# Appendix — Alvestad v. Monsanto Co.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1982
- **Citation:** 459 U.S. 1070

## Text

IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION

MRS. AAGE LASSE
ALVESTAD, ET AL

$
:
Plaintiffs :
3
vs. : CIVIL ACTION NO.
: H-79-1883
MONSANTO COMPANY, :
ET AL, : ‘
Defendants ;

MEMORANDUM AND ORDER:

This action was filed by Plaintiff, a
Norwegian national and personal represen-
tative of the deceased, for monetary damages
due to the death of Aage Lasse Alvestad.

It is alleged that decedent was working

off the Borgny Dolphin, a semi-submersible
drilling rig, in the English sector of the
North Sea and that his death was due to the
negligence of Defendants and unseaworthiness
of the rig. Recovery is sought pursuant to
the Jones Act, 46 U.S.C.A. 688, Death on the
High Seas Act, 46 U.S.C.A. 761 et seg., and
general maritime law. Currently pending

before the Court is Defendants’ motion to
dismiss based on limitations, and the un-
availability of American law and the appli-
cability of Norwegian and English law.
Although the death occurred on the high
seas, the Death on the High Seas Act ("DOHSA")
is inapplicable since the suit was instituted
after the statute's two-year limitation
period expirea.? 46 U.S.C. 763; Hassan v.

A. M. Landry & Son, Inc., 321 F.2d 570,

571 (5th Cir. 1963). Furthermore, since
DOHSA provides the “exclusive” remedy for
death on the high seas, Hlodan v. Ohio Barge

Line, Inc., 611 F.2d 71, 75 (5th Cir. 1980),

Plaintiff's remedy under general maritime

law is also foreclosed. Id; Mobil Oil Corp.
v. Higginbotham, 436 U.S. 618 (1978); Ivy v.

Security Barge Lines, Inc., 585 F.2d 732

(Sth Cir. 1978), reh. en banc, 606 F.2d 524
(5th Cir. 1979).

*/ the suit was originally instituted on
January 31, 1978, more than two years
after the alleged wrongful death on
March 22, 1975.

«Qe

With respect to the Jones Act claim
(applicable to the death of a seaman on
the high seas. Ivy, supra at 528), as well
as the general maritime and death on the
high seas 2 pee assuming for the sake
of argument that the DOHSA claim was timely
filed, chcice of law considerations2/ point
to the application of foreign law, not
American law, in view of the substantial
contacts with Norway and England. "The
broad principles of choice of law established

for Jones Act cases in Lauritzen v. Larsen,

345 U.S. 571 (1953), were declared equally
applicable to cases arising under the general

maritime law in Romero v. International
Operating Co., 358 U.S. 354, 381-4 (1959),
and have been applied to suits brought under

the Death on the High Seas Act. Symonette

27 the seven well-known factors of Lauritzen
are: (1) Place of the wrongful act,
Law of the Flag, (3) Allegiance or Domi-
cile of the Injured, (4) Allegiance of
the Defendant Shipowner, (5) Place of
Contract, (6) Inaccessibility of Foreign
Forum, and (7) The Law of the Forum. An
eighth factor added to the list in Hellenic
Lines v. Rhoditis, 398 U.S. 306 (1970), is

e of operations.

-3-

Shipyards Ltd. v. Clark, 365 F.2d 464 (5th
Cir. 1966)." Fitzgerald v. Texaco, 521 F.2d

448, 454 (2nd Cir. 1975), cert. denied, 423

U.S. 1052 (1976). Also see Ying Shive Jyu

Fen v. Sanko Kisen (USA) Corp., 441 F.Supp.

45 (S.D. N.¥. 1977). Additionally, in view
of the fact that dismissal of the foregoing
has been explained not only in terms of lack
of subject matter jurisdiction (particularly
with respect to a Jones Act count) but in
terms of forum non convenience (particularly
with respect to general maritime and Death
on the High Seas counts), or both, see
Gilmore & Black, The Law of Admiralty, 481-
482, 294 (2nd ed. 1975); Ying Shive Jyu Fen
v. Sanka Kisen (USA) Corp., supra, an appli-

cation of the factors in the landmark forum

non convenience case of Gulf Oil Corp. v.

Gilbert>/, 330 U.S. 501 (1947), is necessary

/ "Important considerations are the rela-
tive ease of access to sources of proof;
availability of ulsory process for
attendance of unwilling, and the cost
of obtaining attendance of willing,
witnesses; possibility of view of premises,

-4-

and compels this court to alternatively
decline jurisdiction. See Frangiskatos v.

Kon Kar Maritime Enterprises, 471 F.2d 714
(2nd Cir. 1972).

For the foregoing reasons this action is
DISMISSED.
Done at Houston, Texas, this 20th day of
August, 1980.
SIGNED: /NORMAN W. BLACK

UNITED STATES DISTRICT
JUDGE

37 (continued)
if view would be appropriate to the
action; and all other practical problems
that made trial of a case easy,

expedi-
tious, and inexpensive.” 330 U.S. at 508.
-S-

APPENDIX 1A

IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION

MRS. AAGE LASSE
ALVESTAD, ET AL

:
$
$
Plaintiffs, :
$
vs. ; CIVIL ACTION NO.
MONSANTO COMPANY, ; 8-79-1883
ET AL, :
:
Defendants :

FINAL JUDGMENT

From a consideration of the pleadings
and materials submitted in this cause, it
is the opinion of this Court that this
action should be and is hereby dismissed.

This is a FINAL JUDGMENT.

Costs will be awarded to the prevailing
party.

Done at Houston, Texas, this 20th day
of August, 1980.

SIGNED:

NORMAN W. BLACK
UNITED STATES DISTRICT
JUDGE

IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION

MRS. AAGE LASSE
ALVESTAD, ET AL,

$
:
$
Plaintiffs, :
$
vs. : CIVIL ACTION NO.
: H-79-1883
MONSANTO COMPANY, :
ET AL, :
3
Defendants :
| ORDER
Appearances: None
Counsel Representing
Motion (s) : ' Conference
Hearing
Plaintiff's Motion to Neither

Reconsider

Plaintiff filed this action originally
on January 31, 1978. On August 20, 1980,
the Court dismissed the complaint based
upon limitations, lack of subject matter
jurisdiction, and forum non convenience.
At a conference on September 18, 1980,
although Plaintiff argued that he needed

lq |

(a |
ae
> A

more time for discovery, his main argument
was with fifth Circuit precedent.

Additional discovery would not aid
Plaintiff in this matter. Plaintiff's argu-
ment is legal, not factual, and this Court
is not in a position to change Fifth Circuit
law.

Accordingly, Plaintiff's Motion to
Reconsider is DENIED.

SIGNED/

NORMAN W. BLACK

UNITED STATES DISTRICT
JUDGE

Date Order Entered:
9/22/80

ack

APPENDIX 3

MRS. AAGE LASSE :
ALVESTAD, ET AL :

:
vs. : CIVIL ACTION NO.

- : H-79-1883
MONSANTO COMPANY, $
ET AL :
ORDER

Appearances: None
Counsel Representing
Motion(s): Plaintiff's Conference
second motion for relief Hearing
from judgment Neither x

Since Plaintiff has filed a proper notice
of appeal from the Court's Order of Dismissal,
this Court is without jurisdiction to
consider Plaintiff's repetitious motion.
Kirtland v. J. Ray McDermott & Co., 568
F.2d 1166, 1170 (Sth Cir. 1978); United
States v. Dunbar, 611 F.2d 985, 987 (5th

Cir. 1980); 9 Moore’ Federal Practice,
Paragraph 203.11 at 3-48.

Date Order Entered: SIGNED/NORMAN W. BLACK
16, 19 UNITED STATES
DISTRICT JUDGE

oi! ae

APPENDIX 4

(Prom 671 Federal Reporter, 2d Series):
Mrs. Aage Lasse ALVESTAD, Individually
and as Representative of the Estate of
Aage Lasse Alvestad and Their Minor
Daughter, Plaintiff-Appellant,
v.

MONSANTO COMPANY, et al,
Defendants~-Appellees

Nos. 80-2157, 81-2015

United States Court of Appeals,
Fifth Circuit

April 1, 1982

Appeal was taken from judgment of
the United States District Court for the
Southern District of Texas, at Houston,
Norman W. Black, Jr., dismissing action
arising from death of diver working off a
semi-submersible oil rig in the North Sea
and from order of the district court denying
motion for reconsideration. The Court of
Appeals, Jerre S. Williams, Circuit Judge,
held that: (1) no unique circumstances were

shown justifying relief from timeliness of
requirement of rule requiring that notice of

appeal be filed within 30 days after entry

of judgment or order appealed from, in case

in which motion for new trial was not timely
filed, where trial court had not assured
appellant that her motion for new trial was
timely or that court was extending time for
filing notice of appeal, but at most acknow-
ledged approaching deadline and indicated
that it would try to accommodate appellant
with speedy disposition of her motion, and

(2) district court did not abuse its dis-

cretion in denying motion to reconsider,

under rule governing relief from judgment,
alleging only that the court had mistakenly
interpreted the law.

Affirmed.

**Due to his death on December 22, 1981,
Judge Ainsworth did not participate in.
this decision. The petition for rehearing
is being decided by a quorum. 28 U.S.C.
Section 46(d).

1. Federal Courts ... 668

District court's mere willingness to
entertain tardy motion for new trial
does not relieve prospective appellant
from responsibility for filing timely

notice of appeal. Fed.Rules. Civ.Proc. é
Rule 4, 28 U.S.C.A. .

-2- ryt
t Sg Te SEs aoe! | ete G

2. Federal Courts . . . 670

No unique circumstances were shown
justifying relief from timeliness of require-
ment of rule requiring that notice of appeal
be filed within 30 days after entry of judg-
ment or order appealed from, in case in
which motion for new trial was not timely
filed, where trial court had not assured
appellant that her motion for new trial was
timely or that court was extending time for
filing notice of appeal, but at most acknow-
ledged approaching deadline and indicated
thatit would try to accommodate appellant
with speedy disposition of her motion. F.R.
A.P. Rule 4(a)(1, 4, 5) 28 U.S.C.A.; Fed.
Rules Civ. Proc. Rules 59, 59(b), 60(b), 28
U.S.C.A.
3. Federal Courts ... 825

Review of district court's action deny-
ing motion to reconsider under rule relating
to relief from judgment was confined to
whether denial of motion constituted an
abuse of discretion. Fed.Rules Civ.Proc.

4. Federal Civil Procedure . .. 2656

Rule governing relief from judgment is
not an appropriate avenue for relief from
the trial court's mistakes of law. Fea.
Rules Civ.Proc. Rule 60(b), 28 U.S.C.A.
5. Federal Civil Procedure ... 2656

District court did not abuse its dis-
cretion in denying motion to reconsider,
under rule governing relief from judgment
alleging only that the court had mistakenly
interpreted the law. Fed.Rules Civ.Proc.
Rule 60(b), 28 U.S.C.A.

Law Offices of Benton Musslewhite, Inc.,
Benton Musslewhite, Houston, Texas, Louis
R. Koerner, Jr., New Orleans, La., for
plaintiff-appellant.

Vinson & Elkins, Steven K. DeWolf, Houston,
Texas, for Monsanto Co.

Baker & Botts, Randy McClanahan, Houston
Tex., for Monsanto Oil, Dolphin Inter.,
Inc. ’ S.A.

Appeals from the Writed States: District
Court for the Southern District of Texas.

Before THORNBERRY, TATE and WILLIAMS,
Circuit Judges.

JERRE S. WILLIAMS, Circuit Judge:

-4-

Aage Lasse Alvestad, a citizen of Norway,
was killed on March 22, 1975, while working
as a diver off the semisubmersible oil rig
Borgney Dolphin in the North Sea. The
Borgney Dolphin was a Norwegian vessel
operating under a contract with Monsanto
Oil Company of the United Kingdom, Inc.
(Monsanto UK), a wholly-owned subsidiary
of the United States-based Monsanto
Company. The 3X Diving Company, Alvestad's
immediate employer, had contracted with
Monsanto UK to provide diving services
for the drilling operation.

Alvestad's widow filed suit against
Monsanto and Monsanto UK in 1978, stating
causes of action under the Jones Act, 46
U.S.C. 688, the Death on the High Seas
Act (DOHSA), 46 U.S.C. 761-767, general
maritime law, and the Texas Wongful Death.
and Survival statutes, Tex.Rev.Civ.Stat.Ann.
arts. 4671-4678, 5525 (Vernon 1940 & Supp.
1980-1981). On August 20, 1980, the district
court granted Monsanto's motion to dismiss

-5-

the action and entered a final judgment to
that effect. In a Memcrandum and Order
filed with the judgment, the court ex-
plained that DOHSA's two-year statute of
limitations had expired prior to institution
of the suit, thereby barring any recovery
under that statute. It further found any
action pursuant to general maritime law
foreclosed because DOHSA is the exclusive
remedy for death on the high seas (citing
Hlodan v. Ohio Barge Line, Inc., 611 F.2d

71, 75 (5th Cir. 1980). The court also
found it necessary to decline jv.isdiction
regardless of the limitations problem be-
cause the lack of sufficient contacts be-
tween the action and this country indicated
that foreign rather than American law should
apply and that a federal district court
would be a forum non conveniens.

It is only with the entry of final judg-
ment against Mrs. Alvestad on August 20, how-
ever, that the critical period of this

ate

procedural history begins. On September 10,
1980, Mrs. Alvestad filed a "Motion to
Reconsider Order Dismissing Cause of Action
and Motion to Reinstate and Motion to Grant
a New Trial Pursuant to Rules 59 and 60 of
(Federal Rules of Civil Procedure).” The
court held a hearing on this motion on
September 18, at which plaintiff argued
that dismissal of the action was premature
because she had not yet completed her dis-
covery. Apparentiy hoping for a quick and
favorable response to her motion, plaintiff
filed no ». *tice of appeal from the final
judgment prior to September 19, when the
thirty-day deadline prescribed by Fed.R.
App.P. 4(a)(1) elapsed. On September 22,
the district court denied the Motion to
Reconsider, pointing out that the reason
for its original dismissal of plaintiff's
Ciaims was legal, not factual, and that
further discovery could avail plaintiff
nothing. Not until October 20 did plaia-
tiff file a notice of appeal.

-7-

Mrs. Alvestad now appeals both from the
final judgment dismissing her claims and
from the subsequent denial of her motion to
reconsider. As explained below, we con-
clude that we may not consider her appeal
from the judgment because her notice of
appeal was not timely filed. We further
find that the district court did not abuse
its discretion in denying the posttrial
motion to reconsider. Accordingly, we
affirm the judgment entered below.

The Appeal From Final Judgment

Rule 4(a)(1) of the Federal Fules of
Appellate Procedure requires that a notice
of appeal be filed “within 30 days after
the date of entry of the judgment or order
appealed from.” The district court entered
its judgment dismissing Mrs. Alvestad's
suit on August 20. She filed her notice
of appeal on October 20, sixty-one days
later and thirty-one days late. Consequently,
her appeal must fail unless she falls within
some susteiiion to the rule.

-8-

Rule 4(a) (4) provides that the filing
of a timely motion for a new trial] under
Fed.R.Civ.P. 59 will toll the running of
the period for filing an appeal until the
entry of an order denying the Rule 59
motion. Mrs. Alvestad filed her motions
pursuant to Rules 59 and 60(b) on September
10. This was eleven days after the ten-day
limit prescribed by Rule 60(b). Clearly
the motion for a new trial was not timely.
While conceding the tardiness of her
motion, Mrs. Alvestad presses upon us the
applicability of a judicially created
exception to the timeliness requirements of
Rule 4. In Harris Truck Lines, Inc. v.

Cherry Meat Packers, Inc., 371 U.S. 215,
83 S.Ct. 283, 9 L.Ed.2d 261 (1962) and

Thompson v. Immigration and Naturalization

Service, 375 U.S. 384, 84 S.Ct. 397, ll

L.Ed.2d 404 (1964), the Supreme Court

excused a party's failure to file a timely

notice of appeal because of the “unique

circumstances" in which the:party had relied
-9-

213-

her deadline was passed, she still had
twenty-seven days until Rule 4(a)(5) in

2 In-

which to ask for such an extension.
stead, having allowed the deadline for
appeal to pass without requesting any relief
from it, she waited nearly another month
before filing the motice of appeal on
October 20. Given this neglect of oppor-
tunities to obtein the desired ruling on

her motions withowt abandoning the appeal,
we cannot conclude that Mrs. Alvestad has
proven herself the victim of unique circunm-
stances justifying relief from the timeli-
ness requirement of Rule 4(a)(1). Conse-
quently, we do not consider the appeal from
the district court's judgment.

2 Alternatively, appellant could have filed

the notice of appeal. Although the filing
of a notice of appeal divests the trial
court of jurisdiction, see United aah
v. Dunbar, 611 F.2d 985, 98

1980) cert. denied, 447 U.S. 926, 100°
S.Ct. 3022, 65 L.Ed.2d 1120 (1980), Mrs.
Alvestad would have been able to seek

a remand to the district court when and

if it agreed that a new trial or some al-
teration in its judgment was appropriate.

-14-

The Rule 60(b) Motion
(3) The district court denied Mrs. Alvestad's

Rule 60(b) Motion to Reconsider on September
22, and the notice of appeal filed October
20 is timely with respect to this order.
Our review of the district court's action
is confined to whether denial of the motion
constituted an abuse of discretion. Seven

Elves, Inc. v. Eskenazi, 635 F.2d 396, 402

(Sth Cir. 1981).

7 (continued)
See 7 J. Moore, Federal Practice, Para.
60.30(2) at 419-24 (1970). If this
court had declined to take such a course, .
appellant still would have been in a
position to secure any merited relief
through our review of the district court's
actions.

Appellant filed a second Rule 60(b) mo-
tion on October 16. The district court
subsequently declined to consider this
motion when the October 20 notice of
appeal removed jurisdiction to this court.
The district court already had denied the
first Rule 60(b) motion (on September 22)
when appellant filed her notice of appeal
on October 20, however, so the timely
notice is sufficient to support an appeal
from that order.

Appellant relies upon three of the six
reasons for which a district court may re-
lieve a party from judgment under Rule 60(b):
"(1) mistake, inadvertence, surprise or
excusable neglect; ... (4) the judgment
is void; .. . or (6) any other reason
justifying relief from the operation of
the judgment." She then cited Compton v.
Alton Steamship Company, 608 F.2d 96 (4th
Cir. 1979), for the proposition that these
three grounds for relief collectively en-
compass a trial court's mistakes of law.

Mrs. Alvestad's complaint about the judgment,
simply stated, is that the court below pre-
maturely shut off her discovery and erro-
neously applied the Jones Act's definition
of “employer”, the law of conflicts, and

the doctrine of forum non conveniens to the
facts of this dispute.

(4) Without reaching the merits of these
contentions, we do not regard Rule 60(b) as
an appropriate avenue for relief from judi-
cial mistakes of this kind. The Fourth Circuit

-16-

in Compton undeniably construed Rule 60(b)

as providing for relief from legal errors
committed by a trial court. However, it
referred only to situations in which "the
mistake was clear on the record, and in-
volved a plain misconstruction of the

statute on which the action was grounded...."
608 F.2d at 104. Our own decision in
Meadows v. Cohen, 409 F.2d 750 (5th Cir.

1969), quoted extensively in Compton, held
a district court to have abused its dis-
cretion in not granting a Rule 60(b) motion
for relief from a judgment "which was clear-
ly at variance with the plain wording" of

a federal statute. Id at 753.

While we thus have admonished district
courts that they should honor requests to
reform a judgment in obvious conflict with
a clear statutory mandate, we have been
equally insistent that Rule 60(b) is not a
substitute for the ordinary method of re-
dressing judicial error — appeal. In its

origins, Rule 60(b) “represents an effort to
“codify the equitable practice with respect
to the correction of judgments after the time
for appeal has expired." Lafferty v. District
of Columbia, 277 F.2d 348, 351 h.6 (D.C.Cir.

1960). It is not a means for postponing
or escaping that expiration.
In Gary W. v. Louisiana, 622 F.2d 804

(Sth Cir. 1980), cert. denied 450 U.S. 994,
101 S.Ct. 1695, 68 L.Ed.2d 193 (1981), appel-
lant who had neglected to appeal an award

of attorneys’ fees against them sought re-
lief from the judgment through a Rule 60(b)
motion. On appeal from the district court's
denial of their motion, appellants maintained
that this denial was an abuse of discretion
because the court had committed the "mistake"
of applying the wrong legal standard. "(E) ven
if the trial court had misapplied an incorrect
legal standard when assessing legal fees,"

we observed in affirming the denial, “the
proper way to challenge its ruling in the

-18-

ye

court of appeals is by appeal of its ruling,

not by appeal of a denial of a Rule 60(b)

motion." 622 F.2d at 805 (footnote omitted). 4
Similarly, in Fackelman v. Bell, 564 F.2d

734 (5th Cir. 1977), this court rebuffed an
appellant's effort, to use Rule 60(b) to
reopen an adverse judgment on the ground
that the district court had erroneously
interpreted the Freedom of Information Act:

All of these mistakes, if mistakes

they be, are mistakes of law and could
have been raised on appeal. The law
of this Circuit permits a trial judge,
in his discretion, to reopen a judgment
on the basis of an error of‘law...
But such reopenings are certainly not
mandatory. The orderly process of
appeal usually is far more appropriate
to deal with such errors.

564 F.2d at 736.

‘ Moreover, this court long ago listed

eight factors as stated by Prof. Moore
in his treatise, that guide a district
court's consideration of a Rule 60(b)
motion. See United States v. Gould, 301
of the foremost is "that the Rule 60(b)
motion is not to be used as a substitute
for appeal." See also Seven Elves, Inc.
v. Eske i, 635 F.2d > Cir.
Tosry Even Professor Moore, to whom we
may trace the controversial idea that
"mistake" under Rule 60(b) includes
“mistakes of law", see a Vv. wt
435 F.2d 1266, 1267 (ls
cert. denied. 402 U.S. 1012, 91 S. Ct.
-19-

Ae BD

(5) As Fackelman went on to explain,
we have attempted in our prior decisions
on Rule 60(b), including Meadows, merely
to avoid wasting appellate resources on

the perfunctory correction of “obvious

errors of law." Id. This case contains

no such facially obvious error. Although
appellant employs the customary rhetorical
device of depicting each alleged error as
clear and beyond question, the only thing
made clear by the numerous brief submitted
by all parties to this dispute is that the
legal questions presented are at least
arguable. Without intimating any view of
the merits, we are certain that an inquiry
into whether the court below properly
applied the seven-part choice-of-law test
announced in Lauritzen v. Larsen, 345 U.S.

571, 583-91, 73 S.Ct. 921, 928-32, 97 L.Ed.
1254 (1953) or the similarly multi-faceted

con

2189, 29 L.Ed.2da 435 (1971) (citing with
disapproval 7 J. Moore, Federal Practice
Para. 60.22(3) (1970)), agrees that Rule
60(b) is no alternative to an appeal. See
Moore, supra, Para. 60.27(2) at 353.

Sey

mane Lo

forum non conveniens analysis required by

67 S.Ct. 839, 843, 91 L.Ed. 1055 (1947) is
one which could have and more suitably which
should have been undertaken on appeal rather
than as a mere prelude to an attempt to show
discretionary abuse under Rule 60(b).

In sum, therefore, we cannot say that
the district court abused its discretion in
denying a Rule 60(b) motion alleging only
that the court had mistakenly interpreted
the law. The judgment below is
AFFIRMED.

APPENDIX 5

IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

NOS. 80-2157
&
81-2015

MRS. AAGE LASSE ALVESTAD,
Individually and as Representative
of the estate of Aage Lasse Alvestad
and their minor daughter,

Plaintiff-Appellant
versus
MONSANTO COMPANY, ET AL,
De fendants-Appellees.

Appeals from the United States
District Court for the
Southern District of Texas

ON PETITION FOR REHEARING AND SUGGESTION FOR
REHEARING EN BANC

(Opinion 4/1/82, 5 Cir., 198 , F.2d)
( May 17, 1982 )

Before THORNBERRY, TATE and WILLIAMS, Circuit
Judges

PER CURIAM:

(X} The Petition for Rehearing is DENIED
and no member of this panel nor Judge
in regular active service on the Court

having requested that the Court be polled
on rehearing en banc, (Rule 35, Federal
Rules of Appellate Procedure; Local Fifth
Circuit Rule 16) the Suggestion for
Rehearing En Banc is DENIED. ..

ENTERED FOR THE COURT:

SIGNED/J. WILLIAMS
United States Circuit Judge

;
es,
y
a

APPENDIX 6A

XIV - UNITED STATES CONSTITUTION
AMENDMENT XIV...

Section 1. All persons born or naturalized
in the United States, and subject to the
jurisdiction thereof, are citizens of the
United States and of the State wherein they
reside. No State shall make or enforce any
law which shall abridge the privileges or
immunities of citizens of the United States;
ner shall any State deprive any person of
life, liberty, or property, without due
_ sayy wi of law; nor deny to any person within

ts jurisdiction the equal protection of the
laws. ..

APPENDIX 6B

Rule 4 - Federal Rules of Appellate Procedure
(a) Appeals in Civil Cases...

(5) The district court, upon a showing
of excusable neglect or good cause, may
extend the time for filing a notice of
appeal upon motion filed not later than
30 days after the expiration of the
time prescribed by this Rule 4(a). —
such motion which is filed before expira-
tion of the prescribed time may be ex
parte unless the court otherwise requires.
Notice of any such motion which is filed
after expiration of the prescribed time
shall be given to the other parties in
accordance with local rules. No such
extension shall exceed 30 days past such
prescribed time or 10 days from the date
of entry of the order granting the motion,
whichever occurs later. ..

“
ne?
i

ag ct

Rule 26 - Federal Rules of Appellate Procedure.

(a) Computation of Time. In computing
any period of time prescribed by these rules,
by an order of court, or by any applicable
statute, the day of the act, event, or de-
fault from which the designated period of
time begins to run shall not be included.
The last day of the period shall be included,
unless it is a Saturday, a Sunday, or a
legal holiday, in which event the period
extends until the end of the next day which
is not a Saturday, a Sunday, or a legal holi-
day. When the period of t prescr or
allowed is less than 7 days, intermediate
Saturdays, Sundays and legal holidays shall
be excluded in the computation. As used
in this rule “legai holiday” includes New
Year's Day, Washington's Birthday, Memorial
Day, Independence Day, Labor Day, Columbus
Day, Veterans Day, Thanksgiving Day, Christ-
mas Day, and any other day appointed as a
holiday by the President or the Congress of
the United States. It shall also include a
day inted as a holiday by the state
wherein the district court which rendered
the judgment or order which is or may be

ed from is situated, or by the state
ein the principal office of the clerk
of the court of appeals in which the appeal
is pending is located.

APPENDIX 6D

Rule 12 - Federal Rules of Civil Procedure

Defenses and Objections — When and How Pre-
sented — By Pleading or Motion — Motion for
Judgment on Pleadings

(b) How Presented. Every defense, in law

of fact, to a claim for relief in any plead-
ing, whether a claim, counterclaim, cross-
claim, or third-party claim, shall be asserted
in the responsive pleading thereto if one is
required, except that the following defenses
may at the option of the pleader be made

by motion: (1) lack of jurisdiction over

the subject matter, (2) lack of jurisdiction
over the person, (3) improper venue, (4)
insufficiency of process, (5) insufficiency
of service of process, (6) failure to state

a claim upon which relief can be granted,

(7) failure to join an indispensable party.

A motion making any of these defenses shall

be made before pleading if a further pleading
is permitted. No defense or objection is
waived by being joined with one or more other
defenses or objections in a responsive pleading

a
—

or motion. If a pleading sets forth a

claim for relief to which the adverse party

is not required to serve a responsive
pleading, he may assert at the trial any
defense in law or fact to that claim for
relief. If, on a motion asserting the
defense numbered (6) to dismiss for failure
of the pleading to state a claim upon which
relief can be granted, matters outside the
pleading are presented to and not excluded
by the court, the motion shall be treated
as one for summary judgment and disposed

of as provided in Rule 56, and all parties
shall be given reasonable opportunity to
present all material made pertinent to

such a motion by Rule 56...

—

APPENDIX 6E

Rule 56. Federal Rules of Civil Procedure.
Ss J ee

(b) For Defending Party. A party against
whom a claim, counterclaim, or cross-claim
is asserted or a declaratory judgment is
sought may, at any time, move with or with-
out supporting affidavits for a summary
judgment in his favor as to all or any part
thereof.

(c) Motion and Proceedings Thereon. The
motion shall be served at least 10 days
before the time fixed for the hearing. The
adverse party prior to the day of hearing
may serve opposing affidavits. The judgment
sought shall be rendered forthwith if the
pleadings, depositions, answers to interro-
gatories, and admissions on file, together
with the affidavits, if any, show that there
is no genuine issue as to any material fact
and that the moving party is entitled to a

judgment as a matter of law. A summary judg-
ment, interlocutory in character, may be

rendered on the issue of liability alone
although there is no genuine issue as to
the amount of damages...

(e) Form of Affidavits; Further Testi-
Mony; Defense Required.

Supporting and opposing affidavits shall be

made on personal knowledge, shall set forth
such facts as would be admissible in evidence,
and shall show affirmatively that the affiant
is competent to testify to the matters
stated therein. Sworn or certified copies
of all papers or parts thereof referred to
in an affidavit shall be attached thereto
or served therewith. The court may permit
affidavits to be supplemented or opposed by
depositions, answers to interrogatories, or
further affidavits. When a motion for sunm-
mary judgment is made and supported as
provided in this rule, an adverse party may
not rest upon the mere allegations or
Genials of his pleading, but his response,
by affidavits or as otherwise provided in
this rule, must set forth specific facts
showing that there is a genuire issue for

a0 me

trial. If he does not so respond, summary
judgment, if appropriate, shall be entered
against him.

(f) When Affidavits are Unavailable.
Should it appear from the affidavits of a
party opposing the motion that he cannot for
reasons stated present by affidavit facts
essential to justify his opposition, the
court may refuse the application for judg-
ment or may order a continuance to permit
affidavits to be obtained or depositions to
be taken or discovery to be had or may make

such other order as is just...

APPENDIX 6F

Rule 59. Federal Rules of Civil Procedure.

New Trials; Amendment of Judgments

(a) Grounds. A new trial may be granted
to all or any of the parties and on all or
part of the issues (1) in an action in which
there has been a trial by jury, for any of
the reasons for which new trials have here-
tofore been granted in actions at law in
the courts of the United States; and (2) in
an action tried without a jury, for any of
the: reasons for which rehearings have hereto-
fore been granted in suits in equity in the
courts of the United States. On a motion
for a new trial in an action tried without
a jury, the court may open the judgment if
one has been entered, take additional testi-.
mony, amend findings of fact and conclusions
of law or make new findings and conclusions,
and direct the entry of a new judgment.

(b) Time for Motion. A motion for a new
trial shall be served not later than 10 days
poe the entry of the judgment...

APPENDIX 6G

Rule 60 - Federal Rules of Civil Procedure

Relief from Judgment or Order

- « « (b) Mistakes; Inadvertence; Excusable
Neglect; Newly Discovered Evidence; Fraud,
etc. On motion and upon such terms as are
just, the court may relieve a party or his
legal representative from a final judgment,
order, or proceeding for the following rea-
sons: (1) mistake, inadvertence, surprise,
or excusable neglect; (2) newly discovered
evidence which by due diligence could not
have been discovered in time to move for a
new trial under Rule 59(b); (3) fraud
(whether heretofore denominated intrinsic
or extrinsic), misrepresentation, or other
misconduct of an adverse party; (4) the
judgment is void; (5) the judgment has
been satisfied, released, or discharged, or
a prior judgment upon which it is based has
been reversed or otherwise vacated, or it is

no longer equitable that the judgment should

have prospective application; or (6) any
other reason justifying relief from the
operation of the judgment. The motion shall
be made within a reasonable time, and for
reasons (1), (2) and (3) not more than one
year after the judgment, order, or proceed-
ing was entered or taken. A motion under
this subdivision (b) does not affect the
finality of a judgment or suspend its
operation. This rule does not limit the
power of a court to entertain an independent
action to relieve a party from a judgment,
order, or pcoeeding, or to grant relief to

a defendant not actually personally notified
as provided in Title 28, U.S.C., Section
1655, or to set aside a judgment for fraud
upon the court. Writs of coram nobis, coram
vobis, audita querela, and bills of review
and bills in the nature of a bill of review,
are abolished, and the procedure for obtaining
any relief from a judgment shall be by motion
as prescribed in these rules or by an

independent action.

As amended Dec. 27, 1946, eff. Mar. 19,
1948; Dec. 29, 1948, eff. Oct. 20, 1949.

IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION

MRS. AAGE LASSE
ALVESTAD, Indi-
vidually and as
Representative of
the Estate of AAGE
LASSE ALVESTAD, and
their minor daughter

(Filed Sept. 10, 1980)
vs.

MONSANTO COMPANY,
ET AL

MOTION TO RECONSIDER ORDER OF
THE COURT DISMISSING CAUSE OF ACTION
AND TO REINSTATE CAUSE OF ACTION AND
MOTION TO GRANT A NEW TRIAL PURSUANT
TO RULES 59 AND 60 OF F.R.C.P.

TO THE HONORABLE JUDGE OF SAID COURT:
I.

While the Defendant's Motions to Dismiss
under Rule 12(b) and for forum non conveniens
have been pending for quite some time, the
undersigned counsel took over as attorney
in charge on August 5, 1980, in lieu of
Louis Koerner, who became unavailable due

to ungoing litigation in the State of
Pennsylvania, and mailed on August 6, 1980
a Motion to Defer Determination of Defend-
ant's Motion to Dismiss Under Rule 12(b)
F.R.C.P., on Grounds of Forum Non Conveniens
and on Grounds of Limitations, which Motion
to defer and the transmittal letter are
attached hereto as Exhibit A and incorporated
herein by reference. On August 1l, 1980,
Plaintiff received a notice from the Court
which is attached hereto as Exhibit B and
incorporated herein by reference that the
Court was placing the Plaintiff's Motion
to Defer upon the "Court's written motion
docket for September 1, 1980". Nine days
later Plaintiff received the Memorandum
and Order of this Court dismissing this
cause on grounds of forum non conveniens,
same being attached hereto as Exhibit C
and incorporated herein by reference.
II.
Plaintiff is hopeful that the Court was

unaware of the Plaintiff's Motion to Defer

-2-

because the Court did not give the Plaintiff
an opportunity to have said Motion presented
and heard as per its notice of August ll,
1980 (Exhibit B). In that connection
Plaintiff would call to the attention cf
the Court that a notice of deposition is
attached to said Motion to Defer which calls
for the deposition of the corporate officers
of the various companies involved including
Monsanto Oil Company, U.K., Inc., Dolphin
International, Inc., Monsanto Company, and
the various individuals who would have the
information, charters, agreements, records,
Board of Directors lists and other infor-
mation which would be necessary for the
Plaintiffs to properly prepare their case.
Depositions were set for August 26 and August
27, 1980 at 9:00 a.m. but Defendants declined
to present their witnesses due to this Court's
Order of August 20, 1980.
Iit.
Your Plaintiff would respectfully show
to the Court that it would be premature
and a gross miscarriage of ju*.ice to pre-
> os

clude the Plaintiffs from taking the depo-
sitions, sought by the above referred to
notice and to permit the Plaintiffs to have
further discovery in this matter. Attempting
to get the Defendants to cooperate with res-
pect to discovery has been difficult if not
impossible in this case. The Plaintiffs
have filed interrogatories addressed to

the Defendants as indicated by the Court
file in this cause. Reference is now made
to said interrogatories. The Court file
also reflects that the Defendants have
either objected to or not filed answers to
those interrogatories. In the meantime

the Defendants, in their pleadings and
motions, have represented that the vessel

in question, the Borgny Dolphin, had nothing
to do with the United States and there was
no connection between the vessel and the
United States. Late last year the Plaintiff
understood from different sources that this
was not true and that the vessel was directly

-4-

and/or indirectly controlled by the United
States through various corporations and the
Plaintiff then began to secure documents from
a non-defendant, Occidental Petroleum Com-
pany. Those efforts were difficult and it
was not until May of this year that Plaintiff
was able to secure those documents. It took
séveral months for Plaintiff to eurenge te
secure said documents from Occidental (the
Defendants having refused to produce them
‘oetah interrogatories) and they were fin-
ally subpoenaed from Occidental; as an
indication of the difficulty involved,
letters and the deposition of Mr. Christovich,
attorney for Occidental, are attached hereto
and incorporated herein by reference and
marked Exhibit D.

Iv.

In order to secure said documents it be-
came necessary for Plaintiff's counsel to
make a trip to England which, as stated above,
was done in May. The documents finally pro-
duced by Occidental show that the vessel in

aS

Order Dismissing Cause of Action and Motion
to Reinstate and Motion to Grant a New Trial.

Said Motion was placed upon the Courts
"Written Motion Docket for October 6, 1980".
Said Motion to reconsider and to reinstate
is referred to for all purposes and incorpo-
rated herein by reference. The Notice of
the Court setting the Motion on the Court's
Written Motion Docket is incorporated herein
by reference. Since October 6, 1980 would
have been more than thirty days following
the Court's final Judgment and Order of
August 20, 1980 the Plaintiffs specially
requested a hearing and the earliest date
such hearing could be arranged was September
18, 1980, just one day before the 30 days
from the final Judgment and Order would:
expire.

21. A hearing was had on September 18, 1980
and as such hearing began the Court stated
that at the time it entered its Memorandum
and Order of August 20, 1980 it was not
aware of the Plaintiffs’ Motion to Defer
or the Notice of Depositions attached thereto.

The Court further indicated that it realized
the Plaintiffs had a time limit with respect
to filing an appeal. Because of such com-
ments, Plaintiffs' counsel assumed that the
Court was aware of the fact that Plaintiffs’
time for appeal would expire the next day.
Moreover, in view of the nature of the
discussion that day, it appeared that the
Court might favorably consider allowing
further discovery, at least with respect

to the Monsanto Defendants. Plaintiffs’
counsel bona fidely and properly assumed
that, when the Court did not rule on Friday,
August 19, 1980, the last day for the
plaintiffs to perfect its appeal, that

the Court would at least partially grant
Plaintiffs’ Motion to Reinstate and
Reconsider (see affidavit attached hereto
as Exhibit C). Moreover, Plaintiffs were
aware of this same Court's order in Eva
Wilkinson v. Phillips Petroleum Company
wherein tne Court had entered a judgment

of dismissal. The Plaintiffs there had

filed a request for reconsideration and

to reinstate that cause of action and be-
cause the Court did not rule on the 30th
day, the Plaintiff filed its Notice of
Appeal andthe court entered an Order stating
that it had no authority to consider the
Motion to Reinstate because the Plaintiff
had filed a notice of appeal, the Court
being of the opinion that “this Court is
without jurisdiction to consider plaintiffs'
motion", citing Kirtlind v. J. Ray McDermott,

Inc., 568 F.2d 1166, 1170 (5th Cir., 1978)
and U.S. v. Dunbar, 611 F.2d 985, 987 (5th
Cir. 1980). Said Order in Wilkinson v.

Phillips Petroleum Company C.A.NO. H-78-673,

is attached hereto as Exhibit B-5. Despite
the fact that this Court in this case stated
at the September 18 hearing that it was
aware of the imminent running of the 30-day
appeal period, the Court did not rule on
September 19, 1980 and did not rule until
September 22, 1980, three days after the
30-day period had expired. On that date the
-23-

Court entered an order denying the Plain-
tiffs' all relief. Said Order is attached
hereto as Exhibit B-6.

22. At the time the Court entered its
Memorandum and Order of August 20, 1980
and its Order denying Plaintiffs’ Motion
to Reinstate and Reconsider of September 22,
1980, the Court still, as far as we know,
had not ruled on Plaintiffs' Motion to
Compel the Monsanto Defendant to answer the
unanswered question in the first set of
interrogatories. Moreover, the Court had
not ruled upon the Defendant's Motion for
Protective Order filed by the Monsanto
Defendants with respect to the Second Set
of Interrogatories and Request for Production
of Documents submitted by the Plaintiffs to
the Monsanto Defendants. Moreover, this
Court had never reset a submission date on
the "Written Motion Docket" or set an oral
hearing date for the various Motions to
Dismiss and/or for Summary Judgment of the
Defendants. Moreover, the Court had not

-24-

ruled on the Plaintiffs' previously filed
Motion to Defer and Notice of Deposition

of the corporate officers of the Defendents
for depositions with respect to their various
Motions to Dismiss. ...

APPENDIX 9

IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION

MRS. AAGE LASSE
ALVESTAD, ET AL

:
:
:
Plaintiffs, :
g::
vs. 3 Cele NO. H-79-1883
:
MONSANTO COMPANY, : (Filed Oct. 20, 1980)
ET AL, :
:
Defendants :

NOTICE OF APPEAL

Notice is hereby given that the above-
named Plaintiffs hereby appeal to the United
States Court of Appeals for the Fifth Cir-
cuit from the judgment entered in this
cause of action on the 22nd day of September,
1980, by Judge Norman W. Black.

Respectfully submitted,
LAW OFFICES OF

BENTON MUSSLEWHITE, INC.
3506 Travis Street
Houston, Texas 77002
(713) 520-0621

SIGNED/BENTON MUSSLEWHITE

Attorney in Charge for
: Plaintiffs

CERTIFICATE OF SERVICE

I hereby certify that a true and correct
copy of the above and foregoing Notice of
Appeal has been forwarded to all counsel
of record by placing a copy of same in the
United States Mail, postage prepaid and
properly addressed, all on this the i7th
day of October, 1980.

S/BENTON MUSSLEWHITE

APPENDIX 10

LAW OFFICES OF
LOUIS R. KOERNER, JR.
A PROFESSIONAL LAW CORPORATION
730 CAMP STREET
NEW ORLEANS, LOUISIANA 70130

February 18, 1980

Randy McClanahan, Esq.
Baker & Botts, Esqs.

1 Shell Plaza
Houston, Texas 77002

Re: Mrs. Aage Lasse
Alvestad, et al

v. Monsanto Company,
et al
Civil Action No.
H-79-1883
Dear Randy:
This. letter is to confirm our conversation
this morning in which you agreed to pase
the submission date on February 18th on
the outstanding Motions in the above ref-
erenced case until after production of
. G@ocuments on February 29, 1980. After
production of the documents, we will need
to decide on a date for submission of the

Motions.

In accordance with my agreement with
you, I will copy the entire file which is
produced during the document production
and forward same to you. I understand that
you will not be in attendance, but that
Steve DeWolf of Vinson & Elkins will.
By copy of this letter, I am advising
the Court of our agreement. I attempted
to reach the Clerk's office today but
apparently due to the holiday, the office
was closed, as there was no answer. I will
contact the Court on February 19th with
regard to this matter. If you have any
questions concerning the upcoming production
of documents, please do not hesitate to call.
With kindest personal regards, I remain
Sincerely,
S/Cynthia A. Norris
CAN: tc

cc: Jesse E. Clark, Clerk

APPENDIX 11

IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION

MRS. AAGE LASSE
ALVESTAD, Indi-
vidually and as
Representat.ve of
the Estate of AAGE
LASSE ALVESTAD,
and their Minor
Daughter,

C.A. NO. H-79-1883
Plaintiffs

(Filed Aug. 6, 1980)
vs.

oF ef of ©F © 8 88 86 8 88 88 88 88 OF

MONSANTO COMPANY,
ET AL

MOTION TO DEFER DETERMINATION OF
DEFENDANTS' MOTIONS TO DISMISS UNDER
RULE 12b OF F.R.C.P., ON GROUNDS OF
FORUM NON CONVENIENS AND ON
GROUNDS OF LIMITATIONS

TO THE HONORABLE JUDGE OF SAID COURT:

COMES NOW, Plaintiff, by and through
their attorney of record, and files this
Motion to Defer Determination of Defendants’
Motions to Dismiss under Rule 12b of F.R.C.P.,
on grounds of forum non conveniens, and on

grounds of limitations and as grounds therefor

would respectfully show unto this Honorable
Court the following, to-wit:
I.
Defendants have filed a Motion to Dismiss
under Rule 12b of Federal Rules of Civil

Procedure, on grounds of forum non conveniens

and on grounds of limitations.
II.

Movant would show that he is filing
additional briefs and undertaking additional
discovery concerning jurisdictional matters
in order to develop the facts in this case
that were considered relevant in Susan Keane,

et al v. Global Marine, Inc., et al, C.A. No.

H-77-1006, U.S.D.C. &.D., Tx., Houston Divi-
sion, Honorable John V. Singleton's Memoran-
dum and Order dated October 24, 1978.
Itt.
In this connection, Movant would show
that he is filing Notices of Deposition,
a copy attached hereto, of the officers,

agents and/or employers of Defendants with

=2o

the most knowledge of facts relevant to a
determination of Defendants’ Motions to
Dismiss. The completion of this discovery

is necessary in order that Movant can pro-
perly respond to Defendants’ Motions. As
held by the Supreme Court of the United States
in Hospital Building Co. v. Trustees of Rex

Hospital, 425 U.S. 738, 48 L.Ed.2d 335, 96
S.Ct. 1848 (1976), to-wit:

"Dismissals prior to giving the Appellant
ample opportunity for discovery should

be granted very sparingly."
See also Illinois State Employees Union
Counsel 34 AFL-CIO v. Lewis, 473 F.2d 461
(7th Cir. 1972) cert. den'd. 1973, to-wit:

"Nor should such (dismissal motions)

be entered until the party opposing

the motion has had a fair opportunity

to conduct such discovery as may be

necessary to meet the factual basis for

the motion...”

IV.

Movant would show that counsel for
Defendants do not agree to this Motion
and are opposed to same.

WHEREFORE, PREMISES CONSIDERED, Movant
prays the Court defer ruling on Defendants’

Motions to Dismiss for one-hundred and
ninety (190) days, or, in the alternative,
until November 21, 1980.

Respectfully submitted,

LAW OFFICES OF
BENTON MUSSLEWHITE,
INC.

S/BENTON MUSSLEWHITE
3506 Travis Street
Houston, Texas 77002
(713) 520-0621

CERTIFICATE OF SERVICE

I hereby certify that a true and correct
copy of the above and foregoing Notice of
Intent to Take Oral Depositions has been
p-ovided all counsel of record on this the
6th day of August, 1980.

S/BENTON MUSSLEWHITE

APPENDIX 11 - continued

IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION

MRS. AAGE LASSE
ALVESTAD, Indi-
vidually and as
Representative of
the Estate of
AAGE LASSE
ALVESTAD, and
their Minor
Daughter,
Plaintiffs

vs.

MONSANTO COMPANY,
ET AL

NOTICE OF INTENT TO TAKE ORAL DEPOSITIONS

TO: Defendant, Monsanto Company, by
and through its attorney of record,
Steven DeWolf of Vinson & Elkins, 2100
First City National Bank Bldg., Houston,
Texas 77002

Defendants, Dolphin Int'l, S.A. and

Dolphin Int'l, Inc. and Monsanto Oil

Cc y of the U.K., Inc., by and through

their attorney of record, Randy J.

McClanahan of Baker & Botts, 3000 One

Shell Plaza, Houston, Texas 77002.

PLEASE TAKE NOTICE that, pursuant to
Rules 26 and 30, Federal Rules of Civil
Procedure, the Plaintiff, by and through
his attorney of record, BENTON MUSSLEWHITE,

will take the oral deposition, before an

officer authorized to administer oaths,
of the following:

A. The corporate officer(s), agent(s),
and/or employee(s) of Defendant
Monsanto Company that would have
the most knowledge of the corporate
relationships between it and:

1. Monsanto Oil Company of the
U.K., Inc.

2. Dolphin Int'l, Inc. and Dolphin
Int'l. ’ S.A.;

B. The corporate officer(s), agent(s),
and/or employee(s) of Defendant
Monsanto Oil Company of the U.K.,
Inc. that would have the most know-
ledge of the corporate relationships
between it and:

1. Monsanto Company;

2. Dolphin Int'l., Inc. and Dolphin
Int'l., S.A.;

C. The corporate officer(s), agent(s),
and/or employee(s) of Defendants
Dolphin Int'l., Inc. and Dolphin
Int'l, S.A. that would have the most

knowledge of the corporate relation-
ships between it and

1. Monsanto Company

2. Monsanto Oil Company of the U.K.,
Inc.

particularly as their relationship pertains

to the ownership and control of the vessel

upon which the decedent, Aage Lasse Alvestad
was serving at the date of his death, March
22, 1975. . « «
The depositions will take place on the
26 and 27 day of August, 1980 at 9:00
o'clock a.m. in the office of Robert A.
Chaffin, 3500 Travis, Houston, Texas 77002
and continue from day to day until completed.
No subpoena duces tecum is necessary
since the deposed are parties to this suit.
You are invited to attend and cross-
examine.
Respectfully submitted,
LAW OFFICES OF

BENTON MUSSLEWHITE,
INC.

S/Benton Musslewhite
3506 Travis St.
Houston, Texas 77002
(713) 520-0621
CERTIFICATE OF SERVICE
I hereby certify that a true and correct
copy of the above and foregoing Notice of
Intent to Take Oral Depositions has been
provided all counsel of record on this

-3-

6th day of August, 1980.

S/Benton Musslewhite

APPENDIX i2

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF TEXAS
OFFICE OF THE CLERK

JESSE E. CLARK P. O. Box 61010
CLERK Houston, Texas 77208

August 11, 1980
e

Re: Civil Action H-79-1883

MRS. AAGE LASSE ALVESTAD v. MONSANTO
COMPANY, ET AL

PLEASE BE ADVISED that Plaintiff's Motion

to Defer Determination of Defts' Motions

to Dismiss under Rule 12b, F.R.C.P., on

Grounds of Forum Non Conveniens and on

—— of Limitations, filed August 1l,
0

has been placed on this Court's Written
Motion Docket for Sep 1, 1980.

ALL RESPONSES to said pleading ARE DUE
ON UR BEFOPE this date. Motions will be
considered by the Court on the written
documents presented by counsel WITHOUT
the necessity of a personal appearance by
counsel. Copies of the Court's decision
will be forwarded to all counsel of record.

REQUEST FOR ORAL PRESENTATION of motions
will be considered by the Court on or after
the submission date stated above. However,
mnless notified by the Clerk, counsel will
presume that no oral hearing is permitted.

Very truly yours,

JESSE E. CLARK, CLERK
By: S/P. Robinson, deputy
cc: All counsel of
record

APPENDIX 13

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF TEXAS
OFFICE OF THE CLERK

JESSE E. CLARK P. O. Box 61010
CLERK Houston, Texas 77208

August 15, 1980
date

Re: Civil Action H-79-1883

MRS. AAGE LASSE ALVESTAD v. MONSANTO
COMPANY, ET AL

JUDGE NORMAN W. BLACK

PLEASE BE ADVISED that Pltfs MOTION To
RECONSIDER ORDER DISMISSING CAUSE OF
ACTION and MOTION To REINSTATE And
MOTION To GRANT A NEW TRIAL

has been placed on this Court's Written
Motion Docket for Oct 6, 1980.

ALL RESPONSES to said pleading ARE DUE ON
OR BEFORE this date. Motions will be con-
sidered by the Court on the written documents
presented by counsel WITHOUT the necessity
of a personal appearance by counsel. Copies
of the Court's decision will be forwarded to
all counsel of record.

REQUEST FOR ORAL PRESENTATION of motions
will be considered by the Court on or after
the submission date stated above. However,
unless notified by the Clerk, counsel will
presume that no oral hearing is permitted.

Very truly yours,
JESSE E. CLARK, CLERK

By: S/A. Daniel, deputy
cc: All counsel
of record

APPENDIX 14

IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
SHERMAN DIVISION

April 12, 1978
MRS. AAGE LASSE
ALVESTAD, ETC.

vs. CIVIL NO. S-78-23-CA

MONSANTO CO.,
ET AL

The following motion was filed on April 12,
1978:

PLAINTIFF'S MOTION TO COMPEL ANSWERS TO
INTERROGATORIES.

There was evidence received of the necessary
service of motion on the adverse parties.

No Motion will be presented to the Judge
until indication of service is received by
the Clerk and the proper time has elapsed as
governed by the Rules of this Court. Indica-
tion of service is usually given by a state-
ment at the bottom of the mo*ion, below the
signature, showing the date a copy of the
motion was mailed to adverse party. This
statement should be signed.

All Motions, except those hereafter listed,
are to be answered within ten (10) days,
unless otherwise allowed by the Court or
some applicable rule of the Federal Rules
of Civil Procedure. The following motions
do not reguire an answer:

1. Motion to Withdraw or Appear as

Counsel;
2. Motion for Extension of Time;
3. Motion to Amend Pladings (unless
additional parties are being added).

4. Joint Motions.
THE LOCAL RULE is to consider motions on the
pleadings, without oral hearing, unless on
showing good cause an oral hearing is granted.
Request for oral hearing, if any, should be
made when the motion, or the reply is filed.
If oral hearing is granted, the Judge will
set a date for same and the interested attor-
neys will be notified.
THE JUDGE desires that memorandum briefs
containing authorities relied on as to

-2-

matters raised in the motion be filed by

the respective parties before the motion

is submitted.

‘Please note also that it is the Court's rule

on all documents including forms of orders

and judgments, be sent to the Clerk's office

and not directly to the Judge.

IF YOU DO NOT DESIRE TO OPPOSE THE ABOVE

MOTION, PLEASE INFORM THE CLERK BY LETTER.
MURRAY L. HARRIS, CLERK

S/Shirley Davis
(Mrs.) Shirley Davis,
Deputy Clerk
cc: Mr. Richard E. Gray

Thompson, Knight, Simmons & Bullion

Attorneys at Law

2300 Republic National Bank Bldg.

Dallas, Texas 75201

Mr. R. M. Sharpe, Jr.
Sharpe & Associates
Attorneys at Law

1553 Esperson Building
815 Walker St.
Houston, Texas 77002.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385009_0841%3A2. Public record. Not legal advice.
