme Court for a
writ of certiorari to the Alabama Court of
Criminal Appeals. The Alabama Supreme Court
granted the writ of certiorari on August 27,
1990. On December 14, 1990, the Alabama
Supreme Court issued an opinion reversing the
Court of Criminal Appeals.

Petitioner subsequently filed an
Application for Rehearing in the Alabama
Supreme Court which was denied on February 8,
1991.

Hence, this Petition for Writ of
Certiorari.

The Petitioner was tried by jury in

the Ciccuit Court of Escambia County,

9

Alabama, the Honorable Bradley E. Byrne,
presiding, during the week of September 12-
16, 1988. On September 6, 1988, a pre-trial
hearing was held in which the State called
Josephine Bahm to establish that Kimberly
Hooper, the prosecutrix, was recanting her
rape allegations against her father, the
Petitioner.

A jury was struck on September 12,
1988 and the trial began on September 14,
1988. The first witness, Kimberly Hooper,
called as the court's witness, denied on
direct examination by the court the charges
contained in the indictment. From pages R-

124-125 of the transcript:

Q. (THE COURT): Did John
Edward Hooper engage in sexual
intercourse with you on or

about September 7, 1984.
A. WO, Sif.
Q. Did John Edward Hooper

engage in sexual intercourse
with you on or about December

10
= 13, 1984?

A. No, Sir. (R-124-125).

The court then permitted the State to
cross-examine the witness. Assistant
Attorney General Don Valeska cross-examined
Kimberly Hooper primarily by impeaching her
with inconsistent testimony she had given at
Petitioner's first trial. In the course of
this cross-examination, Kimberly, in her
prior testimony, accused her father, the
Petitioner, of raping her on the dates in
question (R-131-132).

Further, the impeachment testimony
contained allegations that the Petitioner had
been sexually abusing Kimberly since sne was
five years old (R-129-148). Also, Miss
Hooper identified three pornographic tapes
offered by the State for identification
purposes. She testified live that she had

watched these by herself. However, she was

———————
-> 0 MS cre p-

3 0
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mm

72 6
b

100

Grr. Q

ms 6¢

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|

told me that if I wanted to

get out of Gulf Coast Hospital

that I had better Say it

happened or she could make--she

could, . how would you Say it,

She could make sure that I

would stay there,

Kimberly also testified at page 209
of the transcript that she had been
threatened with perjury charges before her
present testimony.

Q. MR. HARDEN: Have you been

told by anyone that you could

be charged with perjury today,

please, ma'am?

A. res, sir.

Q.- And who told you that?

A. Mr. Higgins.

Q. Who is Mr. Higgins?

A. I believe an investigator
for the Attorney General's
office,

Q. Is that Mr. Higgins sitting
On the front row right there
from the attorney general's
office?

ax.” Fee, “sir.

14

Q. Did he tell you that if you
came in this courtroom today
that you would be charged with

perjury?

A. He told me that my
testimony would be perjury
because I Said a different

Story in the first trial.

Q. Okay. Do you Know what
perjury is, Kimberly?

A. Not exactly, sir.

O, Do you Know you can go to
jail for it though?

ae TOB, Sif. (R-209).

The State called Mr. Donald Champion

and Captain L. N. Hagan to identify and
discuss the contents of the three
pornographic tapes. THereafter, the State

called Stephanie Milam, Tyra Thomley,
Michelle Lucas and Carol Middleton to testify
that Kimberly Hooper had made complaints to
them that her father had raped her. Ms.

Middleton, the counselor at Kimberly's

school, stated that she reported the abuse to

15
the Department of Human Resources.

Ms. Sally Aust testified that she
overheard a phone conversation between
Kimberly Hooper and the Petitioner in which
she heard the Petitioner say "I've said I
wouldn't do that again" or "J told you I
wouldn't do that again" (R-398).

Dr. Jimmy Adkisson testified and was
offered aS anexpert witness. Dr. Adkisson
stated that Kimberly Hooper's introitus, the
opening of her vagina and her vaginal wall,
waS enlarged. He said this enlargement could
have been from sexual intercourse (R-418).

The State also called Dr. James Chudy
aS an expert witness "from a psychological
Standpoint of child abuse" (R-440). Dr.
Chudy stated that based upon certain
validators used in evaluating children for
sexual abuse, he had reached the conclusion

that Kimberly Hooper had been sexually abused

16
(R-448).
The State's final witness was Amelia
Davis who had worked for the Escambia County
Department of Human Resources and investi-

gated Kimberly Hooper's complaint against her

father. She likewise identified the three
poronograhic tapes - and described the
contents. Mrs. Davis further testified that

Kimberly had changed her story against her
father on several occasions beginning on
September_19, 1985.

Finally, Mrs. Davis described numerous
emotional problems including nightmares,
eating disorders and periods of lying that
Kimberly had experienced since she had been
removed from her parent's home (R-522-523).

The Petitioner called 22 witnesses to
testify as to his good character and his
excellent reputation in the community for

truth and veracity. Virginia Hooper,

17

Petitioner's wife, was called and testified
as to the pressure placed upon her by Amelia
Davis and Doug Mitchell of the Department of
Human Resources to believe the accusations
against the Petitioner. This included the
cancelling and delaying her visitation with
Kimberly (R-613). Mrs. Hooper further
testified that Kimberly had experienced
emotional problems as early as age three (R-
618-619) and that to help control her
emotional problems Kimberly was prescribed
the drug Ritalin (R-622). Mrs. Hooper stated
that she had _ received reports of Kimberly
fantasizing after she had been removed from
her custody by the Department of Human
Resources,

The Petitioner, John Edward Hooper,
denied that he had ever sexually abused his
daughter (R-658). He further denied that he

had made either his daughter or Stephanie

18

Milam watch an X-rated film (R-658); or that
he had ever admitted raping his daughter
while talking with her on the phone (R-659).

During cross-examination the
Petitioner stated that while he had taken
certain X-rated tapes to his home, he did not
realize that they were pornographic until he
had watched part of one of them. At that
point he stopped watching it and returned all
of them as soon as possible. During cross-
examination, the Petitioner continued to deny
that he had ever sexually molested his
daughter in any way (R-686).

The Petitioner rested and renewed his
Motion for Judgment of Acquittal. The trial
court again denied this motion. During the
court's charge, june Byrne charged the jury
as follows on page R-75l1:

Now, the prior testimony of

Kimberly Sue Hooper given in

September of 1985 while she
was under oath and subject to

19

cross examination can be used
by you as substantive evidence
of the facts stated by her
during her prior testimony to
prove Or disprove the
innocence or quilt of the
Defendant John Edward Hooper of
the offenses alleged in the
indictment. Only the prior
testimony of Kimberly Sue
Hooper can be considered by you
as substantive evidence.
(Emphasis added).

Now, the prior testimony, as I
have already mentioned, of all
the other witnesses or of all
the witnesses can be used for
impeachment purposes, that is,
a witness's prior testimony can
be used to show that prior to
this trial the witness made
statements that are
inconsistent with the testimony
given in this trial and such
prior inconsistent statements
can be used by you to judge the
credibility of that witness.

The Petitioner requested that the
court recharge the jury at pages R-758-759
but the court refused. The Petitioner then
moved for a mistrial which was denied by the

court.

After he completed the charge, the

20
trial court finally ruled that due to the
inflammatory nature of their contents, the
poronographic tapes would not be admitted or
taken by the jury to the jury room during
deliberation. The jury began deliberating at
4:50 on September 16 and returned a verdict

of guilty to both charges at 6:30.

21

REASONS FOR GRANTING THE WRIT

"There may be procedural
changes which operate to deny
the accused a defense available
under the laws in force at the
time of the conviction of his
offense, or which otherwise
affect him in such a harsh and
arbitrary manner as to fall
within the constitutional
prohibition." Beazelil v. Ohio,
209 U.S. 167, 171, 46 S.Ct. 66,
69, 70 L.Ed. 216 (1925). The
Alabama Supreme Court, in the
present case, ruled on December
14, 1990, altering Alabama's

rule concering the admissi-
bility of prior inconsistent
statements as substantive

evidence and applied the new
ruling to Petitioner's trial on
September 12-16, 1988, when
previously there had been
insufficient legal evidence to
convict the Petitioner. "Where
the guilt or innocence’ turned
on the application of the
repealed law, therefore affect-
ing and disadvantaging the
defendant in the most substan-
tial manner possible. The
odious effect thereof compels
uS to find it to be ex post
facto." Walker v. State, 433
SOo.2d 469 (Ala. 1982). ris 8
State legislature is barred by
the Ex Post Facto Clause from
passing such a law, it must
follow that a State Supreme

22

Court is barred by the Due
Process Clause from achieving
precisely the same result by
judicial construction." Boule
v. City of Columbia, 378 U.S.
347, 353-354, 84 S.Ct. 1697, 12
L.Ed.2d 894 (1964).

On December 14, 1990, the Supreme
Court of Alabama rendered an opinion stating:

We think that it is time that
this Court changed our rule;
therefore, after examining the
record, considering the argu-
ments of the parties, and re-
evaluating the rule against
using prior inconsistent testi-
mony as Substantive evidence,
we hereby change that rule. We
frold that a prior inconsistent
Statement of a witness who
takes the stand and is avail-
able for cross-examination may
be used as substantive evidence
if the prior Statement was
given under oath subject to the
penalty of perjury at atrial,
hearing or other proceeding, or

in a deposition. Ex Parte
State: In Re: Hooper vy.
State, S$o.2d

(December 14, 1990).
This decision overruled over one

hundred years of case law in Alabama in which

23
the rule had generally been stated as
follows:
A self-contradictory statement

by a witness who is not a
party, whether testified to by

him on cross-examination Or
proven by others, is not
Substantive evidence of the
matter asserted, that is, such
statement operates only to

discredit the witness and has
no other effect, in particular,
such statement cannot be the
basis of a finding of fact
necessary to the establishment
of liability or defense, Cs
Gamble, McElroy's hlabama
Evidence, §159.02(1), (3d Ed.
1977). See, Cloud v. Moon, 290
Ala. 33, 273 So.2d 196 (1973);
Manning v. State, 217 Ala. 357,
116 So. 360 (1928); Lester vy.
Jacobs, 212 Ala. 614, 103 So.
682 (1925); Corona Coal & Iron
Co. v. Callahan, 202 Ala. 649,
81 So. 591 (1919); Porter vy,
Louisville & Nashville RR, 202
Ala. 139, 79 So. 605 (1918); E.
E. Yarbrough Turpentine Co. vy.
Taylor, 201 Ala. 434, 78 So.
812 (1918); Thompson Vv.
Richardson, 96 Ala. 488, 11 So.
778 (1892); Kennedy v. State,
85 Ala. 326, 5 So. 300 (1888).

In ruling that Kimberly Hooper's prior

testimony could be considered as substantive

24
evidence the Alabama Supreme Court stated:
"We think the Federal Rule is agood rule,
that it does not substantially prejudice the
rights of a defendant to a fair trial, and

that it fosters a search for the truth."

Hooper v. State, So.2d (ATA. «
December 14, 1990). However, it is
Petitioner's position that this approach

places in jeopardy his rights to due process
of law and equal protection of the law as
guaranteed him by the Fifth and Fourteenth
Amendments to the United States Constitution.

The Petitioner would point out that
unquestionably the status of the law in
Alabama in September, 1988, at the time of
his trial, was that prior inconsistent
statements of a withwes used to impeach that
witness are not substantive evidence. A jury

was Sworn andthe State produced as many

witnesses and as much evidence as it could.

the State's case, there

Wa yuestion but that with the afore-
mentioned tatus of Kimberly Hooper's prior
testimony, the State failed to make out a
prima facie case. The Petitioner was
therefore acquitted of both charges by the

lack of evidence and, but for the errors of
the trial court in improperly ruling that
Kimberly Hooper's prior testimony could be
considered as substantive evidence in
Submitting the case to the jury and in
charging the jury to that effect, Petitioner
would have been acquitted. The Alabama Court

of Criminal Appeals so ruled in Hooper vy.

State [Ms. 3 Div. 91, March 30, 1990],
So.2d _—_—sSWd({AXla.Crim.App. 1990).

However, two years after trial the
Alabama Supreme Court changed the law and

applied it back two years to supply the

evidence needed to convict Petitioner. The

26
State was well aware, prior to the Hooper
trial, that under established Alabama law,
Kimberly Hooper's prior testimony could not
be used as substantive evidence. Petitioner
claims that the ruling by the Alabama Supreme
Court changed the law to convict the
Petitioner two years after his trial and has

the same effect as an ex post facto law, and

further deprives him of due process of law.

The prohibition against "ex post

facto" laws, of course, comes from Article I
of the United States Constitution. The
United States Supreme Court in an early case,

Calder v. Bull, 3 U.S. 386, 1 L.Ed 648 (1798)

defined an "ex post facto" law as:

ist. Every law that makes an
action done before the pa_sing
of the law, and which was
innocent when done, criminal;
and punishes such action. 2nd.
Every law that aggravates a
crime or makes it greater than

it was, when committed. 3rd.
Every law that changes’ the
punishment, and inflicts

greater punishment, than the

27

law annexed to the crime when
committed. 4th. Every law
that alters the legal rules of
evidence, and receives less or
different testimony, than the
law required at the time of the
commission of the offense, in
Order to convict the offender.
Calder, supra, at 390.

The United States Supreme Court, in

its recent decisions of Miller v. Florida,

482 U.S. 423, 107 S.Ct. 2446, 96 L.Ed.2a 351

(1987) and Weaver v. Graham, 450 U.S 24, 101

S.Ct. 960, 67 L.Ed.2d 17 (1981), has
interpreted this provision to require that

two elements be met for a law to be ex post

facto: "It must be retrospective, that is,

it must apply to events occurring before its
enactment, and it must disadvantage the

offender affected by it." Weaver, supra, 450

U.S. at 29, 67 L.Ed.2d at 23.
The Petitioner contends” that the
ruling by the Alabama Supreme Court that.

Kimberly Hooper's prior testimony could be

28

considered substantive evidence two years
after his trial altered Alabama's rule of
evidence pertaining to the inadmissibility of
prior statements of witnesses, and as a
result, make different evidence admissible
than not only On the date of the commission
of the offense, but at the date of the actual
trial resulting in the conviction of the
Petitioner. Clearly, this ruling by the
Alabama Supreme Court applies directly to the
Petitioner's trial prior to its ruling and
further, it obviously works to the
disadvantage of the Petitioner.

Although, generally it has been held

that the prohibition of ex post facto laws

applies primarily to the legislative branch,
the United States Supreme Court stated in

Marks v. United States, 430 U.S. 188, 97

S.Ct. 990, 51 L.Ed.2d 260 (1977). that:

.-- [t]he notion that persons
have a right to fair warning of
the conduct which will give

29

rise to criminal penalties --
is fundamental to our concept
to constitutional liberty.
See, United States v. Harriss,
347 U.S. 612, 74 S.Ct. 808, 98
L.Ed.2d 989 (1984); Lanzetta v.
New Jersey, 306 U.S. 451, 59
S.Ct. 618, 83 L.Ed. 888 (1939).

As such, that right is
protected against judicial
action by the Due Process

Clause of the Fifth Amendment.
Marks, Supra, at €39 ©.8. at
188, 51 L.Ed.2d at 265.

The United States Supreme Court
continued by quoting from its earlier

decision in Bouie v. City of Columbia, 378

U.S. 347, 84 S.Ct. 1697, 12 L.Ed.2d 894

(1964):

[A]n unforeseeable judicial
enlargement of a criminal
statute, applied retroactively,
Operates precisely like an ex
post facto law, such as Article
I, § 10, of the Constitution
forbids.... If a state
legislature is barred by the Ex
Post Facto clause from passing
such a law, it must follow that
a State Supreme Court is barred
by the Due Process Clause from
achieving precisely the same
result by judicial
construction. Bouie, Supra, at
353-354, 84 S.Ct. 1697, 12

30
L.Ed.2d 894.
In Marks, Supra, the United States
Supreme Court ruled that the due process
clause of the Fifth Amendment precluded the

retroactive application of the standards for

obscenity enunciated in Miller v. California,
413 U.S. 15, 93 &.Ct. 2607, 37 L.Bd.2d 419
(1973) to persons indicted for crimes
occurring prior to that decision. In Bouie,
Supra, ‘the ~-United States Supreme Court
reversed convictions for criminal trespass
because the South Carolina Supreme Court
changed its interpretation of the construc-
tion of that State's criminal trespass
statute after the commission of the alleged

offense. See, Rahe v. Washington, 405 U.S.

313, 92 &.Ct. 993, 31 L.84.20 256 (1970). in

so ruling, in Bouie, Supra, the United States

Supreme Court stated "[t]he basic due process

concept involved is the same as’' that which

31
the court has often approved in holding that
an unforeseeable and unsupported state court
decision on a question of state procedure
does not constitute an adequate ground to
preclude this Court's review of a_ federal

question." Boule, Supra, at 378 U.S. .

84 §.Ct. at , 12 L.Ed.2d at 895.
Therefore, the Petitioner contends that the
ruling by the Alabama Supreme Court changing
Alabama's rule regarding prior inconsistent
Statements not only after the date of the
alleged crime, but two years after his trial
where the evidence should have been legally
insufficient for the case to have been
submitted to the jury is tantamount to an ex

post facto law and is a violation of his due

process rights.
Petitioner further recognizes that
this Court has held that mere procedural

changes are not considered ex post facto

>

recoc

|

3

nN1lZeC,

a3
affect substantive rights of criminal
defendants that they run afoul of the ex post
facto provision in Article I of the United
States Constitution and the Due Process
Clause of the Fifth and Fourteenth

Amendments. In Walker v. State, 433 So.2d 69

(Ala. 1982), the Alabama Supreme Court
recognized such an exception. In doing so,
the court quoted Substantially from the

United States Supreme Court decision, Beazell

v. Ohio, 269 U.S. 167, 46 S.Ct. 68, 70 L.Ed.

216 (1925):

And there may be procedural
changes which operate to deny
to the accused a defense avail-
able under the laws in force at
the time of the commission of
his offense, or which otherwise
affect him in such a harsh and
arbitrary manner as to fall
within the constitutional
prohibition....

Just what alterations to proce-
dures will be held to be of
sufficient moment to transgress
the constitutional prohibition
cannot be embraced without a
-“general formula or stated in a

34

general proposition. The
distinction is one of degree.
But the constitutional provi-
sion was intended to secure

substantial personal rights
against arbitrary and oppres-
sive legislation.... Walker,

supra, at 473 (quoting Beazell
vy. Ohio, 269 U.S. 167, 171, 46

3.Cct. 68, 69, 70 LBd. 216).

In Walker, supra, the question for the

court was whether legislation repealing a
law, which made statements made by children
while in the custody of law enforcement
officers admissible, was in the category of

ex post facto legislation. The defendant,

Roy Walker, who was seventeen years old at
the time of the commission of the offense,
had confessed, without the advice of counsel,
to a police officer on March 30, 1981. The
legislation repealing the above described law
became effektive on April 28, 1981. At some
point thereafter, Walker was tried, his

previously inadmissible confession was ruled

admissible, and he was convicted.

35
The Alabama Supreme Court, stating
that the application of the rule against ex

post facto legislation must be applied ona

case by case basis, concluded as follows:
"Suffice it to say that, here, where guilt or
innocence turns on the application of the
repealed law, therefore affecting and dis-
advantaging the defendant in the most
Substantial manner possible, the odious
effect thereof compels us to find it to be ex

post facto." Walker, supra, at 473.

Petitioner contends that it is clear
in this case that his guilt or innocence
turned on the ruling by the Alabama Supreme
Court on the State's request to change the
existing Alabama law that prior inconsistent
statements could not be considered as_ sub-
Stantive evidence. The prejudice to the
Petitioner is clear. In every circuit in the

State of Alabama for the last one hundred

,

36
years, the law on this subject was that prior
inconsistent statements used for impeachment
were not substantive evidence. When the

prior fact situations have arisen, it must be

assumed that the trial courts followed
established precedent and SO ruled.
Therefore, the Petitioner was convicted
solely because of the capricious) and

arbitrary ruling of the Circuit Court of
Escambia County, Alabama at the behest of the
State of Alabama when the time honored

doctrine of stare decisis demanded that the

previously cited controlling case law be
followed. The Alabama Supreme Court, by its
opinion on December 14, 1990, condoned and
even advocated that ruling and as_ such,
yiolated Petitioner's constitutional rights.
The Petitioner is charged with two
counts of rape against his natural daughter.

The Petitioner would agree that acts of

37

sexual abuse directed against one's own child

is a particularly heinous and inhuman
offense. Petitioner would further agree
that, unfortunately, sexual abuse is a

problem for society that has become more and
more widespread. Fortunately, recognition
that something needs to be done about it has
also been forthcoming. Recently, this Court
has stated "child abuse is a problem of
disturbing proportions in today's society.
Just last term, we recognized that '[c]hild
abuse is one of the most difficult problems
to detect and prosecute, in large part
because there are often no witnesses except

the victim.' Pennsylvania v. Ritchie, 480

U.S. 39, 60, 107 S.Ct. 989, 1003, 94 L.Ed.2d

40 (1987)." Coy v. Iowa, U.S. ’

108 S.Ct. 2798, 2803, 101 L.Ed.2d 857 (1988).

However, having said this, the

Petitioner would like to insure that such

38

concern plays no part in this Court's
decisi-* making process. It is obvious to
Petitioner that the societal concern for the
prevention and punishment of sexual abuse has
played a role in his case from the moment his
daughter, Kimberly, a thirteen year old child
with a history of emotional problems, told
some friends at school that her father had
raped her. Petitioner believes such was also
obvious to Alabama Supreme Court Justice
Reneau Almon, who wrote in his dissenting
opinion:

If the defendant in fact com-

mitted the offenses for which

he has been convicted, his

conduct is most certainly both

legally culpable and morally

reprehensible. It is because

of the emotional reaction that

Such acts in gender, coupled

with our natural zeal to pro-

tect children and to. punish

those who harm them, that

courts must be especially care-
ful to remain objective when

presiding over or reviewing
cases of this nature. Hooper

Vv. State, So.2d
(1991).

The Petitioner would simply like for
this esteemed Court to decide whether it is
constitutionally permissible for the Alabama
supreme Court to rule, altering a_ rule of
evidence over one hundred years old, and
apply that ruling retroactively to, in
effect, convict the Petitioner, after he
Should have been acquitted due to a lack of
evidence. The fact that he is charged with
the rape of his daughter has no significance.
The Petitioner believes that said ruling by
the Alabama Supreme Court violated his due
process rightS guaranteed him by the Fifth
and Fourteenth Amendments of the United
States Constitution and had the effect o

ex post facto law which is prohibited by

Article I, § 10 of the Constitution.

40
CONCLUSION

The petition for writ of certiorari
should be granted and the Petitioner's
conviction in the Circuit Court of Escambia
County, Alabama _ should be reversed and
rendered due to: <a lack of Matt lelent
evidence.

The Petitioner is respectfully
requesting that this Court safeguard his

rights not to be subjected to an ex post

facto law in violation of Article I of the
United States Constitution and his rights to
due process of law as guaranteed by the Fifth
and Fourteenth Amendments to the United
tates Constitution.
DATED at Evergreen, Alabama this 6th

day of May, 1991.

Respectfully submitted,

Paul M. Harden

ATTORNEY FOR PETITIONER

417 Rural Street
Evergreen, Alabama 36401
205/578-4746

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385009_2073%3A1. Public record. Not legal advice.
