# Petition — Weinberger v. Romero-Barcelo

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_2169%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1982
- **Citation:** 456 U.S. 305

## Text

Office-Supreme Court, U.S,
FILED

80-1990

In the Supreme Court of

OCTOBER TERM, 1

CASPAR WEINBERGER, ET AL., PETITIONERS
V.
CARLOS ROMERO-BARCELO, ET AL.

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
‘ FOR THE FIRST CIRCUIT

WADE H. MCCREE, JR.
Solicitor General
ANTHONY C. LIOTTA
Acting Assistant Attorney General
EDWARD J. SHAWAKER
ANNE S. ALMY
Attorneys
Department of Justice
Washington, D.C. 20580
(202) 683-2217

QUESTION PRESENTED

Whether injunctions to require immediate cessation of
discharges in violation of the Clean Water Act are manda-
tory under the standards articulated in TVA v. Hill, 437
U.S. 153 (1978), and not subject to the traditional equitable
diseretion of the district court.

1In addition to the Secretary of Defense, the defendants below in-
cluded the Secretary of the Navy, the Chief of Naval Operations, the
Commander in Chief of the Atlantic Fleet, the Commandant of the Ma-
rine Corps, the Carribbean Commander of the Atlantic Fleet, the
Commandant of the Coast Guard, and “unnamed John Doe Defend-
ants.” In addition to Carlos Romero-Barcelo, the Governor of the Com-
monwealth of Puerto Rico, the original plaintiffs below included the
Mayor, of Vieques, the Commonwealth Environmental Quality Board,
MisiQm Industrial de Puerto Rico, Inc., and individual
fishermen/residents of Vieques: Luis Medina, Jesus Medina, Mario
Antolino Félix, Cristébal Medina, Severino Ventura Cintrén, Héctor
Medina, Cristébal Medina, Jr., Enrique Garcia, Antonio Ayala
Gonzalez, Angel Ventura and Daniel Medina. Plaintiffs-intervenors in-
cluded: Carlos A. Zenén, Mario Félix, Mariano Rivera Guishard, Alicio
Ayala Sota, Francisco Medina Meléndez, Esmeraldo Meléndez and
Santos Rios, fishermen who are residents of Vieques, the ‘Asociacién
de Pescadores de Vieques, Inc.,” a cooperative of Vieques fishermen,
and “Fundacién Argeuolégica, Antropolégica e Histérica de Puerto
Rico,” a non-profit corporation involved in research and preservation
of historical and prehistorical cultural resources (App. C, infra, 54a).

I

III
TABLE OF CONTENTS

Page
% AM . 1
/ ô»B—O»»»ů!.·.... ⸗⅛„ panveesan 1
õ«;oOÜͤOꝛ 1 Ü 1
I ͤ ͤ / ͤ „„ 2
Reasons for granting the petit ion. 5
. ³˙·1iůĩůů⸗ͤĩ Ae 16
;öÜͤ%ö;ẽ é:U·o n T — ] ]% 1a
e 52a
.o Lee eer errr e e e yy yee 53a
een ee dent 169
. eee ee e ee 17la

TABLE OF AUTHORITIES

Cases:
Consolidation Coal v. Costle, 604 F.2d 239 ... 5, 10
E. I. du Pont de Nemoure & Co. v. Train, 430

AER ˙² A ²² T 12
Hecht Co. v. Bowles, 321 U.S. 32111. 10-11
Milwaukee v, Illinois, No. 79-408 (Apr. 28,

%% „b 5
Monongahela Power Co. v. EPA, 586 F. 2d

SU US aedGRs sc cbbnedecsecesedds %% 9, 10
National Rifle Ass’n v. Kleppe, 425 F. Supp.

e err 13

Realty Income Trust v. Eckerd, 564 F.2d 447 . 10
Republic Steel Corp. v. Costle, 581 F.2d 1228 . 9
Reserve Mining Co. v. EPA, 514 F.2d 492.... 8

State Water Resources Board v. Train, 559
Dr · 8 5, 10

TVA v. Hill, 437 U. S. 1588. 5, 6, 7, 8, 14

United States v. Kennebec Log Driving Co.,
491 F. 2d 562, on remand, 399 F. Supp. 754 . 8

IV

Cases (continued): Page
United States v. Rohm & Haas Co., 500 F.2d

167, cert. denied, 420 U.S. 962............. 8
United States ex rel. Greathouse v. Dern, 289

c sth ddue eae ty 11

Statutes and regulations:
Clean Air Act Amendments of 1977, 42 U. S. C.

oe „„ 2
Coastal Zone Management Act, 16 U.S.C. 1451
Ey;·˙ bbb 2
Endangered Species Act, 16 U.S.C. (& Supp.
% ²˙²˙*˙⸗ 'ae . n 2, 4
Section 2(b), 16 U. S. C. 1531(b) .......... 7
Section 2(c), 16 U.S.C. 1531(c)........... 7
Section 7, 16 U.S.C. 1536 ......... 4, 5, 6, 7,9

Federal Water Pollution Control Act (Clean
Water Act), 33 U.S.C. (& Supp. IIT) 1251 et
rr 2 b e 1, 2, 3, 171a

Section 101(a), 33 U.S.C. 12510) ... 11-12, 171a
Section 301(a), 33 U. S. C. 1311(a) . 11-5, 7, 8, 171a
Section 301(b), 33 U. S. C. (& Supp. III)

% ĩ ( c§˙c˖ ccc 12, 171a
Section 301(b)(1), 33 U. S. C.
r 11-9, 171a
Section 304(b), 33 U.S.C. (Supp. III)
SA ĩ˙ĩ˙¼ è —»⁰v: . 12, 173a
Section 309, 33 U.S.C. 13199. 10, 173a
Section 309(a)(1), 33 U.S.C. (Supp. III)
r See 11, 173a
Section 309(a)(5)(B), 33 U.S.C. (Supp. IIT)
ps 10, 173a-174a

Section 309(b), 33 U.S.C. 1819(b) .... 8, 10, 174a
Section 313(a), 33 U.S.C. (Supp. III)

„.... 7, 8, 14, 15, 174a-175a
Section 401(a), 33 U.S.C. (Supp. III)
re 13, 1754-176

Section 402(a), 33 U. S. C. 1342) 13, 15, 177a

V

Statutes and regulations (continued): Page

Section 502(6), 33 U.S.C. 1362(6)... 4, 177a-178a
Section 502(12), 33 U.S.C. 1362(12)... 4, 178a
Section 502(14), 33 U.S.C. (Supp. III)

TO ere ere 4, 178a
Section 504(a), 33 U.S.C. (Supp. III)

Nias ⸗ ccc „ 8, 178-179 a
Section 505(b)(1)(A), 33 U.S.C.

„ ns 13, 179a
Section 505(b)(1)(B), 33 U.S.C.

/ ¼ A 0 9, 180a

Section 505(c), 32 U. S. C. 13651) (2) . . . 11, 180a
Marine Mammal Protection Act, 16 U.S.C. 1361

——.w Abe 2
Migratory Bird Treaty Act, 16 U.S.C. 703 et
P ͥ aA n b ll 13
National Environmental Policy Act, 42 U. S. C.
r 2, 14
National Historie Preservation Act, 16 U.S.C.
;é²—B³ũ “˙ ü——[ 0e 2
Noise Control Act of 1972, 42 U. S. C. 4901 et
DO ea cS Picks dd 2
Resource Conservation and Recovery Act, 42
Se oss sb wiiee Rkavave enes 2
Rivers and Harbors Appropriation Act of 1899
(Refuse Act), 33 U.S.C. 401 et seq.......... 3
Section 13, 33 U.S.C. 40 8
40 C. F. R.:
e 11
/ ²˙—ö— . ·˙· m 12
Miscellaneous:

A Legislative History of the Water Pollution Con-
trol Act Amendments of 1972, 93d Cong., Ist
%% ²˙ A debe ceresdonesctye 8, 9, 12

VI

Miscellaneous—Continued: Page
Exec. Order No. 11593, 36 Fed. Reg. 8921 (1971) re-
printed in 16 U.S.C. 470 note 2, 3, 4
Exec. Order No. 12088, 43 Fed. Reg. 47707, 47709
%%% A 15
„ 3

Hearings on Federal Water Pollution Control Act
Amendments of 1977 Before the Subcomm. on
Environmental Pollution of the Senate Comm. on
Environment and Public Works, 95th Cong., Ist

, ⅛è⅛ʃorTœ WNC TEG now 4 dud cee Baw Cede ee 10
H.R. Rep. No. 92-911, 92d Cong., 2d Sess. (1972) . 12
H.R. Rep. No. 93-412, 93d Cong., Ist Sess. (1973) . 7
S. Rep. No. 92-414, 92d Cong., Ist Sess. (1971) ... 8
S. Rep. No. 93-307, 93d Cong., Ist Sess. (1973) 7

7 Moore’s Federal Practice 2d ed. 1980) ........... 11

In the Supreme Court of the United States

OCTOBER TERM, 1980

No.
CASPAR WEINBERGER, ET AL., PETITIONERS
Vv.
CARLOS ROMERO-BARCELO, ET AL.

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT

The Solicitor General, on behalf of the Secretary of De-
fense and other officials of the Department of Defense, pe-
titions for a writ of certiorari to review the judgment of the
United States Court of Appeals for the First Circuit in this
case.

OPINIONS BELOW

The opinion of the court of appeals (App. A, infra,
la—5la) is not yet reported. The opinion of the district
court (App. C, infra, 58a-168a) is reported at 478 F. Supp.
646.

JURISDICTION

The judgment of the court of appeals was entered on Jan-
uary 26, 1981 (App. D, infra, 169a-170a). A timely petition
for rehearing was denied on February 27, 1981 (App. B,
infra, 52a). The jurisdiction of this Court is invoked under
28 U.S.C. 1254(1).

STATUTE INVOLVED

The pertinent provisions of the Federal Water Pollution
Control Act (Clean Water Act), 33 U.S.C. (& Supp. IID
1251 et seq., are reprinted in App. E, infra, 171a—180a.

1

2

STATEMENT

This case concerns the Navy’s use of part of Vieques Is-
land, Puerto Rico, as a range for air-to-ground, naval gun-
fire support (NGFS) and amphibious weapons training. The
island, located off the southeast coast of Puerto Rico, is ap-
proximately 20 miles long and has an average width of 4
miles. It consists of approximately 33,000 acres, of which
the United States owns more than 25,000 acres. For many
years, the Department of the Navy has used a small portion
of the eastern end of the island for weapons training. The
remaining Navy-held land is used primarily as a buffer
zone. (See App. C, infra, 57a, 6la, 63a, 167a—168a.)

The weapons training facilities located on Vieques are
crucial to the national defense. The installations on and
around the island are the only facilities available to the
naval vessels and crews of the Atlantic Fleet that provide
an opportunity to train under conditions closely resembling
actual combat. All Atlantic Fleet vessels assigned to the
Mediterranean and the Indian Ocean must complete their
training at Vieques to become operational. Cessation of
Navy activity on Vieques would cripple the service’s ability
to perform the tasks assigned to it by the National Security
Council. (See App. C, infra, 163a-165a.)

On March 1, 1978, the Governor of Puerto Rico, Carlos
Romero-Barcelo, and others initiated a suit seeking to en-
join continued use of the island for weapons training. In his
complaint, the Governor charged the Navy with violations
of almost every piece of major environmental legislation
enacted by Congress in the last decade. These included the
National Environmental Policy Act (NEPA), 42 U.S.C. (&
Supp. III) 4321 et seq.; the Clean Water Act, 33 U.S.C. (&
Supp. III) 1251 et seq.; the Clean Air Act Amendments of
1977, 42 U.S.C. (Supp. III) 7401 et seg.; the Noise Control
Act of 1972, 42 U.S.C. 4901 et seq.; the Resource Conser-
vation and Recovery Act, 42 U.S.C. 6901 et seq.; the En-
dangered Species Act, 16 U.S.C. (& Supp. ITI) 1531 et seg.
the National Historic Preservation Act, 16 U.S.C. 470 et
seq. (and Exec. Order No. 11593, 36 Fed. Reg. 8921 (1971)
reprinted in 16 U.S.C. 470 note, which implements that
Act); the Coastal Zone Management Act, 16 U.S.C. 1451 et

3

seq.; and the Marine Mammal Protection Act, 16 U.S.C.
1361 et seq. In addition, the Governor claimed violations of
the Rivers and Harbors Appropriation Act of 1899, 33
U.S.C. 401 et seg., various amendments to the United
States Constitution, and congressional and presidential di-
rectives concerning cessation of Navy operations on the
neighboring island of Culebra (see App. C, infra, 55a—56a).

The district court held an extensive hearing on the
merits of these allegations. On September 17, 1979, the
court filed a comprehensive decision and order (App. C,
infra, 58a—168a). It found the Navy in violation of NEPA
for failure to file an Environmental Impact Statement
(EIS) or a reviewable environmental record to support a
decision not to file such a statement (id. at 155a—159a). It
held the Navy to be in violation of the Clean Water Act, 33
U.S.C. (& Supp. III) 1251 et seq., for occasionally and inad-
vertently discharging ordnance into coastal waters without
a National Pollutant Discharge Elimination System
(NPDES) permit (App. C, infra, 79a-81a). It also found
the Navy had failed to comply fully with Exec. Order No.
11593, supra, as it had not nominated historic sites to the
National Register (App. C, infra, 134a-138a). It ordered
the Navy to file for an NPDES permit, to nominate historic
sites to the National Register and to comply with the provi-
sions of NEPA (id. at 165a).? All other claims, including re-
quests for injunctive relief, were dismissed (ibid.).

On appeal, the court of appeals affirmed the district court
on most issues.* The court, however, disagreed with the

2The Navy prepared an environmental impact statement; in January
1981, the Secretary of the Navy reviewed the statement and made a
formal decision to continue using the weapons training facilities located
on Vieques. 46 Fed. Reg. 12773 (1981). The Navy also submitted 34
historic sites to the Keeper of the National Register and requested his
opinion on their eligibility to be placed on the Register.

Also, on December 28, 1979, the Department of the Navy filed an ap-
plication for an NPDES permit with the Environmental Protection
Agency.

In addition to the Clean Water Act issue presented in this petition,
the court of appeals remanded issues under the Endangered Species
Act and the National Historic Preservation Act to the district court for

4

district court on the proper standards for fashioning equita-
ble or injunctive relief to remedy violations of the Clean
Water Act (App. A, infra, 48a-49a). The district court had
held that the Navy was in violation of the Act because it did
not have an NPDES permit covering the occasional deposit
of ordnance into the coastal waters around Vieques.* These
deposits occur in connection with NGFS and air-to-ground

further consideration (App. A, infra, 51a). The district court had
found that the Navy’s use of Vieques did not violate Section 7 of the
Endangered Species Act (ESA), 16 U.S.C. 1536 (App. C, infra,
126a-131a). The Navy had not obtained a biological opinion from the
Fish and Wildlife Service at the time of trial. (The regulations creating
the biological opinion process were promulgated on January 4, 1978 43
Fed. Reg. 870 (1978), less than two months before the complaint was
filed in this case; during the district court hearing, the ESA was
amended on November 10, 1978, 16 U.S.C. (Supp. II) 1531 et seq., to
incorporate features of those regulations.) Subsequent to trial, the
Fish and Wildlife Service issued an opinion agreeing with the district
court. The court of appeals remanded to permit judicial review of the
biological opinion and to consider other related issues (App. A, infra,
38a—42a).

The district court had also ruled that a cultural resources survey of
Vieques satisfied the Navy’s obligation to “locate” historic sites under
Exec. Order No. 11593, supra. The court of appeals vacated that de-
termination, and remanded to the district court to consider what addi-
tional survey effort should be required (App. A, infra, 42a-47a). The
petitioners do not consider that either of these rulings present any
issue ripe for review by this Court.

The Clean Water Act defines pollutant to include “munitions” See-
tion 502(6), 33 U.S.C. 13626). A “point source” means “any discerni-
ble, confined and discrete conveyance, including but not limited to any
* * * vessel * from which pollutants are or may be discharged”
Section 502(14), 33 U.S.C. (Supp. III) 1362(14). Under these defini-
tions, shells and bombs released from naval ships and aircraft can be
deemed pollutants discharged from point sources. The firing of ord-
nance into waters outside the territorial sea (three miles), however, is
not subject to the Clean Water Act. See Section 502(12), 33 U.S.C.
1362(12).

Because the literal language of the definitions of the Clean Water
Act covers inadvertant release of shells and bombs into the coastal
waters off Vieques, and the Environmental Protection Agency was
willing to develop an appropriate NPDES permit, the petitioners did
not appeal the district court ruling that the Clean Water Act was vio-
lated. Before this suit was filed, however, the Navy had not antic-

5

training when the land-based targets are missed, and the
ordnance hits the water. The district court found that this
violation of the Clean Water Act was technical, and there
was no evidence that Navy activity had any significant ad-
verse environmental effect on the waters (App. C, infra,
80a, 162a). Accordingly, the district court ordered the
Navy to obtain a permit but declined to enjoin the Navy ac-
tivity on Vieques pending issuance of a permit (App. C,
infra, 162a, 165a).

The court of appeals, however, ruled that the district
court had no discretion to refrain from issuing an injunction
against activity that violates the Clean Water Act (App. A,
infra, 48a-49a). It deemed the prohibition against
unlicensed discharges of pollutants in Section 301(a), 33
U.S.C. 1311(a), to be a “congressional ordering of priori-
ties” (App. A, infra, 48a) similar to Section 7 of the Endan-
gered Species Act considered in TVA v. Hill, 437 U.S. 153,
194 (1978). Accordingly, it vacated the remedy devised by
the district court and remanded with directions to enter an
appropriate injunction (App. A, infra, 49a).

REASONS FOR GRANTING THE PETITION

The decision of the court of appeals conflicts in principle
with decisions of the Fourth Circuit, which reaffirm the
power of the courts to withhold injunctive relief to remedy
violations of the Clean Water Act when such relief would be
inequitable. State Water Control Board v. Train, 559 F. 2d
921 (1977); Consolidation Coal Co. v. Costle, 604 F.2d 239
(1979).5 Unless reversed, the decision below will result in a
significant adverse impact on military preparedness; more-
over, the precedent established will unnecessarily disrupt a
wide variety of federal and private activities in the First

ipated that an NPDES permit might be required for such activities,
partly because the EPA has not issued effluent guidelines or permits
for similar activities. Seg note 10, infra, page 13.

5 Moreover, this Court recently characterized a state enforcement
action that did not seek the immediate cessation of discharges in viola-
tion of the Act as an action “contemplated by the Act.” Milwaukee v.
Illinois, No. 79-408 (Apr. 28, 1981), slip op. 16.

6

Circuit,* and in any other circuits that follow the decision
below. These serious adverse effects are the result of a mis-
application of this Court’s decision in TVA v. Hill, 437
U.S. 153 (1978) and a serious misconception of the function
of the statutory provision for presidential exemptions from
the requirements of the Clean Water Act.

1. In TVA v. Hill, supra, 437 U.S. at 194, this Court
ruled that the federal courts lacked discretion to deny
injunctive relief against a federal action that would violate
Section 7 of the Endangered Species Act, 16 U.S.C. 1536.
Section 7 requires federal agencies to “insure that actions
authorized, funded, or carried out by them do not jeopard-
ize the continued existence of [any] endangered species
* * * or result in the destruction or modification of habitat
of such species which is determined * * * to be critical.”
The challenged federal action was closing the gates to the
Tellico Dam; it was conceded that this action would result
in the elimination of the known population of snail
darters—an endangered species—and destruction of the
species’ critical habitat (437 U.S. at 161-163).

In discussing the discretion of the lower federal courts to
deny relief, this Court acknowledged that, as a general
rule, courts are “not mechanically obligated to grant an in-
junction for every violation of law” (437 U.S. at 193). But
this Court determined that, in the ESA, Congress “has de-
cided the order of priorities” and has made it “abundantly
clear that the balance has been struck in favor of affording
endangered species the highest of priorities” (id. at 194).
Accordingly, the Court ruled that a federal court was pow-
erless to strike a different balance between competing in-
terests. The source of the congressional ordering of priori-
ties was found in Section 7 of the Endangered Species Act,
which contains a clear congressional ordering of priorities
between two distinct interests: federal actions and the con-
tinued existence of endangered species.

Since the court’s decision did not turn on the particular language of
the Clean Water Act (App. A, infra, 48a-Aga), the same rationale may
require the injunction of technical violations of other environmental
statutes.

7

The federal action at issue in TVA v. Hill, supra, moreo-
ver, would have directly and irrevocably harmed interests
protected by the ESA. The purposes of the ESA include “to
provide a means whereby the ecosystems upon which en-
dangered species and threatened species depend may be
conserved” and “to provide a program for the conservation
of such endangered species * * *” (Section 2(b), 16 U.S.C.
1531(b)). Another purpose was to direct federal agencies to
use their authorities to protect endangered species (Section
2(c), 16 U.S.C. 1531(c)). See H.R. Rep. No. 93-412, 93d
Cong., ist Sess. 10 (1973); S. Rep. No. 93-307, 93d Cong.,
Ist Sess. 6 (1973). Closing the gates of the Tellico Dam, and
destruction of the snail darter, would have been directly
and fundamentally in conflict with the purposes of the Act.

In sum, the result in TVA v. Hill, supra, was dictated
by two factors. First, Congress had already considered,
and specifically provided for, a conflict between the needs
of endangered species and other interests of the federal
government. It had struck the balance in favor of the listed
species and the courts were powerless to reconsider that
decision. Second, the violation of Section 7 was substantial.
The TVA action would not only have failed to comply with
the terms of Section 7, but also would have destroyed an
endangered species and its critical habitat. Thus, to imple-
ment the purposes and policies of the ESA, an injunction
restraining the TVA action had to be issued. The court of
appeals’ broad application of the analysis of TVA v. Hill,
supra, to violations of the Clean Water Act is unsupported
by either of these two factors.

a. There is no congressional “ordering of priorities”
here. The Clean Water Act does not contain any explicit
congressional statement, similar to Section 7 of the ESA,
subordinating other federal interests to the preservation of
water purity. In contrast to the flat ban on the destruction
of critical habitats in Section 7, the Clean Water Act is de-
signed to control discharges of pollutants by subjecting
them to a licensing program (Section 301(a) of the Act, 33
U.S.C. 1311(a)). And Section 313(a), 33 U.S.C. (Supp. III)
1323(a), imposes a duty on federal agencies to comply with
water pollution abatement requirements “in the same man-

ner, and to the same extent as any non-governmental entity
.“ Neither Section 301(a) nor Section 3180) imposes
any duty on federal agencies or restrictions on federal ac-
tions that do not apply equally to all other dischargers of
pollutants, Thus, unless the restrictions of Section 301(a)
are deemed to override every competing interest held by
anyone in the Nation, the Clean Water Act does not contain
an “ordering of priorities” which the Courts are powerless
to alter,

The Act cannot reasonably be read as imposing such
overriding restrictions. While Congress expected the Clean
Water Act to be vigorously enforced, there is nothing in
the Act or its history to suggest that Congress intended to
limit the traditional role of the courts in the enforcement
process, Cf. TVA v. Hill, supra, 487 U.S, at 198-194,"
There is instead strong evidence the Congress contem-
plated that the federal courts would exercise their usual eq-
uitable discretion in fashioning “appropriate relief,
including a permanent or temporary injunction” against vi-
olations of the Act (Section 309(b) of the Act, 33 U.S.C,
1319(b).®

The legislative history shows that in developing the enforcement
acheme of the Act, Congress intentionally drew on the enforcement
mechaniams developed under Section 18 of the Rivers and Harbors Ap-
propriation Act of 1899 (the Refuse Act), 33 U.S.C, 407, See 8, Rep.
No, 92-414, 92d Cong., lat Seas, 63 (1971), reprinted in A Legislative
History of the Water Pollution Control Act Amendments of 1972, 98d
Cong., lat Seas, 1481 (1978) (“Legislative History”), See also Legisla-
tive History 1306, Under that Act, injunctions requiring immediate
cessation of discharges in violation of the Act were not automatic, In-
stead, courts carefully fashioned appropriate relief to vindicate the
purposes of the statute with due regard to the surrounding facts and
circumstances, See, ¢.g., Reserve Mining Co, v. EPA, 614 F.2d 492,
635-587 (8th Cir, 1975); United States v. Rohm & Haas Co,, 500 © Dd
167, 196 (6th Cir, 1974), cert, denied, 420 U.S, 962 (1975); United
States v. Kennebec Log Driving Co., 491 F.2d 562, 571 (let ir, 1978),
on remand, 399 F. Supp. 754, 759 (D. Me. 1975).

*Congress did specify certain circumstances when discharges of
pollutants were to be immediately enjoined. In Section 504(a), 33
U.S.C, (Supp, II] 1364(a), it authorized the Adininistrator of the En-
vironmental Protection Agency to bring suit “to immediately restrain”

9

The entire structure of the Clean Water Act confirms the
need for flexibility in developing “appropriate” enforcement
mechanisms, and the history of the development of the cur-
rent version of the Act confirms congressional recognition
of that need, The Act sets out a complicated and phased
system of pollution abatement punctuated with statutory
deadlines, When the statute was first enacted in 1972, Con-
gress was aware that the deadlines might prove to be
unattainable, See Legislative History 174-175, In fact, the
original deadlines, requiring the best practicable control
technology and secondary treatment by 1977 (Section
801(b)(1), 33 U.S.C, 1811(b)(1)), were not met by approxi-
mately 20% of major industrial dischargers and 60% of
major municipal dischargers in the nation, Environmental
Quality—1979 at 118-114, As the 1977 deadline ap-
proached, the EPA realized that many dischargers would
not be able to comply with the requirements of the Act
through no fault of their own, EPA, however, was not au-
thorized to issue NPDES permits that delayed compliance
beyond July 1, 1977, See Republic Steel Corp, v. Costle,
581 F. 2d 1228, 1232 (6th Cir, 1978), The Agency developed
a program of extending the compliance period through
prosecutorial restraint, It issued an Extended Compliance
Schedule Letter (ECSL) to deserving dischargers, pledging
not to bring an enforcement action as long as the discharger
complied with the extended schedule of progress, See
Monongahela Power Co, v. EPA, 586 F.2d 318, 320 (4th
Cir, 1978).

When Congress considered the 1977 Amendments to the
Act, administration spokesmen recommended against a
broad extension of the date of compliance, They argued
that prosecutorial discretion in federal enforcement would

discharges of pollutants that he finds to be causing or contributing to
“an imminent and substantial endangerment to the health of persons or
to the welfare of persons * .“ This provision is the only section of
the Clean Water Act that approaches the congressional ordering of pri-
orities this Court found in Section 7 of the Endangered Species Act, It
also is strong evidence that Congress did not expect that a rule of au-
tomatic, immediate restraint would be applied to other violations of
the Act,

10

protect a discharger unable to comply despite reasonable

efforts, They also suggested that courts deciding citizens

suits to enforce the Act (see 83 U.S.C, 1865(b)(1)(B)) would
not take “drastic action” against such a polluter if the fed-

eral and state authorities had decided that enforcement was
not appropriate, Hearings on Federal Water Pollution

Control Act Amendments of 1977 Before the Subcomm., on

Bnvironmental Pollution of the Sen te Comm, on Envi-

ronment and Public Works, 95th Cong., Ist Seas, (Pt. 9)

649 (1977), See State Water Control Board v. Train,

supra, 659 F.2d at 927; Consolidation Coal Co, v. Costle,

supra, 604 F.2d at 246, Based on these representations,

Congress codified the ECSL program by amending 33

U.S.C, 1819, which governs enforcement and remedies for
violations of the Act, to authorize the EPA to grant exten-

sions to April 1, 1979 (Section 809(A)(5)(B), 38 U.S.C,

(Supp. III) 1819(a)(5)(B)). See Monongahela Power Co, v.

EPA, supra, 586 F.2d at 820-821,

This legislative history demonstrates that neither EPA
nor the Congress believed that the Clean Water Act re-
quires the issuance of an injunction to terminate every
technical violation of its requirements, If distriet courts
lacked discretion to refuse to require immediate cessation
of discharges in violation of the Act, prosecutorial restraint
by the government would be of little value, Citizens, either
by filing a suit or intervening in an ongoing federal action,
could overturn the government's discretionary decision
simply by demanding that the court issue an immediate ces-
sation order, If Congress had so interpreted the Act, it
would have been forced to take emergency action in 1977 to
prevent the possibility of wholesale shutdowns of major in-
dustries and municipal wastewater treatment works,

b. An injunction forbidding unlicensed discharges into
the coastal waters is not necessary to vindicate the policies
of the Clean Water Act.

Equitable relief of some sort is presumptively appropri-
ate to remedy violations of the Clean Water Act, The con-
tent of the equitable decree, however, is not necessarily im-
mediate cessation of discharges violating the Act, Instead,
courts must fashion “appropriate” relief (83 U.S.C.

11

1319(b)): relief that adequately vindicates the purposes and
policies of the Clean Water Act with due regard to equita-
ble principles. See Realty Income Trust v. Eckerd, 564
F.2d 447, 456-457 (D.C. Cir. 1977); see generally Hecht
Co. v. Bowles, 321 U.S. 321, 329-330 (1944); United States
ex rel. Greathouse v. Dern, 289 U.S. 352, 360-361 (1933); 7
Moore’s Federal Practice J 65. 1813] at 65-133 to 65-140.1
(2d ed. 1980).

If the EPA is a party to the civil action, either as the
plaintiff in a federal enforcement action or as an intervenor
in a citizens suit (see 33 U.S.C. 1365(c)(2)), the court will
have the recommendation of the Administrator as to the ap-
propriate form of equitable relief.“ Ordinarily, we would
expect a district court to defer to the EPA’s judgment of an
appropriate remedial order absent a finding that the EPA’s
request is arbitrary or capricious or ignores relevant fac-
tors. In cases such as this, where the EPA is not a party to
an action and has not otherwise addressed the question of
an appropriate remedy (through, for example, a compliance
order (33 U.S.C. (Supp. III) 1319(a)(1)), a district court
must fashion a remedy independently. The touchstone of
any order must be to attempt to bring the discharger into
compliance with the Act. But the surrounding facts and cir-
cumstances should be evaluated to create an equitable rem-
edy that both vindicates the purposes and policies of the
Clean Water Act and applies general equitable principles.

The remedy ordered by the district court satisfies these
standards. Although the court directed the Navy to apply
for a NPDES permit, it declined to enjoin the Navy activity
which results in discharges pending issuance of the permit.
This order vindicates the purposes of the Clean Water Act

„In developing a remedial program, the Administrator considers
such factors as the practicality of a time schedule for compliance, good
faith of the discharger, national uniformity of treatment for classes and
categories of dischargers and competing interests in health, safety and
welfare. And, while lack of environmental damage is not a defense to
violation of the Clean Water Act, the likelihood of irreparable degrada-
tion of water quality would suggest rigorous remedial action. Cf., 40
C. F. R. 123. ge).

12

by bringing the Navy into compliance with the Act, and re-
flects a proper balance of the equitable factors involved.

The overall purpose of the Clean Water Act is to “restore
and maintain the chemical, physical and biological integrity
of the Nation’s waters” (Section 101(a), 33 U.S.C. 1251(a)).
The word integrity “refers to a condition in which the natu-
ral structure and function of ecosystems is maintained”
(H.R. Rep. No. 92-911, 92d Cong., 2d Sess. 76 (1972), re-
printed in Legislative History 763. An ecosystem whose
structure and function is natural was defined as “one whose
systems are capable of preserving themselves at levels be-
lieved to have existed before irreversible perturbations
caused by man’s activities” (H.R. Rep. No. 92-911, supra,
at 77, reprinted in Legislative History 764. The district
court found that “the activities of defendant Navy are not
causing any appreciable harm to the Vieques ecology”
(App. C, infra, 162a). The evidence presented at trial es-
tablished that the Navy’s activity on Vieques—including
the occasional, inadvertant release of ordnance into the
coastal waters—does not adversely modify the ability of
the waters to sustain animal or plant life through turbidity,
sedimentation or changes in chemical composition (App. C,
infra, 80a, 115a—126a). The coral reef and seagrass sys-
tems in waters surrounding the island were found to be
healthy, functioning components of the marine environ-
ment. Therefore, an injunction was not necessary to pro-
tect the aquatic environment.

There was, moreover, no evidence that the Navy activity
violated any standards and limitations of the Clean Water
Act other than the permit requirement. The district court
found, and the court of appeals affirmed, that the Navy ac-
tivity complied with Puerto Rico water quality standards
(App. A, infra, 18a-22a; App. C, infra, 8la-86a). The
EPA has not issued effluent limitations for occasional de-
posits of ordnance pursuant to Sections 301(b) and 304(b) of
the Act, 33 U.S.C. (& Supp. III) 1311(b) and 1314(b). See
E. I. du Pont de Nemours & Co. v. Train, 430 U.S. 112,
130-133 (1977). In fact, no effluent limitations have been
promulgated for activities resembling depositing ordnance
unintentionally in coastal waters. See 40 C. F. R. Part 400 et

13

seq. In these circumstances, an injunction restraining the
Navy activity would prohibit what the agency adminis-
tering the Clean Water Act ultimately may find acceptable
in issuing an NPDES permit.

In addition, the Navy has acted in good faith to comply
with the requirements of the law. It had not been con-
tended by anyone, prior to this suit, that the incidental re-
lease of ordnance into the coastal waters is subject to the
permit requirements of the Clean Water Act. The EPA
made several inspection visits to Vieques to ascertain the
Navy’s compliance with various environmental laws. The
Puerto Rico Environmental Quality Board communicated
with the EPA concerning the Navy’s compliance with the
Act, but did not suggest that a NPDES permit was re-
quired for the release of ordnance. In fact, the first inkling
the Navy received that anyone thought that a NPDES per-
mit was required was the complaint which was filed in this
suit without satisfying the sixty-day notice requirement of
Section 505(b)(1)(A), 33 U.S.C. 13650b)(1) (A). 1% After the
district court decision, the Navy expeditiously filed an ap-
plication for a NPDES permit with the EPA. The delay in
issuing the permit has rested with the EPA, which has to
devise ad hoc conditions for the permit pursuant to Section
402(a), 33 U.S.C. 1342(a); that delay may continue due to
Puerto Rico’s reluctance to certify compliance with local
water quality standards. See Section 401, 33 U.S.C. (Supp.
IIT) 1341(a).

Finally, there are significant and exceptionally strong eq-
uitable considerations arguing against the imposition of an
injunction in this case. The district court properly declined
to enter injunctive relief that would have a profound ad-

10 In a somewhat similar situation, problems associated with the de-
posit of shot into the water by duck hunters who miss their targets
have been regulated by the Secretary of the Interior under the Migra-
tory Bird Treaty Act, 16 U.S.C. 703 et seq. See National Rifle Ass’n
v. Kleppe, 425 F. Supp. 1101 (D.D.C. 1976), aff'd, 571 F.2d 674 (D.C.
Cir. 1978). The EPA aided the Department of the Interior in devel-
oping these regulations; there was no suggestion that duck hunters
need an NPDES permit to comply with the Clean Water Act.

14

verse impact on the ability of the Atlantic Fleet to satisfy
its national security obligations. The Navy weapons train-
ing facilities in and around Vieques are unique in the Atlan-
tic. They provide the Atlantic Fleet with the opportunity to
train under conditions resembling actual combat. The quali-
ty of training experience offered by the Vieques facilities
cannot be duplicated by use of other Navy target ranges. In
addition, every vessel from the Atlantic Fleet assigned to
active duty in the Mediterranean or the Indian Ocean must
qualify its guns on the Vieques NGFS range. (See App. C,
infra, 164a—165a.)

In light of these considerations, the court of appeals’ jus-
tification of an injunction on the grounds that the permit
process might turn up evidence of more extensive environ-
mental harm is chimerical. It is the primary purpose of the
NEPA to develop and disclose information on the environ-
mental impacts of federal activities. An EIS has been pre-
pared, see note 2, supra, and it discloses no significant ad-
verse effects on the coastal waters from the challenged
deposits of ordnance. There is no reason to expect a differ-
ent result in the permit process.

In sum, the court of appeals’ opinion reflects a clear mis-
understanding not only of TVA v. Hill, supra, but also of
the purposes, policies and procedures of the Clean Water
Act.

2. Contrary to the court of appeals’ somewhat cavalier
assumption (App. A, infra, 49a), the possibility of a presi-
dential exemption pursuant to Section 313(a), 33 U.S.C.
(Supp. III) 1323(a), does not adequately protect the various
federal interests involved. Section 313(a) aut vizes the
President to “exempt any effluent source of a..y depart-
ment * * * in the executive branch from compliance with
any * * * requirement if he determines it to be in the para-
mount interest of the United States to do so * * *.”1! This

11The exemption may not exceed a year, but may be renewed if a
new presidential determination is made. Annual reports to Congress
are required. In addition, the President may “issue regulations ex-
empting from compliance with the requirements of this section any
weaponry, equipment, aircraft, vessels, * * * or other classes or cate-

15

provision is evidently intended to provide for relief only in
extraordinary circumstances, when the requirements of the
Act are inconsistent with essential federal activities. 12 Ac-
cordingly, Exec. Order No. 12088, 43 Fed. Reg. 47707,
47709 (1978), provides that the EPA Administrator and the
Director of the Office of Management and Budget will me-
diate exemption requests submitted by agency heads. Ex-
emptions are granted by the President only if the conflict
between pollution control standards and crucial federal ac-
tivities cannot be resolved through the development of a
practicable remedial program.

The court of appeals’ decision seriously undermines this
policy of accommodation. If violations of the Clean Water
Act—and of other similar environmental statutes (see note
6, supra)—result in automatic immediate cessation orders,
federal agencies will be strongly motivated to apply for
presidential exemptions at the first indication that their
critical facilities or activities may be in violation of applica-
ble statutes or regulations. To wait until efforts at accom-
modation are completed would hazard an abrupt disruption
of federal programs that may be vital to the health, safety
and welfare of the American people.

gories of property * * * which are owned or operated by the Armed
Forces of the United States * * * and which are uniquely military in
nature” (Section 313a, 33 U.S.C. (Supp. III) 1323(a)). The President
must reconsider the need for any such regulations at three year inter-
vals; none have been issued to date (ibid.).

12For example, the Act expressly provides “{njo such exemptions
shall be granted due to lack of appropriation unless the President shall
have specifically requested such appropriation * * * and the Congress
shall have failed to make available such requested appropriation” (33
U.S.C. (Supp. IIT) 1323(a)).

1 The federal agency is required to certify in the exemption request
that it cannot meet the applicable pollution control standards. Because
the EPA has not yet developed general effluent limitations to apply to
the occasional deposit of ordnance into coastal waters, and military
needs preclude awaiting the development of particularized limitations
pursuant to Section 402 (33 U.S.C. 1342), the non-existence of any ap-
plicable standards would probably satisfy that requirement in this
case.

16

Finally, the reliance of the court below on the possibility
of an exemption shifts the burden of devising an equitable
and practical remedial program from the courts to the Of-
fice of the President. Exemptions, of course, may be uncon-
ditional; such exemptions may, however, unnecessarily
delay federal agency compliance with the requirements of
the Clean Water Act. If, for that reason, the Office of the
President conditions an exemption on compliance with re-
medial action, it will in effect be formulating an equitable
decree to satisfy the purposes and policies of the Clean
Water Act. It is the role of the courts to fashion appropri-
ate equitable relief for violations of federal law. The federal
courts should not abdicate that responsibility and shift it to
the Office of the President in the absence of a clear con-
gressional direction to do so.

CONCLUSION
The petition for a writ of certiorari should be granted.
The Court may wish to consider summary reversal.
Respectfully submitted.

WADE H. MCCREE
Solicitor General
ANTHONY C. LIOTTA
Acting Assistant Attorney General

EDWARD J. SHAWAKER.
ANNE S. ALMY
Attorneys

MAV 1981

Appendix A

UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT

No. 79-1626
CARLOS ROMERO-BARCELO, ETC., ET AL.,
PLAINTIFFS-APPELLANTS,
V.

HAROLD BROWN, ET AL.,
DEFENDANTS-APPELLEES.

APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF PUERTO RICO

[HoN. JUAN R. TORRUELLA, U.S. District Judge]
(478 F. Supp. 646)

Before CoFFIN, Chief Judge,
CAMPBELL AND BOWNES, Circuit Judges.

January 26, 1981

BOWNES, Circuit Judge. The Commonwealth of Puerto
Rico appeals from the district court’s denial of its request
for a comprehensive injunction against the United States
Navy’s military training operations on the Island of
Vieques, a municipality of the Commonwealth. Armed with
a battery of federal and state laws, Puerto Rico! alleged

1 Appellants—Governor Carlos Romero-Barcelo on behalf of the
Commonwealth of Puerto Rico; Radames Tirado Guevara, Mayor of
Vieques; and the Board on Environmental Quality—are hereinafter
collectively referred to either as Puerto Rico or the Commonwealth.

la

2a

that the Navy’s? activities in and around Vieques cause ir-
reparable injury to the island’s ecology and its inhabitants.
More specifically, Puerto Rico claims that the Navy’s oper-
ations pollute the island’s air and its coastal waters, threat-
en the habitats of endangered species and many of the is-
land’s irreplaceable historical sites, and diminish the
productivity of the island’s fishing and agricultural re-
sources. The Commonwealth also claimed that the Navy
transferred certain training activities from the island of
Culebra to Vieques, contrary to congressional and execu-
tive directives. After an extensive trial, the district court
ordered the Navy to obtain a NPDES permit, prepare an
environmental impact statement and obtain a determina-
tion on the eligibility of certain historical and prehistoric
sites on the island for inclusion in the National Register of
Historie Places. The court otherwise ruled in the Navy's
favor and refused to enjoin the training operations. Barcelo
v. Brown, 478 F. Supp. 646 (D.P.R. 1979). Before turning
to the issues raised by Puerto Rico on appeal, we briefly
sketch some ‘basic characteristics of the island and the
Navy’s activities.

VIEQUES

The island of Vieques lies six miles off the southeastern
coast of Puerto Rico and approximately nine miles directly
south of the island of Culebra. Situated on an east-west
axis, Vieques is nearly twenty miles long with an average
width of four miles. Of total area of approximately 33,000
acres, the Navy owns 25,231.72 acres, or slightly more than
76% of the island.

Certain features of the island’s ecology deserve particu-
lar mention. Fringe and offshore coral reefs are found in
the coastal waters of Vieques, primarily off the northern,

2Appellees—Harold Brown, Secretary of Defense; W. Graham
Claytor, Jr., Secretary of the Navy; James L. Holloway, Chief of Naval
Operations; I.C. Kidd, Jr., Commander in Chief of the Atlantic Fleet;
and Louis H. Wilson, Commandant of the Marine Corps—are herein-
after collectively referred to as the Navy.

ga

eastern and southern shores. Seagrass flourishes along the
ocean floor adjacent to the coasts: the largest concentration
runs from Punta Caballo on the north coast eastward
around Punta Arenas to the southwest coast. There are
also several large mangrove stands located along the
shores: in the west near Punta Arenas and in the south
around Puerto Mosquito, Puerto Ferro and Ensenada
Honda. Three of the seven bioluminescent bays known to
exist in the world are located along the southern
coast—Puerto Mosquito, Puerto Ferro, and Bahia Tapon.

Of the animal species living on Vieques, six are desig-
nated by the U.S. Fish and Wildlife Service as either “en-
dangered” of “threatened.” 50 C. F. R. § 17.11. The “endan-
gered” are the manatees, the brown pelicans, the
leatherback turtles and the hawksbill turtles. Considered
“threatened” are the green turtles and the loggerhead tur-
tles. At least some of the nesting sites favored by the peli-
cans and the turtles are located within the areas where the
Navy conducts its training operations.

The human history of the island dates back at least to the
ninth century A. D. At that time, Vieques served as a
transit stop in the migration of Arawak Indians from the
Orinoco Basin in South America (Venezuela) to Puerto Rico
and Hispaniola (Haiti and the Dominican Republic). At the
time of Columbus’ “discovery” of Vieques in 1493, the is-
land was used by the Carib Indians as a temporary base
from which they carried out raids against the people of
Puerto Rico. Spain’s movement into the Caribbean during
the sixteenth century resulted in the first permanent habi-
tation of Vieques by Indians who sought to escape the
Spanish occupation of Puerto Rico and St. Croix. Although
Spain apparently never attempted to colonize Vieques, it
periodically sent military expeditions to the island through-
out the seventeenth and eighteenth centuries to maintain
its hegemony over the island.

The early years of the nineteenth century mark the be-
ginning of Vieques’ modern history. In 1816 colonists from

*Inconclusive archeological evidence suggests the presence of a
preceramic Indian culture as early as the second century A. D.

4a

St. Croix and St. Thomas established the first livestock
ranches, thus beginning what is today the island’s primary
agricultural activity. Soon thereafter, one of the colonists
organized the construction of a fort at Isabel Segunda. In
addition to ranching, the economy of Vieques at this time
involved timber harvesting for export to the Virgin Is-
lands, subsistence farming and fishing. By the second half
of the century, sugar cane had become the leading cash
crop.

After the Spanish American War of 1898, Vieques, to-
gether with the rest of Puerto Rico, became a Territory of
the United States. The island’s economy continued to be
dominated through the early 1940’s by sugar cane cultiva-
tion, ranching, and fishing. Since the mid 1940's, however,
the sugar cane industry has declined to a point where it is
of no current importance to the island. Thus, the islanders
now derive their livelihood from the same sources relied
upon by their ancestors more than one hundred fifty years
ago—fishing, subsistence farming and ranching.

During the early 1940’s the Navy acquired title to most of
its present holdings on Vieques. As a result of these acqui-
sitions, civilians now occupy an area of about 7,000 acres,
bounded on both the east and the west by Navy property.“
The present population distribution reflects the island’s
economy. Of a total population of approximately 8,000,
close to 5,000 people live in a rural environment outside the
two coastal towns. Located on the northern coast of the ci-
vilian sector is the capital, Isabel Segunda, which has be-
tween 2,400 and 2,500 inhabitants. Esperanza, the island’s
other town, located on the southern coast, has a population
of approximately 600.

NAVY OPERATIONS ON VIEQUES

The Naval Ammunition Facility (NAF) encompasses the
entire area of Vieques west of the civilian zone. The Navy

At the time of trial, the Navy also owned a small parcel within the
civilian sector, It has since been conveyed to the Commonwealth of
Puerto Rico.

5a

uses the facility for deep storage of conventional ammuni-
tion. Ships delivering the ordnance® dock at Mosquito Pier,
located on the northern coast of the NAF. From there, it is
transported by truck to bunkers distributed throughout the
NAF. Most of the ammunition is destined for off-island use
by the Navy, the Marines and the Puerto Rican National
Guard. Occasionally, ammunition is transferred overland
from the NAF to the ground maneuver area located east of
the civilian zone.

The Navy’s installations on the eastern half of Vieques
are part of a large military complex known as the Atlantic
Fleet Weapons Training Facility, headquartered at
Roosevelt Roads Naval Station in Ceiba, Puerto Rico. The
facility consists of four firing ranges of which only two are
related to Vieques. The outer range, a large area of ocean,
at its closest points to Vieques lies thirty-five miles to the
north and twenty miles to the south. Within this range, the
Navy conducts exercises in ship to ship weapons fire, ship
to air missile fire and air to air weapons fire. The under-
water range, located off the western shore of St. Croix, in-
volves training in three dimensional tracking of surface and
underwater objects. The electronic warfare range is a net-
work of “threat platform” simulators located in Puerto Rico
and nearby islands. These are used to train shipboard and
airborne electronic warfare teams and provide tactical elec-
tronic order of battle support for operations conducted on
the other ranges. One simulator is positioned at the west-
ern end of Vieques atop Monte Pirata. Until recently, the
inner range consisted of air to ground bomb and missile tar-
gets and naval gunfire support targets on Culebra, and air
to ground, artillery and naval gunfire support targets on
Vieques. In 1975, however, the Navy ceased its Culebra
operations. Thus, the Vieques installations now comprise
the entire inner range.

‘Both the parties and the district court refer to “ammunition” and
“ordnance” interchangeably. Although we accept this usage for pur-
poses of this case, it is our understanding that “ordnance” includes
weapons as well as ammunition.

6a

The inner range is divided into four distinct areas, The
ground maneuver area (GMA) extends from the civilian sec-
tor eastward for approximately seven miles to a cattle
fence which runs the width of the island. Located at the
southwestern corner of the GMA is Camp Garcia, a Marine
Corps camp which, although able to accommodate several
thousand troops, is occupied by one marine. The principal
use of the GMA is for Marine amphibious landings. These
are conducted throughout the year, primarily on the south-
ern beaches between Punta Conejo and Punta Negra. A
typical landing will require the use of large attack trans-
ports from which are launched the lending craft and am-
phibious tracked vehicles, These smaller craft carry troops,
tanks and other equipment to the beaches, Once landed, the
troops perform maneuvers throughout the GMA, which at
times include artillery fire. Upon completion of the land ex-
ercise the troops embark from the beaches and return to
the attack transports. An amphibious landing usually is
accompanied by low-level support flights by fixed wing jet
aircraft and helicopter gunships. An amphibious exercise
may involve anywhere from two to twenty thousand troops;
it may be independent of other inner range operations, or it
may be part of a single large-scale maneuver in concert
with the Navy’s sea and air forces.

The surface impact area (SIA) begins about one mile east
of the cattle fence and extends approximately two and one-
half miles east to a “firebreak” designated as the western
friendly front line. Artillery training, strafing and air to
ground bombing, the latter two using inert ammunition
only, occur within this area, The artillery is positioned near
the western border of the SIA—about six miles from the
nearest point in the civilian zone—loaded with live ammu-
nition and fired at targets located in the eastern part of the
SIA. Air to ground bombing is directed at two bullseye tar-
gets. Target #2 is situated about one-half mile east of the
SIA’s western boundary; target #1 is on a point along the
northern half of the western friendly front line, The
strafing targets are located at the southern most point of
the firebreak.

Ta

The Air Impact Area (AIA), also known as the Close Air
Support Zone (CAS), runs from the western friendly front
line eastward for about two miles to the eastern friendly
front line. This area, in which live ammunition is used, con-
tains as targets mockups of two surface to air missile sites,
an airstrip, a fuel farm and an ammunition dump. There are
also two remote controlled moving targets inland and six
naval gunfire support targets along the southern coast of
the AIA. No targets exist in the area between the eastern
friendly front line and Punta Este, the easternmost point of
Vieques. An infrequently used water target lies about one
mile east of this point.

Air and sea operations in the inner range occur about 200
days out of a year, usually between 7:30 a.m. and 10:00
p.m. Operations are directed by observers positioned in an
observation post on Cerro Matias, located in the southeast-
ern part of the SIA. Aircraft taking off from the Roosevelt
Roads airfield or a carrier located north of Vieques first fly
north of Vieques and then circle around the eastern coast to
approach the range from the south. Aircraft taking off from
carriers located south of Vieques use a straight approach
from that direction. Any aircraft carrying ammunition,
whether live or inert, is prohibited from flying over the ci-
vilian area, As best as can be estimated, an aircraft train-
ing in the range would ordinarily come no closer than with-
in five and three-quarters miles of the civilian zone.

Ship to shore gunnery directed at the naval gunfire sup-
port targets in the AIA is also restricted to a southern ap-
proach, When firing, the ships are usually positioned be-
tween three and eleven miles off the southern shore of the
AIA, All ship to shore firing occurs within a designated
danger zone, which permits the Navy to prohibit all civilian
navigation while the area is in use.

THE ISSUES ON APPEAL

Puerto Rico challenges the district court's rulings on the
following issues:“

„The Navy did not appeal the district court's order requiring the
Navy to obtain a NPDES sewage discharge permit, prepare an

8a

1. Did the Navy “transfer” training activities froin
Culebra to Vieques in violation of certain Military Con-
struction Authorization Acts?

2. Does the dropping of ordnance into the coastal waters
of Vieques violate the Puerto Rico Water Quality Stand-
ards, contrary to the requirements of § 313 of the Federal
Water Pollution Control Act Amendments of 1972, 33
U.S.C. § 1828(a)?

8. Did Congress intend to permit a private cause of ac-
tion to enforce § 18 and § 15 of the Rivers and Harbors Act
of 1899, 38 U.S.C. 58 407, 4097

4. Does the danger zone regulation promulgated by the
Corps of Engineers, 33 C. F. R. § 204,284, unreasonably re-
strict the food fishing industry of Vieques contrary to 33
U.S.C. § 3?

5. Do the Navy's training activities generate such noise
as to create a public nuisance in violation of Puerto Rico's
criminal nuisance statute, P. R. Laws Ann, tit. 33, § 13665,
and the requirements of § 4 of the Noise Control Act, 42
U.S.C. § 4908(a)?

6. Do the Navy’s activities on Vieques violate the En-
dangered Species Act of 1978, 16 U.S.C, §§ 1531-1543?

7. Does the Navy's survey of historical sites on Vieques
satisfy the requirements of § 106 of the National Historic
Preservation Act, 16 U.S.C, § 470f, Executive Order 11598
and 36 C. F. R. § 800.4?

8, Should the Navy be enjoined from conducting training
operations on Vieques?

After oral argument, we requested that the parties sub-
mit supplemental briefs on the question of whether any of
the plaintiffs have a right of action to challenge the alleged
violations of certain military authorization acts and execu-
tive branch directives related to training activities on

environmental impact statement and obtain a determination on the eli-
gibility of certain historical and prehistorical sites for inclusion in the
National Register of Historic Places.

9a

Culebra and Vieques. With the benefit of briefs from both
parties, we first address that question.“

RIGHT TO CHALLENGE THE ALLEGED TRANSFER OF
MILITARY TRAINING ACTIVITIES

Puerto Rico alleged that the Navy “clandestinely” has
transferred training operations from Culebra to Vieques,
contrary to the “clear command” of the Military Construc-
tion Authorization Acts of 1971, 1972 and 1974. The district
court rejected this contention, ruling that the statutes do
not establish an enforceable mandate, and expressed seri-
ous doubt that a transfer of activities actually had occurred.
On appeal, Puerto Rico argues that the trial court’s narrow
view of the acts ignores Congress’ “carefully crafted” statu-
tory “procedure” intended to protect the interests of the
Commonwealth; Puerto Rico also challenges the court’s
finding that a transfer did not in fact occur. Our initial task
is to ascertain whether Congress intended to permit the
Commonwealth,® or any other party, to seek judicial en-

Because we understand the district court’s decision on this question
to include a determination that Puerto Rico had failed to state a claim
upon which relief can be granted, we reject the Commonwealth’s con-
tention that the issue is not properly before us. The Navy raised this
issue in its answer and the district court ruled, inter alia, that Puerto
Rico had failed to establish the existence of a judicially enforceable
mandate. 478 F. Supp. at 697-700.

Although the Commonwealth’s standing as parens patriae in an ac-
tion against the Navy may be questioned, compare Commonwealth of
Pennsylvania v. Kleppe, 533 F.2d 668 (D.C. Cir. 1976) with Washing-
ton Utilities & Transp. Comm'n v. F. C. C., 513 F.2d 1142 (9th Cir.
1975), we think the Commonwealth certainly has standing to raise this
issue on the basis of the alleged injuries to its quasi-sovereign interest
“in all the earth and air within its domain,” an interest that is “inde-
pendent of and behind the titles of its citizens ....” Georgia v.
Tennessee Copper Co., 206 U.S. 230, 237 (1907). Cf. Massachusetts v.
Mellon, 262 U.S. 447, 482 (1923) (acknowledging the distinction be-
tween a state’s quasi-sovereign interest in the environment and its sta-
tus as parens patriae). See also Missouri v. Holland, 252 U.S. 416,
431 (1920). Because we conclude that Puerto Rico has alleged “a ‘dis-
tinct and palpable injury’ . . fairly traceable’ .. . to the challenged
conduct” of the Navy, Duke Power Co. v. Carolina Env. Study
Group, 438 U.S. 59, 73 (1978) (citations omitted), we need not decide

10a

forcement of the three authorization acts. As with any
question of statutory interpetation, we begin with an exam-
ination of the language of the statutes and the related exec-
utive branch directives. Transamerica Mortgage Advisors,
Inc. v. Lewis, 444 U.S. 11, 16 (1979); Touche Ross & Co. v.
Redington, 442 U.S. 560, 568 (1979).

In October 1970 Congress adopted the Military Construc-
tion Authorization Act of 1971, Pub. L. No. 91-511, 84
Stat. 1204. Section 611(a) of the Act directed the Secretary
of Defense “to prepare a report of the weapons training
now being conducted in the Culebra complex ....” The
Secretary was order.d to evaluate “all possible alterna-
tives, geograp}.cal and technological,’’ and make
“recommendaticus for . . . moving all or part of such activi-
ties to a new sii? or sites,” giving particular consideration
to six factors:

(1) the safety and well-being of the people who live
on Culebra;

(2) the natural and physical environment of Culebra
and adjoining cays and their recreational value;

(3) the development of a sound, stable economy in
Culebra;

(4) the unique political relationship of Culebra and
Puerto Rico to the United States;

(5) the operational readiness and proficiency of the
Atlantic Fleet; and

(6) national security.
Section 611(b) provided that the report was to be prepared
in consultation “with the people of Culebra, the Govern-
ment of Puerto Rico, and all appropriate federal agencies.”
Finally, the Navy was directed to “avoid any increase or
expansion of the present weapons range activities in the
Culebra complex and, wherever possible, without degrad-
ing the activities, to institute procedures which will mini-

whether the Mayor of Vieques or the Board on Environmental Quality
have standing to litigate this case. See Village of Arlington Heights v.
Metropolitan Housing Development Corp., 429 U.S. 252, 263-64
(1977).

lla

mize interference with the normal activities and the soli-
tude of the people of Culebra.”®

On April 1, 1971, Secretary of Defense Laird transmitted
to Congress and the President the mandated report. In a
press release issued the same day, the Secretary an-
nounced that he had ordered the Navy “to institute imme-
diately a number of actions which will enhance the safety
and well being of the residents of Culebra and reduce the
irritants to them resulting from Navy training.” The Secre-
tary also expressed his intention to reappraise the situation
by the end of 1972 and make a final decision about where to
relocate the Culebra operations.

With the enactment in 1971 of § 207 of the Military Con-
struction Authorization Act of 1972, Pub. L. No. 92-145, 85
Stat. 394, Congress directed the Secretary of Defense to
prepare a new study of “the most advantageous alternative
{to the Culebra training complex] on the basis of investiga-
tions which consider cost, national security, the operational
readiness and proficiency of the Atlantic Fleet, the impact
on the environment, and other relevant factors.” On De-
cember 27, 1972, Secretary Laird submitted his report and
recommendations to the President and Congress. In an ac-
companying letter he identified Vieques as the best of the
available alternative sites but concluded “that the Culebra
complex offers such advantages over all other alternatives
studied that none of these other alternatives can be consid-
ered reasonable.” Relocation to Vieques “would significant-
ly reduce the capability of the Inner Range and would
transfer the training activity from an island with 700 inhab-
itants to one with 7,000 inhabitants,” an “[im)prudent
course of action.” Thus, he recommended “that the Navy
retain its training targets in the Culebra complex,” yet “re-
main abreast of developments that would modify ... the
Navy’s need” for the Culebra range.

On January 11, 1971, the Navy entered into an agreement with the
Government of Puerto Rico which imposed certain restrictions on the
Culebra operations and also contained the Navy’s assurance that it
would “continue to investigate both technological and geographical
alternatives to the training done around Culebra.”

12a

In the following spring of 1973, Secretary Laird’s succes-
sor, Elliot Richardson, informed the Secretary of the Navy
that it was in the Defense Department’s long-range inter-
ests to transfer the Culebra training activities to the is-
lands of Desecheo and Monito by July 1, 1975. This
relocation was to occur, however, only after Congress had
appropriated the necessary funds and the Navy had
achieved a “satisfactory overall arrangement with the gov-
ernment of Puerto Rico for carrying out the proposed move
and for insuring the long-term continuation of the Atlantic
Fleet Weapons Range and the Fleet Marine Force training
area.” a

Congress responded to this change in the Defense De-
partment's position with the enactment in 1973 of the Mili-
tary Construetion Authorization Act of 1974. Pub. L. No.
93-166, 87 Stat. 668. Section 204(a) of the Act authorized
the appropriation of $12,000,000 to facilitate the relocation
of the Culebra training operations. But § 204(b) “expressly
conditioned [the relocation] upon the conclusion of a satis-
factory agreement to be negotiated by the Secretary of the
Navy ... with the Commonwealth of Puerto Rico and re-
ported to the Committees on Armed Services of the Senate
and the House of Representatives prior to execution of
such agreement.” Congress directed that “the agreement
shall provide, among other things, that the Commonwealth
of Puerto Rico shall insure that (1) Commonwealth lands
suitable for carrying out operations of the type referred to
in subsection (a) will be made available for the long-term
continued use of the Atlantic Fleet Weapons Range and
Fleet Marine Forces training areas by the Navy, including,
but not limited to, present areas and facilities on the island
of Vieques... .”

Despite the absence of an agreement between the Navy
and Puerto Rico, on June 22, 1974, Secretary of State
Kissinger, acting as National Security Adviser, informed
the Secretary of Defense of the president’s decision to ter-
minate the training activities on Culebra by July 1, 1975,
and those on the Culebra Cays by December 31, 1975.
Kissinger directed the Secretary of Defense “to consider
and select alternative sites for the weapons range activi-

a

13a

ties” and stated that t he selection of the new site, if it is
in Puerto Rico, will be contingent on its being acceptable to
the Commonwealth... . The Navy has ceased its opera-
tions on Culebra and negotiations continue over the selec-
tion of a new site.

When Congress has not expressly provided for the pri-
vate enforcement of a statute, there is little likelihood that
the legislative history will disclose whether Congress
nonetheless intended that result. Cannon v. University of
Chicago, 441 U.S. 677, 694 (1979). Thus, the statutory lan-
guage becomes the best evidence of Congress’ intent. As
the Supreme Court recently recognized, in each of its
earlier cases that did imply a private cause of action the
statute in question either conferred a federal right on pri-
vate parties or proscribed certain conduct. Touche Ross &
Co. v. Redington, 442 U.S. at 569. Implicit in this observa-
tion is that the absence of statutory language that either
prohibits some action or confers rights weighs heavily
against implication of a private cause of action.

Neither the Military Construction Authorization Act of
1971 nor the 1972 Act creates rights or proscribes conduct
of any relevance to this case. The 1971 Act’s partial restric-
tion of the Navy’s activities in Culebra was unrelated to
Navy operations on the other islands of the Common-
wealth. In contrast, the 1974 Act made the relocation of the
Navy’s Culebra operations contingent on the execution of
an agreement between the Navy and Puerto Rico. But even
if we characterize this as a limited prohibition,’ it appears
from the language of the pertinent provision and the accom-
panying committee report that the condition was imposed
to benefit the Navy rather than Puerto Rico. Section 204(b)

10Congress’ requirement of an agreement prior to relocation was ef-
fectively a prohibition only with respect to the expenditure of the
$12,000,000. Without mention of the 1974 Act, President Nixon subse-
quently ordered the termination of the Culebra operations, ignoring
the safeguards required by the Act. The Navy never expended the
$12,000,000 appropriation and the Congress eventually reallocated the
amount to a Navy construction project in the Indian Ocean area. See
Supplemental Appropriation and Recission Act, Pub. L. No. 96-304,
94 Stat. 857 (July 8, 1980).

l4a

required that the agreement contain assurances from the
Commonwealth “that Commonwealth lands suitable for car-
rying out operations . . . will be made availabe for the long
term continued use of the . . . Navy, including, but not lim-
ited to, present areas and facilities on the island of Vieques
.. . . Not only does this language impose an obligation on
the Commonwealth rather than the Navy, but it forecloses
negotiation over the training areas and facilities on
Vieques. In the same vein, the joint conference report that
accompanied the final draft of the Act states:

The restrictive language in Section 204 is a result of
discussion with the Governor and others and the con-
ferees believe it provides sufficient protection to the
Navy upon relocation of ship-to-shore gunfire opera-
tions from Culebra to the other Islands mentioned.

H.R. Rep. No. 634, 93d Cong., Ist Sess. 35 (1973). If Con-
gress had intended to ereate a private right of aetion, it
would have provided first for a right or duty upon which
private enforcement could be based. But the authorization
acts leave Puerto Rico without a place to hang its hat; the
statutes grant no right to the Commonwealth, nor do they
impose an obligation on the Navy for the benefit of the
Commonwealth.

Puerto Rico argues that the authorization acts reflect
Congress’ intention to obligate the Navy to confer with
other parties, particularly the Commonwealth, prior to any
transfer of the Culebra operations. As part of that argu-
ment, Puerto Rico maintains that Congress anticipated that
the agreement mandated by the 1974 Act would provide for
“other things” beyond the Commo:iwealth’s assurances of
an adequate alternative site. The Commonwealth contends
that this phrase undoubtedly was intended to encompass
provisions for the protection of its environment and the
welfare of its citizens; Congress impliedly sought to pre-
vent a recurrence of the ecological and political problems
created by the Navy’s use of Culebra. Puerto Rico con-
cludes that as the party most to be benefitted from this
inferred congressional prohibition of unilateral Navy ac-
tion, it must be granted a cause of action to vindicate Con-
gress’ intent.

15a

Other than the phrase “among other things,” however,
Puerto Rico is unable to direct us to one provision in any of
the three acts that establishes the mandate it seeks to en-
force. Instead, it relies primarily on the “necessary” infer-
ences to be drawn from the statutes and the executive
branch directives; Puerto Rico interprets the latter docu-
ments to corroborate its position. But the expansive infer-
ences drawn by Puerto Rico, which we do not find to be
free from doubt, must be contrasted with the limited na-
ture of the legislation. The 1971 Act and the 1972 Act, as
related to Vieques, directed the Secretary of Defense to
prepare two feasibility reports; that is all. The 1974 Act did
mandate execution of an agreement prior to relocation from
Culebra. So far as the statute provides, however, we know
only that Congress intended by this condition to protect the
Navy’s training capacity. Congress may have had a clear
collective understanding of what “other things” were at
issue, and the preferred resolution, but it chose not to re-
flect this in its 1974 legislation. Instead, it left to the par-
ties the task of hashing out an agreement, subject to con-
gressional, not judicial, review. The absence of any
enforcement scheme in the authorization acts reinforces our
conclusion that Congress intended that the controversy
surrounding the Navy’s training activities in Puerto Rico
be resolved in the political sphere. Implication of a private
cause of action would be contrary to the apparent intent of
Congress, and, given the lack of a judicially enforceable
mandate, a futile gesture.

Puerto Rico relies on the various executive branch di-
rectives principally to corroborate its interpretation of the
authorization acts. As a second line of argument, however,
it maintains that the directives have independent signifi-
cance as sources of a private right of action. Unlike the sit-
uation presented by the three statutes, at least one of the
directives contains a provision which ordered the Navy to
obtain the Commonwealth’s agreement prior to a relocation
of the Culebra operations. In 1974 National Security Advis-
er Kissinger, on behalf of the President, directed the Secre-
tary of Defense to end the Culebra operations and select a
new site contingent on its being acceptable to the Common-

16a

wealth. Puerto Rico contends that this order imposed a
legal obligation on the Navy that is enforceable by the
Commonwealth. We conclude, however, that the Presi-
dent’s order does not have the force and effect of law and
thus is not enforceable by an implied private cause of ac-
tion.

The Commonwealth attempts to cloak the 1974 presiden-
tial order with statutory authority, characterizing it as in
furtherance of the 1974 Act. But in fact the order essential-
ly ignored what we perceive to be the intent of Congress as
evidenced in the Act. Rather than require the Common-
wealth to insure alternative sites prior to a relocation of the
Culebra operations, as Congress mandated, the President
ordered termination of those operations without any prior
assurances from Puerto Rico. Moreover, the order granted
the Commonwealth a veto over the Navy's choice of an
alternative site; nothing in the Act suggests that Congress
intended such a role for the Commonwealth. When the
President issued this order, he necessarily relied not on any
statutory authority, but on his constitutional authority as
the chief executive and the commander in chief of the
armed forces. As such, the President has the power to di-
rect the activities of the military but he is without the au-
thority to legislate. See Youngstown Sheet & Tube Co. v.
Sawyer, 343 U.S. 578, 587-88 (1952). Without some basis
in an act of Congress, the directive cannot constitutionally
be invested with the status of law, see Independent Meat
Packers Ass'n v. Butz, 526 F.2d 228, 234-36 (8th Cir.
1975), thus obviating a decision on the question of an im-
plied cause of action."

11The other executive branch directives invoked by Puerto Rico do
not require extensive comment. The statements of Secretary Laird, to
the extent they pertain to Vieques, contain nothing more than certain
recommendations based on the Department’s evaluation of the island
and the other potential relocation sites. Secretary Richardson's memo-
randum to the Secretary of the Navy does not address the transfer of
Culebra operations to Vieques. He ordered relocation to the
uninhabited islands of Desecheo and Monito and required the Common-
wealth’s participation only with respect to the implementation of the

17a

The Commonwealth's reliance on section 10 of the
Administrative Procedure Act as an alternative source for
a cause of action founders upon the limitations inherent in
the Act. Section 10(a) of the APA provides that “[a] person
suffering legal wrong because of agency action, or adverse-
ly affected or aggrieved by agency action within the mean-
ing of a relevant statute, is entitled to judicial review
thereof.” 5 U.S.C. § 702. But assuming that the Navy did
“transfer” the Culebra activities to Vieques, that action is
not “agency action.”

Section 2 of the APA defines agency action to include
“the whole or a part of an agency rule, order, license, sanc-
tion, relief or the equivalent or denial thereof, or failure to
act. Id. § 651(18). Each of the types of action includ-
ed within this definition is separately defined in § 2. See id.
§ 551(4), (6), (8), (10), (11). All but one of these specific def-
initions refer to one of two forms of regulatory activi-
ty—agency rulemaking or agency adjudication. “Sanction”
is defined to include, in addition to regulatory activity,
“any agency . . . destruction, taking, seizure or with-
holding of property.” Id. § 551(10).

The Navy’s transfer of military training activities did not
remotely involve rulemaking or adjudication, nor, at least
in this case, did it result in the “destruction, taking, seizure
or withholding of property.” We recognize that Congress
intended the APA to span a “broad spectrum of administra-
tive actions.” Abbott Laboratories v. Gardner, 387 U.S.
136, 140 (1967). Nonetheless, the language of § 2 evidences
that Congress intended to reach only actions that are
administrative, and we conclude that the challenged activi-
ties of the Navy do not fall within that spectrum. But see
Standard Oil Co. of Ca. v. F. T. C., 596 F.2d 1381, 1884-85
(9th Cir. 1979).

Even if we were to accept that the “transfer” constituted
agency action, we would characterize it as action “com-

plan and protection of the Atlantic Fleet's interests. Moreover,
Richardson's directive was essentially superseded by the President's
1974 order.

18a

mitted to agency discretion by law,” 5 U.S.C. § 701(a)(2),
and thus unreviewable. This exception to § 10’s broad
entitlement to judicial review applies only “in those rare in-
stances where ‘statutes are drawn in such broad terms that
in a given case there is no law to apply.“ Citizens to Pro-
tect Overton Park v. Volpe, 401 U.S. 402, 410 (1971),
quoting S. Rep. No. 752, 79th Cong., Ist Sess, 26 (1945).
See Chrysler Corp. v. Brown, 441 U.S. 281, 317 (1979).
The question before us presents one of those rare in-
stances. The Commonwealth has cited as the applicable
constraint on the Navy’s training activities the Military
Construction Authorization Acts of 1971, 1972 and 1974.
But, as we have already explained in some detail, those
statutes do not provide the judiciary with any “law to
apply.” “

We affirm the district court’s ruling that with respect to
the alleged transfer of military training activities from
Culebra to Vieques, Puerto Rico has failed to state a claim
upon which relief can be granted.

POLLUTION OF THE COASTAL W* TERS
1. Puerto Rico Water Quality Standards

Section 313 of the Federal Water Pollution Control Act
Amendments subjects every “department, agency, or
instrumentality of the executive, legislative and judicial
branches of the Federal Government” to “all Federal,

‘Because we conclude that the authorization acts are of no rele-
vance to the Navy's authority to conduct the Vieques operations, we
need not undertake the more detailed analysis set forth in Mahn v.
Gottlieb, 480 F.2d 1243, 1249 (1st Cir. 1970), to determine the
applicability of the “committed to agency discretion” exception of 5
U.S.C. § 701(a(2). Cf. Carter v. Colon, No. 80-1666, et al., slip op. at
4-6 (Ist Cir, Oct. 24, 1980) (recent application of the Hahn analysis).

*Our conclusion that the authorization acts do not impose a duty on
the Navy to the benefit of the Commonwealth also undermines the
Commonwealth's reliance on 28 U.S.C. § 1361. That statute grants the
“district courts original jurisdiction of any action in the nature of man-
damus to compel an officer . . of the United States . to perform a
duty owed to the plaintiff.” Jd. See Falzarano v. United States, 607
F. 2d 606, 518 (Ist Cir. 1979).

19a

State, interstate, and local requirements.. respecting
the control and abatement of water pollution in the same
manner and to the same extent as any nongovernmental
entity.” 83 U.S.C. § 1823(a). Puerto Rico alleged that the
Navy, by dropping ordnance into the waters of Vieques,
has violated several water pollution control regulations pro-
mulgated pursuant to the Commonwealth's Water Pollution
Control ts and Public Policy Environmental Control Acts.“
The district court rejected this allegation, finding no viola-
tion of the water quality standards it deemed applicable to
the Navy’s activity. 478 F. Supp. at 664-69. On appeal,
Puerto Rico asserts that, contrary to the trial court’s opin-
ion, there are three germane water quality standards that
the Navy has violated.** We consider each separately.'*

Article 2.1.1 of the Puerto Rico Water Quality Stand-
ards 17 provides:

The waters of Puerto Rico shall not contain materials
attributable to discharges that will settle to form
objectionable deposits. Nor will they contain floating
debris, scum, oil and other floating materials attribu-
table to discharges in amounts sufficient to be unsight-
ly or deleterious.

Puerto Rico argues that the trial court erred in its
interpretation of 2.1.1 by according determinative signifi-
cance to the term “discharges,” contrary to the purposes of

10 P. R. Laws Ann. tit. 24, $$ 591-601.
1% P. R. Laws Ann. tit. 12, §§ 1128-1142.

1 puerto Rico's reliance on the SB waters classification’s prohibition
of solids is misplaced. This prohibition of solids was part of the
pre-1970 regulations, 24 P. R. R. & R. 598-5(a)(A) & (B), and has been
superseded by Article 7.3 of the current Regulation, Puerto Rico
Water Quality Standards.”

% We undertake this examination of the water quality standards
without the benefit of any prior judicial or administrative interpreta-
tion.

*The “Puerto Rico Water Quality Standards” are designated as a
single “Regulation.” Each section of the Regulation is denoted an Au-
ticle.” The Regulation is reprinted in Envir. Rep.—State Water Laws
(BNA) 896:0801—; 0310.

20a

the regulations and statute. We cannot agree. Article 2.1.1
expressly and exclusively addresses materials “attributable
to discharges,” which are defined as “{t]he outflow of
wastewater from any ... source into receiving waters.”
Article 1. Turning to the definition of wastewater, we are
directed to the definition of municipal wastes, which is

AIwlater carrying human and animal wastes from homes,
buildings, industrial establishments and other places alone
or in combination with industrial wastes.” Jd. No fair read-
ing of this language warrants the conclusion that Article
2.1.1. applies to the bombing and shelling of coastal waters.

In contrast, the prohibitions annunciated in Article 2.1.3
are not limited in application to materials attributable to
discharge. Article 2.1.3 directs that At he waters of Puerto
Rico shall not contain substances in concentrations or com-
binations which produce undesirable physiological re-
sponses in human, fish, or other animal life, and plants.”
More specifically, subsection (A) establishes with respect to
the coastal waters the “maximum allowable concentrations”
of iron and certain other inorganic substances. Puerto Rico
contends that the district court ignored the general prohibi-
tion of “substances ... which produce undesirable
physiological responses” and erred in its finding that the
Navy’s activity did not result in a violation of the maximum
allowable concentration of iron.

The weakness in Puerto Rico’s first contention is that it
reads into Article 2.1.3 an unjustifiable breadth in scope.
Article 2.1.3 speaks not simply of “substances,” which, ad-
mittedly, could be construed to encompass solids such as
spent ordnance as well as other refuse. Rather, the regula-
tion addresses “concentrations” or “combinations” of sub-
stances. Those terms appear to refer in this context to the
presence of chemicals and chemical processes rather than
that of solids such as discarded ordnance. For example, the
“maximum allowable concentrations” established by 2.1.3
are expressed in terms of milligrams per liter, hardly a
measurement appropriate to shell casings or bomb rem-
nants. And those limitations are devoted to the specifica-
tion of allowable concentrations of minerals and pesticides,
not those of solids. We conclude that the apparent thrust of

21a

this regulation is the control and abatement of chemical pol-
lution. We therefore agree with the district court that the
sole issue under Article 2.1.3 is whether the Navy’s used
ammunition caused concentrations of iron in certain areas
of the coastal waters to exceed the specified maximum al-
lowable concentration.

With respect to this question, we find nothing in the re-
cord to contradict the trial court’s finding. Although it ap-
pears fairly clear that the concentrations of iron in some
areas near the target range do exceed the Article 2.1.3(A)
standard, Puerto Rico failed to establish that ordnance
dropped by the Navy caused these excessive concentrations
of iron. Thus, the district court correctly found no violation
of Article 2.1.3.

Finally, we turn to the broadly phrased prohibition of
Article 4 of the Water Quality Standards, Article 4.1.1 pro-
vides that Injo person shall cause or permit the pollution of
the waters of Puerto Rico. . . Pollution is defined in Ar-
ticle 1 as

lalltering the natural characteristics of a body of
water so as to make it in any way harmful or noxious
to human heulth, or to that of animals, plants, or ren-
dering it ill-smelling or impure or altering adversely
its physical, chemical, microbiological or radioactive
condition, in such a way as to interfere with enjoyment
of life or property or violate the standards of purity es-
tablished by this Regulation.
Puerto Rico argues that the district court failed to apply
Article 4.1.1 as a “generic” prohibition distinct from the
specific standards set forth in Article 2. We conclude, how-
ever, that Article 4.1.1 does not constitute a “standard” as
referred to in Puerto Rico’s Water Pollution Control Act.

The statutory prohibition of pollution makes it “unlawful
for any person . . . to throw, discharge, pour or dump
into the waters . . . any organic or inorganic matter capable
of polluting” these waters “in such a manner as to place
them out of the minimum standards of purity that the
Board on Environmental Quality] may establish ... .”
P.R. Laws Ann. tit. 24, § 595. Similarly, the statute de-
fines pollution as “making [the waters] in any way noxious

22a

. . all according to the permissible standards of purity . . .
established as provided herein.” P.R. Laws Ann. tit. 24,
§ 591(i). This language evidences the legislature’s judg-
ment that the general prohibition of pollution is not enough;
standards explicating what pollution is must be provided.
The statute anticipates administrative specifications of its
broad proscription in the form of standards by which partic-
ular actions may be evaluated. But Article 4.1.1 merely re-
phrases the general statutory command; it offers no clarifi-
cation of that language, nor, unlike Article 2, does it
provide any additional guidance to those who must conform
to the law. To accept 4.1.1 as a “standard” would render
meaningless the statutory requirement that the regulations
promulgated thereunder further define and clarify the gen-
eral statutory proscription of pollution. Because Article
4.1.1 is not a standard as contemplated by the authorizing
statute, we decline to give it effect separate from the actual
standards of the Regulation.“

We affirm the district court’s conclusion that the Navy
has not violated the applicable Puerto Rico Water Quality
Standards or 33 U.S.C. & 1323(a).

2. The Rivers and Harbors Act of 1899

The second phase of Puerto Rico’s attempt to halt the
Navy’s dropping of ordnance into the coastal waters of
Vieques rests primarily on an alleged violation of Section 13
of the Rivers and Harbors Act of 1899. 33 U.S.C. § 407. As
a complement to that claim, Puerto Rico alleged that the
Navy’s sinking of the U.S.S. Killen in the Bahia Salinas del
Sur violated Section 15 of the same act. 33 U.S.C. § 409.
The district court ruled that neither § 13 nor § 15 give rise
to a private cause of action for injunctive relief. 478 F.
Supp. at 669-72. We affirm that decision with respect to
§ 13, but vacate the court’s ruling with respect to § 15.

Section 13 makes it unlawful to throw, discharge or de-
posit “any refuse matter .. into any navigable water of

1®The statutory provisions that empower the Board to adopt regula-
tions, P. R. Laws Ann. tit. 12. § 1131(18) and tit. 24, 5598, 599, con-
tain nothing contrary to this conclusion.

23a

the United States. without a permit from the Adminis-
trator of the Environmental Protection Agency. 33 U.S.C.
§$§ 407, 1342(a). The “comprehensive language” of this pro-
hibition reflects a broad statutory purpose—the protection
of navigation and the prevention of pollution. United States
v. Standard Oil Co., 384 U.S. 224, 228-30 (1966). See
United States v. Pennsylvania Industrial Chemical Corp.,
411 U.S. 655 (1973). Under § 17 of the Act, it is the duty of
the Department of Justice to “conduct the legal proceedings
necessary to enforce the provisions” of § 13. 33 U.S.C.
§ 413. Although the Act expressly provides for criminal
penalties only, id., courts have recognized the federal gov-
ernment’s implied authority to seek injunctive relief for a
violation of § 13. United States v. Stoeco Homes, Inc., 498
F. 2d 597 (3d Cir. 1974), cert. denied, 420 U.S. 927 (1975).
See Wyandotte Transp. Co. v. United States, 389 U.S. 191
(1967); Connecticut Action Now, Inc. v. Roberts Plating
Co., 457 F. 2d 81 (2d Cir. 1972). Puerto Rico argues that the
broad purposes of § 13 also warrant the implication of a pri-
vate cause of action for injunctive relief. We undertake an
analysis of this claim mindful of the Supreme Court’s recent
adherence “to a stricter standard for the implication of pri-
vate causes of action.. i Touche Ross & Co. v.
Redington, 442 U.S. 560, 578 (1979).

1 None of the courts of appeals that have previously considered this
question were willing to imply a private cause of action under § 13.
See National Sea Clammers Ass'n v. City of New York, 616 F.2d 1222
(8d Cir.), cert. granted, 49 U. S. L. W. 3281 (Oct. 14, 1980) (No.
79-1760); Sierra Club v. Andrus, 610 F.2d 581 (9th Cir. 1979) (die-
tum), cert. granted sub nom., Kern County Water Agency v. Sierra
Club, 49 U.S.L.W. 3212 (Oct. 7, 1980) (No. 79-1502); City of
Evansville, Inc. v. Kentucky Liquid Recycling, Inc., 604 F.2d 1008
(7th Cir. 1979); Connecticut Action Now, Inc. v. Roberts Plating Co.,
457 F.2d 81 (2d Cir. 1972 (qui tam action); Guthrie v. Alabama By-
Products Co., 456 F.2d 1294 (5th Cir. 1972) (per curiam), cert. denied,
410 U.S. 946 (1973); Bass Anglers Sport man's Society of America,
Inc. v. Koppers Co., 447 F.2d 1804 (5th Cir. 1971) (per curiam). See
also Parsell v. Shell Oil Co., 421 F. Supp. 1275 (D. Conn. 1976), aff'd
mem, sub nom. East End Yacht Club, Inc. v. Shell Oil Co., 573 F.2d
1289 (2d Cir. 1977); Loveladies Property Owners Ass'n v. Raab, 430 F.
Supp. 276 (D.N.J. 1975), aff'd mem. 647 F.2d 1162 (3d Cir. 1976), cert

24a

The touchstone of this inquiry is whether Congress in-
tended that the statute be enforced by private parties.
Transamerica Mortgage Advisers, Inc. v. Lewis, 444 U.S.
11, 15 (1979); Touche Ross & Co. v. Redington, 442 U.S. at
568. That intent usually can best be ascertained by ad-
dressing four factors. See Cort v. Ash, 422 U.S. 66, 78
(1975). First, it must be determined from the statutory lan-
guage “whether the statute was enacted for the benefit of a
special class of which the plaintiff is a member.” Cannon v.
University of Chicago, 441 U.S. 677, 689 (1979). The duties
imposed by § 13 benefit the public at large: nothing in the
statutory language identifies any special class as the princi-
pal intended beneficiary.2° Rather, if there is a principal
beneficiary of § 13’s proscription, it is the “Government it-
self.” Wyandotte Transp. Co. v. United States, 389 U.S. at
201. With a statute such as § 13, one which creates “duties
on the part of persons for the benefit of the public at large,”
the Supreme Court “has been especially reluctant to imply
causes of actions.” Cannon v. University of Chicago, 441
U.S. at 691-92 n. 13.

The second factor requires an investigation of the legisla-
tive history. As the Supreme Court has recognized, howev-
er, little is likely to be learned from the legislative history
of a statute which is silent on the question of private en-
forcement. Jd. at 694. The debates and reports preceding
§ 13’s enactment at most evidence that Congress had no in-
tent with respect to this question. See Touche Ross & Co.
v. Redington, 442 U.S. at 571.

denied, 482 U.S. 906 (1977). Although the district court thought that
the Fourth circuit may have recognized a private cause of action in
Rucker v. Willis, 484 F.2d 158 (4th Cir. 1973), River v. Richmond
Metropolitan Authority, 481 F.2d 1280 (4th Cir. 1973), and Lauritzen
v. Chesapeake Bay Bridge and Tunnel District, 404 F.2d 1001 (4th
Cir. 1968), we do not find those decisions to support that conclusion.

*°That the Commonwealth of Puerto Rico is one of the plaintiffs in
this case does not alter our conclusion. Section 18 “no more evidences
an intent to ‘especially’ benefit a class of [state governments) or their
agents than a class of private parties City of Evanaville, Ind. v.
Kentucky Liquid Recycling, Inc., 604 F. 2d 1008, 1012 n.7 (7th Cir.),
cert. denied, 444 U.S. 1025 (1979).

25a

The third factor is whether it is “consistent with the un-
derlying purposes of the legislative scheme to imply such a
remedy ... . 1 441 U.S. at 688-89 n.9. Section 17 of the
Act provides that Atlhe Department of Justice shall con-
duct the legal proceedings necessary to enforce” § 13. 33
U.S.C. § 413. The only role expressly created for private
persons in the enforcement scheme is as informants; section
17 provides for the payment of one-half of a levied fine “to
the person or person giving information which shall lead to
conviction.” Id. § 411. In one respect, a private cause of ac-
tion is clearly consistent with the legislative scheme. It
would positively augment the government’s enforcement
efforts, thus better effectuating the ultimate objectives of
§ 13. But notwithstanding the remedial advantages to be
gained from such implication, the language of these provi-
sions establishes that Congress vested in the federal gov-
ernment the primary responsibility for enforcement.?? To

*1 Later in the Cannon opinion the court rephrased this factor as a
question of whether “a private remedy . . . would frustrate the under-
lying purpose of the legislative scheme” and observed that “when that
remedy is necessary or at least helpful to the accomplishment of a stat-
utory scheme, the Court is decidedly receptive to its implication... .”
441 U.S. at 703. To the extent that this rephrasing weighs more favor-
ably towards implication of a private cause of action, we think it re-
flects the Court’s previous conclusion that the statute at issue was in-
tended to benefit a special class. The potential remedial advantages of
an implied cause of action no longer hold the sway they once did, Tou-
che Ross & Co. v. Redington, 442 U.S. at 578, even when the statute
at issue does benefit a special class, Transamerica Mortgage Advisors,
Inc. v. Lewis, 444 U.S. at 15-16, 19-20, 23-24.

a puerto Rico puts great store in the fact that the Department of
Justice is obligated to represent federal agencies charged with a viola-
tion of the Act and thus is “in no position to enforce the Act” against
those same federal agencies. Natural Resources Defense Council, Inc.
v. Grant, 355 F. Supp. 280, 290 (E. D. N. C. 1973). The Commonwealth
maintains that a private parties must be allowed to vindicate the pub-
lie's interest in environmental protection. Id. See People of the State of
Illinois ex rel Scott v. Hoffman, 425 F. Supp. 71 (S.D. III. 1977). See
also Sierra Club v. Andrus, 610 F.2d 581, 590-91 (9th Cir. 1979), cert.
granted, 49 U.S.L.W. 3212 (Oct. 7, 1980) (No. 79-1502). But whether
or not this situation presents an insuperable conflict, our responsibility
is to ascertain Congress’ intent, not to improve upon its enforcement
scheme. Touche Ross & Co. v. Redington, 442 U.S. at 578. Moreover,

26a

the extent that this decision involved factors other than the
protection of navigation and the prevention of pollution, im-
plication of a private cause of action could very well frus-
trate Congress’ intent. See Connecticut Action Now, Inc.
v. Roberts Plating Co., 457 F.2d at 89.

Finally, we must consider “whether implying a federal
remedy is inapprorpiate because the subject matter in-
volves an area basically of concern to the States.” Cannon
v. University of Chicago, 441 U.S. at 709. The federal in-
terest in navigation and the control of pollution cannot be
doubted. Congress’ power under the Commerce clause
gives that body virtually plenary authority over the naviga-
ble waters of the United States. See, e.g., Gilman v.
Philadelphia, 70 U.S. (3 Wall.) 713 (1865); Gibbons v.

the absence of an implied private cause of action under § 13 does not
mean that federal agencies are effectively free to ignore their
responsibilities with respect to the control of water pollution. Section
$13 of the Federal Water Pollution Control Act Amendments subjacts
every federal agency to “all Federal, State, interstate, and local re-
quirements . . . respecting the control and abatement of water pollu-
tion ... .” 88 U.S.C. § 1882(a). Under § 505 of the same Act, id.
§ 1365, Puerto Rico may sue to enforce that obligation, as it has done
in this case. The similarity in purpose between the Rivers and Harbors
Act and the Federal Water Pollution Control Act is reflected in the
fact that the permit requirement imposed by § 13 is now implemented
by the Administrator of the EPA under § 402 of the Federal Water
Pollution Control Act. See 33 U.S.C. § 1342(a)(1)(2). Because no issue
is presented here in which the substantive requirements of § 13 might
differ from those of the Federal Water Pollution Control Act, we need
express no view on the availability of a right of private enforcement
against federal defendants in a situation in which they did.

20 Section 17 requires the Department of Justice “to vigorously pros-
ecute all offenders . . . when requested to do so by the Secretary of the
Army or by any of the officials hereinafter designated . . . .” 38 U.S.C.
413. It vests in the appropriate administrative officials, if not also
the Attorney General, the discretion to decide whether § 13 should be
enforced in a particular case. As a provision for prosecutorial discre-
tion, it reflects a legislative decision to husband the enforcement re-
sources of the federal government, including those of the judiciary.
The government’s decision not to enforce § 13 against a particular
party, perhaps in anticipation of an informal resolution of the matter,
could be frustrated by a private party armed with an implied cause of
action.

27a

Ogden, 22 U.S. (9 Wheat.) 1 (1824). Since the enactment of
the Rivers and Harbors Act in 1899, Congress has expand-
ed federal efforts to control the pollution of navigable
waters with the adoption of the Federal Water Pollution
Control Act, as amended, 33 U.S.C. §§ 1251-1376. The en-
actment in 1969 of the National Environmental Policy Act,
42 U.S.C. 88 4321-4369, underscores the federal commit-
ment to combat pollution. We perceive no federalism-
comity problems militating against the implication of a pri-
vate cause of action under § 13.

Of the four factors we have analyzed to ascertain Con-
gress’ intent, only the last clearly favors implication of a
private cause of action. Although we recognize the private
enforcement of § 13 might be conducive to the protection of
navigation and the control of pollution, Atjhe ultimate
question is one of congressional intent, not one of whether
this Court thinks that it can improve upon the statutory
scheme. Touche Ross & Co. v. Redington, 442 U.S.
at 578. What evidence there is does not warrant a conclu-
sion that Congress intended to create a private cause of ac-
tion under § 13.24

Section 15 of the Rivers and Harbors Act makes it unlaw-
ful “to voluntarily, or carelessly sink, or permit or cause to
be sunk, vessels or other craft in navigable channels
33 U.S.C. § 409. Puerto Rico maintains that the Navy’s in-
tentional sinking of a target ship, the U.S.C. Killen, in the
Bahia Salinas del Sur, violated this prohibition. We con-
clude that Puerto Rico is without standing to assert this
claim.

24T wo of the decisions relied upon by Puerto Rico rest, in principle if
not by name, on an application of § 10(a) of the Administrative Proce-
dure Act, 5 U.S.C. § 702. See Citizens Committee for Hudson Valley
v. Volpe, 425 F. 2d 97 (2d Cir.), cert. denied, 400 U.S. 949 (1970); Peo-
ple of the State of Ill. ex rel Scott v. Hoffman, 425 F. Supp. 71 (S.D.
Ill. 1977). That statute creates a right to judicial review for persons in-
jured by “agency action,” the definition of which does not encompass
the Navy’s dropping of ordnance into the coastal waters of Vieques.
See 5 U.S.C. § 551(13). See pp. 18-19, supra.

28a

“The essence of the standing inquiry is whether” the
plaintiff has alleged “a ‘distinct and palpable injury’...
‘fairly traceable’ ... to the challenged conduct.” Duke
Power Co. v. Carolina Env. Study Group, 438 U.S. 59, 73
(1978) (citations omitted). Puerto Rico failed to allege that
the sinking of the U.S.S. Killen resulted in any form of
harm to the island or its inhabitants. Nor does the relief
requested—an injunction against the Navy’s training activ-
ities on Vieques—implicitly suggest the harm which Puerto
Rico might have alleged. An injunction against current
Navy activities hardly would remedy any injury to the en-
vironment or navigation caused by a sunken vessel. Re-
moval of the ship would be the appropriate remedy for
harm resulting from the ship’s presence, but Puerto Rico
did not request that relief.25 The failure to allege a distinct
and palpable injury renders Puerto Rico’s claim under § 15
nonjusticiable. See Simon v. Eastern Kentucky Welfare
Rights Org., 426 U.S. 26, 39 (1976); Linda R.S. v. Richard
D., 410 U.S. 614, 617 (1973). Thus we vacate the district
court’s decision with respect to this claim, and remand with
instructions to dismiss for lack of jurisdietion. 2

RESTRICTIONS ON FISHING

“In the interest of the national defense, and for the bet-
ter protection of life and property,” section 1 of the Army
Appropriation Act of 1918 authorizes the Secretary of the
Army “to prescribe such regulations as he may deem best
for the use and navigation of any portion or area of the nav-
igable waters ... under the jurisdiction of the United
States endangered or likely to be endangered by Artillery

25Puerto Rico correctly argues that a violation of § 15 can be estab-
lished without proof that navigation has been actually obstructed by
the voluntary sinking of a vessel. This does not, however, obviate the
jurisdictional requirement that a private party seeking relief under
§ 15 allege some injury to fact to itself.

26Given our disposition of this claim, we need not decide whether a
private cause of action for injunctive relief should be implied from
§ 15. Nonetheless, we think it appropriate to observe that our analysis
of that issue with respect to § 13 is equally applicable to § 15.

29a

fire in target practice or otherwise. . . 33 U.S.C. § 3.
The sole express restraint imposed by the statute on the
Secretary’s power provides “that the authority conferred
shall be so exercised as not unreasonably to interfere with
or restrict the food fishing industry ....” Id. Pursuant to
this authority, the Secretary has promulgated danger zone
regulations individually tailored to the particular area of
water in question. See 33 C. F. R. § 204.

In 1974 the Secretary of the Army promulgated the fol-
lowing regulation:

Carribean Sea and Vieques Sound in vicinity of East-
ern Vieques, bombing and gunnery target area.

(a) The Danger Zone. From Punta Conejo on the
south coast of Vieques at latitude 18°06'30’, longitude
65°22'33"; thence to latitude 18°03'00", longitude
65°21'00"; thence to latitude 18°03'300", longitude
65°15'30"; thence to latitude 18°11"30", longitude
65°14'30"; thence to latitude 18°12'00", longitude
65°20'00"; and thence to Cabellos Colorados on the
north coast of Vieques at latitude 18°09'49”, longitude
65°23'27”".

(b) Regulations. (1) It will be open to navigation at
all times except when firing is being conducted. At
such times no surface vessels, except those patrolling
the area, shall enter or remain within the danger area.
Prior to conducting each firing or dropping or ord-
nance the danger area will be patrolled to insure that
no watercraft are within the danger area. Any water-
craft in the vicinity will be warned that practice firing
is about to take place and advised to vacate the area.

(2) The regulations will be enforced by the Com-
mander. Caribbean Sea Frontier, San Juan, P.R., and
such agencies as he may designate.

33 C. F. R. § 204.234 (1979).

At trial, Puerto Rico contended that the Navy’s use of
this area for bombing and gunnery practice unreasonably
interfered with the island’s food fishing industry, in viola-
tion of 33 U.S.C. § 3. In rejecting this claim, the district
court ruled that:

30a

The Plaintiffs herein have presented absolutely no
evidence that Defendant Navy has impermissibly or
unilaterally expanded the areas authorized as a danger
zone (33 C. F. R. § 204.234) ... The navigable waters
contiguous to Defendant Navy’s weapons training
range at Vieques are navigable waters of the United
States, and they have been restricted in exactly the
manner intended by law and regulations.

478 F. Supp. at 701.

On appeal Puerto Rico argues that the district court
failed to consider the needs of Vieques’ fishing industry, in
disregard of the statutory requirement that the danger
zone regulation not unreasonably interfere with or restrict
the food fishing industry. We conclude, however, that the
only question properly before the court was whether the
Navy had complied with the danger zore regulation.

As is apparent from the statutory language, the provi-
sion against unreasonable interference with the food fishing
industry applies to the Secretary of the Army’s exercise of
his authority to prescribe and regulate. Assuming that the
Navy has acted in accordance with 33 C.F.R. § 204.234, to
decide whether the Navy has unreasonably interfered with
fishing would necessarily draw into question the validity of
the regulation under the enabling statute, 33 U.S.C. § 3.
Yet Puerto Rico has not named the Secretary of the Army
as a defendant in this case. Thus, if we, or the district
court, were to define a standard of reasonableness for 33
U.S.C. § 3 and apply it to the facts of this case, we would
do so in the absence of the agency responsible for the ad-
ministrative determination that 33 C. F. R. § 204.234 com-
ports with the statutory command. None of the record rele-
vant to the formulation of this regulation is part of the
record in this ease.“ Nor, of course, has the Secretary had
the opportunity, at trial or on appeal, to defend the propri-
ety of the regulation.

27 The current regulation, 36 C. F. R. § 204.234, was promulgated
only after the Corps of Engineers had provided public notice of the
proposed regulation and an opportunity for comments. 39 Fed. Reg.
13889, 27133 (1974).

31a

Had the district court ruled on whether 33 C. F. R.
§ 204.234 unreasonably interferes with the food fishing in-
dustry, we would vacate that ruling for the reasons stated
above.?® We conclude, however, that the court’s decision is
only a determination that the Navy has complied with 33
C.F.R. § 204.234. We need offer no opinion on this because
Puerto Rico has not challenged it on appeal.

NOISE POLLUTION

In its complaint, Puerto Rico contended that the Navy’s
training activities generate “shock waves and excessive
noise that unreasonably interfere with the health and wel-
fare of residents of Vieques. . . It sought to enjoin these
activities as a violation of the Commonwealth’s criminal
nuisance statute, 2 P. R. Laws Ann. tit. 33, § 1365,%° al-
leged to be applicable to the Navy’s operations through
Section 4 of the Noise Control Act, 42 U.S.C. § 4903(b)
(the Act). 1 The district court denied the request for an in-

28 When necessary to protect the interests of an absent party, a
court of appeals should consider sua sponte whether a claim should be
dismissed for failure to join an indispensable party. See Provident
Bank & Trust Co. v. Patterson, 390 U.S. 102, 111 (1968); NLRB v.
Doug Neal Management Co., 620 F.2d 1133, 1139 (6th Cir. 1980);
Kimball v. Florida, 537 F.2d 1305, 1307 (5th Cir. 1976).

2® Although Puerto Rico does not seek to impose criminal penalties
on the Navy, it chose to base its case on its criminal nuisance law rath-
er than its very similar civil nuisance statute, P. R. Laws Ann Tit. 32,
§ 2761, perhaps because the latter does not expressly refer to public
nuisances. See note 40 infra. The choise of statute relied upon does not
affect our analysis or conclusion.
30 P. R. Laws Ann. tit. 33, § 1365 provides in pertinent part:
Anything which is injurious to health, or is indecent or offen-
sive to the senses, or is an obstruction to the free use of proper-
ty, so as to interfere with the comfortable enjoyment of life or
property by an entire community or neighborhood, or by any con-
siderable number of persons, or unlawfully obstructs the free
passage or use, in the customary manner, of any navigable lake,
river, bay, stream, canal or basin, or any public park, square,
street or highway is a public nuisancel.]
31 42 U.S.C. § 4903(b) provides in pertinent part:
(b) Each department, agency, or instrumentality of the execu-

32a

junction, ruling that the Act does not apply because the
nuisance statute does not establish noise control “require-
ments” as that term is used in Section 4. 478 F. Supp. at
675. Despite this ruling, the court proceeded to consider
the evidence and determined that the noise attributable to
the Navy’s activities does not interfere with the quality of
life on Vieques. Id: at 680. We conclude that the district
court was without jurisdiction to entertain Puerto Rico’s
claim.

A careful reading of the Noise Control Act’s citizen suit
provision, section 12, 42 U.S.C. § 4911, discloses that Con-
gress expressly created a private cause of action only with
respect to the enforcement of federal noise control require-
ments. Subsection (a) permits “any person,” including a
state, to bring suit in federal district court against any fed-
eral agency that has violated a “noise control requirement.”
That term is defined in subsection (f) by reference to other
sections of the Act, all of which concern the granting of
regulatory powers to the Administrator of the EPA or the
Secretary of the Treasury, and the enforcement of regula-
tions promulgated thereunder. Section 12 has no provision
for citizens’ suits to enforce a federal agency’s duty to com-
ply with state and local requirements regarding the control
and abatement of environmental noise. Thus, Puerto Rico’s
claim, premised on a violation of state law, cannot be main-
tained under § 12 of the Act, 42 U.S.C. § 4911.

In the absence of an alternative basis in federal law, the
unavailability of § 12 warrants dismissal of this state law
claim for lack of jurisdiction because it is otherwise barred
by sovereign immunity. See United States v. Testan, 424

tive, legislative, and judicial branches of the Federal Govern-
ment—

(1) having jurisdiction over any property or facility, or

(2) engaged in any activity resulting, or which may result,

in the emission of noise,
shall comply with Federal, State, interstate and local require-
ments respecting control and abatement of environmental noise
to the same extent that any person is subject to such require-
ments.

33a

U.S. 392 (1976); Larson v. Domestic & Foreign Commerce
Corp., 337 U.S. 682 (1949). We recognize, however, that
§ 4, to the extent it subjects every federal agency to state
noise control requirements, arguably permits suit against
an officer of a federal agency for a violation of those re-
quiremenis.*? If § 4 requires the Navy to comply with
Puerto Rico’s criminal nuisance statute, this responsibility
may be enforceable by an implied cause of action under
§ 4.33 We reach the latter question, however, only if we

2 The doctrine of sovereign immunity bars suit against a federal
agency eo nomine in the absence of an express congressional waiver.
See United States v. Testan, 424 U.S. 392 (1976); United States v.
King, 395 U.S. 1 (1969); Commonwealth of Massachusetts v. United
States Veterans Administration, 541 F.2d 119 (1st Cir. 1976). In con-
trast, a federal officer is subject to suit despite the lack of express leg-
islative waiver if that officer has acted outside the legal limitations on
his authority. Larson v. Domestic & Foreign Commerce Corp., 337
U.S. 682, 689 (1949). The federal mandate provided in 42 U.S.C.
§ 4903(b) constitutes such a limitation. See Westinghouse Flec. Corp.
v. Schlesinger, 542 F.2d 1190, 1214 (4th Cir. 1976), cert. denied, 431
U.S. 924 (1977).

33 A determination of whether Puerto Rico’s nuisance statute consti-
tutes a requirement under § 4 will aiso determine whether the district
court had subject matter jurisdiction over this claim. This question of
jurisdiction should be resolved prior to a decision of whether Puerto
Rico has stated a claim upon which relief can be granted. With respect
to the latter issue, we observe only that implication of a cause of action
is plausible. Although no court has previously decided whether § 12
exclusively defines the available causes of action under the Act, sever-
al courts of appeals have considered, and disagreed, about the implica-
tion of a cause of action in an analogous statutory context. Both the
Clean Air Act and the Federal Water Pollution Control Act (FWPCA)
contain citizen suit provisions quite similar to § 12. See 42 U.S.C.
§ 7604; 33 U.S.C. § 1365. The Courts of Appeals for the Second, Third
and District of Columbia Circuits have held that 33 U.S.C. § 1365 does
not preclude, inter alia, implication of a cause of action under different
substantive provisions of the FWPCA. National Sea Clammers Ass’n
v. City of New York, 616 F.2d 1222, 1228-31 (3d Cir.), cert. granted,
49 U.S.L.W. 3281 (Oct. 14, 1980) (No. 79-1760); Natural Resources
Defense Council, Inc. v. Callaway, 524 F.2d 79, 83-84 (2d Cir. 1975);
Natural Resources Defense Council, Inc. v. Train, 510 F.2d 692,
698-703 (D.C. Cir. 1974). The Seventh Circuit has rejected this conclu-
sion with respect to the Clean Air Act. City of Highland Park v.
Train, 519 F. 2d 681, 690-93 (7th Cir. 1975). cert. denied, 424 U.S. 927

34a

first determine that Puerto Rico’s nuisance statute estab-
lishes “requirements” that would trigger the application of
§ 4.

The key issue, therefore, is the definition of “require-
ments.” As used in § 4 of the Noise Control Act, the term
stands unexplicated by Congress or the courts. But the
model from which § 4 was drawn,“ section 118 of the Clean
Air Act (currently codified at 42 U.S.C. § 7604), has re-
ceived intense scrutiny. Judicial interpretation of the term
“requirement” as used in § 118, and Congress’ response to
that interpretation, sheds considerable light on the defini-
tion of “requirements” as used in & 4.55

Section 118 of the Clean Air Act underwent its most im-
portant dissection at the hands of the Supreme Court in
Hancock v. Train, 426 U.S. 163 (1976). Two steps in the

(1976). In a case involving the FWPCA, this court expressly reserved
decision of the question. Commonwealth of Massachusetts v. United
States Veterans Administration. 541 F.2d 119, 122-23 & n.4 (Ist Cir.
1976).

Although the legislative history of § 4 does not identify § 118 as
the prototype of § 4, there is a close similarity in the language of the
two provisions. And the legislative history does establish expressly the
overall importance of the Clean Air Act as a model for the drafters of
the Noise Control Act. See S. Rep. No. 1160, 92d Cong., 2d Sess., re-
printed in 11972] U.S. Code Cong. & Ad. News 4658, 4661, 4667.

35 Section 313 of the Federal Water Pollution Control Act, 33 U.S.C.
§ 1323, also tracks the language of § 118 and has been similarly con-
strued. See Environmental Protection Agency v. California ex rel
State Water Resources Board, 426 U.S. 200 (1976).

36 Congress legislatively reversed the actual holding of Hancock
with the enactment of the Clean Air Act Amendments of 1977, Pub. L.
No. 95-95, 91 Stat. 685. See H.R. 6161, 95th Cong., Ist Sess. 12, re-
printed in [1977] U.S. Code Cong. & Ad. News 1089-90. Neither the
amendments nor the committee reports undermine that part of the
Court’s reasoning upon which we rely. The companion case to
Hancock, Environmental Protection Agency v. California ex rel State
Water Resources Board. 426 U.S. 200 (1976), suffered like treatement
with the enactment of the Clean Water Act of 1977, Pub. L. No.
95-217, § 60, 91 Stat. 1597, 1598. See S. Rep. No. 370, 95th Cong., Ist
Sess. 67, reprinted in [1977] U.S. Code Cong. & Ad. News 4392. The
apparent purpose of these amendments was to ensure the enforceabili-

35a

Court’s analysis are particularly apposite to the question
before us. First, the Court’s reading of § 118’s legislative
history disclosed that the various preliminary drafts and
the cummittee reports used “requirements” interchange-
ably with “emission requirements” and “emission stand-
ards.” Id. at 188-89 & n.2. Congress apparently under-
stood “requirements” to refer to standards specifying the
permissible emission levels for various point sources and
pollutants.*? Though hardly conclusive, the court’s observa-
tion presents some evidence of the legislative use of the
term in the pollution control context, and particularly in the
drafting of the prototype for § 4.

The second step in Hancock pertinent to our inquiry
rested on the Court’s recognition of the close relationship
between § 118 and § 304, the citizen suit provision of the
Clean Air Act. 42 U.S.C. § 7604. “§ 118 establishes the
duty of federal installations to comply with state ‘require-
ments,’ and § 304 provides the means of enforcing that
duty in federal court.” 426 at 196. Section 304 restricts the
area subject to enforcement by suit to emission limitations
or standards, standards of performance, and compliance
schedules. The Court concluded that the scope of the § 304
enforcement power defined the scope of the § 118 duties
because “it seems most unlikely that in providing that a
State might bring suit in district court to enforce the duties
of federal installations under § 118, the Congress would not
make all those duties enforceable. .. .” Jd. at 197.

We recognize a similar relationship between the “re-
quirements” of § 4 and those of § 12 of the Noise Control

ty of the applicable substantive control requirements. We find no evi-
dence that the amendments were intended to expand the category of
applicable substantive requirements.

87 The Senate Committee report that accompanied the final draft of
the Noise Control Act offers some evidence of a similar understanding
with respect to the control of noise. See S. Rep. No. 1160, 92nd cong.,
2d Sess., reprinted in [1972] U.S. Cong. & Ad. News 4655. In particu-
lar, the Committee concluded that the federal noise control require-
ments that would be enforceable under § 12 should be “technologically-
based standards” rather than the more open ended standard of the
“public health and welfare,” Jd. at 4659.

36a

Act. The primary objective in our attempt to clarify the
term “requirements” is to ascertain Congress’ intent and
§ 12 contains the sole legislative definition of that term in
the Act. More importantly, that definition occurs in the
provision for private enforcement of the Act. Section 12,
unlike § 304 of the Clean Air Act, does not allow for suit by
a state to enforce a state pollution control requirement.
Thus, unlike the scheme of the Clean Air Act, § 12 does not
define specifically which state requirements are incorpora-
ted in § 4 But it does permit a state to bring suit against a
federal agency for violation of certain federal requirements.
Considered together, the federal requirements enforceable
under § 12 are the best evidence of the type of noise con-
trol requirement that Congress intended to be enfo

[Text truncated at 120,000 characters. The full text is on the page linked above.]

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_2169%3A1. Public record. Not legal advice.
