# Petition — Marshall v. Clark

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1984
- **Citation:** 466 U.S. 977

## Text

82 359 sfise |

CASE NO. NOV 19 ae

‘ners L. 6TEVAS

IN THE

Supreme Court of the United State

OCTOBER TERM, 1982

¢ “

R. C. MARSHALL, Superintendent
Southern Ohio Correctional Facility,
Petitioner,

v.

JIMMY LEE CLARK,
Respondent.

ON PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

PETITION FOR WRIT OF CERTIORARI

WILLIAM J. BROWN
Attorney General of Ohio

RICHARD DAVID DRAKE
Counsel of Record
Assistant Attorney Genera/

State Office Tower

30 East Broad Street, 26th Floor
Columbus, Ohio 43215

(614) 466-5414

ATTORNEYS FOR
PETITIONER

QUESTIONS PRESENTED

WHETHER 28 U.S.C. SECTION 2254(d) MAN—
DATES THAT A FEDERAL COURT REVIEW—
ING A STATE PRISONER’S HABEAS CORPUS
PETITION AFFORD DEFERENCE TO FAC-—
TUAL DETERMINATIONS MADE BY THE
STATE JUDICIARY WHERE REFERENCE TO
THE TOTALITY OF THE STATE COURT
RECORD DEMONSTRATES THAT THE STATE
COURTS APPLIED THE CORRECT CONSTI-—
TUTIONAL STANDARD IN ARRIVING AT
SUCH FACTUAL DETERMINATIONS.

WHETHER AN ERRONEOUS JURY INSTRUC—
TION REGARDING AN ELEMENT OF A
CRIMINAL OFFENSE CAN EVER BE CON—
SIDERED HARMLESS ERROR WHEN
FURTHER INSTRUCTIONS TO THE JURY
ARE CURATIVE OF THE ERROR.

PARTIES

The petitioner in this action is R. C. Marshall in his
capacity as Superintendent of the Southern Ohio Correc-
tional Facility at Lucasville, Ohio. The respondent is
Jimmy Lee Clark.

TABLE OF CONTENTS
Page

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le ee ee ee ee ak eae 1
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CONSTITUTIONAL AND STATUTORY

PED CUUEDEL WEEE. co cccccceccoccceves 2
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ARGUMENT IN SUPPORT OF

GRANTING CERTIORARI

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hi... 5 o6 cus cuees so cans enenued 19
CERTIFICATE OF SERVICE. .. 1... cccccccccccces 25

TABLE TO AUTHORITIES
Cases:
Anderson v. Harless,
U.S. , 32 Cr. L. 4063

TTT ee ee ces eaee be wee 12
Clark v. Ohio,

rs «cose oo Gneee senueenes 10
Cupp v. Naughten,

ED no gs va be cede eu cueneh eu 23
Edwards v. Arizona,

a i de ee een be 17
Fowler v. Jago,

683 F. 2d 983 (6th Cir. 1982)................ 12
Johnson v. Zerbst,

Dn. +. oss neceseeseseoes 17, 18

La Vallee v. Delle Rose,
ee EE SUE c oc cccccocccosees 11, 12, 17

iv

TABLE TO AUTHORITIES, cont‘d.

Page
Lonberger v. Jago,
651 F. 2d 447 (6th Cir. 1981), cert. granted
sub nom., Marshall v. Lonberger, U.S.
71 L. Ed 2d 292 (January 11, 1982)..... 12
Michigan v. Mosley,
EL, 0 a su’ g's 60% 0465 OS OEE 17
Miranda v. Arizona,
iL. « we find the following parts pertinent:

Before you can find the Defendant guilty of
aggravated murder you must find beyond a
reasonable doubt that Joseph Bradshaw, Jr. was 2
living person; that his death was caused by the
Defendant in Lake County, Ohio on or about the
7th day of December, 1975; that the killing was
done purposely and that the killing was done
while the Defendant was committing aggravated
robbery.

Purpose to cause the death of another is an
essential element of the crime of aggravated
murder. A person acts purposely when it is his
specific intention to cause a certain result. /f
must be established in this case that at the time in

4. Clark argues that the Supreme Court of Ohio's summary of the facts
is clearly wrong with respect to his location at the time of the actual shoot-
ing As noted above, the Supreme Court wrote: “Jones marched Bradshaw
into the back room, from which appellant heard the sound of two gunshots
as he was exiting the back room.” (Emphasis added.) The record, however,
suggests that Clark was either in the getaway car waiting for Jones when he
heard the shots or was on his wey to the car. Tr. 51-56. In any event, the
Precise location of Clark at the time the shots were fired is not significant
and will accordingly play no part in the Court's review.

5. The trial court adequately charged on the presumption of innocence,
burden of proof, and reasonable doubt as defined in R.C. 2901.05.

question there was present in the mind of the
Defendant and/or his accomplice a specific
intention to cause the death of Joseph H. Brad-
shaw, Jr.

An accomplice is a person who knowingly aids,
abets, assists, encourages or directs or associates
himself with another in the commission of a
crime and he is regarded as if he were a principal
offender and is just as guilty as if he personally
performed every act constituting the offense. This
is true even if such person was not physically
present at the time the crime was committed.
When two persons have a common purpose to
commit a crime and one does one part and a
second performs another, those acting together
are equally guilty of the crime. Section 2923.03
of the Ohio Revised Code entitied Complicity
reads in part as follows:

“No person acting with the kind of culpability
required for the commission of an offense shall
do any of the following: Aid or abet another in
committing the offense.”’

Before you can find Jimmy Lee Clark guilty of
acaravated murder in the first count of the indict-
mn J9t you must find beyond a reasonable doubt
that he aided, abetted, assisted or encouraged
another, Willie Jones, to purposely cause the
death of Joe Bradshaw, Jr.

A person acts purposely when the jist of his
offense is a prohibition against conduct of a certain
nature regardless of what the offender intended
to accomplish thereby. If it is his specific inten-
tion to engage in conduct of that nature he has a
conscious objective of producing a specific result.
of engaging in specific conduct to do an act.

Purpose is a decision of the mind to do an act
with a conscious objective producing a specific
result of engaging in specific conduct to do an act.
Purposely is to do it intentionally and not acci-
dently. Purpose and intention mean the same
thing. The purpose with which a person does an
act is known only to himself unless he expresses
it to others or indicates it by his conduct. The
purpose with which a person does an act is de-
termined by the manner in which it is done, the
weapon used and all of the facts and circumstances
that are presented to you in evidence.

While committing aggravated robbery means
that the killing must have occurred as part of
those acts leading up to or occurring during the
commission of the aggravated robbery and that
the killing was directly associated with the aggra-
vated robbery. (Emphasis added.)

In addition to the charge on aggravated murder and
aggravated robbery, the court instructed the jury to
determine whether there was proof of one of the criteria
for imposing the death penalty under RC 2929.04(7).
The court stated:

That separate question which you will! be called
upon to decide is, did the Defendan:, Jimmy Lee
Clark, purposely cause the death of Joseph
Hiram Bradshaw, Jr., while committing aggra-
vated robbery.

After the jury was charged and began deliberation, it
requested the court to define aggravated murder and aid-
ing and abetting. The elements of the crime and the
complicity statute were again read to the jury.

A-6

It should be clearly understood that a review of the
constitutional adequacy of jury instructions is far
different from a review of the sufficiency of the evidence.
Whether there is sufficient evidence to support a convic-
tion for aggravated murder is a question that we need not
answer.© Rather simply stated, our query is whether the
jury charge considered as a whole advised a reasonable
juror that the prosecution had the burden of proof of the
essential elements of the crime of aggravated murder
according to Ohio law. If the charge could have been
interpreted by a reasonable juror to relieve the state of its
burden to prove each of the essential elements, then
Clark was denied the process that the constitution makes
due. Sandstrom v. Montana, 442 U.S. 510, 517 (1978);
In re Winship, 397 U.S. 358 (1970); Burton v. Bergman,
649 F.2d 428 (6th Cir. 1981).

Ohio has left the company of those jurisdictions
which have traditional “felony murder” offenses. In such
jurisdictions first-degree murder does not always require
proof of an intent to kill. The underlying felony or
predicate offense may serve as an intent-divining
mechanism which compounded with a homicide supports
a first degree or aggravated murder conviction. See
Whalen v. United States, 445 U.S. 684, 713 (1980)
(Rehnquist, J., dissentina).

Under Ohio law, however, purpose to kill is an
essential element of the crime of aggravated murder.’

6. In affirming the conviction, the Supreme Court of Ohio found the
evidence sufficient but did not specifically address the jury instruction ques-
tion. State v. Clark, 55 Ohio St.2d 257, 379 N.E.2d 597, cert. denied, 440
U.S. 950 (1979).

?. R.C. 2903.01 (B) and (C) provides:

(B)No person shall purposely cause the death of another while
committing or attempting to commit, or while fleeing immediately
after committing or attempting to commit kidnapping, rape, aggravated
arson or arson, aggravated robbery or robbery, aggravated burglary or
burglary, or escape.

(C) Whoever violates this section is guilty of aggravated murder,
and shal! be punished as provided in section 2929.02 of the Revised
Code.

State v. Lockett, 49 Ohio St.2d 48, 358 N.E.2d 1062
(1976), reversed on other grounds, sub nom. Lockett v.
Ohio, 438 U.S. 586 (1978); State v. Clark, 55 Ohio St.2d
257, 379 N.E.2d 597, cert. denied, 440 U.S. 95C (1979).

Both the Supreme Court of Ohio and the Court of
Appeals affirmed Clark’s convictions, citing State v.
Lockett, supra. Paragraphs 3 and 4 of the syllabus of
Lockett are as follows:

3. Where the record in a prosecution for aggra-
vated murder committed during the commission of
an armed robbery establishes that the participants
in the offense entered into a common design to
commit the armed robbery by the use of force,
violence and a deadiy weapon and al! the partici-
pants were aware that an inherently dangerous
instrumentality was to be employed to accomplisn
the felonious purpose, a homicide occurring
during the commission of the felony is a natural
and probable consequence of the common plan
which must be presumed to have been intended,
and such evidence is sufficient to allow a jury to
find a purposeful intent to kill.®

8 The case at bar does not require us to consider any constitutione!
question that may be presented by the ‘presumption’ suggested by the third
peragraph of the Lockett syilabus. Lockett could be read as establishing a
mandatory presumption regarding intent in murder cases involving aiders and
abetters; but, the Supreme Court of Ohio has suggested in a subsequent
opinion that the Lockett syllabus described only a factual basis from which
the jury could infer a purpose to kill. State v. Scott, 61 Ohio St.2d 155, 379
N.E.2¢ 597 (1978). The trial court in this case did not utilize the Lockert-
Scott inference in its instructions to the jury. Mr. Justice White alluded to
the problem in his concurring opinion in Lockett vy. Ohio, 438 U.S. 586,
627-28 (1978) when he wrote in the context of his views on the death penalty:

Of course, the facts of both of these cases might well permit
the inference that the petitioners did in fact intend the death of
the victims. But there is a vast difference between permitting a
factfinder to consider a defendant's willingness to engage in

4. \f aconspired robbery, and the manner of its
accomplishment, would be reasonably likely to
produce death, each person engaged in the
common design to commit the robbery is guilty
with the principal killer as an aider and abetter
in the homicide although not actually present at
the time of the homicide, and a purposeful intent
to kill by the aider and abetter may be found to
exist beyond a reasonable doubt under such
circumstances.

In State v. Scott, 61 Ohio St.2d 155, 400 N.E.2d
375 (1980), however, the Supreme Court of Ohio
emphasized the importance of the element of purpose to
kill in situations where a defendant is charged as an aider
and abetter. In that case, Sccii together with individuals
named Moore and LeRoy, initiated a plot to kidnap and
hold for ransom a prosperous business figure named
Emoff. Emoff was later murdered. Scott was brought to
trial, and after the jurors had begun deliberating, the
jurors presented the trial court with the following
question:

According to the /aw if a defendant is guilty of
of kidnapping and the victim is never released
alive even though the defendant had no know-
ledge of nor participation in the murder, by
reason of being implicated in the kidnapping is he
also guilty of aiding and abetting the murder?

criminal conduct which poses a substantial risk of death in decid-
ing whether to infer that he acted with a purpose to take life, and
defining such conduct as an ultimate fact equivalent to possessing
@ purpose to kill as Ohio has done. See United States v. United
States Gypsum Co. (438 U.S. 422 (1978)) Indeed, the type of
conduct which Ohio would punish by death requires at most the
degree of mens rea defined by the AL! Mode! Penal Code (1962)
as recklessness: conduct undertaken with knowledge that death
is likely to follow.

61 Ohio St.2d at 166, 400 N.E.2d at 383. The trial court
answered that ‘’[s]uch a defendant is also guilty of aiding
and abetting the murder.’’ Rejecting this implicit adop-
tion of the strict felony murder rule, the Supreme Court
of Ohio wrote:

Id.

The trial court's affirmative answer would have
been correct only if Ohio adhered to the strict
felony murder rule. That is, appellant would be
“guilty of aiding and abetting the murder * * *
[soley] by reason of being implicated in the kid-
napping * * *” only if the mens rea requirement
for murder could be supplied by the mental
element of the underlying kidnapping.

Ohio, however, does not follow the strict
felony murder rule. ‘[P]urpose to kill is an
essential element of the crime of first degree
murder in this state.” State v. Lockett, supra
49 Ohio St.2d at pages 58-59, 358 N.E.2d at page
1070; Robbins v. State (1857), 8 Ohio St. 131;
State v. Farmer (1951), 156 Ohio St. 214, 102
N.E.2d 11. Accordingly, paragraphs three and
four of the syllabus in Lockett describe the
factual basis from which a jury could infer
appellant’s purpose to kill, as required by the
aggravated murder statute. See Part VII, supra.
See also, State v. Johnson (1978), 56 Ohio St.2d
35, 38, 381 N.E.2d 637. In effect, the trial
court’s affirmative answer to the jury question
improperly relieved the state of its duty to prove
appellant’s purpose to kill beyond a reasonable
doubt. See /n re Winship (1970), 397 U.S. 358,
364, 90 S.Ct. 1068, 25 L.Ed.2d 368.

Thus, under Ohio Law, a defendant’s purpose to

kill must be proved as an essential element of the crime

A-10

of aggravated murder even where the prosecution proceeds
on an aider and abetter theory.2 Certainly, purpose to
kill may reasonably be inferred from proven facts, and a
‘“‘non-triggerman’’ can be convicted under this statute.

Cc

The Due Process Clause of the Fourteenth Amend-
ment requires ‘proof beyond a reasonable doubt of every
fact necessary to constitute the crime with which [defen-
dant] is charged.’ /n re Winship, 397 U.S. 358, 364
(1970): Sandstrom v. Montana, 442 U.S. 510, 520
(1978). Thus, the question presented here, as in Sand-
strom, is “‘whether the challenged jury instruction had
the effect of relieving the State of the burden of proof
enunciated in Winship on the critical question of peti-
tioner’s state of mind.” 442 U.S. at 521. Under Sand-
strom, supra, the test employed in reviewing jury instruc-
tions involving presumptions was described as follows:

[The] determination requires careful attention to
the words actually spoken to the jury .. . for
whether a defendant has been accorded his
constitutional rights depends upon the way in
which a reasonable juror cou/d have interpreted
the instruction. /d. at 514 (Emphasis added.)

9. R.C. 2923.03 provides:

(A) No person, acting with the kind of culpability required for
the commission of an offense, shall do any of the following:

(2) Aid or abet another, in committing the offense;

(F) Whoever violates this section is guilty of complicity in the
commission of an offense, and shal! be prosecuted and punished as
if he were a principal offender. A charge of complicity may be
stated in terms of this section, or in terms of the principal offense.
(Emphasis added.)

A-11

In contrast to Sandstrom, this case does not directly
involve the use of a presumption as such. That is, the
jury was never instructed that it must or might infer that
the defendant had a purpose to kil! based upon other
facts in evidence. Instead, the jury in this case was
instructed that the essential element of purpose to kil!
could be found in the mind of the defendant “and/or”
his accomplice. Nevertheless, the principles articulated
in Sandstrom are equally applicable here. Under Sand-
strom principles we have no doubt that this isolated por-
tion of the charge relieved the state of its burden to prove
that Clark had a purpose to kill the victim.

Our task, however, does not end there. The
magistrate’s report, which was adopted by the District
Court below, recognized the constitutional problem in
the trial court’s charge. However, the magistrate reasoned
that the problematic portion of the charge “within the
context of the overall instruction readily reveals that the
jury was instructed that it must find petitioner had the
purpose to kill if it was to find him guilty of aggravated
murder.” Jt. App. 27. We agree that a review of the
complete charge is required. Cupp v. Naughten, 414
U.S. 141 (1973). We disagree with the magistrate’s
conclusions, however.

The portion of the charge on the elements of
aggravated murder read as follows:

Before you can find the Defendant guilty of
aggravated murder you must find beyond a
reasonable doubt

[1] that Joseph Bradshaw, Jr. was a living person;

[2] that his death was caused by the defendant
in Lake County, Ohio on or about the 7th
day of December, 1975;

[3] that the killing was done purposely;

[4] and that the killing was done while the defen-
dant was committing aggravated robbery.

Conspicuously absent from number [3] above was a
requirement that the killing was done purposely by the
defendant.

Next, the jury was instructed that “it must be
established that at the time in question there was present
in the mind of the defendant and/or his accomplice a
specific intention to cause the death.” After a very
general definition of the term “accomplice,”’ the court
read R.C. 2923.03 in pert as follows: ‘No person acting
with the kind of culpability required for the commission
of an offense shal! do any of the following: aid or abet
another in committing the offense.’’ Next, the court
stated in effect that if Clark aided or abetted Jones to
purposely cause the death of the victim he could be
convicted of aggravated murder. Nowhere does the court
make clear that Clark’s ‘‘culpability’’ or mental state
cannot automatically be that of Jones. The jurors were
never told that Clark’s culpability, whether established
by direct proofs or by the Lockett-Scott inference must
be first established before he can be an aider or abetter or
an accomplice to aggravated murder.

Finally, the trial court instructed the jury concerning
one of the criteria for the imposition of the death penalty
under R.C. 2929.04(7). The court explained:

That separate question which you will be called
upon to decide is, did the Defendant, Jimmy Lee
Clark, purposely cause the death of [the
victim]... .

This is the only portion of the entire charge which
specifically required a finding of purpose to kill on the
part of Clark. We believe, however, that an instruction
requiring purpose to kill on the “separate question” of
penalty did not cure the ambiguities on the basic aggra-
vated murder charge discussed above.

!f the trial judge was attempting to charge based on
the law of Lockett, the mark was missed. The essential
ingredients of the Lockett mechanism for the inference
of purpose to kill were not provided to the jury. That is,
the jury was never told that it might infer Clark's purpose
to kill if “the participants in the offense entered into a
common design to commit the armed robbery by the use
of force, violence and a deadly weapon and all the partici-
pants were aware that an inherently dangerous instru-
mentality was to be employed... . .""'° Lockett v. Ohio,
supra. While we commiserate with the plight of an Ohio
trial judge faced with the difficulty in charging a jury on
aggravated murder under Ohio law, it is not impossible.

Upon review of the entire charge, we are convinced
that the words “actually spoken to the jury,” Sandstrom,
supra, at 514, could have been interpreted by a reasonable
juror in an improper manner. The charge could easily
have been interpreted to mean that Clark, personally, did
not have to have purpose to kill, and that Jones’ purpose
was sufficient to convict Clark, even if not shared by
Clark.

We are also convinced that the erroneous jury
instruction was not harmless error. In Burton v. Bergman,
649 F.2d 428 (6th Cir. 1981), Burton was convicted in a
Michigan state court of assault with intent to commit
murder. At trial, the Court instructed the jury that “‘the
law presumes that any ordinary human being intends the
ordinary consequences of his or her acts.” /d. F.2d at
430. Applying Sandstrom, this Court concluded that “the
trial court’s instructions created a substantial risk that the
jury would believe the presumption provided the necessary
proof of petitioner’s intent beyond a reasonable doubt.”
/d. F.2d at 431. We also rejected the respondent's argu-
ment that the erroneous instruction was harmiess. Here,

10. As noted above, our decision today does not require us to pass upon
the presumption or inference suggested by Lockett. See note 8, supra.

as in Burton, the inference that Clark had the purpose to

kill the gas station attendant was ‘‘by no means inescapa-

ble.’ /d. at 432. We accordingly conctude;consistent” ~~
with Burton, that “[i]f the trial court had refrained from
giving the improper instruction, the jury might have enter-
tained a reasonable doubt [that Clark had a purpose to

kill the victim]. Such an error cannot be harmless.” /d.

Our decision is a narrow one. Again, we do not
suggest that there was insufficient evidence in the record
from which the jury could permissibly infer that Clark
had a purpose to kill the victim. We hold only that where
purpose to kil! is an essential element of the crime of
aggravated murder, a jury instruction permitting that
alement of culpability to be found in either the defendant
or his accomplice is violative of the principles of Due
Process under the Fourteenth Amendment.

It. Clark's Statements to Police
A

Clark made a total of four incriminating oral state-
ments to Willoughby, Ohio, police officers. The first and
second statements were made at a Cleveland, Ohio, police
station. The third statement was made at the Arco gas
station where the robbery and murder took place. The
fourth statement was made at the Willoughby police
station. After granting defendant-appellant’s pretrial
motion to suppress the second and third statements, the
state trial court admitted into evidence the first and fourth
statements. At the hearing on the motion to suppress,
the facts surrounding Clark’s statements to the police
were developed. However, noticeably absent from the
record are many findings of fact or analysis of the
applicable law.

A-15

We conclude that this absence of fact finding
coupled with our doubt as to whether the state trial court
used the proper legal standards of waiver requires remand
for further proceedings by the District Court.

The following facts are evident in the record.''
Clark was arrested by Cleveland police officers on
December 12, 1975, at approximately 8:00 a.m. on an
aggravated robbery charge which was unrelated to the
crimes for which Clark was convicted below. At the time
of his arrest, Robert Tonne, a Cleveland police officer,
allegedly gave Clark the Miranda warnings. Clark testified
that he was not given his rights when arrested, but was
later given the rights at the police station. Clark apparently
made no statements on the day of his arrest.

On the morning of the next day, December 13,
1975, Clark was interrogated by Cleveland police officers
Tonne and Gibbons. Tonne testified that Gibbons gave
Clark the required Miranda warnings prior to questioning.
Clark testified that he was not given his rights but he
asked for an attorney. Clark said he knew nothing about
the robbery for which he had been arrested and did not
wish to talk to the officers.'? Clark was then returned
to his cell block.

11. In the following discussion, certain facts are evident in the testmony
of the police officers. in many instances, Clark's testimony conflicts with
that of the officers. This description of the facts is not meant to bind the
District Court in its treatment of the facts on remand.

12. Cleveland police officer Gibbons sited as follows: (Tr. 102-103)
Q. Did you ask him if he wished to talk to you?
A. Yes.
Q. And what was his response?
A. He didn’t want to talk to us.

A- 16

The Cleveland police officers, Tonne and Gibbons,
went to the scientific investigation unit where they
“bumped into’’ Willoughby police officers Collins, Reeves
and Eisele. The Cleveland officers learned that one of
Clark’s fingerprints had been found on a cash box at the
scene of the homicide for which Clark was eventually
convicted. The Cleveland officers then returned to the
fourth floor and again requested that Clark be brought
out of his cell. Clark was confronted with the matching
photographs of his fingerprints taken from his Cleveland
police files and the scene of the crime. In addition, a
Willoughby Municipal Court arrest warrant for aggravated
murder was read to him. Clark stated that he “wanted to
talk to the Willoughby police officers’’ who were down-
stairs in the criminal investigation unit. The Willoughby
officers, Collins and Reeves, were sent for and thereafter
entered the interrogation room. The Cleveland officers
left the room.

Collins testified that he began advising Clark of his
rights and Clark stated that he knew them. Collins never-
theless continued to advise Clark of his rights. Clark
agrees that his rights were read to him at this point.
According to the officers, Clark responded that he under-
stood, that he wanted to cooperate, and that he wanted
to make a statement. The officers claim that Clark said
he wouldn't make a written or taped statement, but he
was willing to talk about what had taken place. There-
after, according to Detective Reeves of the Willoughby
Police Department, Clark made a statement implicating
himself in the robbery of the Arco station. Clark denied
that he made a statement. This statement was related to
the jury at trial by Detective Reeves. At the conclusion
of Clark's statement to the Willoughby police, Clark was
again asked if he wanted to put the statement on tape or
make a written statement. Clark responded that he did
not and requested an attorney. At that point, all
questioning of Clark ceased, and according to Detective
Collins, Clark was taken back to his cell block.

A-17

Detective Eisele’s testimony reveals a_ slightly
different version of the facts. Eisele apparentiy was not
present when Clark made the first oral statement, and he
testified that when he entered the room Collins requested
that the warrant be read and explained to Clark. Eisele
read the warrant. Clark asked, ‘Well, what does that
mean?’’ He was told that he was charged with a capita!
offense. Clark also asked about the fingerprints, “How
can | be sure they are mine?’ He was told one was
removed from a cash box at the crime scene. According
to Eisele, after this conversation Clark was returned to a
cell.

Collins and Eisele then went to the jai! office and
arranged to transport Clark to Willoughby. About 15
minutes later they were given custody of Clark, who,
according to the officers, then stated that he wanted to
make a statement and cooperate. Reeves and Eisele
waited with Clark in the hallway while efforts were made
to obtain a “statement room.”’ During this wait, Eisele
had conversation with Clark. Eisele claims that he
reminded Clark of his rights, explained that he was not
required to say anything, and asked what happened to
the gun involved in the case. Eisele testified that Clark
responded by describing the gun and where it was located.
The trial court suppressed this second statement. Clark
denied making a statement in the hallway.

A statement room then became available. Clark was
again advised o. his rights by the typist in the statement
room. After being advised of his rights, Clark refused to
sign a written waiver and again requested an attorney.
Detective Tonne made efforts to obtain a public defender
in the same building, but an attorney was not available.
The questioning of Clark was terminated.

The Willoughby police then placed Clark in a vehicle
for transportation to Willoughby. Reeves was the driver

and Eisele was in the passenger’s seat. Sergeant Collins
sat in the back next to Clark. Collins asked Clark if he
would mind going to the Arco station on the way back to
Willoughby. The officers testified that Clark was given
Miranda warnings and thereafter he agreed to go to the
Arco station. Clark testified that he told the officers that
he didn’t want to go to the station. Clark allegediy made
a statement to the Willoughby police at the scene of the
crime. The trial court ordered this third statement
suppressed.

The fourth statement made by the defendant
occurred at the Willoughby police station. Clark was
given food and processed by the Willoughby police.
Around 2:30 p.m. Clark was in the process of being
removed from the cell block for his return to Cleveland.
The officers claim that Clark told them that he wanted
to make a statement and cooperate. Clark testified
that they kept trying to get him to make a statement, but
he kept asking for an attorney. Clark then executed a
copy of the Willoughby police rights form which included
an express waiver of the right to counsel.’ 3

13. VOLUNTARY STATEMENT — WAIVER OF RIGHT TO PRES-
ENCE AND ADVICE OF A LAWYER FREE OF [COST TO) ME IF 1AM
INDIGENT.

Date 12-13-1975 TIME 2:30 PM PLACE Willoughby Police Dept.

|, Jimmie Lee Clark am 21 years of age, my address is 9713 Heath Avenue
Cleveland, Ohio

| have been cautioned by Det. Laurence M. Reeves who has identified himseih
as a WiILLOUGHBY POLICE OFFICER, and who has warned me as follows:

WARNING
| am a police officer, | warn you that anything you say may be
used in a Court of Law against you; That you have an absolute
right to remain silent; That you have the right to the advice of a
lawyer before and the presence of a lawyer here with you during
questioning, and That, if you cannot afford a lawyer, one will be
furnished for you free before any questioning if you desire.

| hereby state that | want to make a statement without 2 lawyer, that is to
say, give up and do without the right to talk to a lawyer and ask his advice

A-19

According to the officers, after Clark had executed
the waiver form, he began bargaining with the police. The
police did not yet have the name of Clark’s accomplice
in the robbery and murder. Clark indicated his willingness
to give the name of the accomplice provided he was given
written guarantees that his cooperation would be
explained to the court. Clark claims he signed the waiver
after he was given the assurances. The police sought the
assistance of their city prosecutor, Clifton Jones. The
questioning of Clark was suspended unti! Jones arrived.
When Jones arrived, Jones again advised Clark of his
Miranda rights. A tape recorder recorded Jone’s advice to
Clark. Clark, however, insisted that the tape be turned
off prior to making a statement, and Jones complied with
the request. After the tape was turned off, Clark again
made a statement concerning his involvement in the
robbery and murder at the Arco gas station. When Clark
was asked to reduce the statement to writing, he requested
an attorney and Jones’ questioning ceased. Detective
Reeves testitiea to the substance of Clark’s fourth state-
ment at trial.

before | make a statement, and also | wish to give up and do without having
a lawyer present with me during the time when questions are asked me and
during the time when | answer those questions. | am willing to make the
following statement to the above person, knowing that any statement |
make may be used against me in Court and that | have an absolute right to
remain silent.

| declare that the following statement is made of my own free will and
without anyone having promised me anything or offered out to me any hope
of reward, and | make this statement without any fear of physical harm,
without anyone having offered to do me any favor and without anyone
Promising me leniency.

| further state that | am able to read and write the English language and have
completed...... years of school.

SIGNED /s/ Jimmy Clark
WITNESSES /s/ Sgt. Clifford J. Collins
/s/ Det. Laurence M. Reeves

There was some testimony that Clark first attempted to sign the form with
his left hand.

In addition to the above testimony, the trial court
had before it evidence that Clark had been given the
Miranda warnings on prior arrests. Moreover, in response
to the trial court’s question concerning why Clark had
asked for an attorney, Clark responded: ‘Because | knew
if | said—say anything it could be held against me, like—|
guess they ‘eally wanted me to have no lawyer at the
time.”

Cc

As noted above, Clark made a total! of four separate
incriminating statements to the Willoughby police.
Following a hearing on the defendant’s motion to suppress,
the trial court suppressed the second and third statements
and held that the first and fourth statements were
admissible at trial. The state trial court made no express
findings of fact; nor did the court articulate what precise
legal standard of waiver it was employing in analyzing the
relevant facts. Moreover, there was no express finding by
the state trial court that Clark’s statements were made
knowingly and voluntarily with an understanding of the
rights thereby waived. The state trial court ruled as
follows:

Upon the Defendant’s Motion to Suppress
Statements made by him on four separate
occasions to members of the Willoughby Police
Department, as | previously stated, those state-
ments made by him to Detective Eisele on the
third floor of the Cleveland Police Station are
suppressed. Those statements made by him to
Detective Collins, and at the time | am speaking
of, Detective Reeves and Detective Eisele might
have been present, at the scene of the alleged
crime, are suppressed. As to the remaining two

instances, the first instance being on the fourth
floor of the Cleveland Police Station, specifically
in the sargent’s [sic] office, the motion is denied;
the second instance being in the Willoughby
Police Department when Prosecutor Pat Jones
was present; that motion is denied.

The opinion of the Court of Appeals of Lake County
contains the following statement:

[T)he record discloses that appellant gave the
statements voluntarily after having been advised
of his rights. Appellant’s willingness to give an
oral statement but not a taped or written state-
ment is attributable to his desire to bargain for a
reduced charge.

in ruling on the petition for habeas corpus, the district
court attempted to reconstruct the facts found by the
state courts:

Although the trial court did not explicitly set
forth its reasons for suppressing two of the state-
ments and denying the motion to suppress the
other two, it is apparent from the testimony that
the two middie statements were suppressed by
reason of petitioner’s earlier request for an
attorney, made initially after his first oral state-
ment at the Cleveland police station. It is also
apparent from the testimony that the court denied
the motion to suppress the first oral statement on
the basis that he had initially waived his Miranda
rights and did not request an attorney until! after
his oral statement. It is equally apparent that the
fourth oral statement, made in Willoughby, Ohio,
on the afternoon of the same day, was not
suppressed, despite earlier requests for an
attorney, because that statement resulted from
petitioner initiating the conversation by

voluntarily stating he wanted to cooperate and
make a statement, rather than from petitioner
being prodded to make a statement by the police.

This Court must first consider the relationship
between the federal court’s review of the factual record
and the findings by the state courts.14 Under normal

14. 280U.S.C. Section 2254(d) provides in pertinent part as follows:

(d) In any preceeding instituted in a Federal Court by an application
for a writ of habeas corpus by a person in custody pursuant to the judgment
of a State court, a determination after a hearing on the merits of a factual
issue, made by a State court of competent jurisdiction in a proceeding to
which the applicant for the writ and the State or an officer or agent thereof
were parties, evidenced by a written finding, written opinion, or other
reliable and adequate written indicia, shal! be presumed to be correct, unless
the applicant shal! establish or it shal! otherwise appear, or the respondent
shal! admit—

(1) tat the merits of the factual dispute were not resolved in the
State court hearing;

(2) that the factfinding procedure employed by the State court wes
not adequate to afford a full and fair hearing;

(3) that the material facts were not aoequately developed at the State
court hearing;

(4) that the State court lacked jurisdiction of the subject matter or
over the person of the applicant in the State court proceeding;

(5) that the applicant was an indigent and the State ccurt, in depriva-
tion of his constitutional right, failed to appoint counsel to represent him ir
the State court proceeding;

(6) that the appi.cant did not receive a full, fair, and adequate hearing
in the State court proceeding; or

(7) that the applicant was otherwise denied due process of law in the
State court proceeding:

(8) or unless that part of the record of the State court proceeding in
which the determination of such factual issue was made, pertinent to a
determination of the sufficiency of the evidence to support such factual
determination, is produced as provided for hereinafter, and the Federal court
on a consideration of such part of the record as a whole concludes that such
factual determination is not fairly supported by the record:

ircumstances, the findings of the state courts'5 are
titled to a presumption of correctness and therefore
nsiderable defences. The difficulty for the district
rt below and for this Court on review is the total
nce of fact finding. The absence of fact finding by
e state courts may require fact finding by the District
urt.

In Elliott v. Morford, 557 F.2d 1228 (6th Cir.
977), this Court was faced with a problem similar to this
. Elliott had been tried and convicted in the Tennessee
te courts for the murder of a store proprietor. Prior
his trial, Elliott filed a motion to suppress his oral
confession. Following a hearing, the trial judge denied
the motion to suppress but made no findings of fact to
resolve the conflict of testimony. After his conviction,
Elliott sought habeas relief. Citing 28 U.S.C. Section

And in an evidentiary hearing in the proceeding in the Federal Court, when
due proof of such factual determination has been made, unless the existence
of one or more of the circumstances respectively set forth in paragraphs
numbered (1) to (7), inclusive, is shown by the applicant, otherwise appears,
or is admitted by the respondent, or unless the court concludes pursuant
the provisions of paragraph numbered (8) that the record in the State cou
proceeding, considered as a whole, does not fairly support such fact
determination, the burden shal! rest upon the applicant to establish
convincing evidence that the factual determination by the State court
erroneous.

15. The Supreme Court recently explained in Sumner v. Mata, 449 U.4.
539 (1981) that the federal habeas court must defer under Section 2254(
to the factual findings not only of the state trial court, but also to
factual findings of state appellate courts. The state appellate court's findi
of voluntariness in this case was not a finding of historical fact binding
Court under Section 2254(d), but was, instead, a determination of an
of federal law. Brewer v. Williams, 430 U.S. 387, 403 (1977). Secti
2254(d) does not preclude + fecera! court from reviewing “a mixed
mination of law and fact thet requires the application of legal principles
the historical facts of this case.’ Cuyler v. Sullivan, 446 U.S. 335,
(1980).

2254(d), the district court concluded that the state
court’s decision was presumed to be correct and that an
evidentiary hearing was therefore not required. The Sixth
Circuit concluded that the absence of fact finding by the
state courts required remand for a hearing in the District
Court.

The Fifth Circuit approach to this problem was
recently explained in Harris v. Oliver, 645 F.2d 327,
330 (5th Cir. 1981).

If purely historical facts are found which are
uncontaminated by legal error, the federal court
may rely on such state findings. Even if no
express findings are made it may still be possible
for the federal court to rely on facts impliedly
found provided that the constitutional claim was
decided on the merits. Townsend [v. Sain, 327
U.S. 293 (1963)] recognizes, however, that this
inference of factual findings is impossible where
the state court has used an incorrect legal
standard:

Reconstruction is not possible if it is unclear
whether the state finder applied correct consti-
tutional standards in disposing of the claim.
Under such circumstances the District Court
cannot ascertain whether the state court found
the law or the facts adversely to the petitioner's
contentions. Since the decision of the state
trier of fact may rest upon an error of law
rather than an adverse determination of the
facts, a hearing is compelled to ascertain the
facts. 372 U.S. at 314.

Of course, under Rogers v. Richmond, [365
U.S. 534, 81S.Ct. 735, 5 L.Ed.2d 760 (1961)),

a new trial is required if the trial judge or the
jury, in finding the facts, has been guided by an
erroneous standard of law. However, there will
be situations in which statements of the trier
of fact will do no more than create doubt as to
whether the correct standard has been applied.
In such situations a District Court hearing to
determine the constitutional issue will be
necessary .

/d. at 3150.10.

In this case, the state courts apparently applied a
voluntariness standard in addressing Clark's contentions
under both the Fifth and the Sixth Amendments. As
noted above, the state trial court never expressly articu-
lated what legal standard it was using, but the state
appellate court found that the statement was voluntarily
made.

We believe the state court’s apparent use of a
voluntariness standard, without more, creates doubt as
to whether the trial court correctly utilized the legal
standards for waiver of constitutional rights under the
Fifth and Sixth Amendments. In Edwards v. Arizona,
451 U.S. 477 (1981), the Court was called upon to
determine whether a detendant had waived his Fifth
Amendment right to the presence of counsel. The
Court explained:

First, the Arizona Supreme Corut applied an
erroneous standard for determining waiver where
the accused has specifically invoked his right to
counsel. it is reasonably clear under our cases
that weivers of counsel must not only be
voluntary, but must also constitute a knowing
and intelligent relinquishment or abandonment of
a known right or privilege, a matter which

depends in each case “upon the particular facts
and circumstances surrounding that case, including
the background, experience and conduct of the
accused."’ Johnson v. Zerbst, 304 U.S. 458, 464
(1938). See Faretta v. California, 422 U.S. 806,
835 (1975); North Carolina v. Butler, 411 U.S.
369, 374-375 (1979); Brewer v. Williams, 430
U.S. 387, 404 (1977); Fare v. Michael C., 442
U.S. 707, 724-725 (1979).

Considering the proceedings in the state
courts in the light of this standard, we note that
in denying petitioner’s motion to suppress, the
trial court found the admission to have been
“voluntary,” App. 3, 95, without separately
focusing on whether Edwards had knowingly and
intelligently relinquished his right to counsel.

Here, however sound the conclus‘on of the state
courts as to the voluntariness of Edwards’ admis-
sion may be, neither the trial court nor the
Arizona Supreme Court undertook to focus on
whether Edwards understood his right to counsel
and intelligently and knowingly relinquished it.
It is thus apparent that the decision below mis-
understood the requirement for finding a valid
waiver of the right to counsel, once invoked.

Id. at 482-84.

In the case at bar, we cannot glean from the silent state
court record whether the trial court believed or disbelieved
Clark’s assertion that he had requested an attorney when
first questioned by the police. If Clark did make such a
request, Edwards requires that court to focus on whether
Clark “understood his right to counsel and intelligently
and knowingly relinquished it."’ /d.

Clark also contends that his Sixth Amendment right
to counsel had accrued. None of the courts below have
considered this claim. If Clark’s right to counsel had
accrued'® at the time of his first statement to police,
waiver of that right must be judged by a high standard.
The Supreme Court in Brewer v. Williams, 430 U.S. 387,
404 (1977) stated:

(I]t was incumbent upon the State to prove “an
intentional relinquishment or abandonment of a
known right or privilege.’’ Johnson v. Zerbst, 304
U.S., at 464. That standard has been reiterated
in many cases. We have said that the right to
counsel does not depend upon a request by the
defendant, Carniey v. Cochran, 369 U.S. 506,
513; cf. Miranda v. Arizona, 384 U.S., at 471, and
that courts indulge in every reasonable presump-

16. In view of the lack of fact finding pertinent to the question of whether
Clark had been formally charged within the meaning of Kirby v. //linois,
406 U.S. 682 (1972), we intimate no view on this issue. This Court has not
yet decided what constitutes a formal charge. In Holland v. Perini, 512 F.2d
99, 103 n.1 (6th Cir. 1975), the Court expressly reserved the question of
whether an arrest warrant was sufficient to trigger the Sixth Amendment
right to counsel. Other courts have reached different conclusions on this
question. United States, ex rel. Robinson v. Zelker, 468 F.2d 159 (2d Cir.
1972), cert. denied, 411 U.S. 939 (1973) (issuance of arrest warrant under
New York law is sufficient to trigger Sixth Amendment right to counsel);
cf. United States v. Duvall, 537 F.2d 15 (2d Cir. 1976) (filing of complaint
pursuant to Fed. R. Crim. P. 3 and arrest warrant does not trigger Sixth
Amendment right to counsel); United States, ex rel. Burton v. Cuyler, 439
F. Supp. 1173 (E.D. Pa. 1977) (citing Ze/ker, supra, issuance of arrest
warrant under Pennsylvania law is sufficient to trigger Sixth Amendment
right to counsel); cf. Lomax v. Alabama, 629 F.2d 413, 416 (5\h Cir. 1980)
(issuance of an arrest warrant under Alabama law, absent significant
Prosecutoriai involvement in procuring the warrant, is not sufficient to
trigger the Sixth Amendment right to counsel). The record in this case does
suggest some prosecutoria! invoivement in obtaining the arrest warrant on
the aggraveted murder charge. Tr. Vol. |, p. 24. The record before us,
however, does not reflect precisely what prosecutorial involvement occurred
Prior to obtaining the arrest warrant. in order to properly address Clark's
Sixth Amendment claim, the District Court may need to hear further
evidence on the level of prosecutorial involvement in obtaining Clark's arrest
werrant.

tion against waiver, e.g., Brookhart v. Janis, supra,
at 4; Glasser v. United States, 315 U.S. 60, 70.
This strict standard applies equally to an alleged
waiver of the right to counsel whether at trial or
at a critical stage of pre-trial proceedings.
Schneckloth v. Bustamonte, 412 U.S. 218, 238-
240; United States v. Wade, 388 U.S. at 237.

Elaborating on this standard of waiver, the Brewer court
further explained, “’[WJaiver requires not merely compre-
hension but relinquishment...."" /d.

In short, the state court’s use of a voluntariness
standard raises doubt concerning the application of
correct legal standards. We therefore conclude consistent
with the Fifth Circuit's analysis in Harris v. Oliver, supra,
at 330, that reconstruction of the facts found by the
state courts is impossible and that an evidentiary hearing
in the district court is required. This approach is consistent
with the Supreme Court's seminal decision in Townsend
v. Sain, 372 U.S. 293, 315 (1963): “[T)here will be
situations in which statements of the trier of fact will do
no more than create doubt as to whether the correct
standard has been applied. In such situations a District
Court hearing to determine the constitutional issue will
be necessary.” See a/so Pierce v. Cardwell, 572 F.2d
1339 (9th Cir. 1978).

We fully recognize the principles of comity reflected
in the habeas court’s obligation to reconstruct the facts
impliedly found by the state courts, where such reconstruc-
tion is reasonable. We are firmly convinced, however, that
on the record before us such reconstruction would be
pure speculation. Our jealous respect for important
constitutional rights may not be premised on a system of
speculative fact finding particularly where, as here, subtle
nuances in the facts can have such far-reaching effects.

Because this case must be remanded to the District
Court for fact finding, we believe it is expedient to
identify other factual issues warranting consideration.
When Clark was first questioned by Cleveland police re-
garding the Cleveland robbery on December 13, 1975,
he asserted his right to remain silent under Miranda,
supra. The Cleveland officers, Tonne and Gibbons, left
the room and Clark was returned to his cell. Very soon
thereafter, upon learning that Willoughby police had a
warrant for a.gravated murder for Clark, the Cleveland
officers retrieved Clark from his cell and brought him
back to the room for futher questioning. An issue some-
what similar to that before the Supreme Court in Michigan
v. Mosley, 423 U.S. 96 (1975), is presented. In Mos/ey,
the defendant was arrested in connection with certain
robberies, was given Miranda warnings, and elected to
remain silent. The police ceased questioning. Over two
hours later, a different police officer questioned Mosley
at another location about an unrelated holdup murder.
He was given fresh Miranda warnings and elected to make
a statement. The Supreme Court held that the admission
of Mosley’s statement did not violate his Miranda right to
cut off questioning. In this case, the district Court on
remand should consider the effect, if any, of the relatively
short period of time between the cessation of _:e first
questioning and the second meeting with the same
Cleveland police officers, albeit concerning different
charges. The District Court should also consider other
factual distinctions between this case and Mos/ey. More-
over, in the event Clark did invoke his right to remain
silent, was his oral statement made thereafter of his own
initiative, or was he interrogated? See Ahode /siand v.
Innis, 446 U.S. 291 (1980). We emphasize that we initi-
mate no view concerning the significance of these factors
on the District Court’s determination on remand.

Although we believe the proper determination of
the admissibility of the first statement is a key threshold
decision, even if it is deemed to have been unconstitu-
tionally obtained, Cilark’s fourth statement may be
admissible under certain c.rcumstances. If the District
Court finds that the fourth statement was a product of
Clark's initiative and given without interrogation, it may
be admissible. See Edwards v. Arizona, supra. However,
the psychological effect, if any, on Clark after having
made the first statement also is significant in determining
the lawfulness of the fourth statement. After an accuse j
has let the cat out of the bag by confession, no matter
what the inducement, he may not thereafter be free of
the psychological and practical disadvantages of having
confessed. United States v. Bayer, 331 U.S. 532, 540-
541 (1947); Maglio v. Jago, 580 F.2d 202 (6th Cir.
1978).

On remand, the District Court must also consider
the impact, if any, of the police course of conduct
throughout the day prior to Clark’s alleged initiation of
the fourth statement to police. Finally, the District Court
should consider the appellant’s age, education, mental
state, and all other well-known criteria relevant to the
determination of intent and volition to waive constitu-
tional rights. Fare v. Michael C., 442 U.S. 707, 724-
725 (1979); Johnson v. Zerbst, 304 U.S. 458, 464
(1938).

There is, of course, evidence in the record which
may lead the district Court to the conclusion that waiver
of both the Sixth Amendment right to counsel and
Miranda rights was established. Clark's refusal to sign a
written waiver does not preclude a finding of waiver.
North Carolina v. Butler, 441 U.S. 369, 375 n.5 (1979)
(and cases cited therein).

We remand this case with reluctance with full
respeci for our obligation to deter to the findings of the

state courts. On this record, however, there are simply
no findings to which we can defer and substantial
uncertainty that the correct legal standards were used.
Moreover, neither the state courts nor the court below
have expressly considered whether the appellant’s Sixth
Amendment right to counsel had accrued.

lll. The Double Jeopardy Claim

Appellant’s final claim is that his right to be free
from double jeopardy under the Fourteenth Amendment
has been violated by his consecutive sentences on the
aggravated robbery and aggravated murder convictions.
Clark was sentenced to a term of life imprisonment for
the crime of aggravated murder and to a term of from
seven (7) to twenty-five (25) years imprisonment for the
crime of aggravated robbery. He contends that this
amounts to multiple punishment for the same crime.

In view of the Court's disposition of the appellant's
claim concerning the aggravated murder conviction, the
appellant may not be incarcerated on the aggravated
murder conviction unless the state elects to retry him.
Appellant’s claim of douhle jeopardy is therefore moot.
If petitioner is convicted again on the aggravated murder
charge, the state court will have an opportunity to
consider appellant’s double jeopardy claim in light of
Whalen v. United States, 445 U.S. 684 (1980) prior to
sentencing. We intimate no view on the merits of
appellant’s double jeopardy claim.

CONCLUSION

The District Court is directed to order that Clark be
released from custody on the aggravated murder convic-
tion unless Ohio chooses to retry him within a reasonable
time to be determined by the District Court.

Clark is also in custody on his conviction for aggra-
vated robbery. The District Court is directed to hold an
evidentiary hearing on the question of whether appellant’s
statements to police were constitutionally admissible.
Clark will remain incarcerated during the period of the
evidentiary hearing pending the District Court’s decision.
if Clark’s statements to police were not constitutionally
admissible, the District Court must grant the writ as to
the aggravated robbery conviction as well.

Accordingly, the judgment of the District Court is
reversed and the case is remanded.

No. 81-3042

UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

JIMMY LEE CLARK,
Plaintiff-Appellant

v.

ARNOLD R. JAGO,
Defendant-Appellee

ORDER
FILED September 13, 1982

Before: KEITH and MARTIN, Circuit Judges; DUCAN,
District Judge. *

Appellant has moved the court for a rehearing of the
above-captioned appeal, with a suggestion for rehearing
en banc. No jidge in active service having favored a
rehearing en banc, the motion is referred to the panel
which heard the appeal.

Upon consideration of the petition for rehearing, we
are of the opinion that the various contentions of the
appellee were adequately treated in our previous Order,
and that said petition for rehearing should be and it here-
by is denied.

ENTERED BY ORDER OF THE COURT
/s/ John P. Hehman, Clerk

*The Honorable Robert M. Duncan, United States District Judge for the
Southern District of Ohio, sitting by designation.

UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF OHIO
EASTERN DIVISION

Jimmy Lee Clark
Petitioner

v.

Ronald C. Marshall, etc.
Respondent

Civil Action
Number C80-110
ORDER
FILED December 10, 1980
The court has examined the report and recommended
decision of the magistrate submitted in this case. No
comment having been received thereon, upon due con-
sideration the court adopts the magistrate’s recommended
findings and conclusions, therefore,
IT 1S ORDERED that the petition for a writ of
habeas corpus is hereby denied.

/s/ signature deleted
ANN ALDRICH, U.S. DISTRICT JUDGE

UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF OHIO
EASTERN DIVISION

JIMMY LEE CLARK,
Petitioner,

v.

RONALD C. MARSHALL,
SUPERINTENDENT,
Respondent

CASE NO. C80-110
JUDGE ANN ALDRICH

REPORT AND RECOMMENDED
DECISION OF MAGISTRATE

STREEPY, MAG.

Mr. Jimmy Lee Clark, petitioner herein, was tried
and found guilty on March 22, 1976, of aggravated
murder, with a death penalty specification, in violation of
Ohio Rev. Code Section 2903.01, and of aggravated
robbery in violation of Ohio Rev. Code Section 2911.01.
On May 19, 1976, he was sentenced to a term of life
imprisonment for the aggravated murder and to a term
of seven to twenty-five years imprisonment for the
aggravated robbery, with the sentences to be served
consecutively. Mr. Clark’s appeal to the Court of Appeals
and to the Ohio Supreme Court was unsuccessful.

The basic details concerning the aggravated robbery
and murder were set forth by the Ohio Supreme Court
in State v. Clark, 55 Ohio St.2d 257, 257-258 (1978),
cert. denied 440 U.S. 950 as follows:

On the morning of December 7, 1975,
appellant, Jimmy Lee Clark, and a com-
panion, Willie Jones, drove from Cuyahoga
County to a gas station located just off
Interstate 90 in Lake County. Upon their
arrival the two men entered the gas
station and confronted the attendant,
Joseph H. Bradshaw, who was sitting on a
stool in the front office. When Jones
produced a handgun, Bradshaw reached
into his pocket and gave Jones his money.
Appellant and Jones then ordered Brad-
shaw back into the bay area of the gas
station, where Bradshaw was made to lie
on the floor while his coin changer and
wallet were removed. Thereafter, appel-
lant went into a back room and removed
some coins from a money box. Following
this, Jones marched Bradshaw into the
back room, from which appellant heard
the sound of two gunshots as he was
exiting the back room. Appellant and
Jones then departed in their vehicle, and
soon afterward Bradshaw was discovered
lying dead, face down in the back room,
with bullet wounds in the head and neck.

Mr. Clark has alleged three grounds in his petition.
Respondent does not contend he has failed to exhaust
state remedies with reference to the first two grounds,
but has raised a related issue with reference to the third
ground, which issue will be considered when that ground
is discussed.

‘

Peitioner contends his right to due process was
violated by reason of the jury instructions in his case.

Petitioner bases his claim upon the following portion of
the instructions (Transcript, Vol. 4, pp. 390-391):

It must be established in this case that at
the time in question there was present in
the mind of the defendant and/or his
accomplice a specific intention to cause
the death of Joseph H. Bradshaw, Jr.

Petitioner contends this instruction made it possible to
convict him on no evidence that he possessed a purpose
to kill since it allegedly informed the jury that it was
sufficient if the accomplice had a purpose to kill.

The Due Process Clause protects the accused against
conviction except upon proof beyond a reasonable doubt
of every fact necessary to constitute the crime with
which he is charged; Sandstrom v. Montana, U.S.
47 U.S.L.W. 4719 (1979); /n re Winship, 397 U.S.
358 (1970). An essential element of the crime of aggra-
vated murder in Ohio is an intent or purpose to kill,
State v. Clark, supra; State v. Lockett, 49 Ohio St.2d 48
(1976), aff'd on other grounds, 438 U.S. 586 (1978).
Accordingly, due process required that the court instruct
the jury that to convict Mr. Clark of aggravated murder it
must, among other elements, find that he possessed an
intention or purpose to kill. In determining whether the
jury was correctly instructed as to the element of purpose
a single instruction to the jury may not be judged in
artifical isolation, rather it must be viewed within the
context of the overall charge, Cupp v. Naughten, 414
U.S. 141 (1973).

During the course of its instructions the court
informed the jury that petitioner was presumed to be
innocent (T, Vol. 4, p. 383). The court subsequently
instructed the jury (T 390):

Before you can fina the Defendant guilty
of aggravated murder you must find
beyond a reasonable doubt that Joseph
Bradshaw, Jr. was a living person; that his
death was caused by the Defendant in
Lake County, Ohio on or about the 7th
day of December, 1975; that the killing
was done purposely and that the killing
was done while the Defendant was com-
mitting aggravated robbery.

The court then defined purpose, wherein was
inserted the sentence emphasized herein by the petitioner
(T 390-391). The court then defined an accomplice and
further noted in part that, ‘When two persons have a
common purpose to commit a crime and one does one
part and a second performs another, those acting together
are equally guilty of the crime.” (T 391). The court
quoted Ohio Rev. Code Section 2923.03 for the jury as
follows (/d.):

No person acting with the kind of cul-
pability required for the commission of an
offense shall do any of the following: Aid
or abet another in committing the offense.

The court then instructed (T 391):

Before you can find Jimmy Lee Clark
guilty of aggravated murder in the first
count of the indictment you must find
beyond a reasonable doubt that he aided,
abetted, assisted or encouraged another,
Willie Jones, to purposely cause the death
of Joe Bradshaw, Jr.

The charge of aggravated murder against petitioner
also had a specification that he committed the crime

while also committing aggravated robbery. The court
instructed the jury that the issue surrounding the specifi-
cation raised a separate question. As noted by the court
(T 394), ‘That separate question which you will be called
upon to decide is, did the Defendant, Jimmy Lee Clark,
purposely cause the death of Joseph Hiram Bradshaw, Jr.,
while committing aggravated robbery.” (T 393) The
court then informed the jury that a finding a guilty on
this question “must be proved beyond a reasonable
doubt” (/d.).

When the one sentence portion of the charge quoted
by petitioner is viewed in isolation use of the word “‘or”’
within the phrase “‘and/or’’ would potentially focus
attention of the jury only on whether petitioner's
accomplice had a purpose to kill. However, this sentence
was not prefaced by an instruction as to what elements
the state had to prove beyond a reasonable doubt. Con-
sideration of this isolated sentence within the context
of the overall instructions readily reveals that the jury
was instructed that it must find petitioner had the
purpose to kill if it was to find him guilty of aggravated
murder.

Petitioner also argues that the one sentence he
quoted created a presumption that he had the necessary
purpose or intent to kill, thus shifting the burden to him
to disprove same. The Fourteenth Amendment prohibits
a state from shifting to the defendant the burden of
disproving an element of the crime charged, Sandstrom,
supra; Mullaney v. Wilbur, 421 U.S. 684 (1975). How-
ever, the instructions do not contain language which
shifted the burden to the petitioner. Rather, petitioner's
argument is confined by the facts to whether the instruc-
tions properly informed the jury that it had to find be-
yond a reasonable doubt that petitioner had a purpose to
kill. As noted earlier, the instructions did so inform the
jury.

A-40
Wl

For his second ground petitioner contends his
conviction was based upon involuntary statements he
made to the police. Prior to trial petitioner filed a
motion to suppress any statements. The court conducted
an evidentiary hearing (see Transcript, Vols. 1 & 2),
found that petitioner made four oral statements, denied
the motion as to two of the statements, and ordered that
the other two be suppressed.

The first statement was made on the morning of
December 13, 1975, at the central police station in the
City of Cleveland (see Transcript, Vol. 3, pp. 249-254,
260-262). Petitioner’s fourth oral statement (the second
statement admitted into evidence) was made on the after-
noon of the same day in a police station in the City of
Willoughby, Ohio (Transcript, Vol. 3, pp. 263-265, 294-
296).

The testimony at the suppression hearing (that
testimony which was obviously credited by the court)
established that on the morning of December 13, after
being advised of his Miranda rights, petitioner waived his
rights and made an oral statement; however, when asked
to reduce his statement to writing he asked for an
attorney. The interrogation immediately ceased.

Subsequently petitioner was questioned on two
separate occasions, at which he gave further oral state-
ments. These statements were made later in the day on
December 13, and both were ordered suppressed.

Eventually petitioner was transferred from Cleveland
to Willoughby, Ohio, (where the murder had occurred)
for the purpose of processing. It had been agreed between
the respective police departments that he would then be
returned to the City of Cleveland, where he had initially
been arrested by Cleveland police officers in relation to
an unrelated charge.

After petitioner »was processed in Willoughby, Ohio,
the police made preparations to transport him back to
Cleveland. At this time the defendant, without being
asked any questions, voluntarily stated that he wished
to cooperate and make a further statement. He thereafter
signed a waiver of his Miranda rights (Transcript, Vol. 1,
Ex. 2). Moreover, a prosecuting attorney was called, who
advised him a second time of his Miranda rights (/d.,
Defendant’s Ex. A). A short preliminary conversation
between petitioner and the attorney was tape-recorded,
but at petitioner’s request it was turned off prior to
making any statement. Thereafter petitioner made an
oral statement, shortly after 3:30 p.m. on the afternoon
of December 13, 1975, to the Willoughby police officers
and prosecuting attorney. He was then asked if he would
agree to placing his oral statement on tape or in writing,
to which he responded in the negative and stated he
desired an attorney. At that time the questioning ceased
and the prosecuting attorney made the necessary arrange-
ments to obtain a defense attorney.

Although the trial court did not explicitly set forth
its reasons for suppressing two of the statements and
denying the motion to suppress the other two, it is
apparent from the testimony that the two middle state-
ments were suppressed by reason of petitioner’s eariier
request for an attorney, made initially after his first oral
statement at the Cleveland police station. It is also
apparent from the testimony that the court denied the
motion to suppress the first oral statement on the basis
that the had initially wa'ved his Miranda rights and did
not request an attorney until after his oral statement. It
is equally apparent that the fourth oral statement, made
in Willoughby, Ohio, on the afternoon of the same day,
was not suppressed, despite earlier requests for an
attorney, because that statement resulted from petitioner
initiating the conversation by voluntarily stating he
wanted to cooperate and make a statement, rather than
from petitioner being prodded to make a statement by
the police.

Petitioner is essentially restating allegations made
in his state court motion to suppress. The state court
hearing satisfied the Due Process Clause requirements
set forth in Jackson v. Denno, 378 U.S. 368 (1964).
Petitioner was represented by counsel throughout the
hearing on his motion to suppress. He was able to testify
on his own behalf, and no restraints were placed on the
subject matter of his testimony.

Based upon the evidence and the rulings at the
state hearing, the fact petitioner refused to have his
initial oral statement taped or reduced to writing until
after talking to an attorney did not negate the voluntari-
ness of his earlier oral statement, see Harris v. Riddle, 551
F.2d 936 (4th Cir. 1977), cert. denied 434 U.S. 849;
Hill v. Whealon, 490 F.2d 629 (6th Cir. 1974). Under
these circumstances his first oral statement was voluntarily
made.

The second oral statement, made at the Willoughby,
Ohio, police station in the afternoon of the same day,
requires separate analysis. The right to have an attorney
present during questioning is central to Fifth Amendment
protection. Once the accused requests an attorney the
state bears a heavy burden to show that the subsequently
waived his right to the presence of an attorney, Mag/io
v. Jago, 580 F.2d 202 (6th Cir. 1978); United States v.
Nixon, 571 F.2d 1121 (9th Cir. 1978). Indeed, Mag/io,
supra, indicates that the Supreme Court has strongly sug-
gested a per se rule barring custodial interrogation of a
suspect after a request for counsel has been made; how-
ever, Maglio did not actually reach the issue of whether
a per se rule is required. Other courts which have reached
that issue have overwhelmingly held there is no per se
rule, see White v. Finkbeiner, 611 F.2d 186, 192 (7th
Cir. 1979), and cases cited therein.

The general test for a waiver of an individual's
constitutional rights is whether the government has

shown an intential relinquishment or abandonment of a
known right or privilege, White. The factors which courts
have considered to determine whether a prior request for
counsel has been subsequently waived are the accused's
background, experience, and conduct; whether the
accused initiated the contact which led to the statement
being made; the time delay between the original request
for an attorney and subsequent interrogation; and the
general circumstances surrounding the subsequent waiver,
see White; Maglio, supra.

In the instant case it was the petitioner who initiated
further communication with the police. His Miranda
rights were reexplained, and he then signed a written
waiver. He was informed of his Miranda rights still
another time, by a prosecuting attorney, prior to making
his oral statement. The prosecuting attorney suggested
that prior to making a statement the petitioner “think
about it” for awhile (Transcript, Vol. 1, Defendant's
Ex. A). What occurred in petitioner’s case comes close
to the following comment in Maglio, supra, at p. 206:

If the police had reexplained Maglio’s
rights and then withdrawn, allowing the
boy to consider his alternatives, and he
had then initiated further communication
with the police, we would be able to find
a waiver....

Considering all the circumstances, most notably the fact
that petitionier initiated the communication with the
Willoughby police, his oral statement was made
voluntarily.

Even assuming that admission of the second oral
statement was constitutional error, there was otherwise
such overwhelming evidence of guilt (particularly his first

oral statement, which was substantially the same as the
second) to render admission of the second statement
harmless error, see Milton v. Wainwright, 407 U.S. 371
(1972).

Petitioner’s third ground is that his consecutive
sentences for aggravated murder and aggravated robbery
violate his right against double jeopardy. Petitioner did
not raise this issue in his state court appeal. Respondent
contends that he is thus barred from presenting this issue
in a petition for a writ of habeas corpus, citing Wainwright
v. Sykes, 433 U.S. 72 (1977) and Francis v. Henderson,
425 U.S. 536 (1976). In Keener v. Ridenour, 594 F.2d
581 (6th Cir. 1979) it was noted that if the state can
show a prisoner “deliberately bypassed’’ state remedies
or is precluded from raising his claim through “‘inexcusable
procedural default’’ of a state rule or provision, federal
habeas corpus relief is precluded, citing, among others,
Wainwright, supra and Francis, supra. Apparently the
state in Keener, supra, failed to make the necessary show-
ing since Keener ruled that the petitioner therein had
exhausted state remedies. in the instant case respondent
has also failed to make any showing. Petitioner has ex-
hausted his state remedies as to this issue.

Consideration of the issue on its merits demonstrates
that it borders on the frivolous. Double jeopardy is
involved only where there has been either multiple
punishment for the same offense or successive prosecu-
tions for the same offense, see United States v. Wilson,
420 U.S. 332 (1974); North Carolina v. Pearce, 395 U.S.
711 (1969). Successive prosecutions of either the same
or different offenses are not involved herein, since
petitioner was prosecuted only once for the crimes of

aggravated robbery and aggravated murder. His consecu-
tive sentences for the two crimes did not represent
multiple punishment for the same offense since the
elements of aggravated murder under Ohio Rev. Code
Section 2903.01(B) are not the same as the elements of
aggravated robbery pursuant to Ohio Rev. Code Section
2911.01, thus they are not the same offense. Among
other elements, aggravated murder requires proof that an
individual was purposely killed by the accused. These
elements are not present in aggravated robbery.

RECOMMENDATION

it is recommended that the petition for a writ of
habeas corpus be denied.

Dated: Ocrober 30,1980 /s/ signature deleted
Jack B. Streepy
United States Magistrate

55 Ohio St.2d) STATE v. CLARK. 257
Statement of the Case.

THE STATE OF OHIO, APPELLEE,
v. CLARK, APPELLANT.

[Cite as State v. Clark (1978), 55 Ohio St.2d 257.)

Criminal law—Aggravated murder—During commission of
armed robbery—Purposeful intent to kill—Estab-
lished, how.

Where the record in a prosecution for aggravated murder
committed during the commission of an armed rob-
bery established that the participants in the offense
entered into a common design to commit the armed
robbery by the use of force, violence and a deadly
weapon and all the participants were aware that an
inherently dangerous instrumentality was to be em-
ployed to accomplish the felonious purpose, a
homicide occurring during the commission of the
felony is a natural and probable consequence of the
common plan which must be presumed to have
been intended, and such evidence is sufficient to
allow a jury to find a purposeful intent to kill.
(Paragraph three of the syllabus in State v. Lockett,
49 Ohio St.2d 48, approved and followed.)

(No. 77-909—Decided August 16, 1978.)
APPEAL from the Court of Appeals for Lake County.

On the morning of December 7, 1975, appellant,
Jimmy Lee Clark, and a companion, Willie Jones, drove
from Cuyahoga County to a gas station located just off
Interstate 90 in Lake County. Upon their arrival the two
men entered the gas station and confronted the attendant,

Joseph H. Bradshaw, who was sitting on a stool in the
front office. When Jones produced a handgun, Bradshaw
reached into his pocket and gave Jones his money. Appel-
lant and Jones then ordered Bradshaw back into the bay
area of the gas station, where Bradshaw was made to lie
on the floor while his coin changer and wallet were re-
moved. Thereafter, appellant went into a back room and
removed some coins from a money box. Following this,
Jones marched Bradshaw into the back room, from which
appellant heard the sound of two gunshots as he was exit-
ing the back room. Appellant and Jones then departed in
their vehicle, and soon afterward Bradshaw was discover-
ed lying dead, face down in the back room, with bullet
wounds in the head and neck.

On December 31, 1975, the Lake County Grand
Jury returned an indictment charging both appellant and
Jones with one count of aggravated murder with a specifi-
cation, and with one count of aggravated robbery. After a
series of pre-trial motions appellant's trial began on
March 9, 1976. The jury returned a verdict of guilty on
all charges on March 22, 1976.

A mitigation hearing was held on May 19, 1976, at
the close of which the court found that a mitigating cir-
cumstance had been established. Appellant was there-
upon sentenced to life imprisonment on the first count
and 7 to 25 years on the second count, with the two
terms to run consecutively.

On appeal, the Court of Appeals affirmed the trial
court’s judgment.

The cause is now before this court pursuant to the
allowance of a motion for leave to appeal.

Mr. John E. Shoop, prosecuting attorney, Mr. David
L. Lavinder and Mr. Gregory C. Sasse, for appellee.

A-48

Mr. Albert L. Purola and Mr. John Winthrop Ours,
for appellant.

CELEBREZZE, J. Appellant does not deny that he
aided and abetted an aggravated robbery, but contests his
conviction for the crime of aggravated murder, with the
specification that the crime was committed during the
commission of an aggravated robbery.

In order to comprehend the foundation of appel-
lant’s argument three statutes must be examined, the “irst
of which, R. C. 2903.01(B), is the aggravated murder
statute under which appellant was charged as an aider and
abettor. This section provides:

“No person shall purposely cause the death of
another while committing or attempting to commit, or
while fleeing immediately after committign or attempting
to commit kidnapping, rape, aggravated arson or arson,
aggravated robbery or robbery, aggravated burglary or
burglary or escape.” ~~

The second statute is the complicity section, R. C.
2923.03, which reads in pertinent part:

“(A) No person, acting with the kind of culpability
required for the commission of an offense, shall do any
of the following:

“* * >.

“(2) Aid or abet another in committing the
offense.”

The third statute is R. C. 2901.22(A), which defines
the culpable mental state of purpuse, as follows:

“A person acts purposely when it is his specific in-
tention to cause a certain resu!t, or, when the gist of the
offense is a prohibition against conduct of a certain
nature, regardless of what the offender intends to accom-
plish thereby, it is his specific intention to engage in
conduct of that nature.”

In view of the above-quoted sections appellant con-
tends that to convict him of the crime of aggravated mur-
der with the particular specification, it was necessary for
the state to prove that he possessed the specific intention
to kill, and that specific intent to kill may not be pre-
sumed as being the natural, reasonable and probable
consequence of engaging in an aggravated robbery.

Appellant’s position is in direct opposition to the
majority holding of this court in State v. Lockett (1976),
4S Ohio St. 2d 48, 58-62,* a case in which the facts were
parallel to the facts in the cause at bar. Our examination
of the record in the instant cause establishes that appel-
lant participated in the planning and commission of the
robbery, and also acquiesced in the employment of a
deadiy weapon to accomplish this crime. Under these
circumstances appellant must have realized that the
victim’s life would be endangered by the manner and
means of performing the act conspired, and accordingly,
appellant is bound by the consequences naturally result-
ing from the furtherance of the conspiracy to commit
the aggravated robbery. We therefore hold that the jury
had before it sufficient evidence from which to find that
appellant possessed a purposeful intent to kill.

The judgment of the Court of Appeals is hereby
affirmed.
Judgment affirmed.

HERBERT, P. BROWN, SWEENEY and LOCHER,
JJ., concur.

O'NEILL, C.J., and W. BROWN, J., concur in the
judgment with regard to the conviction for aggravated
robbery. State v. Lockett (1976), 49 Ohio St. 2d 48.

*This issue was not resolved by the United States Supreme Court in
its decision involving Lockett v. Ohio (1978), | 57 L. Ed. 973.

It is ordered that a special mandate issue out of this
Court directing the Trial Court to carry this judgment
into execution. A certified copy of this Entry shall con-
stitute the mandate pursuant to Rule 27 of the Rules of
Appellate Procedure. Exceptions.

/s/ ROBERT E. COOK
/s/ ALFRED E. DAHLING
/s/ EDWIN T. HOFSTETTER

Judges

OPINION OF THE COURT OF APPEALS OF
LAKE COUNTY, OHIO

(Dated May 31, 1977)

Case No. 6-017
COURT OF APPEALS OF OHIO
ELEVENTH DISTRICT
LAKE COUNTY

STATE OF OHIO,
Appellee,

vs

JIMMIE LEE CLARK,
Appellant.

OPINION
DAHLING, J.
This is an appeal from a judgment of the Court of

Common Pleas of Lake County wherein after a trial by
jury the defendant was found guilty of Aggravated Murder

in violation of Section 2903.01 with specifications of
aggravated circumstances of Aggravated Robbery and the
defendant was found guilty of Aggravated Robbery in
violation of Section 2911.01. Defendant was sentenced
to life imprisonment for Aggravated Murder and to seven
to twenty-five years for Aggravated Robbery with the
time to be served consecutively.

The defendant-appellant has presented the follow-
ing Assignments of Error for review:

“1. The trial court erred in overruling the defen-
dant’s motion to cuppress evidenc directed at the
statements obtained at the Cleveland Police Station
and the Willoughby Police Station.

2. The verdict is against the weight of the evi-
dence and the judgment is contrary to law in that
the evidence is insufficient to sustain the conviction
of aggravated murder and the trial court erred in
denying the appellant’s motions for a judgment of
acquittal.

3. The trial court erred in charging the jury on
the law as it applies to complicity.

4. The trial court erred in denying the appellant's
motion to dismiss the indictment for aggravated mur-
der and the specification of an aggravating circum-
stance on the ground that the manner in which the
penalty is determined pursuant to Revised Code Sec-
tion 2929.03 has a chilling effect on the exercise of
the right to trial by jury.

5. The trial court erred in denying appellant's
motion to dismiss the specification of an aggravat-
ing circumstance and in denying appeliant’s motion
for a judgment of acquittal on the ground that a
specification of aggravated robbery is insufficient to

charge a capital offense where the principal offense
also is stated in terms of the same aggravated
robbery.”

These Assignments of Error are without merit.

The first Assignment of Error is that certain state-
ments of the defendant given at the Cleveland Police Sta-
tion and Willoughby Police Station should have been sup-
pressed. This Assignment of Error is without merit as the
Record discloses that appellant gave the statements vol-
untarily after having been advised of his rights. Appel-
lant’s willingness to give an oral statement but not a
taped or written statement is attributable to his desire to
bargain for a reduced charge.

The Brief of Mr. Gregory Sasse, Assistant Prosecut-
ing Attorney, succinctly summarized the appellant’s
motives and objectives in giving an oral statement:

“ae

Without actually knowing what rule he sought to
invoke he had probably become aware of technicali-
ties which he knew had freed obviously guilty men
and which had rationales which made no sense to
him, and he wanted to hold the option open that
he could benefit from such rule. Who is to say that
appellant was mistaken? He has succeeded in his
every objective. His accomplice has been caught,
the death penalty has been avoided, and he has a
shot at overturning his conviction which is based
entirely upon the fact that he refused to put his
statement on tape or in writing. To be sure, he may
have misunderstood the extent to which he weakened
his bargaining position by the making of his oral
statement and by the waiving of his right to counsel,
but then nobody is perfect.”

The second Assignment of Error is answered by
State v. Lockett, 43 Ohio St.2d 48 (1976) Syllabus 3 and
4, which state as follows:

“3. Where the record in a prosecution for aggra-
vated murder committed during the commission of
an armed robbery establishes that the participants in
the offense entered into a common design to commit
the armed robbery by the use of force, violence and
a deadly weapon and al! the participants were aware
that an inherently dangerous instrumentality was to
be employed to accomplish the felonious purpose, a
homicide occurring during the commission of the
felony is a natural and probable consequence of the
common plan which must be presumed to have been
intended, and such evidence is sufficient to allow a
jury to find a purposeful intent to kill.

4. if a conspired robbery, and the manner of its
accomplishment, would be reasonably likely to pro-
duce death, each person engaged in the common
design to commit the robbery is guilty with the
principal killer as an aider and abetter in the homi-
cide although not actually present at the time of the
homicide, and a purposeful intent to kill by the
aider and abetter may be found to exist beyond a
reasonable doubt under such circumstances.”

The third Assignment of Error is similar to the
second Assignment of Error Except that it concerns the
Trial Court’s “instructions to the jury” as it pertains to
complicity.

In addition to State v. Lockett, supra, see State v.
Doty, 94 Ohio St. 258 (1916) wherein the Court stated:

“Where. . .[an] unlawful act wes contemplated in

the original conspiracy, although not identical with
or similar to the criminal act charged, if the conspired

ee

unlawful act and the manner of its performance
would be reasonably likely to produce death, each
conspirator is equally guilty with the principal
offender, as an aider and abetter in the homicide, al-
though such aider and abettor was neither present
nor had knowledge of the physical killing or of the
weapon used.”

We are of the opinion State v. Doty is still good law
and the Trial Court did not err in instructing the jury on
complicity.

The fourth Assignment of Error is that the manner
in which the penalty is determined in R.C. 2929.03 has a
chilling effect on the exercise of the right to trial by jury.
The appellant chose to havea jury trial and was sentenced
to life so this Assignment of Error is not pertinent to the
case sub judice. However, the Court in State v. Be//, 48
Ohio St.2d 270 (1976), responded to this issue in Para-
graph 1 of the Syllabus:

“A defendant is not coerced or impelled to waive his
constitutional right to a jury trial by R.C. 2909.03
[C] [1], [2], and [E], under the provisions of which
an offender who waives jury trial need persuade
only one member of the three-judge pane! at the
mitigation hearing to avoid imposition of the death
penalty.”

Appellant's final (fifth) Assignment of Error com-
plains that the indictment stated both the principal
offense and the specification of an aggravated circum-
stance in terms of the same aggravated robbery. Appel-
lant’s Reply Brief makes the astute observation that the
death penalty is not provided for the cold-blooded, lying-
in-wait killing. It can be argued that the lying-in-wait
killing is more heinous than an accomplice to an armed
robbery murder as in the instant case.

Also, the appellant makes the following commentary
to support this Assignment of Error:

“In this case and in every other indictment drawn
like it there is no legal or logical possibility of a not
guilty verdict on the specification since by the time
the jury reached that question under R.C. 2929.03
[B] they would have already satisfied themselves
beyond a reasonable doubt as to the factual issues
presented by the specification. If the principal
charge is robbery-murder and the specification is
robbery-murder, based on the same robbery as here,
by duplicating the same allegations and calling one a
principal charge and one a specification, the prose-
cuting attorney has turned an offense that when
written once is a life offense into a death offense by
writing it twice.

It is undeniable that no possibility exists for an
acquittal on the specification and that fact alone
rende. meaningless that part of the indictment.

What Ohio prosecutors have been unable to
fathom apparently is that robbery-murder cases are
no longer capital crimes all by themselves. The
popular consensus is that Ohio has retained the
death penalty for certain felony murders and that is
not the fact.”

The appellant was sentenced to life imprisonment so
the Motion to Dismiss the specification of the aggravated
circumstance was not prejudicial. In addition, we agree
with the foilowing summary from the Brief of Mr. Sasse:

“The crux of appellant's dissatisfaction lies with
the fact that in his case the proof of one event, to-
wit: the robbery, triggers two legal consequences,
one regarding liability for murder and one regarding
sentencing. Appellant is not entitied, as a matter

of law, to two factual determinations because there
is no right to an equal opportunity to escape punish-
ment for crimes which one has committed. There
is nothing inherently unjust in the situation where
one factual event brings about two legal results as
regards criminal liability. For example, if a 17 year
old and a 19 year old engage in petty theft, the 19
year old is also liable for contributing to the delin-
quency of a minor. Where the policy reasons appro-
priately fit the facts there is no injustice. A situation
which would be unjust and arbitrary would be
found if a lesser felony which is included in a homi-
cide could be used via the felony-murder rule to
elevate the homicide to the level of aggravated mur-
der. However, such is not the case since the law
requires that the elements of the felony differ from
those elements which are included in the homicide
charge for the felony-murder rule to apply.

In appellant’s case no injustice has resulted from
charging him with a specified aggravating circum-
stance of aggravated robbery when similar lanquage
was used in describing the principal charge.

The State of Ohio has followed the law and pro-
cedure 3s cutlined and as intended by the legislature
and should be required to do no more than that.”

For the foregoing reasons the Assignments of Error
of the appellant are found without merit and the judg-
ment is affirmed.

JUDGE ALFRED E. DAHLING

COOK, P.J.,

HOFSTETTER, J., Concur.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385009_1201%3A1. Public record. Not legal advice.
