# Petition — Davis v. Muellar

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_2271%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1981
- **Citation:** 454 U.S. 892

## Text

Office-Supreme Court, U.S.
Fi: ED

80-2099 JUN 11. 1981

ALEXANDER L. STEVAS,
CLERK
No. 80- —

IN THE SUPREME COURT OF THE UNITED STATES

October Term, 1980

THOMAS D. DAVIS, Petitioner,
Ve

BRYANT MUELLAR, Sheriff of Rolette
County, North Dakota, Respondent.

PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF
APPEALS FOR THE EIGHTH CIRCUIT

Timothy Allan LaFrance,
Counsel of Record

Colorado Rural Legal Services

Box 1408

Durango, Colorado 81301

Telephone: 303/259-0392

Richard B. Collins

Native American Rights Fund

1506 Broadway

Boulder, Colorado 80302
June 1981 Telephone: 303/447-8760

Counsel for Petitioner

No. 80-

IN THE SUPREME COURT OF THE UNITED STATES

October Term, 1980

THOMAS D. DAVIS, Petitioner,
V-

BRYANT MUELLAR, Sheriff of Rolette
County, North Dakota, Respondent.

PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF
APPEALS FOR THE EIGHTH CIRCUIT

Timothy Allan LaFrance,
Counsel of Record

Colorado Rural Legal Services

Box 1408

Durango, Colorado 81301

Telephone: 303/259-0392

Richard B. Collins

Native American Rights Fund

1506 Broadway

Boulder, Colorado 80302
June 1981 Telephone: 303/447-8760

Counsel for Petitioner

.

QUESTIONS PRESENTED

1. Does the arrest of an Indian
within his tribe's reservation by State
officers who knowingly violate the tribe's
extradition law contravene federal laws
protecting tribal self-government?

2. Does a federal district court
have habeas corpus jurisdiction to review
an Indian's claim of illegal State arrest
in Indian country prior to State court
trial?

a. Does exhaustion of State pre-

trial remedies comply with the ex-

haustion requirement of 28 U.S.C.

§ 2254?

‘b. Is exhaustion required in the
special circumstances of this case?

3. When a State has obtained custody
of an Indian by an illegal arrest in Indian
country, and his tribe obje: :s to the
arrest, may a federal district court re-
lease him on habeas corpus until the State

complies with the tribe's extradition law?

ii

CONTENTS

QUESTIONS PRESENTED

TABLE OF AUTHORITIES

OPINIONS BELOW

JURISDICTION

STATUTES INVOLVED

STATEMENT OF THE CASE

REASONS FOR GRANTING THE WRIT

A.

B.

The Arrest Was Illegal

The Decision Below Con-
flicts With Prior Decisions
of this Court, of Other
Courts of Appeals, and of
the Supreme Court of New
Mexico.

1. Jurisdiction
2. Remedy

The Decision Below Raises
Important and Recurring
Problems of Tribal and
State Jurisdiction Not Yet
Addressed by This Court.

CONCLUSION

APPENDIX

10
10

1l
aa
15

18
20

Al

iii

TABLE OF AUTHORITIES
Cases - Page

Arizona ex rel. Merrill v.
Turtle, 413 F.2d 683 (9th Cir.
1969), cert. denied, 396 U.S.
1003 10,11

Benally v. Marcum, 89 N.M. 463,
553 P.2da 1270 (1976) 10,13,15,17

Davis v. O'Keefe, 283 N.W.2d 73
(N.D. 1979) 9

Fisher v. District Court, 424
U.S. 382 (1976) 10

Frisbie v. Collins, 342 U.S.
519 (1952) 14,15

Government of Virgin Islands
v. Ortiz, 427 F.2d 1043

(3d Cir. 1970) 17
Kennerly v. District Court,

400 U.S. 423 (1971) 10
Montana v. United States,

U.S. (No. 79-1128,

March 24, 1981) 19
United States v. Kagama, 118 U.S.

375 (1886) 10

United States v. Lira, 515 F.2d
68 (2d Cir. 1975),cert. denied.,
423 U.S. 847 (same) 16

United States v. Mazurie, 419
U.S. 544 (1975) 18

iv

TABLE OF AUTHORITIES (continued)

Cases

United States v. Toscanino, 500
F.2d 267 (2d Cir. 1974)

United States ex rel. Lujan v.
Gengler, 510 F.2d 62 (2d Cir.
1975), cert. denied, 421 U.S.
1001

Williams v. Lee, 358 U.S. 217
(1959)

Younger v. Harris, 401 U.S. 37
(1971)

Statutes

28 U.S.C. §2241(c) (3)

28 U.S.C. §2254

28 U.S.C. §2254 (b)

28 U.S.C. §2251

N.Dak. Cent. C. § 12.1-17-04

Turtle Mountain Tribal Code
§ 1.0710

Other Authorities

C. Kappler, Indian Affairs: Laws

and Treaties

Page

16,17

16

10

14

14

3,8

PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE EIGHTH CIRCUIT

Petitioner Thomas D. Davis respect-
fully prays that a writ of certiorari
issue to review the judgment and opinion
of the United States Court of Appeals for
the Eighth Circuit entered in this pro-

ceeding on March 6, 1981.
OPINIONS BELOW

The opinion of the Court of Appeals
is reported at 643 F.2d 521 (8th Cir.
1981). The opinion of the District
Court is reported at 481 F.Supp. 888
(D.N.D. 1979). Both are reproduced in

the appendix below.
JURISDICTION

The judgment of the Court of Appeals
was entered on March 6, 1981. A timely
petition for rehearing was denied on

April 3, 1981, and this petition for

certiorari is filed within 90 days of
that date. The Court's jurisdiction is

invoked under 28 U.S.C. § 1254(1).
STATUTES INVOLVED

28 U.S.C. § 2241

(c) The writ of habeas corpus shall
not extend to a prisoner unless -

(3) He is in custody in violation
of the Constitution or laws or treaties
of the United States;

28 U.S.C. § 2254

(b) An application for a writ of
habeas corpus in behalf of a person in
custody pursuant to the judgment of a
State court shall not be granted unless
it appears that the applicant has ex-
hausted the remedies available in the
courts of the State, or that there is ei-
ther an absence of available State correc-

tive process or the existence of circum-
stances rendering such process ineffective
to protect the rights of the prisoner.

Turtle Mountain Tribal Code § 1.0710

Extradition.

Any Indian found within the bound-
aries of the Turtle Mountain Indian Reser-
vation who is wanted by State authorities
for a violation of State law committed
outside the jurisdiction of the Turtle
Mountain Tribal Court, and a warrant of
arrest having been issued from a State
Court, may be arrested and taken into
custody by Bureau of Indian Affairs or
Tribal law enforcement personnel for
prompt transfer to the appropriate en-
forcement agency. The arrest and removal
of the fugitive will be accomplished in
accordance with the procedure set forth
herein: Copies of State warrants may be
presented to the Agency Branch of Law and
Order whereupon they will be recorded as
to date and time received. The warrant
will be promptly presented to the Tribal
or Trial Court Judge of the Turtle Moun-

tain Tribal Court for a review as to date,
charge, and person named thereon, to de-
termine its apparent validity. The Judge,
after satisfying himself or herself as to
the apparent validity of the warrant,

will issue an order for the arrest of the
alleged fugitive from justice.

All Indians being taken into custody
as provided in the preceding paragraph
shall be taken by the police officer to
the Turtle Mountain Tribal Court where
the Judge shall hold a hearing to deter-
mine only whether the Indian person in
custody and before the Court is the same
person charged on the face of the warrant.
An Indian may waive such hearing by ex-
ecuting a waiver of removal hearing and
he will be promptly turned over to the
custody of the appropriate State official.
Where a State warrant is issued from a
State other than the State wherein the
Indian Court is located, the warrant
should be presented to the Tribal Court
by the Sheriff of the County in which
the reservation is located. Upon as-
surance by the local sheriff that the

out-of-state agency will extradite the
wanted subject, the procedure govern-
ing the arrest of the wanted fugitive
may be completed as in other cases.
After a hearing, as provided in para-
graph (2) above, if the Judge is satis-
fied the fugitive is the same person
named in the State warrant, the Judge
shall issue an appropriate order to
tnat effect which will authorize the
State official to remove the fugitive
from the Turtle Mountain Indian Reser-
vation. In all cases wherein Indians
are arrested by reservation law and
order personnel the requesting agency
supplying the warrant shall be imme-
diately notifed that the subject is

in custody and will be delivered to

a proper official within a reasonable
time to transfer the fugitive to

their particular jurisdiction.

STATEMENT OF THE CASE

Petitioner Davis seeks release by
habeas corpus from custody of respondent
Sheriff of Rolette County, North Dakota,
until the sheriff complies with the ex-
tradition law of the Turtle Mountain Band
of Chippewa Indians. Federal laws pro-
tecting tribal self-government and the
federal habeas corpus statutes are the
bases for petitioner's claim of federal
jurisdiction.

Petitioner is an enrolled member of
the Turtle Mountain Band of Chippewa In-
dians, a federally-recognized tribe orga-
nized under a tribal constitution and laws

approved by the Secretary of the Interior.

The tribe's home is the Turtle Mountain
Indian Reservation in Rolette County,
North Dakota. -

On October 9, 1978, Davis allegedly
made a threatening telephone call to
Kim Albert concerning an incident in
which Albert had struck Davis's wife.
Albert received the call in Rolla, out-
side the Turtle Mountain Reservation.
A. p. A5 n.2. The next day Davis was
arrested without a warrant by a Rolette
County Deputy Sheriff and charged with
terrorizing under North Dakcta law. N.Dak.
Cent. C. § 12.1-17-04. The arrest occur-
red within the Turtle Mountain Reservation,
Davis requested an extradition hearing

under tribal law, and he refused to waive

I7 The Reservation is set aside
under Executive Orders, agreement, and
federal statute. See C. Kappler, Indian
Affairs: Laws and Treaties vol. l, p. 885,
vol. 3, p. 39 (GPO).

extradition. Rolette County officers
nevertheless took Davis into custody

"even though they were aware of the require-
ments of the extradition ordinance.” A.

p. ac. 2/

Davis was held until later that day,
when his wife posted bond at the Rolette
County Sheriff's Office in Rolla. The
terms of his bond require him to appear
in the State courts.

In four separate appearances, Davis
made his claim of unlawful arrest in
violation of tribal extradition law to the
North Dakota courts. The North Dakota
Supreme Court denied a writ of prohibition,
“noting that prohibition is granted only

sparingly and only where there is no

27 The Turtle Mountain extradition
law is quoted above at page 3. It was
approved by the Interior Department in
1967. The law provides for arrest by tribal
or federal officers after State officials
present an arrest warrant and a judicial
hearing as conditions precedent to State
custody. Turtle Mountain Code § 1.0710.

9

adequate remedy by appeal" and ‘[w] ithout
reaching the lawfulness of the arrest."

A. pp. A8-A9, citing Davis v. O'Keefe,

283 N.W.2d 73, 76 (N.D. 1979). The
present federal action was then filed.
The District Court denied the petition
on December 27, 1979. A. pp. A55-A68.
The Eighth Circuit affirmed on March 6,
1981, Judge McMillian dissenting. A. pp.
Al-A54. The Turtle Mountain Band appear-

ed as amicus cy ‘iae in support of petitioner.

A. pe Al4. The court held that there was
no federal court jurisdiction prior to

State court trial, or in the alternative,
habeas corpus relief is unavailable to an
Indian in State custody under an unlawful

3/

arrest. —

37 The courts below have stayed the
State court prosecution pending final res-
Olution of this action. See 28 U.S.C. §
2251. The stay now in effect was issued
by the Court of Appeals on April 17, 1981.
It expires upon final action by this Court.

10

REASONS FOR GRANTING THE WRIT

A. The Arrest Was Illegal.

The court below correctly assumed that
Davis's seizure was illegal u.der federal
laws protecting tribal self-government.

A. pp. Al4-Al7. See A45-A53 (dissenting
opinion). States must comply with tribal
of Indians

extradition laws when seeking the arrest,in

Indian country. Arizona ex rel. Merrill v.

Turtle, 413 F.2d 683 (9th Cir. 1969), cert.
denied, 396 U.S. 1003; Benally v. Marcun,

89 N.M. 463, 553 P.2d 1270 (1976). These
holdings are consistent with this Court's
decisions protecting tribal self-government.

See Fisher v. District Court, 424 U.S. 382

(1976); Kennerly v. District Court, 400 U.S.

423 (1971); Williams v. Lee, 358 U.S. 217

(1959); United States v. Kagama, 118 U.S.

375 (1886).

1l

B. The Decision Below Conflicts
With Prior Decisions of this
Court, of Other Courts of
Appeals, and of the Supreme
Court of New Mexico.

1. Jurisdiction. The court below

held that there is no federal court ju-
risdiction to review the illegality of

an Indian's seizure in Indian country
prior to State court trial. This holding
is directly contrary to the decision in

Arizona ex rel. Merrill v. Turtle, supra.

In Turtle, Oklahoma had sought extradition
of an Indian residing within the Navajo
Indian Reservation in Arizona. An Arizona
sheriff arrested Turtle in violation of
the Navajo extradition law. The Ninth
Circuit sustained the district court's
grant of release on habeas corpus based
on interference with tribal self-govern-
ment, holding that control of extradition
is “essential to the Navajos' self-govern-

ment.” 413 F.2d at 685-86.

12

The majority opinion below attempted
to distinguish Turtle because there the
demanding State had not yet obtained cus-
tody. A. pp. Al6-Al7. The opinion also
said that the issue must be postponed
until Davis's state trial has been com-
pleted. A. pp. A9-Al8. Neither point
makes sense. Testing the validity of an
arrest after trial is either futile,
because "A conviction is rarely over-
turned on the ground of unlawfulness of
the arrest", A. p. Al2 n. 7, or wasteful,
because the expense and time of a trial
have already been sustained and jeopardy
has attached. See part B2 infra. As
the dissent noted, the purpose of an
extradition law "to permit limited in-
quiries by the asylum jurisdiction...
prior to releasing custody of the fugitive"
would be defeated if triba), extradition

laws were considered aftex State trial.

13

"The tribal extradition process would be
meaningless, and the Turtle Mountain Band
would have no adequate remedy." A. pp.
A26-A28 (dissenting opinion). If there
is federal jurisdiction to release Davis
at any time based on his illegal arrest,
the most efficient time for everyone -
including the State - is prior to trial.

In Benally v. Marcum, supra, the New

Mexico Supreme Court ordered the release
on habeas corpus of an Indian arrested
within the Navajo Reservation by State
officers. The court sustained release
based on interference with tribal self-
government until the State officers
complied with the Navajo extradition law.
While federal court jurisdiction was not
at issue, the court recognized the sense
of determining this issue prior to trial.
Insofar as the decision below rests

on the exhaustion requirement of 28 U.S.C.

14

§ 2254, it also conflicts with this

Court's holding in Frisbie v. Collins,

342 U.S. 519 (1952) (discussed further
under B.2 infra). There the Court held
that illegal arrest and removal to a
prosecuting jurisdiction constituted
"special circumstances" justifying federal
court review without exhaustion of State
court remedies. Both in Frisbie and in

Turtle, supra, no submission had been

made to the State courts. By contrast
petitioner Davis has fully exhausted
State pre-trial remedies. A. pp. A7-A9. 4
Hence, the conclusion of the court
below that it lacked jurisdiction prior

to State trial conflicts with this Court's

47 The Court below also relied on
this Court's decision in Younger v. Harris,
401 U.S. 37 (1971). This reliance was
misplaced. Younger was based on the con-
stitutional responsibility of State courts
in cases wholly within State territorial
authority. By contrast, Indian country is
a place under special federal authority and
protection.

15

holding in Frisbie and with the other
cases cited.

2. Remedy. The court below held
that even if it had subject matter ju-
risdiction and the arrest was illegal, it
could not order Davis's release because
the North Dakota sheriff could maintain
custody over a defendant seized unlaw-

fully under the rule of Frisbie v. Collins,

Supra. A. pp. Al8-A22. In Frisbie, after
sustaining federal court jurisdiction, the
Court held that defendant's allegation
that he had been illegally arrested in
Illinois and brought to Michigan was not
a basis for habeas corpus release.

The reliance on Frisbie by the court
below is contrary to the holding of the

New Mexico Supreme Court in Benally v.

Marcum, supra. That Court held that

Frisbie should not be applied to violation

of a tribal extradition law by State

16

officers and that defendant's right to
due process of law would be violated by
trial based on illegal seizure and re-
moval from the reservation. See also

the dissenting opinion in the court below.
A. pp. A29-A54.

Reliance on Frisbie is also in con-
flict with the Second Circuit's rule that
Frisbie does not apply when the asylum
jurisdiction objects to the seizure.

United States v. Toscanino, 500 F.2d 267,

270 (2d Cir. 1974). See United States

ex rel. Lujan v. Gengler, 510 F.2d 62,

67-68 (2d Cir. 1975), cert. denied, 421

U.S. 1001 (Toscanino distinguished on

this ground); United States v. Lira, 515

F.2d 68, 71-72 (2d Cir. 1975) cert. denied.

423 U.S. 847 (same); dissenting opinion
below, A. pp. A53-A54. As previously
noted, the Turtle Mountain Band has

objected to Davis's seizure,

17

Frisbie and decisions following it
mostly are post-trial attempts to over-
turn a conviction, after jeopardy has
attached and both parties have sustained
the full expense of a trial. This again
demonstrates that the sensible time to
determine this issue is prior to trial.
After trial the tribe's interest in the
integrity of its processes will be
thwarted by an acquittal or prejudiced by
the reliance interest of the State in
sustaining its conviction.

Furthermore, Frisbie has been severly
criticized as inconsistent with modern
concepts of due process of law. ° It
should not be extended to preclude mean-
ingful protection of tribal self-govern-

ment. Therefore, application of the

57 See Government of Virgin Islands
v. Ortiz, 427 F.2d 1043, 1045 n. 2 (3d
Cir. 1970) and authorities cited. See
also United States v. Toscanino, supra;
Benally v. Marcum, supra.

18

Frisbie rule by the court below conflicts
with decisions of the Second Circuit and
of the Supreme Court of New Mexico.

C. The Decision Below Raises
Important and Recurring
Problems of Tribal and
State Jurisdiction Not Yet
Addressed by This Court.

Many Indian tribes have adopted ex-
tradition laws that have been approved
by the United States Department of Interior.
Tribal extradition laws are derived from
the sovereignty of Indian tribes “over
both their members and their territory".
United States v. Mazurie, 419 U.S. 544,

557 (1975).

The decision below raises serious
questions about tribal authority to adopt
and enforce extradition laws. The decision
would apparently permit state officials
completely to ignore tribal extradition
laws and to arrest and take into custody

an Indian at any time and place on the

19

reservation (including tribal offices).
Also, when a protest by the Indian tribe
involved on behalf of its tribal member
(as in this case) does not effect the
release of the tribal member or compliance
with the extradition law, tribal extra-
dition laws are rendered meaningless and
useless,

The lawless State conduct here
threatens and has a direct effect on the
political integrity of the tribe. See
Montana v. United States, _—»s U.S.
(No, 79-1128, March 24, 1981) (slip op.
at 20). As successful law enforcement on
the reservation requires close cooperation
among all law enforcement agencies, this
Court should review the decision below
to protect tribal government and promote

harmony in reservation law enforcement.

20

CONCLUSION

For the reasons stated, the Court

is respectfully requested to grant a writ

of certiorari to review the decision be-

low.

June 1981

Respectfully submitted,

Timothy Allan LaFrance,
Counsel of Record

Colorado Rural Legal
Services

Box 1408

Durango, Colorado 81301

Telephone: 303/259-0392

Richard B. Collins

Native American Rights Fund
1506 Broadway

Boulder, Colorado 80302
Telephone: 303/447-8760

Counsel for Petitioner

APPENDIX

Contents

Court of Appeals Majority
Opinion

Court of Appeals Dissenting
Opinion

District Court Opinion

Court of Appeals Order
Denying Rehearing

A22
AS5

A69

Al

APPENDIX

Opinions Below

Thomas D. DAVIS, Appellant,
Vv.

Bryant MUELLAR, as Sheriff of Rolette
County, North Dakota, Appellee.

No. 80-1082.

United States Court of Appeals,
Eighth Circuit.

Submitted March 14, 1980.
Decided March 6, 1981

Before HENLEY and McMILLIAN, Circuit
Judges, and HARPER, Senior District Judge.

HENLEY, Circuit Judge

Thomas D. Davis appeals the district
court order, 481 F.Supp. 888, denying his
petition for a pretrial writ of habeas
corpus, 28 U.S.C. § 2241(c)(3), by which

he sought release from North Dakota state

* The Honorable Roy W. Harper, United
States Senior District Judge for the East-
ern and Western Districts of Missouri,
sitting by designation.

A2
custody on grounds that his arrest and
state custody were, and are, in violation
of a tribal extradition ordinance. We
affirm.

Davis is an enrolled member of the
Turtle Mountain Band of Chippewa Indians.
The tribal extradition ordinance, first
approved by the United States Bureau of
Indian Affairs on June 13, 1967, mandates
the following procedure in arresting a
tribal member for a crime committed off
the reservation: the state officials pre-
sent the arrest warrant to tribal offi-
cials, the tribal officials make the arrest,
and the Indian accused has an extradition
hearing as a prerequisite to state custody.

Turtle Mountain Tribal Code § 1.0710. 1

17 Turtle Mountain Tribal Code (1976)
provides in part:
1.0710. Extradition. Any Indian
found within the boundaries of the
Turtle Mountain Indian Reservation
who is wanted by State authorities
(Footnote continued on next page).

A3
The Turtle Mountain Indian Reservation
is composed of two townships in Rolette
County, North Dakota. Indian land,in the

County, but outside the reservation, makes

(Footnote I continued) for a violation of
State law committed outside the juris-
diction of the Turtle Mountain Tribal
Court, and a warrant of arrest having
been issued from a State Court, may
be arrested and taken into custody by
Bureau of Indian Affairs or Tribal
law enforcement personnel for prompt
transfer to the appropriate enforce-
ment agency. The arrest and removal
of the fugitive will be accomplished
in accordance with the procedure set
forth herein; Copies of State war-
rants may be presented to the Agency
Branch of Law and Order whereupon
they will be recorded as to date and
time received. The warrant will be
promptly presented to the Tribal or
Trial Court Judge of the Turtle
Mountain Tribal Court for a review as
to date, charge, and person named
thereon, to determine its apparent
validity. The Judge, after satisfy-
ing himself or herself as to the
apparent validity of the warrant,
will issue an order for the arrest
of the alleged fugitive from justice.

All Indians being taken into custody
as provided in the preceding para-
graph shall be taken by the police
officer to the Turtle Mountain Tribal
(Footnote continued on next page).

A4
up another two townships. The resulting
patchwork of Indian and state jurisdiction
requires close cooperation between Indian
and state officials, and there is no rea-

son to believe that in general such

TFootnote I continued) Court where the
Judge shall hold a hearing to deter-
mine only whether the Indian person
in custody and before the Court is the
same person charged on the face of
the warrant. An Indian may waive such
hearing by executing a waiver of re-
moval hearing and he will be promptly
turned over to the custody of the
appropriate State official. Where a
State warrant is issued from a State
other than the State wherein the
Indian Court is located, the warrant
should be presented to the Tribal
Court by the Sheriff of the County
in which the reservation is located.
Upon assurance by the local sheriff
that the out-of-state agency will ex-
tradite the wanted subject, the pro-
cedure governing the arrest of the
wanted fugitive may be completed as
in other cases. After a hearing, as
provided in paragraph (2) above, if
the Judge is satisfied the fugitive
is the same person named in the State
warrant, the Judge shall issue an
appropriate order to that effect which
will authorize the State official to
remove the fugitive from the Turtle
Mountain Indian Reservation. [In all

(Footnote continued on next page).

AS
cooperation does not exist. Specifically,
with respect to the arrest of Davis sub-
jective bad faith is denied.

On the night of October 9, 1978 Davis
allegedly made a telephone call from the
Reservation in which he threatened to kill
one Kim Albert the next day at the Town
of Rolla. é The alleged threat was reported
to Rolette County officials who determined
to arrest Davis the following morning.

On the morning of October 10, 1978 the

(Footnote 1 continued) cases wherein
Indians are arrested by reservation
law and order personnel the request-
ing agency supplying the warrant
shall be immediately notified that
the subject is in custody and will be
delivered to a proper official within
a reasonable time to transfer the
fugitive to their particular juris-
diction.

2/ Davis was subsequently charged with
terrorizing, a Class C felony under N.D.
Cent.Code § 12.1-17-04, for allegedly
making the threatening phone call to Kim
Albert concerning an incident in which
Albert struck Davis's wife. Albert re-
ceived the call in Rolla, an off-reserva-
tion town, on October 9, 1978.

A6

tribal police department, obviously acting
in cooperation with the Rolette County
sheriff's office, notifed Davis at his
place of employment on the reservation that
the county officers wished to speak with
him and asked him to come to the Tribal
Law and Order Office, which he did. After
a short time a deputy sheriff arrived and
Davis was arrested without a warrant. The
record reflects that Davis refused to
waive extradition and requested a hearing.
However, no tribal judge was available nor
was one to be available that day. In those
circumstances Rolette County officials
elected to take Davis into custody even
though they were aware of the require-
ments of the extradition ordinance.

After Davis was placed in state cus-
tody, a complaint was filed, a warrant was
issued, and bond was set at $1,500.00.

Later that afternoon, Davis's wife posted

A7

bond at the Rolette County sheriff's

office in Rolla. Davis was released, but

the terms of his bond required him to

appear in the state courts. ;
Davis presented his unlawful arrest

claims to North Dakota state courts in four

separate appearances. At his preliminary

hearing in county justice court, Davis

moved for a dismissal on the basis that

the state arrest and custody of him on

the reservation violated his rights under

the tribal extradition ordinance and frus-

trated the federal guarantee of tribal self-

government. This motion was denied, and

he was bound over to the state district

court. Then, Davis petitioned the state

district court for a writ of habeas corpus,

37 Davis did not waive lack of juris-
diction by posting bond and making special
appearances before the courts. A
v. United States, 273 U.S. 1, 9, 47 S.Ct.

’ 3, 71 L.Ed. 505 (1926). Indeed,
habeas corpus relief would include return
of the posted bond.

A8

releasing him from state custody until the
tribal extradition ordinance had been com-
plied with. The writ was denied on the
ground that he was aot "in custody.” :

At the time of his arraignment in state
district court, Davis again moved to dis-
miss on the basis of violation of tribal
extradition laws but was denied relief.
Finally Davis sought a writ of prohibition
from the Supreme Court of North Dakota to
restrain the impending district court
prosecution. Without reaching the issue
of the lawfulness of the arrest, the state
supreme court denied the writ, noting that

prohibition is granted only sparingly and

47 For federal purposes, Davis is "in
custody." Kolski v. Watkins, 544 F.2d

762, 763 n.2 (5th Cir. 1977);

ex rel. Scranton v. New York, 532 F.2d

292, 293-94 (2d Cir. 1976). North Dakota
apparently requires allegation of confine-
ment in a petition for state habeas corpus.
See Fournier v. Roed, 161 N.W.2d 458, 470
(N.D. 1968) (Knudson, J., concurring spe-
cially).

A9

only where there is no adequate remedy by

appeal. Davis v. O'Keefe, 283 N.W.2d 73,

76 (N.D. 1979).

Davis then took his claim to federal
court. He petitioned the United States
District Court for the District of North
Dakota for a writ of habeas corpus based
on the tribal extradition ordinance. By
an order dated December 27, 1979, the
district court denied the petition on
the ground that Davis had not exhausted
state remedies because he had not yet
been tried and convicted and that there
were no special circumstances to override
the exhaustion requirement. An adminis-
trative panel of this court granted a
certificate of probable cause and directed
that the state criminal proceeding be
stayed pending appeal.

I. Federal Judicial Intervention.

At the outset we are confronted with

Al0

the question whether this court should
assume jurisdiction and decide this case
cn its merits.

Davis contends that the special circum-
stances of this case negate the need for
exhaustion of state remedies. Alternative-
ly, he contends that state remedies have
been exhausted. He asserts that the unique
status given tribal sovereignty constitutes
a special circumstance.

Public policy and 28 U.S.C. § 2283 °

5/ Davis also argues that state officials’
knowing and willful violation of tribal
ordinances constituted special circumstances.
However, the district court found that there
was no showing of bad faith or harassment.

We see no need to overturn that finding.

6/ 28 U.S.C. § 2283. Stay of State
Court Proceedings

A court of the United States may not
grant an injunction to stay the pro-
ceedings in a State Court except as
expressly authorized by Act of Congress,
or where necessary in aid of its juris-
diction, or to protect or effectuate
its judgments.

All

discourage federal court interference with

state court proceedings. Younger v. Harris,

401 U.S. 37, 40-41, 91 S.Ct. 746, 748-749,
27 L-Ed.2d 669 (1971). Younger, which
dealt with a federal stay or injunction
of a pending state criminal prosecution,
was based on "the notion of 'comity,' that
is, a proper respect for state functions."
Id. at 43-44, 91 S.Ct. at 750. The same
policy has been applied to federal habeas
corpus relief from a state criminal trial.

E.g-, Kolski v. Watkins, 544 F.2d 762, 766
(Sth Cir. 1977); United States ex rel.

Scranton v. New York, 532 F.2d 292, 295

(2d Cir. 1976); United States ex rel. Tyler

v. Hall, 444 F.Supp. 104, 106 (E.D. Mo.
1978). However, the rule of comity does
not limit the power of the federal courts
to dispense with the exhaustion require-
ment altogether where "special circum-

stances” exist. E.g., Braden v. Thirtieth

Al2

Judicial Circuit Court, 410 U.S. 484, 489,

93 S.Ct. 1123, 1126-1127, 35 L.Ed.2d 443
(1973) (speedy trial rights); Ex parte
Royall, 117 U.S. 241, 251, 6 S.Ct. 734,
740, 29 L.Ed. 868 (1886); United States

ex rel. Russo v. Superior Court, 483 F.2d

7, 12 (3d Cir.), cert. denied, 414 U.S.
1023, 94 S.Ct. 447, 38 L.Ed.2d 313 (1973)
(double jeopardy).
' The federal district court held that
requiring Davis to defend hemself in a
criminal trial would not justify habeas
corpus relief under the "both great and
immediate" irreparable injury test of
ounger. As the district court noted,
while Davis has exhausted his pretrial
state remedies he could appeal a state
conviction on the ground of the unlawful-

ness of the arrest. , And as Younger teaches,

7 A cormviction is rarely overturned on
the ground of unlawfulness of the arrest
(Footnote continued on next page).

Al3

the cost, anxiety, and inconvenience of
having to defend against a single criminal
prosecution could not by themselves be con-
sidered "irreparable" in the special legal
sense of that term. Instead, the threat

to the plaintiff's federally protected
rights must be one that cannot be elim-
inated by his defense against a single

criminal prosecution. Younger v. Harris,

401 U.S. at 46, 91 S.Ct. at 751.

As stated, it is urged here that
serious questions of tribal sovereignty
and state-tribal relations are raised to
such an extent as to constitute special

circumstances justifying dispensing with

(Footnote 7 continued) So long as fruits

of the illegal arrest are not used at trial.

Wong Sun v. United States. 371 U.S. 471, 83
° L.Ed. (1963). Even

where the "illegal Bla ico pt does not in-

validate a subsequent conviction, the de-

fendant may have a cuase of action under

42 U.S.C. § 1983. See Brown v. Nutsch,

619 F.2d 758 (8th Cir. 1980), and cases

cited therein.

Al4

exhaustion requirements as contemplated
by Braden and Russo.

The Turtle Mountain Band of Chippewa
Indians has appeared amicus curiae and has
undertaken to raise questions as to the ex-
tent to which the state must recognize sov-
ereignty and control of the tribal govern-
ment over the reservation's inhabitants.
Thus, it may be said that in a sense we are
to be concerned not only with the personal
injury to Davis but with broader tribal in-
terests as well.

Tribal sovereignty undoubtedly in-
cludes the power to establish a court sys-
tem. American Indian Policy Review Com-
mission, 95th Cong., lst Sess., Final Report
(Comm. Print 1977), at 99 (hereinafter Final
Report), and the trust responsibility of

the federal government includes protecting

AlL5

tribal sovereignty, Id. at 104.8

Indeed,
the federal courts historically have pro-
tected tribal sovereignty from state inter-

ference. Moe v. Confederated Salish &

Kootenai Tribes, 425 U.S. 463, 96 S.Ct.

1634, 48 L.Fd.20 96 (1976); McClanahan v.

Arizona Tax Comm'n, 411 U.S. 164, 93 S.Ct.

1257, 36 L.Ed.2d 129 (1973); Worcester v.

Georgia, 31 U.S. (6 Pet.) 515, 561, 8 L.Ed.
483 (1832). Moreover, consideration of
comity underlying Younger to a degree may
be said to apply to tribal governments as

well.? And if we were presented with a

“87 A refusal of state police officers to
recognize legitimate tribal judicial au-
thority while on the reservation is at
least to some extent state interference
with tribal sovereignty. E.g., Fisher v.
District Court, 424 U.S. 3 96 S.Ct. 943,
-Ed. 06 (1976); United States v.
Mazurie, 419 U.S. 544, 95 S.Ct. 710, 42
L.Ed.2d 706 (1975).

9/ Davis suggests that the principle of
comity itself mandates respect for tribal
law, as the law of a third independent
(Footnote nn ore Pry on next page).

Al6

claim filed to protect the extradition
process prior to surrender of the individ-
ual petitioner to the demanding state con-
Siderations of comity and concern for tribal
sovereignty might well dictate exercise
of federal jurisdiction.

Such a pre-surrender case decided

before Younger was Arizona ex rel. Merrill

v. Turtle, 413 F.2d 683 (9th Cir. 1969),

cert denied, 396 U.S. 1003, 90 S.Ct. 551,

24 L.Ed.2d 494 (1970). In Merrill after
the Navajo Tribal Court declined to extra-
dite a reservation Indian to Oklahoma,
Arizona honored an extradition demand by

Oklahoma and arrested the Indian on the

(Footnote 9 continued) sovereign, citing
United States v. Wheeler, 435 U.S. 313, 98
S.Ct. 1079, 55 L.Ed.2d 303 (1978). While
it is clear that tribal reservation sover-
eignty is not congruent with state sover-
eignty, such sovereignty as the tribes do
possess is entitled to recognition and
respect both by state and federal govern-
ments.

Al7

reservation. The habeas corpus petition
was brought in the asylum jurisdiction
(Arizona) to prevent the demand jurisdic-
tion (Oklahoma) from taking custody of him.
The federal court entertained the petition
and it was granted on the ground that
Arizona had no extradition jurisdiction
over Indian residents of the Navajo Reser-
vation which would justify an arrest on
the Reservation upon a demand from Oklahoma.
But Merrill is not the case before
us. Here, Davis is in custody of North
Dakota. There is a pending state criminal
prosecution in which Davis's rights may be
recognized and we are convinced that neither
the asserted tribal interest, Davis's
individual interest, nor any combination
of the two justifies our exercise of habeas
jurisdiction.
From what has been said, it is clear

that the judgment of the district court

Al8

should be affirmed and this opinion
brought to a close. Even so, the position
taken by the dissent seems to call for a
statement on the merits and we undertake

a brief discussion of the personal juris-
diction issue despite some misgiving

brought on by Firestone Tire & Rubber Co.

v. Risjord, U.S. , 101 S.Ct.

669, 66 L.Ed.2d 571 (1981), in which the
Supreme Court held that this court in In

re Multi-Piece Rim Products Liability,

612 F.2d 377 (8th Cir. 1980), having de-
cided it had no jurisdiction of an inter-
locutory appeal erred in ruling prospec-
tively on the merits of the appeal.

II. Personal Jurisdiction.

The traditional rule is that a state
court maintains personal jurisdiction over
a defendant brought before the court by

unlawful means. Frisbie v. Collins, 342

U.S. 519, 72 S.Ct. 112, 96 L.Ed. 651 (1952).

Alg9

This has been the law at least since the
1880's when an officer from Kentucky ar-
rested in West Virginia and abducted there-

from one Mahon who was a fugitive from a

murder charge in Kentucky, Mahon v. Justice,

127 U.S. 700, 8 S.Ct. 1204, 32 L.Ed. 283
(1888), and when an officer commissioned
by the United States illegally abducted
from Peru and brought to California a
fugitive from a felony charge pending in
Illinois, Ker v. Yllinois, 119 U.S. 436,

7 S.Ct. 225, 80 L.Ed. 421 (1888).

Personal jurisdiction, once obtained,
continues and illegality of arrest may
not serve as grounds for attack on a sub-

sequent conviction. Gerstein v. Pugh,

420 U.S. 103, 119, 95 S.Ct. 854, 865-866,
43 L.Ed.2d 54 (1975); Frisbie v. Collins,

supra; Pruitt v. Hutto, 542 F.2d 458, 459

(8th Cir. 1976).

Only in United States v. Toscanino,

A20

500 F.2d 267, 274-79 (2d Cir. 1974), has
a court carved out an exception to the

illegal arrest rule. In Toscanino the

court remanded for an evidentiary hearing
concerning the defendant's allegation that
he was illegally kidnapped from Uruguay and
transported to the United States in a manner
which "shocked the conscience" of the court.
That exception was expressly limited by the

Second Circuit in United States ex rel. Lu-

jan v. Gengler, 510 F.2d 62, 65 (2d Cir.),

cert. denied, 421 U.S. 1001, 95 S.Ct. 2400,

44 L.Ed.2d 668 (1975), to egregious inci-

dents, as in Toscanino, which shock the

conscience.
The facts of this case simply do not
Suggest the type of shocking conduct de-

scribed in Toscanino, supra, 500 F.2d at

274-79, that would provide grounds for
granting appellant's requested relief.

In a case involving an alleged illegal

A21

arrest in Indian country and a claim

that illegality of the arrest without ex-
tradition divested a state court of juris-
diction to try a habeas petitioner, this
court recently followed the general rule

and refused habeas relief. Weddell v.

Meierhenry, 636 F.2d 211 (8th Cir. 1980).

As we understand the dissent, it
does not quarrel with the general rule.
Rather, it bases jurisdiction and its
reasoning on the merits on the special
status of Indian tribes in the United
States and special governmental interest
in Indian self-government. We do not
disagree that there is a special and
unique relationship between the government
and the tribes nor do we question the power
of the United States to alter the Ker-
Frisbie personal jurisdiction rule. But
we are unable to find that the United States

has by policy, by treaty, by statute or by

A22

court decision decreed North Dakota's loss
of personal jurisdiction over appellant as
a penalty for having arrested appellant in
violation of the tribal extradition or-
dinance here involved.

We direct dissolution of the inter-
locutory stay heretofore entered by this
court and affirm the judgment of the dis-
trict court.

McMILLIAN, Circuit Judge, dissenting.

I respectfully dissent. Because of
federal protection of tribal sovereignty,
I would reverse and grant a writ of habeas

corpus 1 releasing Davis from state custody

17 Davis petitioned for pre-trial writ
of habeas corpus, 28 U.S.C. § 2241 (c) (3),
and subsequently moved for certificate

of cause for appeal, 28 U.S.C. § 2253.

The district court, however, treated this
as a § 2254 petition on behalf of a per-
son in custody pursuant to the de eene of
a state court. See discussion o eddell

N. Meierhenry, infra, p. 530.

A23

until Rolette County officials comply with
the Turtle Mountain tribal extradition
ordinance,

I. Federal Jurisdiction

As the majority noted, the injury to
Davis personally is not the primary inter-
est being asserted here. The issue is not
whether an Indian can avoid state prosecu-
tion for crimes committed off the reserva-
tion, but whether the state must recognize
some degree of sovereignty and control of
the tribal government over the reserva-
tion's inhabitants. On that issue the dis-
trict court stated, "Tribal sovereignty
and state-tribal relations ... do not rise
to the standard of special circumstances

contemplated in Braden and Russo." Davis

v. Muellar, 481 F.Supp. 888, 891 (D.N.D.

1979). I disagree.
Tribal sovereignty includes the

power to establish a court system.

A24

American Indian Policy Review Commission,
95th Cong., lst Sess., Final Report 99
(Comm, Print 1977) (hereinafter Final
Report). The trust responsibility of the
federal government includes protecting
tibal sovereignty. Id at 104. The refus-
al of state police officers to recognize
legitimate tribal authority while on the
reservation is a classic example of state
interference with tribal sovereignty. E.g,

Fisher v. District Court, 424 U.S. 382,

96 S.Ct. 943, 47 L.Ed.2d 106 (1976); United
States v. Mazurie, 419 U.S. 544, 95 S.Ct.

710, 42 L.Ed. 2d 706 (1975). Because the
tribes are often at a loss to remedy such

state interference, the federal courts 2

2/ Congress has also protected tribal
self-government. Indian Reorganization
Act, 25 U.S.C. §§ 476, 477; 18 U.S.C. §§
1151, 1152; Indian Civil Rights Act of
1968, 25 U.S.C. §§ 1301 et seq.; Indian
Financing Act of 1974, 25 U.S.C. § 1451
et seq.; and Indian Self-Determination
Act, 25 U.S.C. § 450 et seg. See dis-
cussion infra, p. 53l.

A25

have historically protected tribal sov-
ereignty from state interference. Moe v.

Confederated Salish & Kootenai Tribes, 425

U.S. 463, 96 S.Ct. 1634, 48 L.Ed.2d 96

(1976); McClanahan v. Arizona State Tax

Comm'n, 411 U.S. 164, 93 S.Ct. 1257, 36
L.Ed.2d 129 (1973); Worcester v. Georgia,

31 U.S. (6 Pet.) 515, 561, 8 L.Ed. 483
(1832). The first federal court 3 that
considered an Indian's habeas corpus

petition : based on violation of the

3/ In Arizona ex rel. Merrillv. Turtle,
after the Navajo Tribal Court declined to
extradite a reservation Indian to Oklahoma,
Arizona honored an extradition demand by
Oklahoma and arrested the Indian on the
reservation. The habeas corpus petition
was brought in the asylum jurisdiction
(Arizona) to prevent the demand jurisdic-
tion (Oklahoma) from taking custody of
him. Thus, there was no Ker-Frisbie prob-
lem. See discussion, infra, p. 529.

4/ Similarly, in Moe v. Confederated
Salish and Kootenai Tri Tribes, suit for de-~-
Claratory and injunctive relief was brought
shortly after the arrests and the district
court granted the Indians relief without
even considering Younger abstention. 392
(Footnote continued on next page).

A26

tribal extradition law ; did so before
Younger. That court took jurisdiction and
granted habeas corpus relief on the ground
that control of the extradition process
was essential to tribal sovereignty.

Arizona ex rel. Merrill v. Turtle, 413

F.2d 683 (9th Cir. 1969), cert. denied,

396 U.S. 1003, 90 S.Ct. 551, 24 L.Ed.2d
494 (1970). Where tribal sovereignty is
at stake, I believe that federal jurisdic-
tion should still be available, under the
special circumstances exception to Younger.

The primary purpose of an extradition

“(Footnote 7 continued) F.Supp. 1297 (D.
Mont. 1974); and 392 F.Supp. 1325 (D. Mont.
1975). See Moe v. Confedera

Kootenai Tribes, 425 U.S. 463, 468 n.5,

96 S.Ct. 1634, 1639 n.5, 48 L.Ed.2d 96
(1976).

5/ High Pine v. Montana, 439 F.2d 1093
(Sth Cir. 1971), was a habeas corpus action
by an Indian arrested on the reservation but
there was no violation of the tribal or-
dinance because he was arrested by the trib-
al police and surrendered by the tribal au-
thorities. Therefore, there was no state
(Footnote continued on next page).

A27

law is to permit limited inquiries by the
asylum jurisdiction into the criminal pro-
cess utilized by the demanding jurisdiction
prior to releasing custody of the fugitive.
Certainly a state, in the exercise of its
own sovereign powers, claims an interest

in the extradition of any fugitive who is
present in its jurisdiction. But the dis-
trict court in the present case would de-
lay consideration of a violation of the
tribal extradition law not only until after
custody is surrendered but also until after
the fugitive is tried and convicted. Such
a delay would defeat the purpose of this

essential function of the Turtle Mountain

(Footnote 5 continued) interference with
tribal sovereignty. Furthermore, he had
signed a waiver of right to extradition
proceedings. Curtis v. Bennett, 351 F.2d
931 (8th Cir. 1965) (such waivers are val-
id).

This court recently reviewed Weddell
v. Meierhenry. See discussion, infra
p. 530.

A28

Band's self-government. The tribal extra-
dition process would be meaningless, and

the Turtle Mountain Band would have no ad-
equate remedy. Violation of tribal extra-
dition laws is impermissible state inter-
ference with tribal sovereignty. This is
not to say that reservations have identical
sovereign status with the states, but rather
that such degree of sovereignty as the
tribes do possess must be recognized by the
states and will be protected by the federal
courts from state interference. Therefore,
I believe that tribal sovereignty does rise
to the standard of special circumstances
which justify dispensing with the exhaustion

requirement.

67 Alternatively, Davis contends that
state remedies had been exhausted. Davis
had presented his federal claims to the
state courts in four proceedings, including
one before the highest state court. In
light of my conclusion that exhaustion of
state remedies was not required, however,

I would leave open the question of whether
the exhaustion requirement would have been
satisfied.

A29

II. Personal: Jurisdiction

Having decided that we are not pre-
cluded by Younger from hearing the appeal,
I would turn to the substantive issue of
whether the state court retains personal
jurisdiction over Davis despite the state's
violations of the tribal extradition code.
This is a difficult issue because the
state's interest in maintaining jurisdic-
tion over one accused of a state crime is
in direct conflict with the tribe's inter-
est in self-government. I would hold that
the state court does not have jurisdiction
to try an Indian brought before it in vio-
lation of the tribal extradition ordinance.

The traditional rule is that the court
maintains personal jurisdiction over a de-
fendant brought before the court by unlaw-

ful means. Frisbie v. Collins, 342 U.S.

519, 72 S.Ct. 112, 96 L.Ed. 651 (1952);

Ker v. Illinois, 119 U.S. 436, 7 S.Ct.

A30
225, 30 L.Ed. 421 (1888). Ker involved

extradition q (prisoner kidnapped from
Peru "in total disregard of that treaty";
no violation of provisions of treaty),
while Frisbie involved rendition 6 (pris-
oner abducted by force from Illinois and

brought to Michigan for trial).

77 Extradition between nations is based
on the notion of comity. Extradition rights
exist only when created by treaty; in the
United States, by Act of Congress pursuant
to U.S. Const. art. II, § 2. The Constitu-
tion makes extradition treaties a part of
the Supreme Law of the Land, id. art. VI,

§ 2, and as such their construction is
for the courts.

8/ Rendition between states, on the other
hand, is founded on article IV, § 2 of the
Constitution and effectuating federal stat-
utes. It is not based on comity, nor is it
governed by the same principles as extra-
dition. Biddinger v. New York City Police
Comm'r, 245 U.S. 128, 13 -33, 8 $.Ct. 4l,
42-43, 62 L.Ed. 193 (1917). Rendition being
a federal matter, federal law preempts any
conflicting state legislation. Cf. Ross v.
Middlebrooks, 188 F.2d 308 (9th Cir.
cert. denied, 342 U.S. 862, 72 S.Ct. 90,

96 L.Ed. 649 (1951); Ex parte Arrington,
270 S.W.2d 39, 42 (Mo. banc 1954).

A31

The Ker-Frisbie rule has two related com-

ponents. First, a treaty of extradition
creates rights only as to the sovereign;
it does not confer a right of asylum on

the fugitive. Ker v. Illinois, supra,

119 U.S. 436, 7 S.Ct. 225, 30 L.Ed. 421;
Siegel v. Edwards, 566 F.2d 958, 960 (5th

Cir. 1978). Therefore, an objection by
the asylum jurisdiction to the illegal
arrest may affect the jurisdiction of the

demanding jurisdiction. See Ker v. Illinois,

supra, 119 U.S. 436, 7 S.Ct. 225, 30 L.Ed.

421; United States v. Lira, 515 F.2d 68,

71-72 (2d Cir.), cert. denied, 423 U.S.

847, 96 S.Ct. 87, 46 L.Ed.2d 69 (1975);

United States ex rel. Lujan v. Gengler,

510 F.2d 62, 67-68 (2d Cir.), cert. denied,

421 U.S. 1001, 95 S.Ct. 2400, 44 L.Ed.2d
668 (1975). Second, the fourth amendment
does not extend to extraterritorial actions

or actions by foreign agents. Frisbie v.

A32

Collins, supra, 342 0.S. 519, 72 S.Ct.

112, 96 L.Ed. 651; United States v. Busic,

592 F.2d 13, 23 (2d Cir. 197%), The Ker-
Frisbie rule is inapplicable where the
United States has by treaty imposed a
territorial limitation on its own authority.

Cook v. United States, 288 U.S. 102, 121-

22, 53 S.Ct. 305, 312, 77 L.Ed. 641 (1933).

In United States v. Toscanino, 500

F.2d 267 (2d Cir. 1974), the Second Circuit

created an exception to the Ker-Frisbie

rule, but later limited the exception to
"degrading, egregious, outrageous and
flagrant indignities to human personality."

United States v. Winter, 509 F.2d 975, 986

n. 36 (5th Cir. 1975). E.g., United States

v. Lira, supra, 515 F.2d at 71-72 (abduc-

tion after torture by foreign official

upheld); United States ex rel. Lujan v.

Gengler, supra, 510 F.2d at 67-68 (ab-

duction in absence of torture upheld).

A33

In Bennally v. Marcum, 89 N.M. 463, 553

P.2d 1270 (1976), on facts comparable to
those at bar, 2 the Supreme Court of New
Mexico held that violation of the tribal
extradition ordinance barred state pros-
ecution of an Indian. It did so on the

basis of the Toscanino exception to the

Ker-Frisbie rule.

3/ In Bennally v. Marcum, an enrolled
member of the Navajo tribe committed traf-
fic offenses in a nearby city. Although
he was followed directly to the reservation
and arrested, the fresh pursuit doctrine
was inapplicable because the offenses were
only misdemeanors, not felonies. The
Supreme Court of New Mexico granted a writ
of prohibition preventing the municipal
court from proceeding in the case. Follow-
ing Arizona ex rel. Merrill v. Turtle, the
state Supreme Court stressed that the trib-
al extradition procedures had been codified
and approved by the federal government.
And, like the Ninth Circuit, it granted
relief to the Indian accused prior to the
state trial. However, Arizona ex rel.
Merrill v. Turtle is inapposite to the
Ker-Frisbie issue because there the chal-
lenge was to a proposed extradition, where-
as here the demanding jurisdiction already
has custody of the defendant.

A34

In Weddell v. Meierhenry, 636 F.2d

211 (8th Cir. 1980), a panel of this court

tersely refused to extend the Toscanino

exception to a habeas corpus petition by

a reservation Indian. Weddell v. Meierhenry.

could be easily distinguished from the
case at hand. For example, that arrest
was by a BIA officer acting pursuant to
arrest authority in Indian country, not

by state officials; the arrest was after
an armed siege, not at a voluntary meeting;
and the habeas corpus petition was filed
two and one-half years after conviction,
not before trial. Most importantly, in
Weddell v. Meierhenry, the tribe was not
before the court and no tribal interests
were asserted, whereas here the tribe
filed as amicus and appeared before the
court. Therefore, that case is consistent
with my result. Furthermore, I agree with

the majority that is is neither appropriate

A34aq,

nor necessary to extend Toscanino to the

situation before us. Rather, my conclusion
is grounded in the concept of federal pre-
emption,

I begin my discussion of Indian law
mindful of the following admonition from
the American Indian Policy Review Commis-
sion:

This Commission's charter from
Congress, reflecting 200 years of
legislative and executive actions,
aptly describes the relationship be-
tween the United States and American
Indian tribes as "unique" and "special."
Such words have repeatedly been em-
phasized by the United States Supreme
Court in opinions stretching across
almost 1 1/2 centuries. Thus the un-
equivocal message from all three
branches of our Federal Government is
that Indian laws and policy is a field
into itself.

It is almost always a mistake to
seek answers to Indian legal issues
by making analogies to seemingly sim-
ilar fields. General notions of civil
rights law and public land law, for
example, simply fail to resolve many
questions relating to American Indian
tribes and individuals. The extra-
ordinary body of law and policy holds
its own answers, which are often wholly

A35

unexpected to those unfamiliar

with it.

Final Report, supra, at 99 (footnotes
omitted).

Congress has plenary power over the
Indian tribes, not under the treaty making
power or the extradition clause, but under
the Indian commerce clause. U.S. Const.
art. 1, § 8, cl. 3. Congress had endorsed
a policy of terminating all reservations
and integrating individual Indians into
the general population. But, by 1957,
Congress repudiated its termination policy
in favor of strengthening tribal govern-
ment.

In 1959, the Supreme Court rejected

10

territoriality as a basis for Indian

I07 Territoriality was the basis for
Worcester v. Georgia, 31 U.S. (6 Pet.)
515, 8 L.Ed. 483 11832) . Territoriality
is the strongest type of sovereignty, but
the Supreme Court has since declared that

the reservation cannot be reinstated as a
(Footnote continued on next page).

A36

law and invented to replace it the so-
called “infringement test." The still-
applicable rule was formulated as follows:
"Absent governing acts of Congress, the
question [of jurisdiction] has always been
whether the state action infringed on the
right of reservation Indians to make their
own laws and be ruled by them." Williams
v. Lee, 358 U.S. 217, 220, 79 S.Ct. 269,
270-271, 3 L.Ed.2d 251 (1959).

Although the first phrase of the in-
fringement test raised the possibility of

federal preemption, early cases under

Williams v. Lee concentrated on the in-

fringement test, which was a sort of sub-
ject matter jurisdiction. That is, the
court looked to the activity involved and

made a case-by-case determination of its

(Footnote 10 continued) territorial sov-
ereign. De Coteau v. District Court, 420
U.S. 425, 444-46, 55 S.Ct. 1082, 1092-
1094, 43 L.Ed.2d 300 (1975).

A37
effect on tribal government. E.g.,

Orgunized Village of Kake v. Egan, 369

U.S. 60, 75-76, 82 S.Ct. 562, 570-71, 7
L.Ed.2d 573 (1962). The infringement test

created a presumption against state pow-

er. ai

It is instructive to place the
immunity of Indian tribes from State
jurisdiction in historical perspec-
tive. Since Williams v. Lee was hand-
ed down in 1958 [sic] ... the Court
has never upheld any asserted State
jurisdiction over Indians in Indian
Country. Indeed, in its long history,
the Supreme Court has never, absent
express congressional authority, per-
mitted any State to assume any jur-
isdiction whatsoever over Indians in
Indian Country.

Final Report, supra, at 119.

Il7 For a criticism of the Supreme Court's
handling of Indian affairs, see Barsh. The
Omen: Three Affiliated Tribes v. Moe and
the Future of Tribal Self-Government, 5 Am.
Indian L.Rev. 1 (1977). Barsh charges that
the Supreme Court has involuted the in-
fringement test, allowing the state to ex-
tend its jurisdiction to the reservation and
even to take away rights expressly granted
to the tribe by the federal government so
long as there was no “infringement.” But
see text discussion of preemption analysis.
Infra, pp. 532-533.

A38

2 of the Indian

Pursuant to § 476 1
Reorganization Act, 25 U.S.C. §§ 461-79
(1934), most tribes adopted constitutions,

which were then ratified by the Secretary

127, § 476. Organization of Indian tribes;
constitution and by-laws; special election

Any Indian tribe, or tribes, residing
on the same reservation, shall have the
right to organize for its common welfare,
and may adopt an appropriate constitution
and by-laws, which shall become effective
when ratified by a majority vote of the
adult members of the tribe, or of the adult
Indians residing on such reservation, as
the case may be, at a special election au-
thorized and called by the Secretary of
the Interior under such rules and regula-
tions as he may prescribe. Such constitu-
tion and bylaws, when ratified as afore-
said and approved by the Secretary of the
Interior, shall be revocable by an election
open to the same voters and conducted in
the same manner as hereinabove provided.
Amendments to the constitution and bylaws
may be ratified and approved by the Secre-
tary in the same manner as the original
constitution and bylaws.

In addition to all powers vested in
any Indian tribe or tribal council by
existing law, the constitution adopted
by said tribe shall also vest in such
tribe or its tribal council the following
rights and powers: To employ legal counsel,
(Footnote continued on next page).

A39

of the Interior. See U.S. Dept. of
Interior, Federal Indian Law 409 n.29
(Oceana Reprint 1906). The tribes thus
entered into a new era of self-government
with only the federal government as a
superior power. Therefore, the infringe-
ment test applied to increasingly fewer
cases. "The question [of inherent tribal
sovereignty as a bar to state jurisdiction]
is generally of little more than theoret-
ical importance, however, since in almost
all cases, federal treaties and statutes

define the boundaries of federal and state

TFootnote IZ continued) the choice of
counsel and fixing of fees to be subject
to the approval of the Secretary of the
Interior; to prevent the sale, disposition,
lease, or encumbrance of tribal lands,
interests in lands, or other tribal assets
without the consent of the tribe; and to
negotiate with the Federal, State, and
local Governments. The Secretary of the
Interior shall advise such tribe or its
tribal council of all appropriation esti-
mates of Federal projects for the benefit
of the tribe prior to the submission of
such estimates to the Bureau of the Budget
and the Congress. June 18, 1934, c. 576,
§ 16, 48 Stat. 987.

A40

jurisdiction." McClanahan v.' Arizona

State Tax Comm'n, supra, 441 U.S. at 172

n.8, 93 S.Ct. at 1262 n.8, rev'g 14 Ariz.
App. 452, 484 P.2d 221 (1971). The fed-

eral preemption part of the Williams v.

Lee rule had come to overshadow the in-
fringement test.

In Indian affairs, there are two
separate chains of authority. Final Report,
supra, at 119. One chain consists of the
federal and tribal governments. The
other chain consists of state, county and
local governments. The relationship of
the state and the tribe is a question of

fact in each case. See Mescalero Apache

Tribe v. Jones, 411 U.S. 145, 93 S.Ct.

1267, 36 L.Ed.2d 114 (1973); McClanahan

v. Arizona State Tax Comm'n, supra, 411

U.S. 164, 93 S.Ct. 1257,36 L.Ed.2d 129.
Although federal law, not state law, is

preeminent in Indian country, the tribes

A4l

are not federal instrumentalities for sub-

stantive law purposes. Moe v. Confederated

Salish & Kootenai Tribes, supra, 425 U.S.

at 471, 96 S.Ct. at 1640; Mescalero Apache

Tribe v. Jones, supra, 411 U.S. at 154,

93 S.Ct. at 1273. If they were, their
activities would be limited to federal
objectives. Treaties between the federal
government and tribes are not, however,
grants of power by the United States to
the tribes, but rather grants of power
from the tribes to the United States.
Final Report, supra, at 95. The tribes
retain all powers not specifically limited.
Therefore, not only can the United States
delegate some of its authority to regulate
the affairs of Indians to tribes, but also
the tribes retain inherent sovereignty
over matters that affect the internal

and social relations of tribal life.

United States v. Mazurie, supra, 419 U.S.

A42

44, 95 6.Ct. 710, 42 L.Ed.2d 706; Final
Report, supra, at 119.
In Washington v. Confederated Tribes

of the Colville Indian Reservation, 447
U.S. 134, 100 S.Ct. 2069, 65 L.Ed.2d 10
(1980), the Supreme Court reaffirmed the

principles of Williams v. Lee and McClanahan.

Although the justices reached different con-
clusions on imposition of a state tax on
cigarette sales on the reservation, all

four opinions in Confederated Tribes rec-

ognized federal preemption. In the ma-
jority opinion, Justice White stated:
"[T]ribal sovereignty is dependent on

and subordinate to only the Federal Govern-
ment, not the States." Id. 100 S.Ct. at
2081. Justice Brennan, dissenting in

part, stated: "The prevalent mode of
analysis is one of preemption. It takes

as its starting point the exclusive

power of the Federal Government to reg-

A43

ulate Indian tribes and proceeds to
bound state power where necessary to
give vitality to the federal concerns at
stake." Id. 100 S.Ct. at 2088. Justice
Stewart, dissenting in part, reached his
conclusion on the basis of effectuating
federal policies. Id. 100 S.Ct. at
2092-93.

And, most significantly, Justice
Rehnquist, who had written Mazurie and
Moe, concurring and dissenting, wrote:

Since early in the last cen-
tury, this Court has been struggling
to develop a coherent doctrine by
which to measure with some predict-
ability the scope of Indian immunity
from state taxation. In recent years,
it appeared that such a doctrine was
well on its way to being established.
I write separately to underscore what
I think the contours of that doctrine
are because I am convinced that a
well-defined body of principles is
essential in order to end the need
for case-by-case litigation which
has plagued this area of the law for
a number of years. That doctrine,

I had thought, was at bottom a pre-
emption analysis based on the princi-
ple that Indian immunities are

A44

dependent upon congressional intent,
at least absent discriminatory state
action prohibited by the Indian
Commerce Clause. I see no need for
this Court to balance the state and
tribal interests in enacting partic-
ular forms of taxation in order to
determine their validity. Absent
discrimination, the question is only
one of congressional intent. Either
Congress intended to preempt the
state taxing authority or it did not.
Balancing of interests is not the
appropriate gauge for determining
Validity since it is that very bal-
ancing which we have reserved to
Congress.

Id. 100 S.Ct. at 2093 (footnote and ci-
tations omitted). Justice Rehnquist then
proceeded to discuss the role of tribal
sovereignty in federal preemption. The
result was a two-step analysis. First,
the Court reviews the "tradition of sov-
éreignty" regarding the activity in ques-
tion. Id. 100 S.Ct. at 2094. Second,
the Court undertakes "a review of the rel-
evant treaties and statutes to determine
whether this tradition of immunity had

been altered by Congress." Id. (foot-

A45

note omitted). If there is a tradition

of sovereignty, the Court will not infer
a departure from that unless Congress has
expressly abolished that sovereign power.

Id., citing Bryan v. Itasca County, 426

U.S. 373, 392, 96 S.Ct. 2102, 2112-2113,
48 L.Ed.2d 710 (1976). Conversely, if
there is no tradition of sovereignty,
the Court will not recognize a sovereign
power unless Congress has expressly con-

ferred one. Id., citing Mescalero Apache

Tribe v. Jones, supra, 411 U.S. 145, 93

S.Ct. 1267, 36 L.Ed.2d 114.

Applying those principles, then, our
task should not be to analogize from
extradition law in a vain attempt to
make the federal-tribe-state relationship

fit that mold. 13 Nor should we balance

13/ Courts have sometimes reached the
desired result by claiming that the Indian
tribes were being "treated as domestic,
dependent nations with whom the [United
(Footnote continued on next page).

A46

the state's interest against the tribe's
interest. Rather we should apply Justice
Rehnquist's two-step analysis to determine
whether there is a tradition of tribal
sovereignty which, unless expressly abol-
ished by Congress, is retained by the
tribe. This analysis is appropriate to

an extradition problem, because an extradi-

TFootnote 13 continued) States] could
make treaties as with a foreign nation."
Ex parte Morgan, 20 F.298, 306 (W.D. Ark.
ig05). There, an arrest warrant that the
Arkansas governor issued to honor an extra-
dition demand of the Cherokee chief was
held void because neither was the chief

a federal official who could act under the
extradition treaty nor was Indian country
a state or a territory for rendition pur-
poses. Other courts have attempted to
apply a federal-state analogy. E.g.,
Colliflower v. Garland, 342 F.2d 369,
376-79 (9th Cir. 1965) (tribal court is
not of state or separate sovereign but is
a federal agency), overruled in

States v. Wheeler, 435 U.S. 313, 98 S.Ct.
1079, 55 L.Ed.2d 303 (1978) (tribal court
is not a federal agency but has concurrent
jurisdiction, like a state court). See
Robertson, supra note 13,6 Am.Indian L.Rev.
at 392-93 arguing that state sovereignty
doctrine should be applied to tribes.
Neither analogy is trenchant in tribal
(Footnote continued on next page).

A47

tion treaty creates rights only as to the
sovereigns and only one sovereign's objec-
tion can affect the other sovereign's
jurisdiction over a fugitive. Here, the
tribe as a sovereign objects to the state
court's jurisdiction over Davis.
Initially, I would look at the "tra-
dition of sovereignty" regarding tribal
courts. 14 The Eighth Circuit has long
held that tribal courts are not federal
creations or delegations of federal power,

but rather are products of inherent trib-

al sovereignty. United States v. Elk,

(Footnote 13 continued) extradition

cases for the simple reason that no foreign
nation is located within any state of the
United States or is subject to complete
defeasance at the whim of the United States.

14/ Tribal sovereignty doctrine has been
criticized as "so vague that any specific
powers of self-government which remain
vested in the tribes cannot be objectively
determined in advance of a pronouncement
by the Court." Robertson, supra note 13,
6 Am.Indian L.Rev. at 373.

A48

561 F.2d 133, 135 (8th Cir. 1977);

United States v. Walking Crow, 560 F.2d

386, 388 (8th Cir. 1977), cert. denied,

435 U.S. 953, 98 S.Ct. 1581, 55 L.Ed.2d
803 (1978); Iron Crow v. Oglala Sioux

Tribe, 231 F.2d 89, 94 (8th Cir. 1956).
This conclusion was also reached in

other circuits, e.g., Tom v. Sutton,

533 F.2d 1101, 1103 (9th Cir. 1976), and
has been confirmed by the Supreme Court

United States v. Wheeler, 435 U.S. 313,

328 n.28, 98 S.Ct. 1079, 1089 n.28, 55
L.Ed.2d 303 (1978). Tribal courts have
full jurisdiction over Indians on the
reservation to the extent that such ju-
risdiction is not inconsistent with federal

enactments. 15 Quechan Tribe of Indians v.

157 The Major Crimes Act, 18 U.S.C. §
II53, preempts both state and tribal
jurisdiction over enumerated crimes when
committed by Indians in Indian country.
United States v. John, 437 U.S. 634, 98
S.Ct. 2541, 57 L.Ed.2d 489 (1978).

A49

Rowe, 531 F.2d 408, 411 n.4 (9th Cir.
1976). Therefore, Indian tribes, in-
cluding the Turtle Mountain Band, retain
inherent sovereign power to establish
court systems with jurisdiction over trib-
al members. ” Compare Oliphant v.
Suguamish Indian Tribe, 435 U.S. 191, 208-
09, 98 S.Ct. 1011, 1020-1021, 55 L.Ed.2d
209 (1978) (no tradition of criminal
jurisdiction over non-Indians).

Next I would look to see whether the
tradition of sovereignty regarding Indian
courts has been altered by Congress.
Clearly, Congress as not abolished the
Indian tribes' sovereign power to establish

court systems. On the contrary, federal

x/ Nor is this power “inconsistent with
their status" as limited sovereigns sub-

ordinate to the United States. Our fed-
eral form of government provides numerous
examples of limited sovereigns exercising
concurrent jurisdiction over the same
territory and people. Note,

ad ?, 41 U.Pitt.L.Rev.
75, 84 (1979).

ASO

statutes and rules promulgated there-
under support the authority of the tribal
courts. ia Section 476 of the Indian Re-
organization Act of 1934, 25 U.S.C. §
461 et seg., recognized all existing
rights of Indian tribes and also encour-
aged tribes to adopt constitutions and
bylaws, which would then be approved by
federal authorities. One tribal power
recognized by courts is the authority of
tribal courts to transfer those who vio-

late state or federal laws to state or

federal officials. See Quechan Tribe of

Indians v. Rowe, supra, 531 F.2d at 411

(hunting violation by non-Indians). Where
the state and the tribe might otherwise

have concurrent jurisdiction, the state's

I77 This is not a case Of delegation,
although if it were I would reach the
same result because Congress would have
expressly conferred the power.

A51

jurisdiction is totally preempted by
federal policy and legislation, and the
state cannot exercise jurisdiction unless

Congress expressly grants it. See Fisher

v. District Court, supra, 424 U.S. 382,

96 S.Ct. 943, 47 L.Ed.2d 106 (adoption

proceedings); Santa Rosa Band of Indians

v. Kings County, 532 F.2d 655 (9th Cir.

1976), cert. denied, 429 U.S. 1038, 97

S.Ct. 731, 50 L.Ed.2d 748 (1977) (land
use ordinances), citing Indian Reorgani-
zation Act, 25 U.S.C. § 461 et seq., and
Indian Civil Rights Act of 1968, 25 U.S.C.
§ 1301 et seq.

The Turtle Mountain Band adopted a
Constitution and Bylaws in 1959, which
were approved by the Commissioner of the
Interior and the Assistant Secretary of
the Interior. Pursuant to the authority
vested in it by article Ix of that Con-

stitution, the Tribal Council enacted

A52

the Turtle Mountaij Tribal Code of 1976
of which § 1.0710-.0 governs arrest
and extradition of reservation Indians
to state authorities. There is no appli-
cable federal statute conferring juris-
diction over these matters on the state.
In summary, the Turtle Mountain Band
has a tradition of sovereignty which in-
cludes the power to establish a court
system with full jurisdiction over its
members, except where abrogated by Con-
gress. One function of the tribe's
court system is its control of the arrest
and extradition of tribal members. This
function has not been abrogated by Con-
gress. On the contrary, this function
is consistent with Congressional intent
as shown in federal statutes imple-
menting tribal self-government. Under
these circumstances, there is a presump-

tion against state jurisdiction, which

AS3

could have been overcome only by a federal
enactment explicitly granting jurisdiction
to the state. There is no such enactment
here. State jurisdiction over Indian
offenders on the reservation is preempted
by the legislation and policy of the fed-
eral government, with its exclusive power
to regulate Indian affairs.

The Ker-Frisbie doctrine that a court

maintains personal jurisdiction over a
defendant despite any illegality in the
arrest is based on the rationale that a
fugitive has no right of asylum. The

Ker-Frisbie doctrine is, however, in-

applicable to a state's violation of the
tribal extradition ordinance. The state
cannot exercise jurisdiction over the
Indian fugitive, not because of a viola-
tion of the Indian fugitive's individual
rights, but because of Congressional intent

that the state recognize tribal sovereignty

A54

by complying with the tribal extradition
ordinance. Where Congress has expressed
its intention regarding the affairs of
Indians, over which it has plenary au-
thority, it is not for the courts to
attempt to balance state interests against
tribal interests. There is a federal
policy of encouraging Indian self-govern-
ment. State violation of tribal extra-
dition ordinances impedes tribal self-
governme”*:, Therefore, in my opinion,
the state court should not be allowed to
maintain jurisdiction over Davis until
the Rolette County officials comply with
the Turtle Mountain tribal extradition

ordinance,

A55

Thomas D. DAVIS, Petitioner,
Vv.

Bryant MUELLAR, as Sheriff of Rolette
County, North Dakota, Respondent.

Civ. No. A2-79-218.
United States District Court,
D. North Dakota,
Northeastern Division.

Dec. 27, 1979.

ORDER

BENSON, Chief Judge

In the above entitled action,
Thomas D. Davis, the petitioner, an en-
rolled member of the Turtle Mountain Band
of Chippewa Indians, seeks a writ of
‘habeas corpus pursuant to 28 U.S.C. §
2254, to compel his release from custody.
The petition alleges that Davis was ar-
rested by Rollette County officials on
October 10, 1978, within the external
poundaries of the Turtle Mountain Indian

Reservation. He was charged with terror-

A56

izing under N.D.Cent.Code § 12.1-17-04,
for making a threatening phone call to
one Kim Albert in Rolla, an off reserva-
tion town. Davis was arrested without a
warrant and placed in custody by the coun-
ty officials at the Tribal Law and Order
Office on the reservation. He was not
given an extradition hearing before or
after being taken into custody. A trib-
al ordinance allegedly would have re-
quired one in such circumstances. After
he was placed in custody, a complaint
was filed, a warrant was issued, and bond
was set at $1,500.00. It was still
October 10 when Davis' wife posted the
bond at the sheriff's office in Rolla,
and petitioner was released. The terms
of his bond required him to appear in
county court and district court as re-
quired.

Davis alleges that being placed in

AS57

custody by county officials without an
extradition hearing, even though he re-
quested one, was an arrest contrary to
the laws of the United States. This
argument is premised on a tribal ordi-
nance which has been approved by the
Bureau of Indian Affairs, and which pro-
vides for certain procedures to be fol-
lowed in arresting a tribal member for a
crime committed off the reservation, one
of which is an extradition hearing. In
effect, he argues that the county offi-
cials were without jurisdiction to arrest
him. |

At his preliminary hearing in county
justice court, Davis moved for a dismissal,
claiming that his arrest violated his rights
when the county officials failed to comply
with the reservation extradition ordinance.
This motion was denied and Davis was bound

over to the district court.

A58

Davis then petitioned the district
court for a writ of habeas corpus on the
same grounds asserted in county court.
This was denied by the district court
on its reasoning that one released on
bond awaiting trial, where there has
been no state judgment of conviction, is
not “in custody." The court did note that
Davis could raise the jurisdiction issues
before the trial court. After his writ
was denied, Davis moved the district
court at the time of his arraignment for
a dismissal of the charge. This was also
denied on the ground that the validity
of an arrest does not affect the validity
of continued prosecution.

Davis then sought a writ of pro-
hibition from the Supreme Court of North
Dakota, to restrain the district court
from prosecuting him. Without reaching

the merits of Davis" petition, the court

A59

denied the writ. Davis v. O'Keefe,

283 N.W.2d 73, 76 (N.D. 1979). The
court noted that a writ of prohibition
is used sparingly and only where there
is an inadequate remedy by appeal, or
where there is some other equitable
justification. The court held that Davis
would not be irreparably injured in de-
fending himself against a criminal
charge. Id. at 76.
Davis now petitions this court for
a writ of habeas corpus. As of this
date, he is still released on bond, and
he has not yet been tried. The remedy
he seeks is absolute release from custody
which would prevent the state district
court from conducting his criminal trial,
now scheduled for early January, 1980.
Before ruling on the petition, a
preliminary matter must be diposed of.

Davis has moved the court to accept his

A60

petition for consideration, although it
is not on a form supplied by the Clerk
of Court as is required by our Local
Rule X(C) (9). The court has reviewed
the petition and finds that it is in
substantial conformity with the form
required. Since it is a Local Rule
requirement that petitions be on a stan-
dardized form, and not a requirement
of the habeas corpus statute or the
rules pertaining thereto adopted by the
United States Supreme Court, this court
is free to waive the requirement. In
light of the completeness of the petition
filed in this case, petitioner's motion
for leave to file a petition not in con-
formance with Local Rule X(C) (9) is
granted.

The habeas corpus statute requires
that an applicant have exhausted his

state remedies before relief may be

A61

granted. 28 U.S.C. § 2254(b). ? Davis
alleges that he has exhausted his state
remedies in that he has brought four
state pre-trial actions including one to
the state supreme court, in an effort
to restrain the county from going on with
the prosecution. However, he has not
yet been tried so that there has been no
judgment of conviction by a state court.
The Supreme Court has held that
"federal habeas corpus does not lie,

absent ‘special circumstances,' to

I7 The court will assume that Davis is
"In custody" while out on bond awaiting
trial. In Hensley v. Municipal
411 U.S. 345, 93 S.Ct. 1571, 36 L.Ed. 24
294 (1972), the Court held that one re-
leased on his own recognizance after his
conviction and pending sentence is in
custody for the purposes of habeas corpus
relief. And in Scranton v. State of N.Y.»
532 F.2d 292, 294 (2nd Cir. 1976), the
court saw no distinction between pre-
conviction and post-conviction release
on bail in determining whether one was
"in custody." But as the Court in
Hensley noted, the distinction lies in
that one who is released on bail pending
(Footnote continued on next page).

A62

adjudicate the merits of an affirmative
defense to a state criminal charge prior
to a judgment of conviction by a state

court." Braden v. 30th Judicial Circuit

Court of Ky., 410 U.S. 484, 489, 93

S.Ct. 1123, 1127, 35 L.Ed.2d 443 (1973);
Ex parte Royall, 117 U.S. 241, 251, 6

S.Ct. 734, 29 L.Ed. 868 (1886). This
requirement stems from the exhaustion
requirement, in that unless the petitioner
has been tried, he has not presented

these issues to the state trial court and
he has not availed himself of the right

to appeal to the highest state court from
an adverse lower court judgment. Even
though the court has jurisdiction to grant
writs of habeas corpus to petitioners in

state custody who have not yet been tried,

(footnote 1 continued) trial must still
comply with the exhaustion requirement.
411 U.S. at 353, 93 8.Ct. 1571.

A63

in the interest of comity between the
state and federal court, this court will
not assert jurisdiction in such a case,
absent special circumstances. See, @.g.,
Paris v. Elrod, 589 F.2d 327, 328-29 (7th
Cir. 1979). See also Ex parte Royall,

117 U.S. 241, 6 S.Ct. 734, 29 J..Ed. 868
(1886) where the Supreme Court at 251,
6 S.Ct. at 740 said:

{The granting of habeas corpus re-
lief in the absence of a state court
judgment) should be exercised in

the light of the relations existing,
under our system of government, be-
tween the judicial tribunals of the
Union and of the States, and in rec-
ognition of the fact that the public
good requires that those relations
be not disturbed by unnecessary con-
flict between courts equally bound
to guard and protect rights secured
by the Constitution,

In Braden, supra, special circum-

stances were found in that petitioner was
alleging that his speedy trial rights were
denied in not being brought to trial. It

was proper to act in that case because

A64

the very wrong complained of was the

fact of not being brought to trial. In
the case now before this court the peti-
tioner is seeking to avoid state trial.
Courts have also granted habeas corpus
relief prior to a state court judgment
when the defense asserted is double jeop-

ardy. See e.g., Russo v. Superior Court

of N.J., Etc., 483 F.2d 7, 12 (3rd Cir.
1973), cert. denied, 414 U.S. 1023, 94
S.Ct. 447, 38 I..Ed.2d 315 (1973). Habeas
corpus is proper in such a case because
the purpose of double jeopardy protection
is to prevent citizens from being subjected
to the ordeal of another trial. Id. If
petitioner was forced to be subjected to
another trial with only the opportunity
for appeal, the double jeopardy protections
would be thwarted,

Davis is seeking protection from the

alleged denial of his right to be arrested

A65

pursuant to tribal procedures. He argues
that the unique stature given tribal sov-
ereignty constitutes special circumstances,
Tribal sovereignty and state-tribal re-
lations are important considerations but
such considerations do not rise to the
standard of special circumstances contem-
plated in Braden and Russo.

Davis has exhausted his pretrial
state remedies but the exhaustion of pre-
trial remedies is not sufficient for
federal habeas corpus relief. See

Scranton v. State of N.Y., 532 F.2d 292,

295 (2nd Cir. 1976). The opportunity for
Davis to assert his alleged rights will
not be lost if the matter goes to state
court judgment. In its decision deny-
ing the writ of prohibition, the state
supreme court held that it did not re-
solve the issue of the lawfulness of

the arrest. Davis v. O'Keefe, 283

A66

N.W.2d 73, 76 (N.D. 1979). Davis would
have the right to appeal from an adverse
trial court judgment and the state supreme
court would have a fair opportunity to
consider the merits of his claim,

A more compelling reason also exists
for the denial of the relief Davis re-

quests. In Younger v. Harris, 401 U.S.

37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971),
the Supreme Court held that a federal
court cannot interfere with a pending
state criminal prosecution either by
injunction or declaratory judgment, ab-
sent a showing of extraordinary cir-
cumstances indicating a threat of great
and immediate irreparable injury. «
{T)he cost, anxiety, and inconven-
dence of having to defend against
a single criminal prosecution, could
not by themselves be considered
“irreparable” in the special legal
sense of that term. Instead, the
threat to the plaintiff's federally

protected rights must: be one that
cannot be eliminated by his defense

A67

against a single criminal prose-
cution.

Id. at 46,7

91 S.Ct. at 751.

There is little difference between
granting federal habeas corpus relief
from a pending state criminal trial and
enjoining the same trial. The principles
of federalism and comity underlying
Younger are present in both. See e.g.

Kolski v. Watkins, 544 F.2d 762, 766

(Sth Cir. 1977); Scranton v. State of

N.Y., 532 F.2d 292, 295 (2nd Cir. 1976);
Tyler v. Hall, 444 F.Supp. 104, 106 (E.D.

Mo. 1978).

This court will not interfere with

the state judicial process and the pend-

27 The court intimated that a showing
of bad faith or harassment by state
officials may constitute "special cir-
cumstances." Id. at 54, 91 S.Ct. 746.
There has been no such showing in the
instant case.

A68

ing criminal prosecution. >
IT IS ORDERED that petitioner's re-

quest for federal habeas corpus relief

is denied.

“37 Davis had moved to have the court
order the respondent to show cause why
habeas corpus relief should not be grant-
ed. Pursuant to 28 U.S.C. § 2243, such
an order is not necessary where, as here,
it appears from the application that pet~
itioner is not entitled to relief.

A69

UNITED STATES COURT OF APPEALS
FOR THE EIGHTH CIRCUIT

No. 80-1082 September Term,
1980

Thomas D. Davis,
Appellant, Appeal from the

United States

District Court
for the District
of North Dakota.

vs.

Bryant Muellar, as
Sherriff of Rolette
County, North
Dakota,

Appellee.

me ee ee ee ee ee ee ee ee ee eet ee

The Court, having considered appel-
lee's petition for rehearing and sugges-
tions for rehearing en banc and being
now fully advised in the premises, here-
by orders the petition for rehearing and
suggestions for rehearing en banc denied.

April 3, 1981

* Sic. [Petition was filed by appellant.]

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_2271%3A1. Public record. Not legal advice.
