# Record and brief — Thermofil Inc. v. National Labor Relations Board

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Record and brief
- **Published:** January 1, 1982
- **Citation:** 455 U.S. 1016

## Text

“uongad

Office - Supreme Court, U.S,
FILED

IN THE —

SUPREME COURT ‘|
OF THE UNITED STATES

OCTOBER TERM, 1981

ALEXANO"> '. STEVAS,

eee,

THERMOFIL INCORPORATED,
Petitioner,

-VS-

Nationa Lasor Reiations Boarp,
Respondent.

PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

Dykema, Gossett, Spencer,
Goopnow & TRIGG
James D. Tracy

35th Floor
400 Renaissance Center
Detroit, Michigan 48243
(313) 568-6860
Attorney for Petitioner

Of Counsel:
Ronald J. Santo James C. Bruno
Robert L. Duty 2580 City National Bank Bldg.
Robert C. Ludolph Detroit, Michigan 48226
35th Floor (313) 964-0800

400 Renaissance Center
Detroit, Michigan 48243
(313) 568-6860

AMERICAN PRINTING COMPANY
1200 WEST FORT STREET, DETROIT, MICHIGAN 48226 — (313) 963-9310

QUESTIONS PRESENTED FOR REVIEW

(1) Is an employee, who acts individually by walking off
his job, engaged in concerted activity within the meaning of
Section 7 of the National Labor Relations Act, 29 USC 151
et. seq., when no other employee joins, encourages or
endorses his actions nor does he seek to engage any others
in such activity?

(2) Can an employer be found to have violated Section
8(a)(1) of the Act even though the employer does not have
knowledge that the individual employee's activity is con-
certed?

(3) Is an employer required to determine whether indi-
vidual activity is disavowed by other employees in order to
protect itself from a violation of Section 8(a)(1)?

TABLE OF CONTENTS

Page
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ED PEED cc cccccccccedsetescevceee 2
STATEREENT OF THE CASE ....ccccccccccccccce 2
REASONS FOR GRANTING THE WRIT.......... 5

I. THE DECISION OF THE SIXTH CIRCUIT
COURT OF APPEALS IS IN CONFLICT WITH
ALL APPLICABLE DECISIONS OF OTHER
CIRCUIT COURTS ON THE ISSUE OF CON-
SE ET icc cccccctevsencccaveeden 5

Il. THE DECISION OF THE SIXTH CIRCUIT
COURT OF APPEALS IS IN CONFLICT WITH
PRIOR DECISIONS OF THIS COURT AND
THE OTHER CIRCUIT COURTS SINCE THE
DECISION ENFORCES A DETERMINATION
THAT AN EMPLOYER CAN VIOLATE §8(a)(1)

OF THE ACT EVEN THOUGH THE
EMPLOYER HAS NO KNOWLEDGE OF
SLD MEE OEE D cc cc esevecdhecepecces 16

Ill. THE DECISION OF THE SIXTH CIRCUIT
COURT OF APPEALS IS CONTRARY TO THE
STATUTE AND INCONSISTENT WITH PRIOR
DECISIONS OF THIS COURT ............... 19

IV. THE DECISION OF THE SIXTH CIRCUIT
COURT OF APPEALS RAISES IMPORTANT
QUESTIONS OF THE UNIFORM INTERPRE-
TATION AND ADMINISTRATION OF FED-
EE BED asc cecccccccciesdeusacsse 22

SEE wet benbdinnsosceventcededhudenantas 25

iii
TABLE OF CONTENTS—(Cont’d)

Page
APPENDIX A—Order and Dissenting Opinion of the
United States Court of Appeals for the Sixth Circuit la

APPENDIX B—Decision and Order of the National
I a os is os gueu eee ebaceber 3a

APPENDIX C—Decision of Administrative Law Judge 7a

APPENDIX D—Order of the United States Court of
Appeals for the Sixth Circuit denying Petition for

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BD FEF ceccccccccees 2, 5, 12, 15, 19, 20, 21, 23, 24
Section 15Bfa)i ....scccccecs 2, 5, 15, 16, 17, 18, 21, 23
a Mee teeehGhantceeveissdschucndeetées 5

IN THE
SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1981

THERMOFIL INCORPORATED,*
Petitioner,

vs.

Nationa Lasor Retations Boarp,
Repondent.

PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

OPINIONS BELOW

The Order and Dissenting Opinion of the Court of
Appeals (App. A, infra, pp. la-2a) is reported at 650 F.2d
858 (6th Cir. 1981); the Decision and Order of the National
Labor Relations Board 224 NLRB No. 171 appears in
App. B, infra, pp. 3a-6a and is reported at 108 LRRM 1271.
The Decision of the Administrative Law Judge appears in
Appendix C, infra, pp. 7a-19a. The Order of the Sixth
Circuit Court of Appeals, the Order Staying Mandate and
the Order Further Staying Mandate are attached as Appen-
dices D, E, and F respectively.

JURISDICTION

The judgment of the Court of Appeals was decided and
filed on June 11, 1981. The Petitioner's Petition for Rehear-
ing and Suggestion for Rehearing En Banc was denied on
September 14, 1981. This Petition for Certiorari was timely
filed within ninety (90) days of that date. The Order Staying
the Issuance of Mandate for thirty days was filed on Oc-
tober 21, 1981. The Order Further Staying the Issuance of

* Subsidiary of Thermofil National Corp.

2

the Mandate until December 23, 1981 was filed on De-
cember 4, 1981. Jurisdiction of this Court is invoked pur-
suant to 28 U.S.C. 1254(1).

STATUTES INVOLVED

The relevant provisions of the National Labor Relations
Act (‘Act’), as amended, 29 USC 151, et. seq., are as
follows:

Section 157: Employees shall have the right to self-
organization, to form, join or assist labor organizations,
to bargain collectively through representatives of their
own choosing, and to engage in other concerted ac-
tivities for the purpose of collective bargaining or other
mutual aid or protection, and shall also have the right to
refrain from any or all of such activities except to the
extent that such right may be affected by an agreement
requiring membership in a labor organization as a condi-
tion of employment as authorized in section 158(a)(3) of
this title.

Section 158(a): It shall be an unfair labor practice for an
employer...

(1) To interfere with, restrain, or coerce employees
in the exercise of the rights guaranteed in section 157 of
this title; ...

STATEMENT OF THE CASE

Petitioner, Thermofil Incorporated, is a Michigan corpo-
ration, located in Brighton, Michigan, engaged in the man-
ufacture, sale and distribution of plastics and related pro-
ducts. Thomas Singer is an individual who worked for
Petitioner as an extruder machine operator from April 22,
1977 until March 1, 1978.

3

As an extruder operator, Singer was responsible for
preparing his assigned machine and operating it to produce
plastic pellets. These pellets are produced from various
melted mixes and sold to customers who trat.siorm them
into other products. Machine preparation, which is gener-
ally referred to as “‘changeover’’, requires the operator
to clean the extruder of all traces of a particular plastic
mixture so that a new mixture may be run. This is done by
allowing the old mixture to run onto the floor where it
forms plastic masses referred to as “‘goobers.”’

The operator's job during changeover is to keep the
goobers a reasonable size and pull them to the side of
the machine for cooling. Once they have cooled, the
operator places them in boxes. These boxes are stored,
occasionally, in the area of the extruder machines.

Upon reporting for his regular shift on March 1, 1978,
Singer began to changeover his machine from black to clear
plastic. Singer was unable to perform the procedure prop-
erly, however, and hot strands of plastic became wrapped
around a conveyor belt clogging his machine.

Singer shut the machine off and went alone to speak to
his supervisor, Bryce Johnson. The Administrative Law
Judge found that at this juncture:

. . . [Singer] told [Johnson] the place was f_ _ — — — up
and he could not work; that Johnson had seen the boxes
stacked out there leaning and so close to the machines
there was no room to work; that the material was too
hot and the pelletizer was plugged up.'

Johnson offered to help Singer, but Singer refused to work
stating that he was going home and that they should call
him when the place was cleaned up. Johnson proceeded to
Singer's workplace, cleared the area and machine of the

' Singer's statement to Johnson is subject to dispute. Johnson did
not recall Singer saying that the stacked boxes were unsafe or that Singer
did not have enough room to work.

4

plastic strands, adjusted the machine, and operated it until
the end of the shift.

Although at the time Singer walked off his job another
employee was working within several feet of him, and
other employees were working in the plant, Singer did not,
in any way, involve or consult with these employees con-
cerning his action. It is undisputed that no other employee
complained about the boxes on the night that Singer walked
off his job and refused to return to work. No evidence was
presented that other employees supported, encouraged or
endorsed Singer's walkout on March Ist. Although other
employees had complained about the stacked boxes in the
area of the extruders long before Singer's action, there is no
evidence that Singer was concerned with the working condi-
tions of other employees or that other employees were
concerned on March Ist about the condition of Singer's
work area.

The next day, March 2, 1978, Robert Darga, Petitioner's
Vice President, determined that due to Singer's refusal to
accept his supervisor's offer of help and Singer's refusal to
return to work, Singer had voluntarily terminated his
employment. Therefore, Darga refused to reinstate Singer
when he later inquired about his job.

On March 20, 1978, Singer filed a charge with the
National Labor Relations Board (‘*Board"’), alleging that
Petitioner violated Section 8(a)(1) of the National Labor
Relations Act by discharging him because of his protests
about job safety and working conditions. After a complaint
was filed by the Board, a hearing was held before an
Administrative Law Judge on October 30 and 31, 1978. On
May 14, 1979, the Administrative Law Judge issued her
opinion, concluding that Petitioner violated Section 8(a)(1).

After timely objections to the Administrative Law
Judge's decision were filed, the Board issued a decision on
September 14, 1979 adopting without opinion the rulings,
findings and conclusions of the Law Judge. Petitioner,

5

thereafter, filed a timely Petition to Review and Set Aside
the Decision and Order of the Board with the United States
Court of Appeals for the Sixth Circuit pursuant to Section
10(f) of the National Labor Relations Act, 29 U.S.C.
15S%f). The Board cross-petitioned for enforcement of its
Order. On June 11, 1981, the Sixth Circuit, with Judge
Engel dissenting, entered an Order enforcing the Board's
Order.

REASONS FOR GRANTING THE WRIT

I. THE DECISION OF THE SIXTH CIRCUIT COURT
OF APPEALS IS IN CONFLICT WITH ALL APPLIC-
ABLE DECISIONS OF OTHER CIRCUIT COURTS
ON THE ISSUE OF CONCERTED ACTIVITY.

This case presents an important issue in the develop-
ment of a uniform federal labor law under the National
Labor Relations Act: whether an employee engages in con-
certed activity within the meaning of Section 7 of thy Act
when his unilateral actions are merely related to a subject
of employment theoretically of concern to other employees?

Section 7 of the Act provides that ‘‘employees shall
have the right . . . to engage in. . . concerted activities for
the purpose of collective bargaining or other mutual aid or
protection ...’’ (Emphasis added). Section 8(a)(1) of the
Act makes it an unfair labor practice for an employer ‘‘to
interfere with, restrain, or coerce employees’’ who engage in
such concerted activities. A critical issue presented in this
case is whether Singer's action, which was purely unilateral
and was not joined, encouraged, or endorsed by other
employees, nor done in preparation for joint action, consti-
tuted ‘‘concerted activity’’ under these sections.

Clearly, Section 7 of the Act protects only those ac-
tivities which are ‘‘concerted’’ and does not protect indi-
vidual activity in response to a subject which theoretically
concerns other employees. Statutorily, it is the activity
which must be concerted and not merely the alleged objec-

6

tive of the activity. Until the Sixth Circuit's decision in this
case, every Circuit which has addressed this issue has
recognized that only when the individual acts as a represen-
tative of, or on behalf of other employees, or acts with the
object of inducing or preparing for group action will indi-
vidual action be considered ‘‘concerted.’’ See Socony Mobil
Oil v. NLRB, 357 F.2d 662 (2nd Cir. 1966); NLRB v.
Northern Metal Co, 440 F.2d 881 (3rd Cir. 1971); Mush-
room Transportation Co, v NLRB, 330 F.2d 683 (3rd Cir.
1964); NLRB v. Buddies Supermarkets, Inc.. 481 F.2d 714
(Sth Cir. 1973); ARO, Inc v NLRB, 596 F.2d 713 (6th Cir.
1979); NLRB v. Guernsey-Muskingum Electric Coop Inc.,
285 F.2d 8 (6th Cir. 1960); Indiana Gear Works v. NLRB,
371 F.2d 273 (7th Cir. 1967); NLRB v. Dawson Cabinet
Co., 566 F.2d 1079 (8th Cir. 1977); Walls Mfg. Co., v.
NLRB, 321 F.2d 753 (D.C. Cir. 1963) cert. denied 375 U.S.
923 11 L. Ed 2d 166, 84 S. Ct. 265 (1963).

Despite being continually rebuffed by the Courts of
Appeal, the Board obstinately follows the theory enunciated
in Alleluia Cushion Co., 221 NLRB 999 (1975), that con-
certed activity can be implied if the activity at issue is in
some way related to conditions of employment.

The decision of the Sixth Circuit pane! which granted
enforcement in this case was rendered without benefit of a
majority opinion. However, this fact does not detract from
the significance of this case and its importance in the
development of a uniform labor policy, since the Sixth
Circuit's decision, with Judge Engel dissenting, has the
result of adopting the ‘‘implied concerted activity’’ theory
of Alleluia Cushion Co, relied on by the Administrative
Law Judge in her decision.”

? The Board affirmed its Administrative Law Judge's Decision with-
out opinion. In that decision, the Law Judge relied on Alleluia Cushion
and the following cases in which the Board applied the implied concerted
activity theory: Pink Moody, Inc., 237 N.L.R.B. 39 (1978); St. Joseph's
High School, 236 N.L.R.B. 1623 (1978), vacated, 248 N.L.R.B. 91
(1980); Akron General Medical Center, 232 N.L.R.B. 920 (1977); Air

(Continued on page 7)

7

In this case, Singer individually decided .o abandon his
work station because of difficulties he encountered operat-
ing his machine. There is no evidence that he was con-
cerned with the working conditions of any other employee,
that other employees were interested in his complaints on
the night he walked off the job. or that any other employee
supported his action. In fact, no employee joined in his
walkout, nor did Singer seek to induce any other employee
to do so.

Despite these undisputed facts the Administrative Law
Judge concluded. and the Sixth Circuit has now enforced
this conclusion, that Singer was discharged for his ‘‘con-
certed activity’’ (walking off the job) because the subject of
Singer's complaints concerned conditions of employment
affecting other employees:

Singer's protest was therefore a protest about conditions
of employment which were of concern to all employees
subjected to those conditions. Jf was accordingly pro-
tected concerted activity even absent a showing that
other employees joined in his walkout where, as here,
there is no evidence that fellow employees disavowed
the substance of his complaint. (App. C at 15a) (Em-
phasis added).

In reaching her conclusion the Administrative Law
Judge specifically relied upon several Board cases,> the

(Continued from page 6)

Surrey Corp, 229 N.L.R.B. 1064 (1977), enforcement denied, 601 F.2d
256 (6th Cir. 1979); Dawson Cabinet Co., 228 N.L.R.B. 290 (1977),
enforcement denied, 566 F.2d 1079 (8th Cir. 1977); ARO, Inc., 227
N.L.R.B. 243 (1976), enforcement denied 596 F.2d 713 (6th Cir. 1979).

3 See cases cited above in note 2. Significantly, the Administra-
tive Law Judge had no alternative except to reiy on Alleluia Cushion,
supra, in light of the Board's declaration that it will adhere to this
theory, despite rejection by Courts of Appeals, “‘until such time as the
Supreme Court may determine the issue."’ Hotel & Restaurant
Employees and Bartenders Union, Local 28, 252 N.L.R.B. No. 158, slip
op. at 2 (1980).

most prominent of which is Alleluia Cushion Co., supra
in which, an employee was terminated after filing a com-
plaint with the California Occupational Safety and Health
Administration. Despite the finding that the employee acted
alone, the Board found that the employer violated Section
8(a)(1) of the Act:

(Wjhere an employee speaks up and seeks to enforce
statutory provisions relating to occupational safety de-
signed for the benefit of all employees in the absence of
any evidence that fellow employees disavow such rep-
resentation, we will find an implied consent thereto and
deem such activity to be concerted. 221 N.L.R.B. at
1000.

Since adopting this fictional construction of Section 7,
the Board has forged ahead to expand the implied concert
theory of Alleluia Cushion to non-safety fact situations.‘
The evolution of the implied concert theory, absent the
situation where a collective bargaining agreement is in exis-
tence’, is best described by the Board in Air Surrey Corp.,

* In St. Joseph's High School, 236 N.L.R.B. 1623 (1978) vacated 248
N.L.R.B. 1623 (1980), the Board found concerted activity where an
employee complained about salary and other working conditions. In
Akron General Medical Center, 232 N.L.R.B. 920 (1977), the Board
found concerted activity where an individual complained about the
existence of dust in the work area. Further, in Dawson Cabinet Co.,
228 N.L.R.B. 290, enforcement denied, 566 F.2d 1079 (8th Cir. 1977), the
Board extended the implied concert theory to encompass an individual
employee's refusal to perform a particular job unless she received pay
equal to a male employee performing the same job. In Pink Moody, Inc.,
237 N.L.R.B. 39 (1978), the Board ruled that an employee was engaged
in concerted activity when he voiced a personal complaint about the
conditions of his employer's vehicles and refused to drive a truck. In Air
Surrey Corp., 229 N.L.R.B. 1064 No. 155 (1977), enforcement denied,
601 F.2d 256 (6th Cir. 1979), the Board found concerted activity by an
employee who inquired at a Bank about his employer's solvency.

5’ The instant case is distinguishable from those cases where the Board
and the courts have applied an implied concert theory when an individual

(Continued on page 9)

9

229 NLRB 1064, enforcement denied, Air Surrey Corp v
NLRB, 601 F.2d 256 (6th Cir. 1979):

[Alleluia Cushion] rests not only on the statutorily ex-
pressed concern of the Federal and state government
with respect to safety conditions and a corresponding
accomodation of the principles of our own Act, but also
on the premise that an individual's actions may be
considered to be concerted in nature if they relate to
conditions of employment that are matters of mutual
concern to all the affected employees. 229 N.L.R.B. at
1064 (Emphasis added).

Simply put, the Board has created a fiction of implied
concerted activity based upon the underlying subject matter
an individual's actions and not upon a finding that an
individual’s actions are in fact concerted. By its decision in

(Continued from page 8)

acts to enforce the previsions of a collective bargaining agreement. The
leading case in this line is NLRB v. Interboro Contractors, Inc., 388 F.2d
495 (2nd Cir. 1967). The premise of the /nterboro doctine is that the
individual activity is merely an extension of the original concerted activ-
ity which culminated in the collective bargaining agreement. See NLRB
v. Ben Pekin Corp., 452 F.2d 205 (7th Cir. 1971), and NLRB v. John
Langenbacher Co., 398 F.2d 459 (2nd Cir. 1968), cert. denied, 393 U.S.
1049, 22 L. Ed 2d 132, 89 S. Ct. 988 (1968).

Significantly, this theory of implied concert of action has itself
engendered a conflict among the circuits. Blaw-Knox Foundry & Mill
Machinery, Inc. v. NLRB, 646 F.2d 113, 116 (4th Cir. 1981) (the
employee's altercation with a foreman was personal and ‘‘such personal
missions are not deemed concerted activity under any test’’); ARO, Inc.,
v. NLRB, 596 F.2d 713, 717 (6th Cir. 1979) (*“We think this expansive
reading of the concerted activity clause of Section 7 goes too far. Indeed,
the position of the Board in the present case extends the reach of the
Interboro doctrine’’.); and, NLRB v. Northern Metal Co., 440 F.2d 881,
884 (3rd Cir. 1971) (‘‘Interboro Contractors appears to create a legal
fiction, constructive concerted activity ... We are unable to adopt such
a fiction’).

Further, this Court will note that even those Circuits that accepted
Interboro refuse to enforce decisions based on the theory of implied
concert of action of Alleluia Cushion. Obviously, any Court that rejects
the Interboro theory cannot accept the theory in Alleluia Cushion since
Alleluia Cushion applies to those instances where there is no collective
bargaining agreement.

10

this case, the Sixth Circuit panel adopts that fiction, aban-
dons its own precedence, and places itself in clear conflict
with the other Circuits.

As Judge Engel stated in his well-reasoned dissent:

1 would deny enforcement because there is, in my
opinion, no substantial evidence to support the finding
that the action of employee Thomas Singer was con-
certed. Rather than showing that he was acting on
behalf of or as a representative of the other employees,
the evidence shows at best that his complaints were
shared by others but that his individual conduct was
entirely spontaneous. This case, therefore, falls squarely
within the holding of our circuit in NLRB v Guernsey-
Muskingum Electric Coop., Inc., 285 F.2d 8 (6th Cir.
1960). See Aro, lnc. v NLRB, 596 F.2d 713 (6th Cir.
1979)® 650 F. 2d at 859

The chasm that the Sixth Circuit has created between itself
and the other Circuits is best understood by looking at each
Circuit which has considered the issue.

*In NLRB v Guernsey-Muskingum Electric Coop, Inc., 285 F.2d 8
(6th Cir. 1960), the Court held that when three employees jointly decided
to engage in a protest for their common good, their protest was concerted
activity.

It is sufficient to constitute concert of action if, from all of the facts

and circumstances in the case, a reasonable inference can be drawn

that the men involved considered that they had a grievance and
decided, among themselves, that they would take it up with man-
agement. Id. at 12 (Emphasis added).

Thus, the evidence supported a finding of actual concerted activity.

In ARO, Inc. v NLRB, 59% F.2d 713 (6th Cir. 1979), a temporary
employee was laid off due to lack of work and was subsequently refused
reinstatement. The Board found concerted activity, although the
employee enjoyed no rights under the collective bargaining agreement.
The Sixth Circuit denied enforcement of the Board's decision stating:

For an individual claim or complaint to amount to concerted action

under the Act it must not have been made solely on behalf of an

individual employee, but it must be made on behalf of other

Gans ae ie as te tentn eth Go Glen Of tates or

preparing for group action and have some arguable basis in the

collective bargaining agreement. 596 F.2d at 718.

The Second Circuit: In Ontario Knife Co. v NLRB, 637
F.2d 840 (1980), an employee walked off her job after a
dispute with her supervisor concerning her workload. In
rejecting the theory of implied concert of action, the Court
held:

We think that, except in the context of agreements
between an employer and his employees which are
themselves the product,of concerted activities, as in
Interboro §7, for reasons indicated above, should be
read according to its terms. Not only must the ultimate
objective be ‘‘mutual’’ but the activity must be ‘‘con-
certed’’ or, if taken by an individual . . . must be look-
ing toward group action. 637 F.2d at 845.

The Third Circuit: In Mushroom Transportation Com-
pany v. NLRB, 330 F.2d 683 (1964), an employee who
conversed with other employees in an effort to advance his
personal interests was found not to be engaged in concerted
activity:

It is not questioned that a conversation may consti-
tute a concerted activity although it involves only a
speaker and a listener, but to qualify as such, it must
appear at the very least that it was engaged in with the
object of initiating or inducing or preparing for group
action or that it had some relation to group action in the
interest of the employees. 330 F.2d at 685.

The Fourth Circuit: In Krispy Kreme Doughnut Corp. v
NLRB, 635 F.2d 304 (1980), an employee refused to forego
a worker's compensation claim and was subsequently dis-
charged. The Court rejected the implied concerted activity
theory because there was no evidence that the employee's
action was designed to induee group action or that the
employee was acting on behalf of or as a representative of
other employees:

“Concerted activity’’ is an essential predicate, in effect
a jurisdictional requirement, for Board action under the

12

Act in a case such as this. The burden of establishing by
proof such essential predicate to quasi-jurisdiction rests
on the Board. 635 F.2d at 310.

The Fifth Circuit: In NLRB vy. Buddies Supermarket,
Inc., 481 F.2d 714 (1973), an employee claimed that he was
discharged for concerted activity in complaining about the
method of employee compensation. The Court rejected the
implied concerted activities theory stating:

{[T]here must be substantial evidence in the record
showing that the employee was engaged in concerted
activity for the purpose of mutual aid and protection and
that the employer had some knowledge of this at the
time of the discharge. The basic question here is
whether Smith's efforts to gain more favorable contract
terms for himself constitued protected concerted activity
within the meaning of §7 of the National Labor Rela-
tions Act. The answer to this question lies in the distinc-
tion between concerted and non-concerted activity. If
Smith's actions can properly be classified as individual
griping or complaining, then it is clear that under the
applicable authority the Board's decision must be re-
versed. Such conduct has never been considered pro-
tected. 481 F.2d at 717.

The Seventh Circuit: In Pelton Casteel, Inc. v NLRB,
627 F.2d 23 (1980), an employee’s complaints about job
rates and overtime were found not to constitute concerted
activity. Although acknowledging that the complaints con-
cerned working conditions affecting all employees, the
Court stated: “It is also necessary, however, that the
employee's actions themselves at least contemplate some
group activity."’ 627 F.2d at 28.

The Eighth Circuit: In NLRB v Dawson Cabinet Co.,
566 F.2d 1079 (1977), an employee refused to work on a job
unless she was paid a salary equal to male employees on

13

the job. Refusing to enforce the Board's Order, the Court
stated:

Thus, in order for employee activity to be protected
under the Act, the activity must not only have a lawful
objective and be carried out by lawful and proper
means, but it must also be ‘‘concerted.’’ 566 F.2d at
1082.

The Ninth Circuit: In NLRB vy Bighorn Beverage, 614
F.2d 1238 (1980), an employee was allegedly fired for filing
a safety complaint on his own, and for engaging with other
employces in union organizing activity. Although substantial
evidence supported the Board’s finding that the employee
was discharged for union organizing activity, the Court
rejected the Board's finding of concerted activity with re-
spect to his independent action:

[Tjhe implied concerted action theory is a legal fiction
presenting an unwarranted expansion of the definition of
concerted action unsupported by a statutory basis. 614
F.2d at 1242.

District of Columbia: In Kohls v. NLRB, 629 F.2d 173
(1980) cert. denied, 450 U.S. 981, 67 L. Ed 2d 363, 101 S.
Ct. 1390 (1981), an employee was fired for refusing to drive
a truck he believed unsafe. In refusing to enforce the
Board’s Order, the District of Columbia Circuit indicated
disfavor toward the Interboro’ concept on which the Board
initially premised its implied concerted activity doctrine and
rejected the Alleluia Cushion theory:

Given the rather clear language of sections 7 and
8(a)(1) of the NLRA, we have serious doubts about the
validity of the Interboro doctrine. . . .

Three facts lead us to the conclusion that, unlike the
discharged employee in Interboro, Kohls was not en-

7 388 F.2d 495 (2nd Cir. 1967). See note 5 supra.

14

gaged in protected concerted activity when he refused to
perform his assigned work on November 12. First,
Kohls did not assert an interest on behalf of anyone
other than himself; indeed, there is no evidence to
indicate that Kohls even attempted to warn other
employees not to drive the truck that he believed to be
unsafe. He simply asserted that the truck was not safe
enough for him. In Interboro the discharged employee
was found to have been speaking on behalf of other
workers.

Nevertheless, the main point here is that, whether or
not he could have prevailed on this contract claim,
Kohls was never engaged in ‘“‘concerted activity’’ and,
therefore UPS did not violate Section 8(a)(1) when it
discharged Kohls for his refusal to perform assigned
work. 629 F.2d at 177-178. (Emphasis added)

The decision in this case is so statutorily unwarranted
that it is even at variance with other Sixth Circuit decisions.
In Jim Causley Pontiac vy NLRB, 620 F.2d 122 (6th Cir.
1980), an employee filed a complaint with the State Occupa-
tional Safety and Health Agency concerning paint fumes in
the plant. The Court remanded the case for a determination
as to whether the employer knew that the employee's
activity was concerted in nature, adding:

Such a remand would be unnecessary if we adopted the
holding in Alleluia Cushion Co., 221 NLRB 999, 91
L.R.R.M. 1131 (No. 162, 1965)...

We are precluded, however, from adopting the holding
in Alleluia Cushion Co., supra, by this court’s recent
decision in ARO Inc. v NLRB, 596 F.2d 713, (6th Cir.
1979), which rejected the theory of implied concert cf
action. 620 F.2d at 126.

Significantly, in light of the findings of fact and conclusions
of law adopted in this case, the Sixth Circuit has now
embraced the Alleluia Cushion doctrine and rejected its
own decision in Jim Causley.

15

Until the instant case, the National Labor Relations
Board's theory of implied concert of action has been consis-
tently rejected by the Courts of Appeal.* The present case
represents a clear example of the continuing effort by the
Board to emasculate the concerted activity clause of Sec-
tion 7 by making any activity related to any subject of
working conditions, ‘‘concerted activity’’ regardless of the
concerted nature of the employee's conduct. If approved,
the decision would destroy Congress’ intent that only **con-
certed’’ activity be protected by the Act. Moreover,
employers would be subject to Section 8(a)(1) charges any-
time they disciplined an employee who, acting alone, makes
a protest about any work related condition potentially af-
fecting other employees. This is wholly inconsistent with
the irtent of Congress, the judicial interpretation of the Act,
and tne wording of the Statute. Section 7 clearly states
that the ‘‘activity’’ has to be ‘‘concerted’’ and not merely
that the ‘“‘activity’’ has to be for ‘‘mutual aid or protec-
tion.”’

The resolution of this conflict among the Circuits is
essential for the establishment of the uniform application of
the federal labor laws.

* In addition to resolving the conflict between the Sixth Circuit and
all other Circuits which have considered the issue, this case also affords
the opportunity to resolve the conflict between the National Labor
Relations Board and the Courts of Appeal. In order to vindicate their
rights under the National Labor Relations Act, employers are continually

16

Il. THE DECISION OF THE SIXTH CIRCUIT COURT
OF APPEALS IS IN CONFLICT WITH PRIOR DECI-
SIONS OF THIS COURT AND THE CIRCUIT
COURTS SINCE THE DECISION ENFORCES A DE-
TERMINATION THAT AN EMPLOYER CAN VIO-
LATE §8(a)(1) OF THE ACT EVEN THOUGH THE
EMPLOYER HAS NO KNOWLEDGE OF CON-
CERTED ACTIVITY.

The decision of the Administrative Law Judge, adopted
by the Sixth Circuit, contains no finding of knowledge by
the Petitioner that Singer was engaged in concerted pro-
tected activity.? The conclusion that Petitioner violated Sec-
tion 8(a)(1) of the Act, despite the absence of knowledge, is
inconsistent with prior decisions of this Court as well as the
Circuit Courts of Appeal.

In NLRB v Burnup & Sims Inc., 379 U.S. 21, 13
L.Ed.2d 1, 85 S. Ct. 171 (1964), this Court specifically set
forth the test to be applied in determining Section 8(a)(1)
violations:

In sum, 8(a)(1) is violated if it is shown that the dis-
charged employee was at the time engaged in protected
activity, that the employer knew it was such, that the
basis of the discharge was an alleged act of misconduct
in the course of that activity, and that the employee was
not, in fact, guilty of that misconduct. 399 U.S. at 23
(Emphasis added.)

The Sixth Circuit's enforcement of the Board's finding
of a Section 8(a)(1) violation, absent knowledge on the part of

* Clearly this Court must recognize that without knowledge that the
activity is concerted, an employer is placed in an untenable position since
he cannot know whether his action violates the statute. Yet the Sixth
Circuit in this case discards this vital element. Although the Administra-
tive Law Judge found that Petitioner was aware of the work conditions
which were a factor in Singer's walkout, there is no discussion or finding
in the Administrative Law Judge's decision that Petitioner had any
knowledge that Singer's “‘activity’—his walkout on March Ist—was
concerted.

17

Petitioner, is also in conflict with the decisions of other
circuit courts.

The Third Circuit: In Tri-State Truck Service, Inc. v.
NLRB, 616 F.2d 65 (1980), the Third Circuit declined to
hold that the employer violated Section 8(a)(1) of the Act
by discharging the employees engaged in concerted activity,
absent knowledge by the employer of the concerted activi-
ty. The Court stated:

But section 8(a)(1) does not taint every employer act
which may impact upon employees’ protected activities.
Such a broad reading would effectively erase the word
‘unfair’ from the statute. Thus, both the Supreme
Court and this court have recognized that the question
of whether an employer's act violates section 8(a)(1)
depends on the employer’s motive. (citations omitted)
For an employer to have the requisite illicit motive, he
must, of course, know of the employee's concerted
activities; only then can the employer's actions be said
to have been directed at restraining employee rights.
616 F.2d at 69. (Emphasis added).

The Fifth Circuit: In NLRB vy Buddies Supermarket,
Inc., 481 F.2d 714 (1973), the Fifth Circuit declined to find
that an employer violated Section 8(a)(i) of the Act for
discharging an employee who complained about the method
of employee compensation. The Court, finding knowledge
an indispensible element, stated:

To support the Board’s finding that Smith's discharge
was unlawful, it is the black letter rule in this circuit and
others that there must be substantial evidence in the
record showing that the employee was engaged in
concerted activity for the purpose of mutual aid and
protection and that the employer had some knowledge
of this at the time of the discharge.’ 481 F.2d at 717.

(Emphasis added).

' See also Southwest Latex Corp. v NLRB, 426 F2d SO (Sth Cir.
1970).

The Seventh Circuit: In Indiana Gear Works v NLRB,
371 F.2d 273 (1967), the Seventh Circuit held that there was
no violation of Section 8(a)(1) where an employer dis-
charged an employee for ridiculing the company’s presi-
dent, since the employer had no knowledge that the activity
was concerted:

To support the Board's findings, there must be substan-
tial evidence in the record that Packard was engaged in
a concerted activity for the purpose of mutual aid or
protection, and that the employer had knowledge of the
concerted nature of the activity at the time it discharged
the employee. 371 F.2d at 276.

In addition, the Sixth Circuit panel's decision in this
case is inconsistent with prior Sixth Circuit decisions on the
issue of employer knowledge. In Jim Causley, supra, the
Sixth Circuit decided a case in which it was found that an
employee was laid off because of his protected concerted
activities. Although the Court concluded that the employee
was in fact engaged in concerted activity, it remanded the
case for a determination by the Board as to whether the
employer had knowledge that the employee's activity was
concerted:

A more difficult issue is whether Causley Pontiac knew
that the activity in question was concerted in nature and
not an individual action on the part of a single
employee. The Board made no specific finding that
Causley Pontiac was aware that the activity in question
was concerted, as opposed to individual. This Circuit
has recently ruled that such knowledge is essential to
the finding of a Section 8(a)(1) unfair labor practice. Air
Surrey Corp. v NLRB 601 F.2d 256 (6th Cir. 1979)."!
620 F2d at 125.

''In Air Surrey, supra, the Court stated:

It hes long been the law in our circuit that an employer cannot be
held in violation of section 8(a)(1) of the Act when it discharges an
employee for activity which may in fact be protected under the Act
but the employer lacks knowledge of its protected character. NLRB
v Westinghouse Electric Corp., 179 F.2d 507 (6th Cir. 1949). It is the
employer's knowledge of an > protected — and his
subsequent di of the or engaging in activity
which

21

Alleluia Cushion implied concert theory was created by the
Board without any legislative support whatsoever, and in
fact in contravention of Congress. In ARO, Inc. v NLRB,
596 F.2d 713 (1970), the Sixth Circuit recognized that there
was no legislative support for the Board’s creation of the
implied concert theory when an employee has no rights
under a collective bargaining agreement:

The Board's decision and order creates, in effect, grie-
vance rights for temporary/probationary employees, by
the filing of an unfair labor practice, which do not exist
under the collective bargaining agreement. Nothing in
the language of the Act, nor its legislative history,
evidences an intent on the part of Congress so to
intrude into the day-to-day operation of an employer's
business. 596 F.2d at 718.

Simply put, there is no support anywhere in the Act for
the expansive interpretation of Section 7 of the Act set
forth in the Board's Alleluia Cushion doctrine.

In Burnup & Sims, supra, this Court outlined the essen-
tial elements which must be established by the Board before
an employer may be found to have violated Section 8(a)(1).
The two most important elements are that the employer be
engaged in protected activity and that the employer know
that the employee is engaged in such activity. Except for
the decision in this case, this standard has been applied by
all Circuit Courts of Appeal.'*

(Continued from page 20)

of wage earners to organize and to act jointly in questions affecting
wages, conditions of labor, and the welfare of labor generally .. .”
S. Rep. No. 163, 72d Cong., Ist Sess., 9 (1932) (emphasis supplied).
Similar language is found in §7(a)(1) of the National Industrial
Recovery Act of 1933, 48 Stat. 198; §1 of the National Labor
Relations Act, 49 Stat. 449-450, 29 U.S.C. §151 [29 U.S.C. §151}
(declaration of policy); and §2(a) of the Labor Management Report-
ing and Disclosure Act of 1959, 73 Stat. 519, 29 U.S.C. §401(a)
(findings, purposes, and policy). 437 U.S. at 566, n.14.

'S See discussion, Part Il, supra, where the element of employer
knowledge of protected activity is discussed in greater detail.

22

In contrast, the test applied by the Board and adopted
by the Sixth Circuit panel in this case is:

1. The employee has engaged in some activity relating
to a subject theoretically of some concern to other
employees; and

2. Feilow employees have not disavowed such activity.

This test completely abandons this Court's test as outlined
in Burnup & Sims, supra. The principle applied in the
instant case does not require any finding by the Board that
the employee is engaged in concerted protected activity nor
does it require any finding by the Board that the employer
have knowledge of the employee's concerted protected ac-
tivity. Significantly, in addition to these ‘‘standards*’, the
Board has also imposed an affirmative obligation upon an
employer to prove that his other employees have disavowed
the spontaneous independent actions of one employee.'®
This affirmative obligation obviously represents an unwar-
ranted intrusion by the Board into the day-to-day operations
of American business and a burden not permissible under
the Act.

IV. THE DECISION OF THE SIXTH CIRCUIT RAISES
IMPORTANT QUESTIONS OF THE UNIFORM IN-
TERPRETATION AND ADMINISTRATION OF FED-
ERAL LABOR LAWS.

The controversy engendered by the theory of implied
concerted activity creates continuing confusion concerning
the essential element of the Act, “‘concerted activity.”

'6 By virtue of this doctrine, an employer is now unable to take any
action with respect to he spontaneous acts of an individual employee,
until he polls each and every one of his other employees to determine if
the individual acts of the employee have been disavowed. To show the
absurdity of the Board's position, if only one employee in the workplace
does not disavow the activity, the Board would apparently find that the
employee's action is concerted. Clearly, such an imposition by the Board
has no support in the language of the statute. This obligation on
employers burdens and obstructs commerce in contravention to the
policy of the National Labor Relations Act.

23

Any determination of Section 7 rights by the Board or
Courts depends upon the definition of concerted activity.'’
Thus, the issue before this Court is not merely whether to
review an aberrant decision of a Court of Appeals but
whether to resolve a continuing controversy which has a
daily impact on all employers and employees.'*®

'? This controversy over implied concerted activity has now raised
questions about the application of NLRB v Weingarten, Inc., 420 U.S.
251, 43 L.Ed.2d 171, 95 S Ct 959 (1975). In Weingarten, an employer was
held to have violated Section 8(a)(1) by refusing an employee's request to
have a union representative present during a disciplinary interview with
her employer. This Court held that such action by an employee falls
within the literal terms of the Act.

The Fifth Circuit in Anchortank, Inc. v NLRB, 618 F.2d 1153 (1980)
has inferred from Weingarten that the Interboro doctrine (discussed in
Note 6 supra) had been adopted by this Court:

In Weingarten, supra, the Supreme Court has seemingly adopted
the Interboro approach. In concluding that an employee engages in
concerted activity when he seeks union representation at an inter-
view which he reasonably fears may lead to discipline, the Court
focused entirely on the effects such representation on the bargaining
unit. 618 F.2d at 1161.

The Petitioner submits that Weingarten stands only for the proposition
that an employer cannot block efforts by an employee seeking to act in
concert with his union representative. This erroneous interpretation of
the import of Weingarten further evidences the need for this Court to
to grant a writ of certiorari.

'® The continuing confusion over the theory of implied concerted
action is evidenced by recent decisions of the Sixth Circuit. In United
Parcel Service v NLRB, 654 F.2d 12 (6th Cir. 1981), the Court did not
find substantial evidence to support the Board's determination that an
employee acting on his own was exercising a contractual right in refusing
to perform an arguably dangerous duty. The Court found that his actions
were motivated by a personal conflict between himself and his super-
visor. Although the Court apparently refused to apply an implied concert
of action theory to the facts of that case, there is no discussion of
Alleluia Cushion or Interboro in the court's opinion.

Further support for the Petitioner's contention that the Sixth Circuit
has now adopted the theory of implied concerted activity, absent a
collective bargaining agreement, may be found in NLRB v Lloyd A. Fry
Roofing Company of Delaware, 651 F.2d 442 (6th Cir. 1981). There the
Sixth Circuit cited Alleluia Cushion with approval stating:

24

The Board has continued to extend the parameters of its
Alleluia Cushion theory to encompass any activity which
theoretically concerns a condition of employment. De-
spite the hostile reception this theory has received from the
Courts of Appeals, the Board remains intransigent:

[W]e adhere to our position as set forth in Alleluic
Cushion Co., Inc., 221 NLRB 999 (1975) and we re-
spectfully decline to adopt the Ninth Circuit's rejection
of that principle until such time as the Supreme Court
may determine the issue. Hotel and Restaurant
Empioyees and Bartenders Union, 252 N.L.R.B. No.
158, slip op. at 2.

Until the instant case, this Court has not had the need nor
responsibility to act since the Courts of Appeals have uni-
formly rejected this statutorily unwarranted theory.'? The
cost of this continuing controversy between the Board and
the Courts, however, has been borne by the employers. The
persisting confusion over interpretation of concerted activ-

Additionally, an employee's presentation of job related grievances
aimed at achieving employer compliance with governmental regula-
tions affecting working conditions is for the mutual aid and protec-
tion of employees. Socony Mobile Oil Co. vy NLRB, 375 F.2d 662
(2nd Cir. 1966). Alleluia Cushion Co., 221 NLRB No. 999 (1975).
Applying these principles, we hold that Varney was engaged in
concerted activity protected by Section 7 of the Act. 651 F.2d at 445.

It should be recognized that in Fry Roofing, unlike the instant case, there
was evidence that the employee had articulated his concerns at a meeting
between fellow employees and management. Although the Court cited
Alleluia Cushion, the Court did not need to rely upon the implied concert
theory since there was evidence of actual concerted protected activity.

Significantly, in Kohls v NLRB, 629 F.2d 173 (D.C. Cir. 1980),
cert. denied, 450 U.S. 931, 67 L. Ed.2d 363, 101 S. Ct. 1390 (1981), this
Court refused to grant certiorari, thereby implicitly accepting the deci-
sion of the District of Columbia Circuit which rejected the implied
concert of action theory. However, now that the Board's position has
received some judicial support, it is necessary for this Court to resolve
the issue and foreclose the Board from bringing a parade of cases in the
hopes of getting another favorable determination to buttress its be-
leaguered Alleluia Cushion doctrine.

25

ity which affects the daily actions of all employers and
employees must be ended.

The divergence of authority created by the Sixth Cir-
cuit’s decision in this case cannot be permitted to exist in
federal labor law.

CONCLUSION

For the foregoing reasons, Petitioner respectfully sub-
mits that a writ of certiorari should be granted.

By: James D. Tracy
Attorney for Petitioner
Business Address:
35th Floor - 400 Renaissance Center
Detroit, Michigan 48243
Telephone: (313) 568-6860

OF COUNSEL
Ronald J. Santo
Robert L. Duty
Robert C. Ludolph
Dykema, Gossett, Spencer,
Goopnow & TRIGG
Business Address:
35th Floor - 400 Renaissance Center
Detroit, Michigan 48243
Telephone: (313) 568-6860

James C. Bruno

Business Address:
2580 City National Bank Building
Detroit, Michigan 48226
Telephone: (313) 964-0800

-xppuady

la
Appendix A

APPENDIX A

UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

No. 79-1594

THERMOFIL INCORPORATED
Petitioner

vs.

Nationat Lasor Recarions Boarp
Respondent

ORDER AND DISSENTING OPINION
FILED JUNE !1, 1981

BEFORE WEICK, ENGEL AND JONES,
CIRCUIT JUDGES

2a
Appendix A

Upon consideration of the briefs, record and arguments
of counsel, we are of the opinion that substantial evidence
supports the order of the Board entered on September 14,
1979, reported at 244 NLRB No. 171, finding that petitioner
Thermofil Inc. violated Section 8(a)(1) of the Act by ter-
minating employee Thomas Singer and ordering his
reinstatement with back pay, and said order will be en-
forced.

Enforcement of the Board's order is therefore granted.
Judge Engel dissents.

ENTERED BY ORDER OF THE COURT

(s) JOHN D. HEHMAN
Clerk

ENGEL, Circuit Judge, dissenting. | would deny en-
forcement because there is, in my opinion, no substantial
evidence to support the finding that the action of employee
Thomas Singer was concerted. Rather than showing that he
was acting on behalf of or as a representative of the other
employees, the evidence shows at best that his complaints
were shared by others but that his individual conduct was
ex.tirely spontaneous. This case, therefore, falls squarely
within the holding of our circuit in N.L.R.B. v Guernsey-
Muskingum Electric Coop, Inc., 285 F.2d 8 (6th Cir. 1960).
See Aro, Inc. v. N.L.R.B., 596 F.2d 713 (6th Cir. 1979).

3a
Appendix B

APPENDIX B

UNITED STATES OF AMERICA
BEFORE THE NATIONAL LABOR RELATIONS BOARD

No. 7-CA-14973
224 NLRB No. 171

THERMOFIL INCORPORATED
and
Tuomas D. Sincer, an individual

DECISION AND ORDER
September 19, 1979

4a
Appendix B

On May 14, 1979, Administrative Law Judge Almira
Abbot Stevenson issued the attached Decision in this pro-
ceeding. Thereafter, Respondent filed exceptions and a
supporting brief, and the General Counsel filed cross-
exceptions and a supporting and answering brief. Respon-
dent thereupon filed a reply brief.'

Pursuant to the provisions of Section 3(b) of the Na-
tional Labor Relations Act, as amended, the National Labor
Relations Board has delegated its authority in this proceed-
ing to a three-member panel.

The Board has considered the record and the attached
Decision in light of the exceptions and briefs and has
decided to affirm the rulings, findings,? and conclusions of
the Administrative Law Judge and to adopt her recom-
mended Order, as modified herein.’

' The General Counsel filed a motion to strike certain portions of
Respondent's reply brief. Respondent filed a response to the General
Counsel's motion and requested special leave to submit the contested
material as a reply to the General Counsel's answering brief. We hereby
grant the General Counsel's motion to strike pp. 7-24 of Respondent's
reply briefs as not limited to the questions raised in the cross-exceptions.
See Sec. 102.46(f)(1) of the National Labor Relations Board Rules and
Regulations, Series 8, as amended. Respondent's motion for special leave
is hereby denied.

2 Respondent has excepted to certain credibility findings made by the
Administrative Law Judge. It is the Board's established policy not to
overrule an administrative law judge's resolutions with respect to credi-
bility unless the clear preponderance of all of the relevant evidence
convinces us that the resolutions are incorrect. Standard Dry Wall
Products, Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951).
We have carefully examined the record and find no basis for reversing
her findings.

3 In light of Hickmott Foods, Inc., 242 NLRB No. 177 (1979), we
find that the narrow cease-and-desist language, “in any like or related
manner,"’ is adequate to remedy the violation here. Accordingly, we shall
modify the recommended Order and notice.

Sa
Appendix B

ORDER

Pursuant to Section 10(c) of the National Labor Rela-
tions Act, as amended, the National Labor Relations Board
adopts as its Order the recommended Order of the Adminis-
trative Law Judge, as modified below, and hereby orders
that the Respondent, Thermofil, Inc., Ypsilanti, Michigan,
its officers, agents, successors, and assigns, shall take the
action set forth in the said recommended Order, as so
modified:

1. Substitute the following for paragraph 1(b):

“(b) In any like or related manner interfering with,
restraining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.’

2. Substitute the attached notice for that of the Ad-
ministrative Law Judge.

Dated, Washington D.C. September 14, 1979

John H. Fanning, Chairman

(SEAL) Howard Jenkins, Jr., Member
John C. Truesdale, Member

NATIONAL LABOR RELATIONS BOARD

6a
Appendix B

APPENDIX
NOTICE TO EMPLOYEES

Posted by Order of the
National Labor Relations Board
An Agency of the United States Government

WE WILL NOT terminate or otherwise interfere with,
restrain, or coerce employees in the exercise of the rights
guaranteed them by Section 7 of the National Labor Rela-
tions Act, as amended.

WE WILL NOT in any like or related manner interfere
with, restrain, or coerce employees in the exercise of the
rights guaranteed them by Section 7 of the Act.

WE WILL offer Thomas D. Singer immediate and full
reinstatement to his former job or, if that job, no longer
exists, to a substantially equivalent job, without prejudice
to his seniority or other rights and privileges.

WE WILL make Thomas D. Singer whole for any loss
of pay he may have suffered as the result of his termination
on March 2, 1978, plus interest.

THERMOFIL, INC.
(Employer)

Dated By
(Representative) (Title)

This is an official notice and must not be defaced by
anyone.

This notice must remain posted for 60 consecutive days
from the date of posting and must not be altered, defaced,
or covered by any other material. Any questions concerning
this notice or compliance with its provisions may be di-
rected to the Board's Office, Patrick V. McNamara Federal
Building, Room 300, 477 Michigan Avenue, Detroit, Michi-
gan 48226, Telephone 313-226-3244.

7a
Appendix C

APPENDIX C

UNITED STATES OF AMERICA
BEFORE THE NATIONAL LABOR RELATIONS BOARD
DIVISION OF JUDGES

No. 7-CA-14973

THERMOFIL INCORPORATED
and
Tuomas D. Sincer, an individual

DECISION
May 14, 1979

8a
Appendix C

Statement of the Case

ALMIRA ABBOT STEVENSON, Administrative Law
Judge: This case was heard in Detroit, Michigan, on
October 30 and 31, 1978. A copy of the charge, filed on
March 20, 1978, was served on the Respondent March 22,
1978. The complaint was issued May 25, 1978 and amended
at the hearing. The Respondent duly filed an answer, which
was also amended at the hearing.

The issue is whether or not the Respondent violated
Section 8(a)(1) of the National Labor Relations Act by
discharging Thomas Singer because of his concerted
protected protests about job safety and working conditions.
For the reasons fully set forth below, I conclude that the
Respondent violated the Act as alleged.

Upon the entire record,' including my observation of
the demeanor of the witnesses, and after due consideration
of the briefs filed by the Respondent and the General
Counsel, I make the following:

Findings of Fact
and
Conclusions of Law

I. Jurisdiction

The Respondent, a Michigan corporation, maintains its
principal office and place of business at 815 North Second
Street, Brighton, Michigan. The Respondent maintains
other plants located at 103 South River Street, Ypsilanti,
Michigan, and 884 Railroad Street, Ypsilanti, Michigan,
here involved. The Respondent is engaged in the
manufacture, sale, and distribution of fiberglass reinforced

' The General Counsel's motion to correct official record is granted
in the absence of objection. No reliance is placed on an otherwise
unidentified copy of a shift-production report dated March 1, 1978
submitted by the Respondent after the close of the hearing.

9a
Appendix C

plastics and related products. During the year ending
December 31, 1977, the Respondent purchased goods and
materials valued in excess of $50,000 which were
transported and delivered to its Railroad Street plant
directly from points outside Michigan. The Respondent
stipulates, and I find, that it is an employer engaged in
commerce within the meaning of Section 2(2), (6) and (7) of
the Act.

Il. Unfair Labor Practices?
A. Facts

Thomas Singer, the Charging Party, was employed as an
extruder-machine operator at the Respondent's Railroad
Street fiberglass and plastics manufacturing plant in
Ypsilanti, Michigan from April 27, 1977 until March 1, 1978.
The plant employs a complement of approximately 55
production employees. The Respondent admits and I find
that the following individuals were its supervisors and
agents during material times:

Robert Darga—Vice President

John LeClair—Manufacturing Manager
Leonard Federer—General Foreman
Richard Vukmirovich—General Foreman
Stan Johnson—Foreman

Bryce Johnson—Foreman

The extruder machines, to one of which Singer was
assigned, produce small solid fiberglass and plastic pellets
from melted mixes. They also produce a considerable
amount of scrap which does not meet specifications and
must be trucked to another building for grinding and
eventual re-mixing and melting. The scrap is stored in old
cardboard boxes of approximately 3% or 4 feet cubed in size
and 100-800 pounds in weight. The Respondent has periodic

2 Except where credibility issues are specifically discussed, the facts
are substantially undisputed.

10a
Appendix C

problems storing the scrap boxes and stacks them 2, 3, and
sometimes 4 boxes high in the area where the
extruder-machine operators work. When this has occurred,
there have been many employee complaints to management
about being crowded by the boxes and not having enough
room to work. The cramped conditions caused by stacked
scrap boxes was discussed by employees and management
at a quality-control meeting as far back as the fall of 1977.

When Singer reported for work on the 2-8 p.m. shift
March 1, 1978, the situation was worse than it had ever
been, because the grinder machine was broken down and
more scrap boxes than usual were being held in the
extruder building until the grinder could be repaired.
Alongside extruder No. 4, to which Singer was assigned, as
well as elsewhere in the building, the scrap boxes were
stacked out of alignment in a sloppy manner, some were
broken and leaking contents, and some were overpacked
causing those on top of them to rock and lean. Although I
do not credit Singer that any of the boxes had actually
fallen up to this time,’ they clearly constituted a hazard to
the safety of the employees, as well as adversely affecting
the working conditions of Singer and other employees, as
subsequent events proved.*

’ Singer testified that two boxes fell from a stack on the afternoon of
March |, and that boxes had fallen into aisles on previous occasions. He
said that on March | the boxes fell 10 feet in front of James Herndon
who was operating extruder machines No. 5 and 6 alongside No. 4, and
that other named employees had witnessed the previous falls. However,
neither Herndon, who testified, nor the other named employees was
asked to corroborate Singer in this respect. In the absence of such
corroboration, as Singer was upon occasion inconsistent and self-
contradictory, and in view of the absence of evidence that any falls were
witnessed by or reported to management, I do not credit Singer in this
respect.

*In view of the substantially undisputed evidence as to the size,
weight, and condition of the scrap boxes and the height and manner of
their stacking, as well as subsequent events, I do not credit the testimony
of general foremen Vukmirovich and Federer that the stacked boxes did
not constitute a danger to the employees. Vice President Darga in effect
conceded, substantially as employee James Herndon and Michigan Safety
Officer Robert Tavernier testified, that the stacks would not withstand a
jolt.

lla
Appendix C

At the start of his shift on March 1, 1978, Singer was
assigned to effect a changeover on extruder No. 4 to a mix
which was a clear natural color different in content from the
black mix which had been running through the machine
before then. The changeover required Singer to clear the
machine of the molten black plastic by letting it run on the
floor where it gradually cooled into piles 2 to 2% feet in
diameter and 4 to 6 inches thick. These cooling piles, or
goobers, the empty boxes provided to store them in after
they had hardened, and the old scrap boxes stacked along
side the extruder hampered Singer's ability to move about
his machine to make the adjustments necessary to run the
new material, and he was unable to get the extruder into
proper operation again. The new material became too hot,
the water-cooling system failed to correct the temperature,
and hot strands of plastic became wrapped around the
conveyor belt and the pelletizer became clogged with the
hot strands. Singer shut the machine off and sought out
Foreman Bryce Johnson, and told him the place was fucked
up and he could not work; that Johnson had seen the boxes
stacked oui there leaning and so close to the machine there
was no room to work; that the material was too hot and the
pelletizer was plugged up. Johnson offered to help Singer,
but Singer said no, the place was a mess, he was going
home, and to have them call him when the place was
cleaned up. With that, Singer left the plant at about 4:30
p.m.

* The facts as to this conversation are based on the most likely
aspects of the testimony of Singer, Johnson, and employee Douglas
Fraley with whom Johnson subsequently discussed it. The Respondent's
counsel claimed to have seen Johnson's entry in the foreman’s log book
regarding this conversation before the page on which it was written
disappeared. Although he thus may have been in a position to
corroborate to some extent Johnson's testimony that Singer did not
mention the stacked boxes, counsel declined the General Counsel's
invitation to take the stand, and refused my instructions that he do so
under a subpoena served on him by the General Counsel. In these

(Continued on page 12a)

12a
Appendix C

Johnson proceeded to Singer's work place, cleared away
the goobers, cleared the pelletizer, adjusted the machine,
and operated it until the end of the shift at 8 p.m.

The next day Assistant General Foreman Leonard
Federer pulled Singer's timecard when he failed to punch in
at 2 p.m. Vice President Robert Darga testified that he
received information from Foreman Johnson and
Manufacturing Manager John LeClair that Singer had left
the plant because of frustration over difficulties he
encountered running his machine, and because of what
Singer called the mess in his work area, part of which
Singer had made himself with the goobers in the aisle and,
Darga continued, part of which ‘I assumed he was referring
to some of the cluttered conditions”’ created by the stacked
scrap boxes. Based on Singer's refusal of Foreman
Johnson's offer to help him clean up, his walk out, and a
recent deterioration in his work performance, Darga
testified, he instructed LeClair to terminate Singer.

Sometime after 2 p.m., Singer, having received no call,
went to the plant and asked LeClair whether he still had a
job. LeClair responded that Singer had quit; Singer denied
it, saying he would be glad to return to work if the place
was cleaned up.

In his claim for unemployment compensation, filed that
day, Singer alleged “the work area was cluttered to the

(Continued from page Ila)

circumstances and as Vice President Darga acknowledged awareness that
Singer had mentioned the “cluttered conditions’’ caused by the stacked
boxes at the time of his walk out, Johnson's testimony to the contrary is
not credited. The Respondent's contention that Singer raised the safety
issue only after March 5 when he heard that a box had fallen on
employee Strosier the night after Singer walked out is without merit. As
found below, Singer's unemployment-compensation claim, filed on March
2 before the accident to Strosier, reaffirmed his claim of hazardous
working conditions. As Singer was not sure he told Johnson about the
boxes having fallen and as I have found that they have not, I do not
credit Singer in his respect.

13a
Appendix C

point he could not set up materials and operate his
machine’’ and that ‘‘safety precautions and use of safety
equipment are not enforced.’’ Darga responded to this claim
on March 14, 1978 to the following effect:

Thomas stated he would not work because of the
cluttered working conditions. The conditions were
temporarily congested but were not to the point that the
machines could not be operated. There was no reason
for Thomas to walk off the job. In light of this and
previous attitude problems, it was decided that Thomas
be terminated effective the da'e he walked off the job.

We do take all necessary safety precautions and use
safety equipment, as substantiated by MIOSHA
inspection in January of this year.

That night at approximately midnight, a scrap box fell
from the top of a stack on employee Terry Strosier while he
was operating a hi-low near extruder machine No. 4,
injuring him and requiring medical attention. Douglas Fraley
and Mitchell Watts immediately turned off their machines
and informed their foreman Stanley Johnson, they ‘‘weren’t
going to work anymore with that mess the way it was.”
Stanley Johnson sent for General Foreman Richard
Vukmirovich. Fraley testified without dispute that he told
Vukmirovich, ‘“Tom [Singer] had just left because he was
afraid of these boxes and this mess, and afraid of one falling
on him and now that one fell on Terry, one could fall on
me. And there was no way we were going to work like
that.’’ Fraley and Watts left the plant. The following day,
March 3, Vice President Darga got in touch with them
because, he testified, they made a complaint regarding
safety which he believed was made in good faith after the
accident to Strosier. Darga explained the reason for the
stacking of scrap boxes and promised to clear the building.
The two employees accepted his promise and returned to
work.

l4a
Appendix C

The following week Singer visited Vice President
Darga’s office and asked Darga if he had been fired. Darga
told him no, he had left voluntarily and based on his
departure he had been terminated. Singer told Darga the
plant was unsafe.

Pursuant to a telephoned complaint, the Michigan
Bureau of Safety and Regulation (MIOSHA) inspected the
Railroad Street plant March 16, when conditions in the
extruder building were substantially as they were on March
1 and March 2, and cited the Company for among other
things failing to ‘‘Maintain stacking of material in a manner
which does not create a hazard. (Boxes of scrap material in
aisleway near #4).”

B. Conclusions

There is no merit in the Respondent's accusations that
Singer quit. He denied it, and repeatedly expressed his
willingness to return to work when the place was cleaned
up. It is clear that Singer walked off his job in part as a
protest against the stacked boxes which were leaning in a
hazardous manner and created crowded working conditions.
It is also clear that these were determinative factors
triggering Vice President Darga’s decision to terminate him.
Thus, although Singer's work performance had apparently
been deteriorating for some time, and he had even left his
machine in frustration over its operation before, he was not
terminated or even disciplined for those transgressions.
Moreover, Respondent was well aware that the stacked
boxes created crowded and hazardous conditions as other
employees had complained about the crowding and the
danger was evident. The Respondent was also aware that
these conditions were a factor in Singer's walkout because
he made this plain to Foreman Johnson at the time and
Vice President Darga acknowledged that the boxes were
part of the mess to which Singer referred. It was obvious
also, as Singer testifiec, that there was no way Foreman

1Sa
Appendix C

Johnson's offer to help him clean up the mess could have
solved the problem of the stacked boxes as it would have
been impossible for the two of them to accomplish that feat.
Nor does it signify that the Respondent did not terminate
employees Fraley and Watts when they walked out in
protest over the same hazard. Unlike Singer, they did not
refuse to return until the place was cleaned up but returned
under the conditions laid down by Darga of a promise to do
so in the future. In any event, it has long been recognized
that an employer's failure to discharge all similarly situated
employees does not negative unlawful motivation for the
discharges shown.®

The stacking of heavy boxes close to work stations to a
formidable height in an unstable manner affected the
efficiency and safety of all employees who worked in the
extruder building. Singer's protest was therefore a protest
about conditions of employment which were of concern to
all employees subjected to those conditions. It was
accordingly protected concerted activity even absent a
showing that other employees joined in his walkout where,
as here, there is no evidence that fellow employees
disavowed the substance of his complaint.

I conclude that the Respondent's termination of Thomas
Singer on March 2, 1978 in part because of his protected
concerted activity in engaging in a walk out in protest over
hazardous and crowded working conditions interfered with,
restrained, and coerced employees in the exercise of the
rights guaranteed them by Section 7, and it thereby violated
Section 8(a)(1) of the Act, as alleged in the complaint.’

* See Hyster Company, 198 NLRB 192, 202.

’ Pink Moody, Inc., 237 NLRB No. 7; St. Joseph's High School, 236
NLRB No. 213; Akron General Medical Center, 232 NLRB No. 140; Air
Surrey Corporation, 229 NLRB 1064; Dawson Cabinet Company, Inc.,
228 NLRB 290; Alleluia Cushion Co., Inc., 221 NLRB 999. Accord,
ARO, Inc., 227 NLRB 243. Tabernacle Community Hospital & Health
Center, 233 NLRB No. 208 and Standard Brands Incorporated, 1%
NLRB 1006, relied on by the Respondent, are distinguishable on their

(Continued on page 16a)

l6a
Appendix C

Ill. Remedy

In order to effectuate the policies of the Act, I
recommend that the Respondent be ordered to cease and
desist from the unfair labor practices found and, in view of
the nature thereof, to cease and desist from infringing in
any manner on its employees’ rights guaranteed by the Act.
N.L.R.B. v. Entwistle Mfg. Co., 120 F. 2d 532 (C.A. 4).

Having found that the Respondent interfered with,
coerced, and restrained its employees by discharging
Thomas Singer on March 2, 1978, in order to effectuate the
policies of the Act I recommend that the Respondent be
ordered to take certain affirmative action including that it
offer him immeidate and full reinstatement to his former
job, or if that job no longer exists, to a substantially
equivalent job, without prejudice to his seniority or other
rights and privileges, and to make him whole for any loss of
earning suffered by reason of the Respondent's unlawful
conduct against him, in accord with the Board's Decision
and Order in Abilities and Goodwill, Inc., 241 NLRB No. 5.
Backpay shall be computed as provided in F. W.
Woolworth Company, 90 NLRB 289. Interest shall be paid
on all backpay due. Florida Steel Corporation, 231 NLRB
651; Isis Plumbing & Heating Co., 138 NLRB 716.

Upon the foregoing findings of fact and conclusions of
law and the entire record, and pursuant to Section 10(c) of
the Act, I hereby issue the following recommended:*

(Continued from page 15a)

facts. To the extent that my decision herein is inconsistent with Ameri-
can Art Clay Company, Inc. v. N.L.R.B., 328 F. 2d 89 (C.A. 7), Dobbs
Houses, Inc. v. N.L.R.B., 325 F. 2d 531 (C.A. 5), N.L.R.B. v. James-
town Veneer and Plywood Corporation, 194 F. 2d 192 (C.A. 2) and other
cases in which the Board was reversed on somewhat similar issues, | am
required to follow the Board. Jowa Beef Packers, Inc., 144 NLRB 615.

* In the event no exceptions are filed as provided by Section 102.46
of the Rules and Regulations of the National Labor Relations Board, the
findings, conclusions, and recommmended Order herein shall, as pro-
vided in Section 102.48 of the Rules and Regulations, be adopted by the
Board and become its findings, conclusions, and Order, and all objections
thereto shall be deemed waived for all purposes.

17a
Appendix C

ORDER

The Respondent, Thermofil, Inc., Ypsilanti, Michigan,
its officers, agents, successors, and assigns, shall:

1. Cease and desist from:

(a) Terminating or otherwise interfering with,
restraining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the National Labor
Relations Act.

(b) In any other manner interfering with, restraining, or
coercing employees in the exercise of their rights
guaranteed by Section 7 of the Act.

2. Take the following affirmative action, which is
necessary to effectuate the policies of the Act:

(a) Offer Thomas D. Singer immediate and full
reinstatement to his former job, or if that job no longer
exists, to a substantially equivalent job, without prejudice
to his seniority or other rights and privileges, and make him
whole for any loss of earnings in the manner set forth in the
section of this Decision entitled Remedy.

(b) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all payroll
records, social security payment records, timecards,
personnel records and reports, and all other documents
necessary to analyze and compute the amount of backpay
due under this recommended Order.

(c) Post at its Railroad Street, Ypsilanti, Michigan,
facility copies of the attached notice.? Copies of said notice

* in the event that the Board's Order is enforced by a Judgment of a
United States Court of Appeals, the words in the notice reading
“POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS
BOARD" shall be changed to read “POSTED PURSUANT TO A
JUDGMENT OF THE UNITED STATES COURT OF APPEALS EN-
FORCING AN ORDER OF THE NATIONAL LABOR RELATIONS

18a
Appendix C

on forms provided by the Regional Director for Region 7,
after being duly signed by the Respondent's authorized
representative, shall be posted by it immediately upon
receipt thereof and maintained by it for 60 consecutive days
thereafter, in conspicuous places, including all places where
notices to employees are customarily posted. Reasonable
steps shall be taken to insure that said notices are not
altered, defaced, or covered by any other material.

(d) Notify the Regional Director for Region 7, in writing,
within 20 days from the date of this recommended Order,
what steps have been taken to comply herewith.

Dated, Washington, D. C. May 14, 1979

(s) ALMIRA A. STEVENSON
Administrative Law Judge

19a
Appendix C

APPENDIX
NOTICE TO EMPLOYEES

POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD

AN AGENCY OF THE
UNITED STATES GOVERNMENT

WE WILL NOT terminate or otherwise interfere with,
restrain, or coerce employees in the exercise of the rights
guaranteed to them by Section 7 of the National Labor
Relations Act. -

WE WILL NOT in any other manner interfere with,
restrain, or coerce employees in the exercise of their rights
guaranteed by Section 7 of the Act.

WE WILL offer to Thomas D. Singer immediate and
full reinstatement to his former job or, if that job no longer
exists, to a substantially equivalent job, without prejudice
to his seniority or other rights and privileges.

WE WILL make whole Thomas D. Singer for any loss
of pay he may have suffered as the result of his termination
on March 2, 1978, plus interest.

THERMOFIL, INC.
(Employer)

Dated By
(Representative) (Title)

THIS IS AN OFFICIAL NOTICE AND MUST NOT BE
DEFACED BY ANYONE

This notice must remain posted for 60 consecutive days
from the date of posting and must not be altered, defaced,
or covered by any other material. Any questions concerning
this notice or compliance with its provisions may be
directed to the Board's Office, Patrick V. McNamara
Federal Building, 477 Michigan Avenue - Room 300,
Detroit, Michigan 48226 (Tel. No. (313) 226-3244).

20a
Appendix D

APPENDIX D

UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

No. 79-1594

THERMOFIL INCORPORATED
Petitioner

vs.

NationaL Lasor Re_aTions Boarp
Respondent

ORDER DENYING PETITION FOR REHEARING
filed September 14, 1981

Before Weick, Engel and Jones, Circuit Judges

2la
Appendix D

The majority of the active judges of this court not
having voted in favor of en banc consideration of the
petition for rehearing, said petition for rehearing was
referred to the panel for determination.

Upon consideration, it is ORDERED that said petition
for rehearing be and it is hereby denied.

Judge Engel dissents.

ENTERED BY ORDER OF THE COURT

(s) JOHN P. HEHMAN
Clerk

22a
Appendix E

APPENDIX E

UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

No. 79-1594

THERMOFIL INCORPORATED
Petitioner

vs.

Namtionat Lasor RetaTions Boarp
Respondent

ORDER STAYING MANDATE
filed October 21, 1981

23a
Appendix E

ORDERED, That motion to stay mandate herein
pending application to the Supreme Court for writ of
certiorari is hereby granted and the mandate is stayed for
thirty days from this date; provided that, if within such
thirty days, the applicant shall file with the Clerk of this
Court the certificate of the Clerk of the Supreme Court that
the certiorari petition, record, and brief have been filed, the
stay shall continue until the final disposition of the case by
the Supreme Court. Unless this condition is complied with
within such thirty days or any extension thereof made by
the Court or any judge thereof, or if the condition is
complied with, then upon the filing of copy of an order
denying the writ applied for, the mandate shall issue.

ENTERED BY ORDER OF THE COURT.

(s) JOHN P. HEHMAN
Clerk

24a
Appendix F

APPENDIX F

UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

No. 79-1594

THERMOFIL INCORPORATED
Petitioner

VS.

Nationa Lasor Retations Boarp
Respondent

ORDER FURTHER STAYING MANDATE
(Filed: December 4, 1981)

25a
Appendix F

Upon consideration of the petitioner’s motion for further
stay of the mandate pending application for certiorari,

It is ORDERED that the motion be and it hereby is
granted and the mandate is stayed until December 23, 1981.

ENTERED BY ORDER OF THE COURT.

(s) JOHN P. HEHMAN
Clerk

‘uonisoddg

Office - Supreme Court, US
FILED

No. 81-1103 FEB 20 1982

—

ER L. STEVAg

Iu the Supreme Court of the United Stetes

OCTOBER TERM, 1981

THERMOFIL, INCORPORATED, PETITIONER
Vv.

NATIONAL LABOR RELATIONS BOARD

ON PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

BRIEF FOR THE
NATIONAL LABOR RELATIONS BOARD
IN OPPOSITION

Rex E. LEE
Solicitor General
Department of Justice
Washington, D.C. 20530
(202) 633-2217
WILLIAM A. LUBBERS
General Counsel

JOHN E. HIGGINS, JR.
Deputy General Counsel

ROBERT E. ALLEN
Acting Associate General Counsel

Norton J. COME
Deputy Associate General Counsel

LINDA SHER
Assistant General Counsel

Davi S. FISHBACK
Attorney
National Labor Relations Board
Washington, D.C. 20570

QUESTION PRESENTED

Whether substantial evidence supports the Board’s
finding that petitioner violated Section 8(a)(1) of
the National Labor Relations Act, 29 U.S.C. 158(a)
(1), by terminating an employee for leaving the
workplace due to a hazardous condition that pre-
viously had been the subject of numerous employee
complaints to management.

(1)

TABLE OF CONTENTS

Page
GD BEIT cenccncniccsnesitenstssnntniinsenitinsiuiiimigiaemmaaaaaammaan 1
GTI. ccccsssrsnstassinsneitianiianiipgsee 1
RODS CRUD cxnxusscrscisensitiinssiitanigiciaiimeee 2
ID cnccesicsttcihstianintinnaiimaaiimemmueaee 2
BI. ccscvicctocsiiiiitncinsauiiineiae 6
IN cccccxscrsectenttsinantissnesisniiaptiaiitinsintiaaehete eee 11
TABLE OF AUTHORITIES
Cases:
Akron General Medical Center, 232 N.L.R.B 920.... 7
Alleluia Cushion, Inc., 221 N.L.R.B. 999 ................ 6, 7, 8,9
ARO, Inc. v. NLRB, 596 F.2d 713 ...... iaeiideiamainibaiate 7
Hugh H. Wilson Corp. v. NLRB, 414 F.2d 1345,
cert. denied, 8397 U.S. 986 .................--..--ccce-esseeees- 9
Jim Causley Pontiac v. NLRB, 620 F.2d 122 .......... 7
Kohls v. NLRB, 629 F.2d 173, cert. denied, 450
TS TE cccnenenecneennemnedinmnemenieiennnaen 10
Krispy Kreme Doughnut Corp. v. NLRB, 635 F.2d
TEE: cesssessesnssshdieiliianmemnemendainsienicaieineai 7
Morrison-Knudsen Co. v. NLRB, 358 F.2d 411 ...... 9
NLRB Vv. Bighorn Beverage, 614 F.2d 1238 ............ 7
NLRB v. Buddies Supermarkets, Inc., 481 F.2d
TUTTE - cenvceinnastisstetaientnheamiesieeesansiacsenmaaeniasieneenae 7
NLRB v. Dawson Cabinet Co., 566 F.2d 1079 ........ 7
NLRB v. Guernsey-Muskingum Electric Co-Op.,
ig SE PUI ED ccnenciocesscsssiseeahisatessemesnsaleeianes 9
NLRB v. Lloyd A. Fry Roofing Co., 651 F.2d 442... 7,10
NLRB v. Washington Aluminum Co., 370 U.S. 9.... 6
Ontario Knife Co. v. NLRB, 637 F.2d 840 .............. 10
Pacific Electricord Co. v. NLRB, 361 F.2d 310 ........ i)
Pelton Casteel, Inc. v. NLRB, 627 F.2d 23 .............. 10
Pink Moody, Inc., 237 N.L.R.B. 39 ............-...0......... 7-8
St. Joseph’s High School, 236 N.L.R.B. 1623 .......... 8

(IT)

Iv
Statute:

National Labor Relations Act, 29 U.S.C. 151 et
ESE ae

Baatiam F, BD WEB. BOF x-22ececcecccceccccqcccccecceencee
Section 8(a) (1), 29 U.S.C. 158(a) (1)

aeeeeeeeee

Iu the Supreme Court of the United States

OCTOBER TERM, 1981

No. 81-1103

THERMOFIL, INCORPORATED, PETITIONER
v.

NATIONAL LABOR RELATIONS BOARD

ON PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

BRIEF FOR THE
NATIONAL LABOR RELATIONS BOARD
IN OPPOSITION

OPINIONS BELOW

The order of the court of appeals (Pet. App. 1la-
2a) is reported at 650 F.2d 858. The decision and
order of the National Labor Relations Board (Pet.
App. 3a-19a) are reported at 244 N.L.R.B. 1056.

JURISDICTION

The judgment of the court of appeals was entered
on June 11, 1981, and a timely petition for rehearing
was denied on September 14, 1981 (Pet. App. 20a-
21a). The petition for a writ of certiorari was filed
on December 12, 1981. The jurisdiction of this court
is invoked under 28 U.S.C. 1254(1).

(1)

2

STATUTE INVOLVED

The relevant provisions of the National Labor
Relations Act (29 U.S.C. 151 et seg.) are set forth
in the petition (Pet. 2).

STATEMENT

1. Petitioner is engaged in the manufacture of
fiberglass, reinforced plastics, and related products
(Pet. App. 8a-9a; A. 5, 8). A number of employees,
including Thomas Singer, operated “extruder ma-
chines,” which produce small, solid fiberglass and
plastic pellets from melted mixes. Those machines
also produce a considerable amount of scrap plastic
that does not meet specifications (Pet. App. 9a; A. 14-
15, 23-24, 197-200). The scrap was stored in old
cardboard boxes weighing 100 to 800 pounds until
it was eventually transported to another plant for
grinding and re-mixing (Pet. App. 9a; A. 25-27).
Petitioner made a practice of stacking these boxes,
sometimes as many as four boxes high, in the area
in which operators of the extruder machines worked
(Pet. App. 9a-10a; A. 26-27, 137).

Many employees complained to management that
they were crowded by the stacked boxes and did not
have enough room to work safely. Management and
the employees discussed this issue at a meeting in
the autumn of 1977 (Pet. App. 10a; A. 49, 41). In
February 1978, Singer and other employees, including
Douglas Fraley and Mitchell Watts, discussed the
problem among themselves and complained to man-
agement that stacks of scrap boxes next to the ex-
truder machines were creating dangerous working
conditions (Pet. App. 10a; A. 45-48, 143-145, 226,
274, 276). Singer complained to his foreman, Bryce

1“A.” refers to the appendix in the court of appeals.

3

Johnson, to foreman Leonard Federer, to general
foreman Richard Vukmirovich, and to manufacturing
manager John Le Clair about the lack of working
space caused by the scrap boxes stacked next to ex-
truder machine No. 4, which he operated (A. 45-48,
294). In mid-February, employee Douglas Fraley,
who operated that same machine on the shift follow-
ing Singer’s, began complaining daily about the same
problem to his foreman, Stan Johnson, and to
Vukmirovich (A. 143-145, 294). Employee Mitchell
Watts joined with Fraley in lodging these complaints
(A. 144-145). Fraley recalled that every time he
complained about the boxes his supervisors would
reply, “[WJell, quit. We’ll get somebody new. It
really doesn’t matter” (A. 145). Foreman Bryce
Johnson admitted that in February the crowded work-
ing conditions caused by the poorly stacked scrap
boxes became “a lot worse” and were the subject of
numerous employee complaints (A. 274-276). Com-
pany Vice President Darga admitted that he had
received such complaints from a number of em-
ployees (A. 226).

On March 1, 1978, conditions were worse than
ever before. Petitioner’s grinding machine had
broken down, scrap was ~*umulating, and therefore
an especially large number of boxes were stacked
in the work areas (Pet. App. 10a; A. 28, 30, 58, 137-
138, 146, 234). Near the No. 4 extruder machine,
where Singer worked, and elsewhere in the plant,
the boxes were stacked out of alignment; some were
broken, and leaking; some were overpacked; and the
boxes at the tops of the stacks were rocking and
leaning (Pet. App. 10a; A. 26-28, 137-138, 251-252,
272-276). At the start of his 2 p.m. to 8 p.m. shift,
Singer was instructed to effect a changeover on his
machine from the black mix that had been run earlier

4

to a clear natural color (Pet. App. lla; A. 29-30,
248). This procedure required Singer to clear the
machine of the molten black plastic by letting the
plastic run on the floor, where it formed cooling piles
or “goobers” 2 to 2% feet in diameter and 4 to 6
inches thick (Pet. App. lla; A. 31, 249). Singer
began the operation but found that the stacked scrap
boxes, along with the cooling piles and the empty
boxes provided for storing the “goobers” after harden-
ing, interfered with his ability to move about the
machine to make the necessary adjustments. As a
result, the new material fed into the machine be-
came overheated, the water-cooling system failed to
correct the temperature, hot strands of plastic be-
came wrapped around the conveyor belt, and the
“nelletizer” became clogged with the hot plastic
strands (Pet. App. lla; A. 28, 30-32, 35-36, 105).
Singer shut down the machine and sought out his
foreman, Bryce Johnson. He explained the situation
and the hazard, and told Johnson that he was not
going to work until the hazard was removed. Singer
then left the plant at 4:30 p.m. (Pet. App. 1la;
A. 36-37, 91-92, 134-136, 160.)

The next day Singer appeared at the plant at the
start of his shift but was informed that he had been
terminated on the ground that he had “quit.” Singer
denied that he had quit and stated that he would
return if the place was “cleaned up.” (Pet. App.
12a; A. 38-42, 93.)

Later that day, on the shift following Singer’s, a
scrap box near the No. 4 machine fell on employee
Terry Strosier, injuring him and requiring medical
attention at a hospital (Pet. App. 18a; A. 113, 140-
143). Employees Fraley and Watts immediately shut
down their machines and told their foreman that
they were not going to work near the hazardously

>

5

stacked boxes. General Foreman Vukmirovich ar-
rived on the scene, and Fraley informed him that
“there was no way we were going to work like
that.” (Pet. App. 13a; A. 142-143.) Fraley and Watts
then walked out. They returned to work the next
day after petitioner promised to remove the hazard.
(Pet. App. 18a; A. 152, 167, 154-155, 237.) How-
ever, petitioner continued to refuse to reinstate Singer
(Pet. App. 14a; A. 222).

About two weeks later, the plant was inspected
by the Michigan Bureau of Safety and Regulation.
The conditions near the extruder machines were sub-
stantially as they had been on March 1 and 2, and
the Bureau cited petitioner for maintaining a hazard-
ous condition by its stacking of the scrap boxes. (Pet.
App. 14a; A. 115-116, 121-122, 128, 234.)

2. Adopting the decision of the administrative law
judge, the National Labor Relations Board found
that petitioner had violated Section 8(a)(1) of the
Act (29 U.S.C. 158(a)(1)) by terminating Singer
“because of his protected concerted activity in engag-
ing in a walk out in protest over hazardous and
crowded working conditions” (Pet. App. 15a). The
Board ordered petitioner, inter alia, to reinstate
Singer with back pay (Pet. App. 16a).

3. The court of appeals, by per curiam order,
enforced the Board’s order, concluding that “sub-
stantial evidence” supported the Board’s findings
(Pet. App. 2a).?

2 Judge Engel dissented, stating (Pet. App. 2a) that en-
forcement was unwarranted because there was “no substan-
tial evidence” that Singer’s action was concerted. He added
(ibid.): “[T]he evidence shows at best that [Singer’s] com-
plaints were shared by others but that his individual conduct
was entirely spontaneous.”

6
ARGUMENT

The decision of the court of appeals is correct and
conflicts with no decision of this Court or of any
other court of appeals. Accordingly, further review
is not warranted.

1. In NLRB vy. Washington Aluminum Co., 370
U.S. 9, 14-17 (1962), this Court made clear that
concerted employee activity concerning safety condi-
tions and working environment are protected by
Section 7 of the National Labor Relations Act, 29
U.S.C. 157.’ Petitioner contends (Pet. 5-15, 19-25),
however, that Singer’s complaint was not concerted
and, therefore, that the court of appeals’ decision en-
forcing the Board’s order amounts to acceptance of
the constructive concerted activity doctrine enunciated
in Allelwia Cushion, Inc., 221 N.L.R.B. 999, 1000
(1975). Accordingly, petitioner contends (Pet. 5-15)
that the decision below conflicts with those of other
circuits rejecting that doctrine. Petitioner’s conten-
tion lacks merit.

In Alleluia Cushion, supra, the Board held that
concerted activity will be deemed to exist whenever
“an employee speaks up and seeks to enforce statu-
tory provisions relating to occupational safety de-
signed for the benefit of all employees, in the ab-
sence of any evidence that fellow employees disavow
such representation” (221 N.L.R.B. at 1000).*

8In Washington Aluminum Co., employees walked off the
job at the beginning of their shift after several had made
“more or less spontaneous individual pleas” (370 U.S. at 15)
concerning the lack of heat in their workplace. The Court held
that their conduct was concerted activity protected by Sec-
tion 7 of the Act. Petitioner does not claim that Singer’s
activity in this case would be unprotected if concerted.

* Alleluia Cushion involved complaints to a state agency
about safety conditions allegedly violating the law. However,

7

Several courts of appeals,° including the Sixth Cir-
cuit,° have rejected the Alleluia Cushion doctrine,
holding that concerted activity may not be found
unless there is some evidence that other employees
supported or shared the concerns of the employee who
took action.

In the present case, there is nothing to suggest
that the court of appeals’ decision rests upon the
Alleluia Cushion doctrine.’ First, there is no mention

the Board has held that complaints to an employer about
safety conditions enjoy the same protection as complaints to a
governmental agency. Akron General Medical Center, 232
N.L.R.B. 920, 927 (1977).

5 See, e.g., Krispy Kreme Doughnut Corp. v. NLRB, 635
F.2d 304, 309-310 (4th Cir. 1980) (no showing that other
employees supported individual’s filing of workmen’s compen-
sation claims) ; NLRB v. Bighorn Beverage, 614 F.2d 1238,
1242 (9th Cir. 1980) (Board found that individual acted
alone in filing a safety complaint) ; NLRB v. Dawson Cabinet
Co., 566 F.2d 1079, 1083-1084 (8th Cir. 1977) (no showing
that other employees shared individual’s concern about un-
equal pay for women) ; NLRB v. Buddies Supermarkets, Inc.,
481 F.2d 714, 717, 720 (5th Cir. 1973) (no showing that other
employees shared individual’s concern about rate paid).

® See Jim Causley Pontiac v. NLRB, 620 F.2d 122, 126 n.7
(6th Cir. 1980) ; ARO, Inc. v. NLRB, 596 F.2d 713 (6th Cir.
1979). However, the Sixth Circuit has cited Alleluia Cushion
with apparent approval in another case, like this one, in
which there was actual evidence of other employee concern.
See NLRB vy. Lloyd A. Fry Roofing Co., 651 F.2d 442, 445
(6th Cir, 1981).

7 It is true that the administrative law judge cited Alleluia
Cushion in a footnote in her opinion (Pet. App. 15a n.7).
However, the first two cases cited in that footnote—Pink

8

of that doctrine in the per curiam order enforcing the
Board’s decision or in the dissenting opinion. Second,
the statement in the court’s order that the Board’s
action was supported by “substantial evidence” (Pet.
App. 2a) strongly suggests that the court’s decision
was based upon actual evidence of concerted action
rather than the constructive concerted action rule.
Similarly, the dissent argued simply (ibid.) that there
was “no substantial evidence” to support the Board’s
order. Third, as noted, the Sixth Circuit had previ-
ously rejected the Alleluia Cushion doctrine, and it
therefore seems highly unlikely that the court of ap-
peals majority would silently overrule or ignore gov-
erning circuit precedent or that the dissent would
fail to comment upon such a step.

It is therefore apparent that the decision below was
not based upon the Alleluia Cushion doctrine, as peti-
tioner claims, but upon the court’s conclusion that
there was “substantial evidence” (Pet. App. 2a) of
actual concerted action. That fac.ual determination
does not warrant review by this Court. Moreover,
the evidence clearly showed that Singer’s action grew
out of an issue about which other employees, acting
individually and collectively, had earlier expressed
concern to each other and to management. It con-
sequently established that Singer’s conduct was ac-
tually, and not “theoretically” (Pet. 5), part of a

Moody, Inc., 237 N.L.R.B. 39 (1978), and St. Joseph’s High
School, 236 N.L.R.B. 1623 (1978)—involved situations in
which individual action grew out of expressed collective con-
cerns. In any event, there is nothing to suggest that the court
of appeals .elied upon the Alleluia Cushion doctrine in enforc-
ing the Board’s order.

9

course of continuing employee complaints, and that
those complaints were fully known to management.*

Under such circumstances, the courts of appeals
have uniformly found the activity at issue to be “con-
certed” within the meaning of Section 7 of the Act.
For example, in Hugh H. Wilson Corp. v. NLRB,
414 F.2d 1345, 1354 (3d Cir. 1969), cert. denied, 397
U.S. 935 (1970), the court found that employee pro-
tests were concerted where they “reflected a general
dissatisfaction which manifested itself, however inart-
fully, in the desire to do something about the dis-
appointing [condition of employment].” And in Pa-
cific Electricord Co. v. NLRB, 361 F.2d 310 (9th Cir.
1966), and Morrison-Knudsen Co. v. NLRB, 358 F.2d
411, 413 (9th Cir. 1966), it was held that where an
individual complains about issues of expressed com-
mon concern, the individual is engaging in protected,
concerted activity.

Earlier Sixth Circuit cases followed the same pat-
tern without relying upon the Alleluia Cushion doc-
trine. In NLRB v. Guernsey-Muskingum Electric
Co-Op., Inc., 285 F.2d 8, 11-12 (6th Cir. 1960), an

8 Petitioner contends (Pet. 16-19) that, assuming Singer’s
complaint was concerted, the Company had no knowledge of
that fact. However, the Board found (Pet. App. 14a) that
the Company was well aware that the stacked boxes created
crowded and hazardous conditions, since other employees had
complained about the crowding and since the danger was
evident. The Company was also aware that these conditions
were a factor in Singer’s walkout because he made that plain
to Foreman Johnson before leaving. Vice President Darga
acknowledged that the boxes were part of the “‘mess” to which
Singer had referred. See Hugh H. Wilson Corp. v. NLRB,
414 F.2d 1345, 1355 (3d Cir. 1969), cert. denied, 397 U.S.
935 (1970).

10

employee was discharged after he complained indi-
vidually to an official of the employer about a super-
visory appointment. The court found that the em-
ployee had been engaged in concerted action because
he had previously discussed and complained about the
supervisory appointment with other employees and
because two other employees had gone individually
to the same company official to complain about the
appointment. Similarly, in NLRB v. Lloyd A. Fry
Roofing Co., 651 F.2d 442, 445 (6th Cir. 1981), the
court found an individual employee’s action to be con-
certed where it grew out of his and other employees’
complaints about the safety of a particular truck.°

® The other cases relied on by petitioner (Pet. 11-13) are
factually distinguishable. In Pelton Casteel, Inc. v. NLRB,
627 F.2d 23, 28-30 (7th Cir. 1980), the court, in rejecting the
Board’s finding that an individual’s complaint was concerted,
found that the individual and other employees who voiced
similar complaints were expressing purely personal complaints
and were not “airing a grievance of common concern” (id. at
29). In Ontario Knife Co. v. NLRB, 637 F.2d 840, 842 (2d Cir.
1980), the court, while conceding that the protest over work-
ing conditions was concerted, found that the employee walked
off the job, not because of the expressed concern about work-
ing conditions, but because of her supervisor’s insulting lan-
guage. In Kohls v. NLRB, 629 F.2d 173, 177 (D.C. Cir. 1980),
cert. denied, 450 U.S. 931 (1981), the court found no con-
certed action because there was no evidence that other em-
ployees shared the discharged employee’s concern over the
safety of his truck.

11

CONCLUSION

The petition for a writ of certiorari should be
denied.

Respectfully submitted.

Rex E. LEE
Solicitor General
WILLIAM A. LUBBERS
General Counsel

JOHN E. HIGGINS, JR.
Deputy General Counsel

ROBERT E. ALLEN
Acting Associate General Counsel

NORTON J. COME
Deputy Associate General Counsel

LINDA SHER
Assistant General Counsel

Davin S. FISHBACK

Attorney
National Labor Relations Board

FEBRUARY 1982

W ov. &. GOVERNMENT PRINTING OFFice; 1962 367218 ei

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385008_0891%3A0. Public record. Not legal advice.
