# Record and brief — Michelin Tire Corp. v. Coulter

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Record and brief
- **Published:** January 1, 1982
- **Citation:** 456 U.S. 906

## Text

UONNed

Office -Sunreme Court, U.S.
81-1450 FILED
FEB & 1982

No, _.-
L. STEVAS.,
CLERK
IN THE

Supreme Court of the United States

OCTOBER TERM, 1981

MICHELIN TiRE CORPORATION, Petitioner,
¥.

NATHAN L. COULTER, Respondent.

PETITION FOR A WRIT OF
CERTIORARI TO THE MISSOURI
COURT OF APPEALS,
SOUTHERN DISTRICT

JOHN M. KENNEY

3000 Marcus Avenue

Lake Success, New York 11042
(516) 775-7800

FLAvius B. FREEMAN
One Corporate Square
P.O. Box 4203 G.S.
Springfield, Missouri 65808
(417) 882-9090

February 2, 1982 Counsel for Petitioner

PRESS OF BYRON S. ADAMS PRINTING, INC., WASHINGTON, D.C.

QUESTIONS PRESENTED

1. Whether a party to a civil action is denied its due
process right to a fair trial when the trial judge is observed
eating lunch with counsel for an opposing party in the public
lunchroom of the courthouse during the trial while the jury is
free to observe the meeting.

2. Whether an appellant in a civil action is denied its
right to due process when an appellate court refuses to consider
the prejudicial conduct of the trial judge, the facts of which are
undisputed and conceded in the respondent's papers, on the
ground that those facts had not been stated in an affidavit by trial
counsel pursuant to state procedural rules.

LISTING PURSUANT TO SUPREME COURT RULE 28.1

Michelin Tire Corporation is a New York corporation. Its
parent companies are the Michelin Corporation, the Michelin
Investment Holding Company, Compagnie Financiere Miche-
lin and Compagnie Generale des Etablissements Michelin. It
has no subsidiaries or affiliates.

INDEX

Page
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RED FURIE WO TNE TILE occ cc civic cdccsseveccs i
I ee oie cv edenenns ekesemed l
Ee er et ere l

CONST: /UTIONAL, STATUTORY PROVISIONS AND CANONS OF JUDI-
ee Be ED o'cinGcsccccsb suadendeasecses 2
RAISING THE FEDERAL QUESTIONS ..........00000 cece eee 2
os ois ddccendenedtveveseceuss 3
REASONS FOR GRANTING THE WRIT ...........06 000 ee eee 6
ES And ote e i cease hebdnseeeetensaesane? 11

I secs ah ae eg ag oe el ee ata la

TABLE OF CASES

CASES: Page
Agee v. Lofton, 287 F.2d 709 (8th Cir. 1961) ........... y
Commonwealth Coatings Corp. v. Continental Casualty Co.,

SU PPE ban conupeatestuneseseusss 7
Goldberg v. Kelly, 397 U.S. 254 (1970) .. 0.0... eee 6
Hanch v. K.F .C. National Management Corp., 615 S.W.2d 28

a Eh 4 ac WTAE Ore reas een esas e ees 9
In re Murchison, 349 U.S. 133 (1955)... 06. oe 8
Marshall v. Jerrico, Inc., 446 U.S. 238 (1980) .......... 6,7
Miley v. Delta Marine Drilling Co., 473 F.2d 856 (Sth Cir.

1973), cert. denied, 414 U.S. 871 (1973) ........... )

Newman v.A.E. Staley Mfg. Co., 648 F.2d 330 (Sth Cir. 1981) i)
Noll v. Harrison County Bank, \1 S.W.2d 1076 (Mo. App.

DD. so ce cautied ta ceiacde keene ebe cicareeahss 10
Pratt v. Conway, 148 Mo. 291, 49 S.W. 1028 (1899) .... 10
Public Utilities Commission v. Pollak, 343 U.S. 451 (1952) 6
Starr v. United States, 153 U.S. 614 (1894) ............. 8
State v. Charles, 538 S.W.2d 944 (Mo.App. 1976) ...... 10
Walsh v. City of St. Louis, 142 S.W.2d 465 (Mo. 1940) .. 10
Withrow v. Larkin, 421 U.S. 35 (1975) ............445. 8

Woosley v. State Automobile Mut. Ins. Co., 600 S.W.2d 210
EE UE ccaccuenhess Weenasebeneeaeenceas )

IN THE
Supreme Court of the Gnited States

OCTOBER TERM, 1981

No, _-_

MICHELIN TirE CORPORATION, Petitioner,
we

NATHAN L. Coutter, Respondent.

PETITION FOR A WRIT OF
CERTIORARI TO THE MISSOURI
COURT OF APPEALS,
SOUTHERN DISTRICT

The petitioner Michelin Tire Co: poration respectfully prays
that a writ of certiorari issue to review the judgment and opinion
of the Missouri Court of Appeals, Southern District, entered in
this proceeding on August 13, 1981, subsequently withdrawn,
and republished on October 6, 1921, after a motion for re-
hearing.

OPINION BELOW

The opinion of the Missouri Court of Appeals is reported at
622 S.W. 2d 421 (Mo. App. 1981), and appears in the Appen-
dix hereto.

JURISDICTION

The judgment of the Missouri Court of Appeals was entered
on August 13, 1981. Upon a motion for rehearing, it was
withdrawn on September 22, 1981, and was republished on
October 6, 1981. A timely motion for transfer to the Supreme

2

Court of Missouri was denied on November 10, 1981, and this
petition for certiorari was filed within 90 days of that date. This
Court's jurisdiction is invoked under 28 U.S.C. § 1257(3).

CONSTITUTIONAL, STATUTORY PROVISIONS AND
CANONS OF JUDICIAL ETHICS INVOLVED

Fourteenth Amendment, United States Constitution:

No State shall. . . deprive any person of life, liberty, or
property, without due process of law... .

Missouri Rules of Civil Procedure, Rule 78.05:

Rule 78.05. After-Trial Motions, Including a Motion for a
New Trial Based Upon Affidavits.

When any after-trial motion, including a motion for new
trial, is based on facts not appearing of record, affidavits
may be filed which affidavits shall be served with the
motion. (. . . ) Depositions and oral testimony may be
presented in connection with after-trial motions.

Canon 2, Missouri Canons of Judicial Ethics:

A Judge Should Avoid Impropriety and the Appearance of
Impropriety in His Official Activities.
* * * *

B. A judge should not allow his family, social, or
other relationships to influence his judicial conduct or
judgment. He should not lend the prestige of his office to
advance the private interests of others; nor should he
convey or permit others to convey the impression that they
are in a special position to influence him. (. . . )

RAISING THE FEDERAL QUESTIONS

The Petitioner raised the first federal question, concerning its
due process right to a fair trial, in its after-trial motion before the
trial judge. See Petitioner's Memorandum in Support, and
Petitioner's Motion, (A 32, 36-37).* The trial court entered an

*Reference is to the pages of the Appendix annexed hereto.

3

order denying the Petitioner’s after-trial motions in all respects
without discussion of the merits of the points urged in the
motion. See Order of Circuit Judge John C. Crow, (A 28-29).

The Fourteenth Amendment fair trial claim was reiterated by
the Petitioner before the Missouri Court of Appeals. See the
Petitioner’s Statement, Brief and Argument, (A 42, 45). The
Missouri Court of Appeals noted the Petitioner's argument
“that the trial judge s conduct was improper and a denial of due
process to the defendant.” Opinion of Judge Hogan, (A 22).

In denying the Petitioner relief on appeal on this constitution-
al issue, Court of Appeals stated that “|t}here is nothing before
us for review on this point.” (A. 23) The Court of Appeals thus
refused to consider undisputed facts, which were conceded in
Respondent's brief to that Court, for the reason that they were
not contained in an affidavit. (A. 22) The Petitioner contends
that this ruling was a second denial of due process. Since the
Petitioner’s Motion to Transfer to the Supreme Court of Mis-
souri was denied, see Order of the Supreme Court of Missouri,
(A 30), this second constitutional issue could be first raised only
upon this petition for certiorari.

STATEMENT OF THE CASE

The personal injury upon which this strict tort liability litiga-
tion is based occurred on July 22, 1970, when Respondent
Nathan L. Coulter was injured by the failure of a passenger car
tire, distributed by Petitioner Michelin Tire Corporation, while
he was attempting to mount it on a rim. The trial of the action
before a jury commenced on November 27, 1978, in the Circuit
Court of Greene County, Missouri. On November 29, 1978,
during the trial, the trial judge was observed by the Petitioner’s
trial counsel eating lunch with one of Respondent’s counsel at
an open, public snack bar in the Greene County Courthouse, at
a time when the jury had been released for a lunch period and
were free to observe this conduct.

4

The jury ultimately rendered a verdict in favor of the Respon-
dent in the sum of $140,000 as compensation for personal
injuries.

The Petitioner made a timely after-trial motion for judgment
in its favor in accordance with its motion for a directed verdict
or for a new trial. Petitioner set forth the facts of the trial judge's
luncheon with Respondent’s counsel in its motion and its sug-
gestions in support of its motion, albeit not in the form of an
affidavit. The Respondent conceded these basic facts in its
suggestions in opposition to the Petitioner's motion:

In point seven of defendant’s motion defendant states that
“the Honorable John C. Crow, Circuit Judge for tie Cir-
cuit Court of Greene County, Missouri, did between ite
hours of 12:00 and 12:30 p.m. and 1:15 p.m. on the 29th
day of November, 1978, which was the third day of trial,
eat lunch with one of plaintiff's counsel, Mr. Raymond
Whiteaker, at a corner table at an open public snack bar in
the Greene County Courthouse.” It should be specifically
noted that the aforementioned encounter between the Hon-
orable Judge Crow and Attorney Whiteaker was very
brief, that there were no jurors present, that the case was
in no manner discussed and that defendant voiced no
objection to the conduct which it now complains of, made
no record regarding this alleged inappropriate conduct,
and furthermore did not request a mistrial.

The court can take judicial notice of the fact that the public
snack bar referred to by defendant is of course quite small
and as a result necessitates persons being in close proxim-
ity to one another. Under these circumstances it is hard to
imagine how such conduct could be construed as con-
veying the impression that plaintiff's counsel was in a
special position to influence the judge. (Emphasis in Ori-
ginal) (A 39-40).

The Respondent did not expressly deny that any other lunch
meetings between his trial counsel and the trial judge occurred.
The trial judge, of course, had personal knowledge of these

5

facts. The Petitioner’s after-trial motion was denied by the trial
judge, after oral argument, on March 13, 1979.

The Petitioner timely appealed to the Missouri Court of
Appeals, Southern District from the order denying its after-trial
motion. Once again, the Respondent’s brief conceded that the
trial judge had lunched with Respondent's counsel. Point V of
the Respondent’s Statement, Brief and Argument filed in the
Missouri Court of Appeals states:

The Conduct Of The Honorable John C. Crow In Eating
Lunch And Having Brief Social Conversation With Coun-
sel For Plaintiff In The Snack Bar Of The Courthouse
During The Third Day Of The Trial Was Not Improper,
And Defendant Has Waived Any Claim That It’s Constitu-
tional Rights Were Violated By Such Conduct In That
Defendant Failed To Raise Such Claim At Its Earliest
Possible Opportunity In The Trial Court And Defendant
Has Failed To Assert That Any Prejudice Resulted To It
As A Result Of Such Conduct. (A 47)

Eleven months after argument, the Court of Appeals affirmed
the judgment of the trial court in an opinion entered on August
13, 1981. The Court of Appeals disposed of the issue of the trial
judge’s eating lunch with counsel for the Respondent on the last
page of its opinion, holding that the issue was not properly
before it, because the facts of the lunch meeting were not in the
transcript or in affidavit form. On the principle that “[f]actual
assertions in the brief cannot supplement the transcript,” the
Court of Appeals stated, “There is nothing before us for review
on this point.” (A 22-23).

The opinion of the Court of Appeals was withdrawn on
September 22, 1981, after Petitioner filed a motion for rehear-
ing and for transfer to the Missouri Supreme Court, and the
same opinion was republished on October 6, 1981, thirteen
months after argument. No additional briefs or further argu-
ment were requested by the Court of Appeals. (A 24) The

6

Petitioners’ timely motion for transfer of the appeal to the
Supreme Court of Missouri was denied by the Supreme Court of
Missouri on November 10, 1981.

REASONS FOR GRANTING THE WRIT

The Decision Of The Missouri Court Of Appeals Was Not
In Accord With Applicable Decisions Of This Court.

That due process requires an impartial decision maker is a
basic proposition. Goldberg v. Kelly, 397 U.S. 254, 271
(1970). In Marshall v. Jerrico, Inc., 446 U.S. 238, 242 (1980),
this Court wrote:

The Due Process Clause entitles a person to an impartial
and disinterested tribunal in both civil and criminal cases.
. . . The neutrality requirement helps to guarantee that
life, liberty, or property will not be taken on the basis of an
erroneous or distorted conception of the facts or the law.
. . .Atthe same time, it preserves both the appearance and
reality of fairness, “generating the feeling, so important to
popular government, that justice has been done, Joint
Anti-Fascist Committee v. McGrath, 341 U.S. 123, 172,
(1951) (Frankfurter, J., concurring). . . .

The requirement of neutrality has been jealously guarded
by this Court.

Since there was no hearing below on the details of the
discussion between the trial judge and Respondent’s counsel
over lunch, there is no proof of actual bias on the part of the trial
judge, except for the luncheon itself and one other indication.
That indication was the trial judge’s statement in his order
denying Petitioner's after-trial motion that Petitioner had not
requested a remittitur, when in fact Petitioner had requested that
precise form of relief, (A 28, 33).

Instead, the violation of due process at issue is the trial
judge’s appearance of partiality. As Justice Frankfurter wrote in
recusing himself in Public Utilities Commission v. Pollak, 343
U.S. 451, 467 (1952), “[T]he administration of justice should

7

reasonably appear to be disinterested as well as be so in fact.”
And in Commonwealth Coatings Corp. v. Continental Casual-
ty Co., 393 U.S. 145, 150 (1968), the Court stated that “any
tribunal permitted by law to try cases and controversies not only
must be unbiased but also must avoid even the appearance of
bias.”

The appearance of partiality impugns the integrity of the
judicial process by destroying “the feeling . . . that justice has
been done,” as noted in Marshall, supra. Lunching with coun-
sel for one party during a trial is clearly a breach of judicial
ethics, as well. Canon 2 of the Missouri Code of Judicial
Conduct explicitly states that a judge should not “convey or
permit others to convey the impression that they are in a special
position to influence him.” The commentary to this Canon
States:

“A judge must avoid all impropriety and appearance of
impropriety in his official activities. He must expect to be
the subject of constant public scrutiny. He must therefore
accept restrictions on his conduct that might be viewed as
burdensome by the ordinary citizen and should do so freely
and willingly.” (Emphasis supplied)

A trial judge is particularly open to scrutiny in the public
snack bar of his courthouse. A judge’s dining with attorneys for
one of the litigants before him gives the clear impression that
they are in a special position to influence him. If the Petitioner
has no remedy for the harm caused by the foregoing prejudicial
conduct, the canons of judicial ethics are rendered meaning-
less. '

‘In any evcat, the trial judge’s luncheon conference with plaintiff's
counsel during a pending proceeding is also in conflict with Canon 3(4) of
the Code of Judicial Conduct which provides in pertinent part: “A judge
should accord to every person who is legally interested in a proceeding, or
his lawyer, full right to be heard according to law, and, except as authorized
by law, neither initiate nor consider ex parte or other communications
concerning a pending or impending proceeding. . . .”

8

The appearance of bias, when displayed before members of
the jury, directly impinges upon the fairness of the trial. “Not
only is a biased decisionmaker constitutionally unacceptable
but ‘our system of law has always endeavored to prevent even
the probability of unfairness.” ” Withrow v. Larkin, 421 U.S.
35, 47 (1975), quoting from /n re Murchison, 349 U.S. 133,
136 (1955). An analogous way that a judge may convey his
sympathies or his evaluation of the disputed issues is by com-
menting on the evidence in the courtroom. As this Court wrote
in Starr v. United States, 153 U.S. 614, 626 (1894), “It is
obvious that under any system of jury trials the influence of the
trial judge on the jury is necessarily and properly of gre.
weight, and that his lightest word or intimation is received with
deference, and may prove controlling.” Petitioner submits that
a judge who dines with counsel for a party in the view of the
public, including the members of the jury, sends a very strong
signal to the jury that his sympathies lie with that party.

The Missouri Court of Appeals compounded the violations of
the Petitioner’s due process right to a fair trial by refusing to
consider the propriety and effect of the judge’s luncheon with
counsel for the Respondent. The Court of Appeals refused to
review the trial court’s ruling on this point because, it stated, the
facts upon which the trial court’s decision were based were not
in the record. To the contrary, the Petitioner did properly raise
the issue of the trial judge’s conduct, the facts were before the
trial court on the Petitioner’s after-trial motion, the trial court
ruled on the issue, the facts were conceded by the Respondent
before the Court of Appeals, and the Court of Appeals denied
the Petitioner due process by not reviewing the trial court’s
ruling.

The Petitioner was not obliged, during the trial, to request
that the judge not eat lunch with counsel for the Respondent. By
objecting to the trial judge’s conduct at trial, the Petitioner
would have only antagonized the judge and aggravated what-
ever bias he appeared to have in the Respondent’s favor.

9

The trial judge’s conduct should have been reviewed by the
Missouri appellate courts in any event, under the plain error
rule. It is well established that

counsel, in a trial such as this, are, understandably, loath
to challenge the propriety of a trial judge’s utterances, for
fear of antagonizing him and thereby prejrdicing a client's
case. This Court, regardless of the absence of objections or
exceptions, may notice plain error, and is under obligation
to see that trials in the district courts are conducted impar-
tially and that they are not without some measure of
dignity and decorum.

Agee v. Lefton, 287 F.2d 709, 710 (8th Cir. 1961); accord,
Newman» A.E. Staley Mfg. Co., 648 F.2d 330, 335 (Sth Cir.
1981); Miiey v. Delta Marine Drilling Co., 473 F.2d 856,
857-8 (Sth Cir. 1973), cert. denied, 414 U.S. 871 (1973).
Missouri also follows the plain error rule. Hanch v. K.F.C.
National Management Corp., 615 §.W.2d 28, 33 (Mo. 1981);
Woosley v. State Automobile Mut. Ins. Co., 600 S.W.2d 210
(Mo. App. 1980).

Again, that the trial judge was antagonized by the Petition-
er’s objection to his conduct is evidenced by the statement in his
after-trial order that the Petitioner had not requested a remitti-
tur, when the Respondent had in fact moved for remittitur, (A
28, 33).

The Court of Appeals noted that the Petitioner raised the
point of the judge’s conduct in making its after-trial motion, but
the motion was “not supported by affidavit or otherwise as
provided by Rule 78.05.” (A. 22) Missouri Rule 78.05 provides
in pertinent part, “When any aftef-trial motion, including a
motion for new trial, is based on facts not appearing of record,
affidavits may be filed which affidavits shall be served with the
motion.” The Petitioner submits that it is a clear violation of due
process to require an affidavit as a condition precedent to
raising the issue relating to judicial misconduct when the facts
were well known to the trial judge, were set forth in the

10

Petitioner's after-trial motion papers, and were conceded by the
Respondent in its papers in opposition to the Petitioner’s motion
and in the Respondent's brief to the Court of Appeals, (A 32,
39-40, 47).

It is well established in Missouri law that an admission by
counsel establishes the admitted facts as true in the record. For
example, the Supreme Court of Missouri, in Walsh v. City of St.
Louis, 142 S.W.2d 465, 467 (Mo. 1940), held that considera-
tion of an issue of notice to the city of the plaintiff's claim was
foreclosed by an admission of proper notice by counsel for the
city at trial. The court found the fact established by reading the
record and by “observ|ing]} the conduct of counsel and of the
trial judge. . . .” And in Noll v. Harrison County Bank, 11
S.W.2d 1076, 1077 (Mo.App. 1928), the Court of Appeals
found facts to be admitted when, “|wJhile there was no specific
testimony on the question, the record shows that this was not a
contested point. It fairly discloses that it was admitted. . . .”

The fact of the luncheon is all the more firmly established in
the record of the instant litigation, where the facts were uncon-
tested, were known first-hand to the judge and counsel for both
parties and were admitted in Respondent's motion papers. See
also Pratt v. Conway, 148 Mo. 291, 49 S.W. 1028, 1030
(1899), “Courts are warranted in acting upon the admissions of
counsel in the trial of a cause,” recently quoted with approval in
State v. Charles, 538 S.W.2d 944, 945-46 (Mo.App. 1976).
Therefore, the refusal of the Court of Ay peals to consider the
issue of the trial judge’s conduct merely because no affidavit
was filed was contrary to Missouri law, common sense and the
fundamental fairness required by due process.

CONCLUSION

Petitioner has been deprived of due process by the prejudicial
conduct of the trial judge, and again by the actions of the
Missouri appellate courts in refusing to deal with a violation of
the Canons of Judicial Ethics. A writ of certiorari should issue
to review the judgment and opinion of the Missouri Court of
Appeals.

Respectfully submitted,

JOHN M. KENNEY
3000 Marcus Avenue
Lake Success, New York 11042

FLAVius B. FREEMAN

One Corporate Square

P.O. Box 4203 G.S.
Springfield, Missouri 65808

Counsel for Petitioner
February 2, 1982

~ yipuaddy

In The Missouri Court of Appeals

SOUTHERN DISTRICT
Division Two

No. 11336

NATHAN L. COULTER,
Plaintiff-Respondent,
v.

MICHELIN TIRE CORPORATION,
Defendant-Appellant.

APPEAL FROM THE CIRCUIT COURT
OF GREENE COUNTY, MISSOURI

Honorable John C. Crow, Judge

FLavius B. FREEMAN
NEALE, NEWMAN,
BRADSHAW & FREEMAN of Springfield
JOHN M. KENNEY, of New Hyde Park, NY For Defendant-
Appellant
BENJAMIN J. FRANCKA of Springfield
RAYMOND E. WHITEAKER
JOHN E. Price
WOOLSEY, FISHER,
WHITEAKER, MCDONALD
& ANSLEY of Springfield _ for Plaintiff-Respondent

AFFIRMED
HOGAN, J.

In this action based on strict liability in tort, plaintiff Nathan
Coulter has had a verdict and judgment in the amount of 140,000
against defendant Michelin Tire Corporation. Defendant appeals.

2a

The casualty sued upon occurred July 22, 1970. Plaintiff was
employed as a tire mounter by a corporation known as “Tire Town of
Springfield.” Shortly before noon, plaintiff and two other tire chan-
gers were mounting a new set of Michelin tires on a Lincoln Con-
tinental automobile. Plaintiff removed a tire and rim from the vehicle
and placed it on a tire changer. He removed the tire which was on the
rim and undertook to mount the new tire. While the plaintiff was
attempting to seat the “bead” of the new tire against the rim, the tire
exploded. Plaintiff sustained severe, disabling injuries. This action
followed.

On this appeal, the defendant has briefed and argued five assign-
ments of error. Defendant's principal point is that plaintiff made no
submissible case. In connection with this point, a few preliminary
observations are appropriate. The cause was tried and submitted upon
the theory enunciated by our Supreme Court in Keener v. Dayton
Electric Manufacturing Company, 445 S.W.2d 362, 364 (Mo.
1969). Therein, the court “. . . recognized the concept of strict
liability in tort as stated in 2 Restatement, Law of Torts, Second,
§ 402A.” Blevins v. Cushman Motors, 551 S.W.2d 602, 606[1]
(Mo.banc 1977). In order to recover under the doctrine of strict
liability, a plaintiff must establish that: (1) the product was defective
and dangerous when put to a use reasonably anticipated by the
manufacturer; and (2) the plaintiff sustained injury or damage as a
direct result of the defect. Blevins v. Cushman Motors, supra, 551
S.W.2d at 607[2, 3]; Rogers v. Toro Manufacturing Company, 522
S.W.2d 632, 637[4-6] (Mo.App. 1975). And, in order to establish
the first element of his case, a plaintiff has the burden to show both (a)
that the defect existed when the product left the manufacturer's
control and entered the stream of commerce, Brissette v. Milner
Chevrolet Company, 479 S.W.2d 176, 181 (Mo.App. 1972), ' and
(b) that the product was being put to use reasonably anticipated by the
manufacturer. Keener v. Dayton Electric Manufacturing Company,
supra, 445 §.W.2d 365|6]; Rogers v. Toro Manufacturing Com-

' We equate this requirement with proof of “. . . a defect that was likely
present when the maker surrendered possession and control.” See W.
Keeton, Products Liability, 50 F.R.D. 338, 341 (1970).

3a

pany, supra, 522 S.W.2d at 637; Restatement (Second) of Torts
§ 402A, Comment h. (1965).

Fairly paraphrased, defendant's submissibility argument is that
plaintiff failed to show the existence of any defect which would make
the tire unreasonably dangerous when put to a reasonably anticipated
use because: (1) there was no substantial evidence that there was any
defect present when the maker surrendered possession; (2) the testi-
mony of plaintiff's expert that the tire had a “kinked” bead wire is
without probative value, and (3) the evidence establishes as a matter
of law that plaintiff's injuries were caused by abnormal use of the tire.
We set to one side the defendant’s contention that its motion for
judgment n.o.v. should have been sustained because plaintiff failed
to adduce proof of the very defect pleaded. This case is very similar to
Nielson v. Armstrong Rubber Co., 570 F.2d 272 (8th Cir. 1978),
upon the relevent law and facts, and the issue submitted must be
regarded as having been tried by implied consent pursuant to Rule
55.33(b), Missouri Rules of Court (9th ed. 1978). See Nielson v.
Armstrong Rubber Co., supra, 570 F.2d at 275{1,2]. We also bear in
mind that when the submissibility of a plaintiff's cause is challenged
on appeal, the plaintiff is entitled to the benefit of all the evidence
construed in the light most favorable to the result reached, together
with the reasonable inferences to be drawn therefrom. Tucker v.
Central Hardware Company, 463 S.W.2d 537, 540 (Mo. 1971);
Winters v. Sears, Roebuck and Co., 554 S.W.2d 565, 569-5706]
(Mo.App. 1977), 89 A.L.R.3d 196, 202 (1977); Lifritz v. Sears,
Roebuck and Company, 472 S.W.2d 28, 31{2] (Mo.App. 1971).

Defendant's assertion that the plaintiff adduced no substantial
evidence of any manufacturing defect is obliquely put in terms of the
admissibility of evidence, but its position is clear. As put, the argu-
ment is that the testimony of plaintiff's expert should not have been
received because the expert did not examine the tire until October
1977, and there was no showing that the tire was in the same condition
then as it was on July 22, 1970.

We conclude the proof was sufficient to show the existence of a
defect on July 22, 1970. To begin with, the record justifies the
inference that the tire was new and unused when the plaintiff attemp-
ted to mount it and was injured. Witness Pierson testified that the tires

4a

he and plaintiff were mounting were taken out of stock, “wrapped in
some wrappings.” Pierson explained that “you take a knife and go
between the two beads and cut the paper. . . and you clean the inside
of the tire out.” The “paper” or “trash” was then cleaned out of the
tire, some “little plastic things” which separated the “beads” were
removed, and the tire was mounted. One Boswell, plaintiff's “straw
boss” at the time, testified that he examined the tire after plaintiff was
injured. Being asked if the tire appeared to be in the same condition as
it had been at the time of plaintiff's injury, Boswell replied, “It looks
the way I remember it, yes.”

By answer to interrogatories, defendant admitted it received the
tire for inspection on August 20, 1970, and defendant’s expert Ochs
testified that photographs of the tire were taken about that time. Ochs
had seen those photographs. The answers to interrogatories show the
defendant returned the tire to plaintiff's employer in January 1971.
Defendant was again in possession of the tire from November 1972 to
April 25, 1973, when it was again returned to the plaintiff's em-
ployer, Tire Town of Springfield. This action, we note, was com-
menced in August 1974, although it was not tried until November
1978.

Ochs appeared at the trial. He was employed as “director of product
analysis” for the Michelin Tire Corporation. He testified that he had
seen the photographs taken in 1970, and based on his examination of
those photographs and his examination of the tire in 1977, the tire
appeared to be in the same condition “in terms of physical damages”
as it was when it was first received by the defendant in August of
1970. Mr. Ochs was asked about some raised striations (we count
12) which appear at intervals of about 6 1/2 inches around the
circumference of the tire. Counsel referred to “those little marks.”
Mr. Ochs explained that the raised striations are called “mold flesh”
and represent “excess” which oozes out during the manufacturing
process. Ochs was also asked, “Can you tell whether or not this tire
has ever been mounted before and run on the highway?” He

? The witness’ response seems to have been qualified because there were
yellow chalk marks on the tire. It was shown that the yellow chalk marks had
been made by plaintiff's expert, Mr. Garvick.

Sa

answered, “I'd say from the condition of the tread face it has not been

”

run.

When plaintiff's expert Garvick first saw the tire in 1977, it was
still in possession of plaintiff's employer. Mr. Garvick testified that
after he took possession of the tire, he measured the tread depth, and
from this measurement he determined that the tire was a new tire
which had never been in road service. This witness also observed the
“vent lines (striations) from the segment|s] of the mold. . . .” He
continued: “If the tire had been in service, of course, those would be
worn, so I knew that the tire had not been in service but something
happened to it before it got into service,” Garvick also unequivocally
stated that the “kinked beads” (the defect alleged to have caused
plaintiff's injuries) had been produced at the time of manufacture.
This witness also testified that he found no “external damage” to the
tire.

Perhaps the best evidence that the tire is in the “same condition” as
it was at the time of the accident is the tire itself. As the tire appears
before us, raised striations produced in the manufacturing process are
clearly visible; it is obvious that the tire has not been used.

The rule is that the existence of a manufacturing defect may be
proved by any species of evidence, direct or circumstantial, from
which a jury may infer the existence of such defect without resort to
conjecture and speculation. Weatherford v. H. K. Porter, Inc., 560
S.W.2d 31, 33-34[2,3] (Mo.App. 1977); Winters v. Sears, Roebuck
and Co., supra, 554 §.W.2d at 569[5], 89 A.L.R.3d at 202; Brissette
v. Milner Chevrolet Company, supra, 479 at 181-182[5]. The testi-
mony of an expert may constitute substantial evidence of a manufac-
turing defect in a tire, even though the tire has been used or partially
destroyed. Smith v. Uniroyal, Inc., 420 F.2d 438, 441-442[4] (7th
Cir. 1970); Brissette v. Milner Chevrolet Company, supra, 479
S.W.2d at 181-182; Firestone Tire & Rubber Co. v. King, 145
Ga.App. 840, 244 S.E.2d 905, 908-910|1-4] (1978); Mullen v.
General Motors Corporation, 32 U.App.3d 122, 336 N.E.2d 338,
344|4-6] (1975). In this case, the jury could reasonably infer: (1) that
the tire was a new, unused tire when it exploded and injured the
plaintiff; (2) that the tire had been repeatedly examined during the

6a

long period which elapsed between the accident and the trial; two
experts who examined it found no signs of use or external damage to
the tire sufficient to cause the “bead wire” to break; (3) that in the
opinion of Mr. Garvick, plaintiff's expert, the defect had been pro-
duced when the tire was manufactured, and (4) that at the time of trial
the tire appeared to be a new tire except for the damage caused by the
explosion. There was, therefore, substantial evidence that the tire
was defective at the time it was sold.

Defendant further argues that the testimony of plaintiff's expert
was without probative value because his opinion was not based on
“fact, evidence, adequate data, or experience.”

As is usually the case in products liability litigation, the evidence of
defect is rather technical. The testimony can be understood if it 1s
taken in connection with the exhibits, but of course the exhibits
cannot be incorporated in this opinion. We have therefore prepared a
very rough diagram of the tire which may be helpful if one conceives a
tire as a series of concentric circles.

10:30 break serial no.
i ——- tread and tread base
bead wire, covered w.:h
6:00 break rubber

~striations

The tire itself is described as a Michelin tubeless 225-15 X. The
serial number on the tire is F2613 01Y, and the experts present at the
trial testified with this number “straight up” or “in the 12:00 o’clock
position.” We have made a few measurements with a flexible rule to
indicate the approximate dimensions of the various parts of the tire.
We measure the tread and tread base to be about 2 inches; the carcass
measures about 4 inches and the “bead,” which incorporates the
“bead wire,” measures about 2 inches. The “bead” is that part of the
tire which seats against the rim of the wheel and holds it firmly in
place. “Mounting” the tire involves preliminary lubrication of the tire
and rim, then: (1) pushing the bottom bead into the “well” of the rim;
(2) fitting the top bead of the tire onto the rim with a rotating metal
“finger” which is part of the mounting device; (3) centering the tire,
making sure a “hold down” device secures the wheel; and (4) inflating

7a

the tire slowly until the “bottom” and the “top” beads seat. The
recommended pressure for seating the beads is 40 p.s.i.’

The defect or defects which plaintiff's evidence tended to prove
were “kinks” in the bead wire. Defendant’s Exhibit “F” is a sample of
the bead wire used by defendant in the manufacture of the tire in
question. It appears to be a bundle of wires, but is in fact one larger
wire with a continuous 9-wire outer wrap. Lengths of this wire are
bent into a hoop which is spot welded. This wire, or bundle of wires,
is then incorporated into the bead. Plaintiff's expert testified that the
word “kink” as used in rubber technology actually refers to a “slight
bend” in the bead wire, causing the bead to be “out of round.” One of
defendant's experts, Mr. Dunlop, testified that the word “kink” is a
“very minor bend” involving “about a ten degree distortion from
being straight.”

Plaintiff's theory upon trial was that the tire exploded because the
bead wire was “kinked.” To prove this, plaintiff called one Kenneth
R. Garvick. Mr. Garvick was retired, but did “consulting work” for
his former employer. Mr Garvick’s experience was as follows: In
1936, he graduated from Case School of Technology with a B.S.
degree in chemical engineering. He “went directly to [work for]
Firestone.” For 17 years Mr. Garvick worked for Firestone; for 8 of
those years, he was “involved in testing |and] quality control.” While
he was employed at Firestone, he continued his professional educa-
tion. In 1953, Mr. Garvick was employed by the Mansfield Tire and
Rubber Company; he became director of the tire engineering division
of that company. As director of tire engineering, his responsibilities
included development of the specifications for each tire that Mans-
field made. From 1962 to 1977, Mr. Garvick had “handled the
product liability claims that [had] come to trial.” His experience
included Michelin tires as well as other tires; he had measured and cut
up other manufacturer’s tires to “k° ow what the industry [was]
doing.” Mr. Garvick subscribed to “industry {technical} service[s].”

Mr. Garvick first saw the tire at Tire Town. The tire is, by the way,
a white sidewall tire, but the breaks are on the “black” or blackwall

*“P.s.i.” means pounds of air pressure per square inch.

8a

side. He observed breaks at the “6:00 o'clock position” and “ihe
10:30 position” and decided it would be a good idea to x-ray the tire
because the center strand of the bead wire showed a “cup and cone”
appearance at the site of both breaks. The “cup and cone” appearance
indicated a “tension break.” The cup and cone appearance is not
readily visible to our eye, but photographs of the <-rays, particularly
the photograph received as “Garvick Deposition Exhibit 7,” clearly
show that the broken center strand appears to be “cupped” on one side
and “coned” on the other.

Mr. Garvick’s opinion as to the cause of the breaks was given as
follows: .

“*¢ * *

My opinion on this — the breaks . . . are the result of kinks at
those two locations at the time of manufacture, and this caused
the bead to not be a complete circle, . . . [so] the bead hung up in
those two locations and . . . the pressure stretched the beads
beyond the wires’ elastic limits in those two areas, and as a
result, |the tire] broke . . . on the black side wall at what I call
the {6:00} and [10:30] positions. . . .”

Mr. Garvick was asked how such defects could occur during
manufacture of a tire. Michelin’s insistence that its method of remov-

ing cured tires from the mold is fail-safe and could not have produced
a kinked bead makes it important to note the language of his answer:

“Well, the most commonplace [stage] would be |when] it’s
forced off the bead seating rings at the end of the curing cycle,
but it could be done other places. That would be when you hag a
power failure where it’s a mechanical failure that would inter-
fere with its being removed and would twist the bead. (Our
emphasis. )

ee 8 FY

This witness was questioned by defendant about his knowledge of
Michelin tires. Mr. Garvick did not know how a Michelin tire was
lifted from the mold in which it is made because he had never been ina
Michelin plant. He did testify — on direct examination — that he was
familiar with the segmented mold processes used by other tire manu-
facturers, but explained that “the bead part is solid on both sides, and

9a

. is stationary [while the tire is being cured]. On cross-
examination, Mr. Garvick repeated that the segmented mold process
did not affect the bead.

Defendant vigorously argues that Mr. Garvick’s opinion was not
substantial evidence that the tire contained a manufacturing defect
because his opinion was without support in fact, evidence, adequate
data or experience. Defendant cites Craddock v. Greenberg Mercan-
tile, 297 S.W.2d 541 (Mo. 1957) and Gaddy v. Skelly Oil Co., 364
Mo. 143, 259 S.W.2d 844 (1953). The precedents cited undoubtedly
have some relevance here, but they are not controlling. Here, the
plaintiff's case does not rest wholly upon his expert’s testimony, as
was the case in Craddock and Gaddy. Unlike the cases cited by the
defendant, Mr. Garvick’s testimony was not based on wholly sup-
positious physical facts nor upon conditions assumed to exist.

Defendant's argument that Garvick’s testimony cannot be
accepted as substantial evidence is very diffuse. As we perceive it,
defendant's point, as expanded in its brief, is that: (1) Garvick’s
opinion was not based on any facts known to him; (2) Garvick’s
experience was not sufficient to qualify him to testify about Michelin
Tires; and (3) the fact that the “kinks” were destroyed by the explo-
sion deprives his testimony of all probative value.

The first contention may be addressed shortly. Garvick examined a
tire which was inferably a new tire; he made measurements and
inspected the damaged area of the tire with a magnifying glass.
Thereafter x-ray pictures of the broken bead were made under his
supervision. He found a “cup and cone” appearance to the bead wire.
He had first-hand knowledge about the tire and knew the tire had
exploded. His inspection was sufficient to provide the basis for an
opinion. Tucker v. Central Hardware Company, supra, 463 S.W.2d
at 539-541; cf. Lewis v. United States Rubber Company, 414 Pa. 626,
202 A.2d 20, 22 (1964). *

The assertion that Garvick’s expertise did not extend to Michelin
tires is overstated. When the existence of a manufacturing defect in a

*See also W. Keeton, supra, n. 1, 50 F.R.D. at 342, discussing evidence
of defects.

10a

tire has been put in issue, the courts have generally looked to the
extent of the proffered expert's experience, rather than his familiarity
with a particular product. See, e.g, Smith v. Uniroyal, Inc., supra,
420 F.2d at 441-442|4]; Edwards-Warren Tire Co. v. J. J. Blazer
Const. Co., 565 F.2d 401, 404[3} (6th Cir. 1977). Complete know-
ledge about the field is not necessary. 3 J. Weinstein and M. Berger,
Weinstein’s Evidence, § 702|04], pp. 702-28 — 702-29 (1978). The
assumption usually made by courts in assessing a proffered expert's
knowledge of the details of a particular technology is“. . . that if the
asserted expert emerges from a respectable professional environ-
ment, errors in the detail of factual information honestly assembled
and imparted by capable preceptors and associates will tend to check
against one another and produce a reliable aggregate.” ° That assump-
tion was and is justified in Mr. Garvick’s case.

The final aspect of this point deals with the condition of the tire at
the time it was x-rayed. Mr. Garvick testified that the kinks in the
bead were destoyed in the explosion, and were not visible in his
photographs of the x-rays. Defendant would have it that because the
kinks were destroyed, their existence could not reasonably be in-
ferred.

This argument is neither novel nor convincing. In Smith v. Uni-
royal, Inc., supra, the state police officer who investigated the
accident testified there was a hole in the tread, part of which was
missing. Inferably, a part of the bead flange was missing. One George
Guernsey inspected the tire after the accident; thereafter it was des-
troyed or lost. Mr. Guernsey was nevertheless permitted to testify to
the existence of a defect in the part of the tire which had been
destroyed and the action of the district court was upheld on appeal. A
similar contention was presented to the Georgia Court of Appeals in
Firestone Tire & Rubber Co. v. King, supra, 145 Ga.App. 840, 244
S.E.2d at 909. The appellant manufacturer contended, among other
things, that the precise nature of the manufacturing defect had not
been established. The court held that the existence of a manufacturing

*3J. Weinstein and M. Berger, supra, n. 20, at p. 702-14, citing Maguire
and Habesy, “Requisite Proof of Basis for Expert Opinion, 5 Vand.L.Rev.:
432, 433, 438 (1952).

lla

defect could be inferred from circumstances, and continued, 244
S.E.2d at 909:

“Furthermore, the defect in this case could not be directly
observed |because| the material in the area of the blowout was
destroyed by the blowout. To rule that this prevented |the
plaintiff] from establishing a prima facie case would be to

insulate manufacturers from liability . . . in any case where the
defect causes its own destruction. Such a result would be totally
untenable.”

in this particular case, we agree with the Georgia court and find the
defendant's argument untenable.

The third part of defendant's submissibility point is that the casual-
ty and plaintiff's injuries were the result of his careless handling of the
tire. The substance of this argument is that even though the tire was
being used for an appropriate purpose — mounting on the rim of a
wheel — plaintiff's failure to follow customary practices constituted
misuse barring recovery. We realize that the law on this point is in a
state of evolution — “flux” ® but for the purpose of our analysis, we
shall follow the view recognized by our Supreme Court, Dean Prosser
and the Restatement. Careless handling is a species of abnormal use
which bars recovery under the doctrine of strict liability. Keener v.
Dayton Electric Manufacturing Company, supra, 445 S.W.2d at
365[6]; W. Prosser, Torts § 102 at 669 (1971); Restatement (Second)
of Torts § 402A, Comment j. (1965).

Ordinarily, in “defect cases,” as distinguished from “design
cases,” the issue of abnormal use is a question for the jury.’ We
regard it as a factual issue in this case.

Defendant's position may be summarized by saying that it con-
tends plaintiff: (1) failed to apply lubricant when mounting the tire;
(2) inflated the tire with an excessive amount of pressure; and (3)

°W. Keeton, Products Liability and Defenses — Intervening Miscon-
duct, 15 The Forum 109, 111-116 (1979); D. Noel, Defective Products:
Abnormal Use, Contributory Negligence, and Assumption of Risk, 25
Vand.L.Rev. 93, 100-103 (1972).

’See D. Noel, supra, n. 6, 25 Vand.L.Rev. at 104-105.

l2a

failed to secure the tire to the tire mounting device before he started
inflating it.

Plaintiff was an experienced tire changer. At the time the casualty
occurred, plaintiff had been employed as a tire changer for a little
more than 6 months. He estimated that before the accident, he had
mounted about 15 Michelin tires “a day.” Assuming plaintiff worked
a normal 40-hour week, he had mounted about 1800 Michelin tires by
July 22, 1970, when he was injured. Plaintiff described his procedure
at the time of his injury by testifying that he first removed the rim with
the “old tire” on it and “put the tire on the changer.” The “changer” or
mounting device is a flat circular metal plate mounted on a pedestal;
the pedestal is attached to a circular metal base which has been
screwed into a concrete floor. There is a threaded metal post in the
center of the mounting platform. The threads accommodate a “lock
nut” which secures the rim on the changer while the tire is being
mounted.

Plaintiff “broke down” the old tire and Mr. Hamm handed him the
“new tire” to be mounted. He then “soaped both beads, . . . soaped
the rim” and started to mount the tire. He stretched both beads over
the rim flange. Plaintiff's testimony was that when “you put [the tire]
on [the mounting platform] and screw . . . [the] lock nut down, [the
tire] automatically centers.” He added that “sometimes they have
devices that you set on there like cylinders that you put around the rim
and it holds the bead up to the cylinder. . . .” There was such a
cylinder here, and plaintiff used it. *

Plaintiff then began inflating the tire, without a valve core in the
valve. He did not use a core [stem] because “you've got to air it all the
way up to forty pounds so it'll seat, and then you let the air out so it
will relax, and then you put the valve core in when you air it back up to
the maximum pressure.” Plaintiff admitted that sometimes he seated
the beads by using more than 40 p.s.i., but on this particularoccasion,
plaintiff “counted” “one thousand, two thousand, three thousand,

*It is clear, in context that plaintiff was referring to the “Omega Bead
Expander.” Defendant's Exhibit “A,” entitled “Michelin Mounting Proce-
dure,” directs the tire mounter to use this device “for difficult inflation.”

I3a

four thousand, five thousand, and that’s about forty pounds of air.”
Plaintiff knew this because he had mounted tires “many, many times
before and it always worked out that way.” Plaintiff amplified this
answer by saying he meant when he had checked the air pressure with
a gauge, his “five thousand count” had produced about 40 “pounds”
of air.

At this point, the plaintiff was preparing to “|I]et the air hose off
and let the air pressure back out [of the tire] because the “top”
(whitewall) bead had not seated. However, at the count of “five
thousand,” the tire exploded.

Upon trial, there was a good deal of contre versy about the “lock
nut.” Mr. Coulter's testimony was that he had screwed the lock nut
against the rim when he “centered” the tire on the mounting device.
Thereafter, he loosened the lock nut slightly so the rim would not be
“in a bind” when the tire was inflated to seat the bead.

There was evidence from which a jury could infer that if the
plaintiff undertook to mount the tire in the manner to which he
testified, he was following procedures ordinarily foilowed in the
industry. It is true that the defendant adduced proof tending to
indicate the plaintiff did not lubricate the tire before he attempted to
mount it. Further, there is evidence from which it could readily be
found that Mr. Coulter did not use the lock nut and that he overin-
flated the tire. This evidence might be restated in detail, but an
extensive recountal of defendant's evidence would only demonstrate
that a jury could reasonably have reached a different conclusion. It
must be remembered that in jury-tried cases, an appellate court does
not weigh the evidence; it merely determines whether there was
competent and substantial evidence to support the jury’s finding.
Diversified Metals Corp. v. Aaron Ferer & Sons, Inc., 498 S.W.2d
783, 785|2] (Mo. 1973); Bonastia v. Terminal Railroad Ass'n of St.
Louis, 409 §.W.2d 122, 125|1] (Mo. 1966); Pfingsten v. Franklin
Life Insurance Company, 330 S.W .2d 806, 816| 11] (Mo. 1959). The
jury was the sole judge of the credibility of the witnesses and the
weight and value to be given their testimony and could believe or
disbelieve any part of that testimony. Thayer v. Sommer, 356S.W.2d
72, 77|6|] (Mo. 1962). It is true, as the defendant asserts, submissibil-

l4a

ity is ultimately a matter of fact for the court. Craddock v. Greenberg
Mercantile, supra, 297 S.W.2d at 548. It is also true that much of the
evidence is circumstantial and that some of the inferences must be
drawn by choosing between the conflicting opinions of experts.
Nevertheless the jury had the function and the right to find some of the
facts, even some facts essential to the plaintiff's case, by reasoning
upon the evidence, including circumstantial evidence, and inferring
from such evidence that a certain required thing or fact existed or was
true. Hart-Bartlett-Sturtevant Grain Co. v. Aetna Ins. Co., 365 Mo.
1134, 1149-1150, 293 S.W.2d 913, 923-924 (1956), cert. denied
352 U.S. 1016, 77 S.Ct. 562, | L.Ed.2d 548 (1957); Hardwick v.
Kansas City Gas Co., 355 Mo. 100, 107, 195 S.W.2d 504, 508/4},
166 A.L.R. 556, 561 (1946). We cannot say as a matter of law that it
was error to submit that the tire was being uséd in a manner reason-
ably anticipated by the manufacturer when it exploded.

Defendant has briefed and argued two points alleging error in the
exclusion of evidence. The first point, as stated, is that the trial court
erroneously excluaed evidence of the involvement of the Sentry
Insurance Company in this cause. Defendant argues that “such evi-
dence” was necessary to properly evaluate the deposition testimony
of Mr. Robert Dunlop and to account for Mr. Dunlop's absence from
the courtroom. In support of its point, defendant cites Houfburg v.
Kansas City Stock Yards Co. of Maine, 283 $8.W.2d 539, 548-549,
(Mo. 1955); Leavitt v. St. Louis Public Service Company, 340
S.W.2d 131, 138[9] (Mo.App. 1960), and other cases which hold
that the interest or bias of a witness and his relations to or feelings
toward the parties or the case are never irrelevant matters, and that the
pecuniary interest of a witness, or his bias or prejudice may always be
shown, subject to such limitations as may be imposed by the trial
court. Plaintiff counters with the argument that evidence of the
involvement or interest of a workmen's compensation carrier was not
admissible because such evidence tends to impede the injured man in
the exercise of his right to receive full compensation. Plaintiff cites
Prittv. Terminal R.R. Ass'n of St. Louis, 251 S.W.2d 622, 625 (Mo.
1952).

It is a reasonable inference from the record that plaintiff's em-
ployer’s workmen's compensation carrier joined in this action as a

1Sa

subrogee. Nevertheless, the principle invoked by the defendant does
not apply in this case. It is, and has been for many years, the rule in
Missouri that a party may not directly impeach the credibility of his
own witness. Wells v. Goforth, 443 S.W.2d 155, 1596] (Mo.banc
1969). The rule has been relaxed as to witnesses who are adverse
parties, Wells, supra, 443 S.W.2d at 159-160, but the witness defen-
dant sought to impeach was not an adverse party.

Defendant had the benefit of testimony from three experts in tire
technology. Mr. Ochs, who was called by the plaintiff, testified on
cross-examination that the tire failed because of mismounting and
overinflation. Mr. Avila, an independent expert called by the defen-
dant, testified that he had examined the tire carefully and had the
opinion that the tire had no manufacturing defect. Mr. Avila con-
cluded that the tire failed because it had not been lubricated and had
been overinflated.

Mr. Dunlop's deposition was taken in Florida on March 31, 1978.
His credentials as an expert in tire technology are not questioned, but
certainly the defendant was not obliged to rely on Mr. Dunlop as the
only witness by which it could prove some element essential to its
defense. Nor can it be said that the defendant was surprised; it had
known of the contents of Mr. Dunlop's deposition for some time prior
to trial. Nevertheless, defendant offered Mr. Dunlop's deposition and
insisted it was entitled to show he had been employed by the work-
men’s compensation carrier for the plaintiff's employer. Upon plain-
tiff's objection, the trial court excluded parts of the deposition and
some correspondence indicating that Mr. Dunlop had indeed been
employed by the carrier. Otherwise, the deposition was admitted and
read in evidence; Mr. Dunlop's testimony was very favorable to the
defendant.

The rule in Missouri is that the introduction of a deposition or a part
thereof for any purpose other than that of contradicting or impeaching
the deponent makes the deponent the witness of the party, unless the
deponent is the adverse party. Conner v. Neiswender, 360 Mo. 1074,
1081, 232S.W.2d 469, 473 (195C .. In the case at hand, the defendant
manifestly sought the benefit of Mr. Dunlop's testimony; the thrust of
its argument here is that Mr. Dunlop was the most experienced and

l6a

competent expert who testified. Defendant, in effect, sought to have
the benefit of Mr. Dunlop's testimony and increase the value of that
testimony by showing his bias in favor of the plaintiff or his insurer.
The trial court did not err in refusing to permit defendant to discredit
its own witness. Conner v. Neiswender, supra, 360 Mo. at 1082, 232
S.W.2d at 474; Dunn v. Dunnaker, 87 Mo. 597, 600-601 (1885);
Woelfle v. Connecticut Mut. Life Ins. Co., 234 Mo.App. 135, 148-
149, 112 S.W.2d 865, 872[7] (1938).

A further point advanced by the defendant is that the trial court
erroneously refused to permit defendant to read parts of the plaintiff's
deposition in evidence as part of the defendant's case because the
parts of the deposition offered constituted substantive admissions on
plaintiff's part.

The plaintiff's deposition was taken in September 1975; defen-
dant’s counsel used that deposition to impeach the plaintiff on cross-
examination. Upon deposition, plaintiff testified that he had “no
idea” wh the air pressure in the tire was just before it blew up; that
the tire “wouldn't go up right and when | aired it up, there it went, it
blowed up.” At the time the deposition was taken, plaintiff said he
didn’t remember if he used any lubricants in mounting tires on the day
of the accident, and had “no idea” how far he had screwed the lock nut
down on the mounting device before he began to inflate the tire.
These and other inconsistent statements were put before the jury
during defendant's cross-examination.

Defendant's point, slightly paraphrased, is that it should have been
permitted to offer these inconsistent statements again as part of its
case because the inconsistent statements of a party-opponent consti-
tute substantive evidence. *

There can be no doubt that a party's prior inconsistent statements,
by deposition or otherwise, are admissible against him as substantive
evidence in the nature of an admission. It is also true that such
inconsistent statements are also admissible for the more limited
purpose of impeachment. Welch v. Hyatt, 578 S.W.2d 905, 9134]
(Mo.banc 1979); Pulitzer v. Chapman, 337 Mo. 298, 318{3]}, 85
S.W.2d 400, 410-41 1|5-7] (bane 1935); White v. Burkeybile, 386
S.W.2d 418, 422-423)|3] (Mo. 1965). And, our courts have defined

17a

the term “admission” very generously; the testimony received as such
need not be a direct admission of an ultimate fact in issue; it may be
competent if it bears on the issue incidentally or circumstantially.
White v. Burkeybile, supra, 386 S.W .2d at 422. So, we suppose, the
fact that plaintiff “had no idea” or “did not remember” one or another
evidentiary detail of his case on one occasion might conceivably have
some probative value as an admission on another occasion when he
could remember or had refreshed his memory. Even so, the trial
court’s ruling was not prejudicial. If, in a specific instance, a trial
court excludes evidence which should have been admitted, the error
is harmless if the same evidence is found in the testimony of the same
or other witnesses given before or after the objection was sustained.
Boring v. Kansas City Life Insurance Company, 274 §.W.2d 233,
238-239|7| (Mo. 1955); Steffen v. Southwestern Bell Telephone Co.,
331 Mo. 574, 583, 56 S.W.2d 47, 48) 1-3] (1932); Hastey v. Kaime,
327 Mo. 1010, 1017, 297 S.W. 50, 52{3] (1927); Moore v. St. Louis
& S.F. Ry. Co., 267S.W. 945, 949|9| (Mo.App. 1925). The point is
without merit.

The final substantive point made by defendant is that the verdict is
excessive, the trial court ignored its request for a remittitur, and a new
trial should be granted. Here again, proper consideration of the
argument requires some preliminary explication.

The explosion of the tire resulted in permanent injury to plaintiff's
left forearm and to the left side of his skull. The injury to his left
forearm is his disabling injury. Relying upon the record and that
common fund of knowledge all educated men are presumed to have,
we infer that there are two bones in the forearm — that part of the arm
between the elbow and the wrist. If one extends his forearm prone
(palm down) upon a flat surface, the bone which runs along the
outside of the arm from the elbow to the wrist is called the u/na, the
bone along the inside of the arm is called the radius. These two bones
are articulated, i.e., jointed at the elbow and at the wrist. The
articulations of the bones of the forearm permit a rotating movement
of the hand described as pronation (hand palm down) and supination
(rotation outward so the palm is up). The jointure of the ulna at the
elbow permits flexion and extension of the forearm. Permanent
damage to the ulna impedes both rotation of the hand in the manner

Ika

described and flexion and extension of the forearm. In this connec-
tion, it should be noted that the plaintiff is left-oriented, or as the
parties have put it, left-handed.

Plaintiff was admitted to the intensive care unit of a Springfield
hospital about noon on July 22, 1970. He was unconscious. Examina-
tion disclosed an open, comminuted fracture ° of the left ulna a short
distance below the elbow, dislocation of the radius at its articulation
with the ulna and a fracture of the left zygoma, or cheekbone.

Plaintiff had suffered a concussion; he was examined by a neuro-
surgeon and was then taken to an operating room. A general anesthe-
tic was administered. An orthopedic surgeon cleaned out the wound
to plaintiff's left arm and, using a knife and scissors, removed all
foreign material. The wound was enlarged slightly; the orthopedic
surgeon then drilled a hole in the olecranon “’ and undertook to reduce
and fixate the fracture by screwing a 6-inch bone screw into the
broken bone, pushing the fracture fragments into place as the screw
was advanced. At the last turn of the screw, “a snap was felt.” The
radius was then placed in its normal position, and a “long laceration of
the forehead and lateral face” was repaired, together with several
smaller lacerations about the face and mouth. A long cast was applied
to plaintiff's left arm.

Six days later, plaintiff underwent another surgical procedure to
repair his facial fracture. Plaintiff's left cheekbone was found to have
been broken into fragments. The fragments were wired together and
the bone was “formed.” The wounds to the plaintiff's face were
closed and a sterile bandage was applied. On August 3, 1970, the
plaintiff was discharged from the hospital “to be followed on an
outpatient basis.”

Neither operation produced a satisfactory result. The plaintiff's
orthopedic surgeon “followed [plaintiff] on a serial basis in [the
surgeon’s| office,” but it became apparent the ulnar fracture was not
healing. The physician suggested that reoperation might provide the
plaintiff with a “better forearm.” On December 10, 1970, plaintiff

*The term means denotes a break into several pieces.
" The process of the ulna which projects behind the elbow.

19a

was again admitted to the hospital. Plaintiff's orthopedic surgeon
then performed what is called a “sliding bone graft.” The nature of
this operation was graphically described by another orthopedic
surgeon who examined the plaintiff on behalf of the defendant. This
physician explained that plaintiff's left arm fracture had distinctive
characteristics and was often called “Monteggia’s fracture.’ He con-
tinued:

“. . [T]he head of the radius is displaced and all of the force
goes on the upper part of the ulna, the large bone which is
broken. This usually occurs about three inches below the elbow
joint. And in such a fracture, the blood supply is somewhat
interfered with. And instead of a good callous bone formation,
scar tissue develops at the fracture site so the bone doesn’t heal
solidly, and it is called a non-union.

Now when this condition occurs, the fracture site has to be
exposed by surgical operation and scar tissue about the old
fracture removed. The bone is freshened and then .. . the
incision is extended down to expose [the] bone, and then a bone
graft which is — it’s really a slot of bone cut by a double saw —
and then this new bone is slipped across the fracture site . . . and
it’s usually maintained by some type of fixation. In [plaintiff's]
case, three metal screws were used.”

Counsel asked the witness to explain the use of the saw. The
witness replied:

“Usually, why, we have a two-bladed saw. That is run across
along the shaft of the bone. Usually, a two-bladed saw is used
because it gives a graft a proper proportion where it will fit
snugly in the slot in which it is being placed.”

The interrogation then proceeded:

“Q. So you actually take that saw and slice off a piece of the
ulna bone itself? A. Yes, you just cut a slot out of the bone,
yes.

The transcript shows that this physician had not studied the hospital
records, but comparison of those records with his testimony indicates
the witness accurately described the operation performed by plain-
tiff's orthopedic surgeon on December 11, 1970.

In April 197!, plaintiff was examined by a plastic surgeon because
the scars around the facial fracture had widened and the zygomatic

20a

bone, which makes up the lower portion of the eye socket, had sunk
so there was a “defect of the left orbital rim.” On April 20, 1971,
plaintiff underwent a two-hour operation during which scars on the
left forehead, eyebrow, upper and lower eyelids were excised; the
wire which had been used to reduce the facial fracture was removed,
and the rim of the bone below plaintiff's left eye was built up by using
some sort of implant which was anchored to the underlying bone. On
April 23, plaintiff was again discharged from the hospital. In June
1971, plaintiff returned to work.

The plaintiff's orthopedic surgeon examined his patient on March
31, 1978, in preparation for this trial. Upon examination, this physi-
cian found that plaintiff had a 15 percent loss of extention of his
forearm, and 50 percent loss of forearm rotation — the pronation and
supination which has been described. An x-ray was taken which
showed that the three screws put in the ulna to hold the bone graft
were still in place. The old injury to the bone was apparent but this
physician thought the fracture was “probably healed.” The elbow
joint was beginning to show “wear and tear changes” which had been
accelerated by plaintiff's original injury. This physician estimated the
plaintiff had a 35 percent loss of use of his forearm.

The medical witness called by the defendant examined plaintiff on
October 24, 1977, and again on November 6, 1978. This physician
noted loss of plaintiff's ability to flex and extend his left forearm; the
plaintiff's loss of motion had increased slightly between October
1977 and November 1978. This physician's testimony was similar to
that given by the plaintiff's physician, except he testified that in his
opinion, the fracture of the ulna would never heal. This physician
noted, moreover, that because of plaintiff's loss of the rotating
motion of his left forearm, plaintiff would be obliged to learn to do
many things with his right hand which he had formerly done with his
left. In November 1978, plaintiff had complained of pain in his left
elbow after working.

To reiterate, the defendant's assignment of error, as briefed, is that
“the jury’s verdict of $140,000 in favor of the plaintiff was excessive,
the [trial] court ignored defendant's motion requesting a remittitur,
and a new trial should be granted.” We find this argument unconvinc-

2la

ing. We understand that, in this jurisdiction, excessive verdicts fall in
two categories: (1) those verdicts reflecting simple excessiveness,
and (2) those reflecting excessiveness by misconduct, where the
result savors of bias and prejudice. Walker v. Meder, 609 S.W.2d
390, 391 (Mo.banc 1981); Moore v. Glasgow, 366 S.W .2d 475, 478
(Mo.App. 1963). As those cases and many others hold, simple
excessiveness may be cured by enforced remittitur but excessiveness
as a result of bias and prejudice requires a new trial. We also
understand that a trial court has a discretion to order a remittitur which
appellate courts do not have. Nussbaum v. Kansas City Stock Yards
Co. of Maine, 359 S§.W .2d 335, 341|6| (Mo. 1962). We further agree
it is possible, even likely, that the trial court misconstrued the defen-
dant’s motion for new trial when it ruled the motion was insufficient
to invoke that court's discretionary power to order a remittitur.

It does not follow that defendant is entitled to a new trial. In this
court, defendant has abandoned its contention that the verdict is so
grossly excessive as to reflect bias and prejudice, and the trial court's
refusal, for whatever reason, to order a remittitur is a ground for
reversal only when the trial court has abused its discretion. Morris v.
Israel Brothers, Inc., 510 S.W.2d 437, 447[13] (Mo. 1974); Wil-
liamson v. Wabash R. Co., 355 Mo. 248, 256, 196 S.W.2d 129,
134[9] (1946); Woodford v. Illinois Central Gulf Railroad Co., 518
S.W.2d 712, 718 (Mo.App. 1974). There is a rule of law — usually
invoked in criminal cases — that a trial court’s refusal to exercise a
discretionary power properly invoked may require remand for the
exercise of that discretion, State v. Damon, 350 Mo. 949, 955, 169
S$.W.2d 382, 383|2] (1943), but that rule has not been invoked here
and we decline to consider its application sua sponte. We find neither
an abuse of the trial court's discretion, nor excessiveness in the size of
the verdict.

Reduced to essentials, defendant's point is simply thai the jury
awarded too much — the verdict is excessive as a matter of law. The
ultimate test is what fairly and reasonably compensates the plaintiff
for the injuries sustained. Graeff v. Baptist Temple of Springfield,
576 S.W.2d 291, 309[18] (Mo.banc 1978). Applying that test here,
we are unable to say the verdict is excessive. The plaintiff sustained

22a

two severe permanent injuries. Between July 22, 1970, and June
1971, plaintiff underwent four surgical procedures which, with defer-
ence to skillful surgeons, have a good deal in common with everyday
carpentry. Plaintiff testified that before and after the first two opera-
tions “{his] arm hurt and bothered him all the time. [His] face felt like
it was about ready to break, and [he] couldn't hardly see out of his
eye.” Plaintiff had pain at the time of the second two operations, and
nearly 7 years afterward, still complained of pain upon movement of
his left arm.

The defendant's argument that no impairment of earning capacity
can be inferred because the plaintiff has sustained no actual loss of
earnings is unsound. Kleinlein v. Foskin, 321 Mo. 887, 906-907, 13
S.W.2d 648, 657-658 [14] (1929); Baker v. Norris, 248 S.W.2d 870,
875-876|9-12] (Mo.App. 1952). The plaintiff was a young, able-
bodied man at the time he was injured. He is, or was, left-oriented.
His manner of speech and discourse indicates he is not very well
educated. He has always been employed as a manual laborer. The
evidence clearly shows he has lost joint motion essential to the
performance of any manual labor. A jury could reasonably infer a loss
of capacity to work and earn, quite without the aid of expertise. We
might prolong our discussion of this point, but it would serve no
useful purpose. The contention is without merit.

A final contention must be noticed, although we cannot pass on it.
Defendant asserts that the trial judge ate lunch with counsel for the
plaintiff at a snack bar in the Greene County Courthouse on the third
day of the trial. Speculating that members of the jury may have seen
the judge in the company of counsel for the plaintiff, defendant
asserts that the trial judge’s conduct was improper and a denial of due
process to the defendant.

It is the duty of an appellant to provide an appellate court with a
record containing everything necessary to the determination of ques-
tions presenied to it. Ingram v. Civil Service Commission, 584
S.W.2d 633, 635[4] (Mo.App. 1979). The point now being consi-
dered was raised in the motion for new trial, but was not supported by
affidavit or otherwise as provided by Rule 78.05. Factual assertions
in the brief cannot supplement the transcript. /n re Jackson's Will,

23a

294 S.W.2d 953| 1] (Mo.App. 1956). There is nothing before us for
review on this point.

We find no error in any respect briefed or argued in this court.
Accordingly, the judgment is in all respects affirmed.

/s/ Ropert E. HOGAN
Robert E. Hogan, Judge

BILLINGS, P.J., and MAUS, J., CONCUR

24a

ON MOTION FOR REPEARING OR TRANSFER TO THE
SUPAEME COURT

PER CURIAM:

The appellant timely filed a motion for rehearing in this cause,
earnestly arguing that this court had overlooked material matters of
fact and had misinterpreted the law. The motion for rehearing was
granted, and of course this left the appeal as if it had never been heard
and the opinion filed became a nullity as if it had never been written.
In re McMenamy’'s Guardianship, 307 Mo. 98, 116-117, 270 S.W.
662, 667|6] (banc 1925); /n re Thomasson’ s Estate, 192 8.W.2d 867,
870|4-6] (Mo. 1946). The parties were free to brief or argue any point
preserved for review, even though that point had not been mentioned
upon the first submission. Martin v. Southwestern Bell Telephone
Co., 344 Mo. 83, 85-86, 125S.W.2d 19, 20|4] (1939). However, the
motion was not accompanied by any request to file new briefs or to
raise Or argue points not briefed when the appeal was originally
submitted. We therefore ordered the cause resubmitted to the panel
which originally heard the case upon the briefs originally filed and the
arguments originally heard and recorded here. Cf. Thummel v. King.,
570 S.W.2d 67°, 6Y0|19] (Mo.banc 1978).

The cause has been given entirely fresh consideration. Upon re-
hearing, an appellate court may adopt its former opinion, modify or
expand its former opinion, or adopt a new and different opinion,
Frohman v. Lowenstein, 303 Mo. 339, 348, 260 S.W. 460, 461[1]
(bane 1924); State v. Barnes, 517 S.W.2d 155, 169(Mo.App. 1974),
although it may not reverse its former holding without actual resub-
mission and rehearing of the appeal. Granite Bituminous Paving Co.
v. Park View R. & 1. Co., 270 Mo. 698, 700-703, 196 S.W. 1142,
1144 (banc 1917). Upon fresh consideration of the entire record, we
reach the same result. ihe opinion heretofore filed on August 13,
1981, is adopted as the opinion of this court.

Successive applications for rehearing are neither required nor can
they be entertained. Rule 84.17, V.A.M.R. No further application
for rehearing by the appellant is necessary. The motion to transfer to
the Supreme Court is denied.

BILLINGS, P.J., and HOGAN and MAUS, JJ., CONCUR

25a

In THe Circuit Court Or
Greene County, Missouri

Case No. 73927-2

NATHAN L. COULTER,
Plaintiff,

ve

MICHELIN Tire CORPORATION,
Defendant.

JUDGMENT

Now on this 27th day of November, 1978, being one of the regular
days of the Circuit Court of Greene County, Missouri, come the
parties herein before Division 2 of the aforesaid Circuit Court, Plain-
tiff appearing in per on and by Attorneys Benjamin J. Francka and
Raymond E. Whiteaker, and Defendant appearing by Attorneys
Flavius B. Freeman and Larry K. Bratvold. Both parties announce
ready for trial. The jury pannel is sworn. Court and counsel conduct
voir dire examination. A panel of 18 veniremen is qualified. A jury of
12 good and lawful, qualified persons being duly selected, was sworn
to enter their verdict in the case as required by law. Jury Instruction
No. | was read by the Court. Trial commences. Plaintiff makes
Opening statement to the jury. Defendant makes opening statement to
the jury. Plaintiff presents evidence. Trial adjourns for the day at 4:56
p.m..

November 28, 1978. Trial resumes at 9:10 a.m. Both parties are
present with the same appearances and all 12 members of the jury are
present. Plaintiff presents further evidence. Plaintiff rests. Defendant
files Motion For Directed Verdict at the close of Plaint:ff's evidence,
together with Suggestions in support thereof which is duly argued and
submitted. Plaintiff dismisses all of Plaintiff's negligence theories in
Count | without prejudice. Defendant's Motion for Directed Verdict
at the close of Plaintiff's evidence sustained as to subparagraphs (a),
(e), (f), (g), (h), (i), Gj), and (k) of Paragraph 7 of Count II of

26a

Plaintiff's Petition, and overruled with respect to subparagraphs (b),
(c), and (d) of Paragraph 7 of Count II of Plaintiff's Petition. Except
as set out herein Defendant's Motion for Directed Verdict at the close
of Plaintiff's evidence is overruled. Defendant presents evidence.
Trial adjourns for the day at 4:52 p.m.

November 29, 1978. Trial resumes at 9:02 a.m.. Both parties are
present with the same appearances and all 12 members of the jury are
present. Defendant presents further evidence. Defendant rests. Plain-
tiff offers no rebuttal evidence. Defendant's Motion For A Directed
Verdict at the close of all evidence is filed together with Suggestions
in support thereof, which is duly argued and submitted. Defendant's
Motion For Directed Verdict at the close of all evidence is overruled.
Trial adjourns for the day at 5:05 p.m.

November 30, 1978. Trial resumes at 9:00 a.m. Both parties are
present with the same appearances and all 12 members of the jury are
present. The jury is instructed by the Court. The Court reads Instruc-
tions 2 through 7, inclusive. The cause is thereafter argued to the jury
by Attorneys for the Plaintiff and Attorneys for the Defendant. The
Sheriff's Officer, Bailiff Swackhamer is duly sworn and charged by
the Court. The jury is given written Instructions | through 7, inclu-
sive. The jury retires to deliberate at 10:12 a.m. in charge of said
Bailiff.

Afier due deliberation, the jury returns into open Court at 12:24
p.m. the following verdict:

“We the undersigned jurors find the issues in favor of the
Plaintiff, and assess Plaintiff's damages at One Hundred Forty
Thousand Dollars ($140,000.00).”

Said verdict is signed by nine (9) jurors, to wit: John Walton, Mida
Weaver, Judy West, Wilma Whittenburg, Carolyn Wade, Leonard
R. Sims, Glen E. Parkison, Becky C. Wilcox, and Kathryn Stewart.
The foregoing verdict was received and read in open Court and
ordered filed by the Clerk. The jurors’ verdict is approved and filed.
The jurors are polled by Defendant. The jury is discharged.

Judgment is hereby entered for the Plaintiff and against the Defen-
dant for the sum of One Hundred Forty Thousand Dollars

27a

($140,000.00) on Count II of Plaintiff's Petition in keeping with the
judgment and verdict rendered by the jury in this cause. Costs of this

action are hereby assessed against the Defendant. Execution may
issue.

SO ORDERED.

/s/ John C. Crow
Circuit Judge, Division 2

Dated: November 30, 1978
(Signed: March 21, 1979)

28a

In THe Circurr Court OF
GREENE CouNTYy, Missouri

Division 2

NATHAN L. COULTER,
Plaintiff,
Vv.

MICHELIN Tire CORPORATION,
Defendant.

ORDER

The Court has considered defendant's Motion for a Judgment in
Accordance with Defendant's Motion for Directed Verdict at the
Close of all of the Evidence or in the Alternative for a New Trial, the
written suggestions of the parties and the oral arguments of February
15, 1979.

As observed during the oral arguments one is well within the
evidence in arguing that the jury was generous in assessing plaintiff's
damages. The Court has carefully considered whether some remedial
action is called for regarding the amount of the verdict.

In considering the issue the Court has carefully noted that the only
relief requested by defendant in its after-trial motion is judgment in its
favor in accordance with its Motion for Directed Verdict at the Close
of all the Evidence or, in the alternative, a new trial. Defendant has
not suggested that it would be in order for the Court to grant relief by
way of remittitur. '

Accordingly the Court has concluded it should not endeavor to
grant unrequested relief, and that its attention should be limited to the
relief defendant requested.

Restricting its consideration to the relief sought by defendant, the
Court has concluded that no error occurred which would justify a new
trial on all issues, and that defendant is not entitled to judgment in its

'See P & S Leasing Company v. Ray Smith Ford, Inc., 533 S.W.2d 733
(Mo. App. 1977).

29a

favor in accordance with its Motion for Directed Verdict at the Close
of all the Evidence.

It is therefore ORDERED that defendant's Motion for a Judgment
in Accordance vith Defendant's Motion for Directed Verdict at the
Close of all of the Evidence or in the Alternative for a New Trial, be,
and the same is, hereby overruled in all respects.

Entered this 13th day of March, 1979.

/s/ Joun C. Crow
John C. Crow
Circuit Judge

Distribution:
Benjamin J. Francka, Esq., 726 Woodruff Building, Springfield,
MO 65806
Raymond E. Whiteacker, Esq., 600 Bank of Springfield Officer
Center, Springfield, MO 65806
Flavius B. Freeman, Esq., and Larry K. Bratvold, Esq., 705
Woodruff Building, Springfield, MO 65806

30a

No. 63487
IN THE SupREME Court OF Missouri
SD #63487
SEPTEMBER SESSION, 1981

NATHAN L. COULTER,

Plaintiff-Respodent,
v. TRANSFER
MICHELIN TIRE CORPORATION,
Defendant-Appellant

Now at this day, on consideration of Appellant's Application to
transfer the above entitled cause from the Southern District Court of
Appeals, it is ordered that said application be, and the same is hereby
denied.

STATE OF MISSOURI — SCT.

1, THOMAS F.. SIMON, Clerk of the Supreme Court of the State of
Missouri, certify that the foregoing is a full, true and complete
transcript of the judgment of said Supreme Court, entered of recordat
the September Session thereof, 1981, and on the 10th day of Novem-
ber 1981, in the above entitled cause.

Given under my hand and seal of said Court, at the City of
Jefferson City this 10th day of November 1981.

/s/ Thomas F. Simon, Clerk.

/s/ By: Norma Jean Creach D.C.

3la

In THe Circurr Court Or
GREENE CouNTy, Missouri

Case No. 73927-2

NATHAN L. COULTER, Plaintiff,
v.

MICHELIN TIRE CORPORATION, Defendant.

DEFENDANT’S MOTION FOR A JUDGMENT IN ACCORD-
ANCE WITH DEFENDANT’S MOTION FOR DIRECTED VER-
DICT AT THE CLOSE OF ALL OF THE EVIDENCE OR IN THE
ALTERNATIVE FOR A NEW TRIAL

Comes now defendant, Michelin Tire Corporation, and moves the
Court to set aside the verdict of the jury and to enter judgment in favor
of the defendant in accordance with its Motion For Directed Verdict
At The Close of All The Evidence, or if the foregoing motion be
denied to set aside the verdict and the judgment entered thereon and
grant defendant a new trial for the following reasons:

1. No evidence has been offered or received which raises a
jury issue on the allegations contained in paragraph 7 subparagraph
(b), (c) and (d) of Count II of plaintiff's Complaint that the tire in
question was in a defective condition. Therefore, a verdict should
have been directed in favor of defendant.

2. No evidence has been offered or received which raises a
jury issue on the allegations contained in paragraph 7 of Count II in
plaintiff's Complaint that the tire in question was unreasonably
dangerous. Therefore, a verdict should have been directed in favor of
defendant.

3. The Court erroneously admitted into evidence plaintiff's
exhibit |, a certain 225-15X Michelin radial tire, without a proper
foundation having been laid for the admission into evidence of said
tire as to whether said tire was the tire involved in plaintiff's accident
and whether it was in substantially the same condition at the time of
trial as it was at the time of the accident on July 22, 1970. The

32a

erroneous admission of said tire was highly prejudicial to the defen-
dant. Therefore, a new trial should be granted.

6. Contrary to Missouri Supreme Court Rule 57.07 (a)(2)
which provides without qualification that “The deposition of a party,
. . . may be used by an adverse party for any purpose. “the Court
erroneously prevented the defendant from reading into evidence, as
part of the defendant's case and in support of defendant's claim of
contributory fault, several portions of plaintiff's deposition testimony
which defendant offered as admissions of a party opponent and
substantive evidence of said contributory fault. The Court’s action in
excluding such deposition testimony deprived the defe adant of one of
its primary sources of substantive evidence of the conduct that plain-
tiff caused his injuries through his own contributory fault. The por-
tions of plaintiff's deposition testimony so excluded have been
attached to this motion and marked Exhibit D. The erroneous exclu-
sion of such deposition testimony was highly prejudicial to the
defendant. Therefore, a new trial should be granted.

7. The Honorable John C. Crow, Circuit Judge for the Circuit
Court of Greene County, Missouri, did between the hours of 12:30
p.m. and 1:15 p.m. on the 29th day of November, 1978, which was
the third day of the trial, eat lunch with counsel for the plaintiff, Mr.
Raymond Whiteaker, at a corner table at an open public snack bar in
the Greene County Court House. The Honorable John C. Crow and
Mr. Raymond Whiteaker were seated by themselves eating lunch and
talking to one another, at which time they were observed by one of
defendant's counsel of record and Mr. Jack Friedmann, a member of
the New York Bar, who is house counsel for defendant Michelin Tire
Corporation. The conduct of the Honorable John C. Crow in eating
lunch and having conversation with counse! for the plaintiff in an
open public snack bar within the Court House during the trial and at a
time when the jurors had also been released for a lunch period and
were free to observe the conduct of Honorable John C. Crow in
having lunch and conversation with Mr. Raymond Whiteaker, plain-
tiff's counsel, was improper and highly prejudicial to the defendant
and may have created the impression that the Honorable John C.
Crow favored the counsel of the plaintiff or the plaintiff's position in
the lawsuit. Therefore, a new trial should be granted.

33a

8. The verdict of the jury in favor of the plaintiff was against
the weight of the evidence and against the weight of the credible
evidence. The opinion testimony of plaintiff's expert was not based
upon sufficient facts in evidence. The testimony of plaintiff was
contrary to the physical facts and therefore not credible. Plaintiff's
testimony was completely refuted by all three witnesses to the acci-
dent who were disinterested in the outcome of the litigation. There-
fore, a new trial should be granted.

9. The jury’s verdict in the amount of $140,000 was grossly
excessive for the reasons that plaintiff was only able to prove special
damages of approximately $7,000.00 including $3,500.00 in medic-
al expenses and $3,500.00 in lost wages, all of which accrued
between July 22, 1970, and May 31, 1971. There also was no proof of
a diminished earning capacity and immediately after returning to
work plaintiff earned more pay in his same job for more than 4 years
before voluntarily leaving for a better job. The disfigurement to
plaintiff's face and left arm and the limitation of motion of his left arm
were shown to be only minimally disabling. The excessive verdict is
therefore not based upon the evidence but is obviously the result of
bias in favor of the plaintiff and prejudice against the defendant.
Therefore, a new trial must be granted.

10. In the event the court finds the verdict for plaintiff was
excessive but was not so grossly excessive as to indicate bias and
prejudice on the part of the jury, defendant requests the court to
require plaintiff to remit a substantial portion of said judgment as may
be determined by the court, or, in the alternative that the court grant a
new trial to defendant.

11. Mr. Raymond Whiteaker, during his closing argument
improperly argued outside the bounds of the facts in evidence or
reasonable inferences from said facts. He stated to the jury that he
would show them how the kinks got in the bead of the tire. He placed
the tire on the floor and asked the jury to imagine that the tire was in
the mold. Then he quickly reached down, grasped the bead of the tire
at the location of the breaks, and violently jerked the tire upward
stating, “That's the way those kinks got in the tire. Look at where my
hands are.” There was no evidence that the tire had been so violently

34a

treated nor that such treatment could cause kinks in the bead. Such
theatrics were beyond the bounds of permissible argument and highly
prejudicial to defendant. Therefore, a new trial should be granted.

WHEREFORE, defendant prays the Court to enter its order grant-
ing defendant's Motion for a Judgment in Accordance with its Motion
for Directed Verdict or in the Alternative for a new trial.

NEALE, NEWMAN, BRADSHAW & FREEMAN
by Flavius B. Freeman
by Larry K. Bratvold

Woodruff Building

Suite 705

P.O. Box 1035 S.S.S.
Springfield. Missouri 65805

Attorneys for Defendant

35a

In THe Circurr Court OF
GREENE CouNTYy, Missouri

Case No. 73927-2

NATHAN L. COULTER, Plaintiff,
v.

MICHELIN TIRE CORPORATION, Defendant.

SUGGESTIONS IN SUPPORT OF DEFENDANT’S MOTION FOR
A JUDGMENT IN ACCORDANCE WITH DEFENDANT'S MO-
TION FOR A JUDGMENT AT THE CLOSE OF ALL OF THE
EVIDENCE OR IN THE ALTERNATIVE FOR A NEW TRIAL

Comes now defendant, Michelin Tire Corporation, and submits
the following Suggestions in support of its Motion For A Judgment In
Accordance With Defendant’s Motion For A Judgment At The Close
Of All Of The Evidence Or In The Alternative For A New Trial, to
wit:

1. In response to defendant's Motion For A Directed Verdict
At The Close Of Plaintiff's Evidence all of the allegations contained
in plaintiff's complaint concerning the condition of the tire were
dismissed without prejudice with the exception of those contained in
subparagraphs (b), (c) and (d) of paragraph 7 of Count II.

No evidence was offered or received which raised a jury issue on
the allegations contained in subparagraphs (b), (c) and (d) of para-
graph 7 of Count II that the tire in question was defective in any of the
respects therein alleged. Therefore, a verdict should have been
directed in favor of defendant.

In subparagraph (b) plaintiff alleged that the bead wires were weak
or thin at one or more places. This allegation does not fit the facts of
this case.

The court's ruling excluded from evidence one of defendant's
primary sources of positive proof that the plaintiff had caused his own
injuries by his contributory fault. The ruling of the court was clearly

36a

erroneous. The error was very prejudicial to the defendant in that it
limited its positive proof of plaintiff's conduct and the scope of its
argument to the jury. It deprived defendant of a fair trial. Therefore, a
new trial must be granted.

7. The conduct of the Honorable John C. Crow, Circuit Judge
for the Circuit Court of Greene County, Missouri, in having lunch and
conversing with counsel for the plaintiff in a public snack bar in the
Greene County Court House on the third day of the trial was in-
appropriate conduct for a Circuit Judge. It was inappropriate because
the jury had also been released for lunch and had free access to the
snack bar where the Judge and counsel for the plaintiff were eating
together. The conduct of the Judge may have created the impression
that the Judge favored the plaintiff’ s counsel or the plaintiff's position
in the lawsuit.

The Missouri Code of Judicial Conduct, Canon 2 provides as
follows:

The Judge Should Avoid Impropriety and the Appearance Of
Impropriety in his Official Activities

A. A judge should respect and comply with the law and
should conduct himself at all times in a manner that promotes
public confidence in the integrity and impartiality of the
judiciary.

B. A judge should not allow his family, social, or other
relationships to influence his judicial conduct or judgment.
He should not lend the prestige of his office to advance the
private interests of others; nor should he convey or permit
others to convey the impression that they are in a special
position to influence him. He should not testify voluntarily as
a character witness.

In the Commentary following the text is stated:

A judge must avoid all impropriety and appearance of impropri-
ety in his official activities. He must expect to be the subject of
constant public scrutiny. He must therefore accept restrictions
on his conduct that might be viewed as burdensome by the
ordinary citizen and should do so freely and willingly.

The Honorable John C. Crow as an experienced trial lawyer and
Circuit Judge is well aware that a small action by a trial judge can

37a

greatly affect the outcome of a lawsuit. He is also aware that his
actions are watched closely by the jurors as well as the lawyers
involved in a lawsuit. Defendant is helpless to prove what effect the
Judge’s conduct may have had upon any of the jurors. In a case such
as this one where the corporate defendant was obliged to contend not
oniy with the factual issues but with the obvious sympathies that
favored the plaintiff, the conduct of the trial judge, if observed by a
juror, may have had a psychological impact which distracted that
juror’s attention from the factual issues. It may well have deprived the
defendant of the one vote which would have defeated the plaintiff's
verdict. Clearly the conduct was inappropriate for a trial judge.

Such inappropriate conduct can not be overlooked. It was highly
prejudicial to defendant and deprived the defendant of a fair trial.
Therefore, a new trial must be granted.

8. The verdict in favor of plaintiff and against the defendant on
the issue of liability was against the great weight of the evidence.
Specifically, the verdict was against the weight of the evidence on the
factual issues concerning the alleged defective condition of the tire
and the manner in which plaintiff had used the tire.

First of all, the testimony of Mr. Garvick, plaintiff s expert, was so
incredible and lacking in probative value that a verdict based on his
testimony must be set aside. Mr. Garvick admitted he had never
examined a Michelin tire in the field of commerce before he examined
this one. He admitted that he had never seen a Michelin tire manufac-
tured nor had he seen a Michelin tire mold like the one used to make
the tire involved in this case. He admitted that there was no tangible
or observable evidence of a defect in the tire. He further admitted that
this tire was the first one that he had ever seen that contained two
breaks in a bead of the tire.

**# * *

38a

In THe Circurr Court OF
GREENE CouNTy, Missouri

Division 2

Case No. 73927-2

NATHAN L. COULTER, Plaintiff,
v.

MICHELIN TIRE CORPORATION, Defendant.

PLAINTIFF’S SUGGESTIONS IN OPPOSITION TO DEFEN-
DANT’S MOTION FOR A JUDGMENT IN ACCORDANCE
WITH DEFENDANT’S MOTION FOR A DIRECTED VERDICT
AT THE CLOSE OF ALL OF THE EVIDENCE OR IN THE
ALTERNATIVE FOR A NEW TRIAL

Defendant in the instant motion requests the Court to set aside the
jury’s verdict and enter judgment in favor of Defendant in accordance
with Defendant's Motion for Directed Verdict At The Close Of All Of
The Evidence or in the alternative to grant defendant a new trial.

Defendant's motion is in eleven enumerated points suggesting why
said motion should be sustained. Plaintiff will respond to each point
as briefly as possible.

To state a well known rule of law, Defendant is not entitled to a
directed verdict unless Plaintiff totally fails to make a submissible
case on any theory of liability and reasonable minds could not differ
on the proper disposition of the case. See, Connizzo v. General
American Life Insurance Company, 520 S.W.2d 661 (Mo. App.
1975). In making such a determination the Court must consider the
evidence in light most favorable to the Plaintiff, together with the
benefit of all reasonable inferences which might be reasonably drawn
from the evidence, disregarding any evidence or inferences adverse
to the Plaintiff. Stevens v. Raney, 520 S.W.2d 615 (Mo. App. 1975);
Reed v. Shelly, 378 S.W.2d 291 (Mo. App. 1964); Abel v. Campbell
66 Exp., Inc., 378 S.W.2d 269 (Mo. App. 1964).

39a

It logically follows that if reasonable minds could differ as to the
sufficiency of the evidence in support of Plaintiff's claim and whether
Plaintiff was entitled to recover, the Court cannot properly sustain a
motion for directed verdict in favor of the Defendant. See, W.
Crawford Smith, Inc. v. Watkins, 425 S.W.2d 276 (Mo. App. 1968).
Thus, it should be noted at the outset that Defendant carries a very
heavy burden in seeking to establish that it is entitled to a verdict as a
matter of law; one which Defendant in this case clearly fails to meet.

Plaintiff objected to the reading of the questions and answers that
had previously been read by defendant's counsel in his cross ex-
amination of the plaintiff. The basis of the objection was not that they
were not properly presented as admissions against interest, but rather
that the defendant’s counsel reading of them a second time and that
this was repititious. They were already before the jury, therefore the
Court properly sustained the objection because it in fact was repiti-
tious. The evidence was already in. Defendant argues that it inay use
the depositions for both impeachment and admissions but that the
court through its ruling, in effect, stated that the deposition could be
used for either impeachment or admissions, but not both. This argu-
ment is without logic. If the deposition was read once then the
statements made in the deposition could obviously be used to im-
peach the plaintiff if he testified inconsistently. On the other hand
those same statements could be construed as admissions. Defendant
seems to be arguing that in order to be used for impeachment and as an
admission, the statements must necessarily be read twice and
apparently would have to be designated as impeachment on one
occasion and as an admission on the other hand, but that it could not
serve both purposes by being read only once. In any event, the
Statements made in the deposition were received into the evidence
and read to the jury. They were all before the jury. Under these
circumstances it is difficult to see how defendant could have been
prejudiced the jury, was well aware of the contents of the statements.

7. In point seven of defendant's motion defendant states that
“the Honorable John C. Crow, Circuit Judge for the Circuit Court of
Greene County, Missouri, did between the hours of 12:00 and 12:30
p.m. and !:15 p.m. on the 29th day of November, 1978, which was
the third day of trial, eat lunch with one of plaintiff's counsel, Mr.

40a

Raymond Whiteaker, at a corner table at an open public snack bar in
the Greene County Courthouse.” ’ It should be specifically noted that
the aforementioned encounter between the Honorable Judge Crow
and Attorney Whiteaker was very brief, that there were no jurors
present, that the case was in no manner discussed and that defendant
voiced no objection to the conduct which it now complains of, made
no record regarding this alleged inappropriate conduct, and furth-
ermore did not request a mistrial.

The court can take judicial notice of the fact that the public snack
bar referred to by defendant is of course quite small and as a result
necessitates persons being in close proximity to one another. Under
these circumstances it is hard to imagine how such conduct could be
construed as conveying the impression that plaintiff's counsel was in
a special position to influence the judge.

Even assuming that the aforementioned encounter between the
Honorable Judge Crow and Attorney Whiteaker could somehow be
construed as prejudicial, defendant waived any such prejudice
through its failure to voice any objections to the conduct or request a
mistrial. It should be specifically noted that the silence of defendant
preserved nothing for review. See Rule 84.13 of the Missouri Rules
of Civil Procedure. If counsel considered such matter prejudicial
counsel should have requested a mistrial or should have requested the
court to inquire into the maiter further. Even if plaintiff would seek to
invoke the plain error rule as provided by Rule 84.13(c) of the
Missouri Rules of Civil Procedure which said rule plaintiff would
argue is inapplicable, defendant should be barred by taking refuge in
such rule, for the rule is not intended as a refuge for the maladroit or
neglectful. See Stevens v. Wettererou Foods, Inc., 501 S.W.2d 494
(Mo. App. 1973).

*e * *

*See page 21 of Defendant's Suggestions.

4la

No. 11,336

In The
Missouri Court of Appeals
Southern District

NATHAN L. Coulter,
Plaintiff-Respondent,

V.

MICHELIN TiRE CORPORATION,
Defendant-Appellant.

Appeal From The Circuit Court Of
Greene County, Missouri, Division Two
Honorable John C. Crow, Judge

DEFENDANT-APPELLANT’S STATEMENT, BRIEF
AND ARGUMENT

NEALE, NEWMAN, BRADSHAW & FREEMAN
Fiavius B. FREEMAN No. 10575
705 Woodruff Building
Springfield, Missouri 65806
Joun M. KENNEY
Of Counsel
3003 New Hyde Park Road
New Hyde Park, New York 11042
Attorneys for Appellant

Oral Argument Requested

* * * *
Vv.
The Conduct Of The Honorable John C. Crow, Trial Judge In This
Cause, In Eating Lunch And Having Conversation With Counsel
For Plaintiff In An Open Public Snack Bar Within The Courthouse

During The Third Day Of The Trial At A Time When The Jury
Had Also Been Released For Lunch Period Aad Were Free To

42a

Observe Such Conduct Of The Honorable John C. Crow, Was Im-
proper And Highly Prejudicial And Constituted A Denial Of Due
Process To The Defendant In That Such Conduct May Have Cre-
ated The Impression That The Honorable John C. Crow Favored
Those Identified With The Plaintiff Or The Plaintiff's Position In
The Lawsuit And Such Impropriety Could Not Be Properly Cured
During The Trial Without Further Prejudicing The Defendant In

The Eyes Of The Jury And The Judge.

The conduct of the Honorable John C. Crow, Circuit Judge for the
Circuit Court of Greene County, Missouri in having lunch between
the hours of 12:30 p.m. and 1:15 p.m. on the third day of the trial and
conversing with counsel for plaintiff at a corner table where the two of
them were eating together in a public snack bar in the courthouse, was
inappropriate conduct for a Circuit Judge. They were observed by one
of defendant's counsel and the member of the New York Bar who was
a lawyer in the office of outside general counsel for Michelin Tire
Corporation for products liability matters. They came into the lunch-
room shortly before 1:00 p.m. and were enly there briefly. It was
particularly inappropriate because the jury had also been released for
lunch and had free access to the open snack bar. Obviously they were
free to observe the conduct of the trial judge having lunch and
conversing with one of plaintiff's counsel. The conduct of the judge
was improper and prejudicial to defendant and may have created the
impression that the trial judge favored the counsel for plaintiff or the
plaintiff's position in the lawsuit. (Tr. 558)

The title of Canon | of the Missouri Code of Judicial Conduct
states:

“A Judge Should Uphold the Integrity and Independence of the

Judiciary”
Irrespective of the purpose of the judge and plaintiff's counsel eating
together — which we are more than willing to assume was solely for
the purpose of being sociable — we do not feel this type of conduct
under these circumstances qualifies as to the high standard of conduct
contemplated “so that the integrity and independence of the judiciary
may be preserved.”

The title of Canon 2 of the Missouri Code of Judicial Conduct is as
follows:

43a

“A Judge Should Avoid Impropriety and the Appearance of
Impropriety in His Official Activities”

Obviously this Canon contemplates more than impropriety or the
appearance of impropriety in his official duties. In fact the language
of the Canon seems obvious to set a standard for social conduct and
requires that he should not convey or permit others to convey the
impression that they are in a special position to influence him. The
activity with which we are concerned here certainly conveyed that
impression, even assuming it was entirely unintentional, to Miche-
lin’s New York counsel and could hardly do otherwise with such
members of the twelve person jury as may have eaten lunch or had
coffee in the snack bar.

The language of Canon 2 provides:

“A. A judge should respect and comply with the law and
should conduct himself at all times in a manner that promotes
public confidence in the integrity and impartiality of the
judiciary.

B. A judge should not allow his family, social, or other rela-
tionships to influence his judicial conduct or judgment. He
should not lend the prestige of his office to advance the private
interests of others; nor should he convey or permit others to
convey the impression that they are in a special position to
influence him. He should not testify voluntarily as a character
witness.”

In the Commentary following the text it is stated:

“A judge must avoid all impropriety and appearance of im-
propriety in his official activities. He must expect to be the
subject of constant public scrutiny. He must therefore accept
restrictions on his conduct that might be viewed as burdensome
by the ordinary citizen and should do so freely and willingly.”
(Emphasis supplied)

The Honorable John C. Crow as an experienced trial lawyer and
Circuit Judge is well aware that a small action by a trial judge can
greatly affect the outcome of a lawsuit. He is also aware that his
actions are watched closely by the jurors as well as the lawyers
involved in a lawsuit. Defendant is helpless to prove what effect the
Judge’s conduct may have had upon any of the jurors, who only voted

44a

9 to 3 in favor of the plaintiff. In a case such as this one where the
corporate defendant was obliged to contend not only with the factual
issues but with the obvious sympathies that favored the plaintiff, the
conduct of the trial judge, if observed by even one juror, may have
had a psychological impact which distracted that juror’s attention
from the factual issues. It may well have deprived the defendant of the
one vote which would have defeated the plaintiff's verdict. Clearly
the conduct was inappropriate for a trial judge.

The Canons of Judicial Ethics admonish judges to avoid “even a
suspicion of unfairness” by being careful about their “utterances, tone
of voice or general attitude.” Duncan v. Pinkston, 340 S.W.2d 753,
757 (Mo. 1960). Courts have recognized the powerful effect which
even unintentional acts of a judge may have on a jury:

In the eyes of the jury the trial judge is the epitome of justice and
wisdom. His influence upon the jurors is immense. A trial judge
is obligated to maintain strict impartiality as between the adverse
parties to a lawsuit. Jurors are quick to detect and respond to his
slightest inclination toward or against either side of a lawsuit; to
condemn the side which he condemns and to approve the party
litigant or the cause upon which he smiles. Wright v. Richmond,
21 Mo. App. 76. It is easy for a trial judge, unintentionally to
prejudice a jury for or against one party or another. He must be
extremely cautious in his comments, considerate in his rulings,
and thoughtful, patient and forbearing in his conduct. Any
appearance of partiality, favoritism or persuasion one way or the
other is strictly to be eschewed. Harms v. Simkin, 322 S.W.2d
930, 938 (St. L. App. 1959).

Ethics rulings have repeatedly cautioned the bench and bar to avoid
ex parte communications. See Canon 3(a) ( -s aad comments, Thode,
Reporter's Notes to Code of Judicial Conduct, p. 11-13, A.B.A.
Informal Opinion 251 (Maru, 1970 Supp. to Digest of Bar Ass’n
Ethics Opinions #4980); Opinion 1-1962, (Maru, 1975 Supp. to
Digest of Bar Ass'n Ethics Opinions #8387) 11 Res Gestae 20
(July-August, 1967). The A.B.A. House of Delegates has even
recognized the effect of lunch arran ements on the administration of
justice:

Particularly to be avoided are physical arrangements under
which judges and prosecutors share a lunchroom from which

45a

defense counsel are excluded. Any appearance that suggests a
special relationship between the district attorney's office and the
judiciary is certain to create doubts concerning the impartial
administration of justice. A.B.A. Standards Relating to the
Function of the Trial Judge, § 1.5, p. 34 (1972 Approved
Draft).

It is elemental that a “fair trial in a fair tribunal is a basic require-
ment of due process,” Jn re Murchison, 349 U.S. 133, 136 (1955).
Prejudicial influences on a jury can and should constitute a denial of

due process and a basis for reversal. Edwards v. Sears, Roebuck and
Co., 512 F.2d 276, 281 (Sth Cir. 1975).

Such inappropriate conduct can not be overlooked. It was highly
prejudicial to defendant and deprived the defendant of due process.

Therefore, a new trial must be granted.
* * * *

46a

In The
Missouri Court of Appeals
Southern District

No. 11,336

NATHAN L. COULTER,
Plaintiff-Respondent,

Vv.

MICHELIN TIRE CORPORATION,
Defendant-Appellant.

Appeal From The Circuit Court Of
Greene County Missouri, Division Two
Honorable John C. Crow, Judge

STATEMENT, BRIEF AND ARGUMENT OF
PLAINTIFF-RESPONDENT NATHAN L. COULTER

BENJAMIN J. FRANKA, #15009
726 Woodruff Building
Springfield, Missouri 65806

WooLsey, FISHER, WHITEAKER,

McDonaLp & ANSLEY

RAYMOND E. WuITEAKER, #15574

Joun E. Price, #28150
Suite 600, Bank of Springfield
300 South Jefferson
Springfield, Missouri 65806

Attorneys for Respondent

ORAL ARGUMENT REQUESTED

* *+ * &

47a

V.

The Conduct Of The Honorable John C. Crow In Eating Lunch
And Having Brief Social Conversation With Counsel For Plaintiff In
The Snack Bar Of The Courthouse During The Third Day Of The
Trial Was Not Improper, And Defendant Has Waived Any Claim
That It’s Constitutional Rights Were Violated By Such Conduct In
That Defendant Failed To Raise Such Claim At Its Earliest Possible
Opportunity In The Trial Court And Defendant Has Failed To
Assert That Any Prejudice Resulted To Do It As A Result Of Such
Conduct.

On the third day of trial, the trial judge and ali counsel conferred for
some time after the jury had been released for a lunch break (Tr. 437).
Shortly before 1:00 p.m., and after the jurors had returned to the
courtroom, it is alleged that the Honorable John C. Crow, Circuit
Judge for the Circuit Court of Greene County, Missouri, and counsel
for plaintiff sat together very briefly in the Courthouse Snack Bar
while eating lunch. Defendant contends that the judge’s action was
improper and resulted in a denial of due process of law to defendant,
requiring a new trial.

Initially, plaintiff would submit that any error which may have
occurred was not properly presented to the trial court or preserved for
review. Defendant has gone totally outside the record to state its
claims of error. A review of the transcript reveals absolutely no
reference to the alleged incident during the trial until defendant filed
its after trial motion for judgment or in the alternative, a new trial (Tr.
554-563). By virtue of its silence, defendant prevented the trial court
from undertaking to determine if any juror had, in fact, witnessed this
alleged rendezvous and, if so, what effect it might have had upon the
deliberations. Defendant in effect sandbagged the trial judge until the
conclusion of the trial and the rendition of an adverse verdict, and
then belatedly attempted to raise a claim of denial of due process of
law.

Missouri law is clear that a constitutional issue must be raised at the
earliest opportunity. City of Olivett v. Grader, 369 S.W.2d 85 (Mo.
1963); May Furnace Co. v. Conaway, 352 8.W.2d 40 (Mo. 1962).
“If a constitutional issue is not properly raised at the trial level,
nothing in the nature of a constitutional issue exists to be preserved for

48a

appellate review.” Oliver v. City of Higginsville, 527 S.W.2d 690
(Mo. App. 1975). Regardless of the merits of defendant's claim of
error, the issue has not been properly raised and preserved and is not
before the Court at this juncture.

However, even if the Court were to consider the merits of defen-
dant’s claim of error under a plain error standard of review, it is clear
that the trial judge’s action was not improper and that defendant had
failed to allege or establish that it suffered any prejudice as a result of
this action. Any discussion which occurred between the Honorable
John C. Crow and counsel for plaintiff was purely social in nature,
and defendant has so conceded. The Code of Professional Responsi-
bility, adopted in Missouri as Supreme Court Rule 4, and specifically
EC 7-35 and DR 7-110(b) thereof, specifically prohibit ex parte
communications between counsel and a judicial tribunal involving
discussion of the issues of a pending matter. There is no similar
prohibition of purely incidental contact between an attorney and the
trial judge. The absence of any case law or ethical advisory opinions
on this subject indicates that the alleged conduct of the trial judge and
plaintiff's counsel was neither onerous nor improper and that defen-
dant’s contention has no merit.

Nevertheless, even assuming that the alleged action could be
construed to be improper, defendant has totally failed to allege or
demonstrate any actual prejudice as a result of the action. Nowhere in
defendant's after trial motion and suggestions in support of that
motion, or in defendant's brief on appeal, is there any intimation that
a single juror saw or was aware of the alleged episode. In this regard,
the cases of Duncan v. Pinkston, 340 S.W.2d 753 (Mo. 1960);
Wardenburg v. White, 518 S.W.2d 152 (Mo. App. 1973); and Harms
v. Simkin, 322 S.W.2d 930 (Mo. App. 1959), are all factually
distinguishable. Those cases all involved conduct of a trial judge in
the courtroom in the presence of the jury. The appellants in those
cases were at least able to assert a colorable claim that they had been
prejudiced by the trial judge’s actions. Defendant’s claim here is
based wholly in speculation and conjecture. Such surmise does not
furnish a sufficient ground for a finding of prejudice to the defendant.

As is stated 88 CJS Trial, Section 51, Page 138, “private com-
munications or conferences between the judge and one of counsel

49a

. . while not commendable, ordinarily are not prejudicial where the
principal of judicial integrity is not, in fact, infringed.” Any alleged
discussion alluded to by defendant would have been purely casual in
nature; both the trial judge and counsel for plaintiff are experienced
enough to know better than to discuss issues in a current trial over
lunch. Further, there is absolutely no indication that any juror
observed or was aware of the alleged conversation. A finding of
prejudice cannot be made in the absence of any facts to support such
an allegation, and a new trial is not required.

* * * *

S0a

In The Supreme Court of Missouri

Case No.

NATHAN L. CouLTER,
Plaintiff-Respondent,

V.

MICHELIN TiRE CORPORATION,
Defendant-Appellant.

APPLICATION FOR TRANSFER BY THE SUPREME COURT
AFTER OPINION BY MISSOURI COURT OF APPEALS,
SOUTHERN DISTRICT, DIVISION TWO

Comes now Michelin Tire Corporation, Defendant-Appellant, and
pursuant to Supreme Court Rule 83.03, moves the Court for an order
transferring the above cause to the Supreme Court for hearing.

In support of this application, Defendant-Appellant states to the
Court:

1. The question of general interest and importance involved in
this case can be stated as follows:

Whether or not in a products liability case against the manufac-
turer of an allegedly defective tire, a submissible case is made
when the only evidence of the alleged defect comes in the form
of an opinion from an expert who lacked the experimental
capacity to form and express an opinion of probative value
because he (1) had never before examined a Michelin tire
(Appellant's Brief p. 48), (2) was not familiar with the Michelin
manufacturing process (Appellant's Brief p. 48) and (3) had
never before seen two breaks in any tire such as occurred in this
instance (Appellant’s Brief p. 44); and yet was permitted to
testify the fact there were two breaks indicated the presence of a
defect in this Michelin tire.

The Court’s opinion is obviously contrary to the requirements for
this type of expert testimony as established by the Supreme Court in
two cases, Craddock v. Greenburg Mercantile, 297 S.W.2d 541

Sla

(Mo. 1957) and Gaddy v. Skelly Oil Co., 364 Mo. 143, 259 S.W.2d
844 (1953). (Appellant's brief p.p. 39-49) To permit plaintiff's
expert to testify based upon speculation or conjecture without facts or
adequate data would be to change the law in Missouri.

2. The second question of general interest to the bar and
importance to the public is the propriety of the trial judge's eating
lunch with counsel for plaintiff in the courthouse’s public snack bar
while the members of the jury had been released for lunch and were
free to observe this lunchtime meeting. The unfairness and impropri-
ety of such a public luncheon during trial were first argued to the trial
judge as part of the defendant's after trial motion for a directed verdict
at the close of all the evidence or, alternatively, for a new trial. In
Plaintiff's Suggestions in Opposition to this motion, made by the
defendant, plaintiff's counsel conceded the basic facts of the meeting
between plaintiff's counsel and the trial judge, but sought to mini-
mize its significance by characterizing the encounter as brief and
stating that the instant action was in no manner discussed.

Since plaintiff's counsel admitted the meeting, and since the trial
judge, himself, obviously had first-hand knowledge of the facts,
there was no dispute over the basic facts and no affidavit by defen-
dant’s counsel was required for a ruling. The trial judge simply
overruled the defendant's motion, without comment on the propriety
of the meeting.

The Court of Appeals wrote that “|t}here is nothing before us for
review on this point,” because the point “was raised in motion for new
trial, but was not supported by affidavit or otherwise as provided by
Rule 78.05.” (Opinion p. 24) As just demonstrated, the facts of the
encounter were established by the admissions of plaintiff's counsel
upon the defendant's motion. The facts were thereby fully established
for all purposes before the trial and appellate courts.

The basic circumstances of the lunch meeting were further estab-
lished, if any more support were needed, by a fresh admission of the
incident by plaintiff's counsel in the “Statement, Brief and Argu-
ment” filed in the Court of Appeals In Point V, at page 53, plaintiff's
counsel concede that the trial judge was “eating lunch and having
brief social conversation with counsel for plaintiff in the snack bar of

52a

the courthouse during the third day of the trial,” but argue that this
conduct was “not improper.” Therefore, far from the point not being
before the Court of Appeals, the relevant facts were admitted and
undisputed.

The lunch meeting raises issues of constitutional dimensions, as
well. The defendant was denied its constitutional right to due process
of law and to a fair trial pursuant to the Fifth, Seventh and Fourteenth
Amendments to the Constitution of the United States if the trial judge
was biased against the defendant. The lunch meeting is only one
indication of bias on the part of the trial judge. Another manifestation
of bias against the defendant was the trial court’s denial that the
defendant had made a request for a remittitur (Tr. p. 564), when in
fact the defendant had made that request (Tr. p.p. 559-560). There-
fore, the defendant and the bar are entitled to a ruling as to the
propriety and constitutionality of the meeting, as established by the
admissions of plaintiff's counsel.

It would seem appropriate to state these questions of general
interest and importance as follows:

Whether or not, during a jury trial, a trial judge is acting with
propriety and in conformity with the Canons of Judicial Con-
duct, in having lunch with counsel to a party in the courthouse’s
public snack bar while the members of the jury have been
released for lunch and are free to observe the meeting. Assuming
the lunch meeting did occur, were defendant’s rights under the
Fifth, Seventh and Fourteenth Amendments to the Constitution
of the United States violated so as to require a new trial?

3. The following exhibits are attached and made a part of this
application:

(a) The Missouri Court of Appeals, Southern District Division
Two, filed its Opinion on August 13, 1981, attached hereto as Exhibit
1.

(b) Defendant-Appellant filed its Motion for Rehearing or
Transfer to this Court on August 27, 1981, attached hereto as Exhibit
2.

(c) The Court of Appeals

[Text truncated at 120,000 characters. The full text is on the page linked above.]

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385008_1199%3A0. Public record. Not legal advice.
