# Petition — Arizona v. San Carlos Apache Tribe of Ariz.

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385009_0043%3A01

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1983
- **Citation:** 463 U.S. 545

## Text

Office - Supreme Court, U.S.

S§1-2147 FILED
No. MAY 12 \992

ALEXANDER L. STEVAS.

IN THE CLERK

Supreme Court of the United States
OCTOBER TERM, 1982

Tue State OF ARIZONA, ET AL.,
Petitioners,
versus
San CarLos APACHE TrRiBz Or ARIZONA AND THE
Navaso TRIBE OF INDIANS, ET AL.,
Respondents.

PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

Ropert K. CorsBin JENNINGS, STROUSS & SALMON

The Attorney General M. Byron Lewis .
Russell A. Kolsrud John B. Weldon, Jr.

1275 West Washington 111 West Monroe

Phoenix, Arizona 85007 Phoenix, Arizona 85003
Assistant Attorney General ‘Tel. (602) 262-5814

Tel. (602) 255-1640 Attorneys for Petitioners Salt
Attorneys for Petitioners River Valley Water Users’
State of Arizona and Association and Salt River
Arizona State Land Project Agricultural
Department Improvement and Power
STEPHENS and TOoLEs District
Bill Stephens Evans, KITCHEL & JENCKES,
1010 East Jefferson P.C.
Phoenix, Arizona 85034 Alvin H. Shrago
Tel. (602) 253-1010 363 N. First Avenue
Attorneys for Petitioners Phoenix, Arizona 85003
City of Phoenix and City Tel. (602) 262-8843
of Prescott, Arizona Attorneys for Petitioners
Phelps Dodge Corporation
and Phelps Dodge Industries,

Inc.

I.

Il.

*.

QUESTIONS PRESENTED FOR REVIEW

DO THE DISCLAIMERS IN ARIZONA’S ENA-
BLING ACT AND CONSTITUTION DEPRIVE ITS
STATE COURTS OF JURISDICTION TO ADJUDI-
CATE WATER RIGHTS CLAIMED BY THE
UNITED STATES FOR INDIAN TRIBES, NOT-
WITHSTANDING THE McCARRAN AMEND-
MENT AND THIS COURT’S HOLDING IN
COLORADO RIVER WATER CONSERVATION
DISTRICT V. UNITED STATES?

DID THE ARIZONA DISTRICT COURT COR-
RECTLY DETERMINE THAT CONSIDERATIONS
OF WISE JUDICIAL ADMINISTRATION RE-
QUIRE ADJUDICATION OF ALL CONFLICTING
WATER RIGHTS IN A COMPREHENSIVE STATE
GENERAL ADJUDICATION, RATHER THAN
THROUGH PIECEMEAL FEDERAL ACTIONS?

* Pursuant to Rule 28.1, Rules of the Supreme Court of the United
States, petitioners Phelps Dodge Corporation and Phelps Dodge In-
dustries, Inc., hereby submit the following list of corporate
subsidiaries (except wholly-owned subsidiaries) and affiliates:
Alambres y Cables de Panama, S.A.; Alambres y Cables Venezolanos,
C.A.; Apache Powder Company; Asian Cable Corporation Limited;
Bisbee Queen Mining Company; Cables Electricos Ecuatorianos, C.A.;
Cobre Cerrillos, S.A.; Conducen, S.A.; Conductores Electricos de Cen-
tro America, S.A.; CONELEC, S.A.; Electroconductores de Honduras,
S.A. de C.V.; FACELEC, S.A.; Industria de Electroconductores, S.A.;
Manila Pilares, S.A. de C.V.; Metal Fabricators of Zambia Limited;
PDTL Trading Company, Limited; Phelps Dodge Philippines, Inc.;
Phelps Dodge Svenska Metallverken International Corporation;
Phelps Dodge Thailand Limited; South Australian Uranium Corpora-
tion Pty. Limited; Southern Peru Copper Corporation; Southern Peru
Copper Sales Corporation; Viem Metal Works, S.A.; Woodlawn Prop-
erties Pty. Limited. Phelps Dodge Corporation is the parent company
of which Phelps Dodge Industries, Inc., is a wholly-uwned subsidiary.

ii
TABLE OF CONTENTS

QUESTIONS PRESENTED FOR REVIEW ..........
TABLE OF AUTHORITIES CITED
OPINIONS BELOW
JURISDICTION

CONSTITUTIONAL AND STATUTORY PRO-
VISIONS INVOLVED -_

STATEMENT OF THE CASE
REASONS FOR GRANTING THE WRIT.............

I THE DECISIONS BELOW CONFLICT
WITH THE DECISIONS OF THIS COURT
AND THE COURT OF APPEALS FOR THE
TENTH CIRCUIT AS TO THE SCOPE OF
STATE COURT JURISDICTION GRANTED
BY THE McCARRAN AMENDMENT. ..........

A. The Ninth Circuit’s Decisions Contradict
This Court’s Inierpretation of the Mc-
Carran Amendment.

B. The Ninth Circuit’s Decisions Reject This
Court’s Interpretation of the Western Dis-
claimer Provisions and Conflict with the
Tenth Circuit’s Interpretation of the
Identical Disclaimer Provisions. ................-.

C. The Ninth Circuit’s Decisions Ignore the
Express Terms of Public Law 83-280 and
Reject Its Interpretation by This Court in
Colorado River and by the Tenth Circuit
in dicarilla Apache Tribe v. United
States.

12

12

12

14

19

iii
TABLE OF CONTENTS

II THE DECISIONS BELOW RAISE SERI-
OUS AND RECURRING PROBLEMS
CONCERNING EFFORTS BY THE
STATES TO ADJUDICATE WATER
GEREIUEETUTEL casssunennssssnensnsssssesnsssvssenevesnseensenessnasnsenssns 22

Se SITES consensessecscsensssnsesenesseneseseeneeseeseennse 26

APPENDIX
A. Opinion of the United States Court of Ap-
peals for the Ninth Circuit in San Carlos
Apache Tribe v. Arizona, 668 F.2d 1093. ...... A-l

B. Opinion of the United States Court of Ap-
peals for the Ninth Circuit in Navajo Nation
v. United States, 668 F.2d 1100. ................0+ B-1

C. Opinion of the United States Court of Ap-
peals for the Ninth Circuit in Northern
Cheyenne Tribe v. Adsit, 668 F.2d 1080. ....... C-1

D. Order of the United States District Court for
the District of Arizona, dated April 17,1980. D-1

E. Opinion and Order of the United States Dis-
trict Court for the District of Arizona, 484
SUTIN TTI -insiitsetipnicipeisanenesiaipanisenisnsenmaedeensetien E-1

F. Senate Report No. 755, 82d Cong., Ist Ses-
sion, dated September 17, 1951. ................... F-1

G. Order of Superior Court of Maricopa Coun-
ty, Arizona, dated March 24, 1982. ................ G-1

H. Order of the Superior Court of Apache
County, Arizona, dated March 25, 1982. ...... H-1

iv

TABLE OF AUTHORITIES CITED

Cases Page
Arizona v. California, 373 U.S. 546 (1963) ............... 6
Colorado River Water Conservation District v.

United States, 424 U.S. 800 (1976) 9, Passim
Earle v. McVeigh, 91 U.S. (1 Otto) 503 (1876) ........... 25

Fort McDowell Mohave- Apache Indian Community
v. Salt River Valley Water Users’ Association,
No. CIV 79-267 PHX VAC (D. Ariz., filed
April 13, 1979) - 9

Gila River Indian Community Petition for Removal,
No. CIV 79-183 PHX VAC (D. Ariz., filed
March 7, 1979) ..... 8

dicarilla Apache Tribe v. United States, 601 F.2d
1116 (10th Cir.), cert. denied, 444 U.S. 995

(1979) 9, Passim
Lone Wolfe v. Hitchcock, 187 U.S. 553 (1903) ........... 15
Mescalero Apache Tribe v. Jones, 411 US. 1

(1973) 17
Navajo Nation v. United States, 668 F.2d 1100

(9th Cir. February 24, 1982) 1-2,2,10,11
Navajo Nation v. United States, No. 79-276 PCT

VAC (D. Ariz., filed April 17, 1979) 9
New Mexico v. Aamodt, 537 F.2d 1102 (10th Cir.

1976, cert. denied, 429 U.S. 1121 (1977) ...........-00+0 25
Northern Cheyenne Tribe v. Adsit, 668 F.2d 1080

(9th Cir. February 22, 1982) 1,2,11,23,25
Organized Village of Kake v. Egan, 369 U.S. 60

(1962) 16,17,18,26

Owens Equipment & Erection Co. v. Kroger, 437
U.S. 365 (1978) 24

Vv

TABLE OF AUTHORITIES CITED (Cont.)

Cases Page
Payson Community of Yavapai-Apache Indians v.

State of Arizona, No. CIV 79-187 PCT VAC (D.

Ariz., filed March 7, 1979) 8
Phillips Petroleum Co. v. Texaco, Inc., 415 U.S. 125

(1974) 24
Puyallup Tribe v. Washington Department of

Game, 433 U.S. 165 (1977) 17
Rosebud Sioux Tribe v. Kneip, 430 U.S. 584 (1977) .. 15
Salt River Pima-Maricopa Indian Community Peti-

tion for Removal, No. CIV 79-184 PHX VAC (D.

Ariz., filed March 7, 1979) .... 8
Salt River Pima-Maricopa Indian Community Peti-

tion for Removal, No. CIV 79-185 PHX VAC (D.

Ariz., filed March 7, 1979) ........cccccscccccssscssscesecsseeeee s
San Carlos Apache Tribe v. Arizona, 668 F.2d 1093

(9th Cir. February 23, 1982) 1,2,10,11
San Carlos Apache Tribe of Arizona v. State of Ari-

zona, No. CIV 79-186 PHX VAC (D. Ariz., filed

March 7, 1979) 8
San Carlos Apache Tribe v. State of Arizona, No.

CIV 79-269 PHX CAM (D. Ariz., filed April 16,

1979) iS)
State ex rel. Reynolds v. Lewis, 88 N.M. 636, 545

P.2d 1014 (1976) 15
United States v. District Court in and for Water

Division No. 5, 401 U.S. 527 (1971) 18
United States v. District Court of Eagle County, 401

U.S. 520 (1971) 18
United States v. New Mexico, 438 U.S. 696 (1978) ... 23

vi

TABLE OF AUTHORITIES CITED (Cont.)

Cases Page
Washington v. Yakima Indian Nation, 439 U.S. 463

(1979) " 19
White Mountain Apache Tribe v. Arizona, 649 F.2d

1274 (9th Cir. 1981) 16

White Mountain Apache Tribe Petition for Remov-
al, No. CIV 79-182 PHX VAC (D. Ariz., filed

March 7, 1979) 8

Williams v. Lee, 358 U.S. 217 (1959) 17,18
CONSTITUTIONAL AND
STATUTORY PROVISIONS
Page

United States Code

25 U.S.C. § 1322 4,19

25 U.S.C. § 1324 5

SHUG § BGBEGR) ccccccsccssssssssszsssscsssessssecessevssssesssoress 2

28 U.S.C. § 1331 9,24

28 U.S.C. § 1332 9

28 U.S.C. § 1345 24

28 U.S.C. § 1362 9,24

28 U.S.C. § 1441 9

28 U.S.C. § 2201 9

28 U.S.C. § 2202 9

43 U.S.C. § 666 3,6,7,12
United States Statutes at Large

25 Stat. 676, 677 (1889) (N. Dakota, S. Dakota,

Montana, Washington Enabling Acts) .............. 14

26 Stat. 215 (1890) (approving Idaho Constitution,
Art. 21, § 19) 14

26 Stat. 222 (1890) (approving Wyo. Constitution,

Art. 21, § 26) 14

28 Stat. 107, 108 (1894) (Utah Enabling Act) ........ 14

34 Stat. 267, 270 (1906) (Okla. Enabling Act) ........ 14

36 Stat. 557, 558-559 (1910) (N. M. Enabling Act,

§ 2) 14,15

36 Stat. 557, 569 (1910) (Ariz. Enabling Act) ......... 2,8,14

67 Stat. 588 (1953) (Public Law 83-280) ............ 11,Passim

72 Stat. 339 (1958) (Alaska Enabling Act) ............. 14,17

73 Stat. 141 (1959) (Amending 72 Stat. 399) .......... 14,17
Arizona Constitution

Article XX, § 4 3,8,14
New Mexico Constitution

Article XXI, § 2 15
Arizona Revised Statutes

A.R:S. § 45-231, et seq. 7

A.R.S. § 45-251, et seq. 7
Rules of the Supreme Court

Rule 19.4 1

Rule 28.1 i

OTHER MATERIALS

Senate Report No. 755, 82d Cong., Ist Sess.(1951).... 6,12
Hearings on S.18 Before the Subcommittee of the

Senate Committee on the Judiciary, 82nd Cong.,

Ist Sess. (1951) 21

No.

IN THE
Supreme Court of the United States
OCTOBER TERM, 1982

Tue State Or ARIZONA, ET AL.,
Petitioners,
versus
San Car_os Apacue Tripe Or Arizona AND THE
Navaso Tripe Or INDIANS, ET AL.
Respondents.
PETITION FOR A WRIT OF CERTIORARI TO

THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

Petitioners State of Arizona, Arizona State Land Depart-
ment, the City of Phoenix and the City of Prescott,
Arizona, Salt River Valley Water Users’ Association, Salt
River Project Agricultural Improvement and Power Dis-
trict, Phelps Dodge Corporation and Phelps Dodge
Industries, Inc., respectfully pray that a writ of certiorari
issue io review the judgments and opinions of the United
States Court of Appeals for the Ninth Circuit entered in
these proceedings on February 23 and 24, 1982.'

Each of these petitioners was a party to one or more of
the Arizona appeals decided by the Ninth Circuit in San
Carlos Apache Tribe v. Arizona, 668 F.2d 1093
(February 23, 1982), and Navajo Nation v. United States,

' Pursuant to Rule 19.4, Rules of the Supreme Court of the United
States, these petitioners seek review of two companion cases decided by
the United States Court of Appeals for the Ninth Circuit one day apart
which involve identical questions.

2

668 F.2d 1100 (February 24, 1982). The respondents to this
petition for writ of certiorari will be the Indian tribes which
were appellants before the Ninth Circuit — namely, the
San Carlos Apache Tribe of Arizona, the Payson Commu-
nity of Yavapai-Apache Indians, the Salt River Pima-
Maricopa Indian Community, the Fort McDowell Mohave-
Apache Indian Community and the Navajo Nation aka the
Navajo Tribe of Indians.

OPINIONS BELOW

The opinion of the Court of Appeals in San Carlos
Apache Tribe v. Arizona is reported at 668 F.2d 1093, and
the opinion in Navajo Nation v. United States is reported
at 668 F.2d 1100. (App. A and B, infra, at 1-13, 1-4). The
order of the district court in Navajo Nation v. United
States was not reported. (App. D, infra, at 1). The opinion
of the district court relating to all of the other cases is re-
ported at 484 F.Supp. 778 (D. Ariz. 1980). (App. E, infra, at
1-15).

JURISDICTION

The judgments of the Court of Appeals were entered on
February 23 and 24, 1982, and this petition for certiorari
was filed within 90 days of those dates. This Court’s juris-
diction is invoked under 28 U.S.C. § 1254(1).

CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED

1. Section 20 of the Federal Enabling Act of June 20,
1910, 36 Stat. 557, 569, provides in pertinent part:
And said convention shall provide, by an ordinance
irrevocable without the consent of the United States
and the people of said State-

* Since the opinions in these two cases relied heavily upon the rea-
soning and analysis in Northern Cheyenne Tribe v. Adsit, 668 F.2d 1080
(9th Cir. February 22, 1982), a copy of that opinion is included as Ap-
pendix C, infra, at 1-22.

Second. That the people inhabiting said proposed
State do agree and declare that they forever disclaim
right and vin to the unappropriated and ungranted

wi

said boundaries owned or held by
cy ation ok tndin cian Go din os Gil to oth
shali have been acquired through or from the United
States or any prior sovereignty, and that until the title
of such Indian or Indian tribes shall have been extin-

£
FH
3.
Fs

2. Article XX, Section 4 of the Arizona Constitution pro-
vides in pertinent part:

Fourth. The people inhabiting this State do agree
and declare that they forever disclaim all right and ti-
tle to the unappropriated and ungranted public lands
lying within the boundaries thereof and to all lands
lying within said boundaries owned or held by any In-
dian or Indian tribes, the right or title to which shall
have been acquired through or from the United States
or any prior sovereignty, and that, until the title of
such Indian or Indian tribes shall have been extin-
guished, the same shall be, and remain, subject to the
disposition and under the absolute jurisdiction and
control of the Congress of the United States.

3. United States Code, Title 43:

Section 666. Suit for adjudication of water
rights — Joinder of United States as defendant; costs
(a) Consent is hereby given to join the United States
as a defendant in any suit (1) for the adjudication of
rights to the use of water of a river system or other
source, or (2) for the administration of svch rights,
where it appears that the United States is the owner of
or is in the process of acquiring water rights by appro-
priation under State law, by purchase, by exchange, or
otherwise, and the United States is a necessary party
to such suit. The United States, when a party to any
such suit, shall (1) be deemed to have waived any right

4

to plead that the State laws are inapplicable or that
the United States is not amenable thereto by reason of
its sovereignty, and (2) shall be subject to the judg-
ments, orders, and decrees of the court having
jurisdiction, ard may obtain review thereof, in the
same manner ad to the same extent as a private indi-
vidual under like circumstances; Provided, That no
judgment for costs shall be entered against the United
States in any such suit.

(b) Summons or other process in any such suit shall
be served upon the Attorney General or his designated
representative.

(c) Nothing in this section shall be construed as
authorizing the joinder of the United States in any suit
or controversy in the Supreme Court of the United
States involving the right of States to the use of the
water of any interstate stream.

4. United States Code, Title 25:

Section 1322. Assumption by State of civil jurisdic-
tion—Consent of United States; force and effect of
civil laws.

(a) The consent of the United States is hereby given
to any State not having jurisdiction over civil causes of
action between Indians or to which Indians are parties
which arise in the areas of Indian country situated
within such State to assume, with the consent of the
tribe occupying the particular Indian country or part
thereof which would be affected by such assumption,
such measure of jurisdiction over any or all such civil
causes of action arising within such Indian country or
any part thereof as may be determined by such State
to the same extent that such State has jurisdiction
over other civil causes of action, and those civil laws of
such State that are of general application to private
persons or private property shall have the same force
and effect within such Indian country or part thereof
as they have elsewhere within that State.

5

(b) Nothing in this section shall authorize the alien-
ation, encumbrance, or taxation of any real or personal
property, including water rights, belonging to any In-
dian or any Indian tribe, band, or community that is
held in trust by the United States or is subject to a
restriction against alienation imposed by the United
States; or shall authorize regulation of the use of such
property in a manner inconsistent with any Federal
treaty, agreement, or statute, or with any regulation
made pursuant thereto; or shall confer jurisdiction
upon the State to adjudicate, in probate proceedings or
otherwise, the ownershig or right to possession of such
property or any interest therein.

5. United States Code, Title 25:

Section 1324. Amendment of State constitutions or
statutes to remove legal impediment; effective date

Notwithstanding the provisions of any enabling Act
for the admission of a State, the consent of the United
States is hereby given to the people of any State to
amend, where necessary, their State constitution or
existing statutes, as the case may be, to remove any
legal impediment to the assumption of civil or criminal
jurisdiction in accordance with the provisions of this
subchapter. The provisions of this subchapter shall not
become effective with respect to such assumption of
jurisdiction by any such State until the people thereof
have appropriately amended their State constitution or
statutes, as the case may be.

STATEMENT OF THE CASE

Arizona, like Colorado, New Mexico and most other west-
ern states, follows the doctrine of prior appropriation in
defining relative water rights in the stream systems of the

6

state.’ In these states, the only meaningful way to adjudi-
cate relative water rights is in a general adjudication, in
which all potential claimants are joined and in which each
claimant’s water right is determined vis-a-vis the right of
every other claimant.

Historically, the process of comprehensive river system
adjudication was often frustrated in the western states by
the impossibility of joining the United States as an involun-
tary defendant. Ir 1952, Congress recognized the
importance of compelling the United States’ presence in
these actions through its enactment of the McCarran
Amendment, 43 U.S.C. § 666, which permitted the United
States’ involuntary joinder in comprehensive river system
adjudications.‘

Application of the McCarran Amendment's special
waiver of the United States’ sovereign immunity is particu-
larly important in Arizona where the United States controls
extensive land holdings. Indeed, Arizona’s Salt and Verde
rivers, which provide all of the surface water for the State’s
rapidly expanding municipal and industrial population in
the cities of Phoenix, Tempe, Mesa, Scottsdale, Chandler,
Glendale, Peoria, Sun City and Tolleson, as well as much of
the Salt River Valley’s irrigation water, are bordered up-
stream by extensive federal lands, including four Indian
reservations. Additional federal lands and reservations are
scattered across the 13,000 square mile watershed which
feeds these critical river systems.

* In Arizona v. California, 373 U.S. 546, 555 (1963), this Court ex-
plained that under the doctrine of prior appropriation, “the one who first
appropriates water and puts it to beneficial use thereby acquires a vested
right to continue to divert and use that quantity of water against all
claimants junior to him in point of time. ‘First in time, first in right’ is
the short hand expression of this lega! principle.”

* See, Senate Report No. 755, 82d Cong., Ist Sess. (1951) (App. F
infra, 1-19).

7

On April 26, 1974, the Salt River Valley Water Users’
Association invoked Arizona’s statutory general adjudica-
tion procedure’ by filing a petition with the Arizona State
Land Department to determine the conflicting rights to the
use of water of the Salt River and its tributaries. It filed a
similar petition on February 25, 1976, for the Verde River
and its tributaries. On February 17, 1978, Phelps Dodge
Corporation filed two petitions—one to determine conflict-
ing rights to the use of water in the Gila River® and the
other to determine conflicting rights to the use of water in
the Little Colorado River.’

In January and February of 1979, process was served by
certified mail on approximately 12,000 known potential
water claimants in the Salt River general adjudication, in-
cluding the United States." In July, 1981, process was
similarly served on some 58,000 known potential wer
claimants, including the United States, in the Little Colo-
rado River general adjudication. The United States was
joined pursuant to the McCarran Amendment, 43 U.S.C.
§ 666(b), to adjudicate not only its own rights, but also
those rights it holds on behalf of its Indian wards. Service

* A.R.S. § 45-231 et seg. In 1979, the Arizona legislature refined the
statutory general adjudication procedure which had been in effect in Ari-
zona for over fifty years. These revisions are codified at A.R.S. 4 45-251
et seq. In accordance with these amendments, the Salt, Verde, Gila and
Little Colorado general adjudications were transferred from the State
Land Department to the Arizona Superior Court, where they are pres-
ently pending.

* The Salt and Verde rivers are the major tributaries to the Gila
River, the drainage area of which covers more than half the area of the
State of Arizona.

’ The drainage area of the Little Colorado River covers another 19%
of the State of Arizona, as well as 5,297 square miles within the State of
New Mexico. The Navajo Indian Reservation is situated on the Little
Colorado watershed in both Arizona and New Merxico; the Hopi Indian
Reservation is located entirely on Arizona’s share of that watershed.

* Service of process upon known potential claimants to the Verde
River has not yet occurred; however, it is anticipated that approximately
80,000 persons will be served by certified mail as potential claimants.

8

of process on unidentified potential water claimants was
also effected by publication in numerous newspapers of
general circulation throughout the affected areas. On
November 25, 1981 the Arizona Supreme Court consoli-
dated the adjudications of the Salt and Verde rivers into
the Gila River system adjudication.

After service of process in the Salt River general adjudi-
cation, the six Indian tribes on that watershed filed actions
in the Arizona district court to stop the general adjudica-
tion in state court. The White Mountain Apache Tribe, the
Gila River Indian Community and the Salt River Pima-
Maricopa Indian Community filed removal petit-
ions.’ Other tribes filed complaints in the district court
seeking declarations that the Arizona state courts lacked
jurisdiction to adjudicate Indian water rights due to Arizo-
na’s Enabling Act and constitutional disclaimers of “all
right and title” to Indian lands. See, Act of June 20, 1910,
36 Stat. 557, 569; Ariz. Const. Art. XX, § 4. These tribes
also requested the district court to enjoin any further pro-
ceedings in the state courts.'"° Two other tribes took a
different approach. The Fort McDowell Mohave-Apache
Indian Community sought a declaration only of its water
rights in the Verde River in a “defendant class ac-

* White Mountain Apache Tribe Petition for Removal, No. CIV
79-182 PHX VAC (D. Ariz. petition filed March 7, 1979); Gila River
Indian Community Petition for Removal, No. CIV 79-183 PHX VAC (D.
Ariz. petition filed March 7, 1979); Salt River Pima-Maricopa Indian
Community Petition for Removal, No. CIV 79-184 PHX VAC (D. Ariz.
petition filed March 7, 1979).

” Salt River Pima-Maricopa Indian Community v. State of Arizona,
No. CIV 79-185 PHX VAC (D. Ariz. complaint filed March 7, 1979); San
Carlos Apache Tribe of Arizona v. State of Arizona, No. CIV 79-186
PHX VAC (D. Ariz. complaint filed March 7, 1979); Payson Community
of Yavapai-Apache Indians v. State of Arizona, No. CIV 79-187 PCT
VAC (D. Ariz. complaint filed March 7, 1979). The San Carlos Apache
Tribe and the Payson Community of Yavapai-Apache Indians also
sought removal of the state general adjudication in the alternative.

9

tion.”"' This approach was also followed by the San Carlos
Apache Tribe with respect to its claim to the Salt
River."* None of these actions sought a comprehensive
river system adjudication of all relative water rights.

Finally, the Navajo Tribe filed a complaint in federal
court seeking a general adjudication of all conflicting water
rights in the watershed of the Little Colorado River,"* but
it promptly filed an amended complaint to convert its ac-
tion into another “defendant class action” after the State of
Arizona moved to dismiss the complaint.'*

The district court’s jurisdiction over the tribes’ removal
actions was asserted pursuant to 28 U.S.C. § 1441. Jurisdic-
tion over the other tribal actions was asserted pursuant to
28 U.S.C. §§ 1331, 1332, 1362, 2201, 2202 or combinations
thereof.

Motions to remand and motions to dismiss these actions,
grounded principally on this Court’s decision in Colorado
River Water Conservation District v. United States, 424
U.S. 800 (1976), were promptly filed by the petitioners. The
district court, the Honorable Valdemar A. Cordova presid-
ing, permitted extensive briefing and oral argument on the
issues. After this Court denied a writ of certiorari to the
Tenth Circuit Court of Appeals in Jicarilla Apache Tribe v.
United States, 601 F.2d 1116 (10th Cir.), cert. denied, 444
U.S. 995 (1979), Judge Cordova, in reliance upon Colorado
River and Jicarilla Apache Tribe, held that the proceedings

" Fort McDowell Mohave-Apache Indian Community v. Salt River
Valley Water Users’ Association, No. CIV 79-267 PHX VAC (D. Ariz.
complaint filed April 13, 1979).

" San Carlos Apache Tribe v. State of Arizona, No. CIV 79-269
PHX CAM (D. Ariz. complaint filed April 16, 1979).

" Navajo Nation v. United States, No. 79-276 PCT VAC (D. Ariz.
complaint filed April 17, 1979).

“ The Navajo Tribe explained to the Ninth Circuit that it had con-
verted its lawsuit from a general adjudication to a “defendant class
action” in order “to obtain a federal court determination of the Navajo
Nation’s federal rights.” Opening Brief of Appellant Navajo Nation, at
11.

10

in the Arizona courts were general adjudications in which
all federal water rights, including those held on behalf of
Indians, could properly be determined pursuant to the
McCarran Amendment. Specifically, Judge Cordova
adopted the reasoning of the Tenth Circuit in Jicarilla
Apache Tribe: “To hold now that the Arizona disclaimer
clauses and similar clauses contained in the enabling acts of
six other Western states bar general water rights adjudica-
tions in the State court would defeat the [McCarran]
Amendment’s objective.” (App. E at 10). He also held that
“{t]hose rights which are State created will be determined
by State law and Federal law will be applied to determine
those rights which derive from Federal law.” (App. E at 13).
Accordingly, Judge Cordova granted the petitioners’ mo-
tions to remand and the motions to dismiss the tribes’
federal actions. In the Navajo Tribe’s lawsuit, Judge Cor-
dova denied the motion to dismiss, but stayed the federal
proceedings pending determination of the Navajo Tribe’s
water rights in the state court general adjudication on the
Litt!e Colorado River.

The remand of the removal cases was not appealed. The
other five cases were appealed by the tribes to the Court of
Appeals for the Ninth Circuit. These appeals were consoli-
dated for oral argument before Presiding Judge Merrill and
Judges Choy and Ferguson on July 15, 1981. The Ninth
Circuit also scheduled twelve consolidated appeals from the
Montana district court, involving similar issues, for hearing
later that day, although the Montana appeals were never
formally consolidated with the Arizona cases.

Reversing the district court, the Ninth Circuit rendered
its split decisions on February 23 and 24, 1982, in San Car-
los Apache Tribe v. State of Arizona and Navajo Nation v.
United States. The two judge majority relied on its
February 22, 1982 decision on the twelve Montana appeals

11

in Northern Cheyenne Tribe v. Adsit in holding that, not-
withstanding the McCarran Amendment, the Arizona state
courts lack jurisdiction to determine water rights held by
the United States on behalf of its Indian wards.

Rejecting the Tenth Circuit’s decision in Jicarilla
Apache Tribe v. United States, upon which the district
court had relied, the Ninth Circuit carved out an exception
to the McCarran Amendment’s grant of state court jurisdic-
tion by holding that Arizona’s disclaimer provisions
preclude its state courts from adjudicating Indian water
rights. The court held that the state courts could properly
assert such jurisdiction only if Arizona had complied with
the procedures set forth in Public Law 83-280 even though
it conceded that Public Law 83-280 “does not purport to
limit the special consent to jurisdiction given by the Mc-
Carran Amendment.” (App. C at 5). Accordingly, the two
judge majority remanded the actions to the district court
for the sole determination of whether Arizona had assumed
jurisdiction under Public Law 83-280. (App. A at 11). Judge
Merrill dissented in all three decisions, and further ob-
served in the Arizona appeals that:

{iJn my judgment wise judicial administration would
not tolerate the confusion which these suits would cre-
ate and the havoc they can be expected to play with
the state’s statutcry efforts to deal with its problems of
water scarcity —- problems faced not just by Indians,
but by every resident of the state; problems of such
awesome dimensions that the state’s efforts to solve
them should have federal respect and encouragement.
(App. A at 13).

As a result of the Ninth Circuit’s decision in San Carlos
Apache ‘iribe v. State of Arizona, the state court on
March 24, 1982, stayed all further proceedings in the con-
solidated Gila River system adjudication until further
review by this Court. (App. G, infra, at 1-2). Likewise, as a
result of the Ninth Circuit’s decision in Navajo Nation v.
United States, the state court stayed all further proceed-
ings in the Little Colorado adjudication, including the

12

May 1, 1982 deadline for filing statements of, claimant, n-
til further resolution of the issues by this Court. (App. H,
infra, at 1).

REASONS FOR GRANTING THE WRIT
I

THE DECISIONS BELOW CONFLICT WITH THE
DECISIONS OF THIS COURT AND THE COURT OF
APPEALS FOR THE TENTH CIRCUIT AS TO THE
SCOPE OF STATE COURT JURISDICTION GRANTED
BY THE McCARRAN AMENDMENT.

A. The Ninth Circuit’s Decisions Contradict This
Court’s Interpretation of the McCarran Amendment.

Through its 1952 enactment of the McCarran Amend-
ment, Congress gave its consent to “join the United States
as a defendant in any suit (1) for the adjudication of rights
to the use of water of a river system or other source ....”
43 U.S.C. §.666(a). This amendment waived the sovereign
immunity of the United States in comprehensive state and
federal proceedings so as to permit the meaningful determi-
nation of all conflicting water rights.'"* In Colorado River
Water Conservation District v. United States, 424 U.S. 800
(1976), this Court acknowledged that “(t]he clear federal
policy evinced by [McCarran] is the avoidance of piecemeal
adjudication of water rights in a river system,” 424 U.S.
819, and held that “(t]he consent to jurisdiction given by
the McCarran amendment bespeaks a policy that recognizes

‘* In enacting the McCarran Amendment, the Congress was particu-
larly concerned about the inability to adjudicate water rights in a
meaningful manner whenever any water claimant claimed immunity
from joinder in the adjudication proceedings:

It is apparent that if any water user claiming to hold such right by
reason of the ownership thereof by the United States or any of its
departments is permitted to claim immunity from suit in, or orders of,
a State court, such claims could materially interfere with the lawful
and equitable use of water for beneficial use by the other water users
who are amenable to and bound by the decrees and orders of the
State courts.

S.Rep. No. 755, 82d Cong., Ist Sess., at 5 (1951).

13

the availability of comprehensive state systems for adjudi-
cation of water rights as the means for achieving these
goals.” Id.

This Court also held unequivocally in Colorado River
that this policy of avoiding piecemeal adjudications re-
quired that all federal water rights, including those held by
the United States on behalf of Indians, be subject to state
court jurisdiction in proceedings under the McCarran
Amendment. After analyzing “not only the amendment’s
language, but also its underlying policy”, 424 U.S. at 811,
this Court concluded that McCarran’s consent necessarily
reached water rights held on behalf of Indians:

[t}hus, bearing in mind the ubiquitous nature of
Indian water rights in the Southwest, it is clear that a
construction of the [McCarran] amendment excluding
those rights from its coverage would enervate the
amendment’s objective.

Id.

Attempting to distinguish Colorado River, the Ninth Cir-
cuit here carved out a debilitating exception to McCarran’s
grant of jurisdiction by holding that the congressional grant
of state court jurisdiction embodied in McCarran did not
extend to the State of Arizona because Arizona had agreed,
as conditions to its admission, to “forever disclaim all right
and title .. . to all lands lying within said boundaries owned
or held by any Indian or Indian tribes” and that such lands
shall “remain subject to the disposition and under the abso-
lute jurisdiction and control of the Congress of the United

14

States....”"* (App. A at 7-8). These conditions were satis-
fied through the verbatim inclusion of the Enabling Act’s
language in the Arizona Constitution. Ariz. Const. Art. XX,
§ 4. The Ninth Circuit held that until this constitutional
disclaimer is expressly repealed in the manner required
under state law, state court jurisdiction to adjudicate fed-

eral claims for Indian water rights is barred in Arizona,
notwithstanding the McCarran Amendment. (App. C at 8).

Apparently unaware that identical disclaimer and Public
Law 83-280 arguments had been unsuccessfully asserted
before the Court in Colorado River,’ the Ninth Circuit
took the step this Court refused to take in Colorado River
“to enervate the amendment’s objective” by excluding In-
dian water rights from its ambit.

B. The Ninth Circuit's Decisions Reject This Court's
Interpretation of the Western Disclaimer Provisions and
Conflict with the Tenth Circuit's Interpretation of the
Identical Disclaimer Provisions.

The Ninth Circuit conceded that its interpretation of the
McCarran Amendment and the Arizona disclaimer provi-
sions conflicts with the Tenth Circuit's interpretation of
McCarran and New Mexico's identical disclaimer

“ The New Mexico and Arizona Enabling Acts were both contained
in the Act of June 20, 1910, 36 Stat. 557. The first eighteen sections ap-
ply to New Mexico; the remaining sections apply to Arizona.

Idaho, Montana, North Dakota, South Dakota, Utah, Washington and
Wyoming have Enabling Acts or constitutional disclaimers essentially
identical to Arizona’s and New Mexico's. See North Dakota, South Dako-
ta, Montana and Washington Enabling Acts, 25 Stat. 676, 677 (1889);
Idaho Const. Art. 21, § 19, ratified by Congress, 26 Stat. 215 (1890); Wyo.
Const. Art. 21, § 26, ratified by Congress, 26 Stat. 222 (1890); Utah Ena-
bling Act, 28 Stat. 107, 108 (1894). Related provisions are present in the
Oklahoma and Alaska Enabling Acts. See Oklahoma Enabling Act, 34
Stat. 267, 270 (1906); Alaska Enabling Act, 72 Stat. 339 (1958), as
amended by 73 Stat. 141 (1959).

" Amicus Curiae Brief of Southern Ute Indian Tribe (and 14 tribes
or other Indian organizations) filed in Coloradu River, at 6 and 23-26.

15

provisions” in Jicarilla Apache Tribe v. United States,
601 F.2d 1116 (1979), cert. denied, 444 U.S. 995
(1979)."° Charging that the Tenth Circuit “refused to rec-
ognize the distinction between states with constitutional
disclaimers and those without,” (App. C. at 9), the Ninth
Circuit rejected the Tenth Circuit’s determination that the
McCarran Amendment granted all states, including the
nine western disclaimer states, subject matter jurisdiction
in comprehensive proceedings to adjudicate all federal
claims of water rights, including those held on behalf of
Indian tribes. In this regard, the Ninth Circuit overlooked
this Court’s repeated holdings that Congress has plenary
authority over Indians and Indian lands,” a power that
Congress exercised through “the special consent to jurisdic-
tion given by the McCarran amendment.” Colorado River,
424 US. at 812, n. 20.

In Jicarilla Apache Tribe, the Tenth Circuit did not, as
claimed by the Ninth Circuit, ignore the “jurisdictional dis-
tinction” created by the disclaimer. Rather, the Tenth
Circuit first analyzed McCarran’s legislative history and the
previous emphasis by this Court on that legislative history
in Colorado River to conclude that the United States was
intended “to represent, as guardian, the federally reserved

“* New Mexico's admission was subjected to identical conditions. See
Section 2 of New Mexico’s Enabling Act, 36 Stat. 557, 558-559 (June 20,
1910). These identical conditions were also included in the New Mexico
Constitution. N.M. Const. Art. XX, § 2.

” In refusing to follow the Tenth Circuit's lead in Jicarilla, the
Ninth Circuit emphasized that except for the Tenth Circuit decision, it
found no case which permitted a disclaimer state to adjudicate Indian
water rights. (App. C at 9). But see, State ex rel. Reynolds v. Lewis, 88
N.M. 636, 545 P.2d 1014 (1976). However, the converse of this statement
is even more compelling. Not even a single case supports the Ninth Cir-
cuit’s holding that disclaimer states, following McCarran’s passage in
1952, are still precluded from adjudicating federal claims for Indian
tribes. Thus, the conflict between the Ninth and Tenth Circuits is com-

* See, e.g., Rosebud Sioux Tribe v. Kneip, 430 U.S. 584, 594 (1977);
Lone Wolfe v. Hitchcock, 187 U.S. 553, 564-67 (1903).

16

rights of the Indian tribes in any state court general water
adjudication proceeding... .” 601 F.2d at 1130. Since the
United States, not the tribes, was the proper party defen-
dant in the state proceeding because it “owned” the federal
rights under Colorado River's reasoning, the Tenth Circuit
held there was no conflict between the state courts’ as-
sumption of jurisdiction under McCarran and the New
Mexico disclaimer.

The Tenth Circuit next analyzed the extent to which the
New Mexico disclaimer provisions were even relevant to the
adjudication of federal water rights in a state court. By con-
trast, the Ninth Circuit commenced its analysis with an
“analytic framework” which assumed without analysis that
the Arizona disclaimer provisions were a complete and ab-
solute relinquishment of “subject matter jurisdiction over
Indian water rights.” (App. C at 7-8). In so holding, the
Ninth Circuit interpreted the disclaimer’s “absolute juris-
diction and control” language as meaning exclusive federal
jurisdiction, an interpretation that this Court explicitly re-

jected in Organized Village of Kake v. Egan, 369 U.S. 60
(1962).

In believing that the Tenth Circuit “went too far by rely-
ing upon the distinction between proprietary and
governmental functions drawn in Kake and White Moun-
tain Apache Tribe,’ the Ninth Circuit rejected the
principle that the disclaimer of all right and title to Indian
lands is a relinquishment only of the state’s proprietary in-
terest to such lands, not its governmental interest. (App. C
at 11).

Yet, this Court recognized in Kake that the western
states’ disclaimer provisions were disclaimers of only pro-
prietary interests, not governmental interests; Kake
specifically held that “ ‘absolute’ federal jurisdiction is not
invariably exclusive jurisdiction”. Jd. at 68. Accordingly, it

" White Mountain Apache Tribe v. Arizona, 649 F.2d 1274, 1280
(9th Cir. 1981).

17

confirmed Alaska’s authority to regulate Indian fishing
rights despite its disclaimer of “absolute jurisdiction and
control” over Indian fishing rights. Alaska Statehood Act 4
4, 72 Stat. 339 (1958), as amended by 73 Stat. 141 (1959).
Indeed, the Supreme Court reached this conclusion on the
basis of its prior decision in Williams v. Lee, 358 U.S. 217
(1959), a case involving the jurisdiction of an Arizona court:

Indian lands in Arizona remained “under the absolute
jurisdiction and control” of the United States, 36 Stat.
557, 569; yet in Williams v. Lee, 358 U.S. 217, 220, 223,
we declared that the test of whether a state law could
be applied on Indian reservations there was whether
the application of that law would interfere with reser-
vation self-government.

369 U.S. at 67-68. Fifteen years later, this Court reiterated
“the repeatedly stated view ... that, even on reservations,
state laws may be applied unless such application would
interfere with reservation self-government or would impair
a right granted or reserved by federal law.” Mescalero
Apache Tribe v. Jones, 411 U.S. 145, 147-48 (1973). See
also, Puyallup Tribe v. Washington Department of Game,
433 U.S. 165, 173 (1977) (Washington state court has sub-
ject matter jurisdiction to determine on-reservation treaty
fishing rights of reservation Indians). Although the Ninth
Circuit conceded below that there was no interference with
tribal self-government, it nevertheless summarily concluded
that “(t]he power of a court in a disclaimer state to enforce
a regulatory statute that may adversely affect Indians falls
far short of the power to adjudicate a direct challenge to
Indian water rights in and to the waters of streams.” (App.
C at 11).

The Ninth Circuit’s holding not only departs radically
from this Court’s previous decision in Kake on the meaning
and effect of the western disclaimer provisions, but it also
rejects this Court’s express holding in Williams v. Lee that:

18

absent governing Acts of Congress, the question has
always been whether the state action infringed on the
right of reservation Indians to make their own laws
and be ruled by them.

358 U.S. at 220 (emphasis added). Here, the “governing Act
of Congress” is the McCarran Amendment, which the
Tenth Circuit specifically found to be the case in Jicarilla
Apache Tribe v. United States, 601 F.2d at 1135, and
which this Court specifically held in Colorado River to be
“the most important” factor in favor of state court jurisdic-
tion. 424 U.S. at 819.

In refusing to consider the McCarran Amendment as a
governing Act of Congress, the Ninth Circuit explained that
it was unwilling to allow “federal courts to give up their
protective jurisdiction over Indian lands, including water
rights”, (App. C at 9-10), notwithstanding this Court’s con-
trary holding in Colorado River that:

[mJere subjection of Indian rights to legal challenge in
state court, however, would no more imperil those
rights than would a suit brought by the Government in
district court for their declaration, a suit which, absent
the consent of the amendment, would eventually be
necessitated to resolve conflicting claims to a scarce
resource.

424 U.S. at 812. Here, also, the adjudication of the United
States’ water rights, including those held on behalf of Indi-
ans, in the Arizona state courts will “not imperil those
rights.” Federally created rights will be determined in ac-
cordance with federal law; state created rights will be
determined in accordance with state law. See generally,
United States v. District Court of Eagle County, 401 U.S.
520, 525-26 (1971); United States v. District Court in and

rights can be comprehensively adjudicated inter sese on the
Salt, Verde, Gila and Little Colorado river systems. The

19

State’s paramount interest is its governmental interest in
securing a comprehensive adjudication under its “estab-
lished elaborate procedures for allocation of water and
adjudication of conflicting claims to that resource.” Colo-
rado River, 424 U.S. at 804; see also Jicarilla Apache Tribe
v. United States, 601 F.2d at 1133 (“The contention [that
the disclaimer applies only to proprietary interest] is partic-
ularly persuasive in light of the non-proprietary interest in
subjecting the United States to a state action involving a
general water right adjudication as provided under the
McCarran Amendment.”).

C. The Ninth Circuit's Decisions Ignore the Express
Terms of Public Law 83-280 and Reject Its Interpretation
by This Court in Colorado River and by the Tenth Circuit
in Jicarilla Apache Tribe v. United States.

Public Law 83-280, 67 Stat. 588, as this Court observed
in Washington v. Yakima Indian Nation, 439 U.S. 463
(1979), is a general jurisdictional statute that was enacted
to deal with the “problem of lawlessness on certain Indian
reservations, and the absence of adequate tribal institutions
for law enforcement”. Jd. at 471. Public Law 83-280 also
permitted disciaimer states to repeal their disclaimers,
where necessary, to assume the jurisdiction it authorized.
Its inapplicability to water rights adjudications, however, is
unmistakably clear from the face of the act itself, which
provides in pertinent part that:

{nJothing in this section ... shall confer jurisdiction
upon the State to adjudicate, in probate proceedings or
otherwise, the ownership or right to possession of such
property (“including water rights”] or any interest
therein.

25 U.S.C. § 1322(b).

In contrast to Public Law 83-280, the McCarran Amend-
ment is a specific jurisdictional grant for the adjudication
and determination of water rights in both state and federal
courts. In Colorado River this Court recognized that the
specific jurisdiction conferred by the McCarran Amend-

20

ment to adjudicate water rights, including those held on
behalf of Indians, is not limited by the general jurisdic-
tional provisions in Public Law 83-280:

[i]t does not purport to limit the special consent to
jurisdiction given by the McCarran amendment. A
contrary conclusion is foreclosed by the principle of
construction that “[w]here there is no clear intention
otherwise, a specific statute will not be controlled or
nullified by a general one, regardless of the priority of
enactment.” Morton v. Mancari, 417 U.S. 535, at 550-
551 (1974).

424 US. at 812 n. 20.

In Jicarilla Apache Tribe v. United States, the Tenth
Circuit respected footnote 20 in Colorado River, which it
noted was “of special application here”. 601 F.2d at 1132.
The majority in the decisions below conceded that footnote
20 in Colorado River was a “crucial footnote”. (App. C at
5). Yet, after acknowledging that Public Law 83-280 “does
not purport to limit the special consent to jursdiction given
by the McCarran Amendment,” (/d.), the Ninth Circuit
nonetheless remanded the Arizona decisions to the district
court with the instruction that “[o]n remand the district
court must determine if Arizona has properly asserted juris-
diction pursuant to Public Law 280.”" (App. A at 11).

In rejecting the extensive 20 page analysis of the Tenth
Circuit, the Ninth Circuit criticized Jicarilla Apache Tribe
v. United States for failing to recognize the distinction
between disclaimer and non-disclaimer states which Con-
gress had drawn in Public Law 83-280. (App. C at 9). It also
criticized the district court, which had relied on the Tenth
Circuit decision, for the same reason.

* No one has argued, either before the district court or before the
Court of Appeals, that Public Law 83-280 empowers states to adjudicate
federal water rights.

21

The district court’s decisions would rob the
disclaimer/non-disclaimer distinction made by Con-
gress of all significance and meaning .. . .

(Id. at 8).

The district court’s decision could not possibly “rob the
disclaimer/non-disclaimer distinction made by Congress” in
Public Law 83-280 of significance and meaning because
Public Law 83-280, by its very terms, is not even applicable
to adjudications of water rights. To the contrary, the Ninth
Circuit’s decisions purport to create a disclaimer/non-
disclaimer distinction in the McCarran Amendment, a dis-
tinction Congress did not see fit to draw. In fact, the
decisions below, to paraphrase the Ninth Circuit’s own lan-
guage, “rob the McCarran Amendment of all significance
and meaning” since nine of the western states intended to
be the beneficiaries of the Amendment are disclaimer
states.» Thus, the Ninth Circuit decisions render the
McCarran Amendment impotent in the very 1° zion of the
nation where Congress intended it to be utilized.

* It is clear from the legislative history that the McCarran Amend-
ment was enacted to permit the comprehensive adjudication of water
rights in those states that follow the doctrine of prior appropri-
ation — the western states — a fact further confirmed by Senator Wat-
kins of Utah (a disclaimer state):

I think we will have these hearings printed because the water rights
people out West in all the States will be very much interested in this
bill. In fact, nearly every State in the West is interested.

Hearings on S. 18 Before the Subcommittee of the Senate Committee on
the Judiciary, 82nd Cong., Ist Sess. at 6 (1951).

22

II

THE DECISIONS BELOW RAISE SERIOUS
AND RECURRING PROBLEMS CONCERNING
EFFORTS BY THE STATES TO ADJUDICATE

WATER RIGHTS

In Colorado River this Court specifically acknowledged
the water-scarcity problem in the Southwest and the steps
that several western states, including Arizona, have taken
to address the problem:

[i]t is probable that no problem of the Southwest
section of the Nation is more critical than that of
scarcity of water. As Southwestern populations have
grown, conflicting claims to this scarce resource have
increased. To meet these claims, several Southwestern
States have established elaborate procedures for allo-
cation of water and adjudication of conflicting claims
to that resource.” [Footnote 2. See, e.g., Ariz. Rev. Stat.
Ann. §§ 45-102 to 45-106, 45-141 to 45-154, 45-180 to
45-193, 45-231 to 45-245 (1956 and Supp. 1975)... .]

425 U.S. at 804. Accordingly, to give effect to the McCarran
Amendment, this Court held in Colorado River that all
water rights should be determined in the specially-designed
state court general adjudication rather than in a federal
proceeding.

By excluding federal claims for Indian water rights from
the scope of the McCarran Amendment in the nine western
disclaimer states, the Ninth Circuit will effectively frustrate
the efforts of many of these states to adjudicate all conflict-

23

ing water rights.“ This necessarily precludes any of the
nine western disclaimer states from administering the one
most important resource upon which survival itself de-
pends: water. In his dissent, Judge Merrill noted that these
“problems of water scarcity — problems faced not just by
Indians, but by every resident of the state [are] problems of
such awesome dimensions that the state’s efforts to solve
them should have federal respect and encouragement.”
(App. A at 13).

Unlike Colorado River, this case does not involve a choice
between a general adjudication in federal court and a gen-
eral adjudication in state court. To the contrary, here there
are no general adjudications pending in federal court,” a
crucial fact that Judge Merrill emphasized in his dissent.

In fact, however, the [federal] suits now before us
would not even constitute piecemeal adjudication;
rather, they would result in no effective adjudication
at all. Since the suits do not seek general adjudication
of the stream systems involved, the McCarran Amend-
ment does not provide the consent of the United
States to be sued. Dugan v. Rank, 372 U.S. 609, 617-19
(1963). Yet, on every stream system involved in these
suits, the United States claims reserved rights. Similar-
ly, on some of the stream systems, the rights of other
Indian tribes are involved. They too are immune from

* In United States v. New Mexico, 438 U.S. 696 (1978), involving a
general adjudication in the New Mexico state courts, this Court noted:

in the arid parts of the West, however, claims to water for use on fed-
eral reservations inescapably vie with other public and private claims
for the limited quantities to be found in the rivers and streams. This
competiton is compounded by the sheer quantity of reserved lands in
the western States, which lands form brightly colored swaths across
the maps of these States.

Id. at 699. Indeed, this Court further recognized that, because most fed-
eral reservations are situated in the high upstream lands, “[m]ore than
60% of the average annual water yield in the 11 western states is from
federal reservations.” Jd. at 699 n. 3.

* In this respect, the Arizona cases differ from the Montana cases
decided in Northern Cheyenne Tribe v. Adsit. (App. C at 1-2, 15).

24

suit. California v. Quechan Tribe of Indians, 595 F.2d
1153, 1155 (9th Cir. 1979). As a result, an adjudication
of the rights of the plaintiff Tribes would accomplish
nothing since it could have no binding effect on the
absent claimants. (App. A at 13).

The McCarran Amendment was enacted precisely to avoid
the ineffective piecemeal adjudication of water rights en-
dorsed by the Ninth Circuit in the decisions below.”

The conflict between the Ninth Circuit’s decisions below
and the Tenth Circuit’s decision in Jicarilla Apache Tribe
v. United States gives rise to an untenable situation in the
Southwest. The watershed of the Little Colorado River en-
compasses Navajo reservation lands in both Arizona and
New Mexico. However, even though Arizona and New Mex-
ico were admitted into the Union under the same enabling
act with identical disclaimer language in their constitutions,
the water rights of the Navajo Tribe in the New Mexico
portion of the Little Colorado River watershed can be de-
termined in a New Mexico general adjudication, but the
water rights of the same tribe in the Arizona portion of the

* By prohibiting state court jurisdiction over Indian water rights, the
Ninth Circuit’s decisions preclude meaningful adjudication of any water
rights in most of the western United States. The decisions below permit
adjudication only in the federal courts. However, because the federal
courts are courts of limited jurisdiction, Owens Equipment & Erection
Co. v. Kroger, 437 U.S. 365, 372-74 (1978), it is not clear that a state or
private claimant of a water right arising under state law could initiate a
general adjudication in federal court since complete diversity would ob-
viously be lacking and since federal question jurisdiction arguably could
not be pleaded. See, e.g., Phillips Petroleum Co. v. Texaco, Inc., 415 US.
125 (1974) (per curiam). If it could not be pleaded, only the United
States or an Indian tribe could initiate a general adjudication in federal
court by pleading jurisdiction pursuant to 28 U.S.C. §4 1331, 1345 or
1362. This untenable situation, in which meaningful adjudication of wa-
ter rights might be impossible without the voluntary cooperation of the
United States, is precisely what the Congress intended to correct when it
enacted the McCarran Amendment.

25

Little Colorado watershed cannot be determined in an Ari-
zona general adjudication.”

Of course, New Mexico is only “theoretically” free to
proceed in accordance with the Tenth Circuit’s decision
because the existence of subject matter jurisdiction can be
challenged at any time—even 20 or 30 years after entry of a
final decree. See, e.g., Earle v. McVeigh, 91 U.S. (1 Otto)
503, 507 (1876) (“[T]he want of jurisdiction is a matter that
may always be set up against a judgment when sought to be
enforced, or where any benefit is claimed under it, as the
want of jurisdiction makes it utterly void and unavailable
for any purpose.”). Thus, it is imperative that the conflict
between the Ninth Circuit and the Tenth Circuit over the
subject matter jurisdiction of the western states to adjudi-
cate their most important natural resource be resolved by
this Court.

*” Furthermore, the Ninth Circuit’s holding in Northern Cheyenne
Tribe that the United States cannot assert the water rights that it holds
on behalf of Indian tribes who claim conflicts of interest, and that those
Indian tribes need not intervene in the adjudication to assert their own
rights, effectively excludes Indian water rights from determination in
general adjudications in all western states, including non-disclaimer
states such as Colorado. This holding stands in glaring conflict with the
Tenth Circuit’s holding in Jicarilla Apache Tribe v. United States that
“the United States is the proper party defendant in any general water
right adjudication proceeding ... relating to federally created water
rights including those reserved for use by Indian tribes.” 601 F.2d at
1127. It also stands in direct contradiction to the Tenth Circuit's earlier
holding in New Mexico v. Aamodt, 537 F.2d 1102, 1106-1107 (10th Cir.
1976), cert. denied, 429 U.S. 1121 (1977), that Indian tribes may inter-
vene as a matter of right in general adjudications under the McCarran
Amendment if they do not wish to have their water rights asserted by
their guardian, the United States.

Ii.

CONCLUSION

The Ninth Circuit in the decisions below excluded Indian
water rights from the “special consent to jurisdiction given
by the McCarran amendment”, Colorado River, 424 U.S. at
812, n. 20, notwithstanding this Court’s acknowledgment in
Colorado River that “a construction of the [McCarran]
amendment excluding those rights from its coverage would
enervate the amendment’s objective.” Jd. at 811. To reach
this result, the Ninth Circuit rejected this Court’s holding
in Organized Village of Kake v. Egan, supra, as to the
scope of the western disclaimer provisions. Furthermore, to
bar state court jurisdiction in the nine western disclaimer
states, the Ninth Circuit expressly rejected the Tenth Cir-
cuit’s decision in Jicarilla Apache Tribe v. United States,
which dealt with New Mexico’s identical disclaimer provi-
sion from the very same Act of Congress.

27

The jurisdiction of Arizona and the other western states
to adjudicate the one resource upon which life itself
depends — which the Tenth Circuit upheld, but which the
Ninth Circuit barred — must be addressed and definitively
resolved by this Court. This Court should issue a writ of
certiorari to the United States Court of Appeals for the
Ninth Circuit to review, and to reverse summarily, its deci-

sions below.

Ropert K. Corsin

The Attorney General

Russell A. Kolsrud

1275 West Washington

Phoenix, Arizona 85007

Assistant Attorney General

Attorneys for Petitioners
State of Arizona and
Arizona State Land
Department

STEPHENS and ToLes

Bill Stephens

1010 East Jefferson

Phoenix, Arizona 85034

Attorneys for Petitioners
City of Phoenix and City
of Prescott, Arizona

May 1982

JENNINGS, STROUSS & SALMON

M. Byron Lewis

John B. Weldon, Jr.

111 West Monroe

Phoenix, Arizona 85003

Attorneys for Petitioners Salt
River Valley Water Users’
Association and Salt River
Project Agricultural
Improvement and Power
District

Evans, KItCHEL & JENCKES,
PC.

Alvin H. Shrago

363 N. First Avenue

Phoenix, Arizona 85003

Attorneys for Petitioners
Phelps Dodge Corporation
and Phelps Dodge Industries,
Inc.

APPENDIX TO PETITION FOR WRIT OF
CERTIORARI

TABLE OF CONTENTS

Appendix A Opinion of the United States Court of
Appeals for the Ninth Circuit in San
Carlos Apache Tribe v. Arizona, 668
en

Appendix B Opinion of the United States Court of
Appeals for the Ninth Circuit in Na-
vajo Nation v. United States, 668
Dee GD cneceemenneneen

Appendix C Opinion of the United States Court of
Appeals for the Ninth Circuit in
Northern Cheyenne Tribe v. Adsit,
668 F.2d 1080.

Appendix D Order of the United States District
Court for the District of Arizona,
dated April 17, 1980.

Appendix E Opinion and Order of the United
States District Court for the District
of Arizona, 484 F.Supp. 778. ...............

Appendix F Senate Report No. 755, 82d Cong., Ist
Session, dated September 17, 1951. ...

Appendix G Order of Superior Court of Maricopa
County, Arizona, dated March 24,
1982.

Appendix H Order of the Superior Court of
Apache County, Arizona, dated
March 25, 1982.

A-i

C-1

F-1

G-1

H-1

A-l

APPENDIX A
Filed - FEB. 23, 1982
San Car_os APACHE TRIBE OF ARIZONA,
Plaintiff-Appellant,
v.

The State or Arizona, a body politic; and the State
Land Department of the State of Arizona; and John M. Lit-
tle, Individually and as Acting Commissioner of the State
Land Department of the State of Arizona; and Salt River
Valley Water Users’ Association, an Arizona Corporation,
Defendants-Appellees.

Payson COMMUNITY OF YAVAPAI-APACHE INDIANS,
Plaintiff-Appellant,
Vv.

The Strate or Arizona, a body politic; and the State
Land Department of the State of Arizona; and John M. Lit-
tle, Individually and as Acting Commissioner of the State
Land Department of the State of Arizona; and Salt River
Valley Water Users’ Association, an Arizona Corporation,
Defendants-Appellees.

Sat River Pima-Maricopa INDIAN COMMUNITY,
Plaintiff-Appellant,
v.

The State or Arizona and John M. Little, Acting Com-
missioner of the Arizona State Land Department,
Defendants-Appellees.

Fort McDowe.t Monave-Apacue INDIAN COMMUNITY, for
and on behalf of itself and its members,

Plaintiff- —

Satt River VALLEY em Users’ AssociaTion; Salt
River Project Agricultural Improvement end Power Dis-

trict; City of Phoenix; City of Prescott; City of Jerome;
ists Eee: Geeemaaiiens Otten tain Seleontees tne
Arizona Water Company; Miller Brothers Farms, Inc.;
Camp Verde Water Systems; Cottonwood Water Works,

A-2

Harold W. Bullard; and the State of Arizona, Individually
and as representative of a class composed of all others simi-
larly situated, Defendants-Appellees.

Nos. 80-5137, 80-5138, 80-5189 and 80-5219.
United States Court of Appeals, Ninth Circuit.
Argued and Submitted July 15, 1981.
Decided Feb. 23, 1982.

Appeal from the United States District Court for the
District of Arizona.

Before Merritt, Cuoy and Fercuson, Circuit Judges.
Cuoy, Circuit Judge:

Several Indian tribes appeal dismissal of petitions
brought in federal district court to adjudicate their water
rights in several water systems in the State of Arizona. The
district court, in a consolidated order, dismissed the suits in
favor of a state proceeding relying on Colorado River Water
Conservation District v. United States, 424 U.S. 800, 96
S.Ct. 1236, 47 L.Ed.2d 483 (1976). We reverse.

Appellants San Carlos Apache Tribe, Payson Community
of Yavapai-Apache Indians, Salt River Pima-Maricopa In-
dian Community and Fort McDowell Mohave-Apache
Indian Community (the Tribes) are federally-recognized
Indian tribes occupying reservations located in the State of
Arizona. The region is semi-desert with alluvial soils suit-
able for agriculture, but a low rainfall makes irrigation nec-
essary. The only surface water available is provided by the
Salt and Verde Rivers which are fed by a 13,000 square-
mile watershed.

Appellees include the State of Arizona, various state offi-
cials, and the Salt River Valley Water Users’ Association.

I. Historical Overview

A. Prior Appropriation

Most western states apply the doctrine of prior appropri-
ation in establishing rights to the use of water. Under this
doctrine, one acquires a right to water by diverting it from
its natural source and applying it to some beneficial use.
Continued beneficial use of the water is required in order to
maintain the right. In perioas of shortage, priority among
confirmed rights is determined according to the date of ini-
tial diversion.' This doctrine, which is based on use,
unavoidably brings the interest of state claimants into con-
flict with Indian tribes who claim water rights under the
Winters doctrine, which is based on need.

2. Winters or Reservation Doctrine

Indian water rights are created outside the system of
state law and exist independently of that system. /ndian
Water Rights: A State Perspective After Akin, 57
Neb.L.Rev. 295 (1978). In Winters v. United States, 207
U.S. 564, 28 S.Ct. 207, 52 L.Ed. 340 (1908), the Supreme
Court described the nature of Indian water rights. The
Court held that each time the federal government sets aside
land from the public domain for a federal purpose it implies
a reservation of water resources to meet the needs of that
land. An implied reservation of water for an Indian reserva-
tion will be found where it is necessary to fulfill the
purposes of the reservation. They are reserved in trust to
the federal government with a priority date as of the time
the reservation was established. The United States thus
holds legal title. Arizona v. California, 373 U.S. 546, 600, 83
S.Ct. 1468, 1498, 10 L.Ed.2d 542 (1963). Unlike the rights
accruing to non-Indians based on beneficial use and non-
use, Indian water rights are reserved for present and future
needs of the reservations. Federally reserved water rights
affect 17 states. The precise extent and nature of most re-

' See Colorado River Water Conservation District v. United States,
424 U.S. 800, 805, 96 S.Ct. 1236, 1240, 47 L.Ed.2d 2483 (1976).

A-4

served rights have yet to be determined.’

The Winters doctrine is the source of major problems for
dry, western states. As water is reserved for tribes for cur-
rent and future needs, the quantity required is unspecified.
Without jurisdiction over the tribal lands or a description
of the scope of the reserved right, states are unable to de-
velop comprehensive water allocation plans with certainty.

In 1952, Congress passed the McCarran Amendment, 66
Stat. 560, 43 U.S.C. § 666, consenting to state court juris-
diction over the United States when litigation involves
comprehensive adjudication of water rights. The amend-
ment provides that “consent is hereby given to join the
United States as a defendant in any suit (1) for the adjudi-
cation of rights to use of water of a river system or other
source, or (2) for the administration of such rights, where it
appears that the United States is the owner of or is in the
process of acquiring water rights by appropriation under
State law, by purchase, by exchange, or otherwise, and the
United States is a necessary party to such suit.” Previously,

* In Arizona v. California, 373 U.S. 546, 600, 83 S.Ct. 1468, 1498, 10
L.Ed.2d 542 (1963), the Supreme Court reaffirmed the Winters reserva-
tion doctrine and further affirmed the special master’s conclusion as to
the quantity of water intended to be reserved. The finding in that case
was that the reserved water was intended to satisfy the future as well as
the present needs of the Indian reservation and enough water was re-
served to irrigate all the practicably irrigable acreage on the reservations.

In United States v. New Mexico, 438 U.S. 696, 98 S.Ct. 3012, 57
L.Ed.2d 1052 (1978), in determining the extent of an implied reservation
of water for a national forest, the Supreme Court held:

Where water is necessary to fulfill the very purposes for which a fed-

eral reservation was created, it is reasonable to conclude, even in che

face of Congress’ express deference to state water law in other areas,
that the United States intended to reserve the necessary water. Where
water is only valuable for a secondary use of the reservation, however,
there arises the contrary inference that Congress intended, consistent
with its other views, that the United Stetes would acquire water in the
same manner as any other public or private appropriator.

438 U.S. at 702, 98 S.Ct. at 3015. The Ninth Circuit applied the New

Mexico test to determine Indian reserved water rights in Colville Con-

federated Tribes v. Walton, 647 F.2d 42 (9 Cir. 1981).

A-5

the United States could not be joined in water rights adju-
dication because of sovereign immunity. The McCarran
Amendment waives the sovereign immunity in general wa-
ter rights adjudications. The purpose of the McCarran
Amendment was to eliminate the uncertainty engendered
by the inability to compel adjudication of federal water
rights. The amendment grants state courts the power to
adjudicate federal water rights.

4. Akin Decision

In Colorado River Water Conservation District v. United
States, 424 U.S. 800, 96 S.Ct. 1236, 47 L.Ed.2d 483 (1976)
(Akin),’ the Supreme Court interpreted the McCarran
Amendment. The question in Akin concerned the effect of
the McCarran Amendment upon the jurisdiction of the fed-
eral district courts under 28 U.S.C. § 1345 over suits for
determination of water rights brought by the United States
as trustee for certain Indian tribes and as owner of various
non-Indian Government claims. In Aki the Government
brought suit in the United States District Court for the
District of Colorado, invoking the court's jurisdiction under
28 U.S.C. § 1345. 28 U.S.C. § 1345 provides:

Except as otherwise provided by Act of Congress, the
district courts shall have original jurisdiction of all
civil actions, suits or proceedings commenced by the
United States, or by any agency or officer thereof ex-
pressly authorized to sue by Act of Congress.

In the suit, the Government asserted reserved rights on its
own behalf and on behalf of certain Indian tribes, as well as
rights based on state law.

* This decision was an appeal from United States v. Akin, 504 F.2d
115 (10th Cir. 1974).

A-6

Shortly after the federal suit was commenced, one of the
defendants in that suit filed an application in the state
court for Division 7‘ seeking an order directing service of
process on the United States in order to make it a party to
proceedings in Division 7 for the purpose of adjudicating all
of the Government's claims, both state and federal. On
January 3, 1973, the United States was served pursuant to
authority of the McCarran Amendment. Several defendants
and intervenors in the federal proceeding then filed a mo-
tion in the district court to dismiss on the ground that
under the amendment, the district court was without juris-
diction to determine federal water rights. Without deciding
the jurisdictional question, the district court, on June 21,
1973, granted the motion stating that the doctrine of ab-
stention required deference to the proceedings in Division
7. On appeal, the Court of Appeals for the Tenth Circuit
reversed, United States v. Akin, 504 F.2d 115 (1974), hold-
ing ti.at the suit of the United States was within district
court jurisdiction under 28 U.S.C. § 1345, and that absten-
tion was inappropriate.

Certiorari was granted and in Colorado River Water
Conservation District v. United States, the Supreme Court
held that although the district court had jurisdiction over
the action and abstention was improper, the dismissal was
nevertheless proper under the doctrine of “wise judicial
administration.”

The Court first held that in view of the McCarran
Amendment’s language and legislative history and control-
ling principles of statutory construction, the amendment in
no way diminished the jurisdiction of district courts under
§ 1345 to hear federal water rights suits. The Court found
that the effect of the amendment was to give consent to ju-

* Under Colorado law, the state is divided into Water Divisions with
adjudication of water claims within each Division occurring on a continu-
ous basis.

A-7

risdiction in the state courts concurrent with jurisdiction in
the federal courts over controversies involving federal rights
to the use of water. 424 U.S. at 808-809, 96 S.Ct. at 1241-
1242.

The Court also concluded specifically that the state court
had jurisdiction over Indian water rights under the Mc-
Carran Amendment. /d. at 809, 96 S.Ct. at 1242. This
finding was based both on the amendment’s language and
its underlying policy of avoiding piecemeal adjudication of
water rights in a river system. The Court went on to hold
that the district court dismissal could not be supported
under the doctrine of abstention in any of its forms.

The Court held finally that the dismissal was proper due
to considerations of “wise judicial administration” in a sit-
uation involving concurrent state-federal jurisdiction.

II. Issues on Appeal

1. Does the federal Enabling Act authorizing Arizona’s
admission to the Union, and the state’s disclaimer
clause in its constitution prohibit Arizona from exer-
cising jurisdiction over Indian tribes?

2. Even if the Arizona courts had jurisdiction, did the
district court improperly apply the doctrine of “wise
judicial administration” in dismissing the case?

III. Disclaimer Issue

Arizona was admitted to the Union on condition that it
disclaim right and title to and jurisdiction over Indian
lands. The Arizona Enabling Act (36 Stat. 569) provides in
relevant part:

Second. That the people inhabiting said proposed
State do agree and declare that they forever disclaim
all right and title to the unappropriated and ungranted
public lands lying within the boundaries thereof and to
all lands lying within said boundaries owned or held by
any Indian or Indian tribes, the right or title to which
shall have been acquired through or from the United
States or any prior sovereignty, and that until the title
of such Indian or Indian tribes shall have been extin-

A-8

guished the same shall be and remain subject to the
disposition and under the absolute jurisdiction and
control of the Congress of the United States.

The Arizona constitution disclaims jurisdiction over In-
dian lands providing:

FOURTH. PUBLIC LANDS,
INDIAN LANDS.

Fourth. The people inhabiting this State do agree and
declare that they forever disclaim all right and title to
the unappropriated and ungranted public lands lying
within the boundaries thereof and to all lands lying
within said boundaries owned or held by any Indian or
Indian tribes, the right or title to which shall have
been acquired through or from the United States or
any prior sovereignty, and that, until the title of such
Indian or Indian tribes shall have been extinguished,
the same shall be, and remain, subject to the disposi-
tion and under the absolute jurisdiction and control of
the Congress of the United States.

Arizona Constitution, article 20, paragraph 4.

The Tribes contend that the disclaimer provisions bar
jurisdiction over the Indians and were not repealed by the
McCarran Act.’ The district court rejected this contention
citing Jicarilla Apache Tribe v. United States, 601 F.2d
1116 (10th Cir.), cert. denied, 444 U.S. 995, 100 S.Ct. 530,
62 L.Ed.2d 426 (1979). We disagree.

The Arizona Enabling Act and constitutional disclaimer
provisions are essentially identical to the Montana En-
abling Act and constitutional disclaimer provisions. In
reaching the conclusion that Arizona has disclaimed juris-

* The disclaimer was not an issue in the Akin case as Colorado did

A-9

diction over the Indian lands we adopt in full the reasoning
and analysis found in Northern Cheyenne Tribe v. Adsit,
No. 79-4887, slip op.p. , F.2d (9th Cir. Feb-
ruary 22, 1982).

As in the Northern Cheyenne case, we find it necessary
to remand for a determination of whether Arizona has ob-
tained jurisdiction over the Indians pursuant to Public Law
280.

IV. Application of the Doctrine of “Wise Judicial Admin-
istration”

Without much discussion, and purporting to follow the
Supreme Court’s Akin decision, the district court dismissed
the federal action “in light of considerations of federal judi-
cial restraint in State matters and judicial administration,
further giving regard to the conservation of judicial re-
sources and the comprehensive disposition of litigation.”
487 F.Supp. at 784.

The Supreme Court in Akin held that the state and fed-
eral courts had concurrent jurisdiction over controversies
involving federal rights to the use of water and that the dis-
trict court’s dismissal of the federal action was improper
under the doctrine of abstention. The Court, nevertheless,
held the dismissal proper under the doctrine of “wise judi-
cial administration.”

The Court stated that the circumstances permitting a
dismissal for reasons of wise judicial administration “are
considerably more limited than the circumstances appropri-
ate for abstention,” 424 U.S. at 818, 96 S.Ct. at 1246, and
the Court referred to the necessary circumstances as “ex-
ceptional.” The factors that the Supreme Court stated
could be considered include which court first assumed juris-
diction over the property, the inconvenience of the federal
forum, the avoidance of piecemeal litigation and the order
in which jurisdiction was obtained by the concurrent forum.
The Court stated:

No one factor is necessarily determinative; a carefully

A-10

considered judgment taking into account both the obli-
gation to exercise jurisdiction and the combination of
factors counselling against that exercise is required.
Only the clearest of justifications will warrant dis-

The Court found the dismissal to be proper, considering
such factors as (1) the state’s established single continuous
proceeding for water rights adjudication which antedated
the district court suit, (2) the apparent absence of any pro-
ceedings in the district court, other than the filing of the
complaint, prior to the motion to dismiss, (3) the extensive
involvement of state water rights occasioned by this suit
naming 1,000 defendants, (4) the 300-mile distance between
the district court in Denver and the court in Division 7, and
(5) the existing participation by the Government in Divi-
sions 4, 5, and 6 proceedings.

The Court in Akin refers to “wise judicial administra-
tion” as being proper only under “exceptional” cir-
cumstances. The Court specifically did not decide whether
dismissal would be warranted if more extensive proceedings
had occurred in the district court prior to dismissal, if the
involvement of state water rights were less extensive or if
the state proceeding were in some respect inadequate to
resolve the federal claims. 424 U.S. at 820, 96 S.Ct. at 1248.
The Court also specifically left open the question of the
application of the “wise judicial administration” doctrine to
a water rights suit brought by a private party such as an
Indian tribe rather than the United States. 424 U.S. at 801
n.26, 96 S.Ct. at 1248.

Our holding on the disclaimer issue makes it unnecessary
for us to decide at this time whether dismissal under the
doctrine of “wise judicial administration” would have been
proper if Arizona had not disclaimed jurisdiction over the
Indians. We note that the district judge did not make find-
ings on this issue and the record indicates significant
differences between these cases and the Akin case.

A-1l

V. Other Issues

The Tribes raise several other issues, including the adju-
dication of ground-water claims, service of process, damage
action, and the sovereign immunity of the United States in
the Navajo Nation case. Due to our holding on the dis-
claimer issue we find it unnecessary to reach any other is-
sues.

VI. Conclusion

We find the district court’s conclusion that the disclaim-
er provisions in the Arizona Enabling Act and constitution
do not preclude state jurisdiction over the Indians to be
incorrect. On remand the district court must determine if
Arizona has properly asserted jurisdiction pursuant to Pub-
lic Law 280.

REVERSED and REMANDED.

MERRILL, Circuit Judge, dissenting:

For the reasons set forth in my dissent in Northern
Cheyenne Tribe v. Adsit, F.2d ___, I dissent from the
Court’s holding that the disclaimer clauses in the Arizona
Statehood Act and the State Constitution deprive the state
courts of jurisdiction to establish and adjudicate the re-
served water rights of the United States held by it in trust
for the Indian tribes.

Further I dissent from the Court’s holding that wise judi-
cial administration, as that term is used in Akin, does not
call for dismissal of the federal suits. Here no suit seeks
general adjudication of a stream system. In the suits
brought by San Carlos Apache Tribe, Payson Community
of Yavapai-Apache Indians and Fort McDowell Mohave-
Apache Indian Community, the prayers are for adjudication
only of the reserved rights of the plaintiff Tribes. The Salt
River Pima-Maricopa Indian Community suit prays only to
enjoin state court action and seeks no adjudication at all.

A-12

Thus, at best, the suits constitute piecemeal adjudication of
the streams. While the rights held for Indians would be es-
tablished, the rights of the other water users on the streams
would not.

In these circumstances, principles of wise judicial admin-
istration clearly counsel against federal adjudication of the
Tribes’ claims. The Akin Court regarded the McCarran
Amendment itself as the most important factor favoring
state proceedings over federal. It stated:

The clear federal policy evinced by that legislation is
the avoidance of piecemeal adjudication of water rights
in a river system....[T]he concern... with avoiding
the generation of additional litigation through permit-
ting inconsistent dispositions of property... is
heightened with respect to water rights, the relation-
ships among which are highly interdependent. Indeed,
we have recognized that actions seeking the allocation
of water essentially involve the disposition of property
and are best conducted in unified proceedings. . . . The
consent to jurisdiction given by the McCarran Amend-
ment bespeaks a policy that recognizes the availability
of comprehensive state systems for adjudication of
water rights as the means for achieving these goals.

424 U.S. at 819, 96 S.Ct. at 1247. The Court also quoted

from the legislative history of the McCarran Amendment to

this effect:
In the administration of and the adjudication of water
rights under State laws the State courts are vested
with the jurisdiction necessary for the proper and effi-
cient disposition thereof, and by reason of the
interlocking of adjudicated rights on any stream sys-
tem, any order or action affecting one right affects all
such rights. Accordingly all water users on a stream, in
practically every case, are interested and necessary
parties to any court proceedings. It is apparent that if
any water user claiming to hold such right by reason of
the ownership thereof by the United States or any of
its departments is permitted to claim immunity from
suit in, or orders of, a State court, such claims could

A-13

materially interfere with the lawful and equitable use
of water for beneficial use by the other water users
who are amenable to and bound by the decrees and
orders of the State courts.

Id. at 810, 96 S.Ct. at 1242, quoting S.Rep.No. 755, 82d
Cong., Ist Sess., 4-5 (1951).

In fact, however, the suits now before us would not even
constitute piecemeal adjudication; rather, they would result
in no effective adjudication at all. Since the suits do not
seek general adjudication of the stream systems involved,
the McCarran Amendment does not provide the consent of
the United States to be sued. Dugan v. Rank, 372 U.S. 609,
617-19, 83 S.Ct. 999, 1004-05, 10 L.Ed.2d 15 (1963). Yet, on
every stream system involved in these suits, the United
States claims reserved rights. Similarly, on some of the
stream systems, the rights of other Indian tribes are in-
volved. They too are immune from suit. California v.
Quechan Tribe of Indians, 595 F.2d 1153, 1155 (9th Cir.
1979). As a result, an adjudication of the rights of the plain-
tiff Tribes would accomplish nothing since it could have no
binding effect on the absent claimants.

In my judgment wise judicial administration would not
tolerate the confusion which these suits would create and
the havoc they can be expected to play with the state’s sta-
tutory efforts to deal with its problems of water
scarcity—problems faced not just by Indians, but by every
resident of the state; problems of such awesome dimensions
that the state’s efforts to solve them should have federal
respect and encouragement.

For these reasons I would hold that wise judicial admin-
istration as a matter of law demands the dismissal of these
suits and would affirm the district court.

B-1

APPENDIX B
Filed-FEB. 24, 1982
Navaso Nation, aka The Navajo Tribe of Indians,
Plaintiff-Appellant,
Vv.
Unrrep States of America, State of Arizona,
Defendants-Appellees.
Nos. 80-5471, 80-5837.
United States Court of Appeals, Ninth Circuit.

Argued and Submitted July 15, 1981.
Decided Feb. 24, 1982.

Reversed and remanded.
Merrill, Circuit Judge, filed dissenting opinion.

Appeal from the United States District Court for the
District of Arizona.

Before MERRILL, Cuoy and FercGuson, Circuit Judges.

Cuoy, Circuit Judge:

Appellant Navajo Nation appeals the district court’s or-
der staying its federal action. We reverse.’

1. Facts

The Navajo Nation brought this action under 28 U.S.C.
§ 1362 seeking a declaration of the tribe’s rights to the Lit-
tle Colorado River under its treaties with the United States
and various federal statutes and orders.

The State of Arizona moved to dismiss the complaint for
a lack of federal jurisdiction, arguing that the Navajo’s
claims should be decided as part of the state proceeding
concerning the Little Colorado pursuant to the Supreme
Court’s decision in Colorado River Water Conservation
District v. United States, 424 U.S. 800, 96 S.Ct. 1236, 47

' This case was argued together with the cases decided in the consol-
idated opinion in San Carlos Apache Tribe v. Arizona, No. 80-5137, Slip.
op. p. ’ F.2d (9th Cir. 1982).

B-2

L.Ed.2d 483 (1976) (Akin).’

The district court (Cordova, J.) denied Arizona’s motion
to dismiss, thereby recognizing that it had jurisdiction over
the claim and that the amended complaint stated a good
cause of action. At the same time, however, the district
court, sua sponte, entered an order staying the federal ac-
tion pending the trial and determination by the State Court
of Arizona of the rights of claimants.

Appellant filed a notice of appeal on June 12, 1980, more
than 30 days after entry of the stay. Appellant later asked
the district court to certify the stay order for immediate
appeal pursuant to 28 U.S.C. 4 1292(b). On October 30, this
court issued an order permitting appellant’s 1292(b) appeal
and consolidating it with the § 1291 appeal and authorized
the panel to reconsider appellees’ motion to dismiss the pe-
tition and the appeal.

Il. Issues

1. Is this appeal properly before this court?

2. Did the district court err in staying the action?

Ill. Analysis

A. Appealability of District Court Stay

Arizona contends that this appeal is not properly before
this court, arguing that the appeal was not timely filed and
in addition that a stay is not an appealable order. The Na-
vajo’s § 1291 direct appeal was filed beyond the usual 30-
day period but within the 60-day period for cases where the
United States is a party. Arizona argues that the United
States was never served with process and therefore the 60-
day appeal period is inapplicable. Appellant disputes this
and offers to provide proof of service. However, this issue is
largely unimportant because on August 19, 1980, the dis-

* For a detailed discussion of the Akin decision and Indian water
rights in general, see the companion cases of San Carlos Apache Tribe v.
Arizona, No. 80-5137, Slip op. p. : F.2d (9th Cir.
1982), and Northern Cheyenne Tribe v. Adsit, No. 79-3887, Slip op. p.

, F.2d (9th Cir. 1982).

B-3

trict court (Hardy, J.) certified the stay order for
immediate appeal under 28 U.S.C. 4 1292(b) on the ground
that the stay order “involves a controlling question of law
as to which there is substantial ground for difference of
opinion and ... an immediate appeal ... may materially
advance the ultimate termination of the litigation.”
Section 1292(b) provides in relevant part:
(b) When a district judge, in making in a civil action
an order not otherwise appealable under this section,
sha!l be of the opinion that such order involves a con-
trolling question of law as to which there is substantial
ground for difference of opinion and that an immedi-
ate appeal from the order may materially advance the
ultimate termination of the litigation, he shall so state
in writing in such order. The Court of Appeals may
thereupon, in its discretion, permit an appeal to be
taken from such order, if application is made to it
within ten days after the entry of the order.

On October 30, 1980, the Ninth Circuit granted the peti-
tion for permission to appeal under 4 1292(b).

This court also ordered appellee’s motion to dismiss the
appeal as untimely denied without prejudice to appellee’s
raising, under 28 U.S.C. § 1291, the underlying jurisdic-
tional issue before this panel. This court ordered the } 1291
appeal consolidated with the 4 1292(b) appeal.

The issue of whether the appeal under § 1291 is proper
is largely irrelevant at this time as the district court order is
properly before the court as a § 1292(b) appeal.

B. State Court Jurisdiction

The district court stayed the federal action “pending the
trial and determination by the State Court of Arizona of
the rights of claimants, over which it has jurisdiction, to the
water of the Little (. 'orado Watershed.” The district court
did not state its reasons for staying the federal action nor
cite any authority for its action.

B-4

Our holding in San Carlos Apache Tribe v. Arizona, No.
80-5137, Slip op. p. : F.2d __ (9th Cir. filed
February 23, 1982), that Arizona has disclaimed jurisdic-
tion over the Indians’ water rights compels us to reverse the
district court’s holding that the state court has jurisdiction
over the Indian claims.

C. Other Issues

Because of our holding on the disclaimer issue we find it
unnecessary to reach any of the other issues raised by the
parties.

IV. Conclusion

This appeal is properly before this court pursuant to 28
U.S.C. § 1292(b). The order of the district court is RE-
VERSED.

REVERSED and REMANDED.
MERRILL, Circuit Judge, dissenting:

I dissent for the reasons set forth in my dissents in
Northern Cheyenne Tribe v. Adsit and San Carlos Apache
Tribe v. Arizona, filed this day. In this case Navajo Nation
does not seek a general stream adjudication. For the rea-
sons set forth in my dissent in San Carlos Apache Tribe I
would remand with instructions that the suit be dismissed.

C-1

APPENDIX C
Filed—FEB. 22, 1982
The NoRTHERN CHEYENNE TRIBE OF the NORTHERN
CHEYENNE INDIAN RESERVATION, et al.,
Plaintiffs-Appellants,
Vv

Thomas Ralph Apsit, et al.,
Defendants-Appellees.

Nos. 79-4887, 80-3028, 80-3032,
80-3038, 80-3040 to 80-3042, 80-3044, 80-3045
and 80-3061 to 80-3063.

United States Court of Appeals, Ninth Circuit.

Argued and Submitted July 15, 1981.
Decided Feb. 22, 1982.

Appeal from the United States District Court for the
District of Montana.

Before MERRILL, CHoy and FerGuson, Circuit Judges.
Fercuson, Circuit Judge:

The United States government and various Montana In-
dian tribes appeal the dismissal of consolidated actions
brought to adjudicate federal and Indian water rights in
Montana. The federal court actions were dismissed in favor
of state court proceedings. Dismissal was predicated on the
Supreme Court’s decision in Colorado River Conservation
District v. United States, 424 U.S. 800, 96 S.Ct. 1236, 47
L.Ed.2d 483 (1976) (hereinafter “Akin”). Because Akin was
erroneously applied to the facts of the Montana litigation,
we reverse.

I. PROCEDURAL HISTORY.

In January, 1975, the Northern Cheyenne Tribe brought
suit in United States District Court for the District of Mon-
tana to adjudicate water rights in the Tongue River and
Rosebud Creek in Montana. Jurisdiction was alleged under

C-2

28 U.S.C. § 1362.' In March, 1975, the United States
brought suit pursuant to 28 U.S.C. § 1345’ for the same
purpose, in its own right and as fiduciary on behalf of the
Northern Cheyenne and other reservation tribes. In July,
1975, the Montana Department of Natural Resources and
Conservation (“DNR”) filed petitions in state court for a
determination of all existing rights to those waters in ac-
cordance with existing state law.

In August, 1975, the United States brought suit in the
district court on behalf of the Crow Tribe. Judge Battin
consolidated the cases and stayed proceedings in February,
1976, pending the Supreme Court’s decision in Akin. The
State of Montana, a defendant in those cases, moved to
dismiss as a result of that decision. At the same time, the
Crow Tribe moved to intervene. Both motions were argued
in the summer of 1976.

In February, 1979, the federal government and the tribes
moved for expedited consideration. In April, 1979, the
United States filed more actions in the district court seek-
ing a declaration of water rights on behalf of the United
States and four additional tribes.

On May 11, 1979, an amended state water consolidation
plan, Montana Senate Bill 76, took effect. The Montana
Supreme Court ordered implementation and authorized the
DNR to notify relevant parties in June, 1979.

' 28 U.S.C. § 1362 provides:

The district courts shall have original jurisdiction of all civil ac-
tions brought by any Indian tribe ... wherein the matter in
controversy arises under the Constitution, laws, or treaties of the
United States.

* 28 U.S.C. § 1345 provides:

{T}he district courts shall have original jurisdiction of all civil ac-
CS of Ce CNS SY Ce Wee Se, © ay
agency or officer thereof . .

C-3

In July, 1979, Judge Hatfield stayed the federal actions
initiated in 1979. In November of that year, Judges Battin
and Hatfield issued a joint opinion dismissing all federal
actions as an exercise of “wise judicial administration” as
outlined in Akin. Northern Cheyenne Tribe v. Tongue
River Water Users, 484 F.Supp. 31 (D.C.Mont. 1979).

The United States and the Indian tribes appeal that
dismissal, arguing that it is predicated on an erroneous ap-
plication of Akin. They maintain that because the Montana
constitution and enabling act contain disclaimers of juris-
diction over Indian tribes, the litigation in that state differs
from the Colorado litigation which was the subject of Akin.
Further, they argue that the specific factors underlying the
Akin decision are not present in the Montana litigation and
that the contrast requires retention of federal jurisdiction.

Il. THE DISCLAIMER ISSUE.
A. Jurisdiction over Indian Water Rights.

Traditionally, Indian water rights have been reserved in
trust to the federal government. Winters v. United States,
207 U.S. 564, 28 S.Ct. 207, 52 L.Ed. 340 (1908); Arizona v.
California, 373 U.S. 546, 83 S.Ct. 1468, 10 L.Ed.2d 542
(1963), overruled on other grounds, 438 U.S. 645, 98 S.Ci.
2985, 57 L.Ed.2d 1018 (1977). Federal courts have consis-
tently exercised jurisdiction over Indians on reservations,
Minnesota v. United States, 305 U.S. 382, 59 S.Ct. 292, 83
L.Ed. 235 (1939), unless jurisdiction is explicitly granted to
the states by congressional statute. Fisher v. District Court
of Montana, 424 U.S. 382, 388, 96 S.Ct. 943, 947, 47
L.Ed.2d 106 (1976). Congress has granted state courts juris-
diction over Indian rights with respect to various criminal
and civil matters, but in each grant, jurisdiction over Indian
water rights has been specifically excluded. 28 U.S.C.

C-4

§ 1360(b); 18 U.S.C. § 1162(b); 25 U.S.C. § 1322.”

In 1952, Congress passed the McCarran Amendment, 43
U.S.C. § 666, granting state courts jurisdiction over the
United States when litigation involves comprehensive adju-
dication of water rights and the United States is a
necessary party.

Consent is given to join the United States as a defen-
dant in any suit (1) for the adjudication of rights to the
use of water of a river system or other source, or (2) for
the administration of such rights, where it appears that
the United States is the owner of or is in the process of
acquiring water rights by appropriation under State law,
by purchase, by exchange, or otherwise, and the United
States is a necessary party to such suit ....

43 U.S.C. § 666(a). The Amendment does not mention Indi-
ans or reservations. It is limited to waiving the sovereign
immunity of the federal government with respect to water
rights acquired “by ... appropriation ... or otherwise.” In
no way does the McCarran Amendment repeal any of the
jurisdiction of the federal courts. The Amendment merely
extends the United States’ consent to suit in certain cases.

In 1976, the Supreme Court interpreted the McCarran
Amendment as a grant of jurisdiction over water rights of
Indian tribes when the right is asserted by the federal gov-
ernment as fiduciary. Colorado River Conservation District
v. United States, 424 U.S. 800, 96 S.Ct. 1236, 47 L.Ed.2d

* Each statutory section states:

Nothing in this section shall authorize the alienation, encumbrance, or
taxation of any real or personal property, including water rights, belong-
ing to any Indian or any Indian tribe, band, or community that is held in
trust by the United States... .

(emphasis supplied).

Sections 25 U.S.C. 1322(b) (alienation, encumbrance, taxation, use, and

probate of property) and § 1360(b) (state civil jurisdiction in actions to

which Indians are parties) further provide that nothing in these sections
shall confer jurisdiction upon the State to adjudicate, in probate pro-
ceedings or otherwise, the ownership or right to possession of such
property or any interest therein.

C-5

483 (1976) (Akin). When the United States is a party to a
proceeding involving these rights, the Court held that the
ability of the state to assert jurisdiction over the federal
government implicitly allows jurisdiction over the rights of
tribes that, without the McCarran Amendment, would have
been immunized by federal statutes against suits in state
court.

In a crucial footnote, the Court noted the restrictions on
jurisdiction over Indian water rights provided in 25 U.S.C. 4
1322(b) and 28 U.S.C. § 1360(b).° Jd. at 812, n.20, 96 S.Ct.
at 1244, n.20. The Court, however, held that limiting lan-
guage in those sections only qualifies the import of the
general consent to state jurisdiction given by those sections;
the language does not purport to limit the special consent
to jurisdiction given by the McCarran Amendment. /d.
Accordingly, the Court dismissed the federal proceeding in
favor of the comprehensive ongoing state proceeding.

B. Montana’s Disclaimers and Public Law 83-280.

The Montana litigation raises a question not at issue in
Akin. In a state which, unlike Colorado, expressly disclaims
jurisdiction over Indian lands within its constitution and
enabling act, does the McCarran Amendment grant juris-
diction and thereby repeal the state disclaimers? We hold
that it does not.

Montana was admitted to statehood in 1889 on condition
that it disclaim right and title to jurisdiction over Indian
lands. Montana’s enabling act provides that the state
“disclaim([s] all right and title to the unappropriated public
lands ... owned or held by any Indian or Indian tribes . . .”
25 Stat. 676 (1889). The disclaimer of title in the enabling
act is reinforced by the disclaimer of jurisdiction in the

* See footnote 3, supra.

C-6

Montana Constitution that specifically provides, “all lands
owned or held by any Indian or Indian tribes shall remain
under the absolute jurisdiction and control of the United
States ....” Art. I, Mont.Const. 1972.

Only a year after the passage of the McCarran Amend-
ment, Congress passed Public Law 83-280 establishing a
procedure whereby states could repeal disclaimers in their
constitutions and enabling acts. Public Law 280, “the first
jurisdictional statute of general applicability to Indian re-
servation lands,” Washington v. Yakima Indian Nation,
439 U.S. 463, 471, 99 S.Ct. 740, 746, 58 L.Ed.2d 740 (1979),
dealt with “the problem of lawlessness on certain Indian
reservations, and the absence of adequate tribal institutions
for law enforcement.” Bryan v. Itasca County, 426 U.S.
373, 379, 96 S.Ct. 2102, 2106, 48 L.Ed.2d 710 (1953). Sec-
tion 7 of that Act provides for automatic transfer of
jurisdiction to the states by legislation. Section 6 deals with
states which disclaim jurisdiction over Indians.

Notwithstanding the provisions of any enabling Act for

the admission of a State, the consent of the United
States is hereby given to the people of any State to
amend, where necessary, their State constitution or exist-
ing statutes, as the case may be, to remove any legal
impediment to the assumption of civil or criminal juris-
diction in accordance with the provisions of this
subchapter. The provisions of this subchapter shall not
become effective with respect to such assumption of ju-
risdiction by any such State until the people thereof have
appropriately amended their State constitution or stat-
utes, as the case may be.

25 U.S.C. § 1324.

The Supreme Court held that the 1953 legislation allows
assumption of jurisdiction in disclaimer states by legislative
action. Yakima, supra, 439 U.S. at 484, 99 S.Ct. at 753.
Federal law does not proscribe “the manner in which the
States are to modify their organic legislation.” Jd. Accord-
ingly, in those states which so provide, legislative action

C-7

alone suffices to repeal the constitutional disclaimer of ju-
risdiction over Indians. Jd. Furthermore, in enacting 4§ 6,
Congress meant to remove any federal impediments to state
jurisdiction that may have been created by an enabling act.
Id. at 488, 99 S.Ct. at 755. Hence, the determination of
whether legislative action is sufficient to repeal a disclaimer
depends on whether such action is sufficient under the law
of the acting state to amend its constitution. /d. at 493, 99
S.Ct. at 757.

Public Law 280 was amended in 1968 to provide “that
States that have not extended criminal or civil jurisdiction
to Indian country can make future extensions only with the
consent of the tribes affected.” 25 U.S.C. §§ 1321(a),
1322(a). See Yakima, supra, at 494, n.40, 99 S.Ct. at 758,
n.40. Hence, after 1968, a state may repeal a disclaimer of
jurisdiction over reservation Indians only with the consent
of the affected tribes. In addition, the scope of consent is
limited to the same jurisdiction provided automatic transfer
states, i.e., | 7 states. 25 U.S.C. § 1322.

C. Analytic Framework.

The McCarran Amendment overrides sovereign immun-
ity of the United States in comprehensive water rights
adjudications and the immunity of an Indian tribe repre-
sented by the government in such a proceeding. It cannot
be read to amend a state constitution disclaiming subject
matter jurisdiction over such matters.

A valid exercise of state jurisdiction requires that the
state have both personal and subject matter jurisdiction.
Via the McCarran Amendment, the United States has
waived sovereign immunity from suit in certain cases in-
volving water rights. In Akin, this waiver of sovereign
immunity operated to give Colorado personal jurisdiction
over the United States and implicitly allowed jurisdiction
over the rights of otherwise immune Indian tribes in cir-
cumstances where the state had subject matter jurisdiction.
However, when a state has chosen to disclaim subject mat-
ter jurisdiction over Indian water rights, the combination of

C-8

jurisdictional prerequisites necessary for a state court to
hear a challenge to Indian water rights would appear to be
lacking.

The appearance that subject matter jurisdiction is lack-
ing in a state court in a disclaimer state would only be
defeated by a finding that the disclaimer had been validly
repealed. In order to make such a finding, a court must first
determine whether the Montana water consolidation plan
acts as a legislative repeal of the constitutional disclaimer
of jurisdiction. Washington v. Yakima, supra. Second, it
must determine whether such repeal required tribal consent
as provided in the 1968 amendment to Public Law 280.
Only if the Montana water legislation is determined to con-
stitute a legislative repeal within the requirements of the
federal law will the McCarran Amendment’s grant of per-
sonal jurisdiction over the United States, acting as trustee
for Indian water rights, furnish the state court with the
requisite personal and subject matter jurisdiction. Only if a
legislative repeal is found and the state has subject matter
jurisdiction need one consult the waiver of immunity provi-
sions of the McCarran Amendment and consequently the
terms of Akin.

The district court made no such analysis. Instead, it de-
termined that the disclaimer/non-disclaimer distinction was
inconsequential to Congress in passing the McCarran
Amendment. This conclusion cannot be accepted when
viewed in light of the specific attention paid to the
disclaimer/non-disclaimer distinction in P.L. 280 by Con-
gress only a year after it passed the McCarran Amendment.

The district court’s decision would rob the dis-
claimer/non-disclaimer distinction made by Congress of all
significance and meaning, and would deprive the 1968
Amendment to P.L. 280, which requires tribal consent to a
repeal of the disclaimer, of any effect. Accordingly, the dis-
trict court’s basis for decision was erroneous.

C-9

In so holding, we decline to follow the Tenth Circuit's
decision in Jicarilla Apache Tribe v. United States 601
F.2d 1116 (10th Cir.), cert. denied, 444 U.S. 995, 100 S.Ct.
530, 62 L.Ed.2d 426 (1979). Jicarilla, in considering the
precise issue raised here, refused to recognize the distinc-
tion between states with constitutional disclaimers and
those without. For the reasons noted above, we believe that
recognition of this distinction is crucial in deciding the ju-
risdiction issue.

Except for Jicarilla, with which we expressly disagree, no
case brought to our attention permits a disclaimer state to
adjudicate a challenge directed against Indian water rights.
Construing the Montana enabling act, Draper v. United
States, 164 U.S. 240, 247, 17 S.Ct. 107, 109, 41 L.Ed. 419
(1896), merely held that the disclaimer in Montana’s ena-
bling act did not deprive that state of power to punish for
crimes committed on a reservation or Indian lands by non-
Indians.

Williams v. Lee, 358 U.S. 217, 218, 223, 79 S.Ct. 269, 269,
273, 3 L.Ed.2d 251 (1958), held that the State of Arizona,
which expressly disclaimed jurisdiction over Indian lands,
did not have jurisdiction over an action brought by a non-
Indian in state court to collect a debt against an Indian and
his wife. At issue in Williams was whether the case should
be heard in tribal or state court. In holding that the case
must be heard in tribal court, Williams explained that state
jurisdiction would interfere with essential tribal relations.
In the present case, the choice is between federal court and
state court, not between state and tribal court; although
essential tribal relations may not be involved, essential In-
dian rights to water, basic to the survival of tribes, are
certainly at stake. An observation in Williams is relevant to
this case. “Through conquest and treaties [Indian tribes]
were induced to give up complete independence and the
right to go to war in exchange for federal protection, aid,
and grants of land.” Jd. at 218, 79 S.Ct. at 269. Were the
State to expressly disclaim jurisdiction and the federal

C-10

courts to give up their protective jurisdiction over Indian
lands, incluaing water rights, the Indians would seem de-
prived of the benefit of the original bargain that they were
driven to make. Of course, by general statute, Congress
later expressed its willingness to have any state assume ju-
risdiction over reservation Indians if the state legislature or
the people voted affirmatively to accept such responsibility.
Id. at 222, 79 S.Ct. at 271. To date, Montana does not ap-
pear to have accepted such responsibility.

In passing, we note that McClanahan v. Arizona State
Tax Comm’n., 411 U.S. 164, 179, 180, 93 S.Ct. 1257, 1266,
36 L.Ed.2d 129 (1972) (holding that Arizona could not im-
pose an income tax on reservation Indians), has expressly
limited the application of the Williams tribal self-
government test to certain circumstances:

It must be remembered that cases applying the Wil-
liams test have dealt principally with situations
involving non-Indians. [citations omitted]. In these
situations, both the tribe and the state could fairly
claim an interest in asserting their respective jurisdic-
tions. The Williams test was designed to resolve this
conflict by providing that the State could protect its
interest up to the point where tribal self-government
would be affected.

The problem posed by this case is compeletly differ-
ent. Since appellant is an Indian and since her income
is derived wholly from reservation sources, her activity
is totally within the sphere which the relevant treaty
and statutues leave for the Federal Government and
for the Indians themselves. Appellee cites us to no
cases holding that this legislation may be ignored sim-
ply because tribal self-government has not been
infringed.
Similarly, in the present case, we do not believe that the
enabling act, the Montana constitution, P.L. 280, and its
1968 amendment can be overlooked simply because tribal
self-government has not been infringed. Unlike Williams,
but like McClanahan, the present case is not one that pre-

C-11

sents as a central issue, a choice between tribal and state
jurisdiction; therefore, the Williams test has no application
whatsoever to the present situation.

Kake Village v. Egan, 369 U.S. 60, 75, 82 S.Ct. 562, 570,
7 L.Ed.2d 573 (1962), held that a disclaimer state could
regulate the fishing of off-reservation Indians by enforcing
against non-reservation Indians a state statute forbidding
the use of salmon traps. Referring to Kake, White Moun-
tain Apache Tribe v. Arizona, 649 F.2d 1274, 1280 (9th Cir.
1981), which held that a disclaimer state is not precluded
from imposing fishing and hunting license fees on non-
Indians on a reservation, noted that the enabling acts do
not force states to disclaim governmental or regulatory au-
thority over Indian lands. We believe that Jicarilla, supra,
went too far by relying on the distinction between proprie-
tary and governmental functions drawn in Kake and White
Mountain Apache Tribe. All that the latter two cases rec-
ognize is that a state may have a strong governmental
interest that empowers it to regulate certain limited con-
duct concerning non-reservation Indians or non-Indians on
reservations. Neither Kake nor White Mountain Apache
Tribe permits a state court to decide how much water reser-
vation Indians may take for use on their reservations.

The present case is not about fishing traps or licenses.
More is at stake here than the mere power of a state legisla-
ture to regulate the use of fishing traps, where the power to
regulate may have a secondary effect on Indian fishing
rights; instead, the right of Indians to the water itself is at
issue. The power of a court in a disclaimer state to enforce
a regulatory statute that may adversely affect Indians falls
far short of the power to adjudicate a direct challenge to
Indian water rights in and to the waters of streams. A dis-
claimer state cannot assert jurisdiction over such matters
until Indian sovereign immunity has been waived and the
state has repealed its disclaimer. Unless the state effec-
tively repeals its disclaimer, it cannot hear this matter.

C-12
Ill. THE AKIN FACTORS.

Even if we were to find that Montana had validly re-
pealed the disclaimer language in its constitution, we would
nonetheless be compelled to reverse the decision below. The
limited factual circumstances of Akin prevent its applica-
tion to the Montana litigation. Noting the virtually
unflagging obligation of the federal courts to retain jurisdic-
tion, the Akin Court held that principles of “wise judicial
administration,” Akin, supra, at 817, 96 S.Ct. at 1246, re-
quired dismissal given the “exceptional circumstances” of
that case. Jd. at 818, 96 S.Ct. at 1246. In the instant case,
no exceptional circumstances mandate dismissal in the ex-
ercise of wise judicial adminsitration.

The “exceptional circumstances” requiring dismissal in
Akin included the following: Colorado had an extensive
ongoing water plan in which the United States had partici-
pated. Colorado is not a disclaimer state. The federal
government sued in federal court on behalf of several In-
dian tribes under 28 U.S.C. § 1345. During the pleading
stage the federal court dismissed in favor of the ongoing
state proceedings. The suit by the United States in federal
court involved one small division of the state plan while the
state proceeding was comprehensive. The Indians involved
did not receive water rights by treaty. Nor did the Court
find that the United States faced a conflict of interest in
representing its various interests.

The Court noted in its decision (a) the apparent absence
of any proceedings in the district court other than the filing
of the complaint, (b) the extensive involvement of the state
and state water rights, (c) the inconvenience of the federal
forum’s 300-mile distance from the location of the dispute
and (d) the existing participation by the Government in the
state proceeding. Jd. at 820, 96 S.Ct. at 1247. Further, it
noted that the federal forum must defer to the state where
both have concurrent jurisdiction and the state action pre-
ceded the federal.

C-13

In limiting its holding, the Court stated: “[W]e do not
overlook the heavy obligation to exercise jurisdiction. We
need not decide ... whether, despite the McCarran Amend-
ment, dismissal would be warranted if more extensive
proceedings had occurred, ... if the involvement of state
water rights were less extensive .. ., or if the state proceed-
ings were in some respect inadequate to resolve the federal
claims. ...,” id. at 820, 96 S.Ct. at 1247, or if the suit were
“brought by a private party,” id. at n.26. The Montana liti-
gation is sufficiently different from that in Akin to require
the district court to accept its “virtually unflagging obliga-
tion” to entertain jurisdiction.

Before considering the factors discussed in Akin, we note
that under the heading “wise judicial administration,” the
district court included limited federal resources as a reason
for leaving adjudication to the state courts. Northern Chey-
enne Tribe, supra, at 36. It is a well established point,
however, that conservation of federal judicial resources is
not a proper reason for dismissing a case from the federal
courts. An action properly filed in district court is not to be
dismissed or referred to state court simply because the dis-
trict court considers itself too busy to try the action.
Thermtron Products, Inc. v. Hermansdorfer, 423 U.S. 336,
344, 96 S.Ct. 584, 589, 46 L.Ed.2d 542 (1975). Shortages of
judicial manpower are indeed unfortunate where they oc-
cur; however, it is not wise judicial administration for a
federal court to shirk its responsibility to hear federal ques-
tions just because the court may net be able to dispatch the
case as quickly as it may want to.

A. Stage of the Proceedings.

Akin involved a completed proceeding which had been in
the adjudication process for years. Furthermore, the federal
action in Akin involved only one section of the state; the
United States was already a party in state proceedings in

C-14

other water divisions. Finally, Akin did not involve allega-
tions that the United States would be subject to conflicts of
interests in representing its varied interests along with
tribal interests.

In contrast, the Montana state court litigation has not
passed the notice stage. The comprehensive plan envisioned
by Montana was not enacted until four years after the first
federal suit was filed. Claims to all water rights under the
plan will not be complete until 1982. In addition, though
the federal litigation is no further along than the state liti-
gation, the district courts stayed proceedings, apparently
awaiting the state legislation.

B. Comprehensiveness.

Akin involved a truly comprehensive proceeding in state
court with a concurrent piecemeal proceeding in federal
court. Montana claims that a federal proceeding in the
Montana case will be piecemeal because the federal courts
have been unable to obtain jurisdiction over all defendants
due to the in personam nature of the case. Further, Mon-
tana points out that the federal proceeding excludes the
Missouri River and other important water bodies within the
state. The federal action is limited to claims in which the
United States owns a reserved water right. As to the actions
that took place, the state claims that federal notice to af-
fected parties was inadequate.

The Tribes counter that the state proceeding will be
piecemeal because Indian allottees may not be joined. They
also claim that the state proceeding is inadequate as it ad-
judicates only claims accruing after 1973 and excludes
claims for livestock purposes. The state asserts that the
exempted water rights involve a minimal amount of water.
The district court does not explain the basis for its conclu-
sion on the issue of comprehensiveness; nor did it make
findings regarding the Tribes’ claims.

C-15

The Tribes argue that even if all parties could be joined
in the state proceeding, the federal court could adopt state
joinder procedures and appoint special masters ‘o imple-
ment the federal proceeding. They correctly stress that
Akin only required dismissal here the federal proceeding
would be piecemeal and the state proceeding is comprehen-
sive. Where that is not the case and jurisdiction is
concurrent, the federal court may not abdicate its judicial
obligations.

C. The Race to the Court.

In Akin, state proceedings were ongoing when the federal
action was filed. In Montana, the federal proceeding was
the predecessor. This factor is not determinative, however,
as both proceedings are in their infancy.

D. Forum Non Conveniens.

Akin relied on factors suggestive of a forum non conven-
iens analysis. Distance was a major consideration as the
federal proceeding was 300 miles from the water district in
question. The court relied on difficulty to the parties in
travelling to the location. That factor is not present in this
case to encourage dismissal.

E. Conflicts of Interest.

In any state litigation, the United States must represent
the water rights of all tribes as well as those of the Bureau
of Land Management, the U. S. Forest Service, and other
federal entities. The United States and the Tribes argue
that conflicts among these interests would prevent the
United States from representing them adequately. When
the United States is faced with such a conflict, its represen-
tation of Indians is inadequate. Manygoats v. Kleppe, 558
F.2d 556, 558 (9th Cir. 1972). Hence, the United States and
the Tribes claim the Indians would be necessary parties
over whom the state court has no jurisdiction.

C-16

The Tribes further argue that the result in Akin was lim-
ited to a situation in which the United States could
effectively represent all of its diverse rights because of the
limited scope of the proceeding. In contrast, the Montana
litigation involves all water rights in the state. The Mc-
Carran Amendment is complied with only when the
inclusion of the United States as a necessary party will pro-
vide complete adjudication of all issues. Akin, supra, at
819, 96 S.Ct. at 1247.

The state, relying on Jicarilla, argues that the Indians’
right to intervene in court proceedings sufficiently protects
their interests. However, we a

[Text truncated at 120,000 characters. The full text is on the page linked above.]

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385009_0043%3A01. Public record. Not legal advice.
