# Record and brief — Lewis v. California

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Record and brief
- **Published:** January 1, 1982
- **Citation:** 455 U.S. 1021

## Text

-uonned

51-1442

IN THE
SUPREME COURT OF THE UNITED STATES

October Term, 1981

PHIL DARNELL LEWIS
and
O. C. NEAL,

Petitioners,

vs.

STATE OF CALIFORNIA,
Respondent.

ON PETITION FOR WRIT OF CERTIORARI
TO THE COURT OF APPEAL OF THE
STATE OF CALIFORNIA, SECOND APPELLATE DISTRICT

PETITION FOR WRIT OF CERTIORARI

LUKE McKISSACK

9911 West Pico Boulevard
Suite 1000

Los Angeles, California 90035
(213) 557-1226

Attorney for Petitioner

5 SS Se ees ee ee 2
Dean-Standefer, 1340 W. Sixth St., Corona, Ca. 91720 - (714) 734-0811

QUESTION PRESENTED

Can a trial court interrogate a crucial defense witness,
inform her that she may incriminate herself and that she
should have counsel, but, because she was not indigent, make
her seek out and hire her own attorney, which she did, only
to learn, not surprisingly, that he was unable to come to court
on such short notice to represent her; all of which resulted in
depriving the defense of its witness?

TABLE OF CONTENTS

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I 0 ee ae Dag ee ing oe a ey

Dn building to come out, using
the public address systems built into their patrol cars. (R.T.
20.) They received no response. All of the entrances to
the building were locked, and the officers were unable to
gain entrance. (R.T. 21.) Ultimately, however, Officer
Owens walked up to the front door and yelled to the persons
inside that if they did not come out, he would throw a
cigarette in. (R.T. 109.) At that point defendant Neal
opened the front door and tossed a key ring through the
metal grate onto the sidewalk. The defendants were arrested
and handcuffed to the grate while the officers attempted to
unlock the grate by means of the keys. (R.T. 24.) In the
meantime, the fire department had cut the locks off another
door at the front of the building, and the door at the rear.

(R.T. 24.) Officer Foster and five other officers then went
inside the building, after donning respirators borrowed from
the fire department. (R.T. 24.)

Officer Roger Gilbert was one of the first to enter.

He found that there was a haze and a strong chemical odor
permeating the entire building. (R.T. 144-45.) He found
paint cans, paint rollers and bottles on the ground floor.
Downstairs he observed shelves with various containers on
them, and the toilets in the bathrooms were overflowing
with a milky-white substance. (R.T. 145.) When his respira-
tor ma!functioned, he smelled an extremely strong chemical
odor, which caused pain in his iungs and made him light-
headed. (R.T. 146.)

Officer Foster, after taking the defendants into custody,
noticed that their clothing was very damp and emitted an
odor which he associated with PCP. (R.T. 25.) It was stipu-
lated that both of the defendants had PCP on their pants.
(R.T. 181.)

Defendants were transported to the station and book-
ed. Officer Foster returned to the location at 8705 South
Broadway and found that the chemical odor coming from
within was too strong to permit him to enter. The fire de-
partment was ventilating the building with large fans. The
police officers assembled were required to wait for two and
one-half to three hours to conduct a thorough search of the
building. (R.T. 27.) After the fumes had dissipated, Officer
Foster and others went into the vacant building and retrieved,
from the wooden bench, two gas masks, a paint roller and
roller tray, numerous bottles, and a piece of paper bearing a
formula for manufacturing PCP. (R.T. 28.)

Downstairs, in the basement of the building, Officer

Foster observed numerous wooden shelves and drying racks
with white crystal-like formations on them, numerous bottles
and buckets, a crystal-type material on the floor, and various
liquids in containers. Within the bathroom, there were sinks
and toilets clogged with a crystal-like material which emitted
a very strong chemical odor. (R.T. 29.)

Richard Bingle, Chief Forensic Chemist for the City of
Los Angeles, was also present to take inventory of the build-
ing’s contents. He conducted a general search for flamable
or toxic chemicals and took photographs and samples of most
of the chemical substances he found. (R.T. 195 - 215.) He also
testified that the piperidine cyclohexane carbonitrile is an in-
termediate product in che manufacture of PCP. (R.T. 216.)

It was stipulate’ -hat substantial quantities of piperidine
cyclohexane carbonitrile, otherwise known as PCP, as well as
30 milliliters of phencyclidine, or PCP, were found upon the
premises. (R.T. 222 - 23.)

Virtually all of the bottles, cans and buckets found in
the otherwise empty building were dusted for latent finger-
prints. (R.T. 218 - 19.) However, only one print was obtain-
ed linking either of the defendants with the containers. That
was the palm print of defendant Lewis lifted from a five-gallon gas
can. (R.T. 187.)

Officer Joseph Stanley of the Los Angeles Police Depart-
ment’s Administrative Narcotics Division testified an an expert
in the field of manufacturing, packaging, sale and distribution
of PCP. He testified that the two main ingredients in phen-
cyclidine are piperidine and cyclohexanon. (R.T. 228.) He
testified as to the manner in which they are combined to
create the final product, which is a PCP crystal. (R.T. 228 -
29.) He explained how the piece of paper found on the bench

oft.

constituted a formula or recipe for the manufacture of PCP
and stated that based upon the types of chemicals and quan-
tities found in the premises he formed the opinion that the
building was being used as a PCP laboratory. (R.T. 230 - 34.)

Thomas Lander testified that he was the manager of
the business located next door to the former furniture store
at 8705 South Broadway. (R.T. 172.) Around the beginning
of December, 1979, he noticed an unusual odor coming from
the building next door. It smelled like ether. (R.T. 172 - 73.)
He also noticed two black males at the back of the builidng
who appeared to be loading or unloading a station wagon,
but he could not identify the defendants as the persons whom
he saw. (R.T. 174- 75.)

Donald Taylor, a young man who was receiving radio
installation training at Mr. Lander’s business, also testified
that prior to the last week of December, 1979, he smelled
an odor which he associated with PCP emanating from the
building next door. He went inside the building and looked
around but did not see anything. (R.T. 128 - 29.) During
December, the odor was, at times, strong enough to make
him feel sick. (R.T. 130.) He also saw two males sitting in
a dark station wagon at the rear of the buildimz, but he
could not identify them. (R.T. 131 - 32.)

DEFENSE:

There was never any question or dispute about the fact
that the building contained many chemicals which are the
precursors of PCP, a large quantity of PCC, an intermediate
compound which, when combined with a cyanide, yields
PCP, as well as a relatively small amount of PCP itself (30
milliliters). The defendants never contended that the base-

sities

ment of the building was not being used by someone to
manufacture PCP. The defense was that they were not
the “chemists,” and had no knowledge of the illegal oper-
ation.

Robert Watson, a journeyman carpenter, testified
that on or about December 19, 1979, he leased the build-
ing at 8705 South Broadway. (R.T. 266.) It was his inten-
tion to rennovate the building and turn it into a restaurant
and discotheque. (R.T. 266.) On the day that he executed
the lease, he was given a key to the building and inspected
the premises for ten or fifteen minutes. (R.T. 267.) The
interior needed alterations, painting, and there was a great
deal of clean-up work to be done both inside and out.

Mr. Watson contacted Mr. John Henry, a contractor
experienced in building the kinds of clubs he was interested
in, and he sought Mr. Henry’s advice and assistance in per-
forming the construction. (R.T. 269.) He gave Mr. Henry
a key to the premises and showed him the debris, both inside
and outside the building, which needed to be cleared away.
(R.T. 269 - 70.) He did not detect any unusual odors when
he visited the premises on December 19. (R.T. 272.) He
advanced the sum of $75.00 to John Henry to pay someone
to clean up the building. (R.T. 284.) He was not personally
acquainted with either of the defendants. (R.T. 276 - 77.)

John Henry testified that he is a contractor, and that
he was asked by Mr. Watso: to assist in the construction
of a restaurant and disco club at 8705 South Broadway.
(R.T. 306.) He met with Mr. Watson at the location around
December 20, and saw that there was a great deal of debris,
inside and out, which needed to be cleaned up. There were
many containers, varnishes, cans, boxes, bottles and buckets

ti.

on the ground floor and in the basement. (R.T. 310.) It
also appeared that transients had been living in the building.
(R.T. 311.)

Mr. Henry attempted, without success, to get a num-
ber of persons to undertake the clean-up chores. He happen-
ed to have one of defendant Neal’s business cards identifying
him as a “handyman,” and when he called Neal on December
29, 1979, Neal accepted the job. (R.T. 316-17.) Neal had
never worked for or met Mr. Henry before that day. (R.T.
317-18.)

Mr. Henry met Mr. Neal for the first time at the rear
of the building at approximately 12:45 or 1:00 p.m. Mr.
Lewis arrived shortly thereafter. Mr. Henry told the defend-
ants that he wanted all of the junk and debris inside and
outside the building cleaned up and hauled away and paid
them $50.00 as an advance on the agreed price of $150.00
for the work to be performed. (R.T. 317 - 18.) He also
instructed them to paint the windows with the paint and
rollers, which he himself had brought to the building that
day, so that transients would not be able to see throuzh the
windows and be tempted to steal the equipment which he
planned to store within. (R.T. 320-21.) He gave them a
key to the lock on the front door and instructed them to
throw the key through the grate at the back door after they
had locked up and before leaving. (R.T. 322 - 25.)

Mr. Henry also noticed a strong chemical odor origi-
nating from the basement. He suspected this was caused by
varnish or lacquer left over from the furniture store, and he
told the defendants to clean up the basement. (R.T. 323.)
He then left the premises.

Mr. Henry returned to the location around the 2nd of

afi...

January, 1980, and discovered that the clean-up work had
not been completed. He had no knowledge of what had
occurred at the premises and assumed that the men he had
hired had simply taken the $50.00 advance and walked off
the job. (R.T. 328.) He did not see either of the defendants
again nor did he learn what had actually happened until he
was contacted by defendant Neal in July of 1980. (R.T. 327.)

Each of the defendants testified on their own behalf.
They stated, in essence, that they had no dealings with each
other or Mr. Henry prior to December 29, 1979; that on the
morning of that day, Mr. Neai received a telephone call from
Mr. Henry who offered to pay him for cleaning up the build-
ing; that Mr. Neal met Mr. Lewis at a gym in Lynwood and
asked him (Lewis) to assist in the clean-up operation; and
that they both arrived at the building, in separate vehicles,
at about 1:00 p.m. (R.T. 361 - 65, 410- 12.) Mr. Henry
showed them around the building, told them to clean up
the junk and haul it away, handed them a key and the sum
of $50.00, and then left the premises. (R.T. 361 - 71, 413.)

The defendants proceeded to the basement where they
found many cans, bottles, plastic buckets and the like, and
they started dumping the contents of these containers down
the toilets, but then the chemicals started to give off such
strong odors that the defendants were forced to abandon
the basement and go up to the ground level where they com-
menced painting the windows. (R.T. 372 - 77, 413 - 17.)
They also piled up various pieces of debris so that they could
be hauled away.

While the defendants were in the clean-up process, they
heard a helicopter overhead and noticed a number of police
officers in the area. They did not hear any commands to come

—~14—

out of the building. Mr. Neal tried to get the attention of
an officer at the back door to find out what was going on,
but the officer drew his gun, and this frightened Mr. Neal
back into the building. All of the other entrances were
locked, so that there was no other way defendants could
get out of the building. Fearing for their safety, they went
to one of the front doors. They were met at the locked
metal grate by police officers, who placed them under arrest.
(R.T. 377 - 80, 417 - 20.)

The defendants denied that they wore any gas masks
and further denied any knowledge of the character of the
chemicals found within the building.

REASONS FOR GRANTING THE WRIT

This Court is here presented with a case of first impres-
sion and one which concerns a problem occurring with great
frequency in criminal trials. The trial court below—in a case
wherein the evidence was so close that the trial, which lasted
but two days, required jurors deliberating an equal length of
time, sua sponte—admonished all three defense witnesses
(excepting the defendants) that they were likely to incrim-
inate themselves and should seek counsel prior to giving
testimony. No admonitions were given any prosecution
witness. A crucial defense witness, Ms. Marset, was declared
ineligible for court-appointed legal counsel because she was
not an indigent witness. The court recessed proceedings on
Friday afternoon, and they resumed the following Monday
morning, at which point the trial judge interrogated Ms. Marset
concerning the whereabouts of her retained legal counsel. She
informed the court that she had hired an attorney to represent

niin

her, but that the attorney was engaged elsewhere and would
the court advise him when he should be available. The court
declined to do so, and the witness was excused, thus depriving
the defendants of her vital testimony.

What is not at issue here is the right of a state to refuse
to provide legal counsel to defendants or witnesses who have
the necessary funds to employ their own. What is at issue
here is the court’s right to disrupt a trial in progress and
effectively elimiiate a witness’s testimony because the witness
is told she should consult an attorney and have him present
before testifying; then requiring the witness to (1) locate an
attorney and set up an appointment with him; (2) keep the
appointment, ascertain his advice and his fee; (3) pay the fee;
and (4) guarantee that the attorney can discard all prior com-
mitments and be present with the witness in court immediately.

In the present case, the failure of the witness to accom-
plish all of the above between Friday afternoon at 2:35 p.m.
and the commencement of court proceedings the following
Monday morning resulted in her being dismissed and the loss
of her testimony by the defense.

The approach utilized by the trial court in this case
allows the court to effectively intimidate defense witnesses
and prevent their testimony, in violation of Sixth Amendment
rights. Now, through the process of imitation, many defendants
are losing these precious rights and more will do so as time goes
on unless this Court forestalls this type of abuse.

ARGUMENT

Petitioners Were Denied Due Process Of Law And A
Fair Trial, Under The Sixth And Fourteenth Amend-

=" Ss

ments To The United States Constitution, When
The Trial Court, Jn A Case Of First Impression,

On Its Own Motion, Ordered A Witness, Who Was
About To Testify For The Defense, To Hire Private
Counsel, An Act Which Ultimately Resulted In
The Petitioners Being Deprived Of The Witness’s
Testimony.

After the prosecution rested, the defense announced
that it would call as its initial witness Dorothy Marset. She
was in court and ready to testify. She had a possessory
interest in the property at 8705 South Broadway—where
the crime was committed—during the criminal activity
conducted there and remained the owner at the time of trial.
Also, during the crucial time period, she actually visited the
premises. The trial judge, on his own motion, admonished
her that if she had a possessory interest in the property she
might incriminate herself. (R.T. 257 - 60.) The court, despite
the in-trial situation, proceeded to interrogate her concerning
income and property holdings (including a self-incriminatory
question to which she responded in the affirmative concerning
ownership of the premises where the contraband was seized),
then concluded that, because she was not sufficiently impov-
erished, she would have to hire her own attorney rather than
to be able to utilize the services of the public defender or a
private attorney usually obtainable from the same or a near-
by courtroom, which is the common practice. (/bid.) Of
course, when she was compelled to hire a criminal lawyer, his
services were not necessarily available in an instant and, addi-
tionally, financial remuneration had to be considered. The
trial was then recessed for the remainder of the afternoon

- =

(Friday).

Ms. Marset returned on Monday morning and inform-
ed the court that her attorney, Mr. Armstrong, had another
matter in another courtroom and could not be present to
represent her but would if the court would call his office
for a suitable date. (R.T. 263.) An irate court then in-
structed Mis. Marset to have her attorney contact the court
to arrange a time when he could be present for her testi-
mony and ordered the defense to proceed with its other
witnesses at 10:35 a.m. At 1:57 p.m., the same day, the
attorney for Mr. Neal advised the court that he had been
unable to speak with Mr. Armstrong but that he had no
objection to Ms. Marset’s being excused until he contacted
him, which neaver happened. (R.T. 315.) The witness never
did testify.

The best method of highlighting what was egregiously
wrong with the trial judge’s unprecedented procedure is to
assess the practical considerations against a backdrop of
appropriate constitutional concerns like the right to a fair
trial and to present and confront witnesses as enshrined in
the Sixth Amendment and rendered applicable to the states
through the Fourteenth Amendment. See, e.g., Washington
v. Texas, 388 U.S. 14, 19 (1967); Webb v. Texas, 409 U.S.
95 (1972); Pointer v. Texas, 380 U.S. 400 (1965); Douglas
v. Alabama, 380 U.S. 415 (1965); Brookhart v. Janis, 384
U.S. 1 (1966); In re Mosley, 1 Cal. 3d 919 (1970).

It is fundamentai that a defendant whom the state seeks

3 all three of the defendants’ witnesses (apart from the defendants
themselves) were admonished as to possible self-incrimination by the
trial judge. No prosecution witness was so treated.

attin

to deprive of his liberty be accorded a fair trial, which
encompasses the right to summon witnesses in his behalf.
Webb v. Texas, supra; Washington v. Texas, supra. This is
frequently the most responsible and necessary means of
defending one’s self. In the present case, the issue of who
had control of the premises and the dimensions and variety
of that control was of decisive significance.

In Webb v. Texas, supra, the trial judge, on his own
initiative, during a recess, singled out the only prospective
defense witness for a lengthy admonition on the dangers of
perjury. Not only warning the witness of his right to refuse
to testify, and of the need to tell the truth, the judge went
on to imply that he expected the witness to lie, and that, if
the witness did so, he would be prosecuted and probably
convicted of perjury. The witness then refused to testify
for any purpose. This Court held that the threatening remarks
effectively drove the witness off the stand and deprived the
defendant of due process of law.

In Webb, the failure of the defense counsel to offer a
timely objection and the total lack of an offer of proof to
demonstrate damage to the defendant’s case were deemed
insignificant given the nature of the constitutional right
denied. The Court relied upon the Sixth Amendment to
the United States Constitution, which explicitly provides
for the defense to call witnesses in its behalf.

“In all criminal prosecutions, the accused shall
enjoy the right . . . to have compulsory process
for obtaining witnesses in his favor, and to have
the assistance of counsel for his defense.”’ (Em-
phasis supplied.)

Moreover, this Court reaffirmed the wisdom contained

—19~—

in the case of Washington v. Texas, supra, 388 U.S. at 19,

as follows:
“The right to offer testimony of witnesses and
to compel their attendance, if necessary, is in
plain terms the right to present a defense, the
right to present the defendant’s version of the
facts as well as the prosecution's to the jury
so it may decide where the truth lies. Just as
an accused has the right to confront the prose-
cution’s witnesses for the purpose of challeng-
ing their testimony, he has the right to present
his own witnesses to establish a defense. This
right is a fundamental element of due process
of law.”

Webb admittedly involved an extremely hostile act
of intervention by the trial judge; however, the principle
should not be devoured by its foremost example.

In this case, the court had no duty to obtain “waivers”
of Fifth Amendment rights from defense witnesses before
they testified. By doing so, the court interfered with the
orderly presentation of the defendants’ evidence, and by
ordering Ms. Marset to obtain private counsel (an unprecedent-
ed move), ultimately deprived the defense of Ms. Marset’s testi-
mony altogether. The ruling placed the defendants at the
mercy of the witness and her attorney, thereby encumbering
and delaying the trial. The trial court could have corrected
its initial error by appointing the public defender to advise
the witness on Monday, when her attorney could not appear,
even though she was not indigent. The interests of the defend-
ants in exercising their constitutional riglit to put on a defense
clearly would have outweighed any minor expense to the

=~ =

state in appointing an attorney to advise the witness. Such
a practice would have a beneficial effect on the administra-
tion of justice, in that it would expedite trials and preserve
the constitutional rights of criminal defendants as well as
potential witnesses.

Given the preceding observations, what should the trial
judge have done, bearing in mind that an appellate statement
of what procedure is most salutary addresses a problem which
asserts itself with great frequency but low visibility because
it has always been handled by appointing the public defender
or a nearby attorney. To begin with, neither the Attorney
General nor the Court of Appeal of the State of California
cited any authority which required the trial judge to admon-
ish a witness to dread incriminating herself or himself,
because there is none, although arguably it is a healthy
proposition—but not if it disrupts the trial and results in
denying the defendant the benefit of testimony. Secondly,
given the fact that a defense to a trial may take no time at
all because the defense can rely on the prosecution’s failure
to prove a case—or may last merely a day or two, as in this
case, it is essential that if a judge chooses to advise a witness
of his fears concerning the prospects of self-incrimination,
that he couple that fear with some satisfactory mechanism for
resolving it which does not unduly intimidate the witness or,
because of practicalities of stress, time and money, deter the
witness from giving presumably helpful, often decisive testi-
mony. Consequently, we must compare the usual technique
of calling upon the public defender for assistance or appoint-
ing a private attorney to give independent advice, with the
one invoked in this case of asking a witness in court to hire
an attorney on her own, who must be almost instantly

==

reachable, and set up an appointment, discuss the fee, raise
the money for the fee, pay the fee, discuss availability, etc.

It is a precept fraught with difficulty which requires
the trial judge to make a defense witness in court enter upon
a private quest for a lawyer and cope with all of the foresee-
able problems. If that approach can be utilized in this case,
it can be utilized in others; and the counsel seeking the witness's
testimony which will prove heipful to the accused can ill afford
to demand that a witness not consult private counsel once the
awesome authority of a judge delivers that unmistakable message.
What kind of result could we expect if the defense attorney
responded with: “We don’t have time for her to seek out an
attorney of her own choosing, Judge. How about appointing
one? In fact, my friend, Mr. Smooth, is down the hall in
Department Heaven, and he could use the money!”

When Ms. Marset located a private attorney, he, not
surprisingly, left a message that he was presently unavailable
but to have the court contact him for a suitable date. This
angered the trial judge so that he expressed his consternation
by stating that he would not contact the attorney; that the
attorney should contact the court. (R.T. 263.)

But none of this counterplay was of any assistance to
Ms. Marset, much less the defendants on trial who were
desirous of producing an unintimidated witness. And, giving
everyone the benefit of the doubt, counsel may have conceived
of his chore as a favor to the court, because the circumstances
surrounding the visit to his office by an obviously confused
Ms. Marset required him to sail in uncharted waters. The court,
on the other hand, obviously conceived of the situation as the
routine hiring of an attorney and so, understandably, bristled
at the thought that he was obliged to contact defense counsel

—22—

to agree upon an appropriate “date.”

The well-intentioned trial judge created a fiasco which
resulted in the defendants’ being deprived of what might
have been crucial evidence. This was, after all, a very close
case. The jury deliberated for two full days, the same amount
of time it took to present the evidence; and then the verdicts
were reached only after all of the testimony of Officer Foster,
defendant Neal, and Mr. Lander was re-read. The evidence of
guilt clearly rested on a hairline, and we are in no position to
speculate concerning the impact of testimony.

Obviously, ““what’s sauce for the goose is sauce for the
gander,” so, if the trial court’s decision to send Ms, Marset on
a wild goose chase for an attorney made to order for the press-
ing predicament was correct, this Court must condone the
same conduct if requested by the defense. If it appears that
a prosecution witness might incriminate herself, it is uncum-
bent upon defense counsel to:

(1) Ask that she be warned that she should not testify
unless she has been advised by legal counsel as to whether she
might incriminate herself, or after consultation with counsel
elects to waive her Fifth Amendment rights;

(2) Insist that the trial judge inquire as to the state of
the witness’s finances before appointing the public defender or
private counsel to handle a task demanding immediate atten-
tion (presently done as a matter of routine);

(3) If it appears that the witness is not impecunious,
remind the judge that in the Lewis and Neal case the court
was right in declaring the witness ineligible for the public
defender or court-appointed counsel and that it would be
improper and also a denial of Equal Protection of the Law
to do either with a prosecution witness.

alin

This, then, would require that the courts have some
reasonable notion about what a counsel would charge to
represent a witness in such a proceeding on such short
notice. This counsel has performed an identical service
perhaps twenty times as an officer of the court, without
remuneration, but has never heard of a going rate for such
a service. Further, defense counsel has the right to object
to anything more than a temporary recess in the trial, be-
cause there is no authority which permits the prosecution
to seek and obtain recesses so that its witnesses can obtain
private counsel to ponder with them about jeopardizing
their constitutional rights or appearing in court. Of course,
if a prosecution witness incriminates himself, it is less likely
that he or she would experience prosecution than a defense
witness who is always a threat to destroy the prosecution’s
case.

This case was so evenly balanced that Ms. Marset’s past
and present possessory interest and visit to the premises
during the critical time period shouid suffice to warrant a
new trial, and in this case of first impression, wherein a trial
judge’s benign concern that a witness might incriminate
herself led him to compel her to seek unavailable counsel
due to lack of indigence and therefore effectively eliminated
her as a witness, warrants review by this Court.

CONCLUSION

For the foregoing reasons, the writ of certiorari should be
granted.

Respectfully submitted,
LUKE McKISSACK

Attorney for Petitioners

“Sac

INDEX TO APPENDIXES

Opinion of the Court of Appeal of

the State of California, Second Appel-
late District, Division Two, filed Sept-
GT SUE 0.60 6% 0666000dees se

Denial of Petition for Hearing in the
Supreme Court of the State of Calif-
ornia, filed November 27, 1981

Page

APPENDIX “A” l.

OPINION BELOW

NOT TO BE PUBLISHED

In the Court of Appeal of the State of California,
Second Appellate District, Division Two.

THE PEOPLE OF THE STATE OF CALIFORNIA,
Plaintiff and Respondent, v. PHIL DARNELL LEWIS and
O. C. NEAL, Defendants and Appellants.

2D CRIM. NO. 38984.

(Superior Court No. A617415).

[Filed September 8, 1981]

Phil Lewis and O. C. Neal appeal from the judgments
entered following a jury trial in which they were found
guilty of possessing piperidine and cyclohexanone and a
combination product thereof with the intent to manufac-
ture phencyclidine (PCP) (Health & Saf. Code, § 11383,
subd. (b), count I) and possessing PCP for the purpose of
sale (Health & Saf. Code, § 11378.5, count II).! They con-
tend: “I. The unexplained failure of defense counsel to
move for suppression of evidence under Penal Code § 1538.5
and to object to obvious irregularities in the proceedings
amounted to a denial of the defendants’ Sixth Amendment
right to the effective assistance of counsel. II. Defendants
were denied due process and a fair trial when the court, on

lin count II the jury returned guilty verdicts to both possessing PCP
for purpose of sale and the lesser included offense of possessing PCP.
This forms the basis for appellants’ third contention, infra.

Appendix 2.

its own motion, ordered a witness, who was about to
testify for the defense, to obtain private counsel, an act
which ultimately resulted in the defendants’ being depriv-
ed of the witness’ testimony. III. The inconsistent and
uncertain verdicts returned by the jury on count II compel
a ruling that defendants have been acquitted of the greater
offense of possession of a controlled substance for sale and
convicted only of the lesser included offense of simple pos-
session. IV. The concurrent sentences on count II were
imposed in violation of Penal Code § 654.”

Viewed in the light most favorable to the judgment
as is required by the usual rule governing appellate review,
the evidence established that at approximately 4:10 p.m.
on December 29, 1979, Los Angeles Police Officers Steven
Foster and Thomas Owens detected the strong odor of
ether associated with PCP coming from an abandoned
furniture store. Peering through a broken window partial-
ly covered with boards and an area between two doors
where the weather stripping had worn away, Officer Foster
observed two figures at a work bench. For approximately
30 minutes the officers unsuccessfuily ordered the occupants
of the building to exit. They finally did so only after Officer
Owens shouted that he would throw a cigarette inside.

Several officers with gas masks then entered the build-
ing and observed that it was full of mist and an overpowering
odor of ether. After approximately two to three hours dur-
ing which the fire department ventilated the building, police
officers reentered and on the basement level discovered that
the toilets and sinks were overflowing with chemicals which
had been dumped into them. They recovered containers
of PCP, piperidine cyclohexanone carbonitrile (PCC, a

Appendix 3.

chemical intermediate step in the making of PCP), piperi-
dine, hydrochloric acid, sodium cyanide, sodium bisulphate,
petroleum ether, ethyl ether, cyclohexanone, and sodium
hydroxide, all ingredients used in making PCP. Two gas
masks and the formula for producing PCP were also found
on the premises.

It was appellants’ defense that they were only handy-
men who had been hired to clean the building and they had
not been manufacturing PCP.

Appellants’ first contention is based upon their claim
that trial counsel should have moved to suppress the proofs
of their guilt on two theones: (1) the police entry after the
building had Seen ventilated was not an emergency and (2)
their reasonable expectation of privacy had been violated
when the pohce looked through the window and cracks in
the doors. However, incompetency is never shown by a
trial Counsel's failure to make patently meritless monons.
(Un re Frank G. (1980) 104 Cal. App. 34 $93, 595; People
v. Bokstrom (1974) 43 Cal. App. 34 995, 1003.) The police
were, of course, required to investigate to discover the source
of the extremely dangerous contraband and the exigent cir
cumstances Continued to exist even Two or three hours after
the initial discovery since a large Quantity of dangerous
chemicals were on the premises and potentially volatile.
(Cleaver v. Superior Court (1979) 24 Cal. 3d 297; Peomie
v. Patterson (\ 97) 94 Cal. App. 3d 456, 465; see Guidi v.
Superior Court (1973) 10'Cal. 3d 1, 17, fn. 18.)

Appellants’ second contention t squally meritiess.
When the People had rested, anneliant Neal's counss!
stated that he would be calling two men to testify they
had heen in possession of the building durme the month of

Appendix 4.

December of 1979. The court advised these witnesses of
the possibility that their testimony could be self-incrimin-
ating and of their right to consult an attorney. Nonethe-
less, each of them decided to testify without such represen-
tation. Later that day, counsel also informed the court
that he would call as witness one Dorothy Marset who
apparently owned the building. The following occurred:

“THE COURT: Dorothy Marset. Miss Marset, I
have been informed by both defense attorneys that it is
your intent to testify in this matter this afternoon, and
that it is your intent to testify that you had a possessory
interest in the premises of 8705 South Broadway, at least
from December Ist to December 29th, 1979, and that on
a particular date during that period, that you actually
visited the premises.

“Now, the Court is advising you at this time that
if it is your intent to testify in that manner, admitting those
facts, it may very well be that you will incriminate your-
self. Not only that, that the testimony that you give may,
and probably will be used against you, which means that
you could have charges filed against you, and you could
be prosecuted.

“Before you take that witness stand and testify,
the Court is advising you that you have a constitutional
right to be represented by an attorney, and if you do not
have the money or means with which to hire an attorney,
the Court will appoint an attorney to represent you at no
present cost to you. .

“Do you understand that?

“MS. MARSET: Yes.
“THE COURT: Now, is it your desire to be repre-

Appendix 5.

sented by an attorney so that an attorney can advise you
as to your personal interests prior to taking the witness
stand?

“MS. MARSET: Yes.

“THE COURT: Do you have the money and means
with which to hire an attorney?

“MS. MARSET: No. Well, see, I didn’t know that I
would have to have an attorney. I was just coming to - -

“THE COURT: Explain. I understand. But, the fact
is that if you testify as to what I have been advised that you
are going to testify to, that could incriminate you to the
point where charges could be filed against you, and you
could be prosecuted.

“So, before you do that, this Court has to be

sure that you understand what you are doing.

“MS. MARSET: Well, I don’t understand what I am
doing.

“THE COURT: So, again, do you have the money or
means with which to hire an attorney?

“MS. MARSET: No.

“THE COURT: Are you employed?

“MS. MARSET: Yes.

“THE COURT: What is your salary?

“MS. MARSET: Eight hundred a month.

“THE COURT: Do you currently own the premises,
8705?

“MS. MARSET: Yes.

“THE COURT: Can I assume that you own other
property?

“MS. MARSET: Yes.

“THE COURT: You are not going to qualify for the

Appendix 6.

services of the public defender. So, you would be required
to hire your own attorney.

“MS. MARSET: Well, could I speak with Mr. Byers?

“THE COURT: You can speak with him, but I have to
advise you that each attorney represents one of the defend-
ants. You have to keep in mind they represent these two
defendants. They don’t represent you, and their first
interest is their clients.

“My advice to you would be to hire an attorney
that would be representing your interests.

“MS. MARSET: I see.

“THE COURT: Do you understand?

“MS. MARSET: Yes.”

On the next court date Ms. Marset advised that she had
retained an attorney. The following is then reported:

“MR. BYRON [defendant Neal’s counsel]: Mrs. Mar-
set is here, and I haven’t spoken to counsel. I would have no
objection to her being excused, Your Honor. When and if
I do make contact with her counsel and I decide the diffi-
culty, then I can call her.

“THE COURT: Very well.

“Is U ore any objection on the part of the People?

“MR. HODGMAN [deputy district attorney]: No,
Your Honor. Whatever they can work out is fine with me.

“THE COURT: Mrs. Marset, you are excused at this
time. You do not have to remain any longer.

“MRS. MARSET: Okay. Thank you.”

No further mention was ever made of Ms. Marset or
her testimony.

It is manifest that the trial court did not deprive
appellants of the testimony of Ms. Marset by merely warning

Appendix 7.

her of the dangers inherent in her testifying. Defense
counsel was not prohibited from calling her as a witness
and why he did not do so is not revealed by the record.
Nothing in Webb v. Texas (1972) 409 U.S. 95 would
require a contrary conclusion.

Appellants’ third contention also fails. Since the
jury expressly found appellants guilty of both the greater
offense of possessing PCP for sale as charged in count Il
and the lesser offense included therein of simple posses-
sion (Health & Saf. Code, § 11377), the trial court appro-
priately struck their convictions for the lesser included
offense. (People v. Moran (1970) 1 Cal. 3d 755, 763.)

Although of no pragmatic significance since the
adoption of the determinate sentencing law, appellants’
final contention that even concurrent sentences should
not have been imposed is meritorious. That is to say, it
is clear, as respondent concedes, that appellants’ manufac-
turing and possession for sale of PCP were but parts of one
criminal enterprise.

The sentences imposed on each appellant as to count
II are stayed pending completion of their sentences on
count I and thereafter permanently. In all other respects,
the judgments are affirmed.

NOT TO BE PUBLISHED.
BEACH,
J.

We concur:
ROTH, P.J.

COMPTON, J.

APPENDIX “B”

DENIAL OF PETITION FOR HEARING
(Post Card Notice)

Clerk’s Office, Supreme Court

4250 State Building

San Francisco, California 94102

NOV 27 1981
I have this day filed ORDER
HEARING DENIED

In re: 2 Crim. No. 38984
People v. Phil Darnell Lewis & O. C. Neal

Respectfully,

Clerk

PROOF OF SERVICE BY MAIL

STATE OF CALIFORNIA )
)
County of Riverside )

I, the undersigned, say: I am and was at all times herein mentioned, a citizen
of the United States and employed in the County of Riverside, California, over
the age of eighteen years and not a party to the within action or proceeding; that

My business address is 1340 West Sixth Street, Corona, California 91720,
thaton JANUARY __, 1982, I served the within PETITION FOR WRIT OF
CERTIORARI to the Court of Appeal of the State of California, Second
Appellate District, on the following named parties by depositing the designated
copies thereof, enclose 4 in a sealed envelope with postage thereon fully prepaid
in the United States Post Office in the City of Corona, County of Riverside,
State of California:

Attorney General, State of California
3580 Wilshire Boulevard
Los Angeles, California 90010 (3 copies)

District Attorney

County of Los Angeles

210 West Temple Street

Los Angeles, California 90012 (1 copy)

Court of Appeal, Second App ellate District
3580 Wilshire Boulevard (Ref. No. 24 Crim. 38984)
Los Angeles, California 90010 (1 copy)

Clerk of the Superior Court
200 West Compton Avenue .
Compton, California 90220 (1 copy)
Ref. Super. Ct. No. A617415)
I declare under penalty of perjury that the foregoing is true and correct.

Executed on JANUARY _, 1982, at CORONA,

Dean-Standefer,1340 West Sixth St., Corona, Ca. 91720
(714) 734-081 1

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385008_1191%3A0. Public record. Not legal advice.
