# Opposition Brief — Fulani v. Hogsett

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1991
- **Citation:** 501 U.S. 1206

## Text

} Supreme Court, WS
FiLED

MAY 16 1991

—,
No. 90-1608 4 a
o

OFFICE OP THE CLERK

IN THE

Supreme Court of the United States

October Term, 1990

LeENORA B. FULANI, ef. al..,
Petitioners,
VS.

Joseru H. HoGsert, in his official capacity
as Secretary of the State of Indiana, ef a/.

Respondents.

BRIEF IN OPPOSITION TO PETITION
FOR A WRIT OF CERTIORARI TO THE UNITED
STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT

LINLEY E. PEARSON
Attorney General of Indiana
ROBERTS. SPEAR

Chief Counsel

(Counsel of Record)

JOHN M. WHITE

Deputy Attorney General
Office of Indiana

Attorney General

219 State House
Indianapolis, IN 46204

(317) 282-6316

Attorneys for Responderts
Joseph H. Hogsett, Evan Bayh,
Alan Mills, Timothy Durham
and Robert L. Wright

Graphics LTD. Tndianapelis, IN ter

QUESTIONS PRESENTED

1. Whether the Seventh Circuit correctly applied the doc-
trine of laches to bar relief in this case.

2. Whether the District Court correctly decided that Peti-
tioners failed to present an actual case or controversy, Peti-
tioners failed to allege any facts sufficient to establish a depri-
vation of their civil rights, and that Petitioners’ claim was moot.

PARTIES TO THE PROCEEDINGS

The petitioners, who were plaintiffs and appellants below,
are Lenora B. Fulani, Mamie Moore, Lenora B. Fulani’s Com-
mittee for Fair Elections, New Alliance Party, Julie Joy and
Mary Forrest (hereinafter “Fulani Plaintiffs”).

The respondents, who were defendants and appellees below,
are Joseph H. Hogsett, Secretary of the State of Indiana; the
State Election Board of Indiana; Evan Bayh, Governor of Indi-
ana; and Alan Mills, Timothy Durham, and Robert L. Wright,
Members of the Indiana State Election Board (hereinafter
“State Defendants”);! and Carlton E. Curry, intervenor-defen-
dant-appellee below.

' Prior to the conclusion of this case in the Court of Appeals, all of the
original defendants, who were sued in their official capacities only, were
succeeded in their respective offices by the above named respondents. There-
fore the above respondents were automatically substituted as parties under
FED. Ro APP. Po 48(Co0). See Fudani e. Hogsett, 917 F.2d 1028 (1990).

TABLE OF CONTENTS

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B. Course of Proceeding Below ...........0..00....

C. Facts Relevant to Issue Presented. ............

Reasons Why the Writ Should Not Issue

I.

II.

ITl.

IV.

THE SEVENTH CIRCUIT'S APPLICA-
TION OF LACHES TO BAR ALL
RELIEF IN THIS CASE WAS PROPER
AND IS CONSISTANT WITH PRIOR
DECISIONS OF THIS COURT.........

PETITIONERS’ EFFORT TO OBTAIN
EQUITABLE RELIEF WITH RESPECT
TO THE 1988 ELECTION [S NOW MOOT
AND THEIR REQUEST FOR MONE-
TARY DAMAGES IS BARRED BY THE
ELEVENTH AMENDMENT ..........

THE DECISION BELOW IS NOT
INCONSISTENT WITH THE DECI-
SION OF THE EIGHTH CIRCUIT...
PETITIONERS’ ENTIRE CASE
RESTED ON CONCLUSORY AND
SPECULATIVE ALLEGATIONS
BASED UPON A HYPOTHETICAL SET

Page:

Ic

Ic

Conclusion

OF FACT INSUFFICIENT TO INVOKE
FEDERAL SUBJECT MATTER JURIS-
ENC ae oe arta e aren scene 9

PETITIONERS FAILED TO PRESENT
ANY CIRCUMSTANCES OR FACTS
THAT WOULD ESTABLISH A VIO-
LATION OF THEIR CIVIL RIGHTS OR
OTHERWISE PRESENT A SIGNIFI-
CANT QUESTION OF FEDERAL LAW 12

TABLE OF AUTHORITIES
(Cases: Pages:

Aetea Life lusurance Co. v. Haworth, 300 U.S.
NRE a ear TN cia Oe en Seer ae 10

Alabama State Federation of Labor «v McAdory, 325

See IES Sok cs Wee coe Pea ea leiled be 10)
Baum v. Landig, 5385 F.2d 1016 (7th Cir, 1976) 2002... 1}
Chase v. McMasters, 573 F.2d 1011 (8th Cir, 1978)... s
Kdelman v. Jordan, AVS US. 651 A9TA) 20 eee. s
Biv parte Young, 209 U.S. 123 (1908) 20.0 és
Fulani v. Hogsett, 917 F.2d 1028 (1990) 20 ee. i]
Gamza vo. Aquirre, 619 F.2d 449 (Sth Cir. 1980) 0020... le
Giertsen 0. Board of Blection Commissioners of City of

Chicago, 751 F.2d 199 (7th Cin 1984) 20. t)
Golden vo Zwickler, 894 ULS. 108 (1969). 0 ee lt)

Illinois State Board of Blections « Socialist Workers
Party, 4 US. 173 1979) - 4

Jones v. State ex rel. Wilson. 152 Ind. HO, 55D NE. 229
Ste pact kone Ae Toes a one nor re Ld, 16

Ke nlucky hs Graham. (3 is Jd { 1985). : ~
Lunn ev Simpson, 207 Ind. 680, 194 NOB. 341 (1985 lo, 16

Manifold « Blunt. S63 F.2d T3268 (Sth Cir LOSSY). oe

denied U.S , 250 S.A. 248. 10%

L.Rd.2d 192 (1989 S15
Pennhurst State School and Hospital « Halderman, ABS

U.S. 89 (1984) .
Powel . Met Cir pasate YQ | ~ Sit) 19

Public Service Commission of Utah, etal. v. Wycoff Co.
fc., S06 C2 AS a ew U Rew Rhee aea ee 10)

Railroad Commission of Texas v. Pullman Co., 312
U.S. GG Ca ee ee re es eeasncccikss 16

Snowden vo Hughes, 321 U.S. 1 (1944)... eee, 12, 15

Southern Pacific Terminal Company v. Interstate Com-
merce Commission, 219 ULS. 498 (1911). ........ 7

State ex rel. Harry v. Ice, 207 Ind, 65, 191 N.E. 155
CHSGA) . . «5 a's ste areca at a 16

Steffel v. Thompson, 415 U.S, 452 (1974)... ee. 10)

Timms vo Metropolitan School District of Wabash
County, Indiana, 722 F.2d 1310 (7th Cir. 1983)... ()

United Public Workers v Mitchell, 330 U.S. 75 (1947). 10

Warth v. Seldin, 422 U.S. 490 (1975) .. wc ec ee es 10
Weinstein v. Bradford, 423 U.S. 147 (1975). 2.0. 0... 7
Williams v. Rhodes, 393 U.S. 23 (1968) .....0.0..0.0..005. (}
Constitution, Statutes and Rules:

U.S. CONST. ART. IESECTION 1, CLAUSE 2 .... i)
Article IIT of the Constitution. ....0.0.0.0.0....000000.. 1 10, 11
First Amendment... 3s cease eeee nee eae eka es 4, 13
Eleventh AmendMeeel 2c 4ccrrc ua aa eee aes sacs Hh,
Fourteenth Ament. cos ereekiac se eho ee eee 4
12 U.S.C. $1068 . i355 eee er 1 2; 4,7, 8
IC 3-10-4-Me) .. . ec eee ee 2
IC 3-11-4-19.. . .. cin ibe a SS
IC 3-11-10-26.. . ce 0 ee eee s

yy AD. a 0)

cath cues il
Othe)
ISA, C. Wright, A. Miller & FE. Cooper, Federal Practice
gE a ee s

No. 90-1608

IN THE

Supreme Court of the United States

October Term, 1990

LeENORA B. FULANI, ef. al.,
Petitioners,
Vs.
JosePH H. HoGsert, in his official capacity
as Secretary of the State of Indiana, ef a/.

Respondents.

BRIEF IN OPPOSITION TO PETITION
FOR A WRIT OF CERTIORARI TO THE UNITED
STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT

STATEMENT OF THE CASE
A.
NATURE OF THE CASE

Fulani Plaintiffs seek review of the Seventh Circuit's affir-
mance of the District Court’s dismissal of their complaint for
declaratory and injunctive relief and damages, filed pursuant
to 42 U.S.C.§1983.

B.
COURSE OF PROCEEDING BELOW

Fulani Plaintiffs filed their five count Complaint pursuant to
12 U.S.C. $1983, on October 18, 1988. Petitioners alleged a
violation of their right to political speech, equal protection of
the law, discrimination against their political program and
beliefs, discrimination on the basis of their race and sex, vio-
lation of their right to free speech and association, and violation
of Indiana election law. State Defendants filed their Motion to
Dismiss the Complaint on October 21, 1988. Intervening
Defendant, Carlton E. Curry, filed his Motion to Dismiss on
October 20, 1988.

On October 25, 1988 the District Court granted the motions
to dismiss and dismissed the Complaint in its entirety. The
United States Court of Appeals for the Seventh Circuit
affirmed the District Court on November &, 1990.

c.
FACTS RELEVANT TO ISSUE PRESENTED

The pertinent facts of the case were never in dispute and
were submitted to the District Court by joint stipulation of the
Parties.“ At the time this suit was initiated Indiana law
required that the names of all candidates for presidential elec-
tors were to be certified to the Secretary of State by noon on
August 1, before the general election. The names of the Presi-
dential and Vice-Presidential candidates had to be certified to
the Secretary of State before noon, September 1, before the
general election. IC 3-10-4-5(¢).* App. 16a.

The Fulani Plaintiffs certified the names of their candidates
for presidential electors to the Secretary of State prior to

All references to the facts and opinions below are to the appendix
ntained in the Petition for Writ of Certiorari and are cited to the appropri-
e page thereof as, “App. a.”

The statute has since been amended to require that the names of the
ectors and the candidates both be certified to the Secretary of State by noon
nh September 1, preceding the general election. [C 3-10-4-5(¢).

August 1, 1988 and certified the names of their candidates for
President and Vice-President to the Secretary of State prior to
September 1, 1988. App. 16a.

The Republican Party candidates for presidential electors
were not certified to the Indiana Secretary of State until
August 4, 1988. The Democratic Party candidates for presiden-
tial electors were not certified to the Indiana Secretary of State
until August 8, 1988. Both the Democratic and Republican
Party candidates for presidential electors were however, prop-
erly selected under Indiana law at their respective state con-
ventions prior to August 1, 1988. The Presidential and Vice-
Presidential candidates for both the Republican and Demo-
cratic Parties were duly certified to the Secretary of State prior
to the September 1, 1988 deadline. App. 17a.

The names Fulani and Moore as candidates for the New
Alliance Party for President and Vice-Presideni of the United
States, along with the names of Michael Dukakis and Lloyd
Bentson for the Democratic Party and George Bush and Dan
Quayle for the Republican Party appeared on the Indiana ballot
for the November &, 1988 general election.

The Fulani Plaintiffs filed suit on October 18, three weeks
prior to the polling date for the 1988 presidential election and
sought declaratory and injunctive relief to remove the names of
both the Republican and Democratic candidates for President
and Vice-President from the ballot in Indiana. By that time,
the ballots had already been printed and absentee voting had
already begun. IC 3-11-4-13; IC 3-11-10-26. The Fulani Plain-
tiffs also sought monetary damages.

The Fulani Plaintiffs claimed that allowing the Republican
and Democratic candidates on the ballot, without their electors
having been certified by August 1, violated their right to
political speech, to hold political beliefs and espouse programs,
and to equal protection under the First and Fourteenth
Amendments. The Fulani Plaintiffs also attempted to invoke
the court’s pendent jurisdiction over a state law claim. The

Fulani Plaintiffs’ central claim throughout their Complaint

was:
Upon information and belief, had the Fulani-Moore cam-
paign failed to file the New Alliance Party candidates for
presidential electors in a timely fashion or failed to comply
with the requirements of the Indiana Election Code in any
other respect, Fulani and Moore would not have been
listed on the Indiana ballot. App. 19a.

This allegation was realleged in each of the claims for relief.

The District Court found that because the Fulani Plaintiffs’
Complaint was premised upon a hypothetical situation about
what the State Defendants might have done in a different
factual setting, it failed to present the court with an actual case
or controversy for adjudication. Therefore, the trial court held
that it was without subject matter jurisdiction to hear the case
under Article III of the Constitution. The District Court also
found that the Complaint failed to present a claim upon which
relief could be granted under equal protection analysis
because: (1) the claim was moot to the extent that the Fulani
Plaintiffs’ candidates had in fact been listed on the ballot, (2)
due to its hypothetical nature, the claim failed to present an
actual case or controversy for adjudication, and (3) the Fulani
Plaintiffs failed to allege any facts to show intentional or pur-
poseful discrimination on the part of the State Defendants. The
District Court further found that the Fulani Plaintiffs failed to
show that any action by the State Defendants deprived the
Fulani Plaintiffs of a federally secured right under either the
First or the Fourteenth Amendments and failed to allege any
facts to show that the State Defendants discriminated against
the Fulani Plaintiffs on account of their sex or race. Having
found no independent federal subject matter jurisdiction, the
District Court dismissed the state law claim. The District
Court noted, but did not rule, that given the timing of the suit
and the election, the State Defendants presented a strong
argument for the application of laches. The District Court
dismissed the Complaint in its entirety.

a |

The Fulani Plaintiffs appealed the District Court’s decision
to the Seventh Circuit. The Seventh Circuit found that the
claims for declaratory relief and monetary damages presented
a live controversy between the parties and were not moot. The
Seventh Circuit further found that the Fulani Plaintiffs had
standing to sue. In doing so the Seventh Circuit found that the
increased competition the Fulani Plaintiffs had to face was an
injury, fairly traceable to the actions of the State Defendants,
which could be remedied by an award of damages to redress the
increased outlay of campaign money.

However, the Seventh Circuit ruled that the claim was bar-
red by laches. The Seventh Circuit noted that the action taken
by the Secretary of State, which formed the basis of the Com-
plaint, was taken and available for public inspection in August
and early September, 1988. The Seventh Circuit then held that
the failure of the Fulani Plaintiffs to file their Complaint until
October 18, 1988, after the ballots were printed and absentee
voting had begun, was fatal to their claim for any relief.
Because the Seventh Circuit disposed of the case on laches, it
did not reach the merits of the other issues involving equal
protection, section 1983 or pendent jurisdiction.

REASONS WHY THE WRIT SHOULD NOT ISSUE

I. THE SEVENTH CIRCUIT’S APPLICATION OF LAC-
HES TO BAR ALL RELIEF IN THIS CASE WAS
PROPER AND IS CONSISTANT WITH PRIOR DECI-
SIONS OF THIS COURT.

The Seventh Circuit found that the Fulani Plaintiffs’ failure
to file their Complaint until October 18, 1988, three weeks
prior to the November & general election, when the actions of
the State Defendants were taken and available for public
inspection as early as August 1988, prejudiced the State Defen-
dants. The Seventh Circuit noted the extreme difficulty, if not
impossibility, of providing another set of ballots at that late
date along with the confusion and risk of interference with the
rights of the absentee voters as the prejudice caused by the

6

unwarranted delay. App. 10a-lla. The application of laches in
such a case is consistent with this Court’s decision in Williams
v. Rhodes, 393 U.S. 23, 24-35 (1968). While the Seventh Circuit
could have addressed the merits of the Complaint for Declara-
tory Relief, there was no requirement that it do so. The Fulani
Plaintiffs were asking the Seventh Circuit to rule on either the
constitutionality of the hypothetical set of facts that never took
place, nor likely to take place in the future, or a question of
purely state law. The Seventh Circuit's failure to address the
claim for declaratory relief is certainly not worthy of this
Court’s review.

Il. PETITIONERS’ EFFORT TO OBTAIN EQUITABLE
RELIEF WITH RESPECT TO THE 1988 ELECTION
IS NOW MOOT AND THEIR REQUEST FOR MONE-
TARY DAMAGES IS BARRED BY THE ELEVENTH
AMENDMENT.

Before the filing of the appeal to the Seventh Circuit, the
1988 Election was held, presidential electors from Indiana
were elected, the electors cast Indiana’s twelve Electoral Votes
for the Republican nominees for President and Vice-President,
the Electoral College as a whole has elected George Bush and
Dan Quayle President and Vice-President, and they have now
been sworn into those offices.

Hence, to the extent the Fulani Plaintiffs seek review of the
denial of their request for injunctive or other equitable relief
with respect to the 1988 election, the issue is now moot. See
Griertsen v. Board of Election Commissioners of City of Chi-
cago, 751 F.2d 199, 202 (7th Cir. 1984) (appeal from injunction
preventing enforcement of election law requirement in primary
election dismissed as moot, because primary election had been
held since the filing of the appeal). See also Timms v. Metro-
politan School District of Wabash County, Indiana, 722 F.2d
1310, 1314 (7th Cir. 1983) (“It is settled that our jurisdiction
requires ‘an actual controversy . . . to exist at all stages of the
appellate review”') (citation omitted) (affirming dismissal of

handicap discrimination claim under, inter alia, 42 U.S.C.
§1983, and holding that appeal of request for injunction to
prevent child’s exclusion from instruction program was mooted
when she passed maximum age of program eligibility).

The Fulani Plaintiffs cannot avoid mootness by invoking the
“capable of repetition, yet evading review” doctrine of South-
ern Pacific Terminal Company v. Interstate Commerce Com-
mission, 219 U.S. 498, 515 (1911). The circumstances of this
case, both the major parties missing the apparent state law
deadline for certifying their presidential elector slates to the
Secretary of State of Indiana, are so unusual as make it almost
inconceivable that they could be replicated in the future. This
court has held that a case must satisfy two tests to avoid
mootness under the “capable of repetition, yet evading review”
doctrine: (1) the challenged action must have been in its dura-
tion too short to be fully litigated prior to its cessation or
expiration, and (2) there must be a reasonable expectation that
the same complaining party would be subject to the same
action again. Weinstein v. Bradford, 423 U.S. 147, 149 (1975).
This test, as articulated in Weinstein v. Bradford, was applied
by the Supreme Court in /llinois State Board of Elections v.
Socialist Workers Party, 440 U.S. 173 (1979): “Although the
first branch of the test is satisfied here, appellant has presented
no evidence that the Chicago Board will repeat its allegedly
unauthorized actions in the future.” Jd. 440 U.S. at 187. Simi-
larly, the Fulani Plaintiffs in the instant case have made, and
can make, absolutely no showing that anything remotely sim-
ilar to the unique factual circumstances of this case is likely to
occur in the future. Hence, the likelihood that the Fulani Plain-
tiffs will again be subject to the same actions by the State
Defendants is nil.

Nor does the existence of a claim for damages revive the
case. The State Defendants, of course, recognize that a claim
for damages may survive a mootness attack. Powell ». McCor-
mack, 395 U.S. 846 (1969). Such a claim, however, may only
keep a case alive to the extent of determining whether there is

a viable damage claim. If a valid immunity defense exists, the
damage claim will be barred and will not resuscitate the rest of
the case. Chase v. McMasters, 573 F.2d 1011, 1015, 1020 (&th Cir.
1978). “A determination that the Defendants are immune like-
wise terminates any sustaining aid from a damages claims.”
13A C. Wright, A. Miller, and E. Cooper, Federal Practice and
Procedure, §3533.3 “Mootness — Changed Circumstances,” at
269 (2nd Ed. 1984). In this case, the State Defendants are sued
in their official capacities only. The damage claims against them
are, therefore, barred by the Eleventh Amendment to the
Constitution of the United States. Kentucky v. Graham, 473
U.S. 159 (1985). The Fulani Plaintiffs cannot save their other
claims from being mooted by the events subsequent to the
filing of this case in the District Court.

The Fulani Plaintiffs may not rely on Ex parte Young, 209
U.S. 123 (1908), to avoid the Eleventh Amendment problem
under the doctrine that a suit brought against state officials,
even in their official capacities, to enjoin them prospectively
from enforcing an unconstitutional statute, is not barred by the
Eleventh Amendment. This Court, discussing the Young case,
has noted that “the theory of Young has not been provided an
expansive interpretation.” Pennhurst State School and Hospi-
tal v. Halderman, 465 U.S. 89, 102 (1984). The Court specifi-
cally noted, at 465 U.S. at 102-103, that while the Young
doctrine permitted prospective injunctive relief, it did not
extend to retroactive monetary relief, 104 S.Ct. at 909, citing
Edeiman v. Jordan, 415 U.S. 651, 666-667 (1974). Thus, the
damage claim is barred by the Eleventh Amendment, and the
rest of the Fulani Plaintiffs’ case is moot.

If. THE DECISION BELOW IS NOT INCONSISTENT
WITH THE DECISION OF THE EIGHTH CIRCUIT.

The Fulani Plaintiffs admit that the decision below and the
decision in Manifold v. Blunt, 863 F.2d 1368 (8th Cir. 1989),
cert. denied, US. , 110 S.Ct. 242, 107 L.Ed.2d 192
(1989), are not contradictory. (Page 50, Petition for Writ Cer-

tiorari). Indeed, Manifold dealt with an equal protection chal-
lenge to a statute requiring new parties to submit the names of
their presidential electors prior to established parties. The
Eighth Circuit found that such a requirement did not violate
equal protection. No such statute or requirement is present in
this case and the issues involved in the two cases are not
relevant to one another.

Petitioners are trying to assert that, because Missouri offi-
cials chose to strictly enforce their filing deadline for the names
of presidential electors, as a matter of federal law Indiana
election officials must do the same. The Constitution does not
require that each of the states conform to a single method and
manner of selecting presidential electors. U.S. CONST. ART.
Il SECTION 1, CLAUSE 2. Petitioners’ alleged conflict
between the strict and liberal enforcement of the filing dead-
lines in Missouri and Indiana simply does not present a signifi-
cant federal question worthy of this Court’s review.

IV. PETITIONERS’ ENTIRE CASE RESTED ON CON-
CLUSORY AND SPECULATIVE ALLEGATIONS
BASED UPON A HYPOTHETICAL SET OF FACTS
INSUFFICIENT TO INVOKE FEDERAL SUBJECT
MATTER JURISDICTION.

The basis for every claim asserted by the Fulani Plaintiffs in
this case was their conclusory, speculative and hypothetical
allegation that “[uJpon information and belief, had the Fulani-
Moore campaign failed to file the New Alliance Party candi-
dates for presidential electors in a timely fashion. . ., Fulani
and Moore would not have been listed on the Indiana ballot.”
App. 19a. The undisputed evidence shows that the New
Alliance Party candidates for presidential electors were cer-
tified in a timely fashion and Fulani and Moore were listed on
the Indiana ballot. The patently speculative and hypothetical
nature of this core allegation demonstrates that the Complaint
failed on its face to satisfy the first test of any Federal action
namely, presentation of a justiciable case or controversy over

10

which an Article III court may constitutionally exercise sub-
ject matter jurisdiction.

To establish subject matter jurisdiction, a party must estab-
lish that an actual case or controversy exists between the
plaintiff and defendant. Warth v. Seldin, 422 U.S. 490, 498
(1975). The controversy between plaintiffs and defendants
must be more than imaginary or speculative. There must be a
“live and acute controversy” to satisfy Article III standing.
Steffel v. Thompson, 415 U.S. 452, 459 (1974). The case or
controversy requirement is designed to insure that the federal
courts do not issue advisory opinions on situations not before
the court. Federal courts may not render “an opinion advising
what the law would be upon a hypothetical state of facts.”
Aetna Life Insurance Co. v. Haworth, 300 U.S. 227, 241 (1937).
The rule against “decid[ing] abstract, hypothetical or con-
tingent questions” is “no less strict in a declaratory judgment
proceeding than in any other type of suit,” Alabama State
Federation of Labor v. McAdory, 325 U.S. 450 (1945); see also,
Golden v. Zwickler, 394 U.S. 103, 108 (1969); United Public
Workers v. Mitchell, 330 U.S. 75, 89 (1947). To establish an
actual controversy “the disagreement must not be nebulous or
contingent but must have taken on fixed and final shape so that
a court can see what legal issues it is deciding, what effects it
decision will have on the adversaries, and some useful purpose
to be achieved in deciding them.” Public Service Commission
of Utah, et al. v. Wycoff Co. Inc., 344 U.S. 237, 244 (1952).

The hypothetical and advisory nature of the Complaint here
is easily discernible. The underlying cause of action was clearly
conditioned on events that had not occurred, 7.e., the spec-
ulative allegation that the respondents “would not” have put
the Fulani Plaintiffs’ candidates for President and Vice-Presi-
dent on the ballot iftheir presidential elector nominees had not
been certified by August 1. In fact, the elector nominees were
so certified and its candidates for President and Vice-President
were on the ballot.

In most cases, the courts refused to exercise jurisdiction

1]

because the action rested on contingent future events that had
not yet occurred and might or might not take place. Here, the
Fulani Plaintiffs’ action rested soley on speculation about hypo-
thetical past events that concededly did not occur, had no
possibility whatever of occurring in she future, and were con-
tradicted by the events that occurred in fact. As the District
court correctly concluded:

The plaintiffs’ alleged disparate treatment is premised on
a hypothetical situation. The plaintiffs request the Court
to act based on the plaintiffs’ beliefs of what the defen-
dants would have done in a hypothetical situation. This
case is in a somewhat peculiar posture in that most
requests for advisory opinions present prospective hypo-
thetical events. This case, however, combines retro-
spective or past events with a request for judgment on
what might have happened if past events had occurred
differently. Regardless of the timing of the hypothetical
occurrences, the allegations in this suit do not present an
actual case or controversy for adjudication, and thus the
Court is without subject matter jurisdiction to hear the
claim.

App. 22a-238a.

The Fulani Plaintiffs have framed the question that they
wish to present to this Court as one concerning the alleged
misapplication of laches by the Seventh Circuit to bar declara-
tory relief. This question, especially in this case, is simply not
worthy of this Court’s consideration. The reasons and argu-
ments that petitioners advance in favor of granting the writ
rest on conclusory and speculative allegations based upon a
hypothetical state of facts which is insufficient to invoke federal
jurisdiction under Article III] of the Constitution. This case is
clearly not worthy of review by this Court.

12

V. PETITIONERS FAILED TO PRESENT ANY CIR-
CUMSTANCES OR FACTS THAT WOULD ESTAB-
LISH A VIOLATION OF THEIR CIVIL RIGHTS OR
OTHERWISE PRESENT A SIGNIFICANT QUES-
TION OF FEDERAL LAW.

The Fulani Plaintiffs failed to allege any particularized facts
to support their conclusory allegation of civil rights depriva-
tions by the State Defendants. Nor could the Fulani Plaintiffs
possibly allege any particularized facts, as the basis for all of
their claims was pure speculation about what the State Defen-
dants might have done given a totally different set of facts. The
District Court properly concluded below that the Fulani Plain-
tiffs “failed to allege any facts with the particularity of inten-
tional and purposeful discrimination sufficient to invoke the
equal protection clause.” App. 26a.

This Court previously stated in Snowden v. Hughes, 321 U.S.
1 (1944):

The unlawful administration by state officers of a state
statute fair on its face resulting in its unequal application
to those who are entitled to be treated alike, is not a denial
of equal protection unless there is shown to be present in it
an element of intentional or purposeful discrimination.
Id. 321 U.S. at 8.

This Court went on to state:

The lack of any allegations in the complaint here, tending
to show a purposeful discrimination between persons or
classes of persons is not supplied by the opprobrious
epithets “willful” and “malicious” applied to the Board's
failure to certify petitioner as a successful candidate, or
by characterizing that failure as unequal, unjust, and
oppressive administration of the laws of Illinois. These
epithets disclose nothing as to the purpose or conse-
quences of the failure to certify, other than that petitioner
has been deprived of the nomination and election.

Id. 321 U.S. at 10.

13

The Fulani Plaintiffs’ conclusory allegations about the
hypothesized conduct of the State Defendants does not allege
the type of invidious discrimination necessary to state a claim
for a violation of the equal protection clause under 42 U.S.C.
$1983. Snowden, supra; see also Baum v. Lundig, 535 F.2d
1016, 1019 (7th Cir. 1976); Gamza v. Aquirre, 619 F.2d 449, 454
(5th Cir. 1980).

Leaving aside the hypothetical nature of the allegations, it is
clear that the Fulani Plaintiffs did not begin to allege, much less
“with particularity,” any “intentional and purposeful, overt
actions” by the State Defendants that could establish the requi-
site “element of intentional or purposeful discrimination.”
Nowhere was there any allegation of any specific facts showing
that the State Defendants, in certifying the Republican and
Democratic Party Candidates for presidential electors, were
intentionally or purposefully discriminating against the Fulani
Plaintiffs on the basis of race, sex, national origin, political
belief or any other invidious classification conceivably
redressable via a §1983 action. Nor were there any facts alleged
to support any alleged violation of the Fulani Plaintiffs’ rights
under the First Amendment.

Furthermore, as noted by the District Court, the equal
protection claims were without merit because “|t|he Equal
Protection Clause only guarantees like treatment to persons
similarly situated.” App. 28a. Because the presidential elector
nominees of those parties involved were not certified at the
same time (either all before or all after August 1), the Fulani
Plaintiffs elector nominees were not similarly situated to their
major party counterparts for the purposes of an equal protec-
tion claim. Had the Republican, Democratic and New Alliance
arty presidential elector candidates all been certified on the
same date, and had the State Defendants put the major party
but not the minor party candidates on the ballot, a complaint
alleging equal protection and similar claims might have stated a
claim upon which relief could be granted, But it is clear that
these events did not take place.

14

Aside from the hypothetical nature of the claims, the Fulani
Plaintiffs misinterpret and misstate Indiana election law. They
alleged that “[t]he Indiana cases insist on strict enforcement of
filing deadlines and other ballot access deadlines.” (Page 39 of
Petition for Writ of Certiorari). Petitioners also made this claim
below.

Indiana courts would not have necessarily treated the slight
delay in advising the Secretary of State of the identity of
already duly nominated Republican and Democratic presiden-
tial elector candidates (whose names did not even appear on the
Indiana ballot) as grounds for precluding Indiana citizens from
voting for either of the major party candidates for President
and Vice-President in the 1988 Election.

The Indiana Supreme Court has held that an election offi-
cial’s acceptance of candidate filings that fail to comply strictly
with statutory requirements will effectively cure the defect if
the underlying purposes of the law are fulfilled:

The town clerk, acting as [the election] board, might
doubtless have refused to accept the [nomination] certifi-
cate until rendered in due form, but, having accepted it
without objection, and as satisfactory to him, the purpose
of the law was fulfilled. It enabled him to place upon the
official ballot the names of the several candidates that had
actually been nominated, and which of right should have
been placed there; and, the correct result having been
reached, the form of procedure becomes unimportant.

Jones v. State ex rel. Wilson, 153 Ind. 440, 448-49, 55 N.E. 229,
232 (1899). In the present case, the Indiana Secretary of State
likewise accepted “without objection” and as “satisfactory” the
certifications of the major party presidential elector candidates
“that had been actually nominated” (in this case by their
respective State Party Conventions). And, since the names of
candidates for electors did not even appear on the Indiana
ballot, it is abundantly clear that his doing so fulfilled “the
purpose of the law”; ?.e., ensuring that elector candidates had
in fact been nominated for the Presidential and Vice-Presiden-

ae eee reel

tial candidates whose names did appear on the ballot.

Furthermore, Indiana law is clear that even those require-
ments that may be considered “mandatory” if a challenge is
brought before election officials have placed a candidate's name
on the ballot will not be so viewed after ballots are prepared:

In an action against [election officials], brought before an
election, involving the names of the candidates to be
placed on the ballot by them, the statutory provisions
referred to are treated as mandatory, and they will be
enjoined from p/acing a name upon the ballot'that had not
been submitted to them pursuant to the statute, but after
the election commissioners have acted and placed a name
upon the ballot, and after the election, the provisions of
the statue are considered directory only, and the names of
candidates will be treated as having been legally placed
upon the ballot by the election board “unless an essential
element of the election is affected, or there is an express
declaration in the statute that the act is essential to a valid
election, or that its omission will render the election void.”

Lumm v. Simpson, 207 Ind. 680, 683-84, 194 N.E. 341, 342
(1935) (emphasis added; citations omitted). In this case, the
State Defendants had already placed the names of the
Republican and Democratic candidates for President and Vice-
President on the Indiana ballot. Indeed, since absentee voting
in Indiana started before the regular polling date, the 198
Election was already underway in Indiana when this action was
filed.4

' Plaintiffs insistence that every provision of every Indiana election stat-
ute demands rigid and literal compliance in every circumstance is not
advanced by their reliance on Manifold v. Bliant, 863 F.2d 1368 (8th Cir, 1988)
cert, denved, WOS.Ct. 242 (1989).

The holdings in Manifold and similar Federal cases, that a State's strict
enforcement of a given election law requirement may be constitutionally
permussible, scarcely supports any proposition that strict enforcement of the
literal requirements of the Indiana filing provision Plaintiffs sought to put at
issue here is somehow constitutionally required.

Furthermore, the decisions of State officials in Missouri or in any other
State other than Indiana about the election statutes of those States have no
bearing in any event on the decisions of Indiana State officials on the proper
interpretation and application of Indiana election statutes.

16

Indiana cases also emphasize that the purpose of Indiana
election laws is to ensure that voters have a free and fair
opportunity to express their collective will, and that election
statutes will be liberally construed to achieve that objective:

the purpose of the law and the efforts of the court are to
secure to the elector an opportunity to freely and fairly
cast his ballot, and to uphold the will of the electorate and
prevent disfranchisement. In the absence of fraud, actual
or suggested, statutes will be liberally construed to
accomplish this purpose.

State ex rel. Harry v. Ice, 207 Ind. 65, 71, 191 N.E. 155, 157

1954). Accord, eg., Lumm v. Simpson, supra, 207 Ind. at 683,
194 N.E. at 342; Jones v. State ex rel. Wilson, supra, 153 Ind. at
446, 55 N.E. at 231. Indeed, it is most likely that the Indiana
courts would reject, as inimical to the fundamental election law
purpose of giving the electorate a free opportunity t0 choose its
political leaders, a draconian statutory construction that would
have required the removal of George Bush and Michael
Dukakis from the ballot.

If there remains any doubt as to how the Indiana Courts
would resolve the state law issue, the Federal Courts must
then abstain from deciding the issue under Railroad Commis-
sion of Texas v. Pullman Co., 312 U.S. 496 (1941).

lhe Fulani Plaintiffs failed to allege any facts to establish a
violation of their civil rights under either the First or the
Fourteenth Amendments or otherwise present a significant
question of federal law. Therefore, the Petition for Writ of
Certiorari to the Seventh Circuit should be denied, as the
District Court correctly decided the case below even if the
Seventh Circuit erred in its laches determination.

17

CONCLUSION

For the foregoing reasons, respondents respectfully urge
that the Petition for Writ of Certiorari be denied.

Respectfully submitted,

LINLEY E. PEARSON
Attorney General of Indiana

ROBERT S. SPEAR
Chief Counsel
(Counsel of Record)

JOHN M. WHITE
Deputy Attorney General

Office of Indiana
Attorney General

219 State House
Indianapolis, IN 46204
(317) 232-6316

Attorneys for Respondents
Joseph H. Hogsett, Evan Bayh,
Alan Mills, Timothy Durham
and Robert L. Wright

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385009_1948%3A2. Public record. Not legal advice.
