# Petition — Gray v. United States

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385009_0987%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1982
- **Citation:** 459 U.S. 1018

## Text

In Tar

Supreme Court of
Che Hnited States

ROBERT LEE GRAY,

Petitioner
vs.

THE UNITED STATES OF AMERICA,

Respondent

PETi.:1ON FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

CARL M. STEIN

(Counsel of Record)
JENNINGS §& JENKS
3435S American River Drive
Suite C
Sacramento, CA 95825
Telephone: (916)482-4910

i
QUESTIONS PRESENTED

I
WHETHER PETITIONER IS ENTITLED TO REPRE-
SENTATION OF COUNSEL UNHAMPERED BY CON-
FLICT OF INTEREST.

II
WHETHER, AT THE VERY LEAST, PETITIONER IS
ENTITLED TO AN EVIDENTIARY HEARING ON HIS
CLAIM OF INADEQUATE REPRESENTATION DUE TO
A CONFLICT OF INTEREST ON THE PART OF HIS
ATTORNEY .

a

ii

INDEX
Questions Presented............... i
Opinions Below.........ceneeeveees 1
PRA SGCER Eas wc pwc cccubesdeuwes ic 2
Statute Involved.......cesceeeeces 2
Statement Of Case...... cee ceeveeee 3
Reasons for Granting Writ......... 11
GORE LUGE GR o ooo ewe we ecvcesssiccece 12

Appendix A

Memorandum of BROWNING, Chief
Justice, MERRILL and WRIGHT,
Circuit Judges,

United States Court of Appeals
for the Ninth Circuit

OE Fee Ben BOGR 6 a0 66d 0 cv:cdeeeines 15

Order of BROWNING, Chief Justice,
MERRILL and WRIGHT, Circuit
Judges,

United States Court of Appeals
for the Ninth Circuit

OF Ew 24, 2982. chi cdsececn beesel
Exhibit 1]
Affidavit of Robert Gray.......... 19

iii
TABLE OF CASES

Brown v. United States (1982) ;
Ce SOS £hl hoo ereyy BER Oo Rae

STATUTES
Sixth Amendment of the Constitution
of the United States.........e465. 2,7,11
Title 28 U.S.C. Section 1254(1)...... 2
Title 21 U.S.C. Section 941(a)(1).... 3
Title 28 U.S.C. Section 2255......... $,11

Rule 35 of the Federal Rules of
Criminal Procedure in the
B.S. DESCKICS GOMER. oc dccvee cece sc 5

IN THE SUPREME COURT OF THE UNITED STATES
October Term, 1982
No.

ROBERT LEE GRAY, PETITIONER

v
UNITED STATES OF AMERICA, RESPONDENT
PETITION FOR A WRIT OF CERTIORARI TO THE

UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

To the Honorable, the Chief Justice and
Associate Justices of the Supreme Court
of the United States:

Robert Lee Gray, the Petitioner
herein, prays, that a Writ of Certiorari
issue to revicw the denial of appeal by
the United States Court of Appeals for the
Ninth Circuit entered in the above entitled
case on May 24, 1982 and the Court's denial
of Petitioner's petition for rehearing and
Suggestion for rehearing en banc on

July 14, 1982.
OPINIONS BELOW

The opinions of the Court are

printed in Appendix A hereto, infra, pages

15 through 18.
JURISDICTION

The United States Court of Appeals
for the Ninth Circuit denied Petitioner's
timely appeal on May 24, 1982 (Appendix A,
infra, page 15). A timely petition for
rehearing was denied on July 14, 1982
(Appendix A, infra, page 18). The juris-
diction of the Supreme Court is involved
under Title 28 U.S.C. Section 1254(1).

STATUTE INVOLVED
The Sixth Amendment of the Consti-

tution of the United States provides as
follows:
"In all criminal prosecutions, the
accused shall enjoy the right to
a speedy and public trial, by an
impartial jury of the State and
district wherein the crime shall
have been committed, which dis-

trict shall have been previously

a

n>.

3

ascertained by law, and to be
informed of the nature and cause
of the accusation; to be con-
fronted with the witnesses
against him; to have compulsory
process for obtaining witnesses
in his favor, and to have the
assistance of counsel for his
defense."

STATEMENT OF THE CASE
On December 16, 1977, Petitioner

and a certain Marie A. Patzig were ar-
rested and charged with violation of
Title 21 U.S.C. Section 941(a)(1), Posses-
sion of with intent to distribute a con-
trolled substance.

Petitioner and Marie Patzig were
both represented by Marie Patzig's attor-
ney. Pursuant to the "stipulation rela-
tive to court trial" the Court was author-
ized, in determining guilt, to use all
Stipulations, evidence submitted at the

~

4
hearing of supprssion of evidence, all
memorandum in supdort thereof, and other
matters of recor¢ before the United States
District Court.

Pursuant to the Statement of Facts
submitted by Appellant's attorney, "Marie
A. Patzig after the search of Appellant's
residence was arrested in December 16,
1977, with the probable cause being based
on (1) the fact that approximately 219
grams gross weight of cocaine was discov-
ered in her brown flight bag that she had
identified to Agent Cameron, (2) the fact
that the 1977 Chevrolet was rented to
Patzig, and (3) the fact that 24.4 grams
gross weight of cocaine was discovered in
a Texas Instruments computer that also
contained Patzig's social security card.”

At the time that the stipulation
was filed and discussed with Petitioner,
he expressed concern as to the word

"possess" in the stipulation because the

5
cocaine was brought in against his will.

The Court, in response to Petitioner's
inquiries, asked if he knew the cocaine
was in his home and he said “Yeah, wher.
they told me."

The Court, then based on the stipu-
lated facts, found Petitioner guilty of
the charge.

On January 4, 1979, Petitioner filed
a Notice of Appeal from the Judgment with
the United States District Court for the
Eastern istrict of California.

On August 7, 1980, judgment was
affirmed.

A subsequent petition for a rehearing
was filed and denied by this Court on
September 9, 1980.

On October 27, 1980, Petitioner filed
a motion for relief pursuant to Title 28
U.S.C. Section 2255 and Rule 35 of the
Federal Rules of Criminal Procedure in the
U.S. District Court.

A

a ae

6

On February 18, 1981, the U.S. District
Court issued its partial denial of the
motion for relief.

On April 28, 1982, the U.S. District
Court denied the motion for relief.

On May 5S, 1981, Petitioner filed his
Notice of Appeal with the Ninth Circuit
Court of Appeals.

On May 24, 1982, Petitioner's appeal
was denied.

On July 14, 1982, Petitioner's motion
for rehearing was denied.

On August 13, 1982, Petitioner's
motion to vacate mandate was denied.

Among other points, Robert Lee Gray
has maintained that he was represented by
an attorney, James McCabe, who also repre-
sented a Marie Patzig who was arrested
with Gray but released through Mr. McCabe's
efforts. Mr. Gray has further maintained
that Marie Patzig paid Mr. McCabe's legal :

fees. Mr. Gray's premise is that he agreed

aC

7
to a stipulated set of facts which amounted
to a plea of guilty on the advice of
Mr. McCabe without the effective and impar-
tial assistance of independent counsel.

Both the United States District Court
and the Ninth Circuit Court of Appeals has
consistently held that Gray is not entitled
even to a full evidentiary hearing on this
point.

The legal issue here is, of course,
the right to representation free from con-
flict of interest under the Sixth Amendment
to the Constitution of the United States.

See Cuyler v. Sullivan (1980) 446 U.S. 335;

Holloway v. Arkansas (1978) 435 U.S. 475,
481 .

Indeed, the Ninth Circuit Court of
Appeals has recognized that a defendant is
entitled to a full evidentiary hearing on

the issue of a conflict of interest. See

Brown v. United States (1982) 665 F.2d 271.

8

The apparent problem in the instant
case is whether there has been a sufficient
demonstration of the conflict of interest.

It is submitted that the affidavit of
Robert Gray, attached hereto as Exhibit 1
for the Court's convenience, read in light
of the Supreme Court holdings under

Sullivan - Holloway, supra, as more clearly

spelled out in Wood v. Georgia (1980)

450 U.S. 261, meets the threshhold test.
This Court will recall that in Wood v.
Georgia, supra, this Court held as follows:
"Courts and commentations have
recognized the inherent dangers
that arise when a criminal de-
fendant is represented by a
lawyer hired and paid by a third
party..."
"On the record before us, we can-
not be sure whether counsel was
influenced in his basic strategic

decisions by the interests of the

By
_—

9

employer who hired him. If this
was the case, the due process
rights of petitioners were not
respected at the revocation
hearing, or at earlier stages of
the proceedings below. It is,
however, difficult for this court
to determine whether an actual
conflict of interest was present,
especially without the benefit
of briefing and argument on this
issue. Nevertheless, the record
does demonstrate that the possi-™
bility of a conflict of interest
was sufficiently apparent at the
vime of the revocation hearing
to impose upon the court a duty
to inquire further. 18"

Footnote 18 in pertinent part holds
as follows:

"Moreover, Sullivan mandates a

reversai when the trial court

> -
ta

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has failed to make an inquiry
even though it knows or reason-
ably should know that a partic-
ular conflict exists."
The Supreme Court concluded as
follows:

"For these reasons, we base our
decision in this case on due pro-
cess grounds. The judgment be-
low is vacated and the case
remanded with instructions that
it be returned to the State
Court of Fulton County. That
court should hold a hearing to
determine whether the conflict
of interest that this record
strongly suggests actually
existed at the time of the pro-
bation revocation or earlier.
If the court finds that an
actual conflict of interest

existed at that time, and that

ll

there was no valid waiver of the

right to independent counsel, it

must hold a new revocation hearing
that is untainted by a legal
representative serving conflicting
interests."

This conflict of interest claim was
made by Gray on several occasions to the
trial judge during the motion to vacate
judgment (28 U.S. 2255).

REASONS FOR GRANTING WRIT

Petitioner has not and is not claiming
that multiple representation alone or the
possibility of a conflict of interest vio-
lates the Sixth Amendment to the Constitu-
tion of the United States of America.

However, Petitioner does claim that,
at the very least, he was entitled to a
full evidentiary hearing on his motion to
vacate judgment (<8 U.S. 2255) raising the
issue of conflict of interest.

When an individual is persuaded by an

12
attorney to plead guilty when that attorney
is being paid by a third party who is |
charged with the same crime and subsequently
released, it cannot be seriously argued
that an individual has received the protec-
tion and the rights accorded to his or her
under the Sixth Amendment to the Constitu-
tion of the United States.

This is especially true in a situation
where an individual had maintained his
innocence and the only other individual to
whom the controlled substances could have
belonged was Marie Patzig.

CONCLUSION

It is submitted that Petitioner is

entitled to an evidentiary hearing on his
claim of conflict of interest.
Respectfully submitted,
CARL M. STEIN

13
CERTIFICIATE OF SERVICE
I, Carl M. Stein, a member of the Bar of
this Court and counsel of record for
petitioner, hereby certify that on this

QCT OS cc tomer, 1982, I served

three (3) copies of the foregoing “Petition

For A Writ Of Certiorari To The United
States Court Of Appeals For The Ninth
Circuit” upon the Solicitor General, Rex E£.

Lee, Department of Justice, Tenth and

Constitution Avenue, .C. 20530.

14

I, Carl M. Stein, do hereby say
as follows: :

1. That on pa Ms gf
I deposited in a United States Post Office
with first class postage prepaid, and
properly addressed to the United States
Supreme Court, I mailed this Writ of
Certiorari. Said mailing was done at the

Federal Post Offices, 2801 Arden Way,

Sacramento, California _—,

Dated: seihOd

/

Sworn to and subscribed before me on the

above written date.

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