# Petition — Johnson v. J. O. L.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1981
- **Citation:** 454 U.S. 832

## Text

_— ~

Office-Supreme Court, U.S,
Peeks ED

80-2101

No. JUN 8 1981

Supreme Court of the United Btasb@fberc srevas,
CLERK

October Term 1980

Eugene Johnson III, Petitioner
Vv.

J.0O.L. II, Respondent

On Petition for Writ of Certiorari to the
District of Columbia Court of Appeals

PETITION FOR A WRIT OF CERTIORARI

Edward L. Genn

1319 - 18th St., N.W.

Washington, D.C. 20036
(202) 638-2027

Counsel of Record for
Petitioner

Gilbert J. Genn

1319 ron 18th St., N.W.
Washington, D.C. 20036
(202) 638-2027

Counsel for Petitioner

June 8, 1981

QUESTIONS PRESENTED

l. May a statute constitutionally
authorize an adoption over the objection
of a natural parent én tho ground that the
parent's non-consent is found to be "con-
trary to the best interests of the child",
whether the statute is viewed facially or
as applied to a divorced parent granted
visitation rights, where there is no paren-

tal abandonment, abuse or unfitness.

2. Whether divorced parents who have
visitation but not custody rights per se,
may be properly treated by lesser constitu-
tional standards and reasons than those who
are not divorced, such that the establish-
ing of greater security in the stepparent
unit or the avoidance of conflicts arising
from visitation orders, would be constitu-

tionally sufficient reasons for the state

to grant the permanent severance of the re-
lationship between the natural parent and
his children through its adoption statutes.

3. Whether the lack of any specific
substantive, procedural and evidentiary
standards for the interpretation of an adop-
tion statute that allows the permanent
severance of the parent-child relationship
solely on a basis of what is stated to be
the "best interests" of the children, is
constitutionally permissible as a matter
of notice and substantive right.

4. Whether following this Court's
grant of certiorari to review the foregoing
questions, and its vacating of the judgment
and remand without reaching these issues,
the subsequent failure of the appellate
cour: below to modify its prior statutory
interpretation or decisional law or eradi-
cate their effects, warrants the granting
of the Petition. |

pF

‘

LISTING OF PARTIES.

The petitioner is the natural parent,
Eugene Johnson III. As a result of the
adoption decision, the names of the respon-
dent stepparent, here called J.O.L. III or
John, and the former wife D.W.L. or Deborah.
are separately filed in view of existing

orders.

iii

TABLE OF CONTENTS

Questions Presented....ccecscrsees
Listing of POLELOS cos sv clc.b ce ectcoe

Table of Contents and Table of
AUGUEHOCICIGDS 6 d's 05s hic 00d cee ccccses

Petition for a Writ of Certiorari
Opinions and Decisions Below.....

Grounds on which Jurisdiction
is INVOKEd..eeeceeecccccsccvcces

Constitutional and Statutory
Provisions Invoked.....ccccseses

Statement of the Case....ccsccces

Reasons Relied on for Allowance
of We i 6:6 dase Rees Re awenk cent

18

l. ‘This case involves "best interests"

statutes and decisional law on im-
portant constitutional rights; and

the rulings on remand after the

prior grant of the Petition to hear

those questions, have not altered

the law nor eradicated its effects

nor entered the non-moot declara-
tory SE SE io a acta ee at

2. The law and statute at issue has
been interpreted as a matter of
federal constitutional law by the
District of Columbia in a manner

18

' that conflicts with rulings on simi-

lar laws in other jurisdictions, a

condition that warrants grant of
the PCAC Ck oc hake eh ond vice

iv

31

»

“4
OS

ConclusiOn.cccceseccecetsocescoe 32

Appendix

Grant of certiorari on cr anangcases os

1980 in No. 80-45, Johnson v. 2
$6." > i060 6. ce 6s C1980} App.

Supreme Court Order of November 17,

1980 vacating judgment and remanding
cause, Johnson v. J.O.L., U.S. ,

LOG :O.CES Sas: ClSOU osu nce ces 6 obsbie ks BPR

Docket Ent:iries (partial and after
remand) D.C. Court of Appeals. eeeeevevee App.

December 16, 1980 D.C. Court of Appeals
Memoranda on remand issue............. APP-

Order of February 9, 1980, en banc,
remanding with directions: to vacate
adoption decree....ccccccccccccccccsce APP-

Order of March 10, 1981, en banc,

issued sua sponte recalling mandate

and vacating order of February 9

directing vacating of adoption

GOCEOSs cisiccccctiecsseccccscccccccece:. App.

Order of March 10, 1981, by panel,
remanding cause for "further proceed-
ings as...appropriate".......+..ee++--+- APP.

Opinion of Trial Court (Judge Paul
Webber), Superior Court of the District
of Oe i er a oe te we inte Sue App.

Opinion and Judgment of District of
Columbia Court of Appeals............. App.

Appendix (continued)

Constitution of the United States
Amendments I, V, IX, XIV.....++-++++++ App. 28

District of Columbia Code 16-304
(a) through (BZ) co ccc cesccsvveccccepeccece App. 29-39

D.C. Tourt of Appeals decision of

In the Matter of B.K., No. 80-252,
decided March Les 198l. eeeeeeeneee@e7#eee#e App. 31-38

TABLE OF AUTHORITIES

Baker v. McCollan, 443 U.S. 137,
95 $.ct. 2689 TED) ok aise eee oc bbe 0 25

Caban v. Mohammed, 441 U.S. 380,
99 S.Ct. 1760 EPO is Casuoeee cae usee 29,30

County of Los Angeles v. Davis, 440
U.B- 835, 35 Set. TT ‘ ; Sey LST e Cera liccccuse 22 022e
‘ 25,30

Doe v. Delaware, No. 79-5932, 49 U.S.L.W.
4250 (March 10, pT INE iS ieee 5

In the Matter of B.K., No. 80-252, D.C.
App., slip opinion, decided March ll,
DL Wea weibs ses b's bhaobc ohadkces demesne 27

In the Matter of Petition of J.S.R.,

D.C.App., 374 A.2d 660 (1977).ccecees 20,21,23,

Johnson v. J.O.L., No. 80-45, UsBs
, 101 S.Ct. 69 (1980) (certiorari
MERBCEG) 0'6:b6.a v0-aic 6-0 00.6 Wels-0:0 6.6 bib O00 0.0 2,5

vi

Table of Authorities (continued)

Johnson v. J.0O.L., No. 80-45, i Be Ke
01 S.CE. 523 (1980) (judgment

MES aNT oh. os gk Coe eects

KS v. Doyle, 434 U.S. 59, 98 S.Ct.

0 (1 eeoeeeeeneeeeeeeeeeeeeeee

Linn v. Linn, 205 Neb. 218, 286 N.W.
2a 765 SE bo eo kp baal eiuiee ewes

Nebraska Press Assn. v. Stuart, 427

U.S. 539, 56 S.Ct. 2791 (1576)...

Palmore v. United States, 411 U.S.
3 §.Ce. 1670 TOTO) Gs co ekbe

Parham v. J.R., 442 U.S. 584, 99 S.Ct.
24953 PROVEN of Fd oak Shoe ce eas

Petition of Douglas, D.C. App., 390
A. eeeeeeneeeneneneeneneneneneneenenee

Petition of J.0.L. II, D.C.App., 409
“A. 2d 1073 PEP OTG sb ae biG bin oom babs

Quilloin v. Walcott, 434 U.S. 246,

. 54 Mo wiedie oOo mae s
Santosky v. Kramer, No. 80-5889,
49 U.S5.L.W. 3733 (March 31, 1981)

Smith v. Organization of Foster

Families for quay and Reform,
- + ’ = . 7)

vii

1,2

28,30

Table of Authorities (continued)

Stanley v. Illinois, 405 U.S. 645,
| Pe, 1208 PEO TA) cite wdc es

United States v. W. T. Grant, 345
U.S. 629, 73 S.Ct. 894 (1953).

Weinstein v. Bradford, 423 U.S. 147,
. 347 Cy Oh to cheeses

CONSTITUTIONAL PROVISIONS

U.S. Constitution, Amendment I..
U.S. Constitution, Amendment V..
U.S. Constitution, Amendment IX

U.S. Constitution, Amendment XIV

STATUTES
District of Columbia Code, 1973
Edition, Sections 16-304 (a)-(f)
TREATISE
World Almanac and.Book of Facts 1980,

“Newspaper Enterprise Association,
Gosset and Dunlap Edition, 1980

viii

> te.

No.
Supreme Court of the United States
October Term 1980

>

Eugene Johnson III, Petitioner
Vv.

J.O.L. II, Respondent

On Petition for Writ of Certiorari to the
District of Columbia Court of Appeals

—— —

PETITION FOR A WRIT OF CERTIORARI

.

The petitioner Eugene Johnson re-
spectfully prays that a writ of certiorari
issue to review the judgment of the District
of Columbia Court of Appeals entered on
March 10, 1981 which resulted from this
Court's ruling of November 17, 1980 in
No. 80-45, Eugene Johnson III v. J.O.L. II,

U.S. , 101 S.Ct. 523 (1980) remanding

-l1l-,

the cause.«to that Court. The grounds and

bases of the Petition hereafter appear.

OPINIONS BELOW

On October 6, 1980 in Johnson v.
J.O.L. Il, U.S. ’ 101 §.Ct. 69

(1980), known in this Court as No. 80-45,
which sought review of the decision of
District of Columbia Court of Appeals in
the cause known as "Petition of J.0.L. IJ,"

409 A.2d 1073 (1979), this Court granted
the Petition for Writ of Certiorari

(Petition Appendix 1).

On November 17, 1980 following a
Motion to Dismiss for alleged mootness, in
that the Respondent said he would consent
to vacating the adoption order, this Court
remanded the cause for further proceedings,
without deciding the questions presented,

by its later order in Johnson v. J.O.L. II,

U.S. , 101 S.Ct. 523 (1980) (set forth

at Petition Appendix, page 1).

By an en banc Order entered the same
date, Deceniber 16, 1980, the D.C. Court of
Appeals directed the parties to file memo-
randa “on the remand issue” by January 5,
1981 (Docket Entry, App. 4).

On February 9, 1981, ostensibly acting
in part on a Motion to Remand by Respondent
and its Opposition, and noting the Suggestion
for Rehearing En Banc filed by Petitioner, the
D.C. Court of Appeals en banc directed that
the cause be remanded to the lower court
"with instructions to vacate the adoption
decree" (App. 5). No oral argument was held.

Acting sua sponte on March 10, 1981,

the court en banc then vacated that direction
to the lower court (App. 6). On the same
date, the original panel of three judges
that heard and decided the cause, taking no
action on the pending decisional law in the
District or its interpretation and issuing
no order as to the inapplicability of the

statute to the Petitioner herein, remanded _

the cause to the lower court “for such fur-
ther proceedings as the circumstances of
this case deem appropriate." (App. 7}. No
action has occurred since. This Petition
is from these actions since this Court's
remand. The decision of the trial court
appears at App. 8-20. The original Court

of Appeals decision is at App. 21-27.

JURISDICTION

The order of the District of Columbia
Court of Appeals was entered on March 10,
1981 and the mandat< issued in that court
on April 1, 198] (App. 3,7).

This Court's jurisdiction is invoked
under 28 U.S.C. 1257(3) in the light of
this Court's rulings in Palmore v. United
States, 411 U.S. 389, 93 S.Ct. 1670, 36
L.Ed.2d 342 (1973) and Key v. Doyle, 434

U.S. 59, 98 S.Ct. 280, 54 L.EG@.2d 238 (1977). a
In view of the action on October 6,

1980 by this Court in Eugene Johnson III v.

eg ae

J.0O.L. nae U.S. ’ 101 §.Ct. 69 (1980)
granting the Petition for the Writ, to de-

cide the first three questions presented, but
which have not been decided either by this
case or its tandem cause of Doe v. Delaware,
No. 79-5932, dismissed on March 9, 1981,

it is further submitted that this Court may
concurrently treat the petition as a request
for reinstatement of No. 80-45. See Doe v.
Delaware, 49 U.S.L.W. 4250 (March 10, 1981,
decided March 9, 1981) .-/

CONSTITUTIONAL AND STATUTORY

The constitutional provisions involved
are the First, Fifth, and Ninth Amendments
and to the extent analogous, the Fourteenth
Amendment of the Constitution of the United
States, all set forth in the Appendix to
this Petition (App. 28).

*/poe would not have decided our issues in
any event but was related to it. Recently,
this Court granted certiorari to hear the
evidentiary test issue in Doe See Santosky
v. Kramer, No. 80-5889, 49 U.S.L.W.

(March 31, 1981).

- 5 -

The critical statutory provisions are
set forth in D.C. Code 1973, Title 16
q 304(a) through (f). The entire Code
provision is set forth in the Appendix.
to this Petition (App. 29-30).

Particular attention, however, is
called to Title 16-304(d) and 304(e).
Title 16-304 of the D.C. Code provides in
part (a) what is required; in part (b) when
consents are necessary; and for pertinent
portions here, namely subsections 304 (d)
and 304(e) which authorize an adoption

where consents are not obtained in certain

circumstances. They read as follows:

304(d) When a parent whose consent is here-
inbefore required, after such notice as the
court .irects, cannot be located, or has
abandoned the prospective adoptee and vol-
untarily failed to contribute to his sup-
port for a period of at least six months
next preceding the date of the filing of
the petition, the consent of that parent

is not required.

304(e) The court may grant a petition for
adoption without any of the consents speci-
fied in this section when the court finds,
after a hearing, that the consent or con-
sents are withheld contrary to the best
interests of the child.

= 6-

STATEMENT OF THE CASE

Since this Court has already granted
the Petition for Writ of Certiorari in
No. 80-45 to review the first three questions
presented; and since, for convenience, we
have separately submitted nine copies of the
prior Petition, we *hink it unnecessary,
other than for purposes of a convenient sum-
mary of the facts and to show their relation
to what happened after the grant in No. 80-45,
to do no more than summarize some of the facts
appearing in that statement of the case on
which the prior Petition was granted. In
view of the probable need to underscore some
of these feats, however, as they relate to
this Court's remand, some detail is essential.

This action began with a Petition for
Adoption of the two natural children of this
Petitioner, Eugene Johnson , filed on March
31, 1977 by a step-father who married the
hiamaelall mother upon her divorce from the na-

tural father. The two children are Judith

-J-

and Elliott, who were 13 and 11 at the time.

The Petition by stepfather John (J.0.L.
II) for the adoption of Judith and Elliott
rested its grounds on 16 D.C. Code, 1973
Edition, Sec. 304(d) based on an alleged
abandonment, and Sec. 304(e) based on an al-
leged "best interests" standard. Eugene (E.J.
III) objected and answered at length (R. 6-14).

The critical ultimate and actual
"historical" findings are of course in the
Trial Court's opinion (App. 8-20).

For the purpose here,it is clear from
the found facts rejecting abandonment, and
from the absence of any finding of abuse,
that Eugene had his children adopted from
him in this case primarily because he exer-
cised visitation rights the mother promised
him in 1968 at the time of the divorce, which
he went to Court to obtain in 1971 and 1972,
and which he never had thereafter.

The found facts indisputably reflect
that the children involved in this proceeding

following the example or directions given them,
refused to go on visitations; resisted visi-
tations; stated that they did not care about
their natural father, and neither wanted to
see him, nor would see him; and in general,
whether derived from either the natural mother
or stepfather and their own misperceptions,

so acted as to create the very conditions
which resulted in the litigation, delays and
ultimate decree (App. 10-13; 18-20).

The only found basis of the “adoption,”
in short, rests upon what the Trial Court's
Memorandum Opinion conceded was at the heart
of the problem: "the considerable resistance”
to Eugene's exercise of his natural visitation
rights; the fact that the children "would
create a ruckus” and "refuse to accompany him
anywhere", the "times" he was "insulted" and,
in the end, how the court accepted that fact
as likely to continue, and so decided to re-
solve that condition by severing the relation-
ship permanently based on a "best interests”

standard (App. 19-20; R. 205-208).

- 9 -

Those found facts also directly relate
to good faith and the issues of continuing
impact or effect, even if the adoption Order
is vacated. A declaration that both the
Order and statute are unconstitutional was
sought and is now sought for future claims.

The trial court stated that it was "in
sympathy with the pain" that permanent sever-
ance would cause Eugene (App. 18; R. 205).
It acknowledged and conceded that Eugene's
visits "from the time of his divorce until
the last visit in 1972 (were) often against

the desire of (the children's) mother and

petitioner (John)" (App. 14; R. 201, emphasis
added). Its findings acknowledged and con-
ceded that to exercise his rights, Eugene
"continually sought legal recourse" (App. 14;
R. 201), and although he received the legal

right, it was, in fact, what went on when it

was exercised (the ruckus, the resistance, the
insults) that induced him to cease pressing
for the right; and, as the court acknowledged

and found, "at the expense of much personal

- 10 =

pain (Eugene) decided to discontinue his
visits with the hope that when the children
were older, they would recognize the affection
he felt for them and understand that he was

a legitimate part of their lives" (App. 11;

R. 198). These findings also affect good
faith issues.

The court not only found these facts,
it found more. It even found that it was
Eugene's very "continued interest in his
children which precipitated the (adoption)
action" itself (App. 14; R. 201). It, of
course, found no abandonment at all even
though visitation stopped after the last
ruckus in 1972 (App. 14; R. 201). It found
that throughout the natural father's actions---
even in stopping his visitations with his
children because of the "adverse emotional
effect" they had (App. 18, R. 205), and the
"emotional disturbance” those visitations
caused (App. 20; R. 206) ine were all
“motivated by parental love and concern

rather than dereliction of duty” (App. 15-16;

= Rm

R. 203). It is to these ultimate and found
"historical" facts that the "constitutional"
facts, standards and principles must apply.’

The Court of Appeals’ Opinion used a
term never found in fact below --- that these
visitations caused "extreme emotional stress".
That fact aside, it is clear from even its
extensions of the findings that there was no
claim that the children were in actual ther-
apy or in need of it, that they were being
treated or that there was anything Eugene did
that affected the children other than exercise
his settlement divorce and court-ordered
visitation rights.

The cause and reason for the cessation
of visits is undisputed. After Eugene's
hospitalization in 1967 and during the period
awaiting divorce and thereafter, Deborah (the

natural mother, D.W.L.) insisted there be no

¥

~ It is also to them that the issues of
"mootness" must be directed in view of

the unilateral consent to vacating the

Order by respondent after the pendency

of the case for 3-1/2 years. The Court of
Appeals, ruling on our issues and relying

on prior law, found the statute and order
procedurally and substantively constitutional
(App. 23-27). me, & eae

visitations unless a third person be present.
That third person was the stepfather who mar-
ried Deborah. All parties agreed that Eugene
objected to that demand and therefore saved
some money to go to court for another Order.
The need of the father to go to court to ob-
tain a Court Order to get anything; the will-
ingness of Deborah to do anything to prevent
him from seeing the children; his agreement
pending final hearing to a third party's pre-
sence if it were not the stepfather; and the
final Order that no third person was to be
present were the background circumstances
that led, finally, to his ceasing to visit
until the ruckuses would stop and the child-
ren were of age to accept him.

There was sonsidereble evidence of
different life-styles arising from the wealth
of the mother and stepfather, and the modest

circumstances of the natural father (W.Tr. 40,

- 13-

T.Tr. 22) .-/

Even accepting all of the extensions of
the findings by the appellate ruling (since
vacated, while the Trial Court ruling and
findings remain), the issue was not the legal
sufficiency for the court to find adverse
emotional effects from the visitations, but
the constitutional sufficiency of those facts;

and whether the Order was constitutional.

There was no doubt, as in many visi-
tation cases, that there was stress; and no
doubt the children stated that they preferred
the stepparent unit. They each recognized,
however, as the son said, if adoption were
not granted and "if we lost, it wouldn't
change my life” (F.Tr. 247-248); that "the
big advantage of the adoption would be to
keep Gene (the father) from coming around”

*/ The tenor of the findings recognized
the differences in life styles between the
natural parents (the father was not only
forced to pick up the children at the servant's :
entrance, T.Tr. 102-3, but he decided to go to
court the third time because as the Trial

Court noted, he felt his children were in a
"sheltered cocoon.” App. 19, and Answer).

(W., T., F., referred to the date of the week

of the transcript).

-14-

-~ -
a

and “sort of declare (us) legally (a family)”
(F.Tr. 248). As the daughter said, it would
mean that they would not be "hassled" as she
was on her birthday "which made me upset...
got some roses that said ‘from your loving
father, or ‘'dad' or something like that.

And, we wouldn't have to bother with any of
those. And no phone calls or visits or
anything like that ... it was sort of bother-*
some .... It just made me upset.” (F.Tr. 236,
238).

The idea of a lesser alternative such
as counselling or something short of perma-
nent severance was ignored or rejected at all
levels --- psychiatrically and in the Opinions
below in the Court of Appeals and the Trial
Court. It is clear from the facts, includ-
ing the mother's admissions, that whatever had
to be done by way of litigation or delay would
be done to stop Eugene from having either a
right to or any actual contact with these
children.

~- 18 <

Our summary of pertinent Opinions, supra,
covers what occurred since the Order of Remand
in this Court (App. l.).

This Court's Order, referring the matter
back to the D.C. Court of Appeals, did not
act on the mootness issue as such, raised in
the pleadings. It left the matter to that
court (App. l.).

The Court of Appeals Opinions at issue
(App. 5-7) did nothing regarding the already-
existing law, both as to the statute, and in
the earlier case law interpreting it as con-
stitutional; nor did they do what was primar-

ily sought --- a declaration of the unconsti-

tutionality of the statute or any adoption

Order, including the existing one, based on

a “best interests" standard. Thus, the

prior rulings, and law, still binding on the

Trial Court, were left standing, and the

declaratory aspect of the case passed over.
Nowhere after remand did the respondents

either offer to confess error or commit them-

selves to acts that in the words of the 1979

.

- 16-

+

decision of County of Los Angeles v. Davis,

440 U.S. 625, 631 (1979), would or might have
"completely and irrevocably eradicated" the
effects of the prior action.

They have not agreed to any visitation
as the Memoranda below showed, nor therefore
to any compensatory time for the constitu-
tional violation; nor did they even take one
step in the Trial Court to this very date,
or since the March 10 Order to do anything,
although the Motion was theirs.

They have thereby confirmed the evidence
of lack of good faith charged in Petitioner's
responses and papers, here and below. These
facts form the basis of the record to support
the contention why these questions, not

Gecided earlier, nor by Doe v. Delaware, nor

any other case, should be heard; why they are
not moot; why the writ should be granted now
or No. 80-45 reinstated; and how the Court of
Appeals did nothing to eradicate the ongoing

effect.

-i7 <=

REASONS FOR ALLOWANCE
ae: Mh

1. This case involves common “best interests"
statutes and decisional law on important
constitutional rights; and the rulings
on remand after the prior grant of the
Petition to hear those questions, have
not altered the law nor eradicated its
effects nor entered the non-moot declar-
atory relief.

In our prior Petition we noted that,
statistically, for every three or less mar-
riages, there will be one divorce obtained;
that in 1970 there were roughly 2,158,000
reported marriages and 708,000 divorces;
but by 1977, with a much larger population,
marriages increased only 20,000 while di-
vorces exceeded 1,090,000 with the trend
thereafter continuing in that proportion.

See the World Almanac and Book of Facts

1980, by Newspaper Enterprise Association,
Grosset & Dunlap Edition, pp. 951-952, 964.

Of that yearly number, a significant
percentage affect not only the parents but
the children of those divorces.

» 16 <

We noted that this Petition is about
intrusion of the "State" --- here the Dis-
trict of Columbia --- into the relation of

a divorced natural parent with his natural

children, and its authorization through its

adoption statutes of the permanent severing

of that relation where there was no aban-

donment, abuse or unfitness on his part and

no compelling necessity to grant the dracon-

ian relief of adoption for the alleged

avoidance of stress over visitations and

contacts with a natural father.

We urge that the scope, breadth and
important issues of federal law at issue

were sufficiently self-evident for this
Court to grant the Petition in No. 80-45.
Since the issues were not decided here,
nor properly addressed below; since the mat-
ter is capable of repetition and the effects
not either eradicated or even capable of
being irrevocably eradicated; since Doe v.
Delaware did not resolve them; since the

need for declaratory relief as to the un-

«~19.<

constitutionality of the statutes and order
is necessary and "live"; since these are is-
sues that few cases, if any, could raise so
Clearly on such a plain record, they should
be heard here.

In short, the scope and breadth of
the common "best interests" statutes and

the still-existing decisional law in this

cause, so similar to that elsewhere, is
still undecided.

In this regard, we recognize that the
primary reason not to hear the cause may be
a claim of mootness.

We therefore address it now.

It will be noted that in the original
appellate decision at bar, the entire con-
stitutional case rested on two decisions,

In the Matter of Petition for Adoption of

J.S.R., D.C.App., 374 A.2d 860 (1977) de-
Claring the act at issue here constitutional,

and Petition of Douglas, D.C.App., 390 A.2d

1 (1978) applying a clearly erroneous evi-

- 20 -

dentiary test. See Petition of J.O.L., 409

A.2d 1073, 1074-6 (1979), set forth in the
Petition Appendix at App. 21. References to
J.S.R. at App. 23-26, and Douglas at

App. 22 show how it rested on prior law.

Nothing in the decisions below declares
that J.S.R. is no longer the law, that the
statutes are unconstitutional, or that the
original order is invalid (App. 5-7).

It may be urged that since Respondent
coneents to the vacating of the decree there
is no more relief to be given.

It will be noted that as matters now
stand the Trial Court is still bound by

J.S.R.; under United States v. W. T. Grant,

345 U.S. 629 (1953), if the matter is capa-
ble of repetition, it is not moot; the
movant has the heavy burden of persuasion;
and voluntary cessation of the conduct does
not make the case moot. Nor is that all.

No case, Weinstein v. Bradford— in-

cluded, has had facts where the litigant

“/423 U.S. 147, 149 (1975).
= 21 @

picks the time to consent and himself ren-

ders the decision too short for full appel-

late review of its constitutional questions

by a last minute consent.*/

The later decision of County of Los

Angeles v. Davis, 440 U.S. 625, 631 (1979)

is especially appropriate because it takes

part one of Weinstein and adds that mootness

and abated jurisdiction will only arise if
"interim relief or events have completely

and irrevocably eradicated the effects” of

the constitutional wrong. (440 U.S. at 631).

kk
That has not occurred here.—

First is the utter failure of the D.C.
Court of Appeals to declare anything about
the statute or the prior order or to address
the bad faith claims.

Second is the continuing loss that

cannot be made up meaningfully.

*
~/see Nebraska Press Assn. v. Stuart, 427
U.S. 539 (1976) which Limits Weinstein by
referring to its provision about short dura-
tion orders to refer not merely to trial but
"plenary review in this Court" 427 U.S. at
547. By himself waiting for argument for a
voluntary consent, the party can always a-
void "plenary review in this Court"; (eee
such action is to be deemed within Weinstein
exceptions or Weinstein does not address it.
kk
—— Davis does not even cite Weinstein.

- 22 -

Third is the long continuing delay.

Fourth, J.S.R.‘'s declaration of the
statute's constitutionality is still in ef-
fect and binding on the lower court. In
addition, the respondents have refused to
confess error. Thus when the issue of
visitation arises, and even assuming the
adoption order is vacated at some time (the
claims of bad faith aside), the manner in
which this long period of lost relationship
must be viewed and addressed --- whether as

a constitutional wrong to be redressed as

such,or simply a quitting by respondent ---
is a continuing uneradicated effect that is
"live" and needs declaratory determination
at the appellate level or this level. If it
is an unconstitutional deprivation as we
have urged, then the right to strong cor-
rectives and the right to “make-up” is pre-
cisely that, an important loss of a right

still unadjudicated, whatever the order at

the trial level.

- 233-

If on the other hand it was not that
kind of deprivation, then the only issue
is not one of a right, but some discretion-
ary appeal to the lower eae:

Bearing in mind that the setting
aside of the adoption order, even at re-
spondents' behest, warrants other relief,
the issue is whether that relief is thus
a matter of right or discretion.

It is anaiogous to the difference
between a "nol pros" offered at the last
minute and a legal ruling as to unconsti-
tutionality or a finding of not guilty,
each of which may serve as a different ba-
sis for future effects than may a nol pros.
Indeed, this is more severe because of the
continuing lost relationship while the
children approach majority.

In short, if the statute hd been
changed; if the D.C. Court of Appeals had
heard argument, issued a ruling and over-

ruled J.S.R. and Douglas or otherwise

- 24 @-

declared the inapplicability of the law and
the invalidity of the prior order to Mr.
Johnson now or in the future; if it con-
sidered our points and articulated an ap-
pellate ruling that allowed the lower Court
to avoid J.S.R. or grant Mr. Johnson other
relief as a matter of special remedy for a
claimed constitutional infringement, it
could be arguably urged that the heavy
burden to show mootness under the ent tn

W. T. Grant or County of Los Angeles v.

Davis has been met (although the issue of

good faith involving the past historically-

supported acts of bad faith, would still re-

quire consideration). It did not occur, however.
Particularly since every day is a loss

in the relationship, and while a short-term

loss may not rise to a constitutional depri-

vation (Cf. Baker v. McCollan, 443 U.S. 137

(1979) in another context), the long-term one

here and the unilateral nature of the attempt

oo 2B

at the last minute are pertinent to the
basis for further claims by this Petitioner.

Respondents have used the District of
Columbia statute and its courts.

The effects remain; the threat of
repetition, especially given the past,
remains. No statute is changed; no case
law has been changed; the children grow
Older and with 4 years now lost, more
delay will end up with the children reach-
ing majority while the issue of unconstitu-
tional wrongs and irrevocably lost time in
the relationship, proceeds in court. Even
if the Order is vacated one day and respon-
dents one day begin to move (presumably as
slowly as they can so that the age of ma-
jority is closer at hand), the test for the
remedy and the effects on what will follow,
are not resolved, have not been eradicated,
and will not be finally adjudicated.

Interestingly, the very panel that
issued the March 10 Order and the original

_

- 26<

Opinion, since vacated, recently cited
J.S.R. with approval in a March 1l, 1981

Opinion. See In the Matter of B.K., No.

80-252, D.C.App., set forth in the Appen-
dix to this Petition, App. 31-38, holding
that a clear and convincing evidence test or
standard is not constitutionally required.

With no full eradication of effects
now, nor any contemplated by the rulings
below, nor even a ruling that may be used
to address the declaratory relief involved
in further claims, the Court of Appeals has
preserved the effects to this day (App. 5-7).

This brings us to the reasons that
persuaded this Court to hear the matter the
first time.

While, in other contexts, decisions
of this Court have addressed some of the
issues that are related to the specific
questions on this Petition, none has di-
rectly dealt with the important procedural

and substantive rights of divorced parents.

ao y ee

It is a point noted in our original Peti-
tion which remains true to this day.
Certainly dicta, assumptions or res-
ervations in the past decade of cases in
this area have implied that: (a) a "best
interests" standard in a state or parental
termination statute cannot be constitu-
tionally used to cause the "breakup of a

natural family." See Smith v. Organization

of Foster Families for Equality and Reform,

431 U.S. 816, 862-863 (1977) (Stewart, J.,
concurring in judgment), cited with approv-
al in Quilloin v. Walcott, 434 U.S. 246,
255 (1978); (b) Smith itself clearly ap-
pears to recognize the importance of the
"biological" relation and, while not ex-
Cluding foster parents as "family" also
seems to indicate that the "controversial"
"psychological parent" theory is not per se
a sufficient constitutional basis for elim-
inating the fundamental parent-child rela-
tionship summarized in Stanley v. Illinois,
405 U.S. 645 (1972). See Smith, 431 U.S.

816, at 843-847 and ftn. 52; (c) recently in
=~ 264

Parham v. J.R., 442 U.S. 584 (1979) this
Court emphasized in a different context
where state intrusion appears more limited,
justified, or does not involve permanent
severance, then, natural parents and not
the state retain the substantial if not
dominant role with regard to children, ab-
sent a finding ae heolect or abuse; that a
child is not a creature of the state; and
that statist notions allowing governmental
power to intrude in these relations absent
the most compelling reasons of essential
need is repugnant to our traditions ;~or as
noted in Stanley, 405 U.S. at 650, absent
a powerful countervailing interest, the
natural parent-natural child relation un-
deniably “warrants deference (and) protec-
tion"; (d) in Caban v. Mohammed, 441 U.S.
380 (1979), this Court's Opinion expressly
left open the question whether adoption is
permissible absent a showing of unfitness.

Parham, 442 U.S. at 602-603.

- 29 -.

Caban, 441 U.S. at 394, footnote 16. In
that same decision, which incidentally fol-
lowed Quilloin's adoption of the concurr-
ing statement in Smith, Justice Stewart
appears to read that concurrence as one
assuming “that each married parent after
divorce has some substantive due process
right to maintain his or her parental
relation...." 441 U.S. at 397.

Undoubtedly some language in Quilloin
may be read to imply a distinction in sub-
stantive and procedural protections be-
tween divorced parents and an existing
family unit. On the other hand, Quilloin's
emphasis on the fact that the father there,
unlike the divorced parent, had never been
ade facto member of the child's family unit
suggests that if there is a distinction in
when the state may intrude, it will require
a good deal more of specificity in the
statutory standards of "best interests" and

a great deal more than the most expansive
reading of this record --- adverse emotion-
al effects over visitation and greater se-
curity in the stepparent unit --- to over-
come the constitutional rights at issue.
(e) The grant of our own Petition in No.
80-45 urging these points is itself enough
to show the reason why the writ should
issue, unless on this Court's remand, the
matter no longer reflects a case where its
effects are"alive” and "irrevocably erad-
icated." See points supra and those noted

in County of Los Angeles v. Davis, 440 U.S.

625, 631 (1979) and cases there cited,
showing here the still continuing effects.

2. The law and statute at issue has been
interpreted as a matter of federal con-
stitutional law, by the District of
Columbia in a manner that conflicts
with rulings on similar laws in other
jurisdictions, a condition that warrants
grant of the Petition.

In our prior Petition (No. 80-45),
we observed that there is a conflict among

the states on this issue. See Petition,

- 31 -

pp. 22-23 and cases cited. We would add to
these cases, Linn v. Linn, 205 Neb. 218, 286

N.W.2d 765 (1980). It is directly contrary

to J.S.R. That, too, warrants this review.

CONCLUSION

It is now over four years since the
Petition for Adoption in this case was
filed and more than five years since Mr.
Johnson renewed his request for visitation .
granted in three prior court cases (the
divorce and the two post-divorce proceed-
ings).
Mr. Johnson has not seen nor had a
right to see his children for years, not
just months.
Ever since the ruling in this Court,
no steps have been taken at all to allow
visitation, nor since the February 9, 1981
Order have respondents taken action on the -

adoption order in spite of their solemn

= 32 -

representations that were in good faith.
The issues simply were not addressed after
remand.

Following this Court's Order of
November 17, 1980 vacating the judgment
below for a re-examination by the D.C.
Court of Appeals, no court in the District
of Columbia has declared the invalidity of
the statute, nor the invalidity of the
adoption order as it relates to further
Claims, nor even the nonapplication of
both to Petitioner; nor has any change in
the underlying case even occurred.

The public interest in resolving, this
law remains strong. The effects remain.

For these reasons and those in the
Petition No. 80-45 that need no further
repetition here, the Petition deserves to

be granted.

Edward L. Genn
Counsel of Record for
Petitioner

Gilbert J. Genn
Counsel for Petitioner

= 33 -

INDEX TO APPENDIX

Grant of certiorari on October 6,
1980 in No. 80-45, Johnson v. J.O.L.,
U.S. , 100 S.ct. 69 (1980]....... 1

Supreme Court Order of November 17,

1980 vacating judgment and remanding
cause, Johnson v. J.O.L., U.S...

100 s.ct. 523 CLOSU) ccdveehecececvoccouee 1

Docket Entries (partial and after
remand) D.C. Court of Appeals....ssee- 2-3

December 16, 1980 D.C. Court of Appeals
‘Memoranda on remand TSSURccccscvcecscese

Order of February 9, 1980, en banc,
remanding with directions to vacate
QGOPCION GOCTOC. .ccccccvcccecceccevcccce 5

Order of March 10, 1981, en banc,

issued sua sponte recalling mandate

and vacating order of February 9
directing vacating of adoption

GOSPERi cis seeeseccceeesesecectececsccce 6

Order of March 10, 1981, by panel,
remanding cause for “further proceed-
ings as...appropriate".....ceseeeeeees 7

Opinion of Trial Court (Judge Paul
Webber), Superior Court of the District
of EN ns bia ieila gud Webs Bide os Oe.eee 6 4 8-20

Opinion and Judgment of District of :
Columbia Court of Appeals.........+... 21-27

Appendix
Page

Constitution of the United States
Rees: t, 'Fi TR, KaVasccccccteces 28

District of Columbia Code 16-304
(a) through CP eV berameoeescewee ce’ 29-30

D.C. Court of Appeals decision of

In the Matter of B.K., No. 80-252,
decided March Lis EEA ots Ghiea-e-k or ele'e boa 31-38

ii

EXTRACTS FROM MEMORANDUM DECISIONS,
101 Supreme Court Reporter

101 S.Ct. 69:
2

Eugene JOHNSON III, petitioner, v.
J.O.L. II. No. 80-45.

Facts and opinion, D.C.App., 409 A.2d
973.

Oct. 6, 1980. Petition for writ of cer-
tiorari to the District of Columbia Court
of Appeals granted. The case is set fo:
oral argument in tandem with Doe v.
Delaware, 445 U.S. 942, 100 S.Ct. 1336,

-2d 775.

101 S.Ct. 523:
3

Eugene JOHNSON III, petitioner, v. J.
O.L. Lie No. 80-45.

Former decision, 101 S.Ct. 69.
Facts and opinion, 409 A.2d 1073.

Nov. 17, 1980. On petition for writ of
certiorari to the District of Columbia Court
of Appeals. Judgment vacated and case
remanded to the District of Columbia Court
of Appeals for further consideration in light
of the position presently asserted by the
respondent in his motion to dismiss filed
October 27, 1980; the opposition filed there-
to by petitioner on November 6, 1980; and
the reply filed thereto by respondent on
November 13, 1980.

App. 1

EXTRACTS FROM GENERAL DOCKET
IN D.C. COURT OF APPEALS
14014 GENERAL DOCKET
DISTRICT OF COLUMBIA COURT OF APPEALS
(409 A.2d 1073, 2-22-80)

APPEAL FROM SUPERIOR COURT OF THE
DISTRICT OF COLUMBIA

(Adoption)

TITLE OF CASE

IN THE MATTER OF:

The Petition of J.0O.L. II
for the Adoption of Minor Children,

EUGENE SOHNSON III, Appellant.

NO. BELOW: 92-77

COURT BELOW: FAMILY DIVISION

JUDGE BELOW: Paul R. Webber III

DATE OF JUDGMENT: August 9, 1978
NOTICE OF APPEAL FILED: August 9, 1978

App. 2

kkk

(Pertinent Docket Entries Below)

DATE FILINGS~PROCEEDINGS

12/16/80 ORDER amending this Court's 11/25/80
order to permit the record to be
unsealed and to be made available
to counsel for appellant and
counsel for appellee until Monday,
1/5/81, the date on which the par-
ties are to file memoranda address-
ing the remand issue (KyFPry) cmj

1/5/81 Memorandum of appellant on motion
to remand (m-5) ag

1/5/81 Memorandum of appellee on motion
to remand (m-5) ag

1/7/81 Suggestion of appellant for hear-
ing en banc(m-7) - pp

1/16/81 Received Appellee's Opposition to
suggestion for hearing en banc

2/2/81 Received Apvellant's Reply to
Opposition

2/9/81 ORDER that case is remanded to
Superior Court with instructions
to vacate the adoption decree
(NwKyKnGNbHMFPry) cmj

3/3/81 MANDATE ISSUED kk

3/10/81 ORDER recalling mandate and vacat-
ing this Court's 2/9/81 order.
(Judges Newman, Kelly, Kern,
Nebeker, Mack, Ferren and Pryor)
mkw .

3/10/81 ORDER remanding case to the trial
court for such further proceedings
as deemed appropriate. (Judges
Kelly, Ferren and Pryor) mkw

4/1/81 MANDATE ISSUED kk

App. 3

DISTRICT OF COLUMBIA

COURT OF APPEALS FILED
DECEMBER 16, 1980
IN THE MATTER OF:

The Petition of J.O.L. II
for the Adoption of Minor Children,

No. 14014

EUGENE JOHNSON III, Appellant.
92-77

BEFORE: Kelly, Ferren, and Pryor,
Associate Judges.

On consideration of appellant's mo-
tion to modify order of November 25, 1980,
and for other relief and of appellee's
response filed with respect thereto, it is

ORDERED this Court's November 25,

. 1980, order is hereby amended to permit the
record to be unsealed and to be made avail-
able to counsel for appellant and counsel
for appellee until Monday, January 5, 1981,
the date on which the parties are to file
memoranda addressing the remand issue.

PER CURIAM
copies to:
Honorable Paul R. Webber II
Clerk, Superior Court

Edward L. Genn, Esquire
1319 18th Street NW, 20036

Hal Witt, Esquire
1620 Eye Street NW, 20006

App. 4

DISTRICT OF COLUMBIA

Bt COURT OF APPEALS F | LED
FEBRUARY 9,198)

IN THE MATTER OF:

The Petition of J. O. L. II
for the Adoption of Minor Children,

EUGENE JOHNSON III, Appellant.
92-77

BEFORE: Newman, Chief Judge; Kelly, Kern,
Gallagher, Nebeker, Harris, Mack,
Ferren, and Pryor, Associate Judges.

This Court has considered the parties'
memoranda on the motion to remand and the
suggestion for hearing en banc, and it
appearing that the majority of the judges
of this Court has voted to remand the case
to the Superior Court, it is

ORDERED that this case is hereby
remanded to the Superior Court with instruc-
tions to vacate the adoption decree.

PER CURIAM

(copies were to the same parties
as on previous order)

App. 5

Ficeo

Marcu (0 1981

DISTRICT OF COLUMBIA
COURT OF APPEALS

En Banc Order
SuA SPoNTE VACATING

No. 14014 FEBRUARY 9,198! OrverR

IN THE MATTER OF:

The Petition of J.0O.L., II
for the Adoption of Minor Children,

Family 92-77
EUGENE JOHNSON, III.
Appellant.

BEFORE: Newman, Chief Judge; and Kelly,
Kern, Nebeker, Mack, Ferren and
Pryor, Associate Judges; and
Gallagher, Associate Judge.
Retired.

It is ORDERED, sua sponte, that the
mandate issue by this Court on March 3,
1981, is hereby recalled, and the Clerk of
the Superior Court is directed to transmit
said mandate to the Clerk of the District
of Columbia Court of Appeals forthwith.

It is

FURTHER ORDERED that this Court's
order of February 9, 1981, is hereby
vacated.

PER CURIAM

(copies to parties listed
on previous order)

App. 6

DISTRICT OF COLUMBIA

COURT OF APPEALS F | LE D

MARCH 10, 1931

IN THE MATTER OF: Pane ORDER

The Petition of J.O.L., II
for the Adoption of Minor Children,

Pamily 92-77
EUGENE JOHNSON, III, Appellant.

No. 14014

BEFORE: Kelly, Ferren and Pryor,
Associate Judges.

On consideration of the parties'
memoranda on the motion to remand, it is

ORDERED that this cause is hereby
remanded to the trial court for such fur-

ther proceedings as the circumstances of
this case deem appropriate.

PER CURIAM.

(copies were to the same parties
as on previous order)

App. 7

ma,

SUPERIOR COURT OF THE DISTRICT OF COLUMBIA
FAMILY DIVISION

EX PARTE IN THE MATTER OF )
the Petition of John 0. LaGorce, II) Adoption
for the Adoption of Minor Children ) No. A92-77

MEMORANDUM OPINION AND ORDER

Petitioner, J.0.L. filed the petition
herein for the adoption of his wife's two
minor children by a previous marriage.
Respondent, the natural father of the minors,
withheld his consent to the proposed adop-
tion effectively halting any furtherance of
petitioner's cause. 1/ Petitioner sought
relief from the court pursuant to 16 D.C. Code

REKKEKKKEKKKKKKKKRKKKKKKKKKKKKKKKKKKKKKKKKKKKKKKK

1/ 16D. C. Code 1973

§304 (a) A petition for adoption may not
be granted by the court unless there is
filed with the petition a written state-
ment of consent, as provided by this sec-
tion, signed and acknowledged before an
officer authorized by law to take acknow-
ledgements, before a representative of a
licensed child-placing agency, or before
the Commissioner of the District, or
unless a relinguishment of parental rights
with respect to the prospective adoptee
has been recorded and filed as provided
by section 32-786. (R. 195)

App. 8

1973 §304(d) and (e), 2/ and at the hearing
on this matter, requested a finding in accor-
dance with said provisions, that the respon-
dent had abandoned his children and therefore
his consent was not required, or in the al-
ternative that respondent's consent was being
withheld contrary to the best interests of
the minors and therefore the petition should
be granted. (R. 196)

I

Respondent and the children's mother were
married to each other on May 5, 1961. The
couple had two children, J.H.J. born on Octo-
ber 28, 1964 and E.E.J. born on January 27,
1967. In August 1967 the parents separated
and on June 28, 1968 they were divorced.
Custody of both children was awarded to the
mother, and respondent by agreement was or-
dered to pay $75.00 per month towards the
support of each child.

On April 25, 1969 the mother and
petitioner were married and over the last
nine years they have lived together with
both children and the couple's first
child, born on October 16, 1972, as mem-
bers of a nuclear. family. Petitioner, a

kkkkhkkkhkhkhkhhhkhkhhhkhhkaekkakhkhekhekkahkhhhkhhkhkhekkek

2/ §304(d) When a parent whose consent is here-
‘inbefore required, after such notice as
the court directs, cannot be located, or
has abandoned the prospective adoptee and
voluntarily failed to contribute to his
support for a period of at least six months
next preceding the date of the filing of
the petition, the sonsent of that parent
is not required.

(e) The court may grant a petition
for adoption without any of the consents
specified in this section, when the court
finds, after a hearing, that the consent
or consents are withheld contrary to the
best interests of the child.

App. 9

41 year old volunteer schoolteacher, has es-
tablished himself as the surrogate father of

the two children involved. The record is

replete with acts which manifest the sincer-

ity of his affection for them, and his at-
tention to the emotional needs and develop-

ment of these youngsters has been salutary. ,
It is clear that respondent is a good father

to these children and that they in turn iden-
tify with him as their psychological father. :
Petitioner and his wife are financially se-

cure and there is no issue regarding their
ability, independently or collectively, to
provide for the material needs of the chil-

dren. (R. 197)

Respondent is a 39 year old experimental
psychologist. After his divorce in 1968 he
visited his children regularly until August,

1969 when he was hospitalizedfor a mental ill-
ness at the George Washington Psychiatric

Clinic. After a brief stay of approximately
twelve days he was released and in September, -
1969 began visiting the children again. Des-

pite his denials, the children's mother be-
lieved that respondent was a chronic schizo- -
phrenic and she insisted that petitioner be
present during the visits with the children.
Respondent did not favor this condition but
abided by it until February, 1970 when his

twice monthly visits ceased. During this

period respondent initiated five telephone

calls in an effort to contact the children,

but the parties could reach no agreement re-
garding the conditions for a visit and con-
sequently none occurred.

After his last telephone call on Novem-
ber 1, 1970 respondent had no further con-
tact with petitioner's family until eight be
months later in July, 1971 when he brought
an action in the Family Division of the
Superior Court in case number D 2065-71 to
obtain less restricted visitation privileges
with his children. In that month an order
pendente lite was issued in said case granting

App. 10

respondent twice weekly visitation privileges
in the presence of a third party other than
petitioner. On July 20, 1972 a final order
was entered pursuant to a settlement agree-
ment, according respondent liberal visitation
privileges without the presence of any third
party. After this respondent visited with
the children three more times, the last oc-
casion being in October, 1972.

On the visits following the pendente lite
order respondent encountered considerable
resistance from the children. They would
create a ruckus and refuse to accompany him
anywhere. At times he was insulted, and he
was also accused of wishing to break up their

family. (R. 198)

The children complained that respondent
badgered them regarding their lack of affec-
tion for him and made derogatory remarks
about their mother. By his own admission
respondent recognized that he was ggrericen
his children in a position of great emotional
conflict, and at the expense of much personal
pain, decided to discontinue his visits with
the hope that when the children were older
they would recognize the affection he felt
for them and understand that he was a legit-
imate part of their lives. Respondent ter-
minated his support payments in February
1973 because of his belief that they were
unnecessary to provide for the needs of the
children. The children's mother has ex-
pressed no desire to secure the resumption
of those payments.

This action, filed in. March, 1977, was
precipitated by a telephone call that respon-
dent made to the children's mother request-
ing a photograph of them. Because there had
been no communication from him since October,
1972 the mother felt it would be wrong to
honor the request without professional ad-
vice. She consulted a child psychiatrist
who recommended that no photograph be sent
and that petitioner consult with legal counsel.

App. ll

Subsequently, this petition to adopt the

minor children and thereby terminate re-

spondent's rights as their natural father
wae .G470e- (R. 199)

II

The petition alleges that respondent's
consent is not required because he has aban-
doned his minor children.3/ In accordance
with the statutory scheme it is the court's
duty to determine whether.such an abandon-
ment has occurred.

The termination by law of the rights of
a natural parent to his children on the
grounds of abandonment is one of the most
severe steps that a court may take. "The
finality of the termination and the harsh
connotations cf a finding of ‘abandonment'
carry great emotional impact on both the
child and the parent". In re Adoption of
Sarver, 281 A.2d 890, 891 (Pa Io7iT. Accor-
dingly; the court will be unwilling to make
such a finding unless the record clearly war-
rants it.

The District of Columbia Code is silent
as to the criteria to determine abandonment
in a civil proceeding and, likewise, no ap-
pellate decision of this jurisdiction es-
tablishing such has been presented to the
court.4/ The overwhelming majority

KREEKKEKEEKKEEKEEEREKEEKEEKEEKKEKKEKKKKKKKEKKKKKKKKKE

3/ Id. § 304 (d)

4/ In the abandonment cases presented from
this jurisdiction, the factual determina-
tion of abandonment had been settled be-
low and the issue of what constituted
abandonment was not before the appellate
court. See In the Matter of C.A.P., 356
A.2da 335 (D.C.C.A. 1976). Petition of
J.E.G. and M.K.G., 357 A.2d 855 (D.C.C.A.
1576). White v. In the Matter of N.E.M.,

358 A.2d 329 (D.C.C.A. 1976)

App. 12

of jurisdictions, however, are of the view
that an abandonment within the purview of
the adoption law must be absolute, commlete
and intentional.5/ (R.200) Abandonment hy

a parent therefore, means the neglect and
refusal to perform the natural and legal ob-
ligations of care and support or conduct
which evinces a settled purpose to forego all
parental duties and all parental claims to
the children. In re Adoption of Sarver,
supra., In re Farquharson, 102 N.¥.S. 2d 230
(1950); Stalder v. Stone, 412 I1l1. 488, 107

N.E.2d 696 (111.1952); Shumway v. Farley,
68 Ariz. 159, 203 P.24 307 (aviz. 1949)~
Certain specific acts of conduct may be
distilled from the general case law as evi-
dence of abandonment. Where the necessary
criteria have not been established by statute,
courts faced with this issue have focused in
varying degrees, on whether the children were
left permanently or identifinitely(sic) in
the care of others;6/ whether the parent has
deserted the children;7/ the voluntariness
of the separation;8/ the period of time with-
out any contact and the reasons pooadary ng 4

and the failure of the parent to provide for
the support of the children.10/

RkKKRKKKKKKKKRKKKKKKKKKKKKKKKKKKKKKKKKKKKKRKKKKK

5/ Annot., 35 A.L.R. 2d 622, 664 (1954)

. 6/ In re Ewing, 96 Ida. 424, 529 P.2d 1296
; Finn v. Rees, 65 Ida. 181, 141
P.2d 976 (1943)

7/ Shumway v. Farley, supra; In re Mayfield,
r. 409, P.2d 984 (1938); In re
Davis, 142 Misc. 681, 255 N.Y¥.S. 416

8/ In re ya lpole § Agoptron 5 I11.App. 2d
, _ 7. 55)

9/ In re Lieblich's Adoption, 207 Misc. 793,

10/ Annot., 35 A.L.R. 2d supra. 683 (1954).

App. 13

(R. 201)

As a divorced parent without custody,
respondent had limited contact with his chil-
dren and fairness demands that he be judged
accordingly. Respondent made several visits
with his children from the time of his divorce
until the last visit in 1972, often against
the desire of their mother and petitioner,
and continually sought legal recourse when-
ever that right was threatened. Though he
prevailed in his efforts to secure that right
he eventually ceased to exercise it when he
perceived the potential for harm to these
children. Despite the fact that five years
passed between his last visit and the filing
of the petition for adoption, respondent's
motives militate against a finding of aban-
donment. Ironically, it was his continued
interest in his children which precipitated
this action that may terminate his parental
rights. Petitioner admitted that the request
for photographs was viewed as a signal that
respondent intended to re-enter the chil-
dren's lives and both he and his wife feared
the psychological effect that might have
had on them.

Based on these facts the court finds
that respondent lacked the requisite intent
for a finding of abandonment. In a similar
case in Pennsylvania, the natural mother had
not contacted her child in six years. She
had refrained from doing so at the request
of the child's guardian who was concerned
that the child was becoming confused that
she should have two mothers. The mother
stated that she complied with the request
because she did not wish to upset her own
child. The Supreme Court of Pennsylvania
in reviewing the case found that these mo-
tives were inconsistent with a finding that
the mother intended to abandon the child.

In re Adopt ton of Sarver supra. While that
ecision is not binding in this jurisdiction,
the court finds the factual evaluation there-
in as being persuasive in the case at bar.

App. 14

(R. 202)

The petition also raises the issue of
respondent's failure to provide any support
over the last five years. While the court
does not sanction such conduct, under the
circumstances of this case and the prevailing
state of the law, it does not find petition-
er's argument persuasive. Only a few courts
have taken the position that this criterion
alone is sufficient to establish abandonment
and then such failure to support has been
held as not even tending to establish an
abandonment where such conduct is excused by
the circumstances.11 Our own statute im-
poses a burden on the court to find that
respondent "abandoned the prospective adop-
tee and voluntarily failed to contribute to
his support..."12 Giving the statute its
plain meaning, the legislative intent appears
to be that the court must first reach a con-
Clusion as to the question of abandonment
and then couple it, where present, with
respondent's failure to support. This en-
sures that lack of support be present before
termination of parental rights on a finding
of abandonment, but excludes it as a factor
to be given great weight on the central is-
sue of abandonment.13/

(R. 203)

When measured against this stan-
dard respondent's action appears to
have been motivated by parental love
and concern rather than dereliction

RkkKKKKKKKKKKKhhhhhhkhhhhhhhhhhhhhhhhhhhhkhehenk

11/ Id 680; a C.J.S. Adoption of Persons
§ 61(b) (1972)

12/ See n. 2

13/ In resolving this issue, the court takes
into consideration the fact that the
children's mother, a person of substan-
tial financial resources, acquiesced
in respondent's non-support. See Smith
v. Crivello, 338 I1l1.App. 503, 88 N-.E.

App. 15

of duty. For these reasons the court can-
not find that respondent's conduct evinces
a settled intent to forego all parental du-
ties and claims to his children sufficient
to constitute an abandonment.

Iit

The petition also alleges that it is in
the best interests of the minor children that
they be adopted; that respondent's consent is
withheld contrary to said interests; and that
pursuant to 16 D.C. Code 1973 § 304(e) the
court should grant the petition for adoption
over respondent's objection.

It is the primary function of the court
in these matters, to determine the best
interests of the children and whether respon-
dent is withholding his consent contrary to
those interests. In re Petition for Adopt-
tion, 313 A.3d 874 (D.C.C.A. 1974). In re

Adoption of a Minor, 97 U.S.App.D.C. 99,

228 F.2d 446 (1955). Petitioner has pro-
vided uncontroverted evidence of the emotional
stability and physical well-being of the
children in their present home. Petitioner's
psychiatrist testified that the children
accept petitioner as their psychological
father and the court is urged to recognize

in law what is already a fact. The recom-
mendation of the social service department
also cites this fact as the basis for its
conclusion that the petition should be
granted.

There is no question that the home
petitioner provides for the children is
the appropriate environment in which
they should be reared. Unlike

App. 16

the cases cited to the courtl4/ the outcome
of this action has no bearing on that fact.
Custody of the children rests with the mother
and the family unit will remain intact as
long as petitioner and his wife wish.
(R. 204)

After the issue of custody is taken from
consideration the effect of an adoption on
the children's welfare would be manifest in
the following ways. It would legitimatize
the status of the children in their home and
terminate respondent's legal right to have
access to them.

The former has been recognized as a
valid concern which must be weighed in peti-
tioner's favor as being in the best interest
ot the children. This is especially true,
whereas here, the evidence indicates that
the children consider petitioner their fa-
ther, often using his surname as their own.
This issue was addressed in a situation
where a petition for adoption was denied as
not being in the child's best interest be-
cause the petitioner was of a different
race. The court held that:

The child is living in the happy
home of its natural mother and
stepfather, receiving the same
loving care they give to the two
children born of their marriage.
That it is in the best interests
of the child to live in that home
with the natural mother is obvious.

kRkhkhkhhhhkhhkhhhhkhhhkhhhkhkhhkhhkhhhhhhhhhhhhkhhhhhhk

14/ In re J.H., 313 A.2d 874 (D.C.C.A. 1974);

In re Adoption of a Minor, 79 U.S.App.D.C.
191, 144 F.2d 644 (1944); In re Adoption
of a Female Infant, 237 A.2d 768 (D.C.C.

e on of J.E.G. and M.K.G.,

AR. 1968); Petiti
357 A.2d 855 (D.C.C.A. 1976).

App. 17

It is equally plain that the child
will continue to live there no mat-
ter what disposition is made of the
case. Hence denial of adoption

could only serve the harsh and injust
end of depriving the child of a legi-
timatized status in that home.

In re Adoption of a Minor, 97 U.S.App.D.C.
}. Furthermore, it has been
held in this jurisdiction that the right of
parenthood is greater than having mere cus-
tody.15/ Petitioner will bear all the bur-
dens of being a father to these children as
they grow up and it will be to their bene-
fit to provide him with the full legal
authority to be able to act accordingly.
(R. 205)

An adoption also results in a corres-
ponding name change. While this fact alone
is not of overriding importance, in view of
the children's past behavior regarding this
factor, there is no doubt that it will pro-
moted the sense of security they would enjoy
within the established family unit.

The other effect of an adoption would
be to terminate respondent's legal right
to visit with his children. The court
is in sympathy with respondent because
the pain this would cause is understood.
However, the record is clear that his
visits have an adverse emotional effect
on the children. Respondent not only
admits the fact but stresses it as his
reason for refraining from visiting them
for the past five years. When discuss-
ing this resentment that his children feel

kkkkhhhhhhhhhhhhhhhhhhhhkhhhkhkhhkhhhhhkkhhkhheahak

15/ In re J.H., 313 A.2da 874, 875 (D.C.C.A.
13974)

App. 18

towards him respondent acknowledges that
"the probability is that they will not
change". Nevertheless, respondent urges
that the petition should be denied to pre-
vent the father from anymore hurt than he
has already endured. Unfortunately, the
power of the court's writs falls short of
the control of human emotions. Ever mindful
of the pain it may cause, the ruling of this
court must be according to law. The adoption
proceeding is a creature of statutes and is
a right that was unknown at common law. In
re Jarboe's Estate, 235 F.Supp. 505 (D.C.D.
s such, those statutes evince
the will of the legislature and pursuant
thereto it is the best interest of the chil-
dren that must receive the overriding con-
cern of the court. While respondent's in-
terests as their natural father must not
be unreasonably discarded, they must sit
lighter in the scales of justice.16/
(R. 206)
These matters inherently involve pre-
dicting the future to some degree, but the
court has not been imbued with the powers
of a clairvoyant. The risk of error there-
fore accompanies any decision that it may
render. However, if there is error the
overwhelming conclusion based on the statu-
tory scheme must be that the court should
err in favor of the best interests of the
children.

Respondent for five years failed to
exercise his right to visit. A failure
he states was based on his own concern
because he recognized the emotional dis-
turbance that his visits created. Never-
theless, he argues that he should be al-
lowed to retain this right, in light of
all the other benefits it would deny the
children, so he may force the children
from the "sheltered cocoon" in which

HRHEKARKHEKEREKKHEEEKRERREKKKKKKKKKKKKKKKKKKKKREK

16/ 2 C.J.S. Adoption of Persons s 93
(1972)

App. 19

they exist and into the real world to
acknowledge him as their father. There is
merit in the contention that these children
should acknowledge respondent's love for
them as their natural father, but the course
of action recommended to achieve that result
is dubious: at best. When viewed from the
children's point of view, the choice is be-
tween giving final security to the family
unit of which these children are in every
way an integral part or leaving them to
wander upon a course of uncertainty in the
hope that someday they will be able to ac-
cept and benefit from respondent's love.

The past experience suggests, and respon-
dent admitted that that hope is a slim one.
Based on this record, a ruling favoring

the adoption is warranted.

In light of the statutory mandate and
the evidence presented it is the conclusion
of the court that the adoption is in the
best interests of the children and that re-
spondent is withholding his consent contrary
to said interests.

(R. 207)

Accordingly, it is this 3rd day of
August, 1978,

ORDERED that the petition for adoption
herein, be, and hereby is, granted.

Paul R. Webber, III
JUDGE

Copies to: Hal Witt, Esq., 1620 Eye Street,
N.W., Washington, D.C. 20006,
Attorney for Petitioner

Edward L. Genn, Esq., 1341 G
Street, N.W., Suite 610, Wash-
ington, D.C. 20005, Attorney
for Respondent

App. 20

(Officially reported as "Petition of
J.0.L." in 409 A.2d 1073.)

DISTRICT OF COLUMBIA COURT OF APPEALS

No. 14014
IN THE MATTER OF:

The Petition of J.0.L. IZ
for the Adoption of Minor Children,

EUGENE JOHNSON III, APPELLANT.

Appeal from the Superior Court of the
District of Columbia

(Hon. Paul R. Webber ITI, Trial Judge)
(Argued September 21,1979 Decided December 10, 1979)
Edward L. Genn for appellant.

Hal Witt, with whom Janice S. Pohl was on the brief,
for appellee. ;

Before KELLY, FERREN and Pryor, Associate Judges.

Pryor, Associate Judge: Over the objection of appel-
lant, the natural father of two children, the trial court
granted a petition for the children’s adoption by the step-
father. Appellant appeals, asserting that (1) the “best
interests of the child” standard of D.C. Child*Code 1973,
§ 16-804(e) is substantively and procedurally unconstitu-
tional as applied to a natural parent; and that (2) the

* (sic)
App. 21

trial court erred in concluding there was clear and con-
vincing evidence in the record to reach 2 conclusion that
adoption by appellee is in the best interests of the chil-
dren. After reviewing the case, we do not find that the
court’s judgment is erroneous or without evidence to sup-
port it, Petition of Douglas, D.C.App., 390 A2d 1, 3
(1978), therefore, we affirm. (409 A.2d 1074)

Appellant and the children’s mother were married in
1961. The couple had two children, the adoptees, one on
October 28, 1964, the other on January 27, 1967. The
parents separated in 1967, and were divorced on June 28,
1968. Custody of the children was awarded to the mother
and by agreement, appellant was.obliged to make monthly
child support payments.

On April 25, 1969, the mother and appellee were mar-
ried and began living together with the adoptees. In
October 1972, a child was born to the couple. The three

Appellant is a forty-year-old experimental psychologist.
After his divorce from the adoptees’ mother in 1968, he
visited his children regularly until 1970. As a conse-
quence of a continuing dispute between appellant and
the children regarding visitation, appellant stopped visit-
ing the children. Attempts were made to resolve the

’ problem, but the parties could not reach agreement.
Thereafter, appellant brought an action in court and was

eral occasions to visit his children but encountered con-

1 This period of visitation was interrupted briefly when, in
August 1969, appellant was hospitalized for approximately
twelve days for mental illness. Thereafter, in September
1969, appellant began visiting the children again.

App. 22

siderable resistance from them. Recognizing that his
visits were upsetting the children, appellant decided to
stop visiting them until they were mature enough to
understand the situation.

In March of 1977, having had no communication from
appellant since October 1972, the children’s mother re-
ceived a phone call from appellant requesting a photo-
graph of the children. This prompted consultation with a
child psychiatrist. Not long afterwards, this action was
instituted.

The trial court conducted an extensive hearing on the
petition for adoption. The court heard from the children
(in camera), the natural parents, and the stepfather.
Witnesses testified about the interaction of the children
with the appellee and their relationship with their nat-
ural father. A child psychiatrist stated his views as to
the mental health of the children. ,

The court found that both of the adoptees viewed appel-
lee as their “real father” and that he had become the
psychological parent of the children. There was evidence
that the children were under extreme emotional stress
as the result of being legally obligated to visit with
their natural father, but not desiring to do so. There was
some question as to the appellant’s mental health and his
- fllegal use of drugs. :

Acknowledging that the appellant at no time aban-
doned his children or otherwise abused them, the trial
judge nevertheless concluded that the father’s consent
to their adoption by appellee was being withheld con-
trary to the children’s best interests.

L

We are concerned with a statute which, in pertinent
part, reads as follows:

o App. 23

4

The court may grant a petition for adoption
without any [consent from natural parent(s) ]
. when the court finds, after a hearing, that
the consent or consents are withheld contrary to
the best interests of the child. [D.C. Code 1973,
$ 16-304 (3) .]

We previously upheld the constitutionality of this statute
in In the Matter of Petition for Adoption of JS.R., D.C.
App., 374 A.2d 860 (1977). Appellant attempts to dis-
tinguish the facts in this case by arguing that in J.S.2.,
supra, this court ruled on the facial constitutionality of

tion can properly be drawn in interpreting some statutes,
we find that in this instance the argument is, in large
measure, circular in nature. To argue that the adoption
of a child without the consent of a natural parent, pur-
suant to a statutory standard of “best interests of the
child,” is defective constitutionally is to return to the
issues raised and discussed in J.S.R., supra. (1075)

In J.S.R., supra, as in the instant case, it was the
natural parent who questioned the constitutionality of
§ 16-304(e). While the appellant in that case did not
specifically challenge the statute as applied to a natural
parent, in reaching our conclusion that § 16-304(e) was
net unconstitutionally vague, we noted, with approval,
that the “best interest of the child” standard has been
applied “in custody disputes between parents, and be-
tween parent and nonparent [as well as] .. . in child
neglect cases ... .” J.S.R., supra at 863 (footnotes
omitted). We see no reason to deviate from this standard
in cases where natural parents challenge the adoption of
their child by a stepparent, even where there is no show-

App. 24

ing of abandonment and custody is not an issue in the
case. The underlying objective is the same and that is
to arrive at an arrangement that will be in the best
interest of the child. This arrangement may require that
the court (1) leave circumstances as it finds them, (2)
change the custody of the child, or (3) grant a petition
for adoption. The arrangement will be that which the
trier of the fact finds to be in the best interest of the
child. 7

cumstances, foreseeable and unforeseeable, will vary

less flexible. In J.S.R., supra at 863, we said:

To say that such standard lacks precise mean-
ing is not to say that it is without content and
...» We think it is plain that the stand-
ard “best interest of the child” requires the

judge, recognizing human frailty and man’s

_ 8In Bazemore v. Davis, D.C. App., 394 A2d 1377, 1383
(1978), this court stated that:

|

re
Coles v. Coles, D.C. App., 204 A.2d 330 (1964).

App. 25

limitations with respect to forecasting the fu-
ture course of human events, to make an in-
formed and rational judgment...

The cumulative lesson of this approach is that it cannot
operate with pinpoint precision but, more importantly,
does allow the trial judge to evaluate the persons involved
and the choices available. In this instance the trial judge
applied the statute by considering at least the following
factors: (1) questions of family stability, (2) present
and future effects of adoption or non-adoption on the
child, (3) interaction between the child and the con-
testants, (4) who the child perceives as his or her psycho-
logical parent, (5) the child’s adjustment to his or her
living situation, school, and community, and (6) mental
and physical health of all interested parties.

Accordingly, we find no merit to the contention that
the statute was unconstitutionally applied.

IL

As an additional ground for reversal, appellant urges
that the trial court erred in concluding there was clear
and convincing evidence jn the record from which it could
reach a conclusion that the adoption by appellee is in the
best interest of the children.

During the course of a three-day hearing on the peti-
tion for adoption, the trial court heard from all inter-
ested parties, observed the demeanor of the witnesses and
interviewed the adoptees in his chambers. The court
found that the adoptees live in the home of their natural
mother and stepfather both of whom assume an active
role in the supervision and development of the children.
The natural mother and stepfather love and care for
the children as they do the child of their marriage.

*409 A.2a 1076
App. 26

7

In reaching the conclusion that adoption was in the
best interest of the children, the trial court noted:

_ Respondent for five years failed to exercise
his right to visit. A failure he stated was based
on his own concern because he recognized the
emotional disturbance that his visits created
[sic]. Nevertheless, he argues that he should be
allowed to retain this right, in light of all the
other benefits it would deny the children, so he
may force the children from the “sheltered
cocoon” in which they exist and into the real
world to acknowledge him as their father. There
is merit in the contention that these children
should acknowledge respondent’s love for them
as their natural father, but the course of action
recommended to achieve that result is dubious
at best. When viewed from the children’s point
of view, the choice is between giving final
security to the family unit of which these chil-
dren are in every way an integral part or leav-
ing them to wander upon a course of uncer-
tainty in the hope that someday they will be
able to accept the benefit from respondent’s love.
The past experience suggests, and respondent
admitted that that hope is a slim one. Based on
this record, a ruling favoring the adoption is
warranted. [Mem. Opinion and Order at 12.)

We are satisfied from a review of the record that the
court’s judgment is not erroneous or without evidence

to support it.
Affirmed.

App. 27

CONSTITUTION OF THE UNITED STATES

AMENDMENT I~-FREEDOM OF RELIGION, SPEECH
AND PRESS; PEACEFUL ASSEMBLAGE; PETITION
OF GRIEVANCES

"Congress shall make no law respect-
ing an establishment of religion, or pro-
hibiting the free exercise thereof; or
abridging the freedom , € Speech, or of the
press; or the right of the people peaceably
to assemble, and to petition the Government
for a redress of grievances."

AMENDMENT V

"No person shall be...deprived of
life, liberty, or property, without due
process of law....”

AMENDMENT IX

"The enumeration in the Constitution,
of certain rights, shall not be construed
to deny or disparage others retained by
the people.”

AMENDMENT XIV

"Section 1. All persons born or
naturalized in the United States, and sub-
ject to the jurisdiction thereof, are
citizens of the United States and of the
State wherein they reside. No State shall
make or enforce any law which shall abridge
the privileges or immunities of citizens of
the United States; nor shall any State
deprive any person of life, liberty, or
property, without due process of law; nor
deny to any person within its jurisdiction
the equal protection of the laws.”

App. 28

DISTRICT OF COLUMBIA CODE
TITLE 16
CHAPTER 3
ADOPTION

§16-304. Consent

(a) A petition for adoption may not be
granted by the court unless there is filed
with the petition a written statement of
consent, as provided by this section,
signed and acknowledged before an officer
authorized by law to take acknowledgments,
before a representative of a licensed
child-placing agency, or before the Mayor
of the District, or unless a relinquish-
ment of parental rights with respect to
the prospective adoptee has been recorded
and filed as provided by section 32-786.

(b) Consent to a proposed adoption of a
person under eighteen years of age is
necessary:

(1) from the prospective adoptee, if he
is fourteen years of age or over; and also,

(2) in accordance with the provisions of
any one of the following paragraphs:

(A) from both parents, if they are
both alive; or

(B) from the living parent of the
prospective adoptee, if one of the
parents is dead; or

(C) from the court-appointed guard-
ian of the prospective adoptee; or

(D) from a licensed child-placing
agency or the Mayor in case the parental
rights of the parent or parents have been
terminated by a court of competent juris-
diction or by a release of parental
rights to the Mayor or licensed child-
placing agency, based upon consents ob-
tained in accordance with paragraphs

(A) through (C) of this subdivision, and

App. 29

the prospective adoptee has been law-

fully placed under the care and custody

of the agency or the Board; or

(E) from the Mayor in any situation
not otherwise provided for by this sub-
section.

(c) Minority of a natural parent is not
a bar to that parent's consent to adop-
tion.

(d) When a parent whose consent is here-
inbefore required, after such notice as
the court directs, cannot be located, or
has abandoned he prospective adoptee and
voluntarily failed to contribute to his
support for a period of at least six
months next preceding the date of the fil-
ing of the netition, the consent of that
parent is not required.

(e) The court may grant a petition for
adoption without any of the consents
specified in this section when the court
finds, after a hearing, that the consent
or consents are withheld contrary to the
best interests of the child.

(£) A person over eighteen years of age
may be adopted, on the petition of the
adopting parent or parents and with the
consent of the prospective adoptee, if the
court is satisfied that the adoption
should be granted. As amended July 29,
1970, Pub.L. 91-358, Title I, § 145(a) (2),
84 Stat. 555; Oct. 22, 1970, Pub.L. 91-488,
84 Stat. 1086; July 22, 1976, D.C.Law,

No. 1-75, § 5(e), 23 D.C.Reg. No. 6,
Pp. 1177; Oct. 1, 1976, D.C.Law, No. 1-87,
8 12, 23 D.C.Reg. No. 6, p. 1134.

App. 30

DISTRICT OF COLUMBIA COURT OF APPEALS

No. 80-252
IN THE MATTER OF: B.K., APPELLANT.

Appeal from the Superior Court of the
District of Columbia

(Hon. James A. Washington, Jr., Trial Judge)
(Argued February 19, 1981 Decided March 11, 1981) *
Melvin A. Marshall for appellant.

Richard B. Nettler, Assistant Corporation Counsel,
with whom Judith W. Rogers, Corporation Counsel, and
Charles L. Reischel, Deputy Corporation Counsel, were
on the brief, for appellee. David P. Sutton, Assistant Cor-
poration Counsel, also entered an appearance for appellee.

Before KELLY, FERREN and, PRYOR, Associate
Judges.

PER CURIAM: The District of Columbia has the
authority pursuant to D.C. Code 1978, $§ 16-2301, -2320,
to protect a “neglected child” by removing that child
from the custody of his or her parents. In this appeal,
the father of a child found to be “neglected” challenges

* The original disposition of this case was by an unpub-
lished Memorandum Opinion and Judgment. The motions
for publication were granted.

(860-A]

App. 31

2

both the finding below and the constitutionality of the
D.C. Statute. We deem appellant’s arguments to be with-
out merit and therefore affirm.

I

The young girl, B.K., whose present and future well-
being is the central] concern of this proceeding, was born
on September 19, 1978, at the Georgetown University
Hospital. Both her parents have been diagnosed as suf-
fering from undifferentiated paranoid schizophrenia. Al-
though appellant argues that the court below incorrectly
focused on the parents’ mental illness rather than the
well-being of the child, it is clear from the record that
the parents’ condition was considered relevant only inso-
far as it pertained to their ability to provide proper care
for B.K. The evidence showed that they were unable to
do so, and that when in their care, B.K.’s physical and
emotional health was threatened.

During the period while she was in the hospital de-
livering her baby, B.K.’s mother exhibited strange be-
havior which prompted further examination by staff psy-
chiatrists. The mother’s condition was diagnosed as a
“classic case of schizophrenia” and the prediction was
that she would be unable to comprehend her child’s emo-
tional and physical needs. Although the Child Protective
Services Division of the Department of Human Resources
was apprised of the situation by doctors at Georgetown,
there was no direct intervention by the Division at that
time. On February 16, 1979, the Child Protective Serv-
ices Division was again contacted about this unfortunate
situation when the father of B.K.’s mother informed the
Division that his daughter and appellant had been ar-
rested while standing in the middle of the street, ap-
parently under the influence of drugs. The events which
finally caused intervention by the Protective Services Di-

[360-B]

App. 32

vision began on March 23, 1979, when pedestrians ob-
served appellant and B.K.’s mother, with B.K. in a strol-
‘ler, walking downtown at about 11:00 p.m. According
to the pedestrians, appellant and B.K.’s mother appeared
to be disoriented and intoxicated, and B.K. was scream-
ing. This alarmed the pedestrians who approached the
' couple. At that point, B.K.’s mother walked away and,
after arguing with the pedestrians, appellant also left.
The pedestrians then took B.K., who was clad only in
a thin cloth pajama, into the Embassy Row Hotel where
they called the police. After police arrived on the scene,
B.K.’s mother appeared at the hotel. Since she appeared
to be intoxicated, the officers transported her to the de-
toxification unit of the D.C. General Hospital. Mean-
while, B.K. was taken into custody by the Youth Di-
vision of the Metropolitan Police Department.

That night, a police officer and an investigator for the
Protective Services Division visited the Kalorama Road
house where appellant lived with B.K. and B.K.’s mother.
According to their testimony, and the testimony of an
inspector for the Housing and Community Development
Department who inspected the house on March 27, 1979,
the. premises were, to put it mildly, not very pleasant.
There was plaster falling from holes in the ceiling, cracks
in the walls, no adequate kitchen facilities, dirty pampers
strewn all over the floor, profuse odors, human and ani-
mal feces on the first and second floors, broken windows
in the bathroom and, due to a structural defect, water
was leaking on exposed wiring. According to the housing
inspector, these conditions were dangerous and constituted
a health hazard.

When he was visited on the night of March 23, 1979,
by the police officer and the housing inspector, appellant
agreed to permit the Child Protective Services Division
to provide emergency care for B.K. However, on March

[360-C}

App. 33

4

27, 1979, B.K. was released into the custody of her
mother, who at that time expressed her willingness to
cooperate with Protective Services. Only a few days later,
during the evening of April 3, 1979, B.K. was again taken
into protective custody. Customers and employees in a
restaurant had observed B.K.’s mother, seated at a table,
swinging B.K. through the air. With each swing, B.K.’s
head came perilously close to colliding with the table top.
The acting manager of the restaurant, after talking to
B.K.’s mother, became concerned for the safety of the
child and called the police. All the while, appellant was
seated at the bar, apparently oblivious to the situation.
When the police arrived, B.K. and her mother were taken
into custody. B.K. was placed in shelter care at St. Ann’s
Infant Home.

At this point, the Protective Services Division began a
more thorough investigation of the circumstances sur-
rounding B.K.’s care and both parents underwent physical
and mental examinations. On April 10, 1979, a petition
was filed in Superior Court alleging that B.K. was a
“neglected child” under D.C. Code 1978, § 16-2301 (9)
(B) & (C)2

1 The term “neglected child” means a child—

s**t

(B) who is without proper parental care or control, sub-
sistence, education as required by law, or other care or
control necessary for his physical, mental, or emotional
health, and the deprivation is not due to the lack of
ma ee
(C) whose parent, guardian, or other custodian is unable
to discharge his responsibilities to and for the child
because of incarceration, hospitalization, or other physi-
cal or mental incapacity; ... [D.C. Code 1973, § 16-2301
(9) (B) & (C).)

[860-D]

App. 34

5

A lengthy factfinding hearing was conducted in the
Superior Court Family Division beginning on October
15, 1979. Extensive testimony was heard from case’
workers and psychiatrists regarding B.K. and her parents.
Appellant’s landlady and a Catholic priest testified on
behalf of B.K.’s parents. At the conclusion of the evi-
dence, the court issued its findings of fact and ruled
that the government had shown, by a preponderance of
the evidence, that B.K. was neglected within the meaning
of the statute. A dispositional hearing, pursuant to D.C.
Code 1978 Supp., § 16-2320(a) (2) and (3), was held on
December 18, 1979, and B.K. was placed in the custody
of her maternal grandparents.

II

We emphasize at the outset that the order below does
not terminate parental rights but merely determines cus-
tody of the neglected child for a period of two years,
at which time further proceedings must be held. See In

-ve: H.M.,D.C.App., 386 A.2d 707 (1978).

The trial court correctly stated that in a neglect pro-
ceeding the government must prove its case by a “pre-
ponderance of the evidence.” This is clear from the stat-
ute itself. D.C. Code 1973, § 16-2317(c) (2). Appellant,

2 The pertinent section reads:
(c) If the Division finds in a factfinding hearing that—

**2¢

(2) the allegations in a need of supervision or
neglect petition have been established by the pre-
ponderance of the evidence,

the Division, after giving the notice required by sub-
section (2) of this section, shall proceed to hold a dis-
positional hearing. ...

(360-E]

App. 35

however, argues that because the ruling below separated
him from his child, and thus threatens the sanctity of his
family, see Moore v. City of East Cleveland, 431 U.S.
494 (1979), the Constitution requires that the standard
of proof be “clear and convincing evidence.” In In re:
J.S.R., D.C.App., 874 A.2d 860 (1977), we stated that the
consequences of a finding that parental consent to an
adoption was being withheld contrary to the best interests
of the child are “far more severe than those of a finding
of neglect.” Jd. at 864. Nonetheless, we held that, al-
though the higher standard of “clear and convincing evi-
dence” was warranted in the adoption case, it was not
constitutionally required. Therefore, it follows that in a
neglect proceeding the Constitution does not require the
“clear and convincing evidence” standard.

Our holding in In re: J.S.R. is not altered by Adding-
ton v. Texas, 441 U.S. 418 (1979), in which the Supreme
Court held that due process requires the “clear and con-
vincing” standard of proof in a civil proceeding brought
to commit an individual involuntarily for an indefinite
period of time to a state mental hospital. The individual’s
liberty interest at stake in Addington is greater than
appellant’s interest in retaining custody of his child, par-
ticularly when balanced against the interest of the state
in protecting neglected children.

On the basis of the record in this case, we are satisfied
the child was shown to be neglected by a preponderance
of the evidence. We note also that the trial court stated
in its findings that even under the “clear and convincing”
standard the government had made its case. That exemp-
lifies both the solicitousness of the trial court for the
interests involved and the great weight of the evidence
presented by the government.

[360-F'}]

App. 36

7

Ii

Appellant also challenges the constitutionality of the
neglect statute pursuant to which the petition was
brought. We cannot quarrel with appellant’s assertion
that the state must tread carefully when it intrudes upon
the integrity of the family unit. See Moore v. City of
East Cleveland, supra; Wisconsin v. Yoder, 406 U.S. 205
(1972) ; Stanley v. Illinois, 405 U.S. 645 (1972). This
court recognized that fundamental er in In re:
JS.R.:

The right of a natural parent to raise one’s
child is a fundamental and essential one which
is constitutionally protected. However, it is not
an absolute one. The state has both the right
and the duty to protect minor children through
judicial determinations of their interest. To this
end, the state has a substantial range of au-
thority to protect the welfare of a child, and the
state’s legitimate interest in the child’s welfare
may be implemented by separating the child
from the parent. [Supra at 863 (citations
omitted) .]

Appellant contends the statutory definition of a “ne-
glected” child is vague, and therefore unconstitutional. In
order to withstand a vagueness challenge the statute must
state its standard with adequate clarity and make suf-
ficiently distinct boundaries for the law to be fairly ad-
ministered. Roth v. United States, 354 U.S. 476 (1957).
The Supreme Court has reminded us that in considering
vagueness, statutes which do not involve First Amend-
ment freedoms must be evaluated in light of the facts of
the case at hand. United States v. Mazurie, 419 U.S.
544 (1975); see In re: A.B., Jr., D.C.App., 895 A.2d
59, 61 (1978). The statute in question here may be broad

(860-G]

App. 37

in its coverage, but we are not persuaded that it is vague.
We point out that “proceedings under this type statute
demand and provide a certain amount of elasticity to the
court.” Matter of C.M.S., 609 P.2d 240, 244 (Mont.
1979). The statute requires an investigation into the
circumstances of the particular case and provides clear
guidelines for determining whether a child is neglected.
On the facts of this case, there is no question that such

a finding was proper. An

(860-H)

App.38

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_2272%3A1. Public record. Not legal advice.
